1... Introduction
1... Introduction
1. INTRODUCTION (1-2)
Analytical techniques and methods are used for the quality control of pharmaceutical
compounds and thereby assure patient safety and efficacy, they have become an essential part
of pharmaceutical Quality by design. The scientific understanding gained during the method
development process can be used to devise method control elements and to manage the risks
identified. This approach ensures a very high likelihood of method success during the product
lifecycle. Thus, the validation which is usually performed after method development will
serve the purpose of confirming method performance as opposed to identifying potential
problem areas1.Pharmaceutical analysis plays a very significant role in quality control of
pharmaceuticals through a rigid check on raw materials used in manufacturing of
formulations and on finished products. It also plays an important role in building up the
quality products through in process quality control. It also plays a major role in isolation and
characterization of impurities2.
1.1 ANALYTICAL CHEMISTRY (3-4)
Analytical Chemistry is a measurement of science consisting of a set of powerful
ideas and methods that are useful in all fields of science and medicine. It seeks ever improved
means of measuring the chemical composition of natural and artificial materials. This branch
of chemistry, which is both theoretical, and a practical science, is practiced in a large number
of laboratories in many diverse ways while analytical method, is a specific application of a
technique to solve an analytical problem. Methods of analysis are routinely developed,
improved, validated, collaboratively studied and applied. The discipline of analytical
chemistry consists of qualitative and quantitative analysis.
Qualitative analysis – Information regarding the presence or absence of one or more
components of the sample.
Quantitative analysis– Information regarding the amount of components of the sample,
however the required information is finally obtained by measuring some physical property
that is characteristically related to the compound of interest.(Nash et al).
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Chapter 1 Introduction
1. Classical Methods
a. Volumetric Methods
In volumetric, also called titrimetric procedures the volume or mass of a standard reagent
required to react completely with the analyte was measured.
b. Gravimetric Methods:
In gravimetric measurements, the mass of the analyte or some compound produced from the
analyte was determined. The extent of their general application is, however, decreasing with
the passage of time.
2. Instrumental Methods
These methods are based upon the measurement of some physical properties as conductivity,
electrode potential, light absorption or emission, mass-to-charge ratio and fluorescence of
substance. There are many techniques available for the analysis of analytes.
a) Spectroscopic Analysis
1. Ultraviolet and visible spectrophotometry,
2. Fluorescence and phosphorescence spectrophotometry,
3. Atomic spectrophotometry (emission & absorption),
4. Infra-red spectrophotometry,
5. Raman spectroscopy,
6. X-ray spectroscopy,
7. Radio chemical techniques including activation analysis,
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Chapter 1 Introduction
8. NMR spectroscopy,
9. ESR spectroscopy.
b) Electrochemical Techniques
1. Potentiometry,
2. Voltametry,
3. Stripping techniques,
4. Amperometric techniques,
5. Coulometry,
6. Electrogravimetry,
7. Conductance techniques.
c) Chromatographic Methods
1. Gas chromatography (GC),
2. High performance liquid chromatography (HPLC),
3. High-performance thin layer chromatography (HPTLC).
d) Miscellaneous Techniques
1. Thermal analysis,
2. Mass spectrometry,
3. Kinetic techniques.
e) Hyphenated Methods
1. GC-MS,
2. ICP-MS,
3. GC-IR,
4. MS-MS.
The term ‘Chromatography’ covers those processes aimed at the separation of the
various species of a mixture on the basis of their distribution characteristics between a
stationary and a mobile phase.
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Chapter 1 Introduction
▪ Ion Chromatography
▪ Ion-Exchange Chromatography
▪ Affinity Chromatography
Methods can be chosen based on solubility and molecular mass. In most of the cases
for non-ionic small molecules (µ < 2000), reversed phase methods are suitable.
