Global Giving: by U.S. Foundations
Global Giving: by U.S. Foundations
GLOBAL GIVING
by u.s. foundations
2011-2015
Table of Contents                                                                  Contributors
     Channels of International Giving. .   .......................            11   about philanthropy worldwide. Through data, analysis, and training, it connects
                                                                                   people who want to change the world to the resources they need to succeed.
     International Giving by Subject..   ........................             12
                                                                                   Foundation Center maintains the most comprehensive database on U.S.
     International Giving by Population Focus..   ..................          13   and, increasingly, global grantmakers and their grants—a robust, accessible
                                                                                   knowledge bank for the sector. It also operates research, education, and training
     Key Facts: U.S. Foundation Funding for Reproductive Health Care..   ..   13
                                                                                   programs designed to advance knowledge of philanthropy at every level.
     Key Facts: U.S. Foundation Funding to Combat Climate Change.      ....   14   Thousands of people visit Foundation Center’s website each day and are served
     International Giving by Income Level of Beneficiary Country. .   .....   19   1949, is a nonprofit leadership association of grantmaking foundations and
                                                                                   corporations. It provides the opportunity, leadership, and tools needed by
     Top Countries by Geographic Focus. .    .....................            19
                                                                                   philanthropic organizations to expand, enhance and sustain their ability to
     Top Countries by Recipient Location.    .....................            19   advance the common good. The Council empowers professionals in philanthropy
                                                                                   to meet today’s toughest challenges and advances a culture of charitable giving
     Asia & Pacific..   ...................................                   20
                                                                                   in the U.S. and globally.
     Caribbean. .   .....................................                     22
Sub-Saharan Africa. . ............................... 30 Printed and bound in the United States of America.
               2011
                                                                                                                                             $314.5 M
             $7.2 B
                                                                           International giving by
                                                                           community foundations
                                                                           more than tripled
                                                                           from 2011 to 2015.
                                                                                                                           $1O3.1 M
                                                                           More on page 7
                                                                                                                               2011           2015
   The average grant size
   more than tripled
   between 2002 and 2015.                                                                                     DIRECT GIVING
2015 $4.1 B
            2002
                                $604.5 K                                                                     Only 12% went directly
         $200.9 K                                                                                            to local organizations
                                                                                                             while 88% went to intermediaries.
                                                                                                             More on page 11
I N T E R N AT I O N A L G I V I N G B Y S E L E C T S U B J E C T S , 2 0 1 1 - 2 0 1 5
                                                 HEALTH                     REPRODUCTIVE
                                                                            HEALTH CARE
                                                                                                                                      2015
                                     $18.6 B (52.5%)                   giving nearly tripled.
                                         The Bill & Melinda Gates      More on page 13                                          $1.0 B
                                                                                                           2011
                                        Foundation accounted for
            $35.4 B
                                                                                                         $362.2 M
                                        80% of int’l health giving.
               total int’l                         More on page 12                                                               $178.9 M
                 giving
                2011-2015                      CLIMATE CHANGE
                                               $835.6 M (2.4%)
                                                                           EBOLA                               $154.2 M
                                                                                                               (80%)
This report represents the latest in a decades-long collaboration between               In addition to a detailed analysis of funding trends by issue areas, regions,
Foundation Center and Council on Foundations to regularly analyze the data              population focus, and strategies, this report also relates these trends to
and trends on international grantmaking by U.S. foundations. It’s the tenth             key events and developments during the time period, such as the adoption
report published by the two organizations since the collaboration started               of the Sustainable Development Goals, the Ebola crisis in West Africa, the
in 1997. In 2017, Foundation Center and the Council on Foundations also                 reversal of the global gag rule, and the increasing legal restrictions faced
published the first-ever report analyzing international grantmaking by U.S.             by civil society in countries around the world. Recognizing the gravity and
community foundations, Local Communities with Global Reach: International               complexity of these global challenges we believe it’s more important than
Giving by U.S. Community Foundations. The previous analyses can be                      ever to monitor and analyze cross-border giving. We celebrate the important
accessed at: https://www.issuelab.org/libraries/foundation_center/                      global footprint of American foundations and hope this data and analysis
international_grantmaking_by_us_foundations.                                            accurately captures the challenges and opportunities for U.S. grantmakers
                                                                                        working internationally today.
Methodology
This analysis is based on grants data from Foundation Center’s research sample,         grantmakers. Grants to grantmakers are included when adding up the total
FC 1000, which includes all grants of $10,000 or more reported by 1,000                 grant dollars awarded by individual foundations.
of the largest U.S. foundations. For the purposes of this analysis, a grant is
                                                                                        For community foundations, discretionary grants are included and donor-
considered international if it’s for a non-U.S. recipient or for a U.S. recipient for
                                                                                        advised grants are included only when provided by the foundation. Grants to
international programs or programs implemented abroad.
                                                                                        individuals are not included.
The geographic distribution of grants is determined by the geographic area
                                                                                        Grants may benefit multiple subjects, and may therefore be counted more
served by each grant. In instances where this information is not available, the
                                                                                        than once.
geographic focus is based on the location of the recipient organization.
                                                                                        Data on bi- and multi-lateral aid are sourced from the Development Assistance
To avoid double counting grant dollars, the analysis of aggregate grantmaking
                                                                                        Committee of the Organisation for Economic Co-operation and Development
for specific regions or issue areas does not include grants awarded to other
                                                                                        (OECD). These data can be accessed from http://stats.oecd.org.
      In February 2018 Foundation Center’s grants database contained more               All the data are processed and indexed according to the facets and
      than 8.6 million grant records worth more than $400 billion. The vast             codes in the Philanthropy Classification System (PCS), which include
      majority of grants in the database—about 97%—represent grantmaking                geographic location or area served by organizations and programs,
      of U.S.-based foundations.                                                        support strategies, subjects, populations served, organization type,
                                                                                        and transaction type. Starting in 2015, all the grants in the database
      • Internal Revenue Service (IRS) tax form 990. All U.S. foundations
                                                                                        are coded through an automated process with select review by data
          are required to submit this form, which contains information about
                                                                                        experts. This process is trained for accuracy with a supervised machine
          each grant awarded by the foundation. The majority of the data in
                                                                                        learning model that draws on Foundation Center’s 60 years of experience
          Foundation Center’s database are derived from these records.
