How To Write The Perfect Brief 1
How To Write The Perfect Brief 1
THE PERFECT
BRIEF
By Gary Kinder
INTRODUCTION
The brief is like a mini-trial. You may write more than one brief in the course of a case—for
example, for pretrial motions, at the conclusion of trial, or for an appellate court1—and each
helps the court2 understand why your position is the most meritorious.
This book contains WordRake’s checklists and techniques developed by lawyers who have
taught tens of thousands of litigators over the past 25 years. WordRake’s methods address:
» Summarizing your case
» Presenting relevant facts
» Making effective arguments
» Understanding the judge’s viewpoint
Our goal is to make your professional life easier by helping you understand the whole process
at a deeper level—what moves a judge to say yes.
PART 1:
REASONABLENESS
AND ETHICS
No matter how strong your case, there are
facts or law working against you. One of the The more reasonable we
most effective tools in the litigation arsenal make our brief, the more
is the ability to acknowledge and address
them. Many lawyers don’t. As a result,
likely we are to prevail.
the judge may view them with skepticism
or outright mistrust, to the detriment
of their case—and even future cases.
1 In an appellate brief, you must include all assignments of error so as not to waive an issue on appeal, but how to do so is beyond the scope of this
book.
2 You might write a brief for many different fact finders, including trial judges, appellate judges, licensing boards, magistrates, and maybe even
arbitrators and mediators. For simplicity’s sake, we will refer to the fact finder as a judge.
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THE UNETHICAL APPROACH
Writing unethical or unreasonable briefs doesn’t
Model Rule 1.3:
just lose cases, it may even subject you to discipline
Diligence
by your state bar—especially if you misstate the In 1983, the ABA promulgated
facts or law. Misstating facts or law is dishonest and the ABA Model Rules of
prejudicial to the administration of justice. Professional Conduct and
a new standard: “Model
There are now disciplinary rules that address civility.
Rule 1.3: Diligence,” which
With brief-writing, this means you must refrain from
requires a lawyer to “act with
personal attacks. Instead, even if you are moving
reasonable diligence.” The
for sanctions, stick to the facts and the effect of the
accompanying Comment
other side’s behavior on your case or you will lose
specified that the new
credibility and may be subject to discipline.
standard “does not require
the use of offensive tactics or
THE WORDRAKE APPROACH preclude the treating of all
persons involved in the legal
The WordRake method calls for you to either
process with courtesy and
explain why your situation is different or use your
respect.”
opponent’s facts against the other side. The benefit
of this approach is that addressing law or evidence To be diligent or zealous,
harmful to your case often reduces its significance. many of us still believe that
We include an example toward the end of this book. we must shout on paper and
belittle opponents. Even the
The more reasonable we make our brief, the more
highly principled among
likely we are to prevail. To do that:
us sometimes let digs and
» Be honest about the law and the evidence in jabs enter our briefs—it feels
the case good—but we forget that
every slip is noted first by a
» Explain why your client deserves to win
clerk, and then by the judge,
That said, it’s still our job to discredit and attack the and that with every slip we
other side’s case. That’s the oath we have taken. In lose a little credibility.
this book, we’ll show you the most successful ways
to defeat the other side’s case—while remaining
ethical.
DON’T DEHUMANIZE
Don’t dehumanize your opponent’s client. If you are a prosecutor, calling the defendant an “animal”
or a “rabid dog” is reversible error and can subject you to discipline. Even in a civil case, calling
witnesses names or insulting opposing counsel is not only improper, but doing so can make the
judge sympathize with your opponent even if your conduct doesn’t trigger a bar complaint.
While some attorneys say it’s best practice to refer to the client by name (first name if the client
is an individual) and the other side as “plaintiff” or “defendant,” others say this is a trick that
the judge will see through. Since you are telling a story, consider referring to all parties by
name, which has the benefit of making your brief look less generic. This works especially well
when there are multiple parties.
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might make us feel better, inflammatory statements are improper enough that they look
bizarre and undermine our own credibility.
