Thiele
Thiele
August 1999
EUROPEAN CENTRE FOR MINORITY ISSUES (ECMI) Schiffbruecke 12 (Kompagnietor Building) D-24939 Flensburg . Germany
% +49-(0)461-14 14 9-0 fax +49-(0)461-14 14 9-19 e-mail: info@ecmi.de internet: http://www.ecmi.de
ECMI Working Paper #5
Introduction 1
i
V. Conformity of the Estonian Citizenship Law with Public International Law 17
Concluding Remarks 21
References 23
ii
The Criterion of Citizenship for Minorities
The Example of Estonia1
Carmen Thiele2
ABSTRACT
INTRODUCTION
1
An earlier version of this paper was presented at the ECMI Seminar “Minorities and Majorities in
Estonia: Problems of Integration on the Threshold of the EU,” Aabenraa, Denmark, and Flensburg,
Germany, 22 to 25 May 1998.
2
Dr. Carmen Thiele is currently working as an Assistant Professor of Public Law at the Europa-
Universität Viadrina in Frankfurt (Oder).
1
I. THE PROTECTION OF MINORITIES AS A HUMAN RIGHT OR
CITIZENS’RIGHT
Capotorti emphasises here that citizenship of the state of residence is a prerequisite for
membership of a minority protected under international law. In his opinion, foreigners,
3
Art. 8 sentence 1 of the Minority Treaty with Poland of 28 June 1919 states: “Polish nationals who
belong to racial, religious or linguistic minorities shall enjoy the same treatment and security in law and
in fact as the other Polish nationals.” In: Consolidated Treaty Series (CTS), vol. 225, p. 412.
4
United Nations Treaty Series (UNTS), vol. 999, p. 171. The principal mandate of Sub-Commission,
which was established in 1947 by the Commission on Human Rights, is to undertake studies and to make
recommendations to the Commission concerning the prevention of discrimination of any kind relating to
human rights and fundamental freedoms and the protection of racial, national, religious and linguistic
minorities. At present, the Sub-Commission has four working groups which meet before each session: the
Working Group on Communications, the Working Group on Contemporary Forms of Slavery, the
Working Group on Indigenous Populations, and the Working Group on Minorities.
2
i.e. non-citizens, are already protected under customary international law (Capotorti
1991: 12, para. 57).
Deschênes (1985) also includes the criterion of citizenship for minorities, which he
defines as:
On the other hand, Tomuschat (1983: 960) asserts as incorrect the statement in the
1977 report whereby it is “commonly accepted” that members of a minority must be
citizens of the state. Nowak (1993) also doubts that the substantial meaning of the
traditional concept of minorities in connection with the requirement of citizenship has
found its way into Art. 27 of the ICCPR which uses the term “persons” and not the term
“citizen” found in Art. 25 (Nowak 1993: 499 f., Art. 27, para. 16). The Human Rights
Committee, established by Art. 28 and which is responsible for monitoring state
obligations deriving from the ICCPR, stated explicitly that Art. 27 refers to foreigners
as well. It also notes that all members of an ethnic, religious or linguistic minority are
granted minority rights, no matter whether they possess the citizenship of the state or
not.5 Nowak comes quite logically to the conclusion that minority protection developed
in the inter-war period from a citizens’right to a human right by way of Art. 27 (Nowak
1993: 489, para. 17).
Eide (1993) also includes non-nationals in the concept of minorities in his final
report to the UN Sub-Commission. He stated that:
“For the purpose of this study, a minority is any group of persons resident within a
sovereign State which constitutes less than half the population of the national
society and whose members share common characteristics of an ethnic, religious or
linguistic nature that distinguish them from the rest of the population.” (Eide 1993:
7, para. 29).
5
Human Rights Committee, para. 5.1 of the “General Comment No. 23 (50) on Article 27/Minority
rights,” in: UN Doc. CCPR/C/21/Rev. 1/Add. 5, 6 April 1994; reprinted in: Human Rights Law Journal
(HRLJ), 15 (1994) 4-6, p. 234 ff. (235).
3
He thereby effectively replaces the citizenship criterion with the simple standard of
place of residence. According to his definition, even immigrants who have not resided
for a very long time in the state would be considered a minority (Eide 1993: 9, paras.
41-42).
The tendency at the universal level is, however, not followed in Europe. In the
framework of documents on minority rights developed by the Council of Europe, a
“national minority” is defined in such a manner that only citizens of the state fall within
the scope of this protection. The Proposal for a European Convention for the Protection
of Minorities adopted by the European Commission for Democracy through Law
(“Venice Commission”) of the Council of Europe on 8 February 19917 declares in Art.
