Zoran 1984
Zoran 1984
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TOWARDS A THEORY
OF SPACE IN NARRATIVE*
GABRIEL ZORAN
Hebrew and Comparative Literature, Haifa
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310 GABRIEL ZORAN
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TOWARDS A THEORY OF SPACE IN NARRATIVE 311
1. This common use of the adjective "spatial" is inspired mainly by the theory of Frank
(1963) about the spatial form in modern literature. Frank, however, used the concept
mainly to describe a property of an historical corpus of texts, while today it is used to
describe general textual properties. See, for example, Sternberg's (1973:228-230) dis-
cussion of analogy, as well as some later articles of Frank himself (e.g., 1978:275-290).
2. A definition based on such a conception is the classic Leibnitzian definition of space
as "the order of possible coexistences" ("ordre des coexistences possibles"), but it is not
mere chance that Leibnitz conceives of space as a subjective relative system, while Newton
conceives of it as something absolute and objective, a kind of "reservoir" of reality.
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312 GABRIEL ZORAN
that the above usage is not the usual one. For one thing, space is not
necessarily an absence of time; the fact that things are not arranged
in chronological order, but rather in a simultaneous pattern, does
not make them necessarily spatial, except in a purely metaphorical
sense. Again, our perception of space has to do with concepts such as
volume, extension, and three-dimensionality, and all these are
unrelated to the concept of the spatial pattern. This pattern has no
particular location, no contours, no volume. It is a kind of abstract
organization, but it has nothing to do with the real existence of the
thing it organizes.
As to the second problem - whether one may speak of the
connection between the spatial pattern and the space of the world -
here the situation is more complex. It is impossible to reconstruct
the space of the world without structuring the information about it
into some kind of a "spatial" pattern, so there is a certain connection
between the two. But this characteristic is not necessarily limited to
reconstructed space alone, since the reconstruction of every aspect
of the world necessitates a "spatial" point of view - psychology,
characters, norms, and even, strange as it may seem, plot and time.
Still, there is no doubt that the reconstruction of space is especially
dependent on a "spatial" point of view.3 In any case, it is important
to distinguish between the "spatial" point of view and the spatial
object viewed. Moreover, although the connection between the
components is a permanent one, this connection can certainly not
be perceived as a correlation. The spatial pattern of the text does
not stand in any kind of correlation with the space of the world.
Finally, whatever the connection between the spatial pattern and
the world may be, it should be emphasized again that the spatial
dimension of the text has no autonomous existence. The text exists,
and is structured first and foremost in time. The so-called "spatial
pattern" is actually nothing other than a superstructure of a sub-
stance whose basic structure is in time. It is thus impossible to
"bypass" the time factor in the narrative. The narrative, with all
its components, is arranged in time, so that in a certain sense one
may speak of a temporal arrangement of space. We must therefore
identify the various principles of transformation from a world
existing in space to a medium structured in time.
3. The importance of the "spatial" point of view for the reconstruction of fictional space
will be discussed in more detail in the section dealing with the field of vision. (See 4.1 and
especially 4.1.4.)
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TOWARDS A THEORY OF SPACE IN NARRATIVE 313
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314 GABRIEL ZORAN
objects. However, space does not involve only static objects and
relationships - things may also move and change. Space is one aspect
of spacetime (chronotopos). Language can exploit this situation by
arranging its items of information by linkage to a movement. This
movement can be a real route of an object or a transfer of the look
or the thought from one object to another. In daily speech there is
even a marked preference for the spatial-temporal method of arrange-
ment (i.e., along a line of movement) over the static, map-like
structure, as was shown by Linde (1974).4
4. In a study she carried out on the ways English speakers from a given group describe
apartments, Linde discovered that most people organize their description as a "walk"
through the apartment and only a few do it like an aerial "map."
