Sexual Conflict About Parental Care: The Role of Reserves
Sexual Conflict About Parental Care: The Role of Reserves
Zoltán Barta,1,* Alasdair I. Houston,2,† John M. McNamara,1,‡ and Tamás Székely 3,§
               1. Centre for Behavioural Biology, School of Mathematics,                    and thus, parents should have sufficient reserves to raise
               University of Bristol, University Walk, Bristol BS8 1TW, United              their young to independence. Parents in poor condition
               Kingdom;
                                                                                            may terminate care and abandon their nest or young (Sny-
               2. Centre for Behavioural Biology, School of Biological Sciences,
               University of Bristol, Woodland Road, Bristol BS8 1UG, United                der et al. 1989; Olsson 1997; reviewed by Clutton-Brock
               Kingdom;                                                                     1991; Székely et al. 1996). Given that energy reserves play
               3. Department of Biology and Biochemistry, University of Bath,               an important role in determining patterns of care, an evo-
               Bath BA2 7AY, United Kingdom                                                 lutionary account of care should adopt a state-dependent
                                                                                            approach (Houston et al. 1988; Houston and McNamara
               Submitted February 5, 2001; Accepted November 30, 2001
                                                                                            1999; Clark and Mangel 2000). State-dependent models
                                                                                            have been developed to investigate the decision of a single
                                                                                            sex by Kelly and Kennedy (1993) and Webb et al. (in press).
                                                                                            For instance, Kelly and Kennedy (1993) showed that fe-
               abstract: Parental care often increases the survival of offspring,           male Cooper’s hawks Accipiter cooperi should desert their
               but it is costly to parents. Because of this trade-off, a sexual conflict    young when their reserves fall below a critical level. In
               over care arises. The solution to this conflict depends on the inter-        their model, however, the behavior of deserting females
               actions between the male and female parents, the behavior of other
                                                                                            was constrained by their not allowing the females to re-
               animals in the population, and the individual differences within a
               sex. We take an integrated approach and develop a state-dependent            mate. In a more general model by Webb et al. (in press),
               dynamic game model of parental care. The model investigates a single         a deserting female can remate and renest within the same
               breeding season in which the animals can breed several times. Each           breeding season. Interestingly, their model found that a
               parent’s decision about whether to care for the brood or desert              female deserts not only when her reserves are low (and
               depends on its own energy reserves, its mate’s reserves, and the time        thus she is threatened by starvation) but also when her
               in the season. We develop a fully consistent solution in which the
                                                                                            reserves are high. In the latter case, the deserting female
               behavior of an animal is the best given the behavior of its mate and
               of all other animals in the population. The model predicts that fe-
                                                                                            immediately starts to search for a new mate and thus in-
               males may strategically reduce their own reserves so as to “force”           creases her reproductive success by remating.
               their mate to provide care. We investigate how the energy costs of              In many birds, fish, and mammals, however, the payoffs
               caring and searching for a mate, values of care (how the probability         from caring and deserting not only depend on the envi-
               of offspring survival depends on the pattern of care), and population        ronment and the energy reserves of the parents but also
               sex ratio influence the pattern of care over the breeding season.            on the behavior of other animals in the population. First,
                                                                                            the success of the current breeding attempt depends on
               Keywords: sexual conflict, parental care, offspring desertion, dynamic       whether the focal animal’s mate cares or deserts. Second,
               game, reserves, body mass regulation.
                                                                                            the operational sex ratio (Emlen and Oring 1977) can
                                                                                            determine the time to remate and hence influence the
                                                                                            payoff from desertion. There is evidence that animals re-
               Parental care is an energetically demanding behavior
                                                                                            spond to the operational sex ratio. For example, male fish
               (Ricklefs 1974; Golet and Irons 1999; Hõrak et al. 1999),
                                                                                            more often terminate care if the sex ratio is biased toward
               * Corresponding author. Present address: Behavioural Ecology Research        females (Keenleyside 1983; Balshine-Earn and Earn 1998),
               Group, Department of Evolutionary Zoology, University of Debrecen, Deb-      and female rock sparrows Petronia petronia desert their
               recen H-4010, Hungary; e-mail: zbarta@delfin.klte.hu.                        brood in years when many unmated males are in the pop-
               †
                   E-mail: a.i.houston@bristol.ac.uk.                                       ulation (Pilastro et al. 2001). These aspects of parental care
               ‡
                   E-mail: john.mcnamara@bristol.ac.uk.                                     require a game-theoretic analysis (Maynard-Smith 1982;
               §
                   E-mail: t.szekely@bath.ac.uk.                                            Hammerstein and Parker 1987) in which the behavior of
               Am. Nat. 2002. Vol. 159, pp. 687–705. 䉷 2002 by The University of Chicago.   the focal pair as well as other members of the population
               0003-0147/2002/15906/0008$15.00. All rights reserved.                        is considered. The importance of including the behavior
688   The American Naturalist
of other members of the population is illustrated by Webb       (i.e., the net energy gained in a day). Searching for a mate
et al. (1999). They show that modeling the behavior of a        decreases the reserves of the male, but he may find a mate.
single pair in isolation from the rest of the population        The mate-finding probability of a male depends on the
results in different evolutionarily stable strategies (ESSs)    number of mate-searching individuals of both sexes (Webb
from ones in which future expectations, including remat-        et al. 1999). To illustrate this, let us assume that only a
ing probabilities, depend on the behavior of all members        few females are searching for a mate. If only the focal male
of the population. Taken together, a full understanding of      searches for females, he will find one with high probability
parental care requires an analysis that is both state de-       despite their low numbers. However, if many males search,
pendent and game theoretic. For a related discussion in         the focal male’s probability of finding a mate will be low.
