Origin of Correlated Isolated Flat Bands in Copper-Substituted Lead Phosphate Apatite
Origin of Correlated Isolated Flat Bands in Copper-Substituted Lead Phosphate Apatite
Sinéad M. Griffin1,2
1
Materials Sciences Division, Lawrence Berkeley National Laboratory, Berkeley, California, 94720, USA and
2
Molecular Foundry Division, Lawrence Berkeley National Laboratory, Berkeley, California, 94720, USA
(Dated: August 4, 2023)
A recent report of room temperature superconductivity at ambient pressure in Cu-substituted
apatite (‘LK99’) has invigorated interest in the understanding of what materials and mechanisms
can allow for high-temperature superconductivity. Here I perform density functional theory calcu-
lations on Cu-substituted lead phosphate apatite, identifying correlated isolated flat bands at the
arXiv:2307.16892v2 [cond-mat.supr-con] 3 Aug 2023
exchange interactions in the system, it relies on the un- of the effective attractive interaction and ρ0 (EF ) is the
realistic assumption that the Cu ions will sit on the same density of states at the Fermi surface. In a flat band
substitution position in each unit cell. A full study of where the density of states diverges, TC is proportional
potential exchange interactions for various Cu locations to |U |. This suggests that, at low interaction strengths,
is out of the scope of this work, and will crucially be the critical temperature in flat bands could be signifi-
informed by the Cu locations determined in experiment. cantly enhanced, as is currently being explored in various
So far all calculations have been for Cu on the Pb(1) moiré systems[29]. In our case, the correlated bands have
site, which is the site occupancy reported in Ref. [10]. a bandwidth of ∼ 130 meV which is less than their sepa-
I also calculated the structural and electronic properties ration from the rest of the valence manifold (160 meV) at
of Cu in the Pb(2) site with the resulting structure and the level of density functional theory. While strong cor-
bands given in the SI. In this location, the Cu interrupts relations will need to be taken into account adequately
the hexagonal network that is characteristic of the ap- to accurately describe these scenarios, these are promis-
atite structure, which causes a structural rearrangement ing hints for these proposals that predict that the TC is
to the lower P 1 symmetry, which would have a profound proportional to the interaction strength.
effect on structural measures such as x-ray diffraction. In contrast to conventional superconductors, where
The Cu substituted in this position is now tetrahedrally phonon-mediated interactions govern Cooper pair forma-
coordinated by oxygen, and has a significantly different tion, there is wide consensus that other bosonic excita-
electronic structure with no correlated d bands crossing tions are responsible for the attractive pair formation in
the Fermi level, as detailed in the SI. In fact, I find that high-TC superconductors ranging from paramagnons to
Cu on this Pb(2) is 1.08 eV more energetically favorable spin- and charge-density waves [30]. In this system, I
than Cu on the Pb(1) site, suggesting possible difficulties have identified several potential sources of fluctuations
in robustly obtaining Cu substituted on the Pb(1) site. that could contribute to pairing. Firstly, I identified a
charge density wave (CDW) driven by chiral lone pair
ordering on the Pb(2) sites – the presence of this CDW is
DISCUSSION strongly connected to the structural rearrangement that
occurs when Cu is incorporated into the Pb(1) lattice
These theoretical results suggest that the apatite struc- sites. In addition to this, I identified two zone-center
ture provides a unique framework for stabilizing highly phonon modes that trigger the global structural deforma-
localized Cu-d9 states that form a strongly correlated flat tion that occurs as a result of the Cu substitution, sug-
band at the Fermi level. The central role of stereochem- gesting potentially strong electron-phonon coupling for
ically active 6s2 lone pairs of Pb(2) manifests in the for- these modes. Finally, I calculated the relative exchange
mation of a chiral charge density wave and the propaga- interactions between Cu in neighboring unit cells. Inter-
tion of structural distortions with connected polyhedra. estingly for the out-of-plane coupling, that is, along the
When Cu is substituted on a Pb(1) site, the result is a Cu-Pb-Cu one-dimensional chains, I find ferromagnetic
cascade of structural alterations, including reduced lat- coupling is favored by 2 meV/Cu over antiferromagnet
tice parameters, changes in coordination, and modified coupling, even though the Cu are over 7 Å apart, sug-
polyhedral tilts, leading to a local Jahn-Teller distorted gesting that spin fluctuations could also play a key role.
trigonal prism around Cu. This results in an unusually Finally, the calculations presented here suggest that
flat set of isolated dyz /dxz bands with half-filling. Cu substitution on the appropriate (Pb(1)) site displays
I briefly note that achieving such a crystal field envi- many key characteristics for high-TC superconductivity,
ronment should also be possible in intercalated twisted namely a particularly flat isolated d-manifold, and the
heterogeneous bilayers where selection of different hetero- potential presence of fluctuating magnetism, charge and
bilayers can provide the mirror symmetry breaking, while phonons. However, substitution on the other Pb(2) does
moiré twist can provide an arbitrary rotation of the up- not appear to have such sought-after properties, despite
per and lower triangles. In fact such a platform would be being the lower-energy substitution site. This result hints
ideal for probing the physics found here given its broad to the synthesis challenge in obtaining Cu substituted on
range of tunability and the state-of-the-art characteriza- the appropriate site for obtaining a bulk superconducting
tion probes for their interrogation [25]. sample. Nevertheless, I expect the identification of this
I now discuss the potential implications of these fea- new material class to spur on further investigations of
tures of Cu-substituted apatite for possible high-TC su- doped apatite minerals given these tantalizing theoretical
perconductivity, and in particular the role of the flat signatures and experimental reports of possible high-TC
bands and the presence of competing magnetic interac- superconductivity.
tions and phonons. Isolated, flat bands have long been Acknowledgements-. I am grateful to David Prender-
a target for achieving high-TC as predicted from BCS gast, Adam Schwartzberg, Shuhada’ Sadaqat and John
theory[26–28]. The critical temperature TC given by by Vinson for insightful discussions and encouragement. I
TC ∝ exp(−1/|U |ρ0 (EF )), where |U | is the magnitude also thank D. Kwabena Bediako, Donny Evans, Kather-
5
SUPPLEMENTAL MATERIAL
Calculation Details
Structural Distortion
TABLE I. Symmetry-adapted distortion information in going from stoichiometric Pb10 (PO4 )6 (OH)2 to Cub9 (PO4 )6 (OH)2
where Cu is on the Pb(1) site.
FIG. 5. Summary of displacements of symmetry-adapted modes upon Cu substitution on the Pb(1) site. (a) and (b) show the
Γ1 mode which retains the P 63 space group. (c) and (d) show Γ2 mode which reduces the P 63 space group to P 3. The arrows
show the ionic motion under each phonon mode with their length being proportional to the amplitude of the displacement.
8
FIG. 6. (Top panel) Calculated spin-polarized band structure for different values of U on Cu-d states for CuPb9 (PO4 )6 (OH)2
with (a) U = 2 eV, (b) U = 4 eV, and (c) U = 6 eV. In all plots the majority spin channel is shown as a solid orange line, and
the minority as a dashed blue line. (Middle panel) Zoomed-in version of the top plot of spin-polarized bands with a narrower
energy range. (Bottom panel) Calculated band structures without spin-polarization. The Fermi level is set to 0 eV in all plots
and is marked by the dashed line.
FIG. 7. Calculated spin-polarized band structures for (a) stoichiometric Pb10 (PO4 )6 (OH)2 and (b) CuPb9 (PO4 )6 (OH)2 without
structural optimization, that is, with the structure of (a) with one Cu replaced for Pb(1). In all plots the majority spin channel
is shown as a solid orange line, and the minority as a dashed blue line. The Fermi level is set to 0 eV in all plots and is marked
by the dashed line.
9
FIG. 8. Calculated electronic localization function for a 2×2×1 supercell of Pb10 (PO4 )6 OH2 showing chiral charge density
wave induced by Pb(2) lone pairs.
FIG. 9. Results for CuPb9 (PO4 )6 (OH)2 with Cu on the Pb(2) site. (a) The resulting fully relaxed structure for Cu on the
Pb(2) site. The inset shows the new local environment of the Cu ion and resulting Cu-O bond lengths. (b) The corresponding
calculated spin-polarized electronic structure showing the bands (left) and spin-polarized density of states (right). The total
and orbital-projected density of states are shown for the Cu-d and O-p states. The Fermi level is set to 0 eV in all plots and
is marked by the dashed line. .
10
FIG. 10. alculated non-spin-polarized electronic structures for (a) CuPb9 (PO4 )6 O and (b) CuPb9 (PO4 )6 (OH)2 . For both
calculations the Cu is placed on the Pb(1) site. The total and orbital-projected density of states are shown for replaced for
Pb(1). In all plots the majority spin channel is shown as a solid orange line, and the minority as a dashed blue line. The Fermi
level is set to 0 eV in all plots and is marked by the dashed line. Note that these were both calculated using the fully relaxed
structures that included spin-polarization.
11
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