Wind Energy Engineering
Wind Energy Engineering
Engineering
Second Edition
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Dedicated to
My late father U.M. Jain and my mother Manchi Jain.
vii
Operations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 356
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 357
15 Wind Energy Policy . . . . . . . . . . . . . . . . . . . . . . . . . . . . 359
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 359
Framework for Wind Energy Policy . . . . . . . . . . . . . . 359
Incentives . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 362
Supply-Side Incentives . . . . . . . . . . . . . . . . . . . 362
Demand-side Incentives . . . . . . . . . . . . . . . . . . 371
Wind Resource Exploitation . . . . . . . . . . . . . . . . . . . . . 373
Wind Resource Mapping of Country . . . . . . . 373
Long-term Wind Measurements . . . . . . . . . . . 374
Wind Resource Corridors . . . . . . . . . . . . . . . . . 375
Grid Integration Policy . . . . . . . . . . . . . . . . . . . . . . . . . 376
Grid Flexibility . . . . . . . . . . . . . . . . . . . . . . . . . . 377
Licensing Guidelines . . . . . . . . . . . . . . . . . . . . . . . . . . . 380
One-Stop-Shop . . . . . . . . . . . . . . . . . . . . . . . . . . 380
Criteria for Issuing Licenses . . . . . . . . . . . . . . . 382
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 383
Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 385
I
have been interested in writing short technical articles from
graduate school days. I was never good at it. In those days, I
supposedly wrote dense stuff and the audience I had in mind
were experts in the field. This changed as I wrote for a corporate
audience. When I got into the wind business, I wrote whitepapers
and blogs regularly but never considered writing a book. The idea
of writing this book came to me from a dear friend Satya Komatineni,
author of books on Android. He encouraged me to send a proposal
to McGraw-Hill about the book. This led me down a 9-month-long
adventure. The best metaphor to describe the adventure is that writ
ing a book is akin to the 9-month process of gestation and birthing
of the first child. Although I have not personally experienced it, I
have lived with someone who experienced it. It is exciting, uncom
fortable, painful, and, at times, really painful, and in the end the
product makes you forget the pain.
The impetus of writing this book was a lack of books on the mar
ket that targeted engineers. Specifically, I wanted to write a book that
would give an engineer from any discipline sufficient knowledge
about the multidisciplinary field of wind energy. This book intends to
bring to bear at least five disciplines in order to provide a reasonably
comprehensive understanding of the field of wind energy. The five
disciplines include meteorology, mechanical and aeronautical engi
neering, civil engineering, electrical engineering, and environmental
engineering. In addition, to these core engineering disciplines, the
book has chapters on finance and project management, two business-
related disciplines that are key to wind energy.
I wrote the book with the following audience in mind. First are
engineers and scientists who are in the wind industry but practice in
a narrow segment of the industry that covers their specific discipline.
Second are engineers and scientists who want to enter the wind
industry. Third are undergraduate engineering students and techni
cal college students who want to learn about the various disciplines
in wind energy engineering. Finally, another intended audience is
xv
Pramod Jain
July 2010
A
fter I wrote the first edition, the wind industry in the United
States took a nosedive due to uncertainty around production
tax credits. The amount of wind installations in the United
States declined by about 50% in 2010 compared to 2009. This and a
desire to work in countries with an emerging wind industry prompted
me to look at consulting opportunities outside the United States. US
Agency for International Development (USAID) and later Asian
Development Bank (ADB) projects provided opportunities to work in
countries with emerging wind markets. While consulting with gov
ernments and developmental agencies, I noticed that these markets
needed a lot more policy support in terms of incentives, tariffs,
renewable energy funds, power purchase agreement, licensing guide
lines, open access to transmission, grid code for interconnection,
renewable energy zones, and others. In the first edition of the book,
wind energy policy was not covered; therefore, there was a gaping
hole in the book.
