ACOVID26
ACOVID26
PII:                    S1110-0168(21)00351-3
DOI:                    https://doi.org/10.1016/j.aej.2021.04.104
Reference:              AEJ 2346
Please cite this article as: N. Anggriani, M.Z. Ndii, R. Amelia, W. Suryaningrat, M.A. Aji Pratama, A
mathematical COVID-19 model considering asymptomatic and symptomatic classes with waning immunity,
Alexandria Engineering Journal (2021), doi: https://doi.org/10.1016/j.aej.2021.04.104
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   9              A mathematical COVID-19 model considering
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               asymptomatic and symptomatic classes with waning
  12                              immunity
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  15                 Nursanti Anggriania , Meksianis Z. Ndiib , Rika Ameliaa , Wahyu
  16                      Suryaningrata , Mochammad Andhika Aji Pratamaa
  17         a Department of Mathematics, Universitas Padjadjaran, Jln. Raya Bandung-Sumedang Km.
  18                        21 Jatinangor, Kab. Sumedang 45363 Jawa Barat, Indonesia
  19         b Department of Mathematics, Faculty of Sciences and Engineering, The University of Nusa
  20                                    Cendana, Kupang-NTT, Indonesia
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  25         Abstract
  26
  27         The spread of COVID-19 to more than 200 countries has shocked the public.
  28
  29         Therefore, understanding the dynamics of transmission is very important. In
  30         this paper, the COVID-19 mathematical model has been formulated, analyzed,
  31
  32         and validated using incident data from West Java Province, Indonesia. The
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             model made considers the asymptomatic and symptomatic compartments and
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  35         decreased immunity. The model is formulated in the form of a system of dif-
  36
  37         ferential equations, where the population is divided into seven compartments,
  38         namely Susceptible Population (S0 ), Exposed Population (E), Asymptomatic
  39
  40         Infection Population (IA ), Symptomatic Infection Population (YS ), Recovered
  41         Population (Z), Susceptible Populations previously infected (Z0 ), and Quar-
  42
  43         antine population (Q). The results show that there has been an outbreak of
  44
  45         COVID-19 in West Java Province, Indonesia. This can be seen from the basic
  46         reproduction number of this model, which is 3.180126127 (R0 > 1). Also, the
  47
  48         numerical simulation results show that waning immunity can increase the oc-
  49         currence of outbreaks; and a period of isolation can slow down the process of
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  51         spreading COVID-19. So if a strict social distancing policy is enforced like a
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               ∗ Corresponding author at Department of Mathematics, Universitas Padjadjaran, Jln. Raya
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             Bandung-Sumedang Km. 21 Jatinangor, Kab. Sumedang 45363 Jawa Barat, Indonesia
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                 Email address: nursanti.anggriani@unpad.ac.id; nursanti.anggriani@gmail.com
  56         (Nursanti Anggriani)
  57
  58
  59         Preprint submitted to Alexandria Engineering Journal                      April 21, 2021
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 1
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 9   quarantine, the outbreak will lessen.
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11   Key words: COVID-19, Basic Reproduction Ratio, waning immunity,
12   asymptomatic, previous infection, parameter estimation
13
14
15
     1. Introduction
16
17
18          The spread of COVID-19 has shocked society and currently has transmitted
19
     to more than 200 countries [1]. As of 04 April 2021, there are 130,998,190 con-
20
21   firmed cases, 2,853,280 death, and 105,447,782 recovered individuals [2]. It has
22
23   caused severe economic and social loss. The disease has been transmitted from
24   human to human via droplets [3]. Infected individuals may show symptomps
25
26   such as fever, cough, sore throat, rhinorrhea, myalgia or fatigue, phlegm, and
27   headache [3–5] with the body temperature of 39◦ C or above [5]. Individuals who
28
29   are infected by COVID-19 can show symptoms (symptomatic) or cannot show
30
     symptoms (asymptomatic) but both types of individuals can transmit disease
31
32   [3]. The incubation period has been estimated between two two fourteen days
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34   [6].
35          Research showed that there is possibility for infected individuals to be re-
36
37   infected by COVID-19. Currently it has been found that several recovered
38
     individuals have been re-infected by COVID-19 and this can cause death from
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40   fatal heart failure [7]. Of the 111 recovered patients, 5% of China and
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42   10% of South Korea tested positive for COVID-19 [8]. This situation
43   contradicts the fact that after a person catches the virus and then recovers,
44
45   the individual will forman antibody that prevents the same virus from attack-
46   ing twice. Research showed that reinfected individuals have experienced viral
47
48   replication but did not neutralize antibodies, which implies that it is unlikely
49
     that long-term protective immunity will occur in people with COVID-19 after
50
51   the first infection [9]. The virus’s immune response can be reduced within four
52
53   months to one year after infection [10]. The genetic basis of the innate immune
54   response affects the severity of COVID-19, it can also lead to more severe rein-
55
56   fection depending on antibodies generated against the bound virus but cannot
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 9   neutralize the same strain [10]. The reinfection COVID-19 case has a more se-
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     vere impact [11]. The reinfection occurs due to the decrease in the individual’s
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12   immunity [12]. Understanding the effects of waning immunity is important.