the context of alternative reproductive behaviors, see          The probability of finding a mate also depends on the
Alonzo and Warner (2000).                                       mate-search efficiency k, which may reflect population
   Here, we develop a state-dependent game model in             density (McNamara et al. 2000). If the focal male finds a
which the parents’ decisions depend on their own energy         mate, he becomes mated. We assume that mate-finding is
reserves, their mate’s reserves, and time in the season. The    random (i.e., there is no mate choice). As a consequence,
payoffs for performing each action are not specified in         the level of energetic reserves of the mate is drawn from
advance, since they depend on future expectations, which,       the distribution of the reserves of the unmated mate-
in turn, depend on the future behavior of the focal animal      searching females (i.e., at the time of pair formation, one
and the behavior (both past and future) of other popu-          member of the pair has no information about the energy
lation members. We use the model to show that state-            reserves of its partner).
dependent models can produce very different predictions            Once a pair has formed, they then produce some off-
from state-independent ones because they allow the ani-         spring after a fixed period. For example, in birds, this
mals to optimize simultaneously their behavior and re-          period may represent the time required to prepare a nest
serves. We then investigate how the energetic costs of var-     or to produce eggs. Producing offspring reduces the re-
ious activities (e.g., parental care, reproduction, mate        serves. This could represent the energetic cost of nest
search), care parameters, and the population sex ratio in-      building, territory defense, or egg laying. We assume that
fluence parental decisions.                                     if the reserves of the male’s mate are not high enough to
                                                                cover this cost, then she dies and no offspring are pro-
                                                                duced. The male then becomes unmated after the time
                        The Model
                                                                period needed for offspring production.
We consider the behavior of a focal male and a focal female        Having produced the offspring, both members of the
in a large population of NM males and NF females (N p           pair decide whether to care for the offspring until they
NM ⫹ NF) during a breeding season of T d. For simplicity,       become independent or to desert (i.e., we assume that the
we only describe the behavior of a focal male. If we do         animals decide once for each breeding attempt). We as-
not explicitly specify the female’s behavior, then similar      sume that by this time, each parent has been able to ob-
reasoning applies to her too. For a technical account of        serve the energy reserves of its partner. Thus, when making
the model, see appendices A and B.                              decisions, both parents know each others’ reserves exactly.
   The state of a focal male is represented by his marital      The male decides first, and the female then decides on the
status (unmated or mated), his energy reserves, and, if he      basis of her partner’s decision. This is a reasonable as-
is mated, the energy reserves of his mate. The male dies        sumption in internally fertilizing animals such as birds,
of starvation if his reserves fall to zero. However, his re-    mammals, and some fish because the male can leave the
serves cannot increase above some maximal level. All            family immediately after fertilization, whereas the female
changes in reserves are stochastic.                             has to wait to finish offspring production (e.g., laying the
   All animals are unmated when they arrive at the breed-       eggs or giving birth). If the male deserts, his reserves re-
ing ground. Members of the population arrive gradually          main unchanged and he will be unmated at the beginning
(i.e., on a given day, only a proportion of the whole pop-      of the next day (i.e., he has again the choice of resting,
ulation arrives). The expected reserves of an arriving in-      foraging, or searching for a mate). If the male cares, he
dividual may depend on its date of arrival.                     remains with the offspring until they become independent,
   The available behavioral actions of a male depend on         or he dies of starvation. Care is costly in terms of both
his marital status. If a male is unmated at the beginning       time (since the caring parent is not available for remating)
of a given day, then he can rest, forage, or search for a       and energy. The energetic cost to a parent is, however,
mate during that day. Resting does not change the reserves      typically less if both parents care for the offspring (cost
of the male, whereas foraging increases his reserves. The       of biparental care) than if the parent cares alone (cost of
extent of this increase depends on the efficiency of foraging   uniparental care). If a caring parent dies of starvation, we
                                                                                              Sexual Conflicts and Reserves            689
consider the consequences for the brood to be as if that        Table 1: Parameters of the model and their baseline values
parent had not cared at all. For instance, if both parents      Parameter                                             Symbol        Value
decide to care but the female dies during care, then the
                                                                Length of the breeding season (d)                     T              100
brood receives male-only care. In this case, the male’s
                                                                Duration of offspring production (d)                  tl               4
reserves decrease by the cost of uniparental care instead       Age of offspring at independence (d)                  tc              10
of by the cost of biparental care. Although the conse-          Maximum value of reserves                             L               25
quences of starvation have to be taken into account, we         Efficiency of mate search                             k                 .3
emphasize that for the parameters used, starvation almost       Value of no care                                      VDD              0
never occurs.                                                   Value of male-only care                               VCD               .7
   When the offspring become independent, their contri-         Value of female-only care                             VDC               .7
bution to the male’s reproductive value is RAB(x, y, t). We     Value of biparental care                              VCC              1
assume that this reproductive value of offspring depends        Net energy gain while foraginga                       xf, M            2
on the pattern of care they receive AB, the time in the         Energetic cost of restinga                            xr, M            0
breeding season t, and in some cases, the parents’ reserves     Energetic cost of mate searchinga                     xs, M            1
                                                                Energetic cost of offspring productiona               x l, M           3
x and y. There are four possible patterns of care: no care
                                                                Energetic cost of desertiona                          xd               0
(i.e., both parents desert, DD); male-only care (i.e., the      Energetic cost of biparental carea                    xc, M(C)        10
male cares and the female deserts, CD); female-only care        Energetic cost of uniparental carea                   xc, M(D)        12
(i.e., the male deserts and the female cares, DC); and bi-      Dependency of offspring value on reserve              h                0
parental care (i.e., both parents care, CC). We are inter-      Number of males                                       NM           5,000
ested in species in which at least some care is essential for   Number of females                                     NF           5,000
the offspring to reach independence; therefore, we assume       Median arrival time                                                    6
that the offspring die if both parents desert (i.e.,              Note: The sexes are not different under the baseline case, so we give only
R DD[x, y, t] p 0). Furthermore, the young typically have       the values for the male.
their highest reproductive value when they are cared for          a
                                                                    Variable is set to zero in the reserve-independent scenario.
by both parents so that R CC ≥ R CD, R DC ≥ R DD. The effect
of uniparental care on the value of offspring is character-     breeding season. We call this optimal policy the “best re-
ized by the care parameters (baseline values given in table     sponse” B(p) to the resident population strategy p (Mc-
1). The offspring’s reproductive value is assumed to de-        Namara et al. 1997, 2000). A necessary condition for a
crease with time in the season to account for the general       strategy p ∗ to be an evolutionarily stable strategy (ESS) is
trend in birds that offspring produced late in the season       that it is a best response to itself (i.e., B[p ∗] p p ∗).
