3rd Dissertation
3rd Dissertation
R.S.Lalrinzuala
1 Basic Concepts 1
1.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
1.2 Definition . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
1.3 Neighbourhood . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
1.4 Open and Closed Sets . . . . . . . . . . . . . . . . . . . . . . . . 3
1.5 Subspace of a Metric Space . . . . . . . . . . . . . . . . . . . . . 6
2 Completeness 7
2.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
2.2 Some Definition . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
2.3 Complete Spaces . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
3 Continuous Function 13
3.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
3.2 Definition . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
3.2.1 Theorem . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
3.2.2 Theorem . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
3.2.3 Theorem . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
3.2.4 Theorem . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
3.3 Uniform Continuity . . . . . . . . . . . . . . . . . . . . . . . . . . 15
3.3.1 Definition . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
3.4 Theorem . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
3.4.1 Theorem . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
3.4.2 Theorem . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
3.5 Homeomorphism . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
3.5.1 Definition . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
i
ii CONTENTS
Chapter 1
Basic Concepts
1.1 Introduction
The system of two numbers has two types of properties. The first type consists
of algebraic, dealing with addition, multiplication, etc. The other type consists
of properties having to do with the notion of distance between two numbers and
with the concept of the limit. The latter properties are called topological or
metric, and the object of the present chapter is to study these properties in a
general space in which the notion of distance is defined.
A metric space is a generalization of the real number system with the abso-
lute value function as the definition of a group which is the generalization of the
algebraic properties of the real number system. We shall generalize the notion
of the absolute value function in R in such a way that it is suitable for the
treatment of convergence sequence in a set and continuous function on the set.
1.2 Definition
A metric (X, d) is a non-empty set x of elements ( which we call points ) together
with a real valued function d defined on X × X such that for all x, y and z in
X:
(i) d(x, y) ≥ 0;
(i) d(x, y) = 0 if and only if x = y;
(i) d(x, y) = d(y, x); (symmetry)
(i) d(x, y) ≤ d(x, z) + d(z, y); (triangle inequality)
1
2 CHAPTER 1. BASIC CONCEPTS
Example
1. The function d defined by d(x, y) = |x − y| is a metric for the set R of real
number.
With this distance function, R is a metric space defined by (R, d), this
metric d is called the usual metric for R.
The proof that d is actually a metric on R follows from the properties of
the absolute value function on R as:
Then (X, d) is a metric space. The metric d is called the discrete metric
and the space (X, d) is called discrete metric space and is denoted by Xd .
1.3 Neighbourhood
Let (X, d) be a metric space and x ∈ X. A set N ⊂ X is said to be a
neighbourhood(nbd) of x if ∃ an open sphere centred at x and contained in
N.
i.e. if Sr (x) ⊂ N , for some r > 0.
Example:
Theorem
Let (X, d) be a metric space. A set N ⊂ X is a nbd of a point p ∈ X if and
only if ∃ an open sphere Sr (x) such that p ∈ Sr (x) ⊂ N .
Proof: First we assume that N is a nbd of a point p ∈ X.Then, there exists an
r > 0 such that p ∈ Sr (p) ⊂ N . This proves that there exists an open sphere
Sr (p) containing p and contained in N .
Conversely, assume that p ∈ N and there exists an open sphere Sr (x) such that
p ∈ Sr (x) ⊂ N . We shall prove that there exists an open sphere centred at p
and contained in N . Now,
Theorem:
The set X and ϕ are open; the intersection of any two open sets is open; and
the union of any collection of open sets is open.
Proof: To show that ϕ is open, we have to show that each points in ϕ is the
centre of an open sphere contained in ϕ. Since there are no points in ϕ, this re-
quirement is vacuously satisfied. If x ∈ X, every open sphere Sr (x) is contained
in X. Hence, X is open.
It is enough if we prove the theorem for two sets, since the argument can be
extended to any finite number of sets by induction. Let G1 and G2 be any two
open subsets of X such that G1 ∩ G2 ̸= ϕ. If x ∈ G1 ∩ G2 , we have to show that
there exists an open sphere Sr (x) contained in G1 ∩ G2 . Since x ∈ G1 and G1
is open, there is an open sphere Sr1 (x) such that Sr1 (x) ⊂ G1 . Similarly there
4 CHAPTER 1. BASIC CONCEPTS
exists an open sphere Sr2 (x) ⊂ G2 . Let r = minr1 , r2 . Then Sr (x) is contained
in G1 and G2 and so Sr (x) ⊂ G1 ∩ G2 . Therefore, G1 ∩ G2 is open subset of X.
S
Let {Gi : i ∈ J} be a family of nonempty open sets. Let H = Gi . We
i∈J
have to show that there is an open sphere Sr (x) contained in H. Let x ∈ H.
Then x ∈ Gi for someSi ∈ J. Since each Gi is open, there exists Sr (x) ⊂ Gi .
Hence, Sr (x) ⊂ Gi ⊂ Gi . So x is in the union implies that there exists Sr (x)
i∈J
contained entirely in H. Therefore, H is an open subset of X.