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14      Mathematical models can be used to understand the complex phenomena
15   such as population dynamics problem [13–16] and disease transmission dynam-
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17   ics [17–21]. A compartment-based epidemic model in the form of system of
18
     (fractional or integer) differential equations has been formulated to understand
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20   disease transmission dynamics, where the human population is divided into dif-
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22   ferent stages according to their status to the diseases [22–36]. A mathematical
23   SEIR model is mostly used as a basis for the model’s development for COVID-19
24
25   transmission [37, 38]. The SEIR model has been extended to include quarantine
26   compartment [39], to include symptomatic and asymptomatic classes [40]. The
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28   models are mostly used to investigate the disease transmission dynamics in sev-
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     eral countries or provinces such as Indonesia [41], Hubei has been researched [42],
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31   Pakistan [43]. In this paper, a modified SEIR model considering symptomatic
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33   and asymptomatic cases from [44] has been formulated. The work focuses on
34   studying the effects of waning immunity. The model is validated against data of
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36   COVID-19 incidence from West Java Province. The basic reproduction number
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     is calculated, and a global sensitivity analysis is performed. The model is then
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39   used to determine he effects of waning immunity or reduced immunity to an
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41   increase in the number of infected individuals.
42      The remainder of this paper is organized as follows. In Section 2, the con-
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44   struction of the SEIR compartmental model. Next, the model’s mathematical
45   properties, such as the equilibrium points, Basic Reproduction Number, and the
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47   existence of backward bifurcation, are detailed in Section 3. In Section 4, we
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     explain the real-world problem using the incidence data of West Java Province,
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50   Indonesia. A discussion on the Basic Reproduction Number and the sensitiv-
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52   ity analysis results are provided in Section 5. Finally, some conclusions are
53   presented in Section 6.
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 9   2. Model Formulation
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11      We developed model of transmission of COVID-19 by considering asymp-
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13   tomatic and symptomatic compartments and decreased immunity. The total
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     population is divided into Susceptible population (S0 ), Exposed population (E),
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16   Asymptomatic infected population (IA ), Symptomatic infected population (YS ),
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18   Recovered population (Z), Susceptible that previously infected (Z0 ), Quaran-
19   tine population (Q). The total number of population at time t is given by:
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22             N (t) = S0 (t) + E(t) + IA (t) + YS (t) + Z(t) + Z0 (t) + Q(t).
23
24
        The assumption used in the formulation of a mathematical model for the
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26   spread of the COVID-19 disease is that individuals with symptoms will undergo
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28   hospitalization or quarantine.    Deaths experienced by latent, symptomatic,
29   asymptomatic, and quarantine individuals are caused by disease [45]. This
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31   means that the death of the three individuals is a combination of natural death
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     and death due to disease. We assume that the µ1 parameter contained in com-
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34   partments E, Ia , Ys is a death caused by COVID-19 plus a natural death factor.
35
36   People who have decreased immunity can catch COVID-19 again with a high
37   severity [11]. Hence, the second person infected will develop symptoms and be
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39   hospitalized. The model is represented by the diagrams shown in Figure 1, with
40   the description of the parameters given in Table 1.
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 9                             Table 1: Parameters Description
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12    Parameters                              Descriptions
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14    Λ               The recruitment rate of susceptible population
15    β1              The probability of transmission from asymptomatic infected
16
17                    people
18    β2              The probability rate of transmission from symptomatic in-
19
20                    fected people
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22    µ               The natural mortality rate
23    µ1              Natural death rate plus COVID-19 death rate
24
25    α               The probability of exposed people become infected
26    p               The proportion of exposed people become infected
27
28    κ               The rate of asymptomatic infected people become infected
29
                      symptomatic
30
31    q               The rate of quarantine
32
33    γ1              The natural recovery rate of infected asymptomatic people
34    γ2              The natural recovery rate of infected symptomatic people
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36    δ               The recovery rate of quarantine people
37    ξ               The probability rate of recovered people become susceptible
38
39                    (waning immune)
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41
42        So, based on the interaction diagram above, the COVID-19 spread mathe-
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44   matics model constructed as follows:
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                          Figure 1: Interaction Diagram of Populations
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26
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29
30                 dS0
31                       = Λ − (β1 IA S0 + β2 YS S0 ) − µS0                        (1)
32                  dt
33                  dE
                         = (β1 IA S0 + β2 YS S0 ) − αE − µ1 E                      (2)
34                  dt
35                 dIA
                         = pαE − κIA − γ1 IA − µ1 IA                               (3)
36                  dt
37                 dYS
                         = (1 − p)αE − qYS − γ2 YS + β1 IA Z0 + β2 Ys Z0
38                  dt
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                         + κIA − µ1 YS                                             (4)
40
41                   dZ
42                       = γ1 IA + γ2 YS + δQ − ξZ − µZ                            (5)
                      dt
43                  dZ0
44                       = ξZ − β1 IA Z0 − β2 Ys Z0 − µZ0                          (6)
                     dt
45                   dQ
46                       = qYS − δQ − µ1 Q,                                        (7)
                     dt
47
48      with S0 (0) ≥ 0, E(0) ≥ 0, IA (0) ≥ 0, YS (0) ≥ 0, Z(0) ≥ 0, Z0 (0) ≥ 0, Q(0) ≥
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50   0 as the initial conditions.