have lower reproductive success than offspring produced            To calculate the ESS, we use a technique commonly
early (Daan et al. 1989; Székely and Cuthill 1999). In the     called the “iteration of the best response map.” This starts
baseline case, the reserves of the parents have no effect on    with an arbitrary strategy p0 and finds the sequence (p0,
the reproductive value of the young. We also investigate        p1, p2, …) of strategies where each strategy is the best
cases in which the reproductive value of the offspring in-      response to the previous strategy in the sequence (i.e.,
creases with the reserves of the caring parent(s).              B[pi] p pi⫹1). The sequence converges to a limiting strat-
   If the male survives until the end of the breeding season,   egy p ∗ in some cases, but it fails to converge in others.
he receives an additional reward that represents his re-        The problem arises because the best response B(p) does
productive success in future breeding seasons. This ter-        not change continuously with p. To overcome this diffi-
minal reward is taken to be independent of his reserves.        culty, we use damping and errors in decision making (for
                                                                further details, see McNamara et al. 1997). The error is
                                                                controlled by the parameter d. When d p 0, the animals
                   The Desertion Game
                                                                do not make any errors, whereas with increasing d, the
We consider a population whose members follow a policy          animals are increasingly unable to differentiate between
p. We refer to this policy as the “resident policy” (Mc-        actions with similar consequences. We use a small error
Namara et al. 1997, 2000). Given this policy and some           (d p 0.015) that produced the evolutionarily stable so-
initial distribution of reserves, we calculate the number of    lutions in all cases. These stable solutions give the optimal
mate-searching males and females, the distribution of their     policies of males and females over the breeding season.
reserves, and, consequently, the probability of finding a       We consider a population in which these policies are used.
mate with given reserves for all days in the breeding season.   Following the population forward in time gives the dis-
On the basis of these distributions, we can determine the       tribution of reserves of population members and the pro-
optimal policy for a “mutant” by solving the dynamic            portion of population members taking each action at each
programming equations backward from the end of the              time in the breeding season. (Note this is a forward cal-
690    The American Naturalist
Figure 1: The pattern of parental care over the season. A, Reserve-independent scenario. B, Reserve-dependent scenario: the costs of uni- and
biparental care are identical (both p 12 ). C, Reserve-dependent scenario: the costs of care are different (uniparental p 12 ; biparental p 5). Solid
lines p biparental care; dashed lines p female-only care; dotted lines p male-only care. Other parameters are as in table 1.
culation rather than simulation; see section 3.3 in Houston                 because it is more beneficial for an animal to desert than
and McNamara 1999.) The results presented in the figures                    to care, given that its mate will care.
are based on this computational procedure. For a detailed                      Then we move on to investigate a reserve-dependent
technical account, see appendix B.                                          scenario by setting the reserve parameters to the values
                                                                            given by table 1, except that the costs of both uniparental
                                                                            and biparental care are 12 units each. Comparison of this
                               Results                                      case with the reserve-independent case establishes which
First, we investigate a reserve-independent scenario. In this               effects in the reserve-dependent scenario are specifically
scenario, all parameters influencing the animals’ reserves                  due to the inclusion of reserves. Finally, we investigate
(e.g., net energy gain or cost of biparental care; see table                biologically important questions that have been discussed
1) are set to zero, and other parameters are kept at their                  in studies of parental care (Clutton-Brock 1991; Székely
baseline values (table 1). We choose the baseline values                    et al. 1996) by exploring the effects of changing model
such that they allow us to concentrate on the details of                    parameters.
the game between the parents. For instance, the sexes are
not different from each other, and one parent on its own                                      Reserve-Independent Scenario
is reasonably successful at rearing the offspring. Conse-                   In the reserve-independent case, an oscillation occurs be-
quently, a conflict of interest arises between the parents                  tween female-only and biparental care (fig. 1A). This pat-
                                                                                              Sexual Conflicts and Reserves          691
tern of care is similar to, and arises for the same reason
as, the one predicted by the non-state-dependent dynamic
game model of McNamara et al. (2000). We only note
here that when female-only care occurs, it is because the
male, who decides first, has “forced” the female to care
by deserting her. For a full analysis, see McNamara et al.
(2000).
                Reserve-Dependent Scenario
Restoring the effects of reserves has a major effect on the
pattern of care (fig. 1B). Given that the costs of uni- and
biparental care are the same, male-only care is the most
common form of care even though the male decides first.
Biparental care is frequent only near the end of the breed-
ing season (fig. 1B).
   The reason for the difference between the reserve-
independent and the reserve-dependent scenarios is as fol-
lows. In the reserve-independent scenario, the male can
force the female to care by deserting her because he decides
first (McNamara et al. 2000). In the reserve-dependent
scenario, an animal can only raise the young and survive
the period of care if it starts to care with reserves higher
than a critical level (the sum of the cost of parental care
and a safety margin serving as an insurance against the
stochasticity in reserve dynamics). Consequently, in this
case, the male can only force his mate to care by deserting
if the female has reserves higher than her critical level;
otherwise, she also deserts in order to avoid starvation.
Therefore, the inclusion of reserves creates an opportunity
for the female to circumvent the male’s intended behavior
by keeping her reserves below the critical level. If the fe-
                                                                 Figure 2: The mean reserves of mated males (solid lines) and females
male does this, she will have to desert whatever the male        (dashed lines) over the breeding season. The costs of uni- and biparental
does. Thus, if the young are not to die, the male must           care are (A) identical (both p 12) and (B) different (uniparental p 12;
ensure that he has sufficiently high reserves to care. Con-      biparental p 5). The dotted lines mark the critical levels of reserves.
versely, assume that the male has high reserves. Then, if
the female were to have high reserves, the male would            have already seen, however, that if males have high re-
desert, thus forcing the female to care. It follows that the     serves, then it is best for females to have low reserves. It
female’s best strategy is to have low reserves, thus forcing     follows that low reserves for females and high reserves for
the male to care. From this argument, it can be seen that        males is the unique stable pattern of reserves. The outcome
the pattern of high reserves for the male and low reserves       of this pattern is uniparental care by the male.
for the female (see fig. 2A) is evolutionarily stable.
