Mindfullness Eating
Mindfullness Eating
BMJ Open: first published as 10.1136/bmjopen-2019-031327 on 21 November 2019. Downloaded from http://bmjopen.bmj.com/ on November 29, 2019 at UNB - Universidade de Brasilia.
                                        Efficacy of a mindful-eating programme
                                        to reduce emotional eating in patients
                                        suffering from overweight or obesity in
                                        primary care settings: a cluster-
                                        randomised trial protocol
                                        Hector Morillo Sarto,1,2 Alberto Barcelo-Soler,1,3 Paola Herrera-Mercadal,1,3
                                        Bianca Pantilie,4 Mayte Navarro-Gil,1,3 Javier Garcia-Campayo,1,3
                                        Jesus Montero-Marin1,5
                                                                                                                                                                                                                                                      Protected by copyright.
a cluster-randomised                                                                                        treatment of these conditions in Spanish PC settings.
trial protocol. BMJ Open                obesity in primary care (PC) settings.
                                                                                                          ►► It will carry out a long-term follow-up using both bi-
2019;9:e031327. doi:10.1136/            Methods and analysis A CRT will be conducted with
bmjopen-2019-031327
                                                                                                             ological and psychological assessments to analyse
                                        approximately 76 adults with overweight/obesity from
                                                                                                             changes that the treatment may produce.
►► Prepublication history for           four PC health centres (clusters) in the city of Zaragoza,        ►► The sample size used will be a main limitation, be-
this paper is available online.         Spain. Health centres matched to the average per capita              cause it has been estimated based on foreign works
To view these files, please visit       income of the assigned population will be randomly                   due to the lack of previous studies in the Spanish
the journal online (http://dx.doi.   allocated into two groups: ‘ME +treatment as usual (TAU)’            context.
org/10.1136/bmjopen-2019-          and ‘TAU alone’. The ME programme will be composed
031327).                                of seven sessions delivered by a clinical psychologist,
                                        and TAU will be offered by general practitioners. The
Received 01 May 2019                                                                                    Background
                                        primary outcome will be EE measured by the Dutch Eating
Revised 19 September 2019
                                        Behaviour Questionnaire (DEBQ) at post test as primary          According to WHO, overweight and obesity
Accepted 24 October 2019
                                        endpoint. Other outcomes will be external and restrained        are disorders in which there is abnormal or
                                        eating (DEBQ), binge eating (Bulimic Investigatory Test         excessive fat accumulation in adipose tissue
                                        Edinburgh), eating disorder (Eating Attitude Test), anxiety     that can be harmful to health.1 They are
                                        (General Anxiety Disorder-7), depression (Patient Health        defined operationally as a body mass index
                                        Questionnaire-9), mindful eating (Mindful Eating Scale),        (BMI)—weight in kilograms divided by the
                                        dispositional mindfulness (Five Facet Mindfulness               square height in metres (kg/m²)—from 25
                                        Questionnaire) and self-compassion (Self-Compassion           to 29.9 and ≥30 kg/m2, respectively. WHO
                                        Scale). Anthropometric measures, vital signs and blood
                                                                                                        estimated that, in 2014, 39% of adults world-
                                        tests will be taken. A primary intention-to-treat analysis
                                        on EE will be conducted using linear mixed models.
                                                                                                        wide were overweight (approximately 38%
                                        Supplementary analyses will include secondary outcomes          of men and 40% of women), and 13% were
                                        and 1-year follow-up measures; adjusted models                obese (approximately 11% of men and 15%
© Author(s) (or their                   controlling for sex, weight status and levels of anxiety        of women).2 In absolute terms, it is estimated
employer(s)) 2019. Re-use
                                        and depression; the complier average causal effect of           that approximately 1 billion adults are over-
permitted under CC BY-NC. No
commercial re-use. See rights          treatment; and the clinical significance of improvements.       weight and that at least 300 million are obese
and permissions. Published by           Ethics and dissemination Positive results of this               throughout the world, with an increasing
BMJ.                                    study may have a significant impact on one of the most          prevalence in most countries.3 Unhealthy diet
For numbered affiliations see           important current health-related problems. Approval            and the lack of physical activity are important
end of article.                         was obtained from the Ethics Committee of the Regional          causes of obesity4 and also the most important
                                        Authority. The results will be submitted to peer-reviewed      non-communicable obesity-related diseases,
 Correspondence to                      journals, and reports will be sent to participants.
 Dr Jesus Montero-Marin;                                                                               such as cardiovascular disease, type 2 diabetes
                                        Trial registration number NCT03927534 (5/2019).
jmonteromarin@hotmail.com                                                                            and certain types of cancer.5 6 They contribute
                                                                                                                                                   BMJ Open: first published as 10.1136/bmjopen-2019-031327 on 21 November 2019. Downloaded from http://bmjopen.bmj.com/ on November 29, 2019 at UNB - Universidade de Brasilia.
substantially to global morbidity, mortality and disability       psychoanalysis or hypnosis.30 31 On the other hand, it has
burden.7 Obesity has been associated with a higher prev-          been established that between one and two-thirds of the
alence of hypertension, dyslipidaemia, sedentary lifestyle,       people who follow restricted diets gain more weight than
diabetes, subclinical organ injury and cardiovascular             they lose.32 The degree to which restricted diets are coun-
disease,8 depression,9 migraine10 and hypertension.11             terproductive has probably been underestimated due to
   Even in the Mediterranean region (in which Spain is            several methodological problems, focusing on the results
located), traditionally associated with a healthy lifestyle,      of successful weight loss instead of the long-term main-
the evolution of eating habits has led to a progressive           tenance of weight loss. Moreover, studies do not provide
abandonment of the traditional pattern, for example,              consistent evidence that dietary restriction results in
decrease in the consumption of fruits and vegetables              significant health improvements, regardless of possible
and increase in the consumption of fast food, especially          weight change32; in fact, it is a significant contributor to
among the youngest age groups.12 These eating style               binge eating.33 Nevertheless, changes in dietary habits do
changes have also been complemented by a physical                 not necessarily have associated restrictions, since healthy
activity decrease pattern and longer sedentary time.13            changes may be made to food consumption without
In fact, Mediterranean countries currently express high           restriction, such as a healthy choice of food.34–36
obesity prevalence rates.14 15 The investigation of new ways         At this point, a fundamental debate in the field has
to treat this problem in the primary care (PC) context is         been the consideration or not of weight loss as a main
developing successfully, although incipiently, throughout         outcome.37 Weight is a very simple measure that is not
virtual platforms that allow for the training and interac-        always directly related to the interaction that a person
tion of different professionals.16 The most common users          has with food, because there may be other factors to take
of the PC system are patients between 45 and 75 years, and        into account, such as endocrine disorders or drug treat-
precisely this age range presents a higher prevalence of          ments. However, it has been observed that the consump-
overweight and obesity than other age groups in Spain.17          tion of certain problematic foods and eating behaviours,
Reducing the prevalence of obesity is not an easy task            such as binge eating and eating linked to the satisfaction
because a multiplicity of factors may be involved.18 In most      of emotional needs rather than the satisfaction of phys-
cases, an individualised and multidisciplinary treatment          ical hunger, are related to the presence of obesity.38 In
                                                                                                                                                                                                                             Protected by copyright.
is recommended because of the efficiency and resource             fact, our relationship with food is an important issue.
complexities that such treatment may involve.19 20 Obesity        Recently, a line of study interested in promoting the
treatment is a challenge to which societies have not yet          conscious choice of food, developing awareness of the
adequately responded, and the prevalence of obesity has           differences between physical hunger and psychological
increased, leading to an encrusted problem.21                     hunger, noticing the satiety signs and eating healthily as
   There are factors on which experts agree: diet and             a response to all those signals, has been developed.39 40
physical activity are fundamental pillars for the treatment       Within this current stream of the literature, the ‘mindful
of obesity to achieve a ‘negative’ energy balance.22 The          eating’ (ME) movement emphasises being aware of the
fundamental objective in the initial treatment of over-           present moment when one is eating, paying attention
weight and obesity is to reduce body fat until it reaches         to the effect that food has on the senses and taking
a level that allows for an improvement in health and              into account the physical and emotional sensations in
a reduction, as much as possible, in risk factors.23 To           response to the eating process.37 41
achieve long-term maintenance of weight loss, it is essen-          The first ME study42 showed that, through a 7-session
tial to modify and establish habits related to diet, eating       group programme, it was possible to reduce the number
patterns and physical activity.19 24 25 However, between          of binge-eating episodes, as well as depressive symptom-
25% and 30% of patients with obesity seeking treatment            atology. The meditative practice related to eating was
to reduce their weight suffer from a marked depression            the best predictor regarding the improvement in eating
condition or other psychological disorders. Thus, physi-          control. Later, although a pilot study found no effects
cians or psychologists should routinely inquire about the         on weight change,43 it was observed that ME produces
mood, sleep, appetite, fun activities and eating patterns of      improvements in depressive symptoms, expectations of
patients with obesity. In fact, individuals with obesity with     results, food-related self-
                                                                                              efficacy and cognitive control
marked depression, anxiety or binge-      eating problems        with respect to eating behaviours in patients suffering
may require pharmacological treatment and/or psycho-              from diabetes.39 44 More robust studies have concluded
therapy before trying to lose weight.26                           that dispositional mental awareness plays an important
   Psychological treatments, mostly included in the cogni-        role in eating behaviours, supporting the use of ME
tive–behavioural therapy umbrella, have shown favour-             feeding techniques in diabetes self-    management inter-
able, but not definitive, results for weight loss.27 However,     ventions.45 It has recently been stated that ME seems to be
not all the studies reviewed have showed such positive            an effective approach to weight and glycaemic control in
outcomes,28 29 and given the intense debate in this field,        people with diabetes, and thus, promoting mindfulness
there is an evident need for more trials and long-term           could be one of several behavioural tools to support key
evaluations. Less encouraging in their long-term results         self-care aspects to regulate glycosylated haemoglobin.46
are other psychological treatments employed, such as              ME has also shown efficacy in binge-eating disorders47
                                                                                                                                                  BMJ Open: first published as 10.1136/bmjopen-2019-031327 on 21 November 2019. Downloaded from http://bmjopen.bmj.com/ on November 29, 2019 at UNB - Universidade de Brasilia.
and could contribute to weight loss and a reduction in                             Trial design
sweets consumption and fasting glucose levels,36 although                          This study is a multicentre, two-armed, parallel, cluster
only moderate effects have been found when specifically                            randomised trial (CRT) with PC health centres as clusters,
trying to reduce weight in the long term.48                                        with pretreatment, post-treatment and 1-year follow-up
   It has been said that ME appears to be effective in                             measures, and an equal cluster allocation rate between
addressing emotional eating (EE), binge eating and                                 groups as well as equal cluster size. PC centres (ie, clus-
eating in response to external cues, with the poten-                               ters) in the city of Zaragoza, Spain, will be randomly
tial of improving problematic eating behaviours and                                assigned to two different conditions, with one psycholog-
controlling food intake.48 However, evidence of ME                                 ical intervention group (‘ME +TAU’) or one usual treat-
training on weight is mixed and additional research to                             ment group (‘TAU alone’) managed by their general
determine comparative and long-term effects is needed.49                          practitioner (GP), to test the superiority of the ‘ME
In recent years, EE—that is overeating in response                                 +TAU’ provision compared with the ‘TAU alone’ provi-
to negative emotions50—has been seen as a potential                                sion, considering outcomes at the individual participant
explanatory factor of the complexity of overweight and                             level. A CRT design will be used because the intervention
obesity.51 It has been observed that: (1) EE interacts with                        will be performed in PC settings and persons within the
loss of control eating, increasing disordered eating atti-                         same PC health centre may respond more similarly to
tudes, BMI and adiposity52; (2) EE is implicated in the                            the intervention than persons drawn from different PC
use of compensatory behaviours to regulate weight50;                               health centres—they could have more characteristics in
and that (3) decreases in EE are associated with weight                            common owing to the fact of sharing the same environ-
loss success in overweight adults.53 It has been suggested                         ment and deliverer of intervention treatment (GP).57
that ME approaches might have a positive influence                                 For ethical reasons, those PC health centres allocated to
as adjuvant therapies for weight management and for                                ‘TAU alone’ will also be offered the ME programme after
the development of a more conscious eating style with                              finishing the trial at 1-year follow-up.
healthier eating behaviours.54 55 This could be achieved
because mindfulness-  based programmes which usually
incorporates training in dispositional mindfulness and                             Methods
                                                                                                                                                                                                                            Protected by copyright.
self-
     compassionate attitudes improve emotion regula-                               This protocol was designed in accordance with the Stan-
tion processes,56 which in turn are inversely related to                           dard Protocol Items: Recommendations for Interven-
EE,51 suggesting the treatment of overweight and obesity                           tional Trials 2013 statement.58 The timeline of the study is
should focus on calorie-restricted diets and on emotion                           presented in table 1.
regulation skills. However, to the best of our knowledge,
no studies have attempted to improve these eating vari-                            Participants, study setting and eligibility criteria
ables in patients suffering from overweight or obesity                             Participants will be chosen from the four PC health centres
using ME interventions in the Spanish PC context.                                  of Las Fuentes Norte, Parque Goya, La Almozara and La Jota
                                                                                   in the city of Zaragoza (Spain). The city of Zaragoza has a
Objectives                                                                         population of 663 023 inhabitants, with approximately an
The main aim of this study will be to evaluate an ME                               average age of 44 years, a percentage of women of 52%,
psychological intervention plus treatment as usual (‘ME                            an average per capita income of €11 800, a percentage of
+TAU’) to promote a healthy change in relations with                               emigrants of 14% and a dependency rate of 53%.59 Each
food by reducing EE in patients with overweight or obesity                         of the four PC health centres has an assigned population
in PC settings, compared with a control group that will                            of between 10 000 and 24 000 patients whose average
receive medical treatment as usual (‘TAU alone’). The                              age is between 41 and 46 years, a percentage of women
secondary aims will be to assess the possible differences                          between 51% and 53%, an average per capita income
between groups in external, restrained, binge and ME as                            between €9000 and €12 000, a percentage of emigrants
well as eating disorder risk, anxiety, depression, disposi-                        between 6% and 17% and a dependency rate of between
tional mindfulness and self-compassion. Finally, we will                          41% and 58%, and thus can be considered representa-
also explore the possible differences in anthropometric,                           tive of the PC health centres of Zaragoza according to the
vital sign and blood test measures to determine the scope                          previously described variables. Patients will be selected by
of the intervention on these physical parameters.                                  GPs working in the PC centres (with one GP for each PC
   The principal hypothesis is that ‘ME +TAU’ will be more                         health centre, which will function as a cluster). When the
effective than ‘TAU alone’ in reducing EE in patients                              GPs observe potential participants who meets the eligi-
with overweight or obesity in PC settings. The secondary                           bility criteria, they will be informed about the general
hypothesis is that ‘ME +TAU’ will function better than                             characteristics of the study, providing them with the
‘TAU alone’ to improve the levels of external, restrained,                         opportunity to participate. The inclusion and exclusion
binge and ME, eating disorder risk, anxiety, depression,                           criteria of the patients are specified in table 2.
dispositional mindfulness and self-compassion, as well as                            Within the general framework of promoting healthy
the anthropometric, vital sign and blood tests physical                            and active lifestyles in the community, participants are
parameters.                                                                        required to have two of the following three risk factors in
                                                                                                                                                      BMJ Open: first published as 10.1136/bmjopen-2019-031327 on 21 November 2019. Downloaded from http://bmjopen.bmj.com/ on November 29, 2019 at UNB - Universidade de Brasilia.
Table 1 Schedule of enrolment, interventions and assessments
Study period
                                                                                                                             12-month
                                   Enrolment          Allocation        Intervention                                         follow-up
                                   April              May               June         July        August      September June/August
Timepoint                          2019               2019              2019         2019        2019        2019      2020
Enrolment
 Eligibility form                 X
 Informed consent                 X
 Allocation                                          X
Interventions
 ME+TAU C1(1)                                                                                         
 ME+TAU C1(2)                                                                                         
 ME+TAU C2(1)                                                                                                                  
 ME+TAU C2(2)                                                                                                                  
 TAU alone C3                                                                                                     
 TAU alone C4                                                                                                                  
Assessments
 Sociodemographic                                                      X
 DEBQ                                                                  X            X           X           X               X
 BITE                                                                  X            X           X           X               X
                                                                                                                                                                                                                                Protected by copyright.
 EAT-26                                                                X            X           X           X               X
 FFMQ                                                                  X            X           X           X               X
 SCS                                                                   X            X           X           X               X
 MES                                                                   X            X           X           X               X
 GAD-7                                                                 X                        X                           X
 PHQ-9                                                                 X                        X                           X
 Weight (kg)                                                           X                        X                           X
 Waist perimeter (cm)                                                  X                        X                           X
 Vital signs (DBP, SBP)                                                X                        X                           X
 Cholesterol (HDL, LDL)                                                X                        X                           X
 Glucose                                                               X                        X                           X
 HbA1c                                                                 X                        X                           X
 ALT                                                                   X                        X                           X
ALT, alanine aminotransferase; BITE, Bulimic Investigatory Test Edinburgh; C, cluster (subgroup in brackets); DBP, diastolic
blood pressure; DEBQ, Dutch Food Behaviour Questionnaire; EAT-26, Eating Attitude Test; FFMQ, Five Facet Mindfulness
Questionnaire;GAD-7, General Anxiety Disorder; HbA1c, glycosylated haemoglobin;HDL, high density lipoprotein; LDL, low density
lipoprotein; MES, Mindful Eating Scale; ME+TAU, Mindful eating;PHQ-9, Patient Health Questionnaire; SBP, systolic blood pressure;
SCS, Self-Compassion Scale; TAU, treatment as usual.
order to be included in the study: (1) sedentary lifestyle,          will be considered when obtaining a score <5061; and the
(2) poor diet or (3) binge episodes. GPs will evaluate               presence of binge episodes, using the Bulimic Investiga-
the suitability of patients for the trial in terms of their          tory Test Edinburgh (BITE)—with a cut-off point of two
age and overweight/obesity condition, ability to under-              binge episodes in a week.47
stand Spanish and willingness to participate in the study.             Exclusion criteria were derived from the typical criteria
A psychologist assessor will assess the level of physical            used to rule out patients in this type of study, including
activity, using the International Physical Activity Ques-            serious mental illness, acute-phase depression, schizo-
tionnaire—a sedentary lifestyle will be established in case          phrenia or psychotic disorders, drug abuse or depen-
of a low level of physical activity60; a possible poor diet,         dence and medical conditions that make it difficult to
using the Diet Quality Index-International—a poor diet              participate in the intervention.62–64 These exclusion
                                                                                                                                                      BMJ Open: first published as 10.1136/bmjopen-2019-031327 on 21 November 2019. Downloaded from http://bmjopen.bmj.com/ on November 29, 2019 at UNB - Universidade de Brasilia.
 Table 2 Inclusion and exclusion criteria
 Inclusion criteria                                                                Exclusion criteria
 ►► Age between 45 and 75 years                                                    ►► Any diagnosis of a disease that may affect the central
 ►► Overweight or obesity condition (individuals with BMI ≥25)                        nervous system (brain condition, traumatic brain injury,
 ►► Two of these three risks: sedentary lifestyle, poor diet or                       dementia, etc.)
    binge episodes                                                                 ►► Other psychiatric diagnoses or acute psychiatric illness
 ►► Ability to understand oral and written Spanish                                    (eg, substance dependence or abuse, schizophrenia or
 ►► Willingness to participate in the study and sign informed                         other psychotic disorders), except for anxiety or personality
    consent                                                                           disorders
                                                                                   ►► Presence of delusional ideas or hallucinations whether
                                                                                      consistent or not with mood
                                                                                   ►► Suicide risk
criteria will add proper functioning to the intervention                            that the home tasks were too difficult to be carried out
groups and also patient safety, avoiding possible exac-                             during the programme. Due to the good participation
erbations of psychosis, mania or suicidal ideation.65–67                            and feedback obtained, and considering the difficul-
Anxiety or personality disorders will not be excluded                               ties reported, we decided to continue working on this
so as not to bias the selected sample, because they are                             research line involving patients and GPs. Following the
particularly related to eating disorders.68 69 All in all, an                       comments of the pilot participants, we adjusted the orig-
adequate monitoring through the study will be carried                               inal programme length down to seven sessions, and also
out regarding the safety of all patients (described next). If                       lightened the homework load.
patients are interested in participating, they will be asked                           The individual results of the present study will be
to sign a written informed consent form. Patients who do                            shared by email with the corresponding participants who
                                                                                                                                                                                                                                Protected by copyright.
not accept participation will be treated in their PC centres                        express their desire to know the results. The resulting
as usual due to ethical reasons.                                                    publications will also be disseminated to participants,
                                                                                    and a free lecture of a summarised report, once the study
Patient and public involvement                                                      has finished, will be offered. In addition, participants
The research question was based on one of the most                                  will answer a questionnaire that includes open questions
principal problems that the PC population suffers from.                             regarding the professionals involved, the programme and
Patients and GPs require more tools to face the existing                            their own experience.
high prevalence of overweight and obesity, which leads
to more risk and high costs for society.70 71 Taking this                           Sample size
into account, we started with an 8-session uncontrolled                            The sample size estimation has been based on the main
open-label pilot study offered to the public in general,                           comparison, which contemplates the possible differences
with the main aim of adjusting an ME programme to the                               between the ‘ME +TAU’ and ‘TAU alone’ groups of
PC population.                                                                      patients. Based on previous research,72 we assume that ‘ME
  We recruited 10 patients from the Arrabal PC health                               +TAU’ would be able to present high effects compared
centre in the city of Zaragoza who were willing to partici-                         with ‘TAU alone’ on EE at post test. To operationalise
pate (8 women and 2 men, with an age range of between                               this, we consider a standardised difference between arms
45 and 65 years). After the last session of this early iter-                        on the referred main outcome of 0.80.72 To detect this
ation, we inquired specifically about the content of the                            difference between the groups, assuming a common SD, a
programme and the results they could have experienced                               5% significance level and a statistical power of 80% using
during these 8 weeks, the appropriateness of the length                             a 1:1 ratio, we need 25 subjects in each group. However,
of the intervention and about homework management.                                  these numbers correspond to the sample size needed
We did not quantitatively assess the potential changes                              under individual randomisation, which is the absolute
of this pilot presentation because we were more inter-                              upper bound for cluster size—clusters are randomised
ested in how they experienced the programme, as well as                             and thus we need to allow for the correlation between
possible implementation issues. We specifically asked for                           the EE outcomes of participants from the same cluster.73
the following aspects: ‘How do you feel about the content                           To determine the minimum number of clusters needed,
and results of the programme?’, ‘Has the programme                                  we used the formula ‘n * ICC’, where n is the sample size
been long enough?’ and ‘Did you follow the weekly home                              for each arm under individual randomisation and ICC
task?’ The most common responses pointed out that the                               is the intracluster correlation coefficient that quantifies
content of the programme was helpful and had changed                                the amount of within-cluster correlation for the outcome
their level of awareness of unhealthy eating patterns, but                          of interest, assuming a typical fairly value in CRTs of
also that the programme had too many sessions, and                                  ICC=0.03,74 with a result of approximately one cluster in
                                                                                                                                                   BMJ Open: first published as 10.1136/bmjopen-2019-031327 on 21 November 2019. Downloaded from http://bmjopen.bmj.com/ on November 29, 2019 at UNB - Universidade de Brasilia.
each arm. Because the number of clusters in the trial is
limited by the number of PC settings available to imple-
ment the ME programme, we increased the number of
clusters to one more than the minimum, supposing that
the cluster size would be at most ‘n/1’. Thus, we fixed
the number of clusters per arm to 2 in order to deter-
mine the required cluster size.75 In order to maintain the
same absolute difference and significance level described
above to achieve 80% power with 2 clusters in each arm,
we needed a cluster size of 16 participants. In addition,
by fixing the cluster size at 16 participants in the same
conditions, we obtained the need of 2 clusters per arm,
equating to a total sample size of 64 subjects under the
condition of equal cluster sizes. Finally, we inflated the
numbers to reach a total sample size of 76 patients (38
per arm), considering a drop-out rate of approximately
20% at 1-year follow-up.76 This can be considered an effi-
                                                                  Figure 1 Restricted randomisation applied to primary care
cient design based on the rule that cluster size should           (PC) health centres. Figure represents the matching process:
not exceed the number estimated in each arm under                 the maximally homogeneous PC health centres pairs in terms
individual randomisation.73 This number also enlarges             of the predefined average per capita income of the assigned
the sample size under individual randomisation in a               population (higher average per capita income pair and lower
measure that includes the design effect ‘DEFF=1 + (m –            average per capita income pair) will be divided randomly
1) * ICC’—where m is the average number of patients per           between the ‘mindful eating (ME) + treatment as usual (TAU)’
cluster—with a value of DEFF=1.45, and thus demanding             (intervention) and only ‘TAU’ (control) arms. The number of
                                                                  points reflects the cluster size. C, cluster.
an increase with regard to individual randomisation of
around 45%.57
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                                                                  taken into account so as not to lose post-treatment and
Recruitment                                                       follow-up measures.
Participants will be identified and recruited in PC settings
                                                                  Randomisation, allocation and masking of study groups
by involving the GPs of patients who fulfil the study             The identification and inclusion of participants will take
criteria. The GPs will complete referral forms, indicating        place before the randomisation of clusters, ensuring
that the patients meet the criteria and will provide a            allocation concealment to cluster guardians (who are
brochure and an information sheet to present the study.           the corresponding GPs), assessors and patients during
The GPs will send the referrals and the patients’ signed          recruitment.77 78 Restricted randomisation will be applied
written consent forms by mail to a local researcher. Some         to balance clusters, creating comparable arms in terms
patients may prefer to postpone their decision to partici-        of the number of clusters but also in the average per
pate in the study, in which case they will be provided with       capita income of the assigned population to each PC
information about how to contact the research team (by            health centre.79 The rationale of this is that this variable
phone, email or leaving their information on the group’s          has been inversely related to the presence of overweight
website).                                                         and obesity,80 81 and also to possible limitations in gaining
   An assessor-researcher, who is not part of the study          benefits after mindfulness-   based programmes.82 The
team, will contact the participants to agree on the estab-        maximally homogeneous cluster pairs in the average per
lished evaluation times and will clarify any points, ensure       capita income at the level of PC health centres will be
that the participants have read the information about             matched and randomly divided between the intervention
the study, and ensure they have understood the two                and control arms, as shown in figure 1. As a result of this
experimental conditions. The assessor will then finally           matching process, we will obtain a number of strata that
determine their inclusion in the study after considering          is half the total number of clusters to be allocated, which
the inclusion and exclusion criteria described above,             is considered the minimum number of clusters to safely
and before contacting an independent researcher to                achieve balance.83 This matching procedure is partic-
implement the randomisation sequence to the clusters.             ularly useful when there are few clusters in the study,84
Recruitment will be performed consecutively until the             and it provides face validity regarding balance between
final sample size is reached. The assessor will collect the       allocation arms.85 No other cluster or individual-      level
baseline data, including the primary outcome. GPs will            imbalances for important covariates related to the main
adhere to the study protocol before the randomisation of          outcome are expected between arms.
clusters, and they will be blinded to the allocation group           An independent assistant not involved in the study
of clusters together with the assessor-researcher. Possible      will be in charge of performing the cluster randomi-
migrations of participants out of clusters will be especially     sation by using a computer programme to generate an
                                                                                                                                                   BMJ Open: first published as 10.1136/bmjopen-2019-031327 on 21 November 2019. Downloaded from http://bmjopen.bmj.com/ on November 29, 2019 at UNB - Universidade de Brasilia.
unpredictable random allocation sequence. This assistant                           request, and the funders and involved clinicians will also
will be unaware of the characteristics of the study and will                       receive an anonymised report.
inform the data manager of a code that corresponds to
the type of treatment to be added to the baseline data.                            Interventions
The meaning of this code will be unknown by the person                             All participants, regardless of the treatment arm in which
in charge of randomisation and by the data manager—                                they have been assigned, will receive the TAU at the PC
it will be known only to the data monitoring committee                             level. According to the pragmatic nature of the present
(DMC) and will be kept under a password-protected data-                           study, ad hoc adherence optimisation procedures will
base system. The DMC will receive the baseline data from                           not be used, as not to interfere with diverse routine prac-
the data manager and will be in charge of implementing                             tices. In fact, patients will be free to decide whether they
the random sequence.                                                               will discontinue intervention on request. If participants
   Participants will agree to their inclusion before finding                       decide to be part of any other medical or psychological
out the treatment to which they will be allocated. As we                           treatment focused on changing their relation with the
have previously explained, the baseline assessor will be                           food or weight reduction, the contact person of the study
blind to the type of treatment that will be administered to                        should be informed to exclude those participants when
clusters and patients. This assessor will be different from                        developing the corresponding data analyses. The rest of
the person responsible for collecting the post-test and                           the treatments will be allowed.
follow-up measurements, who will be a blinded external
assistant specifically advised not to ask for the study                            T reatment as usual
aims and the allocation of clusters/patients. GPs will be                           TAU in PC is any kind of treatment administered by the
blinded to the intervention arm to which each patient                               GP to the patient with overweight or obesity. According
is allocated since their intervention should be based                               to nutritional status, overweight or obesity, as well as the
only on usual practice, and they will also be advised not                           presence of comorbidity, different actions can comprise
to ask for that information. The person responsible for                             the treatment offered at the PC level. For individuals
performing the data analysis will be blinded to the type of                         presenting with overweight (BMI 25–29.9 kg/m2) or
                                                                                   obesity (≥30 kg/m2) but with no comorbidities, PC
                                                                                                                                                                                                                             Protected by copyright.
intervention in the main outcome analysis, receiving the
database without any data that permits this identification.                         teams organise care plans adjusted to the characteris-
Any doubt regarding the data will be resolved in contact                            tics of patients to enable them to achieve a normal BMI
with the data manager, and the other researchers will be                            range (BMI 18.5–24.9 kg/m2). In cases of suicide risk,
blinded while analysis and data interpretation processes                           severe social dysfunction or worsening of symptoms, it
                                                                                   is recommended that patients are referred to mental
are taking place. However, due to the characteristics of
                                                                                   health facilities.86 In Spain, GPs spend a minimum of 4
the intervention, participants will be able to know what
                                                                                    years completing their medical specialty. The GPs who
kind of intervention they are receiving; thus, this will be a
                                                                                    will be participating in the present study have more than
single blind study—although both ‘ME +TAU’ and ‘TAU
                                                                                    20 years of clinical experience treating patients with over-
alone’ groups will be treated one way or another. A verifi-
                                                                                    weight or obesity, and they will have undergone specific
cation of successful blinding at all stages referred will be
                                                                                    training focused on endocrinology and internal medicine
performed by the DMC.
                                                                                    for a better understanding of obesity and its implications
                                                                                    and comorbidities such as diabetes and hypertension.
Data management
A researcher psychologist will perform the data handling                           M
                                                                                    indful eating
and monitoring. All study information will be confined                              The ME group will be composed of 7 weekly group
in secure drawers with limited access. Electronic data                              sessions with a minimum duration of 2 hours, mixing
files will be password protected. Participant codes and                             theoretical content with practices. Sessions will always be
personal information will be stored in a separate password-                        the same day of the week, except for bank holidays or
protected file. Data will be stored for 5 years after the end                       eventualities, and will be conducted by a clinical psychol-
of the study. Only the researchers directly involved in the                         ogist. This psychologist has been specially trained in ME
study and led by the principal investigator will have access                        programmes, for example, Mindfulness-      Based Eating
to the final dataset. Paper-based data entry will be double                        Awareness87 and Mindful Eating Conscious Living,88 and
checked, and possible out-of-range values will be specifi-                        he is also a board member of The Center for Mindful
cally revised. In case data are actually correct, they will be                      Eating (TCME).89 The TCME is a non-       profit interna-
analysed altogether by boxplot graphical representations                           tional organisation that provides resources for educating
to see whether the previously described values constitute                          professionals in the field of ME. This clinical psycholo-
extreme outliers. If extreme outliers appear, a sensitivity                        gist has also run several ME groups over the past 5 years
analysis after removing them will be performed to ensure                           and he is a coauthor of the manual on which the present
robustness of results. The study results will be presented                         programme was based.90 Group sizes will range between
via peer-review publications and congresses. In addition,                         8 and 12 participants in four different subgroups of treat-
the study participants will receive a summarised report on                         ment. At the end of each session, participants will receive
                                                                                                                                                        BMJ Open: first published as 10.1136/bmjopen-2019-031327 on 21 November 2019. Downloaded from http://bmjopen.bmj.com/ on November 29, 2019 at UNB - Universidade de Brasilia.
 Table 3 Summary of the mindful eating sessions and content
 Session                      Content                                         Practices                         Home task
Session 1                     ►► Brief introduction                           ►► Breathing practice             ►► Breathing practice
Mindful eating introduction   ►► Importance of the present moment             ►► Raisin practice                ►► Decreasing the eating rhythm
                              ►► Attention and motivation                     ►► Minimeditation
Session 2                     ►► What to do with your body and your mind ►► Body scan practice                  ►► Minimeditation
Mindful eating and               while meditating                        ►► Healing self-touch                 ►► Body scan
compassion                    ►► What emotional eating is and how to
                                 distinguish it from physical eating
                              ►► Using compassion to achieve change
Session 3                     ►► Body signals                                 ►► Mindful eating practice        ►► Breathing practice
Integrating consciousness     ►► Hunger and satiety                           ►► Integrating consciousness      ►► Becoming aware of hunger
                                                                                 practice                          and satiety signals
                                                                              ►► Self-acceptance
                                                                                                                                                                                                                                  Protected by copyright.
Wisdom and pursuing the       ►► Facing yourself after relapses               ►►   Wisdom meditation
path                                                                          ►►   Our inner critical voice
theoretical content and homework activities to be prac-                        heaviness, this indicates that the food intake was
tised during the week. The programme is summarised in                          excessive. When the sensation is related to satiety,
table 3 and described as follows:                                              this is a good moment to stop eating. The satiety
►► Session 1: this session is aimed at motivating home                         signal is identified through mindfulness (chocolate
    practice and is complemented by an introduction to                         practice).
    ME. Observation is an attitude that will be developed                ►►    Session 5: it address the fullness sensation as some-
    during this session, allowing patients to connect with
                                                                               thing different from not being hungry and the ‘EE’
    their emotions, thoughts and body sensations, moment
                                                                               concept. It encourages us to accept all we experiment,
    by moment, to be aware of possible unhealthy eating
    patterns. The awareness of automatised patterns can                        managing the inner critical voice. The practice of
    give patients the chance to change behaviour, making                       conscious movements to become aware of the body
    decisions more connected with necessities. The ME                          and bring full attention to the present moment is a
    efficacy mechanisms are explained.                                         guide in decision-making.
►► Session 2: the objective of this session is to be aware, at           ►►    Session 6: this session emphasises the relationship
    any moment, of one’s hunger level, observing eating                        between the knowledge of feeding and nutrition and
    patterns and their possible relation with the emotions                     conscious and balanced decision-   making. It works
    that are felt at the same time. This session works by                      with emotional triggers through the chain practice
    identifying EE triggers and knowing how compassion                         and also integrates the potluck practice. Foods that
    and the inner critical voice are related to the food.                      trigger greater EE are shared and discussed in the
►► Session 3: the objective is to recognise the differences
                                                                               group.
    between real hunger signals and other body sensa-
                                                                         ►►    Session 7: this session is focused on binge episodes
    tions generated by the environment that trigger the
                                                                               and how we can manage EE in the future by substi-
    desire to eat. Training at the body consciousness level
    helps one find the point of balance that allows for                        tuting the inner critical voice with a compassionate
    eating and enjoying, paying attention to eating, feel-                     voice. The way we are aware of our thoughts, emotions
    ings, body sensations, emotions and thoughts.                              and decisions is what allows us to break the chain of
►► Session 4: This session aims to work with the                               EE and start a new relationship with food, managing
    corporal sensations that food produces. When the                           and making decisions about emotions and food in a
    physical sensations are of discomfort, swelling or                         wiser way.
                                                                                                                                                   BMJ Open: first published as 10.1136/bmjopen-2019-031327 on 21 November 2019. Downloaded from http://bmjopen.bmj.com/ on November 29, 2019 at UNB - Universidade de Brasilia.
Outcomes                                                                           understanding of one’s experiences as part of shared
Patients will be assessed at baseline, after treatment and                         reality that all people go through during personally
at 1-
     year follow-  up to test whether the improvements                            challenging or difficult times.108 It has been observed
achieved during therapy are maintained in the long term.                           that receiving a self- compassionate induction to cope
Several variables will be assessed to compare the ‘ME                              after the experience of breaking the diet enables further
+TAU’ and ‘TAU alone’ groups to evaluate the effects of                            regulation to occur,109 and that self-compassion could
the ME programme. EE styles, which will compose the                                be a determinant for weight regulation and losing
main outcome, have a direct relation with overweight                               weight.110 111 Overall, the combination between mindful-
and obesity.51 These eating styles are related to how much                         ness and self-compassion appears to be complementary,
you eat and even more to how you eat. The Dutch Eating                             creating better health-related outcomes for both eating
Behaviour Questionnaire (DEBQ) is a good evaluator                                 behaviours and obesity.55 All the study measurements,
of this construct (EE is a subscale of this questionnaire)                         together with the sociodemographic data taken at base-
and has been rated ‘up to the mark’, that is, appropriate,                         line, are summarised in table 4.
by the Dutch Committee on Test and Testing and by the
European Federation of Psychologists Association.91                                Sociodemographics
   The secondary outcomes will be other eating patterns                             The following sociodemographic information will be
that could be modified as a result of the application of                            collected at baseline: age, sex, nationality, marital status
the programme, such as external and restrained eating,                              (single, married, separated/divorced or widowed), work
also measured by the DEBQ (both are also subscales                                  activity (student, worker, sick leave, unemployment,
of this questionnaire); binge eating, measured by the                               housewife, disability or retired), study level (no studies,
BITE92; and eating disorder risk, measured by the Eating                            primary, secondary or university) and the PC health
Attitude Test (EAT).93 Other secondary outcomes will                                centre of provenance in the city of Zaragoza, Spain (Las
be emotional states, which affect the way we eat. To eval-                          Fuentes Norte, Parque Goya, La Almozara or La Jota).
uate this, the General Anxiety Disorder (GAD-7), which
is one of the most frequent screening scales in PC, will                           Main outcome
be used to assess anxiety.94 The GAD-7 is often used in                             The DEBQ was designed to measure eating styles that
                                                                                                                                                                                                                             Protected by copyright.
combination with the Patient Health Questionnaire                                   may attenuate or contribute to the development of
(PHQ-9) to measure depressive symptoms, which will                                  overweight and obesity.112 It comprises three scales that
also be included.95–100 Physiological variables will also be                        measure emotional, external and restrained eating.
important to evaluate whether changes in eating style and                           The EE pattern corresponds to the tendency towards
emotional state have consequences for the general health                            overeating in response to negative emotions113 and will
condition in the long term. For this purpose, anthropo-                            be considered the main outcome of this study (both
metric and vital signs will be assessed—including weight,                          external and restrained subscales will be included as
abdominal diameter, diastolic blood pressure (DBP) and                             secondary outcomes even though they are presented
systolic blood pressure (SBP)—as well as blood tests, all of                       here). Emotional and external eating are correlated with
which are described next.                                                          BMI. The restraint factor has shown relationships with
   To relate the awareness of the present moment and the                           other scales, such as the EAT-26 and the Restrain Scale,
way in which compassionate and critical attitudes towards                          which measure eating disorders and restrained eating,
the self can be managed as possible emotion regulation                             respectively. The Spanish version112 of the DEBQ114 has
strategies,56 101 the evaluation of the dispositional mind-                         33 items, 13 of which refer to the EE scale (eg, ‘Desire to
fulness and self-  compassion levels will be pursued as                            eat when irritated’) and 10 of which refer to the external
mechanistic variables of the programme through appli-                               (eg, ‘Eating when you feel lonely’) and restrictive (eg,
cation of the widely used Five Facet Mindfulness Ques-                              ‘Difficult to resist delicious food’) scales. The items can
tionnaire (FFMQ), the Mindful Eating Scale (MES) and                                be rated on a five-point Likert-type scale, with a score
the Self-Compassion Scale (SCS). Mindfulness is a way                              of 1 indicating ‘never’ and 5 indicating ‘very often’. In
of self-
        regulating attention to focus it on the present                             a non- clinical sample of normal weight, overweight,
moment experience with an attitude of curiosity, open-                              and obese participants, Cronbach’s alpha coefficients
ness and acceptance of bodily sensations, thoughts and                              presented values between 0.96 and 0.97 for the DEBQ-EE
emotions.102 Deficits in dispositional mindfulness have                             subscale, between 0.79 and 0.84 for the DEBQ-external
been reported in patients suffering from eating disor-                              eating subscale and between 0.92 and 0.94 for the DEBQ-
ders and obesity.103 104 It has also been observed that the                         restrained eating subscale.33
non-judgemental awareness of physical and emotional
sensations, specifically associated with eating, correlates                        Secondary outcomes
inversely with the severity of eating disorders105 and                              We will administer the BITE92 in its Spanish version.115
increases healthy food choices.106 Finally, self-compassion                       This questionnaire is used to measure the presence of
has received much attention in assisting individuals with                          bulimic symptoms in non-clinical samples and has two
eating behaviours and weight regulation.107 It is a kind                           subscales measuring symptoms (eg, ‘Desire to eat when
approach towards oneself, with a mindful awareness and                             irritated’; with 30 items in a ‘yes’/‘no’ dichotomous scale;
                                                                                                                                                         BMJ Open: first published as 10.1136/bmjopen-2019-031327 on 21 November 2019. Downloaded from http://bmjopen.bmj.com/ on November 29, 2019 at UNB - Universidade de Brasilia.
Table 4 Study outcomes
Variables            Assessment area                                            Level of measurement              Time to assessment
Sociodemographic Age, sex, nationality, marital status, work activity,          Varies depending on the           Baseline
                 study level and PC health centre                               distribution of data
DEBQ                 Eating style: emotional, external and restrained           Treated as interval               Baseline, post treatment and
                     eating                                                                                       1-year follow-up
BITE                 Binge eating: symptoms, severity and frequency of          Treated as interval               Baseline, post treatment and
                     bingeing                                                                                     1-year follow-up
EAT                  Eating disorder: dieting, bulimia and food                 Treated as interval               Baseline, post treatment and
                     preoccupation, and oral control                                                              1-year follow-up
GAD-7                General anxiety symptoms                                   Treated as interval               Baseline and 1-year follow-up
PHQ-9                Depression symptomatology                                  Treated as interval               Baseline and 1-year follow-up
FFMQ                 Mindfulness: observing, describing, acting with            Treated as interval               Baseline, post treatment and
                     awareness, non-judging and non-reactivity                                                  1-year follow-up
MES                  Mindful eating: acceptance, awareness, non-               Treated as interval               Baseline, post treatment and
                     reactivity, acting with awareness, routine and                                               1-year follow-up
                     unstructured eating
SCS                  Self-compassion: self-kindness, self-judgement,         Treated as interval               Baseline, post treatment and
                     common humanity, isolation, mindfulness, and                                                 1-year follow-up
                     overidentification
Anthropometrics      Weight, height, waist circumference and abdominal          Treated as ratio                  Baseline and 1-year follow-up
                     diameter
Blood test           Cholesterol total, LDL, HDL, triglycerides, ALT,           Treated as ratio                  Baseline and 1-year follow-up
                     glucose and glycated haemoglobin
Vital signs          Systolic and diastolic blood pressure                      Treated as ratio                  Baseline and 1-year follow-up
                                                                                                                                                                                                                                   Protected by copyright.
Attendance           Compliance with the programme                              Treated as interval               Post treatment
ALT, alanine aminotransferase; BITE, Bulimic Investigatory Test Edinburgh;DEBQ, Dutch Eating Behaviour Questionnaire; EAT, Eating
Attitude Test; FFMQ, Five Facet Mindfulness Questionnaire; GAD-7, General Anxiety Disorder; MES, Mindful Eating Scale;PC, primary
care; PHQ-9, Patient Health Questionnaire; SCS, Self-Compassion Scale.
range=0‒30) and severity (eg, ‘Do you do any of the                     the patient should seek professional advice. The EAT-26
following to help you lose weight?’; with 6-dimensional                has an elevated reliability (α=0.80).
items addressing bulimic behaviours; range=0‒39), with                     The GAD-7 is one of the most frequently used diag-
a total of 33 items. In addition to normative values for                nostic self-report scales for screening, diagnosis and
total and subscale scores in clinical and nonclinical                   anxiety disorder severity assessment,119 defined as an
samples,116 another measure has been derived to report                  excessive anxiety and worry (apprehensive expectation)
the frequency of bingeing (item no. 27, ‘If you do binge,               related to a number of events or activities associated with
how often is this?’; this item will be mainly framed in                 experiencing difficulties to control that worry.120 Items
the last month so as not to overlap pretest and post-test              (eg, ‘Not being able to stop or control worrying’) are
measures, with the following type of response: ‘2–3 times               rated on a 4-point Likert-type scale (between 0 = ‘not
a day’=6; ‘Once a day’=5; ‘2–3 times a week’=4; ‘once a                 at all’ and 3 = ‘nearly every day’). The GAD-7 inquires
week’=3; ‘once a month’=2; ‘almost never’=1). The BITE                  about events occurring over the last 2 weeks to know
has shown an internal consistency value of α=0.96 for the               how often the patient has been bothered by them, and
symptoms and of α=0.62 for the severity subscales.117                   it has shown a sensitivity of 89% and a specificity of 82%
   To assess any other eating disorder, we will use the                 when discriminating patients suffering from generalised
EAT-26,93 in its Spanish version.118 This questionnaire                 anxiety disorder. The Spanish version of the GAD-7 has
has the following three subscales: dieting (eg, ‘Am terri-              shown appropriate psychometric characteristics.121
fied about being overweight’), bulimia and food preoc-                     We will use the PHQ-9122 to assess depressive symp-
cupation (eg, ‘Find myself preoccupied with food’) and                  tomatology. This scale is one of the most widely used
oral control (eg, ‘Avoid eating when I am hungry’). The                 questionnaires to assess the intensity of depression in
EAT-26 is an abbreviated version of the original EAT-40,                pharmacological and psychological studies.123 124 It is
with an excellent correlation between them (r=0.98). In                 useful to monitor the changes experienced by patients
the EAT-26, each item is answered on a 6-point Likert-type            over time and presents a sensitivity value of 88% and a
scale (‘always’=3, ‘usually’=2, ‘often’=1, ‘sometimes’=0                specificity of 88% to detect major depression. Through
‘rarely’=0 and ‘never’=0), and if the score is 20 or higher,            items such as ‘Little interest or pleasure in doing things’
                                                                                                                                                    BMJ Open: first published as 10.1136/bmjopen-2019-031327 on 21 November 2019. Downloaded from http://bmjopen.bmj.com/ on November 29, 2019 at UNB - Universidade de Brasilia.
and using a Likert-type scale between 0 (‘not at all’) and                        negatively formulated items, a total score can be calcu-
3 (‘nearly every day’), the PHQ-9 reflects the experience                          lated, which may range from 24 to 120, with higher scores
of participants during the last 2 weeks. The Spanish vali-                         indicating greater self-compassion.129 The SCS total has
dated version, which has shown adequate psychometrics,                             shown good internal reliability (Cronbach’s α=0.92), as
will be used.86                                                                    did the six subscales (ranging from α=0.75 to α=0.81.129
                                                                                   The Spanish validated version of the SCS has demon-
Process measures                                                                  strated good psychometric properties.130
 The FFMQ-short form125 is a 24-item questionnaire that
 measures 5 aspects of trait mindfulness, and there is                             Physical parameters
 a Spanish version based on it with appropriate psycho-                             Weight and body measurements will be quantified, with
 metrics.126 The five facets of the FFMQ are observing                              weight in kilograms, and height, waist circumference
 (eg, ‘I pay attention to physical experiences, such as the                         and abdominal perimeter in centimetres (cm); weight
 wind in my hair or sun on my face’; four items, α=0.65),                           without any anthropometric measures is not an accu-
 describing (eg, ‘I am good at finding words to describe                            rate assessment of the physical changes associated with
 my feelings’; five items, α=0.79), acting with awareness                           a healthy food relation. The evaluations will be made the
 (eg, ‘It seems I am running on automatic without much                              same day and just before the psychometric assessments,
 awareness of what I am doing’—item reversed; five items,                           using a measuring tape and the same digital scales.
 α=0.80), non-judging towards inner experience (eg, ‘I                             Blood tests will evaluate the levels of total cholesterol
 make judgements about whether my thoughts are good                                 (HDL and LDL), triglycerides, alanine aminotransferase,
 or bad’—item reversed; five items, α=0.73) and non-                               glucose and glycated haemoglobin. The blood test will be
 reacting of inner experience (eg, ‘When I have distressing                         performed in the morning (between 08:00 and 09:00, and
 thoughts or images, I do not let myself get carried away                           all participants should have fasted for 8 hours prior to the
 by them’; five items, α=0.68). The participants indicate,                          test. Vital signs such as DBP and SBP will also be assessed.
 on a 5-point Likert-type scale, the degree to which each                         To evaluate vital signs, we will use a vascular screening
item is generally true for them, ranging from 1 (‘never or                          system (version VaSera VS-1500).
very rarely true’) to 5 (‘very often or always true’). Higher
                                                                                                                                                                                                                              Protected by copyright.
scores indicate greater levels of mindfulness.                                     Other measures
    It has been observed that mindful awareness towards                             In addition, the number of ME programme group
eating may minimise automatic and impulsive reactions,                              sessions attended, as well as the number of visits to the
thereby fostering self-regulation.127 We will measure ME                           corresponding GP in both groups, will be recorded. Video
through the MES questionnaire.128 The MES question-                                 recordings will not be taken in order not to interfere with
 naire has 28 items, including the following 6 factors:                             the natural way in which exercises are held.
 acceptance (α=0.89; assessed through items such as ‘I
 criticize myself for the way I eat’), awareness (α=0.82;                          Harms
 for example, ‘It is easy for me to concentrate on what I                          Thus far, there is no described evidence in the literature
 am eating’), non-reactivity (α=0.77; for example, ‘I can                         regarding any side effect as a result of specific ME prac-
 tolerate being hungry for a while’), acting with awareness                        tice, although participation in meditation programmes
 (α=0.81; for example, ‘I eat something without really                             in general might exacerbate negative experiences to
 being aware of it’), routine (α=0.75; for example, ‘I have a                      the same extent as psychotherapy.131 Any adverse event
 routine for what I eat’) and unstructured eating (α=0.60;                         observed by the GPs or psychologist in charge of the
 for example, ‘I multi-task while eating’. Items can be rated                     groups or referred from patients during the sessions or
 on a 4-point Likert-type scale, with 1 indicating ‘never’                       along the whole programme will be communicated to the
 and 4 indicating ‘very often’. The MES Spanish validated                          trial manager (the leader of the research group, who is a
 version has shown adequate psychometric features.128                              psychiatrist and will be able to refer the patient directly to
    The SCS129 is the most used self-report instrument to                         mental health services should this be necessary), and also
 measure self-compassion. It is divided into six subscales:                       to an independent GP and an independent psychologist
 self-kindness (eg, ‘I am kind to myself when I am expe-                          with broad experience in the clinical field of mindfulness
 riencing suffering’); self- judgement (eg, ‘When I see                           and eating disorders; they will act together to form the
 aspects of myself that I do not like, I get down on myself’);                     DMC. If the unintended effects are related to the treat-
 common humanity (eg, ‘I try to see my failings as part                            ment, the DMC will be committed to informing the corre-
 of the human condition’); isolation (eg, ‘When I fail at                          sponding PC physician and providing the individualised
 something that is important to me, I tend to feel alone in                        treatment to each case scenario in PC settings or derived
 my failure’); mindfulness (eg, ‘When something upsets                             to mental health services by their PC physician or the
 me, I try to keep my emotions in balance’); and overiden-                         trial manager if required. Then, the DMC and the corre-
 tification (eg, ‘When something upsets me, I get carried                          sponding PC physician will decide whether to discon-
 away with my feelings’). The items can be rated on a five-                       tinue or modify the allocated intervention depending on
 point Likert-type scale, with 1 indicating ‘almost never’                        the nature and severity of the side effects. The DMC will
 and 5f indicating ‘almost always’. After reversing the                            audit trial conduct at least three times throughout the
                                                                                                                                                     BMJ Open: first published as 10.1136/bmjopen-2019-031327 on 21 November 2019. Downloaded from http://bmjopen.bmj.com/ on November 29, 2019 at UNB - Universidade de Brasilia.
study (after baseline, post treatment and follow-up assess-        (females present higher EE), weight status (the more the
ments, as well as at the request of any of the members of           EE the higher the weight status) and emotional disorders
the research group), in coordination with the psycholo-             derived from anxiety and depression (higher levels of
gist responsible for data handling and the psychologist             anxiety and depression are associated with greater levels
in charge of the groups—but independently of the other              of EE),50 141 142 and thus these variables will be included
parts. To ensure that the procedures are being correctly            in the adjusted models.143 The effectiveness of the ‘ME
implemented and that the trial works adequately, audits             +TAU’ compared with the ‘TAU alone’ group with regard
will revise aspects such as the level of attendance in group        to the secondary outcomes, process variables and physical
sessions and TAU, adverse events emerged through the                parameters will be calculated following the same analyt-
study and possible extreme cases that might require                 ical strategy used for the main unadjusted analysis. In
specific attention in any of the variables assessed.                addition, secondary outcomes will be also analysed using
                                                                    adjusted models controlling for sex, weight status, anxiety
Analysis strategy                                                   and depression. ESs of all the adjusted models will be esti-
The reporting of the results will follow the Consolidated           mated from adjusted average marginal effects (AMEs),
Standards of Reporting Trials recommendations.132 133               using the actual observed values for the variables whose
Sociodemographic and clinical data will be described at             values are not otherwise fixed.144
baseline by means of frequencies and percentages, for                  Further exploratory analyses of the EE primary outcome
categorical variables, or by means and SDs, for contin-             will be developed to estimate the complier average causal
uous variables. Treatment conditions will be compared               effect of treatment (CACE) in order to assess the poten-
at baseline by visual inspection to ensure the success of           tially unbiased effect of fully participating.145 Compliers
randomisation, as recommended.134                                   will be only observed among those randomised to receive
                                                                    the ME programme (ie, individuals assigned to the
Main analysis                                                      control group will not have access to the ME treatment),
 The effectiveness of ‘ME +TAU’ compared with ‘TAU                  and will be defined as those patients who attend at least
 alone’ will be estimated at post test, based on the EE main        ≥50% of the ME sessions.146 A new variable will be created
 outcome, which will be considered a continuous variable            to identify whether each patient randomised to the ME
                                                                                                                                                                                                                               Protected by copyright.
 at the individual level. Multilevel mixed-effect regression       group finally complied or not. Both within-cluster and
 models—including time as an independent variable and               between-cluster baseline covariates of compliers and non-
 subjects and PC health centre (cluster) as random-effect          compliers (intervention group) will be compared, and
 variables—will be developed by means of a repeated-               the CACE estimation will be calculated using the robust
 measures (RM) design on an intention-        to-
                                                  treat basis,      maximum likelihood expectation-        maximisation algo-
 using the restricted maximum likelihood method. This               rithm for a multilevel mixture model, considering both
 method is considered robust in the case of small and/or            clustering and non-compliance.147
 unbalanced sample sizes.135 Non-standardised and unad-               The clinical significance of improvements between
 justed slopes as well as 95% CI will be calculated. To study       groups will be explored by calculating the absolute risk
 the specific trajectories of each group throughout the trial       reduction and the number needed to treat (and their
 and determine whether the differences between groups               95% CI). We will use two criteria for improvement: (1)
 are consistent over time, the ‘group × time’ interaction           changing to a less severe cluster in the EE main outcome148
 will be calculated as a supportive analysis (ie, the 1-year       compared with the one the patient was allocated to at
 follow-up time point will be considered as a secondary            baseline, and (2) calculating the clinical significance of
 analysis). Cohen’s d effect sizes (ESs) from raw scores            improvements by establishing both the cut-off point and
 will be estimated at each time point using the combined            reliable change index on the EE main outcome using the
 SD at baseline.136 ESs are considered small when d≤0.2;            Jacobson and Truax method.149
medium when d=0.5 and large when d≥0.8.137
                                                                    L evel of significance
Secondary analyses                                                  An alpha level of 0.05 will be established using a two-tailed
 A recent study observed that multiple imputation is not            test. The probability value relative to the sole primary
 necessary before computing RM mixed effects model anal-             model, as well as the probability values of secondary anal-
 ysis irrespective of the type of missing data,138 and other         yses proposed, will not be adjusted on the basis of number
 studies have suggested there are no gains in imputing               of tests done, although they will be interpreted with due
 outcomes in randomised trials.139 140 Thus, imputed                 caution. No interim analyses will be carried out.
 scores will not be calculated to estimate sensibility analyses
 regarding any statistics. Nevertheless, supportive analysis
 of the EE main outcome at 1-year follow-up, as well as           Discussion
 models of EE at post test and at follow-up with the interac-      The present study proposes the evaluation of a leading
 tion of sex, weight status and the baseline levels of anxiety      and novel intervention based on ME in the field of
 and depression as possible covariates, will be considered.         overweight and obesity in the context of Spanish PC
 Relationships have been observed between EE and sex                settings. The main interest of this study is to evaluate the
                                                                                                                                                   BMJ Open: first published as 10.1136/bmjopen-2019-031327 on 21 November 2019. Downloaded from http://bmjopen.bmj.com/ on November 29, 2019 at UNB - Universidade de Brasilia.
effectiveness of this treatment in changing the relation-                          I error increases, even using analyses that are prepared
ship with food in patients suffering from overweight or                            to account for clustering. Thus, we will have to be aware
obesity. The study addresses overweight and obesity from                           of whether observed standard errors tend to exaggerate
the point of view of the change in intake styles, specifi-                         the significance of results.147 Nevertheless, because we
cally one of these, the emotional style of eating, which                           will model non-compliance and clustering in the CACE
in turn has been linked to overweight and obesity condi-                           analysis, we will be able to reduce variance inflation due
tions.50 51 53 This study may be able to generate knowledge                        to the interaction between the two.
to expand the content included in the clinical guide-                                 On the other hand, the measurement of different types
lines for the treatment of these conditions in Spanish PC                          of outcomes, using self-report instruments and anthro-
settings and throughout the healthcare system. To date,                            pometric and vital signs measures, as well as blood tests,
the implementation of these clinical guidelines has been                           will be a strength of the present study, thus overcoming
shown to be improvable.150 There is a lack of knowledge                            possible response biases. Furthermore, the exclusion
in this particular field due to the novelty of mindfulness                         criteria established, although may favour group func-
and self-compassion interventions in PC settings. One of                          tioning and patient safety, might also limit the range of
the most important goals here is to generate processes to                          potential affective symptoms and EE, which is likely to
facilitate new effective programmes to control the high                            have implications for results. Finally, the fact that the
prevalence of overweight and obesity in PC. Mindfulness-                          instructor-led ME intervention is conducted in a group
based programmes seem to present certain effectiveness                             setting creates a particular context that could poten-
for treating obesity‐related eating behaviours, such as EE,                        tially introduce significant biases related to attention and
external eating and binge eating, with also possible bene-                         support that are not present in the same way in other
ficial effects in weight reduction,151–153 as well as depres-                      forms of treatment delivery, such as individual face-to-
sive symptoms154 and well-being.155                                               face treatments or online psychotherapies.
   No particular difficulties are expected regarding the
recruitment of PC health centres and patients with over-                           Ethical aspects
weight/obesity or their participation and monitoring                               Written informed consent will be obtained from the
throughout the study.156–158 CRTs involve randomisation                            participants before they are aware of the group to which
                                                                                                                                                                                                                             Protected by copyright.
of groups of individuals to intervention or control groups,                        they are allocated. Patients will be informed with a
and their use is growing because they fit well with the func-                      detailed overview of the aims and characteristics of the
tioning of healthcare systems when introducing new forms                           study and the intervention arms, and also that all partici-
of treatment. However, CRTs are particularly limited owing                         pants will be free to withdraw from the study at any time,
to the loss of follow-up from individuals and even more                           before they provide their consent. As mentioned above,
importantly from entire clusters when using restricted                             patients in the TAU arm will be allowed to partake in the
randomisation methods such as matching, which could                                psychological intervention programme at the end of the
suppose a break in the pairs of randomised clusters. To avoid                      study for ethical reasons—they will be informed of this
this limitation, possible missing data will be minimised by a                      possibility after the 1-year follow-up measure to avoid the
careful trial management of the PC professionals involved                          intrusion of possible expectations that might affect the
as cluster guardians and by attempting to follow-up all study                     development of the programme, level of participation or
participants.77 139 The long follow-up period could turn out                      outcomes.
to be an added difficulty when trying to evaluate all the                             The study has been developed according to national
participants at 1 year after the intervention—no outcome                           and international standards, for example, Declaration
data will be collected for participants who do not complete                        of Helsinki, Tokyo Convention and the corresponding
follow-up. Nevertheless, with the assistance of the cluster                       later amendments. The data will be treated anonymously
guardians, efforts will be made to maintain low drop-out                          and will only be used for purposes related to the study.
rates—ideally in the range of 20%—to reduce this possible                          The limits to fully guarantee confidentiality and privacy
limitation. We will also be cautious regarding ‘breaking the                       of the participants included in the study will rely on Fair
matching’ when determining the possible impact of base-                            Information Practice Principles (FIPPS)160—that is, open-
line covariates on the intervention effect, because it might                       ness and transparency, purpose specification, collection
increase type I error.159                                                          limitation and data minimisation, use limitation, indi-
   Possible subsequent difficulties might be those derived                         vidual participation and control, data quality and integ-
from the fact that the sample size has been estimated                              rity, security safeguards and controls, accountability and
based on foreign studies,72 because there have previously                          oversight—and will be in accordance with the ethical
been no similar publications in the Spanish context.                               standards laid out in the EU General Data Protection
Another limitation is that the intervention will be located                        Regulation regime as well as the Spanish Organic Law
only in the city of Zaragoza (located in the north-east                           on Protection of Personal Data and Guarantee of Digital
of Spain), without having the possibility to expand the                            Rights, ensuring that the responsibility for protecting data
study area. In this respect, the low number of PC health                           privacy rests primarily on the data holders. If the necessity
centres playing the role of clusters is likely to underesti-                       of fulfilling the objectives of the CRT creates a scenario
mate standard errors, something that might lead to type                            that could lead to a break in the total compliance with
                                                                                                                                                                          BMJ Open: first published as 10.1136/bmjopen-2019-031327 on 21 November 2019. Downloaded from http://bmjopen.bmj.com/ on November 29, 2019 at UNB - Universidade de Brasilia.
confidentiality, the FIPPS principles in accordance with                                 References
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AB-S was in charge of the protocol registration. JM-M and HMS prepared the                  resultados 2017.
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Funding The project received funding from the DGA group (B17-17R) and the                 19 Martin E. Diagnóstico de la obesidad. n.d. Rev Salud y bienestar,
                                                                                              2017. Available: https://www.webconsultas.com/obesidad/
Network for Prevention and Health Promotion in Primary Care (REDIAPP) grant
                                                                                              diagnostico-de-la-obesidad-653
from the Carlos III Health Institute of the Spanish Ministry of Economy and                20 Elliott EJ. Dietas de bajo índice glucémico O Baja carga glucémica
Competitiveness, cofinanced by European Union ERDF funds (RD16/0007/0005).                    para El sobrepeso Y La obesidad. Bibl Cochrane Plus 2007;4.
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management, analysis and interpretation of the data; writing of the report and the            public health. Int J surgery Oncol 2017;2:e17.
decision to submit the report for publication; and they will have no authority over        22 Rubio MA, Salas-Salvadó J, Barbany M, et al. Consenso SEEDO
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corresponding regional authority (CEICA Aragon, Spain registry number PI19/086).              load, diets for diabetes mellitus. Cochrane Database Syst Rev
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