Theorem:
If A ⊂ B, then A ⊂ B. Also, (A ∪ B) = A ∪ B, and (A ∩ B) ⊂ A ∩ B.
Proof: We have,
A ⊂ B ⇒ A′ ⊂ B ′
∴ A ∪ A′ ⊂ A′ ∪ B ′ i.e., A ⊂ B.
Also,
(A ∪ B) = (A ∪ B) ∪ (A ∪ B)′
= (A ∪ B) ∪ (A′ ∪ B ′ )
= (A ∪ A′ ) ∪ (B ∪ B ′ )
=A∪B
Theorem:
The closure E of any set E is closed; that is, E = E.
Proof: The set E is closed if it contains all its points of closure. Let x be
a point of closure of E. Consider a neighborhood Ux of x. There is a point
x′ ∈ E ∩ Ux . Since x′ is a point of closure of E and Ux is a neighborhood of
x′ , there is a point x” ∈ E ∩ Ux . Therefore every neighborhood of x contains a
point of E and hence x ∈ E So the set E is closed. It is clear that if A ⊆ B,
then A ⊆ B and hence E = E.
Theorem:
The sets ϕ and X are closed; the union of any two sets is closed; and the inter-
section of any collection of closed sets is closed.
1.4. OPEN AND CLOSED SETS 5
n
T
Since the finite intersection of open sets in X is open, then Gi is open.
i=1
n
T n
S
Therefore, X − Gi is closed and hence Fi is closed.
i=1 i=1
T
Let {Fα }α∈A be an arbitrary family of closed sets in X. We claim that Fα
α∈A
is closed. Since Fα is closed for each α ∈ A, X − Fα is open for each α ∈ A.
Write Gα = X − Fα , α ∈ A. Then
\ \ [
Fα = (X − Gα ) = X − Gα (by De M organ′ s law)
α∈A α∈A α∈A
S
Since arbitrary union of open sets in X is open, then is open. Therefore,
S T α∈A
X− Gα is closed and hence Fα is closed.
α∈A α∈A
Theorem:
The complement of an open set is closed; the complement of a closed set is open.
Theorem:
A metric space X is separable if and only if there is countable family {Oi } of
open sets such that for any open set O ⊂ X,
[
O= Oi .
Oi ⊂0
6 CHAPTER 1. BASIC CONCEPTS
Let {Oi } consist of those balls Sδ (x) for which x is in D and δ is rational. Then
{Oi } is countable collection of open sets. If O is any open set and y ∈ O, then
we want to show that for some Oi we have y ∈ Oi ⊂ O. Since O is open, there
is a ball Sδ (y) such that Sδ (y) ⊂ O. By taking δ even smaller, we may assume
δ is rational. Since y is a point of closure of D, there is a point x ∈ D such that
ρ(x, y) < δ/2. Hence
Sδ/2 (x) ⊂ Sδ (y) ⊂ O.
But Sδ/2 (x) is one of the {Oi }, and the “only if” part of the theorem is proved.
Suppose, on the other hand, we are given the countable collection {Oi }. Let
xi be a point of Oi , and let D be the set of all these points xi . We shall now
see that D is dense. Let x be any point of X and S any spheroid centred at x.
Then we must show that S contains a point of D. But S is an open set, and so
we must have some Oi so x ∈ Oi ⊂ S. Hence xi ∈ S, and we see that x ∈ D.
Completeness
2.1 Introduction
One of the main aim to introduce metric spaces is to study convergent sequences
in a context more general than that of classical analysis. First recall the ”Cauchy
principle of convergence” in real numbers which states that a real sequence xn
converges to a limit in R if and only if for given any ϵ > 0, ∃ a positive integer N
such that |xn − xm | < ϵ, for all m, n > N . This leads to a class of metric spaces
called complete metric spaces for which a ”Cauchy principle of convergence”
is true. Complete metric spaces possess enough structure to establish many
important theorems that have wide applications in both topology and analysis.
This chapter deals with the completeness of metric spaces.
xn → x or lim xn = x
n→∞
7
8 CHAPTER 2. COMPLETENESS
2. Bounded Sequences:
In a metric space, a sequence is said to be bounded, if the range of the
sequence forms a bounded set.
3. Cauchy Sequences:
A sequence xn in a metric space (X, d) is said to be a Cauchy sequence if
for each ϵ > 0, ∃ a positive integer N such that
Examples
1. The usual metric spaces Ru are complete.
1 1
m, n ≥ nq ⇒ d(xm , xn ) < ⇒ |xm −xn | < ∀ m, n ≥ n0 and xm , xn ∈ X.
2(q+1) 2(q+1)
1
Then we can have |xn − xnq | < 2(q+1)
We get, I(q+1) ⊂ Iq
2 1
The length of Iq = 2q = 2(q−1)
→ 0 if q → ∞ that means |Iq | → 0
as k → ∞
So s ∈ Iq ∀ q ∈ N such that
1
|s − xnq | <
2(q+1)
Hence for all n ≥ nq , we have
1 1 1
|xn −s| = |xn −xnq −s+xnq | ≤ |xn −xnq |+|s−xnq | < + =
2(n+1) 2(n+1) 2q
1
⇒ |xn − s| =
2q
From the above, it follows that the Cauchy sequence {xn } converges to a
point s in Ru
Therefore, Ru is complete.