2.1:
“For the purposes of this Convention, the term 'minority' shall mean a group which
is smaller in number than the rest of the population of a State, whose members, who
are nationals of that state, have ethnical, religious or linguistic features different
from those of the rest of the population, and are guided by the will to safeguard
their culture, traditions, religion or language.”
6
UN Doc. A/RES/47/135, 18 December 1992; reprinted in: HRLJ, 14 (1993) 1-2, p. 54 ff. See the
representations and assessments by Alfredsson and Zayas (1993: 1 ff.); Thornberry (1993: 11 ff.).
7
European Commission for Democracy through Law - Venice Commission, CDL/MIN (93) 6 and
7.
4
The Proposal for an Additional Protocol to the European Convention on Human
Rights concerning Persons belonging to National Minorities of 1 February 19938
defines a national minority in Art. 1 as follows:
The European Charter for Regional or Minority Languages, adopted by the Council
of Europe on 5 November 1992,9 also uses the criterion of citizenship as demonstrated
in Art. 1:
Due to disagreement between the participating states, the Council of Europe was
unable to define the term “minority” in the Framework Convention for the Protection of
National Minorities of 1 February 1995.10 It was also unable to establish citizenship as
a precondition for the protection of national minorities. Nevertheless, some states (e.g.
Germany, Luxembourg) have made unilateral declarations concerning their
understanding of whom the term “national minority” applies to, restricting it to
nationals of the state. One will have to wait and see whether a new tendency towards
abolishing citizenship as a criterion for defining national minorities will develop in
Europe or whether this criterion will prevail.
Similarly, there is no definition of minorities in the documents of the Organisation
for Security and Co-operation in Europe (OSCE, formerly CSCE). The Document of
the Copenhagen Meeting of the Conference on the Human Dimension of 1990,11 widely
accepted as the most eminent and far-reaching document on the international protection
of national minorities, distinguishes between regulations for the protection of migrant
8
Rec. 1201 (1993) of the Parliamentary Assembly of the Council of Europe.
9
European Treaty Series (ETS), 148, 1992. Entry into force on 1 March 1998; reprinted in: HRLJ,
14 (1993) 3-4, p. 148 ff. See the representations and assessments by Hofmann (1995), p. 55 ff.
10
ETS, 157, 1995. Entry into force on 1 February 1998; reprinted in: HRLJ, 16 (1995) 1-3, p. 92 ff.
11
29 International Legal Materials (ILM) 1305 (1990).
5
workers and of national minorities.12 The participating states acknowledged in the
Document of the Geneva Meeting of Experts on National Minorities of 1991 that
“members of a national minority have the same rights and the same duties [...] as the
other citizens.”13 The conclusion may be drawn from both documents that, within the
OSCE, the members of a national minority must possess the citizenship of their state of
residence in order to obtain protection as a minority. The opposite conclusion might,
however, be drawn from the practice of the OSCE and especially the practice of the
High Commissioner on National Minorities (HCNM),14 established by the Helsinki
Summit in 1992.15 The OSCE Missions and the HCNM have, for example, dealt with
the problems of the Russian-speaking population of the Baltic states who do not possess
the citizenship of these states.16
Finally, the national law of most European states, including the Federal Republic of
Germany and the Baltic states, restricts minority rights to citizens and excludes
foreigners, irrespective of the duration of their legal residence.
The right of the state to set the standards for citizenship derives from the ius cogens
rule in public international law regulating the sovereignty of states. The doctrine of the
exclusive domestic jurisdiction of states in international law was embodied in the
Covenant of the League of Nations in Art. 15.8. An enumeration of what belonged to
this jurisdiction was not included (Juss 1994: 226 f.). The doctrine of the “domaine
12
Part II , pt. 22 and Part IV of the Document of the Copenhagen Meeting of the Conference on the
Human Dimension of the CSCE, 29 June 1990.
13
Part IV of the Report of the CSCE Meeting of Experts on National Minorities, Geneva, 19 July
1991, in: 30 ILM 1692 (1697) (1991).
14
For the mandate of the HCNM see: The Foundation on Inter-Ethnic Relations, The Role of the
High Commissioner on National Minorities in the OSCE Conflict Prevention. An Introduction, The
Hague: FIER, June 1997, p. 18 ff.
15
Part II of the “CSCE Helsinki Document 1992: The Challenges of Change” adopted in Helsinki
on 10 July 1992, hereafter referred to as “OSCE Helsinki II Document”, in: 31 ILM 1385 (1396) (1992).
16
OSCE Missions are present in Estonia and in Latvia, amongst others. They deal with the question
of the acquisition of citizenship of the Russian-speaking population.