   Is it possible that there are other stable patterns; in
                                                                              Difference between Energetic Costs of
particular, could it be stable for a male to have low reserves
                                                                                    Uni- and Biparental Care
and hence force the female to care? If females have high
reserves, then it is optimal for males to exploit this fact      Until now, we have investigated the case in which the
by deserting, so forcing the female to care. (Note the asym-     energetic costs of uni- and biparental care are the same.
metry here; the female could not force a male with high          This may be a reasonable assumption for species with less
reserves to care because such a male would have deserted         demanding young (e.g., birds with precocial chicks). In
by the time she made her care decision.) But if a male is        contrast, the costs of uni- and biparental care may sig-
going to desert, it is better if he has high reserves. This is   nificantly differ in species that have more demanding
primarily because high reserves mean that he can devote          young (e.g., birds with altricial chicks). We investigate the
his time to searching for a mate rather than foraging. We        effects of the difference between these costs by keeping the
692   The American Naturalist
cost of uniparental care at its baseline value and decreasing    termediate levels of reserves. Even if the female attempts
the cost of biparental care.                                     to keep her reserves in this region, she cannot reliably do
   When the difference between these costs is small (!5),        so when the critical levels of uniparental and biparental
then the female can use her strategy of reserve regulation       care are close because of stochasticity in the dynamics of
to force her mate to care; thus, the result is male-only care    reserves. This explains why male-only care occurs at small
during most of the season (results are similar to those          differences between the costs of uni- and biparental care.
shown in fig. 1B). In contrast, when the difference between      In particular, for the parameter values given in table 1,
these costs is large, the male can circumvent the female         the difference in costs is small, and there is male-only care
strategy by keeping his reserves at an intermediate level,       for much of the season. Since results for these parameters
and this results in biparental care (figs. 1C, 2B).              are very similar to those given in figures 1B and 2A, they
   The occurrence of biparental care when the difference         are not shown. When the difference is large, however, the
between costs is large can be understood as follows. We          male can safely reduce his reserves and biparental care is
first consider the evolutionarily stable level of reserves for   the result.
the female. There are three possibilities. She can have high
reserves (above the level required for uniparental care),
intermediate reserves (below the level for uniparental care                    Energetic Cost of Reproduction
but above the level for biparental care), or low reserves
                                                                 We manipulated the energetic cost of reproduction (the
(below the level for biparental care). Note that a female
                                                                 sum of energetic costs of offspring production and parental
with high reserves can care on her own, with intermediate
                                                                 care) by varying either the cost of offspring production or
reserves she can only care together with her mate, whereas
                                                                 the cost of parental care in such a way that the difference
with low reserves she cannot care. Suppose that the female
                                                                 between the costs of uni- and biparental care remains as
has high reserves. Then, the best action for the male is to
                                                                 in table 1. If the energetic cost of reproduction is signif-
desert, leaving the female to care. Given that he is going
                                                                 icantly less than the maximal reserves, the female forces
to desert, it is best for the male to have high reserves. But
                                                                 the male to care in the same way as seen previously. If the
then the female should reduce her reserves below the level
                                                                 cost of reproduction for one sex approaches the maximal
for uniparental care, forcing the male to care. Thus, there
                                                                 level of reserves, then that sex deserts more often than the
can be no ESS in which the female has high reserves. Now,
                                                                 other sex. If an animal’s cost of reproduction exceeds its
suppose that the female has low reserves. She then always
                                                                 maximal level of reserves, then it always deserts.
deserts whatever the decision of the male. The male is
forced to care in these circumstances, and given this, it is
best if he has high reserves. But the best action of a male                    Energetic Cost of Mate Search
with high reserves is to care not only if the female has low
reserves but also if she has intermediate reserves. So given     As the energetic cost of mate search increases, a single
this behavior of the male, it is best for the female to have     individual must spend a greater proportion of time on
reserves as high as possible while still forcing the male to     foraging. As a consequence, the time needed to find a new
care. Thus, she should have intermediate reserves. It fol-       mate increases, so the number of broods produced over
lows that there is no ESS in which the female has low            the breeding season decreases (fig. 3A).
reserves; if an ESS exists, the female must have interme-           We separately investigate symmetric cases (the search
diate reserves.                                                  cost is the same for both sexes) and asymmetric cases (the
   What, then, is the stable level of reserves for the male?     search cost is different for the sexes). In symmetric cases,
In line with the above reasoning, let the female have in-        if the search cost is low, the females desert more often
termediate reserves. The male then has to care. Given this,      than the males (fig. 3B). This is because the females keep
he can have high reserves, in which case the female will         their reserves low (fig. 3C) to force the males to care. If
desert and he will care on his own, or intermediate re-          the search cost is high, the sexes do not exploit each other
serves, in which case the female will be forced to care as       (fig. 3B). Large search cost means that it is more difficult
well. Since in the baseline case biparental care is signifi-     to maintain high reserves. Hence, the males’ reserves de-
cantly better than uniparental care, and he must care what-      crease (fig. 3C ), which in turn makes them less vulnerable
ever happens, the male’s best strategy is to have inter-         to exploitation by the females. Another consequence of
mediate reserves. The resulting ESS is for both the male         the low level of reserves is that the frequency of biparental
and the female to have intermediate reserves and for both        desertion increases with search cost. The animals do not
to care (figs. 1C, 2B).                                          know the reserves of their mates in advance, and if the
   The male, however, should only reduce his reserves to         average level of reserves in the population is low, both
intermediate levels when his mate is expected to have in-        members of the pair are more likely to find themselves
                                                                                                            Sexual Conflicts and Reserves           693
Figure 3: The effects of mate-search cost. A, The expected number of broods produced during the breeding season plotted against the mate-search
cost of females at different values of mate-search cost of males (circle p 0 ; triangle p 1 ; plus p 2 ; cross p 3 ; diamond p 4; inverted triangle p 5).