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 9   3. Mathematical Analysis
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11   Lemma 3.1. If the initial values S0 (0) > 0, E(0) > 0, IA (0) > 0, YS (0) >
12
13   0, Z(0) > 0, Z0 (0) > 0, and Q(0) > 0, the solution of
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15                          S0 (t), E(t), IA (t), YS (t), Z(t), Z0 (t), Q(t),
16
17   of system (1-7) are positif for all t > 0.
18
19   Proof. Assume that
20
21              X (t) = min{S0 (t), E(t), IA (t), YS (t), Z(t), Z0 (t), Q(t).}, ∀t > 0.
22
23   Clearly, X (0) > 0.
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25
26       Assuming that there exist a t1 > 0 such that
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28   X (t1 ) = 0 and X (t) > 0, for all t ∈ [0, t1 ),
29   If X (t1 ) = S0 (t1 ), then E(t) ≥ 0, IA (t) ≥ 0, YS (t) ≥ 0, Z(t) ≥ 0, Z0 (t) ≥ 0 for
30
31   all t ∈ [0, t1 ].
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33
34   From the equation of model (1), we can obtain
35
36                        dS0
                              ≥ −β1 IA S0 − β2 YS S0 − µS0 , t ∈ [0, t1 ].
37                         dt
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39
40   Thus, we have
41                                     Z        t1   h                            i 
42                 S0 (t) ≥ S0 (0) exp −                  β1 IA S0 + β2 YS S0 + µS0 dt ,
43                                           0
44
45
46   which will be positive since exponential functions and initial solutions S0 (0)are
47   non-negative. Thus, S0 (t) > 0 for all t ≥ 0.
48
49
50
         Similarly, we can also prove that
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52
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54                          E(t) > 0, IA (t) > 0, YS (t) > 0, Z(t) > 0,
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56                                                         Z0 (t) > 0, Q(t) > 0.
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59                                                        7
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11   Lemma 3.2. All solution of system (1-7) are bounded for all t ∈ [0, t0 ]
12
13
     Proof. Since N (t) = S0 (t) + E(t) + IA (t) + YS (t) + Z(t) + Z0 (t) + Q(t).
14
15   We get:
16                  dN
17                      = Λ − µ(S0 + Z + Z0 ) − µ1 (E + IA + YS + Q).
                     dt
18
19   Assume that µ = µ1 , to simplify the analysis process.
20   Then:
21                                       dN
22                                           = Λ − µN.
23                                        dt
24   Thus we have
25                                                              Λ
26                                 0 ≤ lim sup N (t) ≤            ,
                                         t→∞                    µ
27
28   so all solutions of system (1-7) are ultimately bounded for all t ∈ [0, t0 ].
29
30   3.1. Non-endemic Equilibrium point
31
32      The non-endemic equilibrium point of the COVID-19 disease model is ob-
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34   tained by setting IA = 0, E = 0, YS = 0, and substituting it into (1-7) to obtain:
35
36
37
38                         P0 = (S0 0 , E 0 , IA 0 , YS 0 , Z 0 , Z0 0 , Q0 )
39                              Λ                      
40                            =     , 0, 0, 0, 0, 0, 0 ,                             (8)
                                  µ
41
42
43   3.2. Stability of Non-endemic Equilibrium Point
44   Theorem 3.3. The non-endemic equilibrium point of system (1-7) is locally
45
46   asymptotically stable whenever it exists.
47
48   Proof. By following Diekmann (2000) [46] substituting P0 from 8 into the Ja-
49
50   cobian matrix for the non-endemic equilibrium point is obtained:
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10                                                                                          
                                     −βΛ               −βΛ
11             −µ     0               µ                  µ           0        0       0
12
                                                                                            
                                     βΛ                 βΛ
                   −α − µ
                                                                                            
13             0                     µ                  µ           0        0       0      
                                                                                            
14            
               0    pα         −κ − γ1 − µ1            0            0        0       0
                                                                                             
                                                                                             
15                                                                                          
     J(P0 ) =  0 (1 − p)α                       −q − γ2 − µ1                                .
                                                                                            
16                                     κ                             0        0       0
                                                                                            
17            
               0     0               γ1               γ2         −ξ − µ      0       δ
                                                                                             
                                                                                             
18                                                                                          
                                                                            −µ
                                                                                            
19             0     0                0                0            ξ                0      
                                                                                            
20
                0     0                0                q            0        0    −δ − µ1
21
22
23        The characteristics of the polynomial is
24
                              1
25                   P(λ) =     ((λ + µ)P1 (λ)) = 0,                                      (9)
26                            µ
27                  P1 (λ) = a0 λ6 + a1 λ5 + a2 λ4 + a3 λ3 + a4 λ2 + a5 λ + a6 .
28
29
30        From the polynomial (P(λ)) we get λ1 = −µ and for λi with i = 2, 3, . . . , 7
31     will be negative if aj > 0 where j = 0, 1, 2, . . . , 6, R0 < 1, a1 a2 > a0 a3 ,
32
33     a1 (a2 a3 + a0 a5 ) > a21 a4 + a0 a23 , and a1 a2 a4 > a0 (a1 a6 + a2 a5 ). Since the
34
       coefficients in the characteristic equation P1 (λ) are complex, we proceed to
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36     analyze the coefficient values numerically with β1 = β2 . The results of the
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38     numerical analysis obtained (see Appendix A.), show that for λi with i =
39     2, 3, . . . , 7 negative. Because λj with j = 1, 2, 3, . . . , 7 is negative, it can be
40
41     concluded that the non-endemic equilibrium point of the system (1-7) is locally
42     stable, so Theorem 3.3 is proven.