The subheadings should guide the judge, not confuse them. You might need subheadings in a
complex case to help the court follow along. But these should be succinct.
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BREAK THE HABIT #1
Unless you have a compelling reason to write an introduction, we would
not introduce a brief. We use the opening sentence to get the judge
leaning our way immediately and follow that path until we have the
judge wanting to decide for us. Check with the partner before skipping
introductions.
EXAMPLE
Summary
Sentence One: The Tlingit Tribe’s unprecedented demand for site
restoration distinguishes all law on ejectment proceedings and requires
this court to consider two issues never addressed by another court.
Sentence Two: Many tribes have tried to eject landowners, but no tribe
has ever demanded that a landowner first restore the land to its natural
state of over half a century earlier.
Sentence Three: Because the Tribe’s demand comes 60 years after the
first dike was built and poses a huge expense for Defendant Stockard, and
because the Tribe’s demand cannot be met without first determining the
rights and duties of the United States under the Environmental Protection
Agency, Stockard asks this court to allow him to do discovery into laches
and to join the United States as an indispensable party.
Rather than allowing your opponent to define the issues, take control from the first sentence.
Set the tone and provide the judge with a reason to favor your client and your case. Add the
details later.
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PART 4: DEVELOPING
YOUR FACTS
The perfect brief requires keen investigation
and shrewd fact-gathering. The better the No brief can exceed the
facts we gather, the better the story we can quality of its facts—so invest
tell the judge and the more persuasive our
brief. No brief can exceed the quality of its
in finding the right facts.
facts—so invest in finding the right facts.
While we may have learned to present facts
like a news reporter, few are trained to
find them like an investigative journalist.
EXAMPLE
Our client used to work for Mega Gym, but he quit and opened Small Gym
across the street. Mega Gym has sued him for violating a non-compete
clause. Their lawyer wants a temporary restraining order or Mega Gym
will suffer “irreparable harm.” On the Mega Gym website, we discover
that Mega Gym has 1,300 gyms and claims to have brought good health
to “millions worldwide.” These facts support our position that Mega Gym
will not suffer “irreparable harm” while the issues work their way through
the court system.
Go to the Scene
Getting out of the office seems to be the hardest part of gathering facts for most lawyers, but
this is often where we find the best facts —where it all started.
We visit the scene because we never know what we will find. It will never look and feel like
what we imagine. And it will reveal facts not found in the police report, pictures or videos taken
at the scene, or eyewitness accounts. The physical attributes of the scene will suggest clues we
can get nowhere else, no matter how uninteresting the scene might seem.
EXAMPLE
Our client was hit by a driver running a red light. Liability is not an issue,
but the impact broke our client’s back, sending him to the hospital for six
days and landing him in a full back-brace for three months. The driver has
no insurance, and our client’s Underinsured Motorist coverage is for the
minimum $25,000—leaving a $145,000 gap for medical bills alone. Who
will pay for the damages?
Though visiting the scene might not change the outcome with the uninsured motorist, it might
reveal other helpful facts. If we visit the scene soon and at the same time of day the crash
occurred—6:30 a.m.—we notice things like the sun glaring into the intersection. A passerby
tells us the light is new and that many local residents protested its installation because they
thought it was unnecessary and difficult to see with the sun. The city put it up anyway. We also
notice that the city had not installed retro-reflective borders on the traffic signal’s backplates,
which would have made the light more visible. Now we have a bigger defendant. One with
insurance. But none of this is in the police report or witness statements.
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Listen Carefully During Interviews and Depositions
When you interview a client or depose a witness, listen for two categories of words; they are
the key to the most persuasive facts:
» conclusions
» abstractions
Conclusions are merely opinions, so they count for little unless the witness is an expert. Cold
is a typical conclusion. When the deposed says it was cold, we ask, “How cold?” because we
can’t picture cold. Fifty-two below zero is a fact, and we can picture it. When we put it in our fact
statement, so can the judge.