A large number of chemically bonded stationary phases based on silica are available
commercially. Silica based stationary phases are still most popular in reversed phase
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Chapter 1 Introduction
Simple compounds are better retained by the reversed phase surface, the less water-
soluble (i.e. the more non-polar) they are. The retention decreases in the following order:
aliphatic > induced dipoles (i.e. CCl4) > permanent dipoles (e.g.CHCl3) > weak lewis bases
(ethers, aldehydes, ketones) > strong Lewis bases (amines) > weak Lewis acids (alcohols,
phenols) > strong lewis acids (carboxylic acids). Also the retention increases as the number
of carbon atoms increases.
In reverse phase systems the strong attractive forces between water molecules arising
from the 3-dimentional inter molecular hydrogen bonded network, from a structure of water
that must be distorted or disrupted when a solute is dissolved. Only higher polar or ionic
solutes can interact with the water structure. Non- polar solutes are squeezed out of the
mobile phase and are relatively insoluble in it but with the hydrocarbon moieties of the
stationary phase.
Chemically bonded octadecyl silane (ODS) an alkaline with 18 carbon atoms, it is the
most popular stationary phase used in pharmaceutical industry. Since most pharmaceutical
compounds are polar and water soluble, the majority of HPLC methods used for quality
assurance, decomposition studies, quantitative analysis of both bulk drugs and their
formulations use ODS-HPLC columns. The solvent strength in reverse phase
chromatography is reversed from that of adsorption chromatography (silica gel) as stated
earlier. Water interacts strongly highly with silanol groups, so that, adsorption of sample
molecules become highly restricted and they are rapidly eluted as a result. Exactly opposite
applies in reverse phase system; water cannot wet the non-polar (hydrophobic) alkyl groups
such as C18 of ODS phase and therefore does not interact with the bonded moiety. Hence
water is the weakest solvent of all and gives slowest elution rate. The elution time (retention
time) in reverse phase chromatography increases with increasing amount of water in the
mobile phase.
In normal phase chromatography, the stationary phase is a polar adsorbent and the
mobile phase is generally a mixture of non-aqueous solvents.
The silica structure is saturated with silanol groups at the end. These OH groups are
statistically disturbed over the whole of the surface. The silanol groups represent the active
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Chapter 1 Introduction
sites (very polar) in the stationary phase. This forms a weak type of bond with any molecule
in the vicinity when any of the following interactions are present.
▪ Dipole-induced dipole,
▪ Dipole-dipole,
▪ Hydrogen bonding,
▪ π-Complex bonding
These situations arise when the molecule has one or several atoms with lone pair
electron or a double bond. The absorption strengths and hence k’ values (elution series)
increase in the following order. Saturated hydrocarbon < olefins < aromatics < organic
halogen compounds < sulphides < ethers< esters < aldehydes and ketones < amines <
sulphones < amides < carboxylic acids. The strength of interactions depends not only on the
functional groups in the sample molecule but also on steric factors. If a molecule has several
functional groups, then the most polar one determines the reaction properties.
Chemically modified silica, such as the amino propyl, cyan propyl and diol phases is
useful alternatives to silica gel as stationary phase in normal phase chromatography.
The amino propyl and cyan propyl phases provide opportunities for specific
interactions between analyse and the stationary phases and thus offer additional options for
the optimisations of separations. Other advantages of bonded phases lie in their increased
homogeneity of the phase surface.
Resolution with water in weak mobile phase may be most conveniently achieved by
drying the solvents and then adding a constant concentration of water or some very polar
modifier such as acetic acid or triethylamine (TEA) to the mobile phase. The addition of such
polar modifiers serves to deactivate the more polar shape as well as the reproducibility of the
retention times.
General Type of
Specific Method Stationary Phase
classification Equilibrium
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Chapter 1 Introduction
(GC)
b. Gas-solid Solid Adsorption
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Chapter 1 Introduction
The modern form of column chromatography has been called high performance, high
pressure, and high-resolution and high-speed liquid chromatography.
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Chapter 1 Introduction
the versatility of the technique and has greatly improved the analysis of multi component
mixtures.