43
44
45     3.3. Basic reproduction ratio
46
47        The Basic Reproduction Ratio (R0 ) is an important number in epidemiology,
48
       which is defined as the number of secondary infections caused by one primary
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50     infection in a population. We use the next-generation method to determine
51
52     R0 , the value of R0 an be obtained by finding the dominant eigenvalue F V −1 .
53     Where F and V are Jacobian matrices of f (newly infected matrices) and v
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55     (exiting matrices) that are evaluated at the disease-free equilibrium point (P0 )
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59                                               9
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 9      from 8. From the models (1-7) are obtained:
10                                                                        
11                0 Λβµ
                        1 Λβ2
                           µ               −α −  µ      0            0
12                                                                        
            F = 0              , V =  αp         −κ − γ1 − µ
                                                                          
13                    0    0                                         0       
                                                                          
14                0   0    0              (1 − p)α      κ       −q − γ2 − µ1
15
16
        and
17
18
                                                                                                                 
                − α (((p−1)βµ2 −pβ 1 )µ1 +(γ1 p−κ−γ1 )β2 −pβ1 (γ2 +q))Λ
                               (µ1 +α)(µ1 +κ+γ1 )(γ2 +q+µ1 )
                                                                          Λ (β1 (γ2 +q+µ1 )+β2 κ)
                                                                          µ (γ2 +q+µ1 )(µ1 +κ+γ1 )
                                                                                                         Λ β2
                                                                                                     µ (γ2 +q+µ1 ) 
19             
20   F V −1   =                                                                                                  .
                                                                                                                 
                                            0                                        0                    0
21                                                                                                               
22                                          0                                        0                    0
23
24      The eigenvalues of (F V −1 ) are:
25
26
                  α (((p − 1) β2 − pβ1 ) µ1 + (γ1 p − κ − γ1 ) β2 − pβ1 (γ2 + q)) Λ
27      λ1 = −                                                                      , λ2,3 = 0.
28                            µ (µ1 + α) (µ1 + κ + γ1 ) (γ2 + q + µ1 )
29
30
31      Following the method described by Castilo Cavez et al. (2002) [47] the basic
32      reproduction number in the COVID-19 is:
33
34                               α (((p − 1) β2 − pβ1 ) µ1 + (γ1 p − κ − γ1 ) β2 − pβ1 (γ2 + q)) Λ
35      R0 = ξ(F V −1 ) = −                                                                        .
                                             µ (µ1 + α) (µ1 + κ + γ1 ) (γ2 + q + µ1 )
36
37      Under certain conditions where the probability of transmission from infected
38
39      people same as from asymptomatic infected people hold β1 = β2 and the natural
40      recovery rate of infected people asymptomatic and symptomatic γ1 = γ2 = γ.
41
42      It obtained the reproduction number for this condition symbolized by R0β .
43
44      Where:
45
46                                           Λαβ(pq + µ1 + γ + κ)
47                             R0β =                                     .
                                       µ(µ1 + γ + κ)(µ1 + α)(µ1 + γ + q)
48
49      3.4. Endemic Equilibrium Points
50
51      Theorem 3.4. An endemic equilibrium point of system
52
53      P1 = (S0 ∗ , E ∗ , IA ∗ , YS ∗ , Z ∗ , Z0 ∗ , Q∗ ) will exist if G > 0 and H > 0 or G < 0
54      and H < 0.
55
56
57
58
59                                                     10
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 9   Proof. The endemic point of this disease is endemic in certain areas for a certain
10
     period, which releases the COVID-19 in the population. It is indicated by the
11
12   presence of compartments exposed to virus transmission E ∗ , Ia∗ , YS∗ at steady
13
14   state. By calculating model (1, 5-7) and setting the right hand side zero we
15   obtained:
16
17                                                 Λ
18                                 S0∗ =      ∗              ,
                                           β(IA  + YS∗ ) + µ
19
20                                  ∗         αEp
                                   IA    =             ,
21                                         γ + κ + µ1
22                                         (1 − p)αE∗ + βI∗A Z∗0
                                   YS∗   =                         ,
23                                             q + γ − βZ∗0
24                                         γ(I∗ + Y∗S ) + δQ∗
25                                 Z∗    = A                     ,
26                                               (µ + ξ)
27                                                ξZ∗
                                   Z0∗   =                     ,
28                                         (β(IA + Y∗S ) + µ
                                               ∗
29                                          qY∗S
30                                 Q∗    =        .
                                           δ + µ1
31
32
33
34
35        By substituting S0∗ , IA
                                 ∗
                                   , YS∗ , Z0∗ , Z0∗ , Q∗ to equation (2.2) and set the right
36   hand side equal to zero, obtained:
37
38
39
40                                  A2 E 2 + A1 E + A0 = 0,                             (10)
41
42
43        which this polynomial have to roots E = 0 or E = E ∗ which can be written
44   by
45                                                      G
46                                             E∗ =       ,
                                                        H
47
48   where G and H written on Appendix B. .