6
réservé” in questions of citizenship was proclaimed by the Permanent Court of
International Justice (PCIJ) in its Advisory Opinion of 1923 on the Nationality Decrees
in Tunis and Morocco.17 This rule was codified in the Convention on Certain Questions
relating to the Conflict of Nationality Laws of 12 April 1930.18 Art. 1 of the
Convention declares: “It is for each State to determine under its own law who are its
nationals.” Art. 2 states further: “Any question as to whether a person possesses the
nationality of a particular State shall be determined in accordance with the law of that
State.” Reflecting state practice, this principle has been accepted as customary
international law (Randelzhofer 1997: 502).
17
Permanent Court of International Justice (PCIJ), Series B, 1923, No. 4, p. 24.
18
League of Nations Treaty Series (LNTS), vol. 179 (1937-38), No. 4137, p. 89 ff. See Hudson
(1952: 7).
19
“Advisory Opinion of 1923 on the Nationality Decrees in Tunis and Morocco,” in: PCIJ, Series B,
1923, No. 4, p. 24.
20
The Nottebohm case made a great contribution in that this rule was recognised as a rule of public
international law. See Donner (1994: 89).
21
Reports of Judgements, Advisory Opinions and Orders of the International Court of Justice (ICJ
Rep.) 1955, p. 4 ff. (23).
7
longer period of time, knowledge of the language and self-sufficiency are commonly-
required criteria (Weis 1979: 100). The obligations arising in regard to human rights
are also acknowledged as criteria restricting the competence of states to regulate the law
on nationality (Mikulka 1995: 24, para. 64).
The right to a citizenship or the protection against statelessness was first set forth in
the Universal Declaration of Human Rights of 10 December 1948.22 Art. 15.1 states
that: “Everyone has the right to a nationality.” From this rule, every human being can
derive a right to a citizenship but not to that of a specific state. Since there is no duty
for a state to grant any individual its nationality, this is in fact an empty rule (Chan
1991: 3). De Groot (1989) coins this right a “dubious human right” (de Groot 1989:
15). The right of a stateless person to a nationality can be deduced from this general
principle, but not the duty of the state of residence to unconditionally grant its
nationality to this person.23 Due to the lack of a substantive common right to a
nationality, there is also no absolute right to a nationality for people residing in a newly
independent state, merely on the basis of residence at the time independence is regained
(Donner 1994: 311).
Due to the complexity of the issue, the right of every human being to a nationality
was not incorporated into the ICCPR.24 Art. 24.3 grants every child the right to a
nationality but the rule does not determine which state’s citizenship the child is entitled
to. Under the rule of interpretation in the 1969 Vienna Convention on the Law of
Treaties25 (Art. 31.1, which declares that a treaty has to be interpreted in the light of its
intention and object) as well as in the ICCPR (Art. 2.1, which binds all contracting
states to grant all the rights included in the Covenant to all human beings present on its
territory or subject to its rule), every child residing on the territory of a given state has
22
UN Doc. A/RES/217 A (III).
23
Report of the Secretary General “Situation of Human Rights in Estonia and Latvia,” in: UN Doc.
A/48/511, p. 7, para. 29.
24
Nowak (1993: 433, Art. 24, para. 23).
25
UNTS, vol. 1155, p. 331.
8
the right to obtain the nationality of this state, unless he or she has a claim to another
nationality (Nowak 1993: 434, Art. 24, para. 26).
Even though there is no duty arising from Art. 24.3 of the ICCPR to grant
citizenship to all children born on the territory of a state, there is at least the duty of the
state to take measures, in co-operation with other states, in order to ensure that every
child obtains a nationality. If all measures fail, then the state where the child is born
must grant its nationality to the child.26 The United Nations Convention on the Rights
of the Child of 20 November 198927 (Art. 7.1) also proclaims the right of each child to a
citizenship. The right of a stateless child to obtain the nationality of the state where
he/she is born (ius soli principle) is already, in the opinion of Chan (1991: 11), a rule of
customary international law.
The International Convention on the Elimination of All Forms of Racial
Discrimination of 21 December 196528 (Art. 5), whose prohibition of discrimination
belongs to the rules of general public international law,29 states that every kind of racial
discrimination is prohibited and that each person has the right, regardless of race,
colour, national or ethnic origin, to equality before the law. This is also valid for the
right to a nationality listed under (d) (iii). Therefore, the right to a nationality has to be
granted independently of one’s national or ethnic affiliation.
26
“Human Rights Committee, General Comment No. 17, 5 April 1989,” reprinted in: Nowak (1993:
865 ff.); Chan (1991: 5, Fn. 37).
27
UN Doc. A/RES/44/25.
28
UN Doc. A/RES/2106 A (XX).
29
“Barcelona Traction, Light and Power Company, Limited, Judgement,” in: ICJ Rep. 1970, para.
34, p. 3.