B, The pattern of care plotted against the symmetric (same for both sexes) cost of mate search. Proportion of broods produced over the season
receiving biparental care (circle), female-only care (triangle), and male-only care (plus) is given. C, The mean reserves of mated males (circle) and
females (triangle) plotted against the symmetric mate-search cost. Reserves are averaged over the season. D, The proportion of caring males to all
caring individuals over the season plotted against the difference between the mate-search costs of males and females (average cost of the pair, ca, is
given; circle: ca ≤ 1; triangle: 1 ! ca ≤ 2; plus: 2 ! ca ≤ 3; cross: 3 ! ca ≤ 4; diamond: 4 ! ca).
below the critical levels of parental care, which results in                  sequently, when an animal does mate, its reserves will be
biparental desertion.                                                         low, and it will be unable to care.
   In asymmetric cases, the sex with the higher search cost
deserts more often than the sex with lower cost (fig. 3D).
                                                                                                       Foraging Efficiency
This result is counterintuitive because high search costs
decrease the proportion of time a single animal searches                      When the net energy gain while foraging is increased sym-
for a mate and hence increases the time to find a mate.                       metrically for each sex, the baseline pattern of care does
Thus, high search costs decrease the advantage of deser-                      not change its qualitative form; male-only care remains
tion. However, in order to be able to care, an animal has                     the most common type of care, and biparental care occurs
first to raise its reserves above the critical level of parental              close to the end of the season. The details of the pattern
care, and a high cost of mate search makes it difficult to                    of care, however, are changed. Animals start to care earlier
raise reserves and find a new mate at the same time. Con-                     in the season. The frequency of biparental care at the end
694    The American Naturalist
of the season increases since it is easier to raise reserves               in symmetric cases, they found female-only care when each
when there is more food, and, hence, less females are below                sex can raise the young effectively on its own.
the critical level of biparental care at the end of the season.
By changing the net energy gain asymmetrically, the sex
that finds more food always cares. This is because the sex
that is less efficient at foraging takes longer to replenish                         Search Efficiency and Population Sex Ratio
the energy spent during care, and, hence, if it was going
                                                                           Increasing search efficiency, k, has a major effect on the
to care, it would pay a greater cost in terms of future
                                                                           pattern of care (fig. 5A). When search efficiency is low
matings.
                                                                           (i.e., it is very difficult to find a new mate), the most
                                                                           common form of care is biparental. When the search ef-
                    Effects of Care Parameters                             ficiency increases, the pattern of care changes dramatically;
                                                                           the frequency of deserting females increases, and male-
When the value of uniparental care by both sexes is low                    only care is observed. The reason for this change is the
(VCD , VDC ≤ 0.5), neither parent can effectively raise the                strategic reserve regulation by females; when the payoff
young on its own so both parents care (fig. 4). Increasing                 from desertion increases, the females reduce their reserves
the value of uniparental care leads to increased temptation                and force the males to care (fig. 5B).
for desertion and increased frequency of uniparental care.                    The effects of population sex ratio NM : NF depend on
When the increase is symmetric, the female can exploit                     the search efficiency. When the search efficiency is low,
the male by keeping her reserves low, and male-only care                   the sex ratio has no effect on the pattern of care (fig. 6A)
is the result (fig. 4). When the increase in care parameters               since desertion is not beneficial even at very extreme sex
is asymmetric, the sex that raises the young less effectively              ratios (NM : NF p 3 : 1 or 1 : 3). When the search efficiency
on its own will desert (fig. 4). These results are in accor-               is high, the payoff from desertion increases. The propor-
dance with those of McNamara et al. (2000), except that                    tion of male-only care increases, whereas the proportion
Figure 4: The pattern of care plotted against the values of uniparental care of each sex. Each pie chart shows the proportion of broods that receive
female-only (white), male-only (black), or biparental (grey) care during the breeding season. The frequency of biparental desertion was negligible
in all cases.
                                                                                                         Sexual Conflicts and Reserves          695
Figure 5: The effects of search efficiency k. A, The proportion of broods receiving biparental (circle), female-only (triangle), and male-only (plus)
care. B, The mean reserves of males (circle) and females (triangle).
of female-only and biparental care decreases as the sex                             Value of Brood Depends on Parental Reserves
ratio shifts from female biased to male biased (fig. 6B).
This result agrees with previous models (e.g., Maynard                      So far, we have assumed that the value of the brood is
Smith 1977; McNamara et al. 2000). Unlike these models,                     independent of parental reserves. One can argue, however,
however, in our model, even in a strongly female-biased                     that parents with high reserves can provide better care
(NM : NF p 1 : 3) population, male-only care is more com-                   than parents with low reserves. We investigate this pos-
mon than female-only care. This result arises because the                   sibility by letting brood reproductive values increase with
strategic reserve regulation by females overcomes the effect                parental reserves (see app. B). If the reproductive value of
of sex ratio.                                                               the offspring depends strongly on the reserves of the caring
696    The American Naturalist
individuals and investigated the various costs (e.g., in-          lish the implications of using mass loss to generate cred-
creased predation hazard) and benefits of carrying fat (re-        ible threats in a realistic context.
viewed by Witter and Cuthill 1993; Cuthill and Houston                It is widely accepted that the ability of one parent to
1997).                                                             raise the young limits the possible patterns of care (Lack
   A threat must be credible in order to settle a conflict         1968; Temrin and Tullberg 1995). For instance, if a sin-
between animals. For example, imagine a male and female            gle parent is able to provide appropriate care for the
deciding about whether to care or desert as in our model.          offspring, then uniparental care is expected. It has been
Suppose that the energetic costs of care can be ignored,           found, however, that in many species with biparental
and it is more beneficial for an animal to desert than to          care, one parent can raise the young nearly as success-
care, given that its mate will care. Then a pair of mutual         fully as both parents (Bart and Tornes 1989; Wolf et al.