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TOWARDS A THEORY OF SPACE IN NARRATIVE 315
space-tinme
verbal continuum of
continuum events in time
Figure 1
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316 GABRIEL ZORAN
5. The distinction between the three levels of structuring owes a lot to two existing
distinctions: that of Petsch (1942:162-189) and that of Kristeva (1970:191-197), but it
differs from these in some principal points.
First of all, these distinctions are binary, not ternary, and both seem to be a result of the
tendency to describe space in terms entirely symmetrical with those used to describe time,
and in describing time the binary distinctions are actually clearcut.
Petsch discriminates between Raum and Lokal. The Lokal is space given in itself, and is
thus more or less parallel to the level of topographical structure. Raum is space connected
with other levels of the text. Among others, it is connected with the time factor, being a
space revealed step by step. But this important aspect is pointed out only as an aside;
actually the Raum is connected with many aspects and properties of the text that have no
real connection with each other: it is also space experienced by the characters, it is
symbolic, it bears meanings, and so forth. Petsch's distinction is somewhat imbalanced
"in favor" of the Raum. The Raum is, in the final analysis, anything of "interest" one may
say about space, while Lokal is nothing but a neutral material, lacking any significance in
itself. In contrast, the distinction between the three levels of structure proposed here has
nothing to do with meanings: every level can be equally meaningful and function within the
text as a whole.
Kristeva's distinction is closer to my proposal. She discriminates between espace textuel
and espace geographique. The geographic space in her analysis may parallel both the topo-
graphic and chronotopic levels, and the espace textuel, of course, parallels the textual level.
But the development of the distinction and the description of the levels are quite different.
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TOWARDS A THEORY OF SPACE IN NARRATIVE 317
In addition, the map has patterns which refer not to the location of
things, but rather to their quality - patterns of colors, substances,
types of objects, etc.
Unlike topographical maps in reality, this map can structure space
on the basis of ontological principles as well; that is, space can be
divided up according to the modes of existence of its units. These
"modes of existence" sometimes overlap with the factor of topo-
graphical location: for example, the world of the gods - up; the
world of man - down. Yet they may relate to one another in rela-
tionships in themselves completely unspatial, such as the relationship
between the space of a dream and that of reality within the narrative.
Again, the ontological levels may be completely differentiated from
one another, or they may be mingled, appearing together in one
continuous space, such as in fantastic tales.
It is difficult to define beforehand all the different possibilities
of patterns in the topographical world, for these are not dependent
on the logic of the verbal text - on the contrary, as far as language
is concerned, every structure is possible. The possibilities open to the
writer are, instead, dependent on his personal outlook, tradition,
culture, individual qualities, etc.
Only one aspect of the structure of topographical space is
dependent on the logic of the narrative text: the special spatial
existence of the characters. The characters are generally perceived
as belonging to a separate narrative level with its own particular
problems. It should not be forgotten, however, that they also exist as
physical bodies in space, but the fact that they have many important
functions in other areas of the text makes them, spatially, a distinct
and exceptional entity. The formation of a character's external
appearance constitutes a special problem, different from the
formation of an inanimate object - although every text expresses
this difference in a different way. Imagine the grotesque effect that
would be created if a character was handled as a physical object.
In principle, therefore, one may state that the differentiation
between subject and object determines a basic differentiation within
space - between the external appearance of the characters and the
environmental objects.6
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318 GABRIEL ZORAN
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TOWARDS A THEORY OF SPACE IN NARRATIVE 319
of a given narrative, one may move from point a to point b, but not
vice versa; in another narrative, the movement may be reversible. In
both cases, movement ceases to be potential; it is fully realized, and
is, so to speak, incarnated in space. Thus, for example, in the topo-
graphical space of the Odyssey, Troy and Ithaca are two places, and
there is a possibility of moving from one to the other. But the actual
direction of movement is determined by the chronotopic structure;
thus, one place is defined as the point of departure, another as the
target, and others as stations on the way, deviations, etc. Thus, axes
of movement in space are determined; one may state that space,
on the chronotopic level, is structured as a network of axes having
definite directions and a definite character.