30
UNTS, vol. 213, p. 221; ETS, 5, 1950.
31
An enumeration at Chan (1991: 6 f.).
32
Council of Europe, Information Sheet No. 22, 1988, p. 54.
9
Nationality of 6 November 199733 also testifies to efforts at achieving a rule for the
question of citizenship. Art. 4 contains two important principles: (a) “everyone has the
right to a nationality”; and (b) “statelessness shall be avoided”.
In addition, under Art. 6.2, every contracting state has the duty to provide in its
national law the possibility to grant its nationality to a child born within its territory, if
the child does not obtain another nationality through birth. Every child has, therefore, a
right to a nationality similar to that guaranteed by the Convention on the Rights of the
Child. Pursuant to Art. 6.4, each state has the duty to simplify access to nationality,
especially for persons who were born and live lawfully within its territory or who
already have had their place of residence there for a certain period of time, to be
determined by the national legal order, before their 18th birthday. In addition to these
provisions, the OSCE Helsinki II Document of 1992 acknowledged that: “everybody
[has] the right to a nationality.”34
The American Convention on Human Rights of 196935 goes beyond these models
by including a general right to a nationality (Art. 20). The Inter-American Court of
Human Rights (IACourtHR) stated in its advisory opinion of 1984 regarding the
proposed Amendments to the Naturalisation Provisions of the Constitution of Costa
Rica36: “[I]t is generally accepted today that nationality is an inherent right of all human
beings.” The Court continued
“ [...] it will be necessary to reconcile the principle that the conferral and regulation
of nationality fall within the jurisdiction of the state, [...] with the further principle
that International Law imposes certain limits on the state’s power, which limits are
linked to the demands imposed by the international system for the protection of
human rights.”
There is thus a clear tendency to substitute the classical view, that the granting of
nationality lies solely within the domestic jurisdiction of a state, with the modern, more
human rights-oriented view.
33
ETS, 166, 1997; not yet in force.
34
Point 55 of Part VI “Human Dimension” of the OSCE Helsinki II Document, in: 31 ILM 1385
(1396) (1992).
35
9 ILM 99 (1970).
36
IACourtHR, Advisory Opinion of January 19, 1984, No. OC-4/84; reprinted in: HRLJ, 5 (1984) 2-
4, para. 32, p. 161 ff.
10
III. MINORITY STATUS IN ESTONIA
The last official population census took place in Estonia in 1989, during Soviet
times. Based on estimations of the Estonian statistical authorities, Estonia currently has
a population of 1,462,130 persons, comprising approximately 65% Estonians and 28%
Russians (regardless of citizenship). All other national groups such as Ukrainians,
Belorussians, etc., generally make up less than 3% of the population. Russians form
therefore the largest ethnic group after Estonians.
37
Riigi Teataja (RT) I, 1993, No. 71, pos. 1001.
38
RT, 1925, No. 31/32, pos. 9.
11
groups, such as the Ukrainians (ca. 37,000), Finns (ca. 14,000) or Belorussians (ca.
22,000), are not explicitly mentioned (Hasselblatt 1993: 369). Historical minorities are
thus given special recognition.
In accordance with the different opinions as to whether the Estonian state ceased or
continued to exist, there are also differences of opinion regarding the regulation of
Estonian citizenship (Brubaker 1992: 279). If one takes the view that the original state
disintegrated or disappeared and that a new state was founded, the newly-founded state
then determines the citizens on the basis of its territory. This model is similar to the
“zero option”39 which means that all those natural persons living on the territory at the
moment of the foundation of the state are accepted as its citizens. All persons living at
the time of the declaration of independence on the territory of the Estonian state would
thus acquire Estonian nationality. The “zero option” would, in addition to people of
Estonian ethnicity, also grant Estonian citizenship to non-Estonians, e.g. the Russian
population.40 The alternative view, emanating from the continuity of the state, would
use the model of restored states, which implies the restoration of the citizenship of the
original state.
A compromise between both views is offered by the so-called mixed model. This
begins with the new conditions existing at the time of re-establishment of the state. On
the basis of the former citizenship, new elements are introduced as preconditions for the
granting of nationality— for example a certain, usually lengthier, period of residence on
39
The “zero option” was for instance used in some colonial countries. See Donner (1994: 279).
40
Out of the former Socialist Soviet Republics, only Estonia and Latvia refused to apply the “zero
option”. Lithuania opted for the zero option in its Law on Citizenship of 3 November 1989. In
accordance with Art. 1.3 of this Law, all persons who at the time and after the entry into force of this Law
are residents of Lithuania and have a legal income are automatically citizens of Lithuania. For a period of
two years after entry into force of this Law they have the option to choose their nationality freely; 85 %
did so. See Öst (1993), pp. 59-60. The new Law on Citizenship of 5 December 1991 restricted the
automatic granting of citizenship. See “CIS, Baltic States and Georgia: Nationality Legislation (April
1992)”, in: International Journal of Refugee Law, 4 (1992) 2, p. 235 f.
