PFL3
PFL3
■ Plan your leave. Leave can be taken all at once or intermittently, but must be taken in full-day increments.
■
Fill out your section, make a copy, and give the form to your employer to fill out Part B.
Your employer is required to return Form PFL-1 to you within three business days. If there is a delay,
you do not have to wait to proceed. Send the Form PFL-1 that you have filled out, along with the rest
of your request package, directly to your employer's insurance carrier.
Complete the Release of Personal Health Information Under the Paid Family Leave Law (Form PFL-3).
Your family member (the care recipient) completes Form PFL-3 and submits the form to their health
Complete the Health Care Provider Certification for Care of Family Member with Serious Health
Condition (Form PFL-4).
■ Note: This form has sections that need to be completed by the health care provider.
Fill out your section, make a copy, and give the form to your family member’s health care provider.
Ask the provider to complete their portion of the form and return it to you in a timely manner.
You must submit your Mail or fax your Form PFL-1 and Form PFL-4 to your employer’s insurance carrier.
completed request To find out who your employer’s insurance carrier is, you can:
package to your ■ Look for the Paid Family Leave poster in your workplace.
employer’s insurance
■ Ask your employer.
■
carrier within 30 days
after the start of your ■ Look it up using the employer coverage search application on wcb.ny.gov.
leave to avoid losing If you cannot find your employer’s insurance carrier, call the Paid Family Leave
benefits. (PFL) Helpline for assistance: (844) 337-6303
Keep a copy of all forms The PFL Helpline is available Monday - Friday, 8:30 a.m. to 4:30 p.m.
and documentation for Please do NOT submit your request package to the NYS Workers’
your records. Compensation Board.
It is YOUR responsibility to submit the forms to the insurance carrier. It is NOT your employer’s responsibility.
PAIDFAMILYLEAVE.NY.GOV 1
PAID FAMILY LEAVE TO CARE FOR A FAMILY MEMBER WITH A SERIOUS HEALTH CONDITION
Important to know
In most cases, the insurance carrier must pay or deny benefits within 18 days of receiving your completed
request or your first day of leave, whichever is later. Your request cannot be considered incomplete solely
because your employer did not fill out Part B of Form PFL-1 within three business days.
If the carrier denies or fails to timely pay your benefits, or you have any other claim-related dispute, you may
request to have the carrier’s actions reviewed. More information can be found at nyspfla.namadr.com.
omplaints about employer discrimination or retaliation are resolved by a Workers’ Compensation Board Law
C
Judge after a hearing. If you believe that your employer has discriminated or retaliated against you for taking
or requesting Paid Family Leave, visit PaidFamilyLeave.ny.gov/protections or contact (844) 337-6303.
Remember: It is YOUR responsibility to submit the forms to the insurance carrier. It is not your employer’s responsibility.
2
PFL-Form-FamilyCare-Cover-v2 11-22
Request for Paid Family Leave (Form PFL-1) Instructions
• To request Paid Family Leave (PFL), the employee requesting PFL must complete Part A of the Request for Paid Family
Leave (Form PFL-1). All items on the form are required unless noted as optional. The employee then provides the form to
the employer to complete Part B.
• The employer completes Part B of the Request for Paid Family Leave (Form PFL-1) and returns it to the employee within
three business days.
• Additional forms are required depending on the type of leave being requested. The employee requesting leave
is responsible for the completion of these forms.
• The employee submits the completed Request for Paid Family Leave (Form PFL-1) with the required additional
form to the employer’s PFL insurance carrier listed on Part B of Request for Paid Family Leave (Form PFL-1).
The employee should retain a copy of each submitted form for their records.
Question 12: A child includes a biological, adopted, indicate “Dates are estimated.”
or fostered child, a stepchild, a legal ward, a child of a
If dates are estimated, the PFL carrier may require you to
domestic partner, or the person to whom the employee
submit a request for payment after the PFL day is taken.
stands in loco parentis. A parent is defined as a biological, Payment for approved claims will be due as soon as
foster, or adoptive parent, parent-in-law, a stepparent, a possible but in no event more than 18 days from the date of
legal guardian, or other person who stood in loco parentis the completed request.
to the employee when the employee was a child.