                                                                                        in manually indexing information about grantmaking. Each grant in the
      • Grants reported directly to Foundation Center through the                       database is assigned all relevant codes, which means one grant can be
          eReporting program. Foundations enrolled in this program share data           counted towards support for multiple subjects, populations, or strategies.
          about their grantmaking directly with Foundation Center.                      This simultaneous coding allows for exploration of how funding for
                                                                                        multiple subjects, geographies, populations, and strategies intersect.
      • Publicly available sources. Foundation Center also collects publicly
          available information about grantmaking, including from open
          databases and news sources.
                                        $35.4 B                                                                                           $6.3 B
                                                                                                                                                                                       $7.2 B
        $130.4 B                         (27.1%)
                                                                                                                                                           $5.2 B
                                                                                                                                                                       $4.5 B
           total giving
            2011-2015                                                                         2015                             INT’L       2008            2009          2010            2011
                                                                                      $604.5 K
                                                                        2002
                                                                     $200.9 K                                                    Both overall and int’l grantmaking resumed a
                                                                                                                                 long-term trend of growth
                                                                                                                                 in 2011 after a two-year decrease following
                                                                                                                                 the financial crisis.
                                                                                                                                         36%                           29%
                                                                                            DOMESTIC         INT’L                     INCREASE                      INCREASE
                                                                                                                         29.9%
30%                                                                                                                                                                              28.4%
                                                                                  25.9%                                                              26.3%
                                                                                                                                                                     25.5%
                                                                                               24.5%
25%
                                                           22.2%        22.5%                                                           25.3%
20%                              19.0%
                                                                                                            20.5%
                   16.1%
                                              17.5%
15%    13.9%
5%
  0
        2002        2003         2004          2005         2006         2007      2008        2009          2010         2011          2012         2013            2014         2015
      Bill & Melinda Gates Foundation accounted                                             year period. When excluding Gates, international giving did not recover
      for 51% of international giving from 2011 to 2015 and the 2012                        to pre-crisis levels until 2012, before decreasing slightly and reaching
      decrease in overall international giving was largely due to a spike in their          a high of nearly $4 billion in 2015. The growth in the average size of
      grantmaking in 2011. When Gates’ grantmaking is excluded from the                     international grants also holds when excluding Gates, with an increase of
      dataset, international giving grew at a slower rate (21%) during the five-            19% from $240,701 in 2011 to $285,992 in 2015.
$10 B
$9.3 B
$8 B
$7.2 B
                                                                                                                                                                   $6.8 B
                                                                                                                                                         $6.4 B
                                                                                     $6.3 B
$6 B $5.7 B
                                                                                                                                                                                 $5.3 B
                                                                   $5.2 B                              $5.2 B
                                                                                                                 $4.5 B
                                                      $4.3 B
                                                                                                                               $3.9 B
 $4 B
                                                                                                                                                                   $3.5 B
                                         $3.0 B                                                                                                          $3.1 B
                                $2.9 B
                                                                                     $2.7 B
                                                                       $2.4 B                        $2.3 B                                  $2.2 B
                     $2.3 B
          $2.1 B
                                                          $2.0 B
 $2 B                                                                                                           $1.6 B
                                $1.2 B
                                           $1.0 B
                  $664.7 M
           $537.7 M
                                                                                                                                                                               $198.2 M
                                                                                                                                           $54.2 M                   $97.4 M
                                                                       $43.4 M      $45.7 M      $50.7 M          $33.3 M     $35.2 M                    $51.1 M
     0
         2002         2003      2004         2005         2006          2007         2008            2009          2010         2011         2012         2013         2014         2015
                                                         $35.4 B
                                                          total international
                                                             grant dollars
                                                               2011-2015
$67.9 M
1. Bill & Melinda Gates Foundation $ 17,990,304,573 1. The Coca-Cola Foundation, Inc. $ 286,374,001
8. The David and Lucile Packard Foundation $ 481,419,773 8. The Wal-Mart Foundation, Inc. $ 77,604,642
9. Bloomberg Philanthropies $ 402,289,429 9. Johnson & Johnson Family of Companies Contribution Fund $ 65,336,738
10. Gordon and Betty Moore Foundation $ 395,144,642 10. The Goldman Sachs Foundation $ 64,116,151
11. John D. and Catherine T. MacArthur Foundation $ 349,850,602 11. The Bank of America Charitable Foundation, Inc. $ 61,980,053
12. Howard G. Buffett Foundation $ 345,016,114 12. The PepsiCo Foundation, Inc. $ 60,806,336
2. Foundation For The Carolinas $ 66,179,379 2. Open Doors International, Inc. $ 105,101,352
5. The New York Community Trust $ 27,332,766 5. The Packard Humanities Institute $ 22,508,024
9. Greater Kansas City Community Foundation $ 18,513,137 9. The Conservation Land Trust $ 12,882,200
10. The Chicago Community Trust $ 15,680,026 10. The Draper Richards Kaplan Foundation $ 6,100,000
11. The Columbus Foundation and Affiliated Organizations $ 14,382,053 11. Gordon Foundation $ 1,845,000
12. The San Diego Foundation $ 13,173,690 12. Waterford Foundation $ 911,000
Note: In some rare cases a given foundations’ international giving may not be available in
Foundation Center’s annual research set for a given grant year.
$3.7 B (10.6%)
                                                                                                                                                   $6.3 B (17.7%)
          Large grants awarded by
                                                                                                                                            POLICY, ADVOCACY
          Bill & Melinda                                                                                                                 AND SYSTEMS REFORM
          Gates Foundation
          for polio vaccine development                                                                                                      $9.5 B (26.7%)
          were responsible for a large
          share of the increase in funding                                                                                                        RESEARCH
          for program development.                                                                                                           AND EVALUATION
          Note: Each grant may benefit multiple strategies.
          As a result, figures do not add up to 100 percent.                                                                    $13.7 B (38.7%)
     International Giving Remains Project-Focused
     Most international grants from U.S. foundations support specific projects       responsive to changing contexts that impact their work, without seeking
     or programs, despite continued calls from non-profit leaders to increase        funder approval.1
     general support grants.