49
50        Because the denomerator of H always positif, the steady state E ∗ will exsist
51   if R0β > 1 and pq > 0, see attachment for the proof. The system of equations
52
53   (1-7) will have an endemic equilibrium point if G > 0 and H > 0 or G < 0 and
54   H < 0. This condition indicates that the system of equations (1-7) has a unique
55
56   endemic equilibrium point.
57
58
59                                                 11
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 9   3.5. Stability of Endemic Equilibrium Point
10
11   Theorem 3.5. The endemic equilibrium point of the system (P1 ) is locally
12   asymptotically stable whenever it exists.
13
14
15   Proof. Following method on the proof of Theorem 2, Based on the method of
16   proof of Theorem 2, by substituting P1 is obtained characteistic polynomial
17
18
19                        Q(λ) =a0 λ7 + a1 λ6 + a2 λ5 + a3 λ4 + a4 λ3 +
20
21                                 a5 λ2 + a6 λ + a7 .                                         (11)
22
23       From the polynomial (Q(λ)) we get λi with i = 1, 2, 3, . . . , 7 will be negative
24
25   if aj > 0 where j = 0, 1, 2, . . . , 7, a1 a2 > a0 a3 , a1 (a2 a3 + a0 a5 ) > a21 a4 + a0 a23 ,
26   a1 a2 (a3 a4 + a0 a7 ) > a0 a3 (a1 a6 + a2 a5 ), and a2 a5 > a0 a7 . Since the coefficients
27
28   in the characteristic equation Q(λ) are complex, we proceed to analyze the
29   coefficient values numerically. The results of the numerical analysis obtained
30
31   can be seen in the Appendix C. It satisfies the Routh-Hurwitz’s criteria so
32
     that the endemic point is locally asymptotically stable whenever it exists. These
33
34   results will remain consistent using the parameter values in Table 2.
35
36
37   3.6. Global Stability of the equilibria
38
39   Theorem 3.6. The non-endemic equilibrium point (P0 ) is globally asymptoti-
40   cally stable if
41                                   β1 Λ          β2 Λ
42                                        < µ1 and      < µ1 .
                                      µ             µ
43
44   Proof. Refer to global proving by Tewa et al. (2009)[48], let
45                                                                            
46   P0 = (S0 0 , E 0 , IA 0 , YS 0 , Z 0 , Z0 0 , Q0 ) = Λµ , 0, 0, 0, 0, 0, 0  is the non-endemic
47   equilibrium point of system (1-7).
48
49
50       Define the Lyapunov function
51
52                                   ln S0 
53              V (t) = S0 − S0∗ − S0∗ ∗ + E + IA + YS + Z + Z0 + Q.
                                       S0
54
55       Differentiating with respect to time yields
56
57
58
59                                                 12
60
61
62
63
64
65
 1
 2
 3
 4
 5
 6
 7
 8
 9
10                    dS0
11    dV                    dE     dIA    dYS       Z    Z0     Q
         =(S0 − S0∗ ) dt∗ +      +     +        +      +     +
12    dt               S0    dt     dt      dt      dt   dt     dt
13    dV   (S0 − S0∗ )(Λ − µS0 )
14       =                       − (S0 − S0∗ )(β1 IA + β2 YS ) + β1 IA S0 + β2 YS S0
      dt            S0∗
15
16           − αE − µ1 E + pαE − κIA − γIA − µ1 IA + (1 − p)αE − qYS − γYS
17
18           + β1 IA Z0 + β2 YS Z0 + κIA − µ1 YS + γIA + γYS + δQ − ξZ − µZ
19
20           + ξZ − β1 IA Z0 − β2 YS Z0 − µZ0 + qYS − δQ − µ1 Q
21    dV   (S0 − S0∗ )(Λ − µS0 )
22       =                       − (S0 − S0∗ )(β1 IA + β2 YS ) + β1 IA S0 + β2 YS S0
      dt            S0
23
24           − µ1 (E + IA + YS + Q) − µ(Z + Z0 )
25
      dV                1    1
26       =Λ(S0 − S0∗ )(    − ∗ ) + (β1 S0∗ − µ1 )IA + (β2 S0∗ − µ1 )YS − µ1 (E + Q)
27    dt                S0  S0
28           − µ(Z + Z0 )
29
30    dV                1    1      β1 Λ              β2 Λ
         =Λ(S0 − S0∗ )(    − ∗) + (      − µ1 )IA + (      − µ1 )YS − µ1 (E + Q)
31    dt                S0  S0       µ                 µ
32
33           − µ(Z + Z0 ).
34
35
36
                       dV
37      The value of   dt   will be negative if
38
39                                β1 Λ          β2 Λ
                                       < µ1 and      < µ1 .
40                                 µ             µ
41
42      By following LaSalle’s extension on Lyapunov’s method [49], disease-free
43   equilibrium P0 is globally asymptotically stable.