Axes may or may not be determined by motions which actually
take place in the world of the text. An actual movement is a result of
several powers: will, obstructions, ideal, characters' intentions, and
so forth. These powers can also act in space when there is no real
movement. In Kafka's The Castle, for example, the line stretching
between the village and the castle is the central axis in the spatial
structure of the novel, focusing all the powers acting in the "world,"
despite the fact that it is never actively traversed by the main
character. Chronotopic structure of space does not mean an
occasional movement on a neutral scene, but rather a conception
of the entire space in terms of afield of powers.7
7. The concept of the axis appears in Meyer's (1957) analysis of space in Goethe's Novelle,
where looking through a telescope creates an axis connecting between the two main
localities. However, Meyer's use of the word is rather local and metaphoric, and I believe
it can be made systematic and consequent. Brown (1967) tackles, though not in detail,
questions which seem to me to belong to the chronotopic level, when he tries to classify
spaces according to the directions of movements taking place within them. The conception
of space as a field of power is inspired mainly by the theory of Kurt Lewin, who tried to
apply the physical concept of field and the principles of topology to psychology and social
sciences (Lewin 1936, 1938, 1957). This method seems to me applicable for textual
analysis
as well, but for the time being its poetic potentialities have not been developed to a
large
extent. (For a few exceptions, see Lotman 1973, O'Toole 1980).
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320 GABRIEL ZORAN
One may compare this to the relationship between the fabula and
the sujet. Both belong to the reconstructed world, both may be
regarded as levels of organization of elements of reality (events),
but the fabula retain their natural arrangement whereas the sujet
forces on the motives the verbal order of the text. Still, the sujet in
itself is not identical to the verbal level. Here, too, at the level of
textual structure, there are patterns of organization imposed on the
reconstructed world which are not natural to it, neither as space
nor as spacetime, but are rather forced onto it because of its being
signified in a verbal text.
These patterns of organization have to do mainly with three
aspects of the verbal text: (1) the essential selectivity, or the in-
capacity of language to exhaust all the aspects of given objects;
(2) the temporal continuum, or the fact that language transmits
information only along a temporal line; (3) the point of view, and
the perspective structure of the reconstructed world due to it.
3.3.1. The Selectivity of Language, and its Effects. The fact that
language cannot express all aspects of space results in a certain
measure of selectivity. It may express some things in a concrete way,
others in a vague or general way, and may ignore still others al-
together. What selection actually takes place is of course up to
the specific text, but in any event there must be some selection.
Language is not able to give a complete and continuous report on
space and, moreover, the reader does not always demand such a
report. The reader is much more demanding about the filling in of
gaps on the narrative plane than he is about the filling in of gaps in
space.8 There are many gaps in the information about space, and it is
not essential to fill them all. They do not always attract attention
during the process of reading. Yet their very existence causes a
permanent distinction in space between absolute, clear, specific
elements and unclear, unspecific elements. This distinction has
nothing to do with the "real" existence of space in the reconstructed
world, but rather with its verbal existence in the text. Thus, entire
areas in space may be differentiated from one another by the type
of verbal selection carried out in them. In the Odyssey, for example,
the events taking place on earth are sketched in great detail, while
the scenes on Olympus do not materialize and lack detail. This
distinction is congruent with that between two ontological areas,
but the congruence is not an automatic one. In the Iliad, the nature
8. The concept of informational gap connected with the structure of plot has been
developed to a large extent by Perry and Sternberg (1968) and Sternberg (1973). But, as
will be shown in the following discussion, I tend to focus rather on what they call "gaps
the filling of which is automatic and unnecessary," i.e., my discussion makes more use of
Ingarden's (1965) broader and more neutral concept of spots of indeterminacy.