                                                                                     1 See for example: Koob, A., Ingulfsen, I., Tolson, B. Facilitating Financial
     Does project support, as opposed to general support grants, hinder              Sustainability: Funder Approaches to Facilitating CSO Financial Sustainability.
                                                                                     LINC, Peace Direct, and Foundation Center, 2018. Bell, J., Masoka, J., Zimmerman,
     non-profits? A growing body of research suggests unrestricted                   S. Nonprofit sustainability: Making strategic decisions for financial viability.
     funding is critical to the effectiveness and sustainability of civil            San Francisco: John Wiley & Sons, 2010; Goggins, A., Howard, D. “The Nonprofit
                                                                                     Starvation Cycle.” Stanford Social Innovation Review Fall 2009; House, M., Krehely,
     society organizations. This is because general support grants allow             J., 2005. Not All Grants Are Created Equal: Why Nonprofits Need General Operating
     organizations to cover the full costs of doing their work, which improves       Support from Foundations. National Committee for Responsive Philanthropy;
                                                                                     Jagpal, N., Laskowski, K., 2013. The State of General Operating Support 2011.
     their overall financial sustainability by allowing them to be nimble and
                                                                                     National Committee for Responsive Philanthropy.
U.S.-BASED INTERMEDIARY
                         $20.5 B (57.9%)
                                                                                                             U.S.-BASED INTERMEDIARY
48,965 (66.7%)
                          DIRECT
                                                                                                            16,948 (23.1%)
                          $4.1 B (11.7%)
                          GENERAL SUPPORT DIRECT TO LOCAL ORGS                                               GENERAL SUPPORT DIRECT TO LOCAL ORGS
                          $381.8 M (9.2% of DIRECT FUNDING / 1.1% OF TOTAL)                                  2,002 (11.8% of DIRECT FUNDING / 2.7% OF TOTAL)
    Calls for aid to localize so that more funds flow directly to civil society   • Multilateral institutions working globally, such as funding through the
    groups is not a new debate. This analysis shows that U.S. foundations           World Health Organization.
    continue to fund primarily through intermediaries. Further, direct grants
                                                                                  • Research institutions conducting public health research or vaccination
    to local organizations were substantially smaller in size, averaging just       programs targeted at specific countries that differ from the country
    under $242K, while grants to intermediaries averaged just over $554K.           where they are headquartered.
    However, it’s important to note that these intermediaries vary in type and
                                                                                  DEFINITIONS
    structure and our data included a variety of intermediary organizations,
                                                                                  U.S. BASED INTERMEDIARY: refers to grants awarded to U.S.-based
    such as:
                                                                                  organizations for work implemented in or focused on another country.
    • INGOs operating programs in a different country than the country
                                                                                  NON-U.S. BASED INTERMEDIARY: refers to grants awarded to an
      where they are headquartered.
                                                                                  organization based outside the U.S., but for work focused on or implemented
    • U.S. public charities re-granting funds directly to local organizations.    in a different country that the country where that organization is based.
      To avoid double-counting dollars, these grantmaking public charities are
      not part of Foundation Center’s research set but represent an important     DIRECT: refers to grants awarded to organizations based in the country
      group of funders specifically focused on channeling funds directly to       which the grant was serving.
      local organizations.                                                        GENERAL SUPPORT DIRECT TO LOCAL ORGANIZATIONS: general
    • Organizations indigenous to their geographic region but working across      support grants to organizations based in the country which the grant
      countries, i.e. not just in the country where they are headquartered.       was serving.
  $6 B                                                          $1.2 B                                                             $1 B
                                                     $5.4 B                                                            $1.1 B
                                                                                                                                                      $838.5 M                          $866.4 M
                                                                                                                                           $795.2 M
  $5 B                                                           $1 B                                      $929.1 M
                                                                                                $872.1 M                         $800 M                                  $691.5 M
          $4.0 B                                                                                                                                                   $662.7 M
                                                                         $760.1 M $768.9 M                                                            $772.3 M
  $4 B                                                         $800 M                                                                                                                   $745.9 M
                               $3.3 B                                                                                 $675.4 M   $600 M $650.0 M
                                          $3.5 B                                                                                                                 $604.8 M $584.5 M
  $3 B                                                         $600 M
                                                                                                                                 $200 M
  $1 B                                                         $200 M
                                             $854.3 M
         $709.0 M $691.0 M $756.9 M $740.2 M
     0                                                              0                                                                  0
          2011      2012       2013       2014       2015                  2011        2012      2013        2014      2015                  2011       2012       2013        2014      2015
     0                                                              0                                                                  0
          2011       2012      2013       2014       2015                  2011       2012       2013       2014       2015                  2011       2012       2013        2014      2015
                                                                                     $241.7 M
$500 M $480.0 M                                                $250 M                                                             $80 M
                                                                                                                                                                                        $72.6 M
                                                                         $203.5 M                                                 $70 M
                              $397.5 M                                              $241.7 M     $188.6 M $188.0 M
$400 M                                                         $200 M                                                 $178.7 M
                                                    $352.5 M             $203.5 M                                                 $60 M                                                   $63.9 M
                                                                                                $184.6 M                                    $48.3 M    $50.7 M          $51.2 M
                   $358.6 M
$300 M                                   $338.0 M              $150 M                                      $166.2 M $161.3 M      $50 M                          $44.0 M
                                                                                                                                            $48.3 M    $48.4 M
                                                                                                                                  $40 M                          $43.4 M
                              $197.7 M                                                                                                                                        $41.6 M
$200 M                                                         $100 M                                                             $30 M
     0                                                              0                                                                  0
          2011      2012       2013       2014       2015                  2011        2012      2013        2014      2015                  2011       2012       2013        2014      2015
INDIGENOUS PEOPLES
LGBTQ PEOPLE
        Note: Figures represent only grants that could be identified as serving specific populations and these figures
        do not reflect all giving benefiting these groups. In addition, grants may benefit multiple population groups.