12
the territory. Nationality is then restored for those who possessed it in the first place as
well as for their offspring, and will also be newly granted to persons who can prove a
long territorial relationship. This model, compared with the first one, is distinguished
by the individual basis of a person’s claim.
Following its understanding of its continuity as a state and the rejection of state
succession as well as of the “zero option”, Estonia adopted the model of restored
nationality, so that only persons who possessed Estonian nationality in the inter-war
period— when Estonia was independent— and their offspring were granted Estonian
nationality.
The choice of the model of re-established nationality is in conformity with the view
of a restored Estonian state and the resumption of its continuity, but ignores the
subsequently produced long-standing situation. In the course of many decades and
generations, the structure of the population changed dramatically. If the changed long-
standing situation is not taken into account, old injustices would be replaced by newer,
no less grave injustices (Zimmer 1971: 205). Eide sees in the option of automatic or
initial citizenship greater conformity with modern human rights.41 The length of
interruption in the identity of the state should be used as the decisive criterion for the
choice of either the model of restored nationality or the mixed model, which also
follows the idea of a restoration of citizenship but under new conditions. Public
international law does not recognise fixed temporal standards. In the case of a relatively
short period of interruption, the model of restored nationality might well be appropriate,
but in the case of an interruption of half a century, as in the Estonian case, the mixed
model would have been more appropriate. As Estonia did not adopt the extreme
position that all legal acts during the period of Soviet annexation are void (Driessen
1994: 120), it does not need to adopt the restoration model for the citizenship
regulations. The acceptance of the mixed model would have been a rational answer to
the actual situation in the state, and would furthermore have been in conformity with the
human rights concept.
41
Asbjørn Eide, “Human Rights Aspects of the Citizenship Issues in Estonia and Latvia based on
available material and visit 3-7 February 1992, at the request of the European Bank for Reconstruction
and Development, Progress Report 11 March 1992,” in: Birckenbach (1997), Doc. 1, para. 16 ff., p. 111 f.
13
2. Restoration of Estonian Citizenship
During the struggle for independence of the Estonian Socialist Soviet Republic
(ESSR), every person residing on its territory was promised Estonian citizenship (initial
citizenship). Already in January 1989, the population was requested to register for
Estonian citizenship. Only those persons who themselves or whose parents possessed
Estonian nationality before 16 June 1940— the day of the Soviet ultimatum which was
followed by the Soviet annexation of Estonia— had a legal claim to Estonian nationality.
Citizens without such a claim could earmark themselves as aspiring to Estonian
citizenship, thus making later naturalisation easier and faster.
By decree of the Supreme Soviet of the Republic of Estonia, the Law on
Citizenship of 1938 in the version of 16 June 194042 was put into force on 26 February
1992.43 The main features of the citizenship regulation are the ius sanguinis principle44
and the avoidance of dual citizenship.45 Pursuant to Art. 3 of this Law, every person
who possessed or whose parents possessed Estonian citizenship before the Soviet
occupation is regarded as an Estonian citizen. About 80,000 non-Estonians thereby
acquired the Estonian nationality.
Since there was no regulation on citizenship on the basis of the place of birth (ius
soli) or residence (ius domicilii), Russians and other non-Estonians who came to Estonia
after 1940 were automatically excluded from Estonian citizenship. They were called
immigrant workers, even colonisers, with no right to automatic acquisition of the
Estonian nationality.46 The only way of acquiring the Estonian nationality was through
naturalisation. As a precondition for naturalisation, the applicant had to have his or her
permanent place of residence in the Estonian territory for at least two years before and
one year after the day of application (residence census “two plus one”) and had to
provide proof of knowledge of the Estonian language (Art. 6 of the Law on
Citizenship). The earliest date for establishing the permanent place of residence was set
42
RT, 1938, No. 39, pos. 357.
43
Russian text in: Vedomosti Estonskoi Respubliki (VER), 1992, No. 7, pos. 109.
44
Art. 1 sentence 1 of the Estonian Law on Citizenship of 1938 in the version of 1940 and Art. 8 of
the Estonian Constitution of 1992.
45
Art. 1 sentence 2 of the Estonian Law on Citizenship of 1938 in the version of 1940.