The systems used are often described as belonging to one of four mechanistic types,
adsorption, partition, ion exchange and size-exclusion. Adsorption chromatography arises
from interaction between solutes on the surface of the solid stationary phase. Partition
chromatography involves a liquid stationary phase, which is immiscible with the eluent and
coated on an inert support. Adsorption and partition systems can be normal phase (stationary
phase more polar than eluent) or reversed phase (stationary phase less polar than eluent). Ion-
exchange chromatography involves a solid stationary phase with anionic or cationic groups
on the surface to which solute molecules of opposite charge are attracted. Size-exclusion
chromatography involves a solid stationary phase with controlled pore size. Solutes are
separated according to their molecular size, the large molecules enable to enter the pores
eluting first.
The mobile phase is pumped under pressure from one or several reservoirs and flows
through the column at a constant rate. With micro particulate packing, there is a high-pressure
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Chapter 1 Introduction
drop across a chromatography column. Eluting power of the mobile phase is determined by
its overall polarity, the polarity of the stationary phase and the nature of the sample
components. For normal phase separations eluting power increases with increasing polarity of
the solvent but for reversed phase separations, eluting power decreases with increasing
solvent polarity. Optimum separating conditions can be achieved by making use of mixture of
two solvents. Some other properties of the solvents, which need to be considered for a
successful separation, are boiling point, viscosity, detector compatibility, flammability and
toxicity.
The most important component of HPLC in solvent delivery system is the pump,
because its performance directly effects the retention time, reproducibility and detector
sensitivity. Among the several solvent delivery systems (direct gas pressure, pneumatic
intensifier, reciprocating etc.) reciprocating pump with twin or triple pistons is widely used,
as this system gives less baseline noise, good flow rate reproducibility etc.
The constituents of the mobile phase should be degassed and filtered before use.
Several methods are employed to remove the dissolved gases in the mobile phase. They
include heating and stirring, vacuum degassing with an aspirator, filtration through 0.45 filter,
vacuum degassing with an air-soluble membrane, helium purging ultra sonication or purging
or combination of these methods. HPLC systems are also provided an online degassing
system, which continuously removes the dissolved gases from the mobile phase.
HPLC columns may be run isocratically, i.e., with constant eluent or they may be run
in the gradient elution mode in which the mobile phase composition varies during run.
Gradient elution is a means of overcoming the problem of dealing with a complex mixture of
solutes.
Two means for analyte introduction on the column are injection in to a flowing stream
and a stop flow injection. These techniques can be used with a syringe or an injection valve.
Automatic injector is a microprocessor-controlled version of the manual universal injector.
Usually, up to 100 samples can be loaded in to the auto injector tray. The system parameters
such as flow rates, gradient, run time, volume to be injected, etc. are chosen, stored in
memory and sequentially executed on consecutive injections.
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Chapter 1 Introduction
The function of the detector in HPLC is to monitor the mobile phase as it emerges
from the column. Generally, there are two types of HPLC detectors, bulk property detectors
and solute property detectors.
Solute property detectors respond to a physical property of the solute, which is not
exhibited by the pure mobile phase. These detectors measure a property, which is specific to
the sample, either with or without the removal of the mobile phase prior to the detection.
Solute property detectors which do not require the removal of the mobile phase before
detection include spectrophotometric (UV or UV-Vis) detector, fluorescence detectors,
polarographic, electro-chemical and radio activity detectors, whilst the moving wire flame
ionisation detector and electron capture detector both require removal of the mobile phase
before detection.
UV-Vis and fluorescent detectors are suitable for gradient elution, because many
solvents used in HPLC do not absorb to any significant extent.
The heart of the system is the column. In order to achieve high efficiency of
separation, the column material (micro-particles, 5-10 μm size) packed in such a way that
highest numbers of theoretical plates are possible.
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Chapter 1 Introduction
Silica (SiO2 x H2O) is the most widely used substance for the manufacture of packing
materials. It consists of a network of siloxane linkages (Si-O-Si) in a rigid three dimensional
structure containing inter connecting pores. Thus a wide range of commercial products is
available with surface areas ranging from 100 to 800 m2/g. and particle sizes from 3 to 50
μm.
The silanol groups on the surface of silica give it a polar character, which is exploited
in adsorption chromatography using non-polar organic eluants. Silica can be drastically
altered by reaction with Organochloro-silanes or Organoalkoxy silanes giving Si-O-Si-R
linkages with the surface. The attachment of hydrocarbon change to silica produces a non-
polar surface suitable for reversed phase chromatography where mixtures of water and
organic solvents are used as eluants.
In HPLC, generally two types of columns are used, normal phase columns and reverse
phase columns. Using normal phase chromatography, particularly of non-polar and
moderately polar drugs can make excellent separation. It was originally believed that
separation of compounds in mixture takes place slowly by differential adsorption on a
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Chapter 1 Introduction
stationary silica phase. However, it now seems that partition plays an important role, with the
compounds interacting with the polar silanol groups on the silica or with bound water
molecules.
While normal phase seems the passage of a relatively non-polar mobile phase over a
polar stationary phase, reversed phase chromatography is carried out using a polar mobile
phase such as methanol, acetonitrile, water, buffers etc., over a non-polar stationary phase.
Ranges of stationary phases (C18, C8, -NH2, -CN, -phenyl etc.) are available and very selective
separations can be achieved. The pH of the mobile phase can be adjusted to suppress the
ionisation of the drug and thereby increase the retention on the column. For highly ionised
drugs ion-pair chromatography is used.
1.4.1.7 Derivatization
During the optimization stage, the initial sets of conditions that have evolved from the
first stages of development are improved or maximized in terms of resolution and peak shape,
plate counts asymmetry, capacity, elution time, detection limits, limit of quantitation, and
overall ability to quantify the specific analyte of interest.
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Chapter 1 Introduction
1. Manual
2. Computer driven
The manual approach involves varying one experimental variable at a time, while
holding all others constant, and recording changes in response. The variables might include
flow rates, mobile or stationary phase composition, temperature, detection wavelength, and
pH this univariate approach to system optimization is slow, time consuming and potentially
expensive. However, it may provide a much better understanding of the principles and theory
involved and of interactions of the variables.
1. Mode of separation
4. Selection of detector
In reverse phase mode, the mobile phase is comparatively more polar than the
stationary phase. For the separation of polar or moderately polar compounds, the most
preferred mode is reverse phase. The nature of the analyte is the primary factor in the
selection of the mode of separation. A second factor is the nature of the matrix.
Selection of the column is the first and the most important step in method
development .The appropriate choice of separation column includes three different
approaches
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Chapter 1 Introduction
2. The physical parameters of the column i.e. the length and the diameter
▪ Packing material.
▪ % of Carbon loading
▪ Pore volume.
▪ Surface area.
▪ End capping.
The column is selected depending on the nature of the solute and the information
about the analyte. Reversed phase mode of chromatography facilitates a wide range of
columns like dimethyl silane (C2), butylsilane (C4), octylsilane (C8), octadecylsilane (C18),
base deactivated silane (C18) BDS phenyl, cyanopropyl (CN), nitro, amino etc. C 18 was
chosen for this study since it is most retentive one. The sample manipulation becomes easier
with this type of column.
Generally longer columns provide better separation due to higher theoretical plate
numbers. As the particle size decreases the surface area available for coating increases.
Columns with 5-µm particle size give the best compromise of efficiency, reproducibility and
reliability. In this case, the column selected had a particle size of 5 µm and an internal
diameter of 4.0 mm.
▪ Imprecise quantisation
A useful and practical measurement of peak shape is peak asymmetry factor and peak
tailing factor. Peak asymmetry is measured at 10% of full peak height and peak tailing factor
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Chapter 1 Introduction
at 5%. Reproducibility of retention times and capacity factor is important for developing a
rugged and repeatable method.
A column which gives separation of all the impurities and degradants from each other
and from analyte peak and which is rugged for variation in mobile phase shall be selected.
The following are the parameters, which shall be taken into consideration while
selecting and optimizing the mobile phase.
▪ Buffer
▪ pH of the buffer
Buffer and its strength play an important role in deciding the peak symmetries and
separations. Some of the most, commonly employed buffers are
▪ Phosphate buffers prepared using salts like KH2PO4, K2HPO4, NaH2PO4, Na2HPO4, etc
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Chapter 1 Introduction
The retention times also depend on the molar strengths of the buffer – Molar strength
is increasingly proportional to retention times. The strength of the buffer can be increased, if
necessary, to achieve the required separations.
The solvent strength is a measure of its ability to pull analytes from the column. It is
generally controlled by the concentration of the solvent with the highest strength.
It is important to maintain the pH of the mobile phase in the range of 2.0 to 8.0 as most
columns does not withstand to the pH which are outside this range. This is due to the fact that
the siloxane linkages area cleaved below pH 2.0, while pH valued above 8.0 silica may
dissolve.
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Chapter 1 Introduction
pH and different organic phases to check for the best separations between the impurities. A
mobile phase which gives separation of all the impurities and degradants from each other
from analytic peak and which is rugged for variation of both aqueous and organic phase by at
least ±0.2 % of the selected mobile phase composition.
The detector was chosen depending upon some characteristic property of the analyte
like UV absorbance, fluorescence, conductance, oxidation, reduction etc. characteristics that
are to be fulfilled by a detector to be used in HPLC determination are,
For the greatest sensitivity λmax should be used. UV wavelengths below 200 nm should be
avoided because detector noise increases in this region. Higher wavelengths give greater
selectivity. Here, PDA detector Used.
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Chapter 1 Introduction
All the variables of the method should be considered, including sampling procedure,
sample preparation, chromatographic separation, and detection and data evaluation. For
chromatographic methods used in analytical applications there is more consistency in
validation practice with key analytical parameters including:
▪ Specificity /Selectivity
▪ System suitability
▪ Precision
o Repeatability
o Intermediate precision
o Reproducibility
▪ Accuracy
▪ Linearity
▪ Range
▪ Limit Of Detection
▪ Limit Of Quantitation
▪ Robustness
1.7.1 SPECIFICITY/SELECTIVITY
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Chapter 1 Introduction
The resulting mixtures are then analysed, and the analyte peak is evaluated for peak
purity and resolution from the nearest eluting peak. If an alternate chromatographic column is
to be allowed in the final method procedure, it should be identified during these studies. Once
acceptable resolution is obtained for the analyte and potential sample components, the
chromatographic parameters, such as column type, mobile-phase composition, flow rate, and
detection mode, are considered set. An example of specificity criteria for an assay method is
that the analyte peak will have baseline chromatographic resolution of at least 1.5 from all
other sample components. If this cannot be achieved, the unresolved components at their
maximum expected levels will not affect the final assay result by more than 0.5%. An
example of specificity criteria for an impurity method is that all impurity peaks that are 0.1%
by area will have baseline chromatographic resolution from the main component peak(s) and,
where practical, will have resolution from all other impurities.
1. Relative retention
2. Theoretical plates
3. Capacity factor
4. Resolution
5. Peak asymmetry
The following formulae shows the parameters used to calculate these system
performance values for the separation of two chromatographic components. (Note: Where the
terms W and t both appear in the same equation they must be expressed in the same units).
Relative retention
α = (t2 - ta) / (t1 - ta)
Theoretical plates
n = 16 (t / W) 2
Capacity factor
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Chapter 1 Introduction
Where,
α = Relative retention.
t2 = Retention time of the second peak measured from point of injection.
t1 = Retention time of the first peak measured from point of injection.
ta = Retention time of an inert peak not retained by the column, measured from point
of injection.
n = Theoretical plates.
t = Retention time of the component.
W = Width of the base of the component peak using tangent method.
K' = Capacity factor.
R = Resolution between a peak of interest (peak 2) and the peak preceding it (Peak 1).
W2 = Width of the base of component peak 2.
W1 = Width of the base of component peak 1.
T = Peak asymmetry, or tailing factor.
W0.05 = Distance from the leading edge to the tailing edge of the peak, measured at a point
5 % of the peak height from the baseline.
f = Distance from the peak maximum to the leading edge of the peak.