 KE Y FACTS: U.S. F OUN DAT ION F UNDING F OR R E P R ODU CTI V E HE ALTH CAR E , 201 1 – 2 0 1 5
                                                                                         $1.0 B
                                                                                                      International giving                                     INT’L RHC GIVING
                                                  DOMESTIC                                            for reproductive
                                                                                                      health care grew
                                                                                                                                          total
                                                                                                                                          int’l
                                                                                                                                                           $3.1 B (8.7%)
         $4.4 B                      $1.4 B (30.5%)
                                                                                                      more than 2x
                                                                                                                                          giving
            total
         reproductive                                                                                 as a share of total
          health care
            giving                          INTERNATIONAL                                             international giving
                                                                                                      from 5% in 2011 to
                              $3.1 B (69.5%)                                                          11% in 2015.
                                                                                                                                                               INT’L RHC GIVING
                                                                                                                                          total
                                                                                                                                          int’l
                                                                                                                                         health
                                                                                                                                                         $3.1 B (16.6%)
                                                                              $362.2 M                                                   giving
                                                                                                                    $336.6 M
                 In 2009 the Obama administration reversed the global gag rule. The                    and other non-government donors from providing support
                 rule restricted foreign NGOs from using any of their own, non-U.S.                    for reproductive health care to NGOs that rely on U.S. federal
                 Government funds to provide, counsel, or refer for abortions if                       funds to sustain other parts of their operations and programs.
                 they were also receiving funds from the U.S. government for other                     The increase in reproductive health care funding in the years
                 activities. While the use of U.S. Government funds for these services                 immediately following the reversal is suggestive of the gag rule’s
                 has been restricted since 1973, the gag rule prevented foundations                    effect on non-government funding flows.
                                                          $835.6 M
                                                                                                                                            CLIMATE CHANGE
                 $1.3 B
                                                                                                                                              GRANT SIZE
                                                                                                           AVERAGE INT’L
          total giving
                                         $1.3 B                           total int’l            $835.6 M                                 domestic                  $480.8 M
                                                                            giving                                                         giving
           2011-201
              1% 5                      (1.0%)                             2011-201
                                                                             2.4% 5                (2.4%)                                 2011-201
                                                                                                                                            0.5% 5                    (0.5%)
$1.5 B
$1 B
     ENVIRONMENT                                                                                           Note: We know that at least 64% of total U.S. foundation giving for climate
                                  DOMESTIC                                                                 change from 2011 to 2015 was international, meaning it was reported as
     CLEAN ENERGY                                                                                          having a specified non-U.S. geographic focus. This proportion decreased
                                  INTERNATIONAL                                                            by 12% from 2011 to 2015, reaching a high of 85% in 2012, the same year
     CLIMATE CHANGE
                                                                                                           that overall climate change funding was at its highest during the time period.
SOUTH & CENTRAL ASIA 17 environment on funding flows and suggest a more complex relationship
                                                                                      19
                                                                                           questions as they determine their strategies for supporting organizations
       SUB-SAHARAN AFRICA
                                                                                           in difficult environments: Why does a significant amount of funding reach
      How do governments restrict civil society organizations’ access to                   certain difficult environments, and not others? Are any of the strategies
      international funding? In some countries, national governments require               and mechanisms for channeling funds to countries with difficult legal
      pre-approval of all grants made or grantees must have prior permission to            environments transferable across country contexts?
      receive foreign funds. They can also mandate that all foreign funding must
      be routed through government entities. Other countries stigmatize local              2 Enabling environment for cross-border flows score for each country, from the
      organizations receiving foreign support with “foreign agent” laws. Yet               2015 Index of Philanthropic Freedom, Hudson Institute, https://globalindices.
                                                                                           iupui.edu/environment/. The analysis is based on data on the enabling environment
      other countries enact foreign funding caps for non-profits and taxation
                                                                                           for philanthropy across 64 countries for the time period from 2014 to 2015.
      of foreign funding. Governments also refer to counterterrorism and anti-
                                                                                           3 Rutzen, Doublas, “Aid Barriers and the Rise of Philanthropic Protectionism”,
      money laundering as justifications for onerous and complicated reporting             International Journal of Not-for-Profit Law / vol. 17, no. 1, March 2015 / 1.
      and registration requirements for grantmakers and grantees.                          http://www.icnl.org/research/journal/vol17ss1/Rutzen.pdf
                                                                                                                                 $391.3 M
                                                  $391.3 M                                                                         (1.1%)
             $612.1 M                                  (63.9%)
                                                                                                total int’l
                                                                                                       1%
                                                                                                  giving
                                                                                                 2012-2015
                   total disaster
                       giving
                     2012-2015
                                           $220.7 M (36.1%)
                                                                                       2012    2012 was the first year that
$250 M                                                                                         disaster giving was tracked through
                                                                                               Measuring the State of
                                       $225.7 M
                                                                                               Disaster Philanthropy.
$200 M
                                       $192.3 M
                                       (85.2%)
                                                     $158.1 M
$150 M
$100 M
                                                      $99.8 M
                                                      (63.1%)
                                                                                          $364.O K
 $50 M                    $53.4 M
         $45.9 M          (45.7%)
         (41.2%)
                                                                                                                       AVERAGE GRANT SIZE
                                                                                                                           DOMESTIC
                                                                                                                          $200.3 K
     0
           2012            2013           2014         2015
DOMESTIC INTERNATIONAL
$100 M
                                                        $79.1 M
                                                                                                                                                                        $75.9 M
$64.9 M
$50 M
                                                                                                                                                                        $27.2 M
                                                                                                                                                                        $26.6 M
         $12.1 M                                            $10.8 M
                                                                                                          $7.7 M
    0
          2012                                                2013                                         2014                                                  2015
WESTERN EUROPE
                                                                $2.0 B (5.6%)
                                                                 6,507 grants (8.9%)
CARIBBEAN
                                                           $343.4 M (1.0%)
                                                         1,904 grants (2.6%)
            $2.7 B (7.7%)
            8,259 grants (11.2%)
                                                                SUB-SAHARAN
                                                                AFRICA                                               MIDDLE EAST &
                                                                                                                     NORTH AFRICA
                                         GLOBAL PROGRAMS
                                                                                  The average grant size was   $765 K,
                                                                                  higher than average for overall giving.