46
Bratinka, “Report on the Application of the Republic of Estonia for Membership of the Council of
Europe, 14 April 1993,” in: Birckenbach (1997: 174 f., Doc. 4, para. 36). According to Eide, the citizens
of the Soviet Union took advantage of their right of free movement within the Soviet Union of which the
14
at 30 March 1990. The required time period was counted only from that day onwards,
so that 30 March 1993 was the earliest date at which one could acquire Estonian
citizenship through naturalisation. A large part of the population, especially Russians,
did not have the right to vote or the right to be elected in the parliamentary election of
20 September 1992, and were thus excluded from political participation,47 giving rise to
further tensions in a situation that was already tense.
After some intervening changes in the Law on Citizenship, a new Law was enacted
on 19 January 199548 and entered into force on 1 April 1995. The new Law integrated
the complete regulations on citizenship with some modifications. The detailed
conditions for granting citizenship worthy of note are especially the conditions for
naturalisation pursuant to Art. 6:
Baltic States were a part. They therefore did not enter the country as foreigners and cannot be held as
immigrant workers. See Eide, in: Birckenbach (1997: 99, Doc. 1, para 9).
47
This is difficult to reconcile with a western understanding of democracy. See Hanneman (1995:
519).
48
RT I, 1995, No. 12, pos. 122.
49
Category A: oral and written understanding (800 words); category B: restricted oral and written
knowledge (800 words); category C: restricted oral and written knowledge (800 words, official
expressions ); category D: oral and restricted written knowledge (1,500 words); category E: oral and
written knowledge (2,500 words); category F: oral and written command. Categories A - C correspond
15
d) Knowledge of the Constitution and the Law on Citizenship. During the test,
the applicant has to answer twenty questions on the Constitution and the Law,
sixteen of which have to be answered correctly.
e) Economic preconditions, including a regular income.
f) Requirement of loyalty.
g) Oath of loyalty to the Estonian constitutional order.
Pursuant to the bilateral Treaty on the Principles of the Interstate Relations between
the Russian Soviet Federal Socialist Republic (RSFSR) and the Republic of Estonia of
12 January 199150 (Art. 3.1), the contracting parties are under the obligation to grant
citizens of the former Soviet Union a choice between the nationality of the RSFSR or of
the Republic of Estonia. The affected persons therefore had an option. According to
the wording of the article, implementation of the “zero-option” could have been
expected, but this did not happen in practice. In the legislation, however, a reference is
made to the national legislation of the state of residence. The Treaty (Art. 3.3) calls for
a more detailed regulation of this question in a special Treaty on Nationality. Such a
regulation, which entails obligations for the parties, is called “pactum de contrahendo”
in international law (Beyerlin 1976: 407 ff.).
The Treaty on the Principles of the Interstate Relations between of 1991 has
therefore rather the character of a declaration of principle. Although the Russian
Federation has issued a warning,51 no bilateral regulation on the question of nationality
has been enacted so far.
An Additional Protocol52 to Art. 3, 4 and 5 of the Treaty was appended. Art. 1
requires the installation of a joint committee to which the affected person can appeal if a
with a basic, category D to a medium, categories E and F to a higher degree of education. RT I, 1996, No.
8, pos. 168.
50
Ratified by the Supreme Soviet of the Republic of Estonia on 15 January 1991, Russian text in:
VER, 1991, No. 2, pos. 19. Ratified by the Highest Soviet of the RSFSR on the 26 December 1991,
Russian text in: Vedomosti RSFSR, 1992, No. 3, pos. 87. For the Treaty and the Protocol of 12 January
1991 see Hecker (1997: 85 ff.).
51
Letter dated 31 July 1992 from the Permanent Representative of the Russian Federation to the
United Nations Office at Geneva addressed to the Under-Secretary-General for Human Rights, in: UN
Doc. E/CN.4/Sub.2/1992/45, p. 3.
52
Russian text in: Jurist Estonii, 1991, No. 2, p. 169 ff.
16
breach of Art. 3, 4 or 5 has occurred in the state in which the person is residing (Art.
6.1). Due to the absence of a Treaty on Nationality, the committee has no special
importance.
The Russian Law on Citizenship of 28 November 1991,53 amended before the
USSR was dissolved, enabled Russians living within the territory of Estonia to acquire
the Russian nationality through simple registration (Dmitrieva and Lukashuk 1993: 277
ff.). Pursuant to Art. 18 (d) of the amended Law of 6 February 1995,54 every person
who possessed the Soviet nationality and lived within the territory of a former Soviet
Republic has the right to acquire the Russian nationality by registration.
Until mid-1997, about 120,000 Russians living in Estonia acquired the Russian
nationality. The decision to become a Russian national results mainly from the
necessity of avoiding statelessness and acquiring a valid passport.
Estonia derives its competence to legislate its citizenship qualifications from the
generally-accepted principle of the domestic sovereignty of each state to regulate its
own citizenship. Limits to this right are the obligatory genuine link between the natural
person and the state as well as obligations arising from bilateral and multilateral
international agreements.