best responses, that is, a Nash equilibrium, is for the male       1990; Liker 1995). Interestingly, our model predicts
(who decides first) to care and the female (who decides            that, despite the fact that one of the parents can raise
second) to desert whatever the male decides. In this case,         the young efficiently, the pattern of care can still be
the female is forcing the male to care by means of the             biparental if the difference between the costs of uni-
threat of desertion even if the male deserts. Although these       and biparental care is large. Then both sexes can avoid
strategies are a Nash equilibrium, they are not evolution-         being deserted by keeping their reserves at an inter-
arily stable (Houston and McNamara 1999). Consider the             mediate level.
alternative female strategy: desert if the male cares and             Our model reveals that, as a consequence of the ef-
care if the male deserts. Given that the male always cares,        fects of reserves, the parameters that influence reserves
this strategy for the female has exactly the same payoff as        before mating (e.g., foraging efficiency, cost of mate
always deserting. It follows that this alternative strategy        search) can have a large effect on the pattern of parental
can increase by random drift (cf. Selten 1980). Further-           care. In general, the sex that can improve its reserves
more, if males make mistakes and desert (or do not care            more efficiently or pay less energetic cost will care. This
because, unknown to the female, they have been killed),            emphasizes that one cannot investigate the behavior of
then the alternative strategy is strictly better for the female.   unmated or mated individuals in isolation from each
For these reasons, the alternative strategy can be expected        other (Webb et al., in press).
to increase in the population up to a level at which it               It could be argued that three of our assumptions may
becomes better for males to exploit this strategy by de-           limit the generality of the results on strategic regulation
serting (Houston and McNamara 1999). Thus, in evolu-               of body mass. First, we assume that each animal knows
tionary terms, the threat of desertion by the female even          exactly the reserves of its mate. This expectation is prob-
if the male deserts is not credible. Once reserves are in-         ably unrealistic, especially in cases when the male and
cluded, the above argument no longer holds. If a female            female interact only briefly. Note, however, that the level
keeps her reserves below the level required for uniparental        of reserves is set while the individuals are unmated (i.e.,
care, then her best action when deserted is also to desert.        before they mate). Therefore, the male’s behavior can
It follows that the threat of desertion by a female with low       be an evolutionary response to the female’s expected
reserves is now credible. As a result, there is an evolu-          low reserves (and vice versa), in which case it is un-
tionarily stable solution in which the female forces the           necessary to assume that the pair members should be
male to care by keeping her reserves low.                          aware of each other’s reserves. Consequently, the as-
   Many birds often lose mass during breeding (re-                 sumption that mated animals know each other’s re-
viewed by Moreno 1989). This change is traditionally               serves exactly in our model may not have a crucial effect
interpreted as either a sign of stress (Ricklefs 1974; Nur         on the results. Our second assumption is that an animal
1984) or an adaptation to increase flight efficiency dur-          must have reserves higher than a certain limit before
ing a demanding period of brood rearing (Freed 1981;               breeding in order to breed successfully. Stearns (1992)
Norberg 1981; Houston 1993; Hillström 1995). Our                  defines a capital breeder to be an organism that uses
model raises the possibility of a novel explanation for            stored energy for reproduction and an income breeder
this mass loss; the parents lose mass to manipulate their          to be an organism that uses energy that it obtains during
mate’s behavior. If this explanation is correct, we might          the reproductive period rather than stored energy for
expect that a female would increase her level of reserves          reproduction. Our model applies to capital breeders. It
when her mate is removed. In our current model, there              does not apply to a pure income breeder in which en-
is only a single decision per breeding attempt, so such            ergy reserves at the start of reproduction make no con-
an effect cannot be predicted. In reality, birds are likely        tribution. This pure form of income breeding may be
to make a sequence of state- and time-dependent de-                rare. There is a continuum of breeding patterns from
cisions. Further theoretical work is necessary to estab-           pure capital breeding to pure income breeding (Thomas
698   The American Naturalist
1989; Stearns 1992). Our model applies to forms of             lactation in mammals). For these asymmetric cases, the
breeding along this continuum provided that for low            model predicts female-only care. In addition, our model
reserves, income is not enough to cover costs, so that         has no scope for males to monopolize access to groups
individuals whose reserves are sufficiently low at the         of females.
beginning of care are likely to starve during care. We            Details of the decision process may also influence our
emphasize that the existence of a critical level of reserves   results. First, we assume that the male decides first. In
does not mean that offspring desertion due to low re-          nature, the opposite can also hold (i.e., the female de-
serves can be observed frequently in nature since ani-         cides first). For instance, in externally fertilizing animals
mals follow policies that make such desertion unlikely.        such as many fish and amphibians, the female releases
The third assumption is that mate choice is random. It         the gametes first (Dawkins and Carlisle 1976). Second,
might be suggested that a female can use strategic body        we assume that the pair decides about care only once
mass regulation if the male does not know the reserves         during a breeding attempt. In reality, the decision pro-
of his prospective mate at the time of pair formation.         cess is probably more complicated; it may involve a
If, however, the male knew the reserves of his future          series of interactions between the male and female.
partner, he could potentially avoid mating with a female       Therefore, the final outcome (i.e., the observed pattern
with low reserves. Therefore, in a population of choosy        of care) can be the result of this prolonged negotiation
males, females should have high reserves. If all females       process. For instance, in the Kentish plover Charadrius
have high reserves, however, it is no longer worth             alexandrinus, the parents alternate care of the brood
choosing among females especially if choosiness incurs         until one parent deserts. These shifts may be part of
a nonzero cost. Consequently, nonchoosy males can              the negotiation process in which the parents test their
spread into the population, creating an opportunity for        own abilities to attract a new mate and renest as well
the females to use strategic body mass regulation.             as testing the ability of their mate to care for the brood
Therefore, the population of choosy males and females          unassisted (T. Székely, personal observation). The ef-
with high reserves cannot be stable, so mate choice may        fects of these repeated interactions on the pattern of
not prevent the use of strategic body mass regulation.         care, however, are not known. It is possible that when
Further theoretical work is needed, however, to explore        the caring and deserting decisions are the results of a
the detailed effects of the role of information and the        long process (e.g., one that lasts for the whole breeding
inclusion of mate choice in our model.                         attempt), the caring female can use the strategic body
   A consequence of random mate choice is that bipar-          mass regulation to ensure that her mate does not desert.
ental desertion occurs, especially when the average level      These arguments emphasize that the decision process
of reserves in the population is low. In this case, the        itself requires detailed future theoretical and empirical
individuals do not know the reserves of their prospec-         studies.
tive partner, and hence, it may turn out that neither             To conclude, our model predicts that strategic reg-
parent can cover the cost of care, which in turn leads         ulation of body mass has an important role in the so-
to biparental desertion. Similarly, Webb et al. (1999)         lution of sexual conflict in parental care. A fundamental
find that uncertainty about the quality of a partner can       effect of reserves is that they allow animals to make
result in biparental desertion.                                credible threats.