             $35.4 B
                                     $18.6 B                                      64% of funding to Global Programs came from
              total int’l
                giving
               2011-2015
                                     (52.6%)                                      Bill & Melinda Gates Foundation.
                                      24,349 grants (33.2%)
1. India $ 1.4 B
2. Israel $ 1.2 B
3. Nigeria $ 1.0 B
4. China $ 892.6 M
7. Ethiopia $ 459.1 M
9. Kenya $ 406.3 M
                                                                                             2. Switzerland                               $    5.4 B
 ASIA & PACIFIC
$6.6 B (18.7%)
                                                                                             3. United Kingdom                            $    1.7 B
                                                                                             6. Kenya                                     $ 491.2 M
LOWER-MIDDLE                                                         UPPER-MIDDLE
INCOME                                                               INCOME
                        $4.3 B $3.2 B
38.6%                                                                28.1%                   7. Canada                                    $ 475.1 M
                                                                                             8. Nigeria                                   $ 450.5 M
                                                                      HIGH INCOME
                            $1.9 B
                                              $3.1 B                  27.8%
    LOW INCOME                                                                               9. China                                     $ 364.3 M
    16.7%
Note: Percentages reflect proportion of dollars that were possible to allocate to specific   10. Israel                                   $ 350.7 M
countries. Of the total $35.4 billion in international grant dollars from 2011 to 2015,
$11.2 billion (about 32 %) could be allocated to a specific country. Grants may benefit
multiple countries. As a result, figures do not add up to 100 percent.
  $1 B                                                    $1.2 B
                            $1.1 B                                                        $400 K                   $429.8 K
$500 M                                                                                                                                                          $271.2 K
                                                                                          $200 K                   $226.4 K                    $231.8 K
          $542.5 M        $546.9 M                                                                 $225.5 K
                                                                         $495.0 M                                                 $183.7 K
                                         $396.5 M       $386.0 M
     0                                                                                        0
            2011             2012          2013            2014               2015                   2011             2012         2013           2014            2015
 T O P FUNDE R S , 2011-2015
BY DOLLAR AMOUNT                                                                          BY NUMBER OF GRANTS
1. Bill & Melinda Gates Foundation $ 4.3 B 1. Bill & Melinda Gates Foundation 977 grants
2. The William and Flora Hewlett Foundation $ 240.1 M 2. Ford Foundation 930 grants
4. The David and Lucile Packard Foundation $ 190.8 M 4. Foundation to Promote Open Society 485 grants
5. The Rockefeller Foundation $ 162.1 M 5. The David and Lucile Packard Foundation 334 grants
     Asia & Pacific includes the following countries: Afghanistan, Australia,             Nauru, Nepal, New Zealand, North Korea, Pakistan, Palau, Papua New
     Bangladesh, Bhutan, Brunei, Cambodia, China, Cook Islands, Fiji, Hong                Guinea, Philippines, Samoa, Singapore, Solomon Islands, South Korea, Sri
     Kong, India, Indonesia, Japan, Kiribati, Laos, Malaysia, Maldives, Marshall          Lanka, Taiwan, Thailand, Tibet (autonomous region), Timor-Leste, Tonga,
     Islands, Micronesia, Federated States of, Mongolia, Myanmar/Burma,                   Tuvalu, Vanuatu, Vietnam.
ECONOMIC DEVELOPMENT
 INT’L GIVING BY POPULATION FOCUS, 2011-2015                                TOP COUNTRIES BY GEOGRAPHIC FOCUS, 2011-2015
                                                      AVERAGE % CHANGE
CHILDREN & YOUTH
                                                    GRANT SIZE 2011-2015   1. India                                                           $      1.4 B
                                           $2.4 B    $ 977.1 K     -4.5%
                                                                           2. China                                                           $ 892.6 M
WOMEN & GIRLS
                                                                      CARIBBEAN
                                                                                                        24% of funding to the Caribbean came from
                                                                                                        Bill & Melinda Gates Foundation.
                                                    $343.4 M
               $35.4 B                                          (1.0%)                                  91% of funding to the Caribbean was channeled
                  total int’l
                                                                                          91%
                    giving                                                                              through U.S. organizations.
                   2011-2015
     0                                                                                     0
           2011             2012           2013            2014            2015                  2011             2012         2013           2014            2015
 T O P FUNDE R S, 2011-2015
BY DOLLAR AMOUNT                                                                      BY NUMBER OF GRANTS
1. Bill & Melinda Gates Foundation $ 81.0 M 1. Johnson & Johnson Family of Companies Contribution Fund 164 grants
     Caribbean includes the following countries: Anguilla, Antigua and Barbuda,       Islands, Lesser Antilles, Martinique, Montserrat, Northern Saint-Martin,
     Aruba, Bahama Islands, Bahamas, Barbados, Bermuda, British Virgin                Saint Kitts and Nevis, Saint Lucia, Saint Vincent and the Grenadines,
     Islands, Cayman Islands, Cuba, Dominica, Dominican Republic, Greater             Saint-Barthélemy, Trinidad and Tobago, Turks and Caicos Islands,
     Antilles, Grenada, Guadeloupe, Haiti, Jamaica, Leeward Antilles, Leeward         Windward Islands.
ECONOMIC DEVELOPMENT
ENVIRONMENT
EDUCATION
                                                                                       U.S.-BASED
                 $26.7 M                            $ 119.1 K    +86.8%                INTERMEDIARY                            U.S.-BASED
                                                                                                                               INTERMEDIARY
                                                                                       $313.4 M
AGRICULTURE & FOOD SECURITY
                                                                                       (91.2%)                                 1,696 grants
              $15.1 M                               $ 225.7 M    +26.6%                                                        (89.1%)
HUMAN RIGHTS
 INT’L GIVING BY POPULATION FOCUS, 2011-2015                               TOP COUNTRIES BY GEOGRAPHIC FOCUS, 2011-2015
                                                     AVERAGE % CHANGE
CHILDREN & YOUTH
                                                   GRANT SIZE 2011-2015   1. Haiti                                                        $ 128.6 M
                                            $42.7 M $ 113.5 K   +140.8%
                                                                          2. Cuba                                                         $ 13.9 M
WOMEN & GIRLS
                                                            EASTERN EUROPE,
                                                       CENTRAL ASIA & RUSSIA                             Foundation to Promote Open Society
                                                                                                         was the top funder, accounting for 33% of funding to
               $35.4 B                                          (1.6%)                                   22% of giving to Eastern Europe, Central Asia & Russia
                  total int’l                                                                            was for human rights, whereas just 5% of overall
                    giving                                                                               giving is for human rights.