44
45   This concludes the proof.
46
47
48   4. Sensitivity analysis
49
50      This section presents a global sensitivity analysis of the model. We use the
51
52   combination of Latin Hypercube Sampling (LHS) and Partial Rank Correlation
53   Coefficient (PRCC) to determine the most influential parameters of the model
54
55   [50]. LHS is stratified sampling without replacement. The parameter distribu-
56
     tion is divided into equation probability intervals and then is sampled. Each
57
58
59                                                13
60
61
62
63
64
65
 1
 2
 3
 4
 5
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 7
 8
 9
10
                 1
11
12
13             0.8
14
15             0.6
16
17             0.4
18                                                                                                  1
19
20             0.2                                                                                  2
        PRCC
21                                                                                              q
22               0                                                                              p
23                                                                                              k
24             -0.2
                                                                                                    1
25
26             -0.4
27
28
29             -0.6
30
31             -0.8
32
33              -1
34                    0   100      200       300       400       500        600       700
35
                                             Time (days)
36
37
38   Figure 2: PRCC over time when we measure against the increasing number of infected indi-
39   viduals.
40
41
42   parameter interval is sampled once and the entire range of each parameter is
43
     explored. A matrix is then generated which consists of N rows for the number
44
45   of samples and k columns for the number of varied parameters. The model
46
47   solution is then generated using the combination of parameters (each row). The
48   outcome of interest is the increasing number of infected individuals. The result
49
50   of sensitivity analysis is given in Figure 2.
51       It showed that the waning immunity (ξ) is one of the influential parameters.
52
53   When the value of waning immunity increases, the number of infected individ-
54
55   uals also increases. This means that waning immunity would contribute to the
56   increasing number of infected individuals. Therefore, an analysis of effects of
57
58
59                                             14
60
61
62
63
64
65
 1
 2
 3
 4
 5
 6
 7
 8
 9   waning immunity is of importance. The parameters k, p are also influential and
10
     has positive relationship. This means that the rate of asymptomatic become
11
12   infected and the proportion of exposed individuals become infected contributes
13
14   to an increasing number of infected individuals. When these parameter values
15   increases, the number of infected individuals decreases.
16
17
18
     5. A Case Study
19
20
21      In this section, we estimated the parameters β1 ,β2 , and γ against data
22   of West Java, Indonesia.      The data are obtained from the website https:
23
24   //pikobar.jabarprov.go.id/table-case/ . We estimate the parameter val-
25
26   ues by minimizing the sum of squared error. The parameters b and a are
27   estimated against the data for the first 30 days. It is sufficient since the aim is
28
29   to obtain the general insights of the values of parameters β1 , β2 and q in the
30   early period of the outbreak. The other parameter values are obtained from
31
32   literature and are given in Table 2.
33
34
35
36
37
38
39
40
41
42
43
44
45
46                      (a)                                         (b)
47
48       Figure 3: Fitting Parameter from Confirmed Cases (a) and Cumulative Death (b)
49
50
51      The lsqnonlin built-in function in MATLAB is used for the parameter esti-
52   mation.
53
54
55
56
57
58
59                                            15
60
61
62
63
64
65
 1
 2
 3
 4
 5
 6
 7
 8
 9      We minimize the sum of squared error as
10
11                                      n
                                        X                 2
12                               SE =         (Qt − gt (x)) .                    (12)
13                                      t=1
14
        where Qt is the number of active cases of Q up to day t, respectively, while
15
16   gt (x) is the number of active cases for Q up to day t from the model’s solution,
17
18   respectively. The transmission rate, β0 and β1 , the quarantine rate q are then
19   estimated using the “lsqnonlin” built-in function in MATLAB. The case fatality
20
21   rate is estimated using the linear regression method.
22      The initial conditions used Table 3. The initial conditions for susceptible
23
24   individuals are an approximate total population in West Java. The fitted values
25
     of β1 , β2 and q. The values are then used in the numerical simulation. The plot
26
27   of model’s solution and data is given in Figure 3. With these parameter values,
28
29   the reproduction number for West Java R0 = 3.180126127. This means that
30   an outbreak happens and the control needs to be implemented to minimize the
31
32   risk of infections.
33
34
35   6. Numerical Simulation
36
37      This numerical simulation is designed to support the results of the analy-
38
39   sis discussed in the previous section. We set the parameter by curve fitting
40
41   from actual case of COVID-19 in West Java Province, Indonesia. We applied
42   Runge-Kutta-Fehlberg (RKF) method in MAPLE software, to solve the ordi-
43
44   nary differential equations of model 1-7 using the parameters in Table 2 and
45   Table 3. RKF method is one of the most popular numerical approach because
46
47   it is quite accurate, stable, to program [51].
48
        Figure 4 show the endemic incidence where the susceptible population (S0 )
49
50   decreases as a result of transmission from the symptomatic and asymptomatic
51
52   infected population. Hereafter, this increases the latent population (E), the
53   asymptomatic infected population (IA ), the symptomatic infected population
54
55   (YS ), the recovered population (Z), the susceptibility to previously infected
56   populations (Z0 ), and the quarantine population (Q).
57
58
59                                            16
60
61
62
63
64
65
 1
 2
 3
 4
 5
 6
 7
 8
 9                                    Table 2: Parameters Values
10
11
12                Parameter           Value                     Unit           Source
13                                107
14            Λ                 365×65               people × day −1          Estimated
15                                            −7                       −1
              β1                1.727 ×10            (people × day)           Fitting
16                                                                     −1
17            β2                7.478 ×10−8          (people × day)           Fitting
18            µ                    1
                                                     day −1                   Estimated
19                              365×65
40
41   Figure 6: Simulation of The effect of Waning Immunity (ξ) on (a)Symptomatic Infected
42   Population (YS ) and (b) Quarantine Population (Q).
43
44
45   of YS after passing the peak of the spread, and the lower the population Z.