Question 14: If the employee is submitting the PFL
Question 13: If dates are “Continuous,” the employee request to their employer with less than 30 days’ advance
must provide the start and end dates of the requested PFL. notice from the start date of the PFL, the employee must
These dates should be the actual dates that the PFL will explain why 30 days’ notice could not be given. If the
begin and end. If uncertain, estimate the start and end explanation will not fit in the space provided on the form,
dates and indicate “Dates are estimated.” If dates are enter “See attached” and add an attachment with the
“Periodic,” enter the dates PFL will be taken. Please be as explanation. Be sure to include the employee’s full name
specific as possible. If the dates are unknown or estimated, and their date of birth at the top of the attachment.
Question 16: Enter the date of hire to the best of the the prorated weekly amount to the average weekly wage.
employee’s recollection. If it has been more than a To determine the prorated weekly amount, add all
year since the date of hire, entering the year in which bonuses/commissions earned in the preceding 52 weeks
employment started is sufficient. and then divide by 52.
Question 18: Enter the best estimate of average gross Example of a gross weekly wage calculation:
weekly wage. Include only the wages earned from the Week 1 - Gross wage including overtime $550
employer listed on this request form. The gross weekly Week 2 - Gross wage $500
wage is the total weekly pay — including overtime, tips, Week 3 - Gross wage $500
bonuses and commissions — before any deductions are Week 4 - Gross wage $500
made by the employer, such as federal and state taxes. If Week 5 - Gross wage $500
the employer is not able to supply this information, the Week 6 - Gross wage $500
employee can calculate their gross weekly wage as follows: Week 7 - Gross wage, including overtime $600
Step 1: Add all gross wages received (before any Week 8 - Gross wage, including overtime + $550
deductions) over the last eight weeks prior to the start of Total = $4,200
PFL, including overtime and tips earned. (See Step 3 for Divide by 8 ÷ 8
instructions for calculating bonuses and/or commissions.)
Average Weekly Wage = $525
Step 2: Divide the gross wages calculated in step one by
eight (or the number of weeks worked if less than eight) Bonus earned in preceding 52 weeks $2,600
to calculate the average weekly wage. Divide by 52 ÷ 52
Step 3: If the employee received bonuses and/or Prorated Weekly Bonus = $50
commissions during the 52 weeks preceding PFL, add Form PFL-1 Instructions continued on next page
Form PFL-1 Instructions If you need assistance, please call (844) 337-6303
Page 1 of 2 paidfamilyleave.ny.gov DO NOT SCAN
FORM PFL-1 INSTRUCTIONS - CONTINUED FROM PRIOR PAGE
PART A - EMPLOYEE INFORMATION (to be completed by the employee) - continued from prior page
Form PFL-1 Instructions continued from prior page or self-insured employer, the missing information must
be supplied as soon as it is known. Benefits cannot be
Average Weekly Wage $525
determined until all of the required information is provided.
Prorated Weekly Bonus + $50
The PFL insurance carrier or self-insured employer will
Average Weekly Wage (including bonus) = $575 provide the employee a notice within five days which 1)
Please note that the employer is also required to provide states the claim is pending; 2) identifies what information is
this information in Part B of the Request for Paid Family missing; 3) instructs how to submit the missing information.
Leave (Form PFL-1). Once all information is supplied, the PFL insurance
carrier or self-insured employer has 18 days to pay or
When pre-submitting form: Indicate if the employee is deny the claim.
pre-submitting their PFL request. Pre-submitting is defined If the carrier or self-insured employer does not permit pre-
as submitting the application in advance of an upcoming submitting, the carrier or self-insured employer must return
qualifying event, with certain required information missing the Request for Paid Family Leave to the employee within
due to the information being unknown at the time of the five days explaining that the claim should be re-submitted
submission. If pre-submitting is permitted by the carrier when all information is available.
Employee signs and dates before giving this form to their employer to complete Part B.
The employer of the employee requesting PFL must complete all information in Part B.
Question 2: If a Social Security number is used for the Question 10: Failure to select “Yes” for requesting
Federal Employer Identification Number (FEIN), enter the reimbursement from the insurance carrier will result in a
Social Security number. waiver of the right to reimbursement.
Question 3: Enter the employer’s Standard Industrial Question 11a: ‘Disability’ refers to NYS statutory required
Classification (SIC) Code. Employers should contact their disability. If the answer is “none,” enter a “0” for total weeks
carrier if they don’t know their SIC code. and days in Question 11b.
Question 8: The employee occupation code can be found
at: www.bls.gov/soc/2018/major_groups.htm Question 11b: The maximum number of weeks available
for NYS statutory disability and PFL in any 52-week period
Question 9: Enter the wages earned by the employee
is 26 weeks. Specify the total number of weeks, as well as
during the last eight weeks preceding the PFL start date.
the number of additional days if the leave includes a partial
The gross amount paid is the employee’s gross weekly
week, taken for NYS statutory disability and PFL during the
pay, including any overtime and tips earned for that
preceding 52 weeks.
week, plus the weekly prorated amount of any bonus or
commission received during the preceding 52 weeks. (For Questions 13, 14 & 15: Enter the Paid Family Leave or
detailed steps, see Question 18 starting on page 1 of the Disability/PFL insurance carrier’s name, address and PFL
instructions.) Calculate the gross average weekly wage by policy number. If this employer is self-insured, enter the
adding up the gross amounts paid, and then dividing the name and address of where the PFL request should be
total by eight (or number of weeks worked if less than eight). submitted for processing.
Affirmation employee is eligible for PFL: An employee who regularly works 20 hours or more per week must have been
in employment for at least 26 consecutive weeks. An employee who regularly works less than 20 hours per week must have
worked 175 days.
Employer signs and dates, and then returns to the employee requesting PFL within three business days.
Notification Pursuant to the New York Personal Privacy Protection Law (Public Officers Law Article 6-A) and the Federal Privacy Act of 1974 (5 USC 552a).
The Workers’ Compensation Board’s (Board’s) authority to request that employees provide personal information, including their Social Security number or Taxpayer
Identification Number, is derived from the Board’s administrative authority under Workers’ Compensation Law section 142. This information is collected to assist the
Board in investigating and administering claims in the most expedient manner possible and to help it maintain accurate records. Providing your Social Security number
or Taxpayer Identification Number to the Board is voluntary. The Board will protect the confidentiality of all personal information in its possession, disclosing it only in
furtherance of its official duties and in accordance with applicable state and federal law.
Form PFL-1 Instructions If you need assistance, please call (844) 337-6303
Page 2 of 2 paidfamilyleave.ny.gov
Request for Paid Family Leave
(Form PFL-1)
INSTRUCTIONS INCLUDED WITH FORM
PART A - EMPLOYEE INFORMATION (to be completed by the employee)
Other Samoan
Other Pacific Islander
Other race
11. Reason for PFL request: Bond with child Care for family member Military qualifying event
PART A - EMPLOYEE INFORMATION (to be completed by the employee) - continued from prior page
Form PFL-1 continued from prior page
13. Will PFL be for a continuous period of time and/or intermittent?
Intermittent
14. If providing less than 30 days’ advance notice to the employer, please explain:
18. Employee’s average gross weekly wage (This data will be requested of both employee and employer)
20b. If yes, is employee taking PFL from the other employer? Yes No
21. Is employee currently receiving workers’ compensation lost wage benefits? Yes No
Disclosure statement: Information regarding PFL benefits received by the employee, such as payments received and types of leave, will be provided to the employer.
Mailing address
2. Employer’s FEIN -
9. Enter the last 8 weeks of gross wages for the employee and calculate the average gross weekly wage
Week no. Week ending date (MM/DD/YYYY) Number of days worked Gross amount paid
10. If employee received or will receive full wages while on PFL, will employer be requesting reimbursement? Yes No
Form PFL-1 continued on next page
PART B - EMPLOYER INFORMATION (to be completed by the employer) - continued from prior page
11a. In the preceding 52 weeks has the employee taken leave for: NYS Disability PFL Both Disability and PFL None
11b. Enter the total number of weeks and days taken for both Disability and PFL in the last 52 weeks:
Weeks Please provide specific dates for Disability:
Disability:
Days
PFL:
Days
12. Is the employee taking Family Medical Leave Act (FMLA) concurrently with PFL? Yes No
Mailing address
Title
RELEASE OF PERSONAL HEALTH INFORMATION BY THE HEALTH CARE PROVIDER FOR A FAMILY MEMBER
WITH A SERIOUS HEALTH CONDITION (to be completed by the care recipient or authorized representative and
submitted to care recipient’s health care provider with Form PFL-4)
Employee enters their name, and care recipient’s (patient’s) name and date of birth at the top of each page.
The PFL insurance carrier name requested at the top of the form is the same as the PFL insurance carrier identified in
Request for Paid Family Leave (Form PFL-1) Part B line 13.
Care recipient or authorized representative must complete all applicable requested information.
If a care recipient is unable to fill out this form, an authorized representative must attach a copy of legal documentation,
such as a health care proxy or power of attorney, permitting the representative to sign on behalf of the care recipient. The
health care provider will require this documentation of authorization unless the authorized representative is a parent signing
on behalf of a minor child.
Notification Pursuant to the New York Personal Privacy Protection Law (Public Officers Law Article 6-A) and the Federal Privacy Act of 1974 (5 USC 552a).
The Workers’ Compensation Board’s (Board’s) authority to request that employees provide personal information, including their Social Security number or Taxpayer
Identification Number, is derived from the Board’s administrative authority under Workers’ Compensation Law section 142. This information is collected to assist the
Board in investigating and administering claims in the most expedient manner possible and to help it maintain accurate records. Providing your Social Security number
or Taxpayer Identification Number to the Board is voluntary. The Board will protect the confidentiality of all personal information in its possession, disclosing it only in
furtherance of its official duties and in accordance with applicable state and federal law.
Form PFL-3 Instructions If you need assistance, please call (844) 337-6303
Page 1 of 1 paidfamilyleave.ny.gov DO NOT SCAN
Request for Paid Family Leave
Release of Personal Health Information
Under the Paid Family Leave Law (Form PFL-3)
INSTRUCTIONS INCLUDED WITH FORM
Care recipient’s (patient’s) name (first name, middle initial, last name) Care recipient’s (patient’s) date of birth (MM/DD/YYYY)
Syeda Hasme Ara Begum 0 6 / 2 5 / 1 9 3 7
RELEASE OF PERSONAL HEALTH INFORMATION BY THE HEALTH CARE PROVIDER FOR A FAMILY MEMBER
WITH A SERIOUS HEALTH CONDITION (to be completed by the care recipient or authorized representative and
submitted to care recipient’s health care provider with Form PFL-4)
I, Syeda Hasme Ara Begum , authorize my health care provider listed on this form to
Employee’s name
Duration of Revocable Release: This authorization ends after one year, or when you revoke the release. You can cancel this
release at any time. To cancel, send a letter to the health care provider listed on this form.
This form does NOT allow your health care provider to release the following types of information, unless you specifically permit
such release. Put an “X” next to any information your health provider MAY release:
HIV/AIDS related information Mental health information Alcohol/drug treatment Psychotherapy notes
Health Care Provider Information (to be completed by the care recipient or authorized representative)
Identify the health care provider who is currently providing you with treatment for a condition that is subject to the employee's
request for PFL benefits.
1. Health care provider’s name
PFL-3 (12-22) Release of PHI If you need assistance, please call (844) 337-6303
Page 1 of 2 paidfamilyleave.ny.gov PFL-3 12-22
FORM PFL-3 - CONTINUED FROM PRIOR PAGE
Care recipient’s (patient’s) name (first name, middle initial, last name) Care recipient’s (patient’s) date of birth (MM/DD/YYYY)
Syeda Hasme Ara Begum 0 6 / 2 5 / 1 9 3 7
RELEASE OF PERSONAL HEALTH INFORMATION BY THE HEALTH CARE PROVIDER FOR A FAMILY MEMBER
WITH A SERIOUS HEALTH CONDITION (to be completed by the care recipient or authorized representative and
submitted to care recipient’s health care provider with Form PFL-4) - continued from prior page
Care Recipient Information (to be completed by the care recipient or authorized representative)
Authorized representative
Print name
Parental right Power of attorney (attach copy) Court order (attach copy) Health care proxy (attach copy)
PFL-3 (12-22) Release of PHI If you need assistance, please call (844) 337-6303
Page 2 of 2 paidfamilyleave.ny.gov
Health Care Provider Certification for Care of Family Member
with Serious Health Condition (Form PFL-4) Instructions
The employee requesting Paid Family Leave (PFL) to care for a family member with a serious health condition must submit
the Health Care Provider Certification for Care of Family Member with Serious Health Condition (Form PFL-4) with the
Request for Paid Family Leave (Form PFL-1).
Employee:
• Employee enters their name, date of birth, other last names, if any, under which they have worked, Social Security number
or Taxpayer Identification Number (TIN), mailing address, and care recipient’s (patient’s) name and date of birth at
the top of page 1.