                   2011-2015
 FO UNDA TI O N G R A N T D O LLA R S , 2 0 1 1 - 2 0 1 5                              A V E R A G E G R A N T S IZ E , 2 0 1 1 - 2 0 15
         Including the Bill & Melinda              Excluding the Bill & Melinda                 Including the Bill & Melinda              Excluding the Bill & Melinda
         Gates Foundation                          Gates Foundation                             Gates Foundation                          Gates Foundation
$200 M                                                                                $350 K                                   $333.4 K
                                          $164.4 M                                    $300 K
                                                                                                                               $327.8 K
$150 M                  $137.5 M
                                        $161.3 M                                      $250 K                $223.6 K                               $220.9 K $211.8 K
                           $135.4 M                                                   $200 K                      $220.8 K
                                                            $90.6 M      $93.8 M               $163.4 K                                                         $211.8 K
$100 M $84.0 M                                                                                                                                 $192.1 K
                                                                                      $150 K
                                                                         $93.8 M                $161.1 K
         $82.5 M                                         $77.8 M
 $50 M                                                                                $100 K
$50 K
     0                                                                                     0
           2011             2012            2013           2014            2015                   2011             2012          2013             2014            2015
1. Foundation to Promote Open Society $ 185.6 M 1. Foundation to Promote Open Society 325 grants
2. Open Society Institute $ 77.7 M 2. Charles Stewart Mott Foundation 303 grants
3. Charles Stewart Mott Foundation $ 47.1 M 3. Open Society Institute 156 grants
4. Carnegie Corporation of New York $ 30.8 M 4. The Coca-Cola Foundation, Inc. 154 grants
5. The Coca-Cola Foundation, Inc. $ 29.5 M 5. Rockefeller Brothers Fund, Inc. 152 grants
     Eastern Europe, Central Asia, & Russia includes the following countries:         Kyrgyzstan, Latvia, Lithuania, Macedonia, Moldova, Montenegro, Poland,
     Albania, Armenia, Azerbaijan, Belarus, Bosnia and Herzegovina, Bulgaria,         Romania, Russia, Serbia, Slovakia, Slovenia, Tajikistan, Turkmenistan,
     Croatia, Czech Republic, Estonia, Georgia, Hungary, Kazakhstan, Kosovo,          Ukraine, Uzbekistan.
EDUCATION
                                                                                            NON-U.S.-BASED                           NON-U.S.-BASED
                                            $93.0 M    $ 239.2 K     +5.7%                  INTERMEDIARY                             INTERMEDIARY
                                                                                            $151.8 M                                 394 grants
AGRICULTURE & FOOD SECURITY                                                                 (26.6%)                                  (16.0%)
HUMAN RIGHTS
RELIGION
                                                                                            GENERAL SUPPORT
                     $26.7 M                           $ 158.1 K    -62.3%                                                           GENERAL SUPPORT
                                                                                            DIRECT TO LOCAL ORGS                     DIRECT TO LOCAL ORGS
                                                                                            $65.5 M (27.2% of DIRECT)                260 grants (22.4% of DIRECT)
PEACE & SECURITY
 INT’L GIVING BY POPULATION FOCUS, 2011-2015                                  TOP COUNTRIES BY GEOGRAPHIC FOCUS, 2011-2015
                                                        AVERAGE % CHANGE
CHILDREN & YOUTH
                                                      GRANT SIZE 2011-2015   1. Russia                                                          $ 119.9 M
                                            $61.0 M    $ 127.4 K    +15.4%
                                                                             2. Poland                                                          $ 46.6 M
WOMEN & GIRLS
                                                                                                                             $333.8 K     $329.5 K
         $625.0 M                                                                            $361.8 K           $308.3 K
                         $586.3 M       $599.4 M
$600 M                                                                              $300 K
                                                                                                                                                           $284.7 K
         $580.3 M                                       $475.1 M                                           $289.7 K
                      $543.4 M                                         $425.9 M
                                                                                                                                            $247.9 K       $256.9 K
$400 M                                                                              $200 K
                                                                       $378.4 M
                                                       $347.3 M                                                              $180.2 K
                                        $316.0 M
$200 M                                                                              $100 K
     0                                                                                   0
            2011            2012          2013           2014            2015                   2011             2012         2013           2014            2015
 T O P FUNDE R S, 2011-2015
BY DOLLAR AMOUNT                                                                    BY NUMBER OF GRANTS
1. Bill & Melinda Gates Foundation $ 571.3 M 1. Ford Foundation 1,181 grants
2. Walton Family Foundation $ 342.2 M 2. Foundation to Promote Open Society 414 grants
4. The William and Flora Hewlett Foundation $ 192.2 M 4. Citi Foundation 255 grants
5. Gordon and Betty Moore Foundation $ 161.9 M 5. Seattle Foundation 228 grants
     Included in Latin America & Mexico are the following countries:                El Salvador, Guatemala, Guyana, Honduras, Mexico, Nicaragua, Panama,
     Argentina, Belize, Bolivia, Brazil, Chile, Colombia, Costa Rica, Ecuador,      Paraguay, Peru, Suriname, Uruguay, Venezuela.