An abstraction is not an opinion, but we still can’t picture it, like password coding systems or
space-age materials. We don’t know what the deposed means, so again, we must ask.
TIP #2
Opponents will usually answer with conclusions and abstractions
because they want to answer our questions without telling us anything.
Our client and anyone who supports our client will answer with
conclusions and abstractions because they don’t know what we need to
support the case we imagine. So listen closely to everyone for words like
difficult, and be ready to develop that conclusion into a fact.
A true story: Lead counsel at a defendant insurance company deposed the head of his client’s
IT Department. During the deposition, the engineer answered one question with “It was a
difficult transition.” Difficult is a conclusion, the engineer’s opinion. The lawyer asked what the
engineer meant by difficult. The engineer said that while shifting all insurance policies onto a
new system, they had to continue processing 2.4 million claims. That’s a great fact.
TIP #3
Ask the deposed to compare their conclusion to something else. When
the lawyer asked the engineer what he would compare the difficult
transition to, the engineer said, “It was like trying to change the tires on a
car going 60 miles an hour.” That sentence went in the lawyer’s brief.
PART 5: PRESENTING
YOUR FACTS
Keep the facts interesting,
“The Law Will Be What It Ought to Be” relevant, and favorable. Where
A federal judge once told us, “Facts are the facts aren’t favorable, we
everything. The law will be what it ought to
acknowledge them. When we
be.” That’s because all laws are based on:
do that, we establish credibility
» equity – is it fair?
with the judge and create
» logic – does it make sense?
empathy for our position.
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A judge knows the law, how it works, the difference between a tort and a contract. But she
knows nothing about our case. The fact statement is our opportunity to educate her.
From the very beginning, we are showing the judge the plaintiff’s lack of integrity. But we never
make that accusation; we let the facts speak for themselves.
Instead, give numbers and dates only when relevant. Otherwise, say things like “It only took a
month” or “by the end of the school day.” By doing it this way, we give our judge a timeline and
still let her know that the process continued fairly and expeditiously without confusing her with
insignificant dates.
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CHOOSING FACTS TO HIGHLIGHT
The facts you highlight frame the case your way. No matter how complex, there are only a
handful of facts that decide the outcome. Discussing more than you need clutters your brief.
Further, discussing irrelevant facts might confuse the court.
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After reading these three sentences, a mediator
will likely lean toward the hospital. By the time the Real Case #2 –
mediator gets to the plaintiff’s allegations two or Employee Sues
three pages later, they sound like weak excuses Employer for
from a subpar, insensitive employee whom the Discrimination,
hospital has every right, even a duty, to terminate. Harassment, and
Now the lawyer can explain the plaintiff’s duties Unfair Treatment
and why his chronic tardiness frustrated the
timed responsibilities of other hospital personnel, If we represent the defendant-
put patients at risk, and exposed the hospital to employer sued by an employee
malpractice lawsuits. and open with a list of the bad
things the employee has claimed
about our client, we establish the
TAKE CONTROL OF YOUR CASE AND case in the judge’s mind as An
SET THE TONE AT THE OUTSET Employer Discriminates, Harasses,
Instead, set the tone for the case with a few and Treats Employees Unfairly
sentences that read more like this: case, which we then spend the
rest of our brief denying. The first
sentence in this brief:
EXAMPLE
Plaintiff filed an amended Title
On November 16, VII Complaint under the Civil
2017, Plaintiff violated Rights Act of 1964, alleging
Commonwealth’s drug three claims for relief: (1)
and alcohol policy when
“discrimination based on race”;
he tested positive for
(2) “harassment and unfair
cocaine. After being given a
treatment on the job”; and (3)
“last chance,” the plaintiff
promised to complete drug “unfair labor practices.”
rehabilitation and remain Our client and our case look
alcohol and drug free. One especially weak when we
month later, he again tested
follow our presentation of the
positive for cocaine.
other side’s case with denials
like “Complainant’s claims
You now have the judge’s attention, and he’s are totally without merit.” And
already leaning toward your client. Opening like “Neither his national origin
this establishes the case as an Employer Had No nor his race played any role
Choice But To Terminate Employee Under the whatsoever in the decision to
Influence of Drugs and Dangerous to Himself and end his employment.” That is
Others case, which makes the judge wonder how our opinion, and judges don’t
the plaintiff ever had the gall to sue your client. care what we think; they want to
Same case, different perspective, different ordering know how we got there.
of facts.
Keep the facts interesting, relevant, and favorable. Where the facts aren’t favorable, we
acknowledge them. When we do that, we establish credibility with the judge and create
empathy for our position.
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WHAT IS A STORY?
A story provides context for applying the law. It is about people doing things or having
things done to them. Interpreting a statute is not a story. Alleging a wrongdoing is not a story.
Describing a principle is not a story. People generating and pumping raw sewage into a lake
and spilling wastewater into a sound are stories.
In the condemnation case below, the judge need not read a metes-and-bounds description of
the property before they hear the story of what happened there. Nobody acts in a metes-and-
bounds description. Instead of opening with the description, we could engage the judge with a
simple story:
EXAMPLE
In July of 2015, Kensington Investments purchased 27 acres west
of Ft. Lauderdale for $2,000,000. In August of 2017, Broward County
condemned the property and offered to compensate Kensington with
$5,000,000. Although Kensington had done nothing to improve the site,
the company claimed that in two years the property had appreciated
650% to $13,000,000.
In three sentences of story, the judge already wonders how any plot of land could increase in
value 650% in just two years, which immediately shifts the burden to Kensington.
A SAMPLE STORY
Consider this Position Statement, not only does the lawyer open with an unnecessary formal
sentence—then present the other side’s case—but also nothing’s happened. A better way to
open the Pericles brief would be by telling a story that helps the judge appreciate our client’s
position.
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Now the judge knows that the Complainant’s carelessness has cost Pericles money, and the
judge reads on because he wants to know the degree of her carelessness.
PART 7: CAPTURING
THE JUDGE’S IMAGINATION
To immerse a judge in our story, we must capture By using descriptive language
the judge’s imagination. By using descriptive
language that engages the senses, we invite a that engages the senses,
judge to see the events through our client’s eyes. we invite a judge to see the
» Begin with the moment the judge events through our client’s
needs to hear about first. eyes. Descriptions that do
» Give facts, not conclusions. not hit at least one of our five
» Give the facts that lead to your senses disorient us, because
conclusions; don’t bore the judge to
death.
we have nothing to grasp.
The language in those records is the heart of the case. What does this mean? Is it a big concern
or a little concern? How conclusive? Reflection and concern are not facts, we can’t picture or
appreciate them; but the words in the records that reflect a concern are facts, and unless we
have an overriding reason not to use them, we should quote that language.
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CONCLUSORY AND ABSTRACT SPECIFIC AND CONCRETE
Both the contractor and the Four miles long, two miles wide,
supplier recognized the difficulties Shemya Island lies at the extreme
inherent in supplying and installing western tip of the Aleutians,
equipment for a construction project 1,500 miles from Anchorage and
on a remote island in the Aleutians. only a few miles from Siberia.
It takes so much longer to deliver In January 2017, the year King
materials and to perform necessary delivered the engines, the US
work in a remote and inhospitable Navy selected Shemya to stage
location. a simulated amphibious assault
because the site provided 50-foot
seas and gale force winds, what
the commander of the Navy Third
Fleet described as “the most
difficult conditions imaginable.”
Even in August, the air is so cold
and the wind so strong they
create “horizontal icicles.”
The opposite of concrete is conclusory and abstract. Judges can’t picture conclusions like
remote and expensive; they can’t picture abstractions like defective merchandise and operative
entities. If we want the judge to understand the necessity of a limited liability clause, we must
allow the judge to envision—maybe feel and hear—the construction site.