• Employee enters their name and date of birth, and care recipient’s (patient’s) name and date of birth at the top of page 2.
• Employee gives the Health Care Provider Certification for Care of Family Member with Serious Health Condition (Form
PFL-4) to the health care provider.
HEALTH CARE PROVIDER CERTIFICATION FOR CARE OF FAMILY MEMBER WITH SERIOUS HEALTH CONDITION
(to be completed by the health care provider for the care recipient (patient) and returned to the employee identified above)
The patient’s health care provider must complete all applicable requested information unless noted as optional.
Question 2: Providing the optional ICD-10 code is recommended.
The patient’s health care provider must complete the Patient Information and Health Care Provider sections of the Health
Care Provider Certification for Care of Family Member with Serious Health Condition (Form PFL-4).
Health care provider signs and dates, and then returns the form to the employee requesting PFL.
Employee:
• When you receive the completed Health Care Provider Certification for Care of Family Member with Serious Health
Condition (Form PFL-4) from the health care provider, send the completed forms and supporting documentation to the
insurance carrier.
Notification Pursuant to the New York Personal Privacy Protection Law (Public Officers Law Article 6-A) and the Federal Privacy Act of 1974 (5 USC 552a).
The Workers’ Compensation Board’s (Board’s) authority to request that employees provide personal information, including their Social Security number or Taxpayer
Identification Number, is derived from the Board’s administrative authority under Workers’ Compensation Law section 142. This information is collected to assist the
Board in investigating and administering claims in the most expedient manner possible and to help it maintain accurate records. Providing your Social Security number
or Taxpayer Identification Number to the Board is voluntary. The Board will protect the confidentiality of all personal information in its possession, disclosing it only in
furtherance of its official duties and in accordance with applicable state and federal law.
Form PFL-4 Instructions If you need assistance, please call (844) 337-6303
Page 1 of 1 paidfamilyleave.ny.gov DO NOT SCAN
Request for Paid Family Leave
Health Care Provider Certification for Care of Family
Member with Serious Health Condition (Form PFL-4)
INSTRUCTIONS INCLUDED WITH FORM
Other last names, if any, under which employee has worked Employee’s Social Security number or TIN
- -
Care recipient’s (patient’s) name (first name, middle initial, last name) Care recipient’s (patient’s) date of birth (MM/DD/YYYY)
Syeda Hasme Ara Begum 0 6 / 2 5 / 1 9 3 7
HEALTH CARE PROVIDER CERTIFICATION FOR CARE OF FAMILY MEMBER WITH SERIOUS HEALTH CONDITION
(to be completed by the health care provider for the care recipient (patient) and returned to the employee identified above)
Care Recipient (Patient) Information (to be completed by the health care provider)
1. Does patient require care by the employee requesting Paid Family Leave (PFL)?
Yes No (If no, skip to “Health Care Provider Information.”)
Note: For the purposes of this section, “providing care” may include necessary physical care, emotional support, visitation, assistance in treatment,
transportation, arranging for a change in care, assistance with essential daily living matters, and personal attendant services.
3. Diagnosis
7. Estimated number of days per week OR days per month patient requires care Days/week Days/month
OR
Health Care Provider Information (to be completed by the health care provider)
PFL-4 (12-22) HCP Certification If you need assistance, please call (844) 337-6303
Page 1 of 2 paidfamilyleave.ny.gov PFL-4 12-22
FORM PFL-4 - CONTINUED FROM PRIOR PAGE
Care recipient’s (patient’s) name (first name, middle initial, last name) Care recipient’s (patient’s) date of birth (MM/DD/YYYY)
Syeda Hasme Ara Begum 0 6 / 2 5 / 1 9 3 7
HEALTH CARE PROVIDER CERTIFICATION FOR CARE OF FAMILY MEMBER WITH SERIOUS HEALTH CONDITION
(to be completed by the health care provider for the care recipient (patient) and returned to the employee identified above)
- continued from prior page
11. Health care provider’s telephone number (provide area or country code) 08801842150194
12. Health care provider’s fax number (provide area or country code)
14. State or country (if not U.S.A.) in which health care provider is licensed to practice Bangladesh
PFL-4 (12-22) HCP Certification If you need assistance, please call (844) 337-6303
Page 2 of 2 paidfamilyleave.ny.gov