ECONOMIC DEVELOPMENT
                                                                                               DIRECT
                                                                                                                                       2,919 grants
RELIGION                                                                                                                               (35.3%)
                                                                                               $547.6 M
           $22.9 M                                      $ 103.5 K    -40.5%                    (20.2%)
 INT’L GIVING BY POPULATION FOCUS, 2011-2015                                   TOP COUNTRIES BY GEOGRAPHIC FOCUS, 2011-2015
                                                         AVERAGE % CHANGE
CHILDREN & YOUTH
                                                       GRANT SIZE 2011-2015   1. Mexico                                                           $ 782.8 M
                                            $257.6 M    $ 171.9 K     +5.6%
                                                                              2. Brazil                                                           $ 315.5 M
WOMEN & GIRLS
                                                                                     $100 K
$100 M
                                                                                      $50 K
     0                                                                                   0
            2011            2012          2013            2014            2015                  2011             2012         2013           2014            2015
 T O P FUNDE R S , 2011-2015
BY DOLLAR AMOUNT                                                                     BY NUMBER OF GRANTS
1. Adelson Family Foundation $ 185.8 M 1. The Harry & Jeanette Weinberg Foundation Inc 318 grants
2. The Leona M. and Harry B. Helmsley Charitable Trust $ 114.4 M 2. The Rosalinde and Arthur Gilbert Foundation 280 grants
4. The Harry & Jeanette Weinberg Foundation Inc $ 64.8 M 4. Ted Arison Family Foundation USA, Inc. 237 grants
5. Ted Arison Family Foundation USA, Inc. $ 64.0 M 5. Foundation to Promote Open Society 227 grants
     Middle East & North Africa includes the following countries: Algeria,           Morocco, Oman, Qatar, Saudi Arabia, Syria, Tunisia, Turkey, United Arab
     Bahrain, Cyprus, Egypt, Iran, Iraq, Israel, Jordan, Kuwait, Lebanon, Libya,     Emirates, West Bank/Gaza Strip (Palestinian Territories), Yemen.
ECONOMIC DEVELOPMENT
ENVIRONMENT
                                                                                              U.S.-BASED
               $50.1 M                                   $ 294.2 K     -37.1%                 INTERMEDIARY
                                                                                                                                      U.S.-BASED
                                                                                              $1.1 B                                  INTERMEDIARY
EDUCATION
                                                                                              (65.1%)                                 5,079 grants
                                                 $380.5 M $ 263.3 K    +16.9%
                                                                                                                                      (74.1%)
AGRICULTURE & FOOD SECURITY
HUMAN RIGHTS
                                                                                              NON-U.S.-BASED
                        $135.6 M                         $ 172.2 K     +11.7%                 INTERMEDIARY
                                                                                              $181.2 M                                NON-U.S.-BASED
                                                                                              (10.9%)                                 INTERMEDIARY
SCIENCE & ENGINEERING
                                                                                                                                      497 grants
                $64.1 M                                                                                                               (7.2%)
                                                         $ 281.2 K    +130.2%
                                                                                              DIRECT
RELIGION                                                                                      $400.9 M                                DIRECT
                                                                                              (24.1%)                                 1,281 grants
                                      $407.7 M           $ 509.7 K     -28.2%                                                         (18.7%)
 INT’L GIVING BY POPULATION FOCUS, 2011-2015                                     TOP COUNTRIES BY GEOGRAPHIC FOCUS, 2011-2015
                                                          AVERAGE % CHANGE
CHILDREN & YOUTH
                                                        GRANT SIZE 2011-2015    1. Israel                                                        $      1.2 B
                                           $339. 5 M     $ 291.9 K     +30.2%
                                                                                2. Egypt                                                         $ 100.6 M
WOMEN & GIRLS
                                                         SUB-SAHARAN AFRICA
                                                                                                             72% of funding to Sub-Saharan Africa came from
                                                                                                             Bill & Melinda Gates Foundation.
                                                              $9.0 B
                $35.4 B                                      (25.4%)                                         23% of funding to Sub-Saharan Africa was for
                   total int’l
                     giving
                                                                                                             agriculture and food security programs.
                    2011-2015
     0                                                                                         0
            2011             2012          2013            2014               2015                    2011             2012         2013            2014              2015
 T O P FUNDE R S, 2011-2015
BY DOLLAR AMOUNT                                                                          BY NUMBER OF GRANTS
1. Bill & Melinda Gates Foundation $ 6.5 B 1. Bill & Melinda Gates Foundation 1,709 grants
4. Foundation to Promote Open Society $ 202.2 M 4. Segal Family Foundation 325 grants
5. The Rockefeller Foundation $ 185.6 M 5. Silicon Valley Community Foundation 275 grants
     Sub-Saharan Africa includes the following countries: Angola, Benin, Botswana,        Guinea-Bissau, Kenya, Lesotho, Liberia, Madagascar, Malawi, Mali, Mauritania,
     Burkina Faso, Burundi, Cameroon, Cape Verde, Central African Republic, Chad,         Mauritius, Mozambique, Namibia, Niger, Nigeria, Rwanda, Sao Tome and
     Comoros, Congo, Democratic Republic of the Congo, Côte d’Ivoire, Djibouti,           Principe, Senegal, Seychelles, Sierra Leone, Somalia, South Africa, South
     Equatorial Guinea, Eritrea, Ethiopia, Gabon, Republic of Gambia, Ghana, Guinea,      Sudan, Sudan, Swaziland, Tanzania, Togo, Uganda, Zambia, Zimbabwe.
ECONOMIC DEVELOPMENT
RELIGION
                                                                                                                                 2,459 grants
                                                                                                                                 (24.9%)
           $109.5 M                               $ 236.4 K    +59.2%                    DIRECT
                                                                                         $930.4 M (10.4%)
PEACE & SECURITY                                                                                                                 GENERAL SUPPORT
                                                                                         GENERAL SUPPORT                         DIRECT TO LOCAL ORGS
                                                                                         DIRECT TO LOCAL ORGS                    280 grants (11.4% of DIRECT)
           $35.4 M                                $ 340.5 K   +336.2%                    $48.6 M (5.2% of DIRECT)
 INT’L GIVING BY POPULATION FOCUS, 2011-2015                                TOP COUNTRIES BY GEOGRAPHIC FOCUS, 2011-2015
                                                   AVERAGE % CHANGE
CHILDREN & YOUTH
                                                 GRANT SIZE 2011-2015      1. Nigeria                                                       $      1.0 B
                                        $3.0 B    $   1.1 M    +20.5%
                                                                           2. Ethiopia                                                      $ 459.1 M
WOMEN & GIRLS
                                                            WESTERN EUROPE
                                                                                                      30% of funding to Western Europe went towards
                                                                                                      health programs.