Using concrete words and images, this paragraph captures the judge’s imagination and
persuades by conveying subliminally: Your Honor, we don’t know what the weather’s going to
be like six minutes from now, let alone six months from now. That’s why the limited liability
clause is not “unconscionable.”
EXAMPLE
The defendant told the police at the station that he was acting that way
because he had hit his head. He agreed that he had been drinking, but
he said that he had only had two beers and wasn’t drunk. He blamed his
behavior on a head injury that he must have had from the crash. But there
was an empty bottle of vodka on the floor and he refused to take the
blood test. And then he refused medical attention.
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When you communicate in concrete and specific terms, the judge will form the conclusions
you want. They imagine horizontal icicles. They conclude that the conditions are
unpredictable and perilous. They imagine the defendant staggering and swaying over the
woman he just struck with his SUV, looking down at her crumpled body in a gutter and not
even acknowledging her. They conclude that the defendant had a total disregard for the
impact of his actions on a human life.
PART 8: TIGHTENING
& PROOFREADING
YOUR BRIEF
A polished document encourages a generous reading, so correct mistakes and cut superfluous
language. Assuming you’ve followed the earlier advice from this book, here are ten more ideas
to ensure that what we send to the court is our best work and enhances our reputation with
the judge.
Avoid Abbreviations
If the judge has to pause to remember what your abbreviation stands for, they can’t pay
attention to your argument. Use abbreviations and acronyms only (1) when the judge will
recognize the acronym but not the written-out term or (2) when everyone uses the acronym
and not the term spelled out: IBM, ATT, IRS, NPR, NRA, NOW. But rather than call the “United
States Coast Guard” the “USCG,” call it the “Coast Guard.” Instead of reducing “Sauk-Suiattle
Indian Tribe” to “SSIT,” call them the “Tribe.”
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DON’T WRITE THIS DO TRY THIS
But the facts of Armstrong are not But the facts of Armstrong are not
analogous to the present matter. analogous.
Pare Quotations
We never pull words out of context to change their meaning, but we make life as easy as we
can for a judge by quoting only the relevant part.
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BREAK THE HABIT #3
Submitting a brief shorter than what the court will allow signals the judge
we have a strong case and we know it well. It is the surest way to create
a good impression with a judge. Like the rest of us, most judges will turn
immediately to the last page of anything they have to read to see how
long it is. If a page limit is 20, over 95% of briefs will run 19 ¾ pages. If a
judge sees 16 or 17 on that last page—based on her experience of having
read thousands of briefs—she automatically will assume this brief will be
better than most. So she turns back to p. 1 with a good feeling about the
lawyer who wrote it even though she has yet to read one word.
PART 9: FINAL
SUBSTANTIVE
REVIEW
For most lawyers, our desire for perfection makes it difficult to recognize when our work is
done. If that describes you, then this list is an effective way to determine whether the brief is
ready for the court. Ask these 20 questions. Have I:
1. titled each section of my brief with a single word?
2. dropped the formal opening, “Defendant respectfully submits”?
3. started with my own case?
4. addressed both sides reasonably?
5. spelled out acronyms?
6. stated my position, why the law and evidence support it, and what I want the judge to
do?
7. opened my fact statement with a fact that is interesting, relevant, and favorable?
8. told the judge a story?
9. discarded conclusory words and arguments in my fact statement?
10. removed extraneous facts?
11. written in the concrete?
12. checked my facts for “opinion” words, like difficult, confusing, lengthy?
The above questions themselves are simple, but a “no” answer effectively reveals a weakness
that your readers will quickly see. It’s your last chance to get your brief right and make it the
best it can be. When you can answer “yes” to each of the 20 questions above, you’re ready to
submit your brief to your supervisor or the court.
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CONCLUSION
Using WordRake’s approach to brief-writing will strengthen your case and increase your
chances of winning. The WordRake method will also enhance your reputation with the judge.
Using our method, you will have taken control of the case by establishing the issues, found and
communicated facts in a way that the judge can envision, used your facts to lead the judge to
the right conclusions, and increased your chances of the judge’s ruling in your favor.