Marcus 1977
Marcus 1977
                                             
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        The standard tunneling path in transition state theory for reactions such as H + H2-+H2 + H has been the
        so-called reaction path. namely the path of steepest ascent to the saddle point. This path is now known to
        give numerical results for the reaction probability which are in disagreement with the exact quantum
        mechanical ones by an order of magnitude at low tunneling energies. A new tunneling path corresponding
        to a line of vibrational endpoints is proposed. It is much shorter and is shown to give results in agreement
        with the quantum ones to within about a factor of two. A semiclassical basis for choosing this new path is
        given.
I. INTRODUCTION                                                             ly, the system will stop its motion in the s-direction at
                                                                            the s =s* for which the energy barrier equals the total
   Recent comparisons of quantum mechanical and tran-
                                                                            energy, i. e., for which
sition state theory calculations for the colinear and
three-dimensional reaction rates of H + Hz - Hz + H have                          V1 (s*)+E o(s*)=E,                                     (2.1)
revealed significant discrepancies between the two meth-
                                                                            for a system in its lowest vibrational state.
ods. 1 These discrepancies occur particularly at low en-
ergies, where tunneling is very important. The quantum                         The coordinate perpendicular to the s-curve, a vibra-
mechanical rate is frequently of the order of ten to a hund-                tional coordinate, is denoted by p, with p positive when
red times larger than the rate predicted by transition                      this coordinate is stretched, and negative when com-
state theory. Various numerical complex-valued classi-                      pressed. p equals a (signed) measure of the distance
cal trajectory studies have been made in this tunneling                     perpendicular to a tangent to the s- curve. The potential
region, and used in semiclassical calculations Z,3 and                      energy associated with p-motion at any s is designated
         The Journal of Chemical Physics, Vol. 67, No.6, 15 September 1977              Copyright © 1977 American Institute of Physics     2609
 2610                                                  R. A. Marcus and M. E. Coltrin: New tunneling path
J.5
].0
2.5
2.0
l.5
l.0
                                                                                                                        WALL-Po.RTER SURFACE
                                                                                                                        Fo.R H + Hz - H2 + H
     D.5
              l.5     2.0         2.5         3.0          3.5     4.0     4.5
                                                                                            00.                 0.10.                 020
                                        X IR. U.   J
                                                                                                               Etrons(eV)
FIG. 1. Plot of potential energy contours for the H + H2 - H2
+ H reaction using the Porter-Karplus surface. Solid line is                          FIG. 3. Same legend as Fig. 2, but for an SSMK Wall-Porter
                                                                                      potential energy surface. Exact results are from Ref. 10(b)
line of steepest ascent (reaction path). Dotted line is the t-
curve (limit of vibrational amplitudes in the given vibrational                       and the PTTS curve is obtained from Fig. 5 of Ref. 4(b).
state, here the zero-point state). The points P and p' denote
the initial and final tunneling points on the t-curve for a par-
ticular total energy. The corresponding tunneling points if                           Fig. 1. The J.l and scaling factors used in the present
tunneling occurred along the reaction path are Q and Q' •                             paper are the standard ones. 5,6
                                                                                         The semiclassical transmission coefficient (ratio of
                                                                                      outgoing flux of products to incident flux of reactants) is
scribed, in both the adiabatic and general forms of mi-                  during the trajectory. 14 The assumption presumes a high
crocanonical transition state theory in Ref. 12.                         enough vibrational frequency of the motion transverse to
                                                                         the reaction path. With the assumption of vibrational
  A theoretical basis for the present choice for the tun-                ad iabati city, the value of the classically attainable s be-
neling path is obtained from the semiclassical arguments                 comes independent of the initial vibrational phase woo
given in the next section.                                               This s* is then given by Eq. (2.1) in the case that the
                                                                         vibrational state is the lowest one (and by the same equa-
III. SEMICLASSICAL ARGUMENTS                                             tion with Eo(s*) replaced by En(s*), when the vibrational
  In semiclassical theory the action variables are the                   state is any given state n). These trajectories thereby
      .
classIcal  analog of the quantum num b ers. 13(a)-13(f) 0 ne             each reach the same vibrational turning point P at s*,
can obtain a wavefunction13 (c).13(d) for a collision system             and then tunnel from there since it is the closest point
beginning in a given specified initial quantum state n, by               to the classically allowed region of the products' chan-
using a set of classical trajectories having the desired                 nel. Thereby, for each WO one has the same value of the
initial action variables but uniformly distributed in initial            complex-valued quantity f pdq in (3.2) from point P to
phase woo When this wavefunction is introduced into a                    point pi for each member of this family of trajectories,
well-known quantum mechanical expression for the S-                      a family whose members differ only in woo
matrix elements s",n one obtains an integral expression                     InEq. (3.2) one can now set n =n, since in the vibration-
for these elements. 13(d).13(g) The reaction probability
                                                                         ally-adiabatic approximation all trajectories will have
(transmission coefficient) of a system in state n is                     the same value of        n,
                                                                                                   namely the initial value n. (When
                                                                         the coordinates dWO denotes dwf, dwg, •• " nand n de-
                                                              (3.1)
                                                                         note nl> 112, .,. and nl> n2, ••• ). The integral over p
                                                                         can be integrated by parts, yielding f pdq - ~R' + p~RI,
where the sum is over all final states m of products.
                                                                         PR being the translational momentum, since the vibra-
The S-matrix element can be written as (3.2) for a two
                                                                         tional momentum vanishes at the end points of the above
coordinate system (the dwo becoming dwfdwg • •• , and the
                                                                         integration path. p~ and p1 are the final and initial
preexponential factor becoming a determinant, for a
                                                                         translational momenta. The trajectories beginning with
higher dimensional system):13(d)
                                                                         different WO will all have the same value for this integral
            2: )UiO=O
                r Iaw/awOl
                    1          1
                                   /2 exp [ - i   J'I qdp                because of the absence of a relative distortion of the tra-
tested. The third and final approximation which remains          (M. E. C. ) Was the recipient of a University of Illinois
to be introduced is the choice of the optimum tunneling          Fellowship.
path between P and pi for calculating J. The "best" path
is a dynamical one, namely the one which, by Hamilton's          APPENDIX A. ACTION CALCULATED ALONG
principle of least action, has the least value of f Pdq be-      ALTERNATIVE TUNNELING PATHS
tween the two points. 15(b) We have selected the t-curve,
the t- curve being one which involves tunneling in the s-
                                                                   We consider the phase integral     I:'
                                                                                                        pdq along several
                                                                 paths to compare with the value along the t-curve. The
direction and not in the p-direction. We have indeed ex-
                                                                 principle of stationary action for fixed P, pI, and E is
amined a number of other paths and found the 1m! pdq
for those paths for the present reaction either to have
nearly the same