In the Treaty of 1991 (Art. 3.3), Russia and Estonia agreed on the conclusion of a
Treaty on Nationality. Until now, Estonia has failed to adhere to this binding
international legal obligation. However, the obligation undertaken by Estonia pursuant
to the Treaty (Art. 3.1 and Art. 4.3) to enable the acquisition of Estonian citizenship by
53
Vedomosti RSFSR, 1992, No. 6, pos. 243; English Translation in: Review of Central and East
European Law (RCEEL), 19 (1993) 3, pp. 293-309.
54
Amendments in: Vedomosti Rossijskoj Federacii (V RF), 1993, No. 29, pos. 1112; V RF, 1995,
No. 5, pos. 185.
17
former citizens of the Soviet Union and stateless persons with permanent residence on
Estonian territory has generally been observed by Estonia. Citizenship applicants must
fulfil detailed qualifications required by Estonian legislation, before they can acquire the
citizenship.
The acquisition of Estonian citizenship through paternal descent, in accordance
with the Law on Citizenship of 1938 in the version of 16 June 1940, was re-enacted on
26 February 1992. This regulation constituted a violation of the United Nations
Convention on the Elimination of All Forms of Discrimination Against Women of 18
December 197955 (Art. 9.2) to which Estonia had already acceded in 1991. In the case
of a conflict between domestic law and a ratified international treaty, the Estonian
Constitution of 1992 (Art. 123.2) states that: “If Estonian laws or other acts contradict
foreign treaties ratified by the Riigikogu, the provisions of the foreign treaty shall be
applied.” Furthermore, Estonia could not rely on its domestic law, the Law on
Citizenship, under the Vienna Convention on the Law of Treaties of 1969 (Art. 27) in
order to justify the failure to fulfil an international treaty. The obligation to reconcile
domestic law with international norms was fulfilled by Estonia with the Amendment to
the Law on Citizenship of 23 March 1993, whereby Estonian citizenship may be
acquired through both maternal and paternal descent.
In accordance with the Law on Citizenship in the version of 1995, children of
stateless parents born in Estonia could not acquire the Estonian nationality.56 This was
in violation of ICCPR (Art. 24.3) and the Convention on the Rights of the Child (Art.
7.1), both of which have been ratified by Estonia. These provisions proclaim the right
of the child to acquire a nationality. Pursuant to the Amendment to the Estonian Law
on Citizenship of 8 December 1998,57 which entered into force on 12 July 1999,
children under the age of 15 born on Estonian territory after 26 February 1992 can
acquire the Estonian nationality on the basis of a declaration if their parents are stateless
and have been legal residents of Estonia during the previous five years. The new
regulation does not include children between the ages of 15 and 18 who are under the
55
UNTS, vol.1249, p. 13.
56
The UN Secretary-General and the HCNM recommend that children born in Estonia should
acquire the Estonian nationality if they otherwise would become stateless. See Report of the Secretary-
General “Situation of Human Rights in Estonia and Latvia”, in: UN Doc. A/48/511, para. 89, p. 17; van
der Stoel, Recommendations, in: HRLJ, 14(1993), 5-6, para. 3, p. 218.
57
RT I, 1998, No. 111, pos. 1827.
18
protection of Art. 1 of the Convention on the Rights of the Child and children born
before 26 February 1992. This domestic regulation is not fully in line with the
international obligations of Estonia.
The Estonian Constitution (Art. 8.2) and the Law on Citizenship (Art. 5.3) contain a
prohibition of the deprivation of citizenship for persons who acquired Estonian
nationality by birth. This constitutes a legal position different from that of Estonian
nationals who acquired citizenship through naturalisation. Indeed, an Estonian national
who has acquired the nationality through naturalisation can be deprived of citizenship
under Art. 28.1 (5) of the Law on Citizenship if he or she possesses another nationality
as well. It is therefore possible for Estonians who have acquired nationality by birth to
possess dual nationality whilst this is impossible for naturalised Estonians. This
differentiation produces a division of Estonian citizens into two classes. Whereas
citizenship may provide a basis for differential treatment in international law,
discrimination on the ground of birth, descent or national origin is prohibited pursuant
to the ICCPR (Art. 2.1) (Nowak 1993: 44, Art.2, para. 33), the International Convention
on the Elimination of all Forms of Racial Discrimination (Art. 1.1) and ECHR (Art. 14).
The principle of non-discrimination between nationals by birth or through naturalisation
is included in the European Convention on Citizenship of 1997 (Art. 5.2) (not yet in
force) where it is stated: “Each State party shall be guided by the principle of non-
discrimination, whether they are nationals by birth or have acquired its nationality
subsequently.” As already mentioned, Estonia has not signed this Convention
presumably because of the differences between the Estonian regulation on citizenship
and the provisions of the Convention. Besides Art. 5.2 of this Convention, Art. 6,
especially para. 3 and 4 (e), 4 (f) and 4 (g), is also affected. The Convention provides
for the naturalisation of persons who were born on the territory of the state parties and
reside there lawfully and habitually. Persons who are lawfully and habitually resident
on its territory for a period of time beginning before the age of 18 (that period is to be
determined by the internal law of the state party concerned) and stateless persons are
granted an easier procedure for their naturalisation under the Convention. Contrary to
the Estonian Law on Citizenship, the Convention provides for, and in fact permits,
multiple citizenship (Chapter 5).
19
2. Conformity of Qualifications for Naturalisation with Customary International
Law
Qualifications for naturalisation are determined by domestic law (Weis 1979: 241),
but public international law sets certain limitations which must be observed by states.
Long-term residence on the territory of the state is a generally-accepted criterion in
international law for the granting of nationality. The place of residence establishes a
genuine link between the state and the natural person. Public international law does not,
however, lay down a fixed period of residence. The length or brevity of residence often
depends on the number and extent of additional preconditions: the greater the number
and extent of the additional preconditions, the shorter the period of residence and vice
versa (de Groot 1989: 245). The Estonian demand of an additional one-year period of
residence after registration of the application is unusual but not inadmissible from the
standpoint of international law.
58
IACourtHR, Advisory Opinion of 19 January 1984, No. OC-4/84; reprinted in: HRLJ, 5 (1984) 2-
4, para 63, p. 174.
20
Citizenship establishes certain rights and duties for the natural person in relation to
public law. From this point of view, the necessity of some basic legal knowledge might
be derived in respect of establishing the genuine link between the state and the natural
person. In order to pass the examination on the Constitution and the Law on
Citizenship, the applicant must, however, have a very good level of knowledge going
beyond general knowledge. If knowledge of the language is presumed for Estonian
nationals by birth, one may nevertheless doubt whether they possess the level of
knowledge about the Constitution and the Law on Citizenship required from applicants
for Estonian nationality. On the basis of the internal competence of a state in setting the
preconditions for the establishment of a genuine link to applicants for citizenship, the
requirement of knowledge of the Constitution and the Law on Citizenship is not
inadmissible in international law and also justifies the differential treatment of citizens
by birth and of naturalised citizens. In the same way as for language knowledge, the
IACourtHR held that requirements regarding knowledge of the history and values of the
state as a precondition for naturalisation also lie within the discretion of the state,59 but
that, here again, the degree and extent of such knowledge remain highly disputed.
CONCLUDING REMARKS
59
Ibid.
21
requirement for membership of a legally protected minority. At the European level,
therefore, minority protection is generally a citizens’ right— a view also adopted by
Estonia. Since citizenship regulation is solely a matter for the domestic legislation of
the state, a state is free, apart from some limited international rules, to define the circle
of persons who are to be granted the nationality of the state.
After regaining independence, Estonia decided to re-establish the principles of
Estonian citizenship as applied in the inter-war period. All persons who have settled in
Estonia after 1940 must go through the process of naturalisation in order to acquire
citizenship, but this possibility is denied to many persons because of the language and
legal knowledge requirements.
Because of the Estonian legislation, persons who have a different ethnic identity
from Estonians and who are not citizens of Estonia do not receive the benefits of
common minority rights. Under Estonian law, as at the European level, minority rights
are rights granted to citizens. Therefore, persons within a population sharing the same
ethnic characteristics, language, culture, tradition and history may have a different legal
status which threatens the preservation of their identity. Some, as Estonian citizens,
come under the protection of minority rights; others, as foreigners or as stateless
persons, come under the law concerning aliens or foreigners. This case shows the
serious consequences of relying on the citizenship criterion for specifying national
minorities. On this basis, a considerable part of the Russian-speaking population with a
long-standing territorial relationship is excluded from the Estonian nationality and thus
also from minority rights. A simplification of the naturalisation process and/or the
renouncing of the citizenship criterion as a requirement for membership of a national
minority would positively influence the process of integration of these persons into the
Estonian society.
22
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23
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24
APPENDIX 1
ETHNIC COMPOSITION OF THE POPULATION OF ESTONIA
Source: Statistical Office of Estonia, Statistical Yearbook of Estonia, Tallinn: 1997, p. 55.
25
APPENDIX 2
INTERNATIONAL TREATIES RELATED TO MINORITIES
26
APPENDIX 3
INTERNATIONAL TREATIES RELATED TO
CITIZENSHIP AND STATELESSNESS
27
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