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TOWARDS A THEORY OF SPACE IN NARRATIVE 321
3.3.2.2. The Effects of the Order Chosen. In the same way that
different orders existing in space can motivate the arrangement of
the text continuum along a certain line, the same orders can be
especially stressed by means of the continuum structure. When, for
instance, the text passes from high objects to low ones, the vertical
dimension of space is stressed more than its other dimensions. The
text continuum can also impose kinds of direction upon space. This
process is similar to that of the axes previously discussed, but here
the directions are not determined by powers or motions in space,
but only by means of the verbal arrangement. One should also take
note of the different effects of the spatial image if the text chooses
to move from the internal to the external or vice versa, from the high
to the low or vice versa, and so forth.
Another effect worth noting concerns the order in which informa-
tion of various scopes is rendered. The text supplies information
about concrete local items which compose space as well as about the
wider global contexts within which these items are structured. When
the global information appears at an early stage in the description,
the concrete items join in later on, and the picture takes on a unified
character. On the other hand, it is possible to delay the appearance
of this global information, in which case the individual items appear
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322 GABRIEL ZORAN
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TOWARDS A THEORY OF SPACE IN NARRATIVE 323
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324 GABRIEL ZORAN
The importance of this distinction for the history of the concept of space in literary
criticism is highly important.
10. Examples of analyses of visual and sensual structures of fields of vision may be found
in Alewin (1957) and Iskra (1967), although their discussions are in terms of description
and of course not of field of vision.
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TOWARDS A THEORY OF SPACE IN NARRATIVE 325
(He groped his way through the dark suburb. The houses stood in a broken
line against the sky. The moon was absent and the pavement was frightened
by the late step. Then he found an old plank. He kicked against it with his
foot until a lath gave a rotten sigh and broke loose. The wood smelled rotten
and sweet. Through the dark suburb he groped his way back. There were no
stars.)
In St. Jago, der Haupstadt des K6nigreichs Chili, stand gerade in dem Augen-
blicke der grossen Erdeschiitterung vom Jahre 1647, bei welcher viele tausend
Menschen ihren Untergang fanden, ein junger auf ein Verbrechen angeklagter
Spanier, Namens Jeronimo Rugera, an einem Pfeiler des Gefangnisses, in
welches man ihn eingespert hatte, und wolte sich erhenken. (Kleist 1923)
(In Santiago, the capital of the kingdom of Chile, at the very moment of the
great earthquake of 1647 in which many thousands of lives were lost, a young
Spaniard by the name of Jeronimo Rugera, who had been locked up on a
criminal charge, was standing against a prison pillar, about to hang himself.)
In the first example, the reader "sees" in one glance an area which
is about the size of a suburb, and which could be similarly surveyed
in reality. The scene includes a perceptible background (the houses)
and a foreground (the man kicking at the plank). The topographical
place (the suburb) is entirely overlapped by the zone of action
(defined by his walking) and by the field of vision. The second
excerpt presents a different kind of field of vision. Here, too, there is
a perceptible and rather concrete place (the cell), but its background,
in contrast to that of the Borchert excerpt, is not a series of objects
seen together with the character but an immense space which cannot
be shown as vividly as the prison. This is due not only to the interior-
exterior relation, but also to the fact that there are two different
kinds of perception here: a concrete and visual perception, and a
conceptual "sight" from a historical-geographic point of view. But
the condensed structure of the sentence forces these two domains -
although perceived in entirely different ways - to be surveyed in
one field of vision.
These two examples cannot, of course, exhaust the large range of
possible structures of fields of vision, nor do they represent all the
aspects of such structures. An extensive analysis is beyond the scope
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326 GABRIEL ZORAN
4.1.3. Field of Vision and Description. One should bear in mind the
difference between a field of vision and a scenic description. Both are
verbal units defined by their reference to the fictional world. But a
scenic description is a particular instance of a field of vision, and
only one of its possible components. A field of vision may consist
of a scenic description, an action, a dialogue, a summary, an essay,
etc. The concept of field of vision solves, in my opinion, the
ambiguity caused by the classical dichotomy between description
and narration, and its automatic parallelism with the pair space and
action. This set of concepts is to a great extent responsible for the
false identification of space in the narrative with the descriptive
sections, and for excluding action as well as most of the other
components of the text from the phenomena relevant to space. A
field of vision is not a phenomenon confined to those specific
sections in the text that contain direct information about space; each
section in the text constitutes a field of vision from the point of view
of its spatial reference, although this spatial reference can be of
several kinds and degrees. Thus, fields of vision may differ in the
amount of information about space they contain and in the im-
portance of this information, but they do not differ in their basic
relevance to space.