   Strategic regulation of reserves has far-reaching con-
sequences in our model. For instance, there is more
desertion by females than by males even in a population
with a strongly female-biased sex ratio. Consequently,
                                                                                   Acknowledgments
our model predicts male-only care for a large parameter
space. This prediction is different from the empirical         We thank two anonymous referees for their helpful
findings that female-only care is more common than             comments. Z.B. was supported by a Leverhulme Trust
male-only care in most animals (Clutton-Brock 1991).           Linked Fellowship and a fellowship from the Soros
We suggest a number of reasons for this discrepancy.           Foundation (Budapest). T.S. was supported by a Natural
First, the sexes are typically more asymmetric in nature       Environment Research Council grant (GR3/10957) to
than we assume during the computations. For instance,          A.I.H., Innes C. Cuthill, and J.M.McN. The study was
males often have higher costs of mate search than fe-          also supported by grants from the Hungarian Ministry
males. Also, care by the female may be much more               of Education (FKFP-0470/2000) and the Hungarian Sci-
beneficial to the young than care by the male (e.g.,           entific Research Fund (T030434 and T031706).
                                                                                                     Sexual Conflicts and Reserves   699
APPENDIX A
Basics
                                                                      F                 (x, t)
                                                                                search, F
                                                                xp1
where PF(x, 0, t) gives the probability that a female is unmated and has reserves x on day t while psearch, F(x, t) is the
probability that an unmated female with reserves x on day t searches for a mate. This latter probability is derived
from the females’ optimal policy pF (see below). If the male’s mate died because of starvation during the laying period
(i.e., YM[t ⫹ t l ⫹ 1] p 0), then no brood is produced, and the male becomes unmated at the end of the laying period
(i.e., m M[t ⫹ t l ⫹ 1] p 0).
     After finishing offspring production on day t, both members of the pair decide whether to desert or care for the
offspring until their independence. An individual who deserts becomes independent (m[t ⫹ 1] p 0 ), and its reserves
are decreased by x d ⫹ z i, x d ≥ 0, with probability Pi.
     If a male decides to care for his offspring, then he does so until they become independent after tc d. Care of the
young is energetically costly, and the male’s reserves at the end of care are X M(t ⫹ tc ⫹ 1) p chop[x ⫺ x c, M(A) ⫺ z i],
with probability Pi. The extent of the cost of care depends on whether the mate of the focal male cares (A p C,
biparental care) or deserts (A p D, uniparental care). Uniparental care may cost more than biparental care (i.e.,
x c, M[D] ≥ x c, M[C]). Caring for young leads to the production of independent offspring after time t ⫹ tc ⫹ 1 when the
caring male becomes unmated; m M(t ⫹ tc ⫹ 1) p 0.
                                                                 Arrival
All males (as well as females) are unmated when they arrive at the breeding ground. The proportion of males arriving
on day t, G(t), is given by
A similar equation applies to the arriving females. In all of our computations, a M , a F p 2; l M , l F p 0.25; jM , jF p
5; A M , A F p 5; and B M , B F p 0.
where NM(t) is the number of males searching for females, NF(t) is the number of searching females, N is the population
size, and k is the efficiency of searching, 0 ! k ≤ 1 (McNamara et al. 2000). The values of NM(t) and NF(t) are calculated
from the distributions of state variables (reserves and marital status) and the optimal strategy of each sex: NM(t) p
NM 冘Lxp1 [PM(x, 0, t)psearch, M(x, t)], where NM is the number of males currently in the breeding area, PM(x, m, t) is the
probability that a male following the optimal strategy has energetic level x and marital status m at time t, and
psearch, M(x, t) is the probability of searching for a female. Similar equations apply to the females.
APPENDIX B
The Game
where AB specifies the pattern of care (see “The Model”), while x M and x F give the reserves of the caring male and
female, respectively, at the end of the caring period. If a parent does not care, we set its reserves to zero in the above
equation. This notation also allows us to incorporate easily the effect of the death of one or both parents occurring
during care. The effect of care and parental reserves is modeled as follows.
  If both parents desert, then the young certainly die:
rDD(0, 0) p 0. (B2)
                                                                            hVCD
                                           rCD(x M , 0) p (1 ⫺ h)VCD ⫹           x M.                                  (B3)
                                                                             LM
Here, h controls the effect of reserves on the young’s value. If h p 0 , then the male’s reserves do not affect the young’s
value, while if h p 1, his reserves fully influence the offspring’s value (hence offspring cared for only by a male with
reserves close to zero have close to zero survival expectation). The maximal reserves with which a male can finish care
are given by L M p L ⫺ x c, M(D). The value of care by a male with reserves L M caring alone is given by VCD. The value
                                                                                            Sexual Conflicts and Reserves   701
of female-only care is similarly defined. If both parents care and both are alive at the end of the period of care, then
the offspring’s value is
                                              1
                              rCC(x M , x F) p [a M(x F) ⫹ b M(x F)x M ⫹ a F(x M) ⫹ b F(x M)x F] ,                          (B4)
                                              2
where
                                                                  xF
                                             a M(x F) p hVDC         ⫹ (1 ⫺ h)VCC ,                                         (B5)
                                                                  LF
and
                                       b M(x F) p
                                                     h
                                                         [                   xF
                                                       V ⫹ (VCC ⫺ VCD ⫺ VDC ) .
                                                    L M CD                   LF         ]                                   (B6)
The values of a F(x M) and b F(x M) are defined by similar equations. In these equations, h also controls the effect of
reserves on the young’s value. If h p 0 , then the parents’ reserves do not affect the young’s value, while if h p 1, the
parents’ reserves fully influence the offspring’s value. The maximal reserves with which a female can finish the care
are given by L F p L ⫺ x c, F(C). The value of care by parents with maximum reserves L M and L F is VCD, VDC, and VCC
in the cases of male-only, female-only, and biparental care, respectively.
   The function defined by equation (B4) has the following properties. It gives higher offspring value for biparental
care unless VCC p VCD p VDC and the reserves of the parent with higher V has stronger effect on the young’s value
than those of with lower V.
   The effect of time of the season on the offspring value is represented by the following function:
                             S(t) p   {(
                                       0
                                        1⫹ 1⫺(      t
                                                    T
                                                     )  v
                                                         )(       (T ⫺ t)v
                                                             (T ⫺ t)v ⫹ (T ⫺ t)v)when 0 ≤ t ! T
                                                                                    when t ≥ T.
                                                                                                                            (B7)
The shape of this time-dependent function is controlled by two parameters: v gives the abruptness of the transition
from high brood value to low brood value (the larger v is, the more sudden the decrease), and t is the time at which
this transition occurs (Webb et al., in press). We use v p 2 and t p 80 in all of our computations.
                                                                  exp (x/d)
                                                    E(x) p                                                                  (B8)
                                                                exp (x/d) ⫹ 1
Decision of an Unmated Animal. In this section, we give the equations for an unmated male; analogous notation is
used for unmated females. Let
702   The American Naturalist
H rest, M(x, t) p 冘n
                                                           ip0
                                                                     i M{chop(x ⫺ x r, M ⫺ z i), t ⫹ 1},
                                                                    PU                                                                            (B9)
H forage, M(x, t) p 冘n
                                                           ip0
                                                                     i M{chop(x ⫹ x f ⫹ z i), t ⫹ 1},
                                                                    PU                                                                            (B10)
and
                                            ip0
                                                   i M{x , t ⫹ 1} ⫹ PM(t)
                                                  PU     
                                                                                    冘冘冘
                                                                                     L   n   n
where Psearch, F(y, t) is defined by equation (A1), x  p chop(x ⫺ x s, M ⫺ z i), x  p chop(x ⫺ x l, M ⫺ z i), and y  p
chop(y ⫺ x l, F ⫺ z j ).
  Let H max , M(x, t) p max a Ha, M(x, t), where a is either “rest,” “forage,” or “search,” and qa, M(x, t) p E[Ha, M(x, t) ⫺
H max , M(x, t)], where E is given by equation (B8). Then
                                                                                 qa, M(x, t)
                                                         pa, M(x, t) p
                                                                                冘q
                                                                                a
                                                                                    a, M(x, t)
                                                                                                                                                  (B12)
gives the probability that the male with reserves x on day t performs action a. The value of pa, M(x, t) is also the best
response with error (cf. McNamara et al. 1997) of an unmated male. Then the unmated male’s reproductive value is
                                                    UM(x, t) p          冘a
                                                                             pa, M(x, t)Ha, M(x, t).                                              (B13)
Decisions of a Mated Female. Assume that a pair has finished the production of offspring at time t and that the male
has decided whether or not to desert. Let HAB, M(x, y, t) be the payoff of the desertion game for the male making a
decision at time t, while HAB, F(x, y, t) is the payoff for the female. The variables x and y denote the energy reserves
of the focal animal and its partner, respectively. The caring decision of the pair is given by AB (see above). Let
t  p t ⫹ tc ⫹ 1 throughout. If the male deserts, then the expected reproductive value of the female if she cares is
                                                                冘
                                                                    n
where x p chop[x ⫺ xc, F(D) ⫺ z i]. The reproductive value of a deserting female is
                                                               冘
                                                                n
because R DD(x, y, t) p 0. Using the error function, we get that the probability of female desertion given that her male
deserts is
                                    H CC, F(x, y, t) p    冘冘
                                                           n
                                                          ip0 jp0
                                                                    n
                                                                         Pi P{R
                                                                             j  CC(y , x , t ) ⫹ UF(x , t )},
                                                                                                     
                                                                                                                                                  (B17)
where x  p chop[x ⫺ x c, F(C) ⫺ z i], and y  p chop[y ⫺ x c, M(C) ⫺ z j]. If the male cares but the female deserts,
                                                                                                            Sexual Conflicts and Reserves    703
                                  H CD, F(x, y, t) p   冘冘
                                                        n
                                                       ip0 jp0
                                                                n
                                                                        Pi P{R
                                                                            j  CD(y , 0, t ) ⫹ UF(x , t ⫹ 1)},
                                                                                                  
                                                                                                                                            (B18)
where x  p chop(x ⫺ x d ⫺ z i), and y  p chop[y ⫺ x c, M(D) ⫺ z j]. The probability that the female deserts, given her
mate cares, is then
Similarly to the case of unmated individuals, pdesert, F(A)(x, y, t) also gives the best response of a mated female.
Decision of a Mated Male. Let the male decide on desertion at time t. As before, let t p t ⫹ tc ⫹ 1. Then
                                                        冘冘
                                                            n       n
                                                                冘
                                                                    n
                                                       冘冘
                                                        n       n
                                                            冘
                                                                n
  Let b F(C) p pdesert, F(C)(x, y, t) and b F(D) p pdesert, F(D)(x, y, t), then the expected reproductive value for the male if he
cares is
Payoff of the Desertion Game. Given the above reproductive values and probabilities, the expected reproductive value
of a paired male on finishing offspring production at time t is
The above equations are solved by working backward from the final time when
where RT(x) may represent the dependence of overwinter survival on energy reserves at the beginning of the winter.
We assume RT(x) will be the same for both sexes. In the computations, RT(x) was represented by a threshold function
                                                                              L
                                                                                                                         (B30)
where x L p 0.
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