46
47   When this parameter is greater, the recovered population (Z) decreases due to
48   the loss of immunity and returns to the susceptible population that previously
49
50   infected (Z0 ). Where population Z0 can be re-infected to become asymptomatic
51   infected population (YS ).
52
53
54
55
56
57
58
59                                              20
60
61
62
63
64
65
 1
 2
 3
 4
 5
 6
 7
 8
 9
10
11
12
13
14
15
16
17
18
19
20
21
                          (a)                                         (b)
22
23
24
25
26
27
28
29
30
31
32
33
34
35                        (c)                                         (d)
36
37   Figure 7: Simulation of The effect of Waning Immunity ξ with respect to time (t) for each
38   Compartments (a) E, (b) IA , (c) YS , and (d) Z
39
40
41   6.2. The Effect of Quarantine
42
43      Figure 8 show that with increase the value of quarantine parameter (q), the
44
45   peak size and the final size of symptomatic infected population (YS ) is decrease.
46   This show that Increasing the intensity of quarantine policy may press the spread
47
48   of COVID-19. Figure 9 show that changes in the value of quarantine parameters
49
50   to the population of each compartments E, IA , YS , and Z are presented in 3-
51   dimensional changes in time. When the value of the quarantine parameter q is
52
53   increased, within the range [0.01, 1], the number of infected populations can be
54   reduced. This is indicated by the reduction in the peak value of Exposed (E),
55
56   Asymptomatic Infected (IA ), and Symptomatic Infected (YS ), in the change in
57
58
59                                              21
60
61
62
63
64
65
 1
 2
 3
 4
 5
 6
 7
 8
 9   the value of q. Meanwhile the population in the quarantine compartment (Q)
10
     is increasing from population of Symptomatic Infected which did Quarantine.
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25                Figure 8: Dynamical population of Symptomatic Infected Popu-
26
                  lation (YS ) in changes of quarantine parameter (q).
27
28
29
30
31
32
33
34
35
36
37
38
39                      (a)                                      (b)
40
41
42
43
44
45
46
47
48
49
50
51                      (c)                                      (d)
52
53
     Figure 9: Simulation of The effect of quarantine parameter (q) with respect to time (t) for
54
55   each Compartments (a) E, (b) IA , (c) YS , and (d) Q.
56
57
58
59                                               22
60
61
62
63
64
65
 1
 2
 3
 4
 5
 6
 7
 8
 9   7. Discussion and Conclusion
10
11      We have formulated a mathematical model of COVID-19 transmission by
12
13   considering infected individuals with symptoms and asymptomatic, as well as
14
     decreased immunity, validated with data from West Java Province, Indonesia.
15
16   The compartment-based model is formulated as a system of differential equa-
17
18   tions, where the population is divided into Susceptible Populations (S0 ), Ex-
19   posed Populations (E), Asymptomatic Infection Populations (IA ), Symptomatic
20
21   Infection Populations (YS ), Recovered Populations (Z), Susceptible Populations
22   previously infected (Z0 ), and Quarantine Population (Q). Then the model is
23
24   analyzed mathematically, the results show that there are two equilibrium points,
25
26   namely a disease-free equilibrium point and an endemic equilibrium point. Be-
27   sides, with the next-generation matrix method, the Basic Reproduction Number
28
29   (R0 ) for West Java Province is obtained of 3.180126127. This means that West
30   Java Province is affected by the COVID-19 outbreak and controls are needed to
31
32   minimize the risk of transmitting COVID-19. Stability and sensitivity are ana-
33
     lyzed to determine the parameters that influence the spread of COVID-19. The
34
35   simulation results show that the factor of decreasing immunity can affect the
36
37   spread of COVID-19. This is because when the increase in immunity decreases,
38   the infected population increases. Meanwhile, reinfection has no significant ef-
39
40   fect on the number of exposed and infected asymptomatic populations and the
41   isolation period can slow the spread of COVID-19 in West Java Province, In-
42
43   donesia. The results obtained can be used as a reference for the early prevention
44
45   of the spread of COVID-19 in West Java.
46
47
48   Acknowledgments
49
50      The work was supported by Universitas Padjadjaran, with contract number
51
52   1735/UN6.3.1/LT/2020 through Hibah Riset Data Pustaka dan Daring.
53
54
55
56
57
58
59                                          23
60
61
62
63
64
65
 1
 2
 3
 4
 5
 6
 7
 8
 9   Authors’s Contributions
10
11      N Anggriani, R Amelia, & W Suryaningrat contributed to the study de-
12
13   sign, model formulation, model analysis, and numerical simulation. MZ Ndii
14
     designed sensitivity analysis and performed the case study including parameter
15
16   estimation. MAA Pratama complete and verify the analysis. All authors have
17
18   read and agreed to the published version of the manuscript.