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TOWARDS A THEORY OF SPACE IN NARRATIVE 327
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328 GABRIELZORAN
11. A similar effect, although much more rare, is sometimes gained when the projected
field of vision is dominant and autonomous but the text mentions insistently the primary
field of vision. For instance, take the description of Achilles's shield in the Iliad: there are,
of course, autonomous fields of vision encompassing the reality depicted on the shield,
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TOWARDS A THEORY OF SPACE IN NARRATIVE 329
4.3.1. Total Space from the Topographic Point of View. From the
point of view of the topographic level, the concept "total space"
is needed because it enables us to locate the events, to answer the
but the text continues insistently - by means of naming materials and verbs of producing -
to refer back to the primary field of vision, Hephaestus' workshop, which is in the fore-
ground.
12. The irrelevance of the Euclidean conception of space to the literary work of art was
claimed by Ingarden (1965). Ingarden, however, concluded from it the finiteness of the
literary space, which seems to me a wrong conclusion.
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330 GABRIEL ZORAN
4.3.2. Total Space from the Chronotopic Point of View. Here one
must examine the possible connections in the domain of plot
between total space and the complex of space. One can imagine an
absolute separation between them in the case where total space has
no significant relation to the plot, serving only as a static background
against which the plot unfolds. In this case, the narrative constructs
an entirely autonomous chronotopos. Examples of this possibility
can be found in the stories of Edgar Allan Poe. Even if one could
locate his stories in some geographical-historical space, it would be
insignificant; one can conceive of his total space as empty space. At
the other extreme, there is the possibility of active connection with
total space, such as when general historical events determine the
course of action. In this case, total space may be schematized as a
field of powers, the center of which is outside the actual complex
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TOWARDS A THEORY OF SPACE IN NARRATIVE 331
of space, but does, of course, affect it. The connection is not neces-
sarily made by means of abstract power lines: one can also imagine
real axes of movement in the text that continue into total space
or emerge from it. The best example of chronotopic connection
between total space and the complex of space occurs in the epics; in
fact, the connection is so close that it almost annuls the differentia-
tion between them. The voyages of Odysseus encompass all the areas
of the world fixed in the conscience of its contemporary reader,
the early Greek, just as Paradise Lost covers the entire cosmological
system of the Renaissance. In these cases, the text totally exhausts
the world. These are spaces which can no longer be imagined as parts
of something larger. From the chronotopic aspect, the complex of
space here is almost identical to total space.
4.3.3. Total Space from the Textual Point of View. From the point
of view of the textual level, the nature of total space and its relation
to the space complex should be described by means of two distinc-
tions: one between presentation and representation, and the other
between determinacy and indeterminacy.'3 These two distinctions,
of course, are applicable not only to the relation between the
complex of space and total space, but also to other areas of the text
and the world. Within the complex of space and even within a single
field of vision, there are also spots of indeterminacy and represented
elements, but total space is the most complete and comprehensive
area which can be described by these two attributes.
It should be stressed, however, that these two distinctions are not
overlapping and that these attributes are not applicable to the same
aspects or parts of total space.
The quality of representation belongs to all that can be positively
said about total space. All these things differ from the information
about the complex of space because they are rendered indirectly:
they are not presented but represented. Actually, this is what we said
at the beginning of our discussion (4.3) when we claimed that total
space is not structured in the fields of vision. Fields of vision are
the modes of presenting space; the materials of total space are
not structured within them but scattered in various indirect ways:
mentioning of places by characters and even by the narrator, materials
of metaphors and similes, synedochic items which enable to rebuild
the world, and so forth.