Another area that emerging wind markets lack is an understand
ing of the impact of wind energy on the grid. In most cases, before the
wind farms were interconnected, the grid operators were nonchalant
about integration issues. Time and again, I have observed that grid
operators have a rude awakening as they struggle to integrate the
first wind farm or the few initial wind farms into the grid. Often, this
leads to detrimental consequences for the wind industry—large
amount of curtailment of energy for the interconnected wind farms
and/or denial of interconnection permits for new wind farms. I have
realized that it is, therefore, an imperative that the grid integration
issues be studied, understood, and resolved during the licensing
phase of a wind project. The first edition of the book did not cover
this area, specifically it did not deliberate on the types of studies that
should be performed and the changes that should be made to both
xix
the physical grid and system operations of the grid before wind
plants are integrated to a grid.
The second edition of the book fills these two gaps: wind energy
policy and grid integration studies. Wind energy policy is described
in Chap. 15, a new chapter. Grid integration is presented in a signifi
cantly expanded Chap. 11. The other change was to Chap. 1, which
now contains updated statistics of the wind industry.
When I wrote the first edition of the book in 2009–10, no one I
knew used the adjective “mature” to describe the wind industry and
very few were talking about “grid parity” in terms of cost of wind
energy. What a difference a 5-year period makes? Both maturity and
grid parity are commonly used to describe wind energy. Here are my
reasons for claiming that the wind industry has matured:
Pramod Jain
February 2016
T
he first acknowledgement goes to my family. This book would
not have been possible without the support of my wife
Shobhana, and two wonderful daughters Suhani and Sweta.
The book took a significant toll on the family; I am grateful for
their wholehearted support and backing. I also want to thank my
mother, and sisters Savita and Rekha for their support.
The second acknowledgement goes to all my colleagues in the wind
industry. I have immensely benefited from interactions with them. The
two new chapters in this edition of the book are a result of my consulting
work in the areas of grid integration and wind energy policy on behalf of
two clients—The Asian Development Bank and the US Agency for Inter
national Development. I also want to thank Ritika Oswal for being my
sounding board on content related to grid integration.
The third acknowledgement goes to companies that shared pictures
and data for the book including Alan Henderson of P&H, Vergnet,
Vensys, Bosch-Rexroth, SKF, Vestas, and GE; WindPower Monthly,
World Wind Energy Association, American Wind Energy Association,
Lawrence Berkeley National Lab, National Renewable Energy Lab,
and others.
Next, I would like to thank the International Electrotechnical
Commission (IEC) for permission to reproduce Information from its
International Standard IEC 61400-1 ed.3.0 (2005 and 2010). All such
extracts are copyright of IEC, Geneva, Switzerland. All rights
reserved. Further information on the IEC is available from www.iec.ch.
IEC has no responsibility for the placement and context in which the
extracts and contents are reproduced by the author, nor is IEC in any
way responsible for the other content or accuracy therein.
Finally, I want to thank McGraw-Hill for accepting my proposal
for the second edition of the book, and helping me with the editing
and publishing process.
xxiii
CHAPTER 1
Overview of Wind
Energy Business
First, there is the power of the Wind, constantly exerted over the
globe… Here is an almost incalculable power at our disposal, yet
how trifling the use we make of it.
—Henry David Thoreau,
American naturalist and author (1834)
Introduction
The energy of wind has been exploited for thousands of years. The
oldest applications of wind energy include extracting water from
wells, making flour out of grain, and other agricultural applications.
In recent times, the use of wind energy has evolved to, primarily,
generation of electricity.
The field of wind energy blossomed in 1970s after the oil crisis,
with a large infusion of research money in the United States, Denmark,
and Germany to find alternative sources of energy. By the early 1980s,
incentives for alternative sources of energy had vanished in the
United States and, therefore, the wind energy field shrank signifi-
cantly. Investments continued in Europe and, until recently, Europe
led in terms of technology and wind capacity installations. In early
2000s, wind installations in the United States, China, and India picked
up steam.
2 Chapter One
400
370
350
319
Total installed capacity worldwide, GW
283
300
238
250
198
200
159
150
121
94
100
74
59
48
39
50
31
24
0
2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014
reports that in 2014, 370 GW of wind capacity was online. Figures 1-1
and 1-2 show the worldwide total installed wind capacity and new
installed capacity, by year. The pace of growth of new installed capacity
has increased. Between 2001 and 2014, the installed wind capacity
has grown by an average of about 16% per year.
60
51.477
45.161
New installations of wind power worldwide, GW
50
40.637
38.989
38.478
35.708
40
26.952
30
20.286
14.701
20
11.531
8.207
8.133
7.27
10
6.5
0
2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014
Denmark 3.5
4.8
Portugal 3.5
4.9
Brazil 0.6
5.9
Italy 4.9
8.7
France 4.5
9.3
Canada 3.3
9.7
United Kingdom 4.1
12.4 2009
India 10.9 2014
22.5
Spain 19.1
23.0
Germany 25.8
39.2
USA 35.2
65.9
China 26.0
114.8
Figure 1-3 Total installed capacity of wind power (GW) by country for top 12
countries.2
Denmark 1270.6
663.0
Netherlands 246.8
247.0
Germany 1049.2
72.0
Figure 1-4 Total installed capacity of offshore wind power (MW) in the top five
countries.2
4 Chapter One
Germany at 15, 14, and 9%, respectively. In 2014, across Europe the
total wind generation was 284 TWh (10.2% of total EU electricity
consumption)a while in the United States, the total wind generation
was 182 TWh (4.45% of total US electricity consumption).b
The prominence of wind in the last half of the first decade of the
twenty-first century is evident in the fact that it is the leading source
of newly installed electricity generation capacity in the United States.
In the United States, out of a total of 20 GW of new electricity genera-
tion in 2008, 42% was from wind energy.2 The percentage has risen
steadily since 2005, when wind was 12% among generation types in
annual capacity addition. From an energy standpoint, the promi-
nence of wind is even more impressive. The Lawrence Berkeley
National Laboratory (LBL) report2 predicts, “almost 60% of the
nation’s projected increase in electricity generation from 2009 through
2030 would be met with wind electricity. Although future growth
trends are hard to predict, it is clear that a significant portion of the
country’s new generation needs is already being met by wind.” The
LBL report used forecast data from Energy Information Administration
of the US Department of Energy (DOE).
Table 1-1 Projections for Levelized Cost of Energy (LCOE) from Different Sources for New Power Plants Built in 2019.4 Values Are Average, Minimum, and
Maximum over 22 US Regions, and the Components of the Average LCOE. All the Values Are in 2012 US Dollars.
5
22/02/16 6:38 pm
01_Jain_ch01_p001-010.indd 6
Table 1-1 Projections for Levelized Cost of Energy (LCOE) from Different Sources for New Power Plants Built in 2019.4 Values Are Average, Minimum, and
Maximum over 22 US Regions, and the Components of the Average LCOE. All the Values Are in 2012 US Dollars. (Continued)
22/02/16 6:38 pm
New Technical 6x9 Technical
$37.53 $38.40
$40 $35.92
$33.51
$30 $25.59
$20
$10
$0
9
06
07
08
09
10
11
12
13
-9
-0
-0
-0
20
20
20
20
20
20
20
20
96
00
02
04
19
20
20
20
PPA Year
8 Chapter One
References
1. Renewable Energy Policy Network for the 21st Century (REN21). Renewable 2014
Global Status Report, REN21, Paris, France.
2. Global Wind Energy Council. Global Wind Statistics 2014, February 2015.
3. Milborrow, D. “Onshore wind is more competitive than ever,” WindPower
Monthly, January, 2015.
4. U.S. Energy Information Administration. Annual Energy Outlook 2014. DOE/
EIA-0383, April 2014.
5. Wiser, R., and Bolinger M. 2013 Wind Technologies Market Report, Lawrence
Berkeley National Laboratory, Berkeley, CA, August 2014.
6. US Department of Energy. Wind Vision: A New Era for Wind Power in the United
States. DOE/GO-102015-4557. US Department of Energy, Washington, DC, April
2015.
7. Energy Efficiency and Renewable Energy, US Department of Energy. 20% Wind
Energy by 2030. US Department of Energy, Washington, DC, 2008. www.nrel.
gov/docs/fy08osti/41869.pdf. DOE/GO-102008-2567.
8. American Wind Energy Association. 20% Wind Energy by 2030: Wind, Backup
Power, and Emissions, American Wind Energy Association, Washington, DC, 2009.
http://www.awea.org/pubs/factsheets/Backup_Power.pdf.