                                                            $2.0 B
               $35.4 B                                        (5.6%)                                  22% of funding to Western Europe was targeted at
                  total int’l
                    giving
                                                                                                      children & youth.
                   2011-2015
                      $414.5 M                                                                                              $424.1 K
$400 M                                                   $376.1 M $376.6 M          $400 M
                                                                                                                                                          $343.3 K
         $311.7 M
                       $367.5 M                                                                                                            $283.0 K
$300 M                                                                              $300 M                $276.7 K
         $299.5 M
                                                      $273.7 M         $285.1 M              $221.9 K                                                     $270.7 K
$200 M                                                                              $200 M
                                                                                                             $249.5 K
                                        $224.5 M                                             $214.5 K                                    $210.7 K
                                                                                                                            $196.1 K
$100 M $100 M
     0                                                                                   0
           2011             2012          2013           2014            2015                  2011             2012         2013           2014            2015
 T O P FUNDE R S, 2011-2015
BY DOLLAR AMOUNT                                                                    BY NUMBER OF GRANTS
1. Bill & Melinda Gates Foundation $ 529.0 M 1. John Templeton Foundation 544 grants
2. The William and Flora Hewlett Foundation $ 179.6 M 2. The Bank of America Charitable Foundation, Inc. 303 grants
3. The Oak Foundation U.S.A. $ 94.3 M 3. State Street Foundation, Inc. 266 grants
4. John Templeton Foundation $ 81.8 M 4. The JPMorgan Chase Foundation 245 grants
5. The David and Lucile Packard Foundation $ 74.6 M 5. Silicon Valley Community Foundation 229 grants
     Western Europe includes the following countries: Andorra, Austria,             Italy, Liechtenstein, Luxembourg, Malta, Monaco, Netherlands, Norway,
     Belgium, Denmark, Finland, France, Germany, Greece, Iceland, Ireland,          Portugal, San Marino, Spain, Sweden, Switzerland, United Kingdom.
ECONOMIC DEVELOPMENT
                                                                                                                                  U.S.-BASED
                                                                                        U.S.-BASED                                INTERMEDIARY
                          $209.8 M                  $ 308.1 K   +195.9%
                                                                                        INTERMEDIARY                              2,195 grants
                                                                                        $578.9 M                                  (33.7%)
ENVIRONMENT
                                                                                        (29.3%)
                                 $331.4 M           $ 689.1 K    -68.6%
EDUCATION
                                                                                                                                  NON-U.S.-BASED
                                     $365.0 M       $ 228.4 K    +49.1%                                                           INTERMEDIARY
                                                                                        NON-U.S.-BASED                            762 grants (11.7%)
                                                                                        INTERMEDIARY
AGRICULTURE & FOOD SECURITY                                                             $177.0 M (8.9%)
              $50.4 M                               $ 573.1 K     +7.0%
HUMAN RIGHTS
                                                                                                                                  DIRECT
                $92.9 M                             $ 225.0 K   +101.0%                 DIRECT                                    3,409 grants
                                                                                        $694.4 M                                  (52.4%)
SCIENCE & ENGINEERING
                                                                                        (35.1%)
                    $109.6 M                        $ 238.8 K    -37.3%
RELIGION
 INT’L GIVING BY POPULATION FOCUS, 2011-2015                               TOP COUNTRIES BY GEOGRAPHIC FOCUS, 2011-2015
                                                     AVERAGE % CHANGE
CHILDREN & YOUTH
                                                   GRANT SIZE 2011-2015   1. United Kingdom                                                  $ 598.7 M
                                        $436.0 M    $ 392.1 K    +90.2%
                                                                          2. Germany                                                         $ 107.6 M
WOMEN & GIRLS
$3.6 B +53.4%
$17.0 B +37.8%
$2.8 B -31.4%
$4.9 B +80.3%
$971.5 M -30.6%
$791.6 M -40.0%
$2.9 B +27.1%
$1.4 B -7.8%
$248.9 M +45.9%
$1.2 B +2.0%
$652.5 M +24.7%
$827.9 M -22.3%
$383.1 M +18.2%
$2.1 B +48.3%
$3.5 B +3.9%
$643.0 M -30.9%
     Achieving the SDGs requires more than just governments and the price       foundations are already working globally to address issues and topics across
     tag is high—experts estimate it will cost more than $4 trillion per year   the goals, such as alleviating hunger and investing in quality education. By
     from 2015 to 2030. Foundations are already beginning to partner            linking their existing programs and aligning future strategies with the SDG
     with UN agencies, the private sector, civil society, and government to     framework, U.S. foundations working globally can join important conversations
     leverage their resources and work collectively to changing the world by    on how best to achieve more effective development outcomes for all.
     2030 in order to truly “leave no one behind.”
                                                                                                                       Learn more about how foundations
     Foundation Center estimates that foundations will spend at least
                                                                                                                       are supporting the Sustainable
     $364 B on the SDGs between 2015 and 2030 and are on track to                                                      Development Goals on
     possibly surpass that estimate. This data shows that many U.S.                                                    sdgfunders.org
$60.5 B +12.1%
$120.0 B +4.4%
$71.4 B -13.1%
$3.7 B -24.3%
$39.7 B -0.7%
$52.7 B +17.3%
$50.5 B +7.1%
$18.6 B +6.8%
$2.1 B -0.6%
$113.2 B +49.3%
$2.1 B +20.0%
$8.8 B +130.3%
$7.1 B -14.5%
$29.1 B -16.4%
$102.6 B -10.8%
$19.9 B -19.3%
Why report on funding by SDGs before the goals went into effect?
   The SDGs formally did not go into effect until January 2016. Still,            • How did foundation funding for SDGs differ from ODA from 2011 to 2015?
   the distribution of foundation funding by SDGs during the five year
                                                                                  • Based on this, which goals will be strategic areas for foundations to focus
   period before will serve as a baseline for tracking U.S. philanthropic
                                                                                      on going forward?
   efforts toward the achievement of the global goals.
                                                                                  • Were there strategic reasons for the distribution of funding from 2011 to
   Foundations should consider the following in reviewing the figures:
                                                                                      2015? If so, why, and do the same strategic considerations still hold true?