But this information, apart from being indirect, is sparse in
relation to the information about the complex of space. One of the
prominent qualities of total space is the immense domain of missing
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332 GABRIEL ZORAN
information. All that can be said about it, both on the basis of
textual hints and on the basis of a general knowledge of the external
field of reference - all that does not abolish its indeterminacy. Total
space is an immense area of indeterminacy, and relative darkness,
in which the complex of space appears as an island of determinacy
and clarity.
Total space is also an essential assumption for determining the
perspectival structure of the world. To a certain extent it constitutes
the absolute there, because it is always conceived as being beyond
the horizon of the field of vision. But similarly, it is necessary when
locating the primary here - the act of narration. If the act of
narration is not actually concretized as a part of the narrated world,
its spatial existence and the coordinates connecting it with the world
are also one of the aspects of total space.
14. One should point out three conceptions relevant in some way to the concept of total
space proposed here. Timpe (1971) distinguishes between actual space and the potential
one, but the description of potential space as the dimensions the actual space can achieve
is rather vague. Hrushovski, in his study on Warand Peace (1976), raises the problem of
total space while discussing the possibility of locating the fictional salon of Anna within
the historical Petersburg. But, in this discussion, the concept of external field of reference
is used for what I call total space. I believe that these are different concepts, although they
have a close connection (see section 4.3.1). And, finally, Rokem's discussion about the
off-stage world in the theater (1979) may throw some light on the problem of total space
from a very interesting angle.
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TOWARDS A THEORY OF SPACE IN NARRATIVE 333
5. CONCLUSION
In this paper I attempted to set forth a model which would indicate
the central aspects of space in the narrative and determine their
mutual relationships. The aspects discussed have to do mainly with
the inherent structure of space and its mode of existing as a part of
the reconstructed world. This may clarify as well the issues I did not
deal with in the framework of this study - the functionality of space
within the overall structure of the text. The discussion was limited
to the mode of existence of space and did not deal with its functions.
It goes without saying that space is not a neutral material just
existing in the world; it has various functions relating to other planes
of the text. Every element in space - actually every element in the
text - has to be regarded, to use the term of Hrushovski (1976), as
a juncture, in which patterns from all the textual planes may inter-
sect: patterns of space together with patterns of characterization,
ideas, mythology, and so forth.
The functions of space may appear clearly when dealing with
single texts and pointing out the system of relations within the
complex of its components. One could, perhaps, even describe and
analyze its possible functions within the framework of a theoretical
discussion; this, however, is a domain of questions entirely different
from those dealt with here. The fact that space here is neutralized -
for methodical purposes - from its specific functions does not mean
that space in itself is conceived here as a neutral factor. On the
contrary, the assumption that all the textual components have
functional relations with each other is rigorously maintained; what is
lacking here is an assumption about a hierarchy: I did not stipulate
in advance which element is the means and which is the end. Despite
any functional approach, one tends to regard space as subordinate
to characters rather than characters to space, and the same about
the relation of space to other aspects of the text: it is always
regarded as a means to certain ends. It was exactly this situation that
prompted many discussions devoted to space to deal with characters,
ideas, or general interpretation, neglecting their specific issue.
I, however, tried to begin with space and end with it, without
turning aside even at junctions with roads that seem, from an
hierarchical point of view, more like highways. No discussion about
the functions of space could be worthwhile without analyzing first
its mode of existence and its several aspects. Furthermore, apart
from the way it may be exploited in specific texts and the meanings
which may be conveyed through it, it should not be forgotten that
space is first and foremost a central aspect of the world, whether real
or fictional and in whatever medium it may be transmitted. The
purpose of the model suggested here was to throw light on some
problems raised by the status of space within a fictional world
conveyed through a verbal medium.
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334 GABRIEL ZORAN
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