2. The discrete metric space Xd is complete.
1
For n, m ≥ n0 ⇒ d(xm , xn ) < 2
1
Therefore, d(xn , x) = 0 < 2 ∀ n ≥ n0
n
(m) (p)
X
(αi − αi )2 < ϵ2
i=1
(m) (p)
⇒(αi − αi )2 < ϵ2
(m) (p)
⇒|αi − αi | < ϵ, ∀ m, p ≥ N, (i = 1, 2, . . . , n)
(m)
This shows that for each fixed i(1 ≥ i ≥ n), the sequence {αi }m is a
Cauchy sequence in the usual metric space Ru . Since Ru is complete, it
(m)
converges in Ru . Let αi → αi as m → ∞. Using these n limits, we
define x = (α1 , α2 , . . . , αn ). Clearly, x ∈ Rn . Letting p → ∞ in (1), we
obtain
d(xm , x) ≥ ϵ, ∀ m ≥ N
xm → x in Rn
Theorem
Let (X, d) be a complete metric space and (Y, dY ) be a subspace of (X, d). Then,
Y is complete if and only if Y is closed.
Case (i) If {xn } has only finitely many distinct points, then xn = x, for in-
finitely many values of n. Since {xn } is in Y , it follows that x ∈ Y .
Case (ii) If {xn } consists of infinitely many distinct points, then the limit of the
sequence is also the limit point of the range of the sequence {xn }. Therefore x
is also the limit point of Y since {xn } ⊂ Y . But Y being closed, x ∈ Y . Hence
Y is complete.
2.3. COMPLETE SPACES 11
Theorem
Let (X, d) be a complete metric space and let {Fn } be a decreasing sequence
of non-empty closed subset of X such that d(Fn ) → 0. Then, the intersection
∞
T
Fn contains exactly one point.
n=1
d(Fn ) < ϵ
d(xn , xm ) ≤ d(FN )
< ϵ, ∀n, m ≥ N
0 ≤ d(x, y) ≤ d(Fn ) → 0 as n → ∞
=⇒
d(x, y) = 0
=⇒
x=y
Continuous Function
3.1 Introduction
A number of characterisation of continuous functions are given in terms of open
sets, closed sets etc. The concept of uniform continuity and homeomorphism
are discussed.
3.2 Definition
Let (X, d) and (Y, ρ) be two metric spaces. A function f : X → Y is said to be
continuous at a point x0 ∈ X if for each ϵ > 0, ∃ a δ > 0 such that
that is
x ∈ Sδ (x0 ) ⇒ f (x) ∈ Sϵ (f (x0 ))
which means the same thing as
3.2.1 Theorem
Let (X, d) and (Y, ρ) be metric spaces and f : X → Y be a function. Then, f is
continuous at a point x0 ∈ X if and only if f (xn ) → f (x0 ), for every sequence
{xn } ⊂ X with xn → x0 .
13
14 CHAPTER 3. CONTINUOUS FUNCTION
f (Sδ (x0 )) ⊂ Sϵ (f (x0 )). Also, since xn → x0 , ∃ a positive integer N such that
xn ∈ Sδ (x0 ), ∀n ≥ N . Hence
3.2.2 Theorem
Let (X, d) and (Y, ρ) be metric spaces and f : X → Y be a function. Then, f
is continuous if and only if f −1 (G) is open in X whenever G is open in Y .
3.2.3 Theorem
Let (X, d) and (Y, ρ) be a metric space and f : X → Y be a function. Then, f
is continuous if and only if f −1 (F ) is closed in X whenever F is closed in Y .
the argument as in the first part, we note that f −1 (G) is open in X. Hence f
is continuous.
3.2.4 Theorem
Let (X, d), (Y, ρ), (Z, σ) be three metric spaces. Suppose f : X → Y and
g : Y → Z be continuous functions. Then g ◦ f , the composite of f and g,
is continuous.
Remark Uniform continuity implies continuity. But the converse need not be
true.
3.4 Theorem
Let (X, d) be a metric space and A ⊂ X. Then, the function f : X → R given
by
f (x) = d(x, A), x ∈ X
is uniformly continuous.
Thus
|d(x, A) − d(y, A)| ≤ d(x, y)
Therefore, for a given ϵ > 0, choosing a δ such that 0 < δ ≤ ϵ, we have
3.4.1 Theorem
Composition of two uniformly continuous function is a uniformly continuous
function.
3.4.2 Theorem
Let (X, d) and (Y, ρ) be metric spaces and f : X → Y be a uniformly continuous
function. If {xn } is a Cauchy sequence in X, then {f (xn )} is a Cauchy sequence
in Y .
3.5. HOMEOMORPHISM 17
In particular, we have
3.5 Homeomorphism
3.5.1 Definition
Let (X, d) and (Y, ρ) be two metric spaces. A function f : X → Y is said to be
a homeomorphism if
(i) f is bijective.
(ii) f is continuous.
(iii) f −1 is continuous.