19
20
21   Conflict of interest
22
23      The authors declare that they have no conflict of interest.
24
25
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 8
 9   Appendix A. Proof of numerical analysis of Theorem 3.3
10
11      Coefficient polynomial (P1 (λ)) :
12
13
14                              a0 =1,
15
16                              a1 =1.030393017,
17                              a2 =0.3892774217,
18
19                              a3 =0.06516694579,
20
21                              a4 =0.004442996019,
22
23                              a5 =0.00006597971860, &
24
25                              a6 =2.773132296 × 10−9
26
27
28
29   Value of:
30
31
                                      a1 a2 = 0.4011087370,
32
33                                    a0 a3 = 0.06516694579,
34
35                        a1 (a2 a3 + a0 a5 ) = 0.4683242878,
36
37                            a21 a4 + a0 a23 = 0.008963903101,
38
39                                 a1 a2 a4 = 0.001782124518,
40
41                        a0 (a1 a6 + a2 a5 ) = 0.00002568727211.
42
43
44
45
46   Appendix B. Characteristic polynomial of Exposed Compartment
47
48
49
50      √
     G = K + (((−µ1 2 γ + ((−q − γ)δ − κ γ − γ 2 )µ1 + (−γ 2 + (−κ − q)γ − κ q)δ)µ
51
52       + β Λ µ1 2 + (δ β Λ + Λ β γ + (κ + qp)Λ β)µ1 + (Λ β γ + (2 qp + κ)Λ β)δ)ξ
53
54       + (β Λ µ1 2 + (δ β Λ + Λ β γ + (κ + qp)Λ β)µ1 + (Λ β γ + (κ + qp)Λ β)δ)µ)α
55
56       + (−µ1 3 γ + ((−q − γ)δ − κ γ − γ 2 )µ1 2 + (−γ 2 + (−κ − q)γ − κ q)δ µ1 )µ ξ,
57
58
59                                          32
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 1
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 9       where
10
11
12
13   K =((µ1 γ + (q + γ)δ)2 (κ + γ + µ1 )2 (α + µ1 )2 ξ 2 + 2 (κ + γ + µ1 )(δ + µ1 )β Λ α (α + µ1 )
14
15       (−µ1 2 γ + ((−γ + (2 p − 1)q)δ − γ (κ + γ + qp))µ1 + δ (q + γ)(qp − κ − γ))ξ
16
17        + β 2 α2 Λ2 (δ + µ1 )2 (κ + γ + qp + µ1 )2 )µ2 + 2 ξ β Λ α ((κ + γ + µ1 )(−µ1 3 γ+
18
         ((−2 γ + (2 p − 1)q)δ − γ (κ + γ + qp))µ1 2 + ((−γ + (2 p − 1)q)δ − 2 γ 2
19
20        + ((−p − 1)q − 2 κ)γ + q(qp − κ))δ µ1 − δ 2 (κ + γ)(q + γ))(α + µ1 )ξ
21
22        + (µ1 2 + (κ + γ + δ + qp)µ1 + δ (κ + γ))(δ + µ1 )β Λ α (κ + γ + qp + µ1 ))µ
23
24        + ξ 2 (µ1 2 + (κ + γ + δ + qp)µ1 + δ (κ + γ))2 β 2 Λ2 α2 ,
25
26
         and
27
28
29                                H ={2 α β δ pqξ (µ1 + α)}.
30
31
     .
32
33       By substituting the parameter value from Table 2 we have endemic equilib-
34
35   rium point:
36
37                                    E = 1536.477836,
38
39                                   IA = 158.8583370,
40
41                                    Q = 0.01936422900,
42
43                                   S0 = 679.0681919,
44
                                     YS = 3434.980193,
45
46                                    Z = 17931.49917,
47
48                                   Z0 = 577.7849236.
49
50
51
52
         So, the non-endemic equilibrium point is stable if it exists, because it satisfies
53
54   Routh-Hurwit’s criterion. These results remain consistent using the parameter
55
56   values in the Table 2, except β1 = β2 = 0.7477942169036 × 10−10 .
57
58
59                                             33
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 9   Appendix C. Proof of numerical analysis of endemic equilibrum point
10
11      Coefficient polynomial (Q(λ)) :
12
13
14                              a0 = 1.000000000,
15
16                              a1 = 2.171964310,
17
                                a2 = 1.885854850,
18
19                              a3 = 0.84368388,
20
21                              a4 = 0.20819336,
22
23                              a5 = 0.0279316,
24
25                              a6 = 0.001468969,
26
27                              a7 = 0.00001178844740.
28
29                                .
30
31   Value of:
32
33
                                      a1 a2 = 4.096009428,
34
35                                    a0 a3 = 0.8436838800,
36
37                        a1 (a2 a3 + a0 a5 ) = 3.516403565,
38
39                           a1 2 a4 + a0 a23 = 1.693939876,
40
41                      a1 a2 (a3 a4 + a0 a7 ) = 0.7195098093,
42
43                      a0 a3 (a1 a6 + a2 a5 ) = 0.04713281469,
44
45                                    a2 a5 = 0.05267494333,
46                                    a0 a7 = 0.00001178844740.
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Conflict of Interest
                         The authors have no affiliation with any organization with a direct or indirect
                       ✓ financial interest in the subject matter discussed in the manuscript
                           The following authors have affiliations with organizations with direct or indirect
                       ✓
                           financial interest in the subject matter discussed in the manuscript: