Project
Project
dB
  -   Attenuation constant [db/km]
i
  -   Propagation constant of the mode i
   -   Nonlinear parameter
xviii
o
  -   Vacuum permittivity
   -   Wavelength
o
  -   Center wavelength
   -   Normalized time constant
i
  -   Angular frequency
(j)
-   j
th
order susceptibility
xix
LIST OF APPENDICES
APPENDIX   TITLE   PAGE
A   AMatlab Program for FWM power and channel
spacing   78
1
CHAPTER 1
INTRODUCTION
1. 1   Int roduct ion
In   the   past,   dating   back   to   the   beginning   of   the   human   civilization,
communication  was  done  through  signals,   voice  or  primitive  forms  of  writing  and
gradually developed to use signaling lamps, flags, and other semaphore tools.
As  time  passed  by,   the  need  for  communication  through  distances,   to  pass
information  from  one   place   to  another,   became   necessary  and  the   invention  of
telegraphy   brought   the   world   into   the   electrical-communication.   The   major
revolution  that   affected the  world  however   was  the  invention  of  the  telephone  in
1876.   This   event   has   drastically  transformed  the  development   of   communication
technology.   Todays  long  distance  communication  has  the  ability  to  transmit   and
receive a large amount of information in a short period of time.
Since the development of the first-generation of optical fiber communication
systems   in   the   early   80s   [4],   the   optical   fiber   communication   technology  has
developed   fast   to   achieve   larger   transmission   capacity   and   longer   transmission
distance, to satisfy the increased demand of computer network. Since the demand on
the increasing system and network capacity is expected, more bandwidth is needed
because  of  the  high  data  rates  application,   such  as  video  conference  and  real-time
image transmission, and also to achieve affordable communication for everyone, at
2
anytime  and  place  [1].   The  communication  capabilities  allow  not   only  human  to
human  communication  and  contact,   but   also  human  to  machine  and  machine  to
machine  interaction.   The  communication  will   allow  our   visual,   audio,   and  touch
sense, to be contacted as a virtual 3-D presence [3].
To   keep  up   with   the   capacity   increasing   requirement,   new  devices   and
technologies  with  high  bandwidth  are  greatly needed  by  using  both  electronic  and
optical  technologies  together  to  produce  a  new  term  Radio  over  Fiber  (RoF).   The
progress made so far has been impressive, where information rate at 1 terabits/s can
be handled by a single fiber [5].
RoF is a technology used to distribute RF signals over analog optical links. In
such RoF systems, broadband microwave data signals are modulated onto an optical
carrier at a central location, and then transported to remote sites using optical fiber.
The  base-stations  then  transmit   the  RF  signals  over  small   areas  using  microwave
antennas and. Such a technology is expected to play an important role in present and
future wireless networks since it provides an end user with a truly broadband access
to   the   network   while   guaranteeing   the   increasing   requirement   for   mobility.   In
addition,   since  it   enables  the  generation  of  millimeter-wave  signals  with  excellent
properties, and makes effective use of the broad bandwidth and low transmission loss
characteristics  of   optical   fibers,   it   is   a  very  attractive,   cost-effective  and  flexible
system configuration.
1.2   Problem Background
Normally   light   waves   or   photons   transmitted   through   RoF   have   little
interaction with each other, and are not changed by their passage through the fiber
(except  for  absorption  and  scattering).   However,   there  are  exceptions  arising  from
the interactions between light waves and the material transmitting them, which can
affect optical signals in RoF. These processes generally are called nonlinear effects
because  their  strength  typically  depends  on  the  square  (or  some  higher  power)  of
intensity rather than simply on the amount of light present. This means that nonlinear
3
such  as  self  phase  modulation  (SPM),   cross  phase  modulation  (XPM),   four  wave
mixing   (FWM),   stimulated   raman   scattering   (SRS),   and   stimulated   brillouin
scattering  effects  (SBS)   are  weak  at   low  powers,   but   can  become  much  stronger
when  light   reaches  high  intensities  [7].   This  can  occur   either   when  the  power   is
increased, or when it is concentrated in a small area-such as the core of an optical
fiber. Nonlinear optical devices have become common in RoF applications, such as
to convert the output of lasers to shorter wavelengths by doubling the frequency. The
nonlinearities in  RoF  are  small,  but  they  accumulate as  light passes  through  many
kilometers   of   fiber.   Nonlinear   effects   are   comparatively   small   in   optical   fibers
transmitting a single optical  channel. They become  much larger when wavelength-
division multiplexing (WDM) packs many channels into a single fiber [9].
WDM puts many closely spaced wavelengths into the same fiber where they
can interact with one another. It also multiplies the total power in the fiber. A single-
channel   system  may  carry  powers   of   3  milliwatts   near   the   transmitter.   DWDM
multiplies the total power by the number of channels, so a 40-channel system carries
120 mW. That's a total of 2 mW per square micrometer-or 200,000 watts per square
centimeter [11]. Several nonlinear effects are potentially important in RoF, although
some have produce more troublesome than others. Some occur in systems carrying
only a single optical channel, but others can occur only in multichannel systems.
1. 3   Problem Statement
The   rapid   development   of   the   wireless   communication   networks   has
increased the need of the optical signal processing. The link lengths have grown to
thousands  of  kilometers  without   need  to  convert   optical   signals  back  and  forth  to
electric form, and the transmission speeds of terabits per second are feasible today
[5]. This ever-growing demand for the high speed communication has forced to use
higher bit rates as well as transmission powers.
Nonlinear effects on communication have become significant at high optical
power   levels   and   have   become   even  more   important   since   the   development   of
4
erbium-doped fiber amplifier (EFDA) and DWDM systems. By increasing the capacity
of  the  optical  transmission  line,  which can be done by increasing  channel  bit  rate,
decreasing channel spacing or the combination of both, the fiber nonlinearities come
to play even more decisive role.
The  origin  of  the  nonlinearities  is  the  refractive  index  of  the  optical   fiber,
which  is   varies  with  the  intensity  of   the   optical   signal.   This   intensity-dependent
component of the refractive index includes several nonlinear effects, such as SPM,
XPM, FWM,   SRS, and SBS, and becomes significant when high powers  are used.
Although  the  individual   power  in  each  channel  may  be  below  the  level  needed  to
produce   nonlinearities,   the   total   power   summed   over   all   channels   can   quickly
become significant. The combination of high total optical power and large number of
channels  at   closely  spaced  wavelengths  is   a  source  for  many  kinds   of   nonlinear
interactions.
Form  the  above-mentioned  reasons,   this  study is  aimed to  gain insight  into
nonlinear   effect   caused  specifically  by  FWM  in  the  WDM  for   RoF  system  and
measure the coefficient behind these nonlinear effects. Nonlinear coefficient of the
RoF may become an important parameter, when new optical long-haul transmission
lines and networks are being deployed.
1. 4   Obj ect ive  of the  Project
The main objective of this project is to evaluate the FWM in WDM for RoF
technology, in order to calculate the impairments associated with long-distance high-
bit   rate  optical   fiber   communication  systems.   In  order   to  achieve   the   objective,
optisystem  and   matlab   programming   software   will   be   used   respectively   in   the
numerical   simulation   and   the   analytical   modelling   will   be   verified   through
comparison with optisystem simulation.
5
1. 5   Scope of the  Proj ect
To study the efficiency of the FWM in WDM for RoF optical network, two
approaches   were   followed   in   this   project.   The   first   approach   is   the   numerical
simulation  using  Optisystem  software  which  almost   replicates  a  real   system.   The
second aproach is the analytical modeling, which is simple and faster to analyze its
performance. MATLAB programming is used to implement the analytical model. To
verify  the  analytical   system,   a  comparison  is  made  with  the  Optisystem  software.
Since  Routing and wavelength assignment algorithm (RWA) needs to set up the path
immediately to reduce network delays, the analytical model developed in this project
can be used to calculate the impairments fast enough so that the routing decisions can
be made efficiently, to achieve optimal systems.
1. 6   Organi zat ion of the  Project
Chapter 1 provides the introduction to this project where brief background of
the study problem and to the statement of the problem. Followed by the  objective,
and   the   scope   of   the   study.   Chapter   2   reviews   the   literature,   which   includes
introduction  to  the   RoF,   the   benefits,   and  applications   of   the   Radio  over   Fiber
Technology in both satellite and mobile radio communications. In addition various
types   of   RoF   Multiplexing   Techniques,   such   as   Sub   carrier   multiplexing   and
wavelength   division   multiplexing,   have   also   bee   covered.   Chapter   3   provides
information about the fiber characteristics, and the non linear effects such as SPM,
FWM, SBS, SRS, and XPM.
Chapter  4  describes  the  methodological  processes  by  showing  detailed  diagram  of
the methods implemented as well as highlighting briefly the steps those have been
followed  to  achieve  the  objective  of   this   project.   Chapter   5  presents   the  results
derived from the methods explained where some analyses and simulations were done
based  on  the  FWM  effects.   Finally  the  conclusions  of  the  study,   as  well   as  some
suggestions for future work were summed up in Chapter 6.
6
CHAPTER2
RADIO-OVER-FIBER TECHNOLOGY
2.1   Introduction
The  integration  of  wireless  and  optical   networks  is  a  potential  solution  for
increasing capacity and mobility as well as decreasing costs in the access network,
by  RoF.   The  concept  of  RoF  means  to  transport  information  over  optical  fiber  by
modulating the light with the radio signal. This modulation can be done directly with
the radio signal or at an intermediate frequency. RoF technique has the potentiality to
the  backbone  of   the  wireless  access  network.   Such  architecture  can  give  several
advantages,   such  as  reduced  complexity  at   the  antenna  site,   radio  carriers  can  be
allocated dynamically to the different antenna sites, and Transparency and scalability
[10].
RoF technology is now ubiquitous in the telecommunications infrastructure.
Fiber   optics   and  WDM  technology  have  increased  significantly  the  transmission
capacity  of   today's   transport   networks,   and  they  are   playing  important   roles   in
supporting the rapidly increasing data traffic.
7
2.2   What is Radio over Fiber?
RoF technology entails the use of optical fiber links to distribute RF signals
from a central location (headend) to Remote Antenna Units (RAUs). In narrowband
communication systems and Wireless Local Area Network (WLANs), most of signal
processing  (including   coding,   multiplexing,   RF  generation,   modulation,   etc)   are
made in central stations (CS-s) rather than in the base station (BS-s) [1]. The signal
between  CS  and  BS  is   transmitted  in  the  optical   band  via  a  RoF  network.   This
architecture makes design of BS-s quite simple. In the simplest case, the BS consists
mainly from optical-to-electrical (O/E) and electrical-to-optical (E/O) converters, an
antenna and some microwave circuitry (two amplifiers and a diplexer).
The   centralization   of   Radio   Frequency   (RF)   signal   processing   functions
enables equipment  sharing,   dynamic  allocation  of  resources,  and simplifies  system
operation and maintenance. These advantages could be translated into major system
installation and operational savings, especially in wide-coverage broadband wireless
communication systems, where a high density is necessary. Figure 2.1 shows that the
concept of RoF system.
Figure 2.1   The Radio over Fiber System Concept [5]
8
2.3   Benefits of RoF Technology
The   RoF  technology  holds   many  advantages   compared  to   the   electronic
signal distribution. Some of these advantages will be given in the following sections.
2.3.1   Low Attenuation Loss
Electrical   distribution  of   high-frequency  microwave  signals   through  either
free space or transmission lines always causes problems besides its high cost. In free
space, losses due to absorption and reflection increase with frequency, where as in
transmission lines, the rise of impedance with frequency leads to very high losses.
Therefore, distributing high frequency radio signals electrically over long distances
requires expensive regenerating equipment, as for mm-waves, their distribution  via
the use of transmission lines is not feasible even for short distances.
The alternative solution for this problem is to distribute baseband signals or
signals at low intermediate frequencies (IF) from the switching centre (headend) to
the BS [1]. The baseband or IF signals are up-converted to the required microwave,
or mm-wave frequency at each base station and amplified before being radiated. This
system configuration is the same as the one used in the distribution of narrowband
mobile   communication   systems.   Since   optical   fiber   offers   very   low  loss,   RoF
technology can be used to achieve both low-loss distribution of mm-waves, as well
as simplification of RAUs at the same time.
Single Mode Fibers (SMFs) made from glass (silica), have attenuation losses
below 0.2 dB/km and 0.5 dB/km in the 1550 and 1300 nm windows, respectively as
shown in Figure 2.2 [6].
9
Figure 2.2.   Operating regions of optical fiber [2]
2.3.2   Large Bandwidth
Optical fibers offer enormous bandwidth. There are three main transmission
windows,   which  offer  low  attenuation  in  the  wavelength region  of  850,  1310,   and
1550 nm respectively [6] as shown in Figure 2.2.
For a single SMF optical fiber, the combined bandwidth of the three windows
is in the excess of 50 THz. commercial systems utilize only a fraction of this capacity
(1.6 THz) [5].
The high optical bandwidth enables high speed signal processing that may be
more   difficult   or   impossible   to   do   in   electronic   systems.   Furthermore,   signal
processing  in  the  optical   domain  makes  it   possible  to  use  cheaper  low  bandwidth
optical   components   such   as   laser   diodes   and   modulators;   in  addition,   it   is   still
capable to handle high bandwidth signals.
The utilization of enormous bandwidth, which is primary source of receiver
and transmission data, offered by optical fibers is however, severely hampered by the
limitation  of   bandwidth  in  electronic  systems.   This  problem  is  referred  to  as  the
electronic bottleneck [3]. The solution of the electronic bottleneck lies in effective
10
multiplexing Optical Time Division Multiplexing (OTDM) and DWDM techniques.
In analogue optical systems, including RoF technology, the Sub-Carrier Multiplexing
(SCM)   is   used  to  increase   optical   fiber   bandwidth  utilization.   In  SCM,   several
microwave   subcarriers,   which   are   modulated   with   digital   or   analogue   data,   are
combined  and  used  to  modulate  the optical  signal,   to  be  carried  on  a  single  fiber.
This makes RoF systems cost-effective.
2.3.3   Immunity to Radio Frequency Interference
Immunity to ElectroMagnetic Interference (EMI) is a very attractive property
of RoF technology, especially for microwave transmission. This is so because signals
are  transmitted  in  the  form  of  light  through  the  fiber.   Due  to  this  immunity,  fiber
cables are preferred even for short connections at mm-waves. EMI immunity is the
immunity  to  eavesdropping,   which  is   an  important   characteristic  of   optical   fiber
communications as it provides privacy and security.
2.3.4   Easy Installation and Maintenance
In RoF systems, complex and expensive equipments are kept at the headend,
thereby making the Remote Antenna Unit (RAUs) simpler. For instance, most RoF
techniques  eliminate  the  need  for   a  local   oscillator   and  related  equipments  at   the
RAU.  In such  cases a photodetector, an RF  amplifier and an antenna make up the
RAU. Modulation and switching equipment is kept in the headend and is shared by
several  RAUs.   This  arrangement  leads  to  smaller  and  lighter  RAUs  by  effectively
reducing   system  installation   and   maintenance   costs.   Easy   installation   and   low
maintenance costs of RAUs are very important requirements for mm-wave systems,
because of the large number of the required RAUs. In applications where RAUs are
not   easily  accessible,   the  reduction  in  maintenance  requirements  leads  to  a  major
operational cost savings [10]. The usage of smaller number of RAUs also leads to a
reduced environmental impact.
11
2.3.5   Reduced Power Consumption
Reduced power consumption is a consequence of having simple RAUs with
reduced  equipments.   Most   of   the  complex  equipments  are  kept   at   the  centralized
headend. In some applications, the RAUs are operated in passive mode. For instance,
some 5 GHz Fiber-Radio systems employing pico-cells can have the RAUs operate
in  a  passive  mode  [10].   Reduced  power   consumption  at   the  RAU  is   significant
considering that the  RAUs  are sometimes placed  in remote locations and have not
been fed by the power grid.
2.3.6   Multi-Operator and Multi-Service Operation
RoF   offers   system  operational   flexibility.   Depending   on   the   microwave
generation   technique,   the   RoF   distribution   system  can   be   made   signal-format
transparent. The Intensity Modulation and Direct Detection (IM-DD) technique can
be made to operate as a linear system and, therefore, as a transparent system. This
can  be  achieved  by  using  low  dispersion  fiber   (SMF)   in  combination  with  pre-
modulated RF subcarriers (SCM). In that case, the same RoF network can be used to
distribute multi-operator and multi-service traffic resulting in huge economic savings
[11]. The principle of Optical Frequency Multiplication (OFM) can also be used to
achieve multi-service operation in combination with either WDM or SCM, because
its tolerance to chromatic dispersion.
2.3.7   Dynamic Resource Allocation
Since the switching, modulation, and other RF functions are performed at a
centralized  headend,   it   is  possible  to  allocate  the  capacity  dynamically.   In  a  RoF
distribution  system  for  Global   System  for  Mobile  communications  (GSM)  traffic,
more capacity can be allocated to a certain area during the peak times and then re-
allocated  to  other  areas  when  off-peak.   This  can  be  achieved by  allocating  optical
12
wavelengths, through WDM [1]. Allocating the capacity dynamically as the need for
it arises, obviates the requirement for allocating permanent capacity, which would be
a   waste   of   resources   in   the   cases   where   traffic   loads   vary  frequently  by  large
margins. Furthermore, having the centralized headend facilitates the consolidation of
other   signal   processing  functions  such  as  mobility  functions  and  macro  diversity
transmission [1].
2.4   The Applications of Radio-over-Fiber Technology
Some   of   the   applications   of   RoF   technology   include   satellite
communications, mobile radio communications, broadband access radio, Multipoint
Video  Distribution  Services  (MVDS),   Mobile  Broadband  System  (MBS),   vehicle
communications and control, and wireless LANs over optical networks. Two of the
main application areas of RoF technology are briefly discussed below.
2.4.1   Cellular Networks
The   field   of   mobile   networks   is   an   important   application   area   of   RoF
technology.   The   ever-rising   number   of   mobile   subscribers   coupled   with   the
increasing  demand  for  broadband  services  have  kept  sustained  pressure  on  mobile
networks to offer increased capacity. Therefore, mobile traffic (GSM) can be relayed
cost   effectively  between  the  SCs  and  the  BSs  by  exploiting  the  benefits  of  SMF
technology.   Other   RoF  functionalities   such  as   dynamic  capacity  allocation  offer
significant operational benefits to cellular networks.
13
Figure 2.3   These robust RAPs are connected to the central base station via the
RoF links [10]
2.4.2   Satellite Communications
Satellite  communication  was  one  of  the  first   practical   applications  of  RoF
technology.   One  of  the  applications  involves  the  remoting  of  antennas  to  suitable
locations at satellite earth stations. In this case, small optical fiber links of less than
1km  and  operating  at   frequencies  between  1  GHz  and  15  GHz  are  used  [10].   By
doing so, high frequency equipment can be centralized.
The  second  application  involves  the  remoting  of  earth  stations  themselves.
With the use of RoF technology, the antenna needs not to be within the control area
(e.g. Switching Centre). They can be sited many kilometers away for the purpose of
improved   satellite   visibility   or   reduction   of   interference   from  other   terrestrial
systems.   The  Switching  equipment   may  also  be  appropriately  sited,   taking  in  to
consideration  the  environmental   or  accessibility  reasons  or  reasons  relating  to  the
cost of premises, without requiring to be in the vicinity of the earth station antennas.
CBS
14
2.5   RoF Multiplexing Techniques
RoF  multiplexing  techniques  is  the  process  of   multiplexing  wavelength  of
different  frequency  onto  a  single  fiber.   This  operation  cerates  many  virtual   fibers,
each capable of carrying different signal.
RoF multiplexing uses wavelengths to transmit data parallel by bit or serial
by character, which   increases the capacity of the fiber by assigning incoming optical
signals  to  specific  frequency  (wavelengths)  within  designated  frequency  band  and
then multiplexing the resulting signal out on to one fiber.
2.5.1   Sub-Carrier Multiplexing in RoF Systems
Subcarrier Multiplexing (SCM) is a simple and cost effective approach for
exploiting  optical   fiber  bandwidth  in  analogue  optical   communication  systems  in
general and in RoF systems in particular. In SCM, the RF signal is used to modulate
an  optical   carrier   at   the   transmitters   side.   This   results   in  an  optical   spectrum
consisting of  the  original  optical  carrier  f0, plus  two  side-tones  located  at  f0    fSC,   ,
where fSC is the subcarrier frequency. If the subcarrier itself is modulated with data
(analogue or digital), then sidebands centered at   f0  fSC are produced as illustrated in
Figure 2.4.
Figure 2.4   SubCarrier multiplexing of mixed digital and analogue signals [11]
2.4 GHz
15
In order to multiplex multiple channels of mixed digital and analogue signals
to one optical carrier, the multiple sub-carriers are first combined and then used to
modulate the optical carrier as shown in Figure 2.3. At the receivers side the sub-
carriers   are   recovered   through   direct   detection   and   then   radiated.   Different
modulation schemes may be used on separate sub-carriers. One sub-carrier may carry
digital data, while the other may be modulated with an analogue signal such as video
or telephone traffic. therefore, SCM is found to support the multiplexing of various
kinds   of   mixed  mode  broadband  data.   Modulation  of   the  optical   carrier   may  be
achieved by either directly modulating the laser, or by using external modulators.
SCM may be used in both IM-DD and Remote Heterodyne Detection (RHD)
RoF techniques. SCM in combination with IM-DD has been used in RoF systems fed
by multimode fiber. However, these systems have been used mainly for transmitting
WLAN signals at frequencies below 6 GHz [11].
2.5.2   Wavelength Division Multiplexing in RoF Systems
WDM   are   passive   devices   that   combine   light   signals   with   different
wavelengths, coming from different fibers, onto  a single  fiber. They include dense
wavelength   division   multiplexers   (DWDM),   devices   that   use   optical   (analog)
multiplexing techniques to increase the carrying capacity of fiber networks beyond
levels that can be accomplished via time division multiplexing (TDM)
The use of WDM for the distribution of RoF signals as illustrated in figure,
has gained importance recently. WDM enables the efficient exploitation of the fiber
networks bandwidth. These systems can achieve capacities over 1 Tb/s over a single
fiber.   At   the  same  time,   bit   rates  on  a  single  channel   have  risen  to  10  Gb/s  and
systems  operating  at   40  Gb/s  channel   rates  are  becoming  commercially  available.
The channel spacing in WDM can be decreased to 50 GHz or even to 25 GHz and
thus, it is possible to use hundreds of channels. However, if the channel spacing is
dropped to 50 GHz instead of 100 GHz, it will become much harder to upgrade the
systems to operate at 40 Gb/s due to the nonlinear effects.
16
Figure 2.5   WDM system using multiple wavelength channels and optical
amplifiers [10]
However,   the  transmission  of  RF  signals  is  seen  as  inefficient   in  terms  of
spectrum utilization, since the modulation bandwidth is always a small fraction of the
carrier signal frequency. Therefore, methods to improve the spectrum efficiency have
been proposed. RoF on WDM systems have been reported. Carriers modulated with
mm-waves  are  dropped  from  and  added  to  a  fiber   ring  using  Optical   Add-Drop
Multiplexers (OADM).  The OADM are placed  at base stations and tuned  to select
the desired optical carriers to drop [10] [11].
17
CHAPTER 3
NON-LINEAR EFFECTS
3.1   Introduction
The fundamental component that makes the optical communication possible
is the optical fiber. The phenomenon which guides the light along the optical fiber is
the  total   internal   reflection.   It   is  an  optical   phenomenon  which  occurs   when  the
incident  light  is  completely reflected.   In  case  of  materials  with  different  refractive
indices, light will be reflected and refracted at the boundary surface. This will occur
only from higher refractive  index  to  a lower refractive index  such  as  light passing
from  glass   to   air.   This   phenomenon  forms   the   basis   of   optical   communication
through fibers.
An  optical   fiber   is   a  dielectric  waveguide,   it   is   cylindrical,   and  guides   the  light
parallel   to  the  axis.   The  cylindrical   structure  is   dielectric  with  a  radius   a  and
refractive   index   of   n
1
   is   the   called   the   core   of   the   fiber   and   the   layer   that
encompasses this structure is called the cladding. The Cladding has a refractive index
n
2
  which  is   lesser   than  n
1
.   This   helps   in  providing  mechanical   strength  and
reducing  scattering  losses.   It   also  prevents   the  core  from  surface  contamination.
cladding doesnt take part in light propagation.
18
3.2   Types of Fibers
Fibers   can  be   classified  according  to  the   cores   material   composition.   If   the
refractive index  of the  core is uniform  and changes  abruptly  at the  cladding boundary,
then it is called as Step-index fiber. If the refractive index changes at each radial distance,
then it is called as Graded-index fiber. These fibers can be divided into single mode and
multi   mode  fibers.   The  single  mode  fibers  operate  in  only  one  mode  of   propagation.
Multimode fibers can support hundreds of modes.
Both  laser   diodes  and  light   emitting  diodes  (LED)   can  be  used  as  light   wave
sources in fiber-optical communication systems. When compared to Laser diodes, LEDs
are  less   expensive,   less   complex  and  have   a   longer   lifetime;   however,   their   optical
powers  are  typically  small   and  spectral   linewidths  are  much  wider   than  that   of   laser
diodes.   In   multimode   fibers   different   modes   travel   with   different   speed,   which   is
commonly referred to as intermodal dispersion, giving room to pulse spreading. In single
mode fibers, different signal frequency components  travel in different speed within the
fundamental mode and this result in chromatic dispersion. Since the effect of chromatic
dispersion is proportional the spectral linewidth of the source, laser diodes are often used
in high-speed optical systems because of their narrow spectral linewidth.
3.3   Fiber Losses
For   efficient   recovery  of   the  received  signal,   the  signal   to  noise  ratio  at   the
receiver must be considerably high. Fiber losses will affect the received power eventually
reducing  the  signal   power   at   the  receiver.   Hence  optical   fibers  suffer   heavy  loss  and
degradation  over   long   distances.   To   overcome   these   losses,   optical   amplifiers   were
invented, which significantly boosted the power in the spans in between the source and
receiver.   However,   optical   amplifiers  introduce  amplified  spontaneous  emission  (ASE)
noises which are proportional to the amount of optical amplifications they provide; low
19
loss  in  optical   fibers  is  still   a  critical   requirement   in  long  distance  optical   systems  to
efficiently recover the signal at the receiver.
Attenuation Coefficient is a fiber-loss parameter, which expressed in the units of
dB/Km. For short wavelengths; the loss may exceed 5 dB/Km and makes it unsuitable for
long distance transmission  [2].  These losses  are  mainly due  to  material  absorption  and
Rayleigh  scattering.   Material   absorption  is  the  phenomenon  exhibited  by  silica  fibers.
The  intrinsic  absorption  is   caused  by  the   fused  silica  and  the   extrinsic  absorption  is
caused by the impurities in silica. The other contributing factor is the Rayleigh scattering
which  is  caused  by  the  density  fluctuations  in  the  fiber.  These  fluctuations  change  the
refractive index on a smaller scale. Light scattering in such medium is called Rayleigh
scattering [7].
In multi-mode fibers, intermodal dispersion is the dominant contributor of signal
waveform distortion. Although intermodal dispersion is eliminated in single mode fibers,
different  frequency  component   of  optical   signal  carried  by the  fundamental   mode  still
travel in slightly different speed giving rise to a wavelength-dependent group delay. As
the   group  delay  depends   on  wavelength,   different   amount   of   time   is   taken  for   the
different spectral components to reach a certain distance. Due to this effect, the optical
signal with a certain spectral width spreads with time when it travels through the fiber.
This pulse spreading is important and needs to be determined.
3.4   Fiber Nonlinearities
Even  though  optical   networks  are  fast,   robust,   and  error  free,   still   nonlinearity
obstacles exist, which prevent it from being a perfect medium.
The nonlinear effects of the fibers play a detrimental role in the light propagation.
Nonlinear Kerr effect is the dependence of the refractive index of the fiber on the power
20
that propagating through it. This effect is responsible for self phase modulation (SPM),
cross phase modulation (XPM) and four wave mixing (FWM). The other two important
effects are stimulated Brillouin scattering (SBS) and stimulated Raman scattering (SRS).
3.4.1   Self Phase Modulation
In fibers, the refractive index always has some dependence on the optical intensity
which   is   the   optical   power   per   effective   area.   This   relation   can   be   given   as   [6]:
0   2   0   2
  ................................................................   (3. ........   ) .   1
eff
P
n   n   n  I   n   n
A
=   +   =   +
where n
o
 is the ordinary refractive index , n
2
is the nonlinear refractive index co-efficient,
Aeff is the effective core area, and P is the power of the optical signal.
This  nonlinearity  is   known  as  Kerr   nonlinearity.   This  produces  Kerr   effect   in
which   the   propagating   signal   is   phase   modulated   by   the   carrier.   This   leads   to   a
phenomenon  called  Self-phase  modulation  that   converts  power  fluctuations  into  phase
fluctuations in the same wave [8].
In  a  material   where  the  refractive  index  depends  on  a  varying  signal   intensity
propagating   along   the   fiber,   it   will   produce   time   varying   refractive   index.   Higher
refractive index at the peak of the pulse is produced, when compared to the edges of the
pulse. These results a time varying phase change d/dt. Due to this  change, the frequency
of   the  optical   signal   undergoes  a  frequency  shift   from  its  initial   value.   This  effect   is
known  as  frequency  chirping,   in  which  different   parts  of   the  pulse  undergo  different
phase change as shown in Figure 3.1 [8]. The rising edge experiences a shift towards the
higher frequency and the trailing edge experiences a shift towards the lower frequency.
Since this effect depends heavily on the signal intensity, SPM has more effect on high
intensity signal pulses.
21
Figure 3.1   Frequency chirping effect
In  case  of  fibers having the  group  velocity  dispersion  (GVD) effects,  the  pulse
normally  broadens  which  leads  to  difficulty  in  the  receiver  side  to  decode  the  signal.
When the chromatic dispersion is negative, the edges of frequencies which experienced
higher   shifts   tend   to   move   away   from  the   centre   of   the   pulse.   The   edges   of   the
frequencies  which  experienced  lower  shifts  tend  to  move  away  from  the  centre  in  the
opposite direction. Thus the GVD affected pulse will be broadened at the end of the fiber,
and   the   chirping   worsens   due   to   this   effect.   Therefore   the   SPM  can   worsen   the
performance of the optical system in the case of long haul transmission.
3.4.2   Cross Phase Modulation
As   with  Equation  3.2,   the  refractive  index  of   the  fiber   depends   on  the   time
varying signal intensity,   which results  time varying refractive index.   This phenomenon
22
leads to an effect called XPM. XPM has more pronounced effect in the case of WDM
systems  in  which  more  optical  channels  are  transmitted  simultaneously.  In the case  of
XPM, the phase shift depends on the power of other channel. The total phase shift can be
represented as [6].
..... ..... ..... ..... ..... ..... ..... ..... ..... ..... ..... . 2   ..... ..... ..... .... ( . 3.2)
NL
j   eff   j   m
m   j
L   P   P u   
=
|   |
=   +
   |
\   .
3
  =  1553.32   nm.   The   interfering   wavelengths   generated   around   the   original   three
wavelength system are:
1
+ 
2
- 
3
= 1550.92 nm
1
- 
2
+
3
= 1552.52 nm
2
+ 
3
1
= 1554.12 nm
1
-
2
+ 
3
=1552.52 nm
2
1
-
3
= 1550.12 nm
2
3
- 
1
= 1554.92 nm
2
+ 
3
-
1
= 1554.12 nm
2
2
- 
1
= 1553.32 nm
2
3
-
2
= 1554.12 nm
It can be seen that three of the interfering products fall right on top of the original three
signals and the remaining six products fall outside of the original three signals. These six
wavelengths can be optically filtered out. The three interfering products that fall on top of
the original signals are mixed together; and cannot be removed by any means. Figure 3.2
shows the results graphically. The three tall solid bars are the three original signals. The
shorter  cross-hatched  bars  represent   the  nine  interfering  products.   The  number  of   the
interfering products increases as   (N
3
-N
2
) where N is the number of signals.
26
Figure 3.4 show that the number of the interfering products rapidly becomes a very large.
Since there is no way to eliminate the products that falling on top of the original signals,
the priority is to prevent them from forming in the first place.
Figure 3.4   FWMproducts versus channel count [22]
Therefore two factors strongly influence the magnitude of the FWM products, referred to
as   the   FWM  efficiency.   The   first   factor   is   the   channel   spacing;   where   the   mixing
efficiency increases dramatically as the channel spacing becomes closer. Fiber dispersion
is   the  second  factor,   and  the  mixing  efficiency  is   inversely  proportional   to  the  fiber
dispersion,   being  strongest   at  the  zero-dispersion  point.   In  all  cases,   the  FWM  mixing
efficiency is expressed in dB, and more negative values are better since they indicate a
lower mixing efficiency.
Figure   3.5   shows   the   magnitude   of   FWM  mixing   efficiency   versus   fiber
dispersion  and  channel   spacing.   If  a  system  design  uses  NDSF  with  dispersion  of  17
ps/nm/km  and   the   minimum  recommended   International   Telecommunication   Union
(ITU) DWDM spacing of 0.8 nm, then the mixing efficiency is about  -48 dB and will
have little impact. On the other hand, if a system design uses DSF with a dispersion of 1
ps/nm/km and a non-standard spacing of 0.4 nm, then the mixing efficiency becomes -12
dB  and  will   have  a  severe  impact   on  the  system  performance,   perhaps,   making  the
recovery  of  the  transmitted  signal  impossible.   The  magnitude  of  the  mixing  efficiency
27
will vary widely as these parameters vary. The data presented is intended to illustrate the
principles only.
Figure 3.5   FWM mixing efficiency in single-mode fibers [22]
FWM is independent of the used bit rate; however, it is critically dependent on channel
spacing  and  chromatic  dispersion.   Therefore,   the  effects  of  FWM  must   be  considered
even  at   moderate-bit-rate   systems,   if   the   channel   spacing  is   small   or   the   chromatic
dispersion  of  the  fiber is  low.  Thus,  it  is  possible  to  minimize  the  effects  of  FWM  by
increasing the channel spacing and the chromatic dispersion of the fiber.
3.4.4   Stimulated Brillouin Scattering (SBS)
SBS falls under the category of inelastic scattering in which the frequency of the
scattered light is shifted downward. This results in the loss of the transmitted power along
the fiber. At low power levels, this effect will become negligible. SBS sets a threshold on
the transmitted power, above which considerable amount of power is reflected. This back
reflection  will   make  the  light   to  reverse  direction  and  travel   towards  the  source.   This
usually  happens  at   the  connector   interfaces  where  there  is  a  change  in  the  refractive
28
index.   As  the  power  level  increases,  more  light   is  backscattered  since  the  level  would
have crossed the SBS threshold. The parameters which decide the threshold are the
wavelength and the line width of the transmitter.
Lower line width experiences lesser SBS and the increase in the spectral width of
the source will reduce SBS. In the case of bit streams with shorter pulse width, no SBS
will occur. The value of the threshold depends on the RZ and NRZ waveforms, which are
used  to  modulate  the  source.   It is  typically  5  mW  and can  be  increased  to  10  mW  by
increasing the bandwidth of the carrier greater than 200 MHz by phase modulation [8].
3.4.5   Stimulated Raman Scattering (SRS)
SRS occurs when the pump power increases beyond the threshold, however SRS
can happen in either direction, forward and backward. The molecular oscillations set in at
the beat frequency and the amplitude of the scattering increases with the oscillations. The
equations that govern the feedback process are [8]:
..............................................................................(3.9)
p
R   p   s   p   p
dI
g  I   I   I
dz
  o =    
............................................................................   ( .. 3.10)
s
R   p   s   s   s
dI
g  I   I   I
dz
  o =    
where gR is the SRS gain. Ip and Is are intensities of Pump and stokes field.
In case of the threshold power, the P
th
 is given by [8],
2
........................................................................ 16   (   ) /   .   (3.11) ........
th   R
P   w   g o t =
where w
2
is the effective area of the fiber core and w is the spot size.
Even though there  are some  detrimental effects  posed by these two effects,
SBS and SRS can also be used in a positive way. Since both deal with transferring
energy  to  the  signal  from  a  pump,   they  can  be  used  to  amplify  the  optical  signal.
Raman gain is also used in compensating losses in the fiber transmission. Table 3.1
shows comparison of property behavior under the influence of SBS and SRS.
Table 3.1   Comparison between SBS and SRS
Property   SBS   SRS
Direction of
scatter
Only in backward
direction
In both forward and backward
direction
Frequency shift   About 10 GHz   About 13 THz
Spectrum width   Narrow width   Broad spectrum width
29
CHAPTER 4
METHODOLOGY
4.1   Introduction
This  chapter  highlights  the  techniques  and  methods  employed  to  study  the
nonlinear  effects  of  FWM  in  WDM  for  RoF  as  well   as  to  analyze  the  modelling
results obtained. Details of the methods will be given in the proceeding sections.
4.2   Simulation using Optisystem Software
OptiSystem software is a numerical simulation enables users to plan, test and
simulate  almost   every  type  of   optical   link  in  the  physical   layer   across  the  broad
spectrum of optical networks. Algorithms are included for dispersion map design, bit
error rate calculation, system penalty estimations, and link budget calculations.
Each layout can have certain component parameters assigned to be in sweep
mode. The number of sweep iterations to be performed on the selected parameters
could be defined. The value of the parameter changes through each sweep iterations;
which  produces   a  series   of   different   calculation  results,   based  on  the  parameter
values. These processing parameters effect on the results are channel pacing, input
power, effective area and dispersion of the fiber
30
4.3   The Simulation Model
There   are   two   technologies   for   modulation,   direct   or   without   external
modulation as shown in Figure 4.1 which the RF signal directly varies the bias of a
semiconductor laser diode
Figure 4.1   Direct modulation
The other technology is the external modulators are typically either integrated
Mach-Zehnder  interferometers  or  electroabsorption  modulators  as  shown  in  Figure
4.2   which   the   constant   wave   (CW)   laser   (always   on   bright),   and   the   light   is
modulated   by   an   external   lithium-niobate   electro-optic   modulator.   External
modulation is currently preferred over any other form of modulation because it has
best performance, in spite of high cost.
Figure 4.2   External modulation
31
Using   Optisystem  software,   two   types   of   simulation   models   have   been
developed to study FWM effects. The two models are with external modulated signal
and   without   external   modulated   signal   as   shown   in   the   Figure   4.3   and   4.4,
respectively.
The frequency of the phase modulator drive signal was kept at 2.4 GHz. The
phase modulator has been used to sweep the optical frequency, it was necessary to
first integrate the drive signal [11].
.
Figure 4.3   Simulation model with external modulated signal
32
Figure 4.4   Simulation model without external modulated signal
The simulation models were modified according to the related parameters or
components for different types of simulation process as given below
i.   Effect of channel spacing.
ii.   Effect of different Power Level of the signals Sources
iii.   Effect of   increase dispersion of the Fiber Optic
iv.   Effect of Increase Effective Area of the Fiber optic
4.4   Simulation of the Four Wave Mixing effect
Each component in both simulation models, shown in Figures 4.3 and 4.4,
has its own role, to play in the process.
The Pseudo Random Bit Sequence Generator is a device or algorithm, which
outputs a sequence of statistically independent and unbiased binary digits.
33
NRZ  Pulse   Generator   (non-return-to-zero)   refers   to  a   form  of   digital   data
transmission in which the binary low and high states, represented by numerals 0 and
1, are transmitted by specific and constant DC (direct-current) voltages.
In positive-logic NRZ, the low state is represented by the more negative or less
positive  voltage,   and  the  high  state  is   represented  by  the  less   negative  or   more
positive  voltage.   In  negative-logic  NRZ,   the  low  state  is  represented  by  the  more
positive or less negative voltage, and the high state is represented by the less positive
or more negative voltage.
The   continues   wave   (CW)   Generator   is   a   generator   of   continuous-wave
millimeter-wave optical signals. The spectral linewidth of the generated millimeter-
wave  signals  is  2  kHz.   The  power  of  the measured  cw  millimeter-wave  signals  is
almost in proportion to the power multiplication of the two input optical signals.
The Mach-Zehnder   Modulator, is a modulator, which has two inputs, one for
the laser diode and the other for the data from the channels.
The   WDM  Multiplexer   is   a   method   of   transmitting   data   from  different
sources over the same fiber optic link at the same time whereby each data channel is
carried on its own unique wavelength.
The Optical Fiber is a component, used in the simulation is a single mode fiber
(SMF-28),   where  the  dispersive  and  nonlinear  effects  are  taken  into  account   by  a
direct numerical integration of the modified nonlinear Scrdinger (NLS) equation.
Besides the above components there are three types of components, which used
for visualizing purposes:
i.   Optical Power Meter Visualizer
ii.   Optical Spectrum Analysis
iii.   WDM analyzer
Below  are  the  tables  for  parameters setting.  Table  4.1  shows  the  set  of  the
global parameters; and Table 4.2 shows the parameters, set for the CW laser sources.
The parameters set in the WDM MUX are shown in Table 4.3. There are many tabs
34
for the optical fiber parameter settings, where Table 4.4 gives the setting for the main
and the dispersion tabs, Table 4.5 gives the setting for the nonlinear tab, and Table
4.6 gives the setting for the numerical and PMD tabs in optical fiber respectively.
Table 4.1   Global parameters
Table 4.2   CW Laser sources parameters
35
Table 4.3   WDM 2x1 multiplexer parameters
Table 4.4   Main tab and dispersion tab parameters are set for optical fiber
Table 4.4: Main tab and Dispersion tab Parameters for Optical Fibers
36
Tables 4.5   Nonlinear tab parameters for optical fiber
Table 4.6   Numerical tab and PMD tab parameters for optical fiber
37
4.5   Simulation of FWM for higher number of channels
Sources  in  the  simulation  model   were  increased  to  three  or  four  channels.
Figures 4.5 and 4.6 show the sources increased in the new simulation model based on
direct modulation [22].
Figure 4.5   Simulation model with three channels
Figure 4.6   Simulation model with four channels
38
4.6   Effect of Different Power Level of the Signals Sources
The  main  requirement   from  a  wireless   communication  system  is   that   the
transmitted electro magnetic (EM) wave must reach the receiver with ample power to
allow the receiver to distinguish the wave from the background noise.
Another common property used to describe signal   strength is the S/N ratio.
The   S/N  ratio   does   not   describe   the   absolute   power   in   the   signal,   but   instead
describes  the  power   of   the  signal   in  comparison  to  the  power   of   the  background
noise. The higher the S/N ratio, the better or more powerful the signal. Since the S/N
ratio accounts for the level of background noise, it is a very valuable and widely used
indicator of signal strength.
In  the  simulation  process,   the  power  at   the  simulation  model   sources  was
varied  from  20  dBm  to  -10  dBm  with  step  of   -10  dBm  to  in  order   try  different
simulations.
4.7   Effect of   Increase dispersion of the Fiber Optic
Wavelength  dispersion,   is   a  signal   dispersion,   which  occurrs  primarily  in
single-mode fiber. A significant amount of the light launched into the fiber is leaked
into the cladding. This  leaked amount is wavelength dependent and also influences
the  speed  of  propagation.   High  volume  communication lines  have  carefully  timed
spacings   between   individual   signals.   Fortunately,   wavelength   dispersion   can   be
minimized by careful designation of fiber refractive index.
The  dispersion  parameter   of   the  fiber   optic  in  the  simulation  model   was
varied from 1 ps/nm/km to 16.75 ps/nm/km. This has been done in order to compare
the results with different dispersion parameters and the power level of sources set at
0 dBm.
39
4.8   Effect of Increase Effective Area of the Fiber optic
The   effective   area   (A
eff
)   of   the   single-mode   fiber   is   an   important
measurement parameter. It is the area of the cross section of the beam arrived into
the   fiber.   The   effective   area   evaluation   requires   the   measurement   of   the   field
distribution in the fundamental mode
The effective area parameter  of  the  fiber  optic  in  the  simulation  model has
been changed from 64 m
2
to 76.5 m
2
, in order to compare the results with different
effective area parameters as the power level of sources set at 0 dBm.
.
4.9   Modelling the Effect of FWM
Matlab program is used to develop the analytical model of the effect of FWM
in WDM for RoF. The modelling is meant to study the nonlinear effects due to the
FWM  in  WDM  for  RoF  when  the  light   passing  through  the  medium.   Figure  4.6
shows the steps that will be followed in the modeling process.
The  total   polarization  P  is   nonlinear   with  respect   to  the  electric  field  E,
however, it can be written as:
(   )
(1)   (2)   (3)
0
  ...................... .   .   .   .   .   .   .   ....... .   ........ .......   .........(4.1) P   c   _   _   _ =   E +   E E+   E EE +
where 
0
 is the vacuum permittivity and 
(j)
(j = 1,2,) is jth order susceptibility.
When light propagates in a transparent medium, its electric field causes some
amount of polarization in the medium. While at low light intensities the polarization
is  linear   with  the  electric  field,   nonlinear  contributions  become  important   at   high
optical   intensities,   so  the  polarization  equation  consists   linear   terms   as   well   as
nonlinear   terms.   The  first   order   susceptibility 
(1)
represents  the  linear   term,   and
nonlinearities can have strong effects in fibers at the third order susceptibility 
(3)
. So,
only   the   nonlinear   effects   in   the   optical   fibers,   which   originate   from  the   third-order
susceptibility 
(3)
,
  will   be   considered  and  the   other   terms   will   be   neglected.   The
40
programming will start from the third-order susceptibility 
(3)
.
 Thus the electric field of
the signal can be written as [6]:
(   )   (   )
1
................................................................. ,   cos   .(4.2) ....
N
i   i   i
i
r  t   E   t   z e   |
=
E   =   
(   )
(   )
3
2
1   1
..............................
3
2   .(   1) cos   ..........
4
n   n
o
i   i   j   i   i   i
i   j
E   E E   E   t   term z
c  _
  e   |
=   =
   (
=   +   
   (
   
   
(   )
(   )
3
3
1
....................................................... cos   .... 3   3
4
  ..   (   ) . . . .   2
n
o
i   i   i
i
E   t   z   term
c  _
  e   |
=
+   
(   )
(   )   (   )
(   )
3
2
1   1
...................
3
cos   2   3   (   3) 2   .
4
  ... .
n   n
o
i   j   i   i   i   j
i   j
E  E   t   z   t   z   term
c  _
  e   |   |   |
=   =
+         
(   )
(   )   (   )
(   )
3
2
1   1
3
cos   2   3   .......................
4
  .(   4) 2
n   n
o
i   j   i   i   i   j
i   j
E  E   te t   z   t   z   rm
c  _
  e   |   |   |
=   =
+   +      +
(   )
(   )   (   ) (
3
1
........................................ ...
3
4
cos   c   5 .   ) s   ( o
n   n   n
o
i   j   k
i   j   i   k   j
i   j   k   i   j   k
E E  E
t   z   term
c   _
e   e   e   |   |   |
=   >   >
+
+   +      +   +
(   )   (   )
  ................ ......... cos   cos   ...............   .(   6 ..   )
i   j   k   i   j   k
  ter t   z   m e   e   e   |   |   | +   +         +   
(   )   (   )
  ................ ......... cos   cos   ...............   (   7 ...   )
i   j   k   i   j   k
  ter t   z   m e   e   e   |   |   | +      +         +
(   )   (   )
  )
............. ......... cos   cos   ............   ( ......   8)
i   j   k   i   j   k
  z   rm t   te e   e   e   |   |   | +               
(4.3)
The nonlinear susceptibility of the optical fiber  generates new waves at the
angular frequencies r   s   t  (r, s,   t = 1, 2,). Term 1, in the above equation
represents the effects of SPM and XPM.
41
Terms 2, 4 and 5 can be neglected, due to lack of phase matching. The remaining terms can
satisfy  the   phase   matching  condition.   The   power   transferred  due   to  the   FWM  to  new
frequencies after light has propagated distance L in the fiber can be estimated from equation
4.4 [6]:
(   )
  2
3
2
.................................................................................   (4. ........   )
8
  ..   4
ijk   ijk
ijk   i   j   k
eff   eff
d
P   PP P L
A   n   c
e   _
|   |
=    |
   |
\   .
where n
eff
 is the effective index, A
eff
 is the effective area, P
i
, P
j
 and P
k
 are the input
powers at 
i
, 
j
 and 
k
. The factor d
ijk
 depends on the number of channels affecting
the FWM
The  efficiency  of   FWM  and  noise  performance  are  analyzed,   taking  into
account   the   effects   of   difference   channel   spacing.   Equation  4.5  is   presented  to
evaluate the efficiency of the FWM [23].
2
2
2
(   )
eff
n
A   D
q
   (
=
    (
A
   (
   
  (4.5)
Equation 4.6 is used to investigate the relationship between the efficiency and
the power of the FWM [23].
(   )   (   )
2
2
2
exp(   )
9
ijk   ijk   i   j   k   eff
P   d   p p  p   L  L
  o   q
|   |
=   
   |
\   .
  (4.6)
where L
eff
is effective length, which can be calculated by using Equation 4.7.
1
  l
eff
e
L
o
o
=   (4.7)
where  is the Angular frequency, d is the degeneracy factor, 
(3)
is the third order
susceptibility, A
eff
 is the effective Area, n2 is the nonlinear reflective index, c is the
speed  of   light,   D  is  the  dispersion,   is  the  channel  space,    is  the  fiber   loss
coefficient and L is total fiber length.
42
The   third   order   susceptibility  
(3)
,
  which   includes   self-phase   modulation
(SPM)   and  cross-phase  modulation  (XPM)   as  well   as  four-wave  mixing  (FWM).
Therefore, the SPM and XPM will be considered as zero, thus, their effects on FWM
modeling are neglected. Term1 representing XPM and SPM will be considered as of
zero effect and will be neglected too.
The four-wave mixing, require the phase matching to be efficient. Essentially
this  is  mean  to  ensure  a  proper  phase  relationship  between  the  interacting  waves.
FWM  will   be  a  peak  at   the  phase  matching  spectrum.   Equation  4.8  satisfies  the
condition of phase matching:
 = (
1
)+ (
2
)- (
3
)- (
4
)   (4.8)
Where 
j
  is  the  propagation  constant.   If   =  0  the  phase  matching  condition  is
satisfied, otherwise mismatching occurs.
The model in this study will use only two wavelengths, therefore the phase matching
condition will be   = (
2
) - 2 (
1
) =0   in order to satisfy the phase matching
requirement as shown in Figure 4.7.
Figure 4.7   The phase matching condition of two different wavelengths [8]
Term2, term4, and term5 in the polarization Equation 4.3 are considered as
mismatching terms. After neglecting the terms representing the effects of SPM, XPM
that lack phase matching, the remaining terms in the nonlinear equation, which
satisfy the phase matching condition, will be used later to model the FWM.
1
  
43
CHAPTER 5
RESULTS AND DISCUSSIONS
5.1   Introduction
This chapter presents and discusses the results obtained from the simulation
model   by   using   Optisystem  as   numerical   simulation   and   Matlab   as   analytical
simulation.  The numerical simulation  is simulated accordingly as mentioned in the
previous chapter, with and without external modulated laser.
5.2   Simulation of the Four Wave Mixing Effect
In the FWM simulation model layout, two types of visualiser tools have been
used. The optical spectrum analyzer and the WDM analyzer were fixed after MUX
and at the end of the fiber optic. The results obtained after the multiplexer are same
as the input power level shown before the nonlinear effect. The nonlinear effect
occurs only during the propagation of signals through the fiber. The optical spectrum
analyzer has been used to show the waveform whereby the WDM analyzer has been
used to display signal power (dBm), noise power (dBm) and OSNR (dB).
44
5.3   Simulation Results without the External Modulated Signal
In   this   simulation   two   CW  lasers   were   used   as   signals   sources,   the
frequencies were set at 1550 and 1550.1 nm, where as the power was set at 0 dBm.
The linewidth has been set at 0, due to the interest in measuring only the total power
of  the  sideband  frequencies,   where  the  shape  of  the  spectrum  is  not  required.  The
input signals have propagated through 25 km of nonlinear fiber.
5.3.1   Effect of Channel Spacing variation
Figure 5.1 shows the signal at the input channel when the channel spacing is
set at 0.1 nm.
Figure 5.1   Optical spectrum at the input of the fiber when channel spacing is set
at 0.1 nm
The result obtained from the simulation is depicted in Figure 5.2. From this
figure,   the   FWM  effect   is   obviousl   because   the   simulation   without   external
modulated   laser   is   simpler   compared   to   the   simulation   model   with   external
modulated  laser.   The   interfering  wavelengths   generated  around  the   original   two
45
wavelength systems  are  1549.9  nm  and 1550.2  nm, thereby the  power  of  the  each
FWM sideband is approximately -59 dBm
Figure 5.2   Optical spectrum at the output of the fiber when channel spacing is set
at 0.1 nm
Figure 5.3 shows the signal at the input channel when the channel spacing is
set at 0.2 nm.
Figure 5.3   Optical spectrum at the input of the fiber when channel spacing is set
at 0.2 nm
When the channel spacing is increased to 0.2 nm, the result obtained from the
simulation  is depicted in Figure 5.4. The interfering wavelengths generated around
47
the original two wavelength system are 1549.8 nm and 1550.4 nm, thereby the power
of the each FWM sideband is approximately -61 dBm.
Figure 5.4   Optical spectrum at the output of the fiber when channel spacing is set
at 0.2 nm
Similarly, Figures 5.5 shows the signal at the input channel when the channel
spacing is increased to 0.5 nm.
Figure 5.5   Optical spectrum at the input of the fiber when channel spacing is set
at 0.5 nm
Figure  5.6  shows  the  interfering  wavelengths  generated  around  the  original
two wavelength system of 1549.5 nm and 1551 nm; thereby the power of each FWM
sideband is approximately -71 dBm.
48
Figure 5.6   Optical spectrum at the output of the fiber when channel spacing is set
at 0.5 nm
Therefore, as the spacing between channels is increased the effect of the
FWM is decreased
5.3.2   Effect of Different Power Level of the Signals Sources
In the following process, the power level of the input sources was varied from
20 dBm to -10 dBm with step -10 dBm while other parameters such as the dispersion
and the effective area were kept unchanged.
The result obtained from the simulation when the input source power is set at
20 dBm is depicted in Figure 5.7.
49
Figure 5.7   Optical spectrum at the output of the fiber when input power is set at
20 dBm
The result obtained from the simulation when the input source power is set at
10 dBm is depicted in Figure 5.8.
Figures 5.8   Optical spectrum at the output of the fiber when input power is set at
10 dBm
The result obtained from the simulation when the input source power is set at
-10 dBm is depicted in Figure 5.9.
50
Figures 5.9   Optical spectrum at the output of the fiber when input power is set at
-10 dBm
From the results, given it is clear that when the power level is increased to 20
dBm the effect of the FWM becomes very severe as shown in the Figure 5.7. As the
power level of the signal sources is decreased to -10 dBm the FWM becomes less
effective,   as  shown  in  the  Figure  5.9,   therefore,   the  FWM  becomes  significantly
effective at high optical power levels.
5.3.3   Effect of   Increase Dispersion of the Fiber Optic
The  dispersion  parameter   of   fiber   optic  was   changed  from  1.0  ps/nm/km
to16.75 ps/nm/km, at input power of 0 dBm. The results were taken at the end of the
fiber optic.
Simulation results at dispersion of 16.75 ps/nm/km at input power of 0 dBm
is shown in Figures 5.10.
51
Figure 5.10   Optical spectrum at the output of the optical when the dispersion of
fiber optic is set at 16.75 ps/nm/km
The results obtained at the end of the fiber when the power level is set at 0
dBm  and  the  dispersion  is  set   at   16.75  ps/nm/km  as  shown  in  Figure  5.10,   was
compared  with  the  result   obtained  at   the  same  power   level   and  dispersion  of   1
ps/nm/km  as  shown  in Figure  5.4,   these  result  show  that  the  FWM  products were
reduced when the dispersion parameter is increased. It is important to mention that
the  dispersion  parameter   can  not   be  set   at   too  high  value  because  it   does  bring
limitation in bandwidth in the WDM model.
5.4   Simulation Results with the External Modulated Signal
In   this   simulation   two   CW  lasers   were   used   as   signals   sources,   the
frequencies were set at 1550 and 1550.1 nm, as shown in Figure 4.1, where as the
power was set at 0 dBm, due to the interest in measuring only the total power of the
sideband  frequencies,   where  the  shape  of  the  spectrum  is  not   required.   The  input
signals have propagated through 25 km of nonlinear fiber.
52
5.4.1   Effect of Channel Spacing variation
Figure 5.11 shows the signal at the input channel when the channel spacing is
set at 0.1 nm.
Figure 5.11   Optical spectrum at the input of the fiber when the channel spacing is
set at 0.1 nm
The result obtained from the simulation is depicted in Figure 5.12. The FWM
effect is not quite obvious because the external modulation produce sideband.
53
Figure 5.12   Optical spectrum at the output of the fiber when the channel spacing
is set at 0.1 nm
Figure 5.13 shows the signal at the input channel when the channel spacing is
set at 0.2 nm.
Figure 5.13   Optical spectrum at the input of the fiber when the channel spacing is
set at 0.2 nm
From  Figures   5.14,   the   FWM  effect   is   quite   obvious   when  the   channel
spacing is increased to 0.2. The power of the FWM sideband is approximately -72
dBm
54
Figure 5.14   Optical spectrum at the output of the fiber when the channel spacing
is set at 0.2 nm
Figure 5.15 shows the signal at the input channel when the channel spacing is
set at 0.5 nm.
Figure 5.15   Optical spectrum at the input of the fiber when the channel spacing is
set at 0.5 nm
Also  in  Figures  5.16,   the  FWM  effect   is  quite  obvious  when  the  channel
spacing is increased to 0.5 nm. The power of the FWM sideband is approximately -
87 dBm
55
Figure 5.16   Optical spectrum at the output of the fiber when the channel spacing
is set at 0.5 nm
Therefore, as the spacing between channels is increased the effect of the
FWM is decreased
5.4.2   Effect of Different Power Level of the Signals Sources
In the following process, the power level of the input sources was varied from
20 dBm to -10 dBm with step -10 dBm while other parameters such as the dispersion
and the effective area were kept unchanged.
The result obtained from the simulation when the input source power is set at
20 dBm is depicted in Figure 5.17.
56
Figure 5.17   Optical spectrum at the output of the fiber when input power is set at
20 dBm
The result obtained from the simulation when the input source power is set at
10 dBm is depicted in Figure 5.18.
Figure 5.18   Optical spectrum at the output of the fiber when input power is set at
10 dBm
The result obtained from the simulation when the input source power is set at
-10 dBm is depicted in Figure 5.19.
57
Figure 5.19   Optical spectrum at the output of the fiber when input power is set at -
10 dBm
From the results, given it is clear that when the power level is increased to 20
dBm the effect of the FWM becomes very severe as shown in the Figure 5.17. As the
power level of the signal sources is decreased to -10  dBm the FWM becomes less
effective,   as  shown  in  the  Figure  5.19,   therefore,   the  FWM  becomes  significantly
effective at high optical power levels.
The new generated mixing products have high possibilities of falling directly
on the original signal, which produce crosstalk.
5.4.3   Effect of   Increase Dispersion of the Fiber Optic
Simulation results with the use of the external modulated laser at dispersion
of 16.75 ps/nm/km at input power of 0 dBm is shown in Figures 5.20.
58
Figure 5.20   Optical spectrum at the output of the fiber when input power is set at
0 dBm
The results obtained at the end of the fiber when the power level is set at 0
dBm  and  the  dispersion  is  set  at  16.75  ps/nm/km  as  shown  in  Figures  from  5.20.
were compared with   the result obtained at the same power level and dispersion of 1
ps/nm/km as shown in Figure 5.12, these result show that the FWM products were
reduced when the dispersion parameter is increased. It is important to mention that
the  dispersion  parameter   can  not   be  set   at   too  high  value  because  it   does  bring
limitation in bandwidth in the WDM model.
5.4.4   Effect of Increase Effective Area of the Fiber Optic
Simulation results with the use of the external modulated laser at effective
area of 76.5 m
2
at input power of 0 dBm are shown in Figure 5.21.
59
Figure 5.21   Optical spectrum at the output of the fiber when the effective area of
the fiber optic is set at 76.5 m
2
Results obtained at the end of fiber where the power level is set at 0 dBm, and
the effective area is increased to 76.5m
2
is shown in Figure 5.21 is compared with
Figure 5.12 which the effective area is set at 64 m
2
. It is found that the increasing of
the effective area can reduce the FWM effect.
5.5   Simulation of Four Wave Mixing for Higher Number of Channels
This section presents the simulation results as the number of channels is
increased to four in the simulation model, with or without the use of external
modulated laser.
60
5.5.1   Simulation Results for Four Signal Source without External Modulated
Signal
The simulation results for four channels, without use of external modulated
laser, Figure 5.22 shows input signal when number of channels is increased to four
and the channel spacing is set at 0.1 nm.
Figure 5.22   Four optical spectrum at the intput of the fiber when the channel
spacing is set at 0.1 nm
The   result   obtained  from  the   simulation  when  the   number   of   channel   is
increased is depicted in Figure 5.23. The number of FWM also is increased
61
Figure 5.23   Four output optical spectrum channels when the channel spacing is set
at 0.1 nm
The   result   obtained  from  the   simulation  when  the   number   of   channel   is
increased and the  channel spacing is set  at 0.5  nm is depicted in  Figure 5.24. The
number of FWM also is increased
Figure 5.24   Four output optical spectrum channels when the channel spacing is
set at 0.5 nm
62
5.5.2   Simulation Results for Four Signal Source with External Modulated
Signal
The simulation results for four channels, when using External modulated
Laser, at different channel spacing..
Figure 5.25 shows input signal when number of channels is increased to four
and the channel spacing is set at 0.1 nm.
Figure 5.25   Four Input optical spectrum channels when the channel spacing is set
at 0.1 nm
The   result   obtained  from  the   simulation  when  the   number   of   channel   is
increased and the  channel spacing is set  at 0.1  nm is depicted in  Figure 5.26. The
number of FWM is also increased.
63
Figure 5.26   Four output optical spectrum channels when the channel spacing is set
at 0.1 nm
The   result   obtained  from  the   simulation  when  the   number   of   channel   is
increased and the  channel spacing is set  at 0.5  nm is depicted in  Figure 5.27. The
number of FWM is also increased but with less effect.
Figure 5.27   Four output optical spectrum channels when the channel spacing is set
at 0.5 nm
64
5.6   Discussions
Based on the results presented, The FWM effects increase as the number  of
channels   is   increased.   The   number   of   spurious   signals   due   to   FWM  increase
geometrically and given by
M= (N
3
-N
2
)/2   (5.1)
where  N  is  the  number  of  channels  and  M  is  the  number  of the  newly  generated
sidebands. The new generated mixing products have high possibilities fall directly on
the original signal, this could produce crosstalk.
Therefore, as the spacing between channels is reduced or remained equal the
effect  of  the  crosstalk  is  found  to  become  greater.   When  the  spacing  between  the
channels  is  unequal,   showed  that   the  mixing  products  have  low  power   level   and
highly  possible  not   to  falls  on  the  original   signal,   which  makes  them  easy  to  be
filtered, and in turn improve the system performance.
Results obtained at the end of fiber where the power level is set at 0 dBm, and
the effective area is increased to 76.5m
2
are shown in Figures 5.10. It is found that
the  OSNR  obtained is  better  than  before increasing  the  effective  area  as  shown  in
Figure 5.4.
As general, the increase of the effective area can reduce the FWM effect and
give higher OSNR value compared to the simulation result obtained with the same
power level.
The  effective  area  refers   to  the  equivalent   area  of   the  fiber   in  which  the
optical   power   is   transmitted.   In  the   case   of   single   mode   fiber,   this   is   roughly
proportional to the core area. Fiber with a large effective area offers reduced optical
power density, which raises the power threshold for the FWM penalties.
In addition, the effective area parameter and the dispersion parameter can be
used to calculate the FWM efficiency as follows:
65
 = n
2
 /(A
eff
 x D x
2
)   (5.2)
where  is the FWM efficiency, n
2
 is the nonlinear index coefficient, A
eff
is the
effective area, D is the dispersion and  is the spectral width. 
5.7   Analytical Modelling
Matlab based program has been developed using Equations 4.4 to 4.6 in order
to design analytical model (Appendix A), which assists to predict the expected FWM
power  in  different   channel   spacing.   The  designed  model   can  give  the  expectation
value of the FWM power in different input signal power level.
The analytical results have been compared to the results obtained from the
numerical simulation, as shown in Figures 5.28 and 5.29.
Figure 5.28   Power per channel vs. FWM power
5   10   15   20   25   30   35   40
-125
-120
-115
-110
-105
-100
-95
-90
power per channel in mill watt
F
W
M
p
o
w
e
r
(
d
B
m
)
66
Figure 5.29   Channel spacing versus FWM power
These  results  show  that   when  power  per  channel   is  increased  the  spurious
power   increase,   too.   The  power   of   the  FWM  produced  is  found  to  be   inversely
proportional to the square of the channel spacing, when all channels have the same
input power. Furthermore, the FWM effects increase exponentially as the level of the
optical power from the signal sources is increased, as shown in the Figure 5.28
Based on results presented, it is clear that when the channel spacing is smaller
the FWM effect becomes more significant due to the phase matching, as shown in
Figure 5.29.
5.8   Four Wave Mixing Reduction
One way to combat the FWM process is to use unequal channel spacing, so
that the mixing products do not coincide with signal frequency, and to use low input
power, or high effective area. Fiber dispersion management is a very effective way,
helpful not for FWM but also is the case of other nonlinear phenomena, that degrade
0. 1   0. 15   0. 2   0. 25   0. 3   0. 35   0. 4   0. 45   0. 5   0. 55   0. 6
-80
-75
-70
-65
-60
-55
c hannel   s pac i ng
F
W
M
p
o
w
e
r
(
d
B
m
)
Anal y t i c al   s im ulat ion
numeri c al   s im ulat ion
67
transmission performance in the fiber, also FWM can be mitigated by increasing the
effective area of the fiber [19].
5.8.1   Effect of Unequal Channels
Figure 5.30 shows input signal when the channel spacing is unequal.
Figure 5.30   Optical spectrum at the input of the fiber when the channel spacing is
unequal
When the spacing between the channels is unequal, showed that the mixing
products have low power level and highly possible not to falls on the original signal,
which makes them easy to be filtered, and in turn improve the system performance.
As shown Figure 5.31.
68
Figure 5.31   Optical spectrum at the output of the fiber with unequal channel
spacing
5.8.2   Effect of Increase Effective Area of the Fiber Optic
The effective area parameter of fiber optic has been changed from 64 m
2
to
76.5 m
2
at the power level set at 0 dBm.   The results were taken at the end of the
fiber optic.
Simulation results at effective area of 76.5 m
2
at input power of 0 dBm are
shown in Figures 5.32.
Figure 5.32   Optical spectrum at the output of the fiber when the effective area of
the fiber optic is set at 76.5 m
2
69
Results obtained at the end of fiber where the power level is set at 0 dBm, and
the effective area is increased to 76.5m
2
s shown in Figure 5.32. It is found that the
increasing of the effective area can reduce the FWM effect.
70
CHAPTER 6
CONCLUSIONS AND RECOMMENDATIONS
6.1   Conclusion
Future  wireless   systems   it   will   be  targeting  towards   providing  broadband
access and personal area multimedia services to large number of subscribers. Radio
over   fiber   (RoF)   network   accompanied   with   wavelength   division   multiplexing
(WDM)   can   provide   a   simple   topology,   easier   network   management,   and   an
increased  capacity  by  allocating  different  wavelengths  to  individual   remote  nodes.
The   performance   of   WDM  networks   is   strongly   influenced   by   nonlinearity
characteristic inside the fiber. Therefore the nonlinearity effects of fiber optics pose
additional limitation in WDM systems.
It is well known that FWM in WDM for RoF signals are mostly generated by
non-degenerate FWM process regardless of the number of input signals. In this study
only two and four input signals were launched into the optical fiber. The FWM effect
has  been  investigated analytically  and  numerically  simulated.   Simple  equations  to
determine the  spectral  linewidth,   the  FWM  power  due  to  channel  spacing  and  the
power of the FWM components due to the input power have been deduced.
The   numerical   simulation   results   obtained   have   shown   the   spectral
characteristics   of   the   FWM  in   WDM  for   RoF  where   the   effects   of   FWM  are
pronounced with decreased channel spacing of wavelengths or at high signal power
levels.
71
The numerical simulation model results and the analytical model results were
compared. The numerical simulated results clearly demonstrate that the degradation
due to FWM can be minimized by ensuring that the phase matching does not occur.
This   has   been  achieved  by  increasing  the  channel   separation  and  supplying  low
signal power level. The high effective area is also found to the decrease FWM effect.
It  is  noticed  that  the  FWM  also  causes  inter-channel  cross  talk  for  equally  spaced
WDM channels. Thus, FWM can be mitigated using unequal channel spacing.
It could be concluded that results obtained from this study will provide useful
information  for   identifying  the   fundamental   limit   of   the   capacity   of   the   WDM
systems.
6.2   Recommendations for Future Work
FWM  in  WDM  for   RoF  effects  are  likely  to  become  the  main  source  of
performance degradation in contemporary and future fiber optical communications,
therefore future studies in attempt to overcome such problems, the following could
be recommended.
Investigation   of   FWM  effect   using   more   than   eight   sources   is   essential
because most technologies nowadays use DWDM in order to meet the huge capacity
demands
Crosstalk is the transfer of power from one channel to another, can occurs
due to nonlinear effect. FWM can produce crosstalk between wavelength channels.
This crosstalk is strongly dependent on channel separation and optical power.
Therefore it is important to estimate how large the cross talk is.
72
7.   References:
[1]   Hamed   Al-Raweshidy,   Radio   over   Fiber   Technologies   for   Mobile
Communications Networks , Artech House, 2002.
[2]   Guo, Y., Kao, C. K. and Chiang, K. S. Nonlinear photonics: nonlinearities
in optics, optoelectronics and fiber communications. Springer-Verlag, 2002.
Berlin, Germany.
[3]   Govind   P.Agrawal,   Fiber-Optic   communication   system   McGraw-Hill
December 2001.
[4]   Robert,   C.   E.   Optical   Networking   A   beginers   guide   McGraw-
Hill/Osborne   2004
[5]   Yannis,   L.   G.   New  optical   Microwave  Up-Conversion  Solution  in  Radio
over  Fiber  Network  Journal  of  lightwave  technology, 24  (3)  (2006) 1277-
1282
[6]   Antti   Lamminp,   Measurement   of   nonlinearity  of   optical   fiber.  Master
thesis, Helsinki University of Technology, 2003.
[7]   D. Marcuse,   Effect of Fiber Nonlinearity on Long-Distance Transmission,
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[8]   Remigius  Zengerle,   Modeling  of   Nonlinear  Phenomena  in  Optical   Multi-
channel   Trasmission   system   Master   thesis,   University  of   Kaiserslautern,
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and  solitons   in  fibers   with  higher-order   dispersion   Journal   of   lightwave
technology,   29 (3) (2004) 950-955.
[10]   Ajung   Kim,   Young   Hun   Joo,   and   Yungsoo   Kim,   60GHz   Wireless
Communication  Systems  with  Radio-over-Fiber   Links  for   Indoor  Wireless
LANs Journal of   lightwave technology, 20, (4), (2004) 517-521.
[11]   Anthong  Nooma,   Radio  over  Fiber   Technology  for   Broadband  wireless
communication systems Master thesis, Eindhoven University of Technology,
2005.
[12]   Takuo  Tanemura  and  Kazuro  Kikuchi,   Unified  analysis   of   modulational
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73
[13]   Caiqin Wu and Xiupu Zhang, Impact of Nonlinear Distortion in Radio Over
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[17]   Y. S. Jang and Y. C. Chung, Four-Wave Mixing of Incoherent Light in a
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74
APPENDIX A
MATLAB PROGRAM FOR FWM POWER
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
% this program is used to compute power per channel versus FWM power
% and to compute channe spaing versus FWM channel
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
% variables
%
% X = third order susceptibility
% lemda = wavelength in vacuum
% c = speed og light in vacuum
% Aeff= effecive area of the optical fiber
% n= nonlinear reflective inex
% alfa = fiber loss
% D= degeneracy factor
% eff = FWM efficiency
% Leff = effctive length
%
x=6*10^-15;
lemda=0.5*10^-6;
c=3*10^8;
Aeff=6.4*10^-11;
n=1.48;
75
alfa=.0461;
eff=.05;
Leff=22*10^3;
D=3;
k=(32*(pi)^3*x)./(n^2.*lemda*c)*(Leff/Aeff)
P=eff*(D.*k).^2*(1*10^-3)^3*exp(-alfa*75)
Pdb= 10*log10(P/10^-3)
plot(x,y)
hold on
y1 = [-59.5 -61.2 -65.5 -68   -72.5 -80];
plot(x,y1,'r')