N = Plates per meter.
L = Column length, in meters.
1.7.3 PRECISION
The precision of a method is the extent to which the individual test results of multiple
injections of a series of standards agree It is expressed as the percentage coefficient of
variation (%CV) or relative standard deviation (RSD) of the replicate measurements.
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Chapter 1 Introduction
1.7.3.1 Repeatability
Repeatability is obtained when the analysis is carried out in one laboratory by one
operator using one piece of equipment over a relatively short time span. At least 5 or 6
determinations of three different matrices at two or three different concentrations should be
done and the relative standard deviation calculated. The acceptance criteria for precision
depend very much on the type of analysis.
Intermediate precision is a term that has been defined by ICH as the long-term
variability of the measurement process and is determined by comparing the results of a
method run within a single laboratory. A method’s intermediate precision may reflect
discrepancies in results obtained by different operators, from different instruments, with
standards and reagents from different suppliers, with columns from different batches or a
combination of these. The objective of intermediate precision validation is to verify that in
the same laboratory the method will provide the same results once the development phase is
over.
1.7.3.3 Reproducibility
1.7.4 ACCURACY
The accuracy of an analytical method is the extent to which test results generated by
the method and the true value agree. The true value for accuracy assessment can be obtained
in several ways. One alternative is to compare results of the method with results from an
established reference method. This approach assumes that the uncertainty of the reference
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Chapter 1 Introduction
method is known. Secondly, accuracy can be assessed by analysing a sample with known
concentrations, for example, a certified reference material, and comparing the measured value
with the true value as supplied with the material. If such certified reference material is not
available, blank a blank sample matrix of interest can be spiked with a known concentration
by weight or volume. After extraction of the analyte from the matrix and injection into the
analytical instrument, its recovery can be determined by comparing the response of the
extract with the response of the reference material dissolved in a pure solvent. Because this
accuracy assessment measures the effectiveness of sample preparation, care should be taken
to mimic the actual sample preparation as closely as possible. The concentration should cover
the range of concern and should particularly include one concentration close to the
quantitation limit. The expected recovery depends on the sample matrix, the sample
processing procedure and on the analyte concentration.
1.7.5 LINEARITY
A linearity study verifies that the sample solutions are in a concentration range where
analyte response is linearly proportional to concentration. For assay methods, this study is
generally performed by preparing standard solutions at five concentration levels, from 50 to
150% of the target analyte concentration. Five levels are required to allow detection of
curvature in the plotted data. The standards are evaluated using the chromatographic
conditions determined during the specificity studies.
Validating over a wider range provides confidence that the routine standard levels are
well removed from non-linear response concentrations, that the method covers a wide enough
range to incorporate the limits of content uniformity testing, and that it allows quantitation of
crude samples in support of process development. For impurity methods, linearity is
determined by preparing standard solutions at five concentration levels over a range such as
0.05-2.5 wt%.
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Chapter 1 Introduction
1.7.6 RANGE
The range of an analytical method is the concentration interval over which acceptable
accuracy, linearity, and precision are obtained. In practice, the range is determined using data
from the linearity and accuracy studies. Assuming that acceptable linearity and accuracy
(recovery) results were obtained as described earlier, the only remaining factor to be
evaluated is precision. This precision data should be available from the triplicate analyses of
spiked samples in the accuracy study.
ICH defines the detection limit of an individual analytical procedure asthe lowest
amount of analyte in a sample which can be detected but not necessarily quantitated as an
exact value.
The limit of detection (LOD) is the point at which a measured value is larger than the
uncertainty associated with it. It is the lowest concentration of analyte in a sample that can be
detected but not necessarily quantified. The limit of detection is frequently confused with the
sensitivity of the method.
LOQ = 10 (SD)/ S
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Chapter 1 Introduction
9 ROBUSTNESS
The concept of robustness of an analytical procedure has been defined by the ICH as
“a measure of its capacity to remain unaffected by small but deliberate variations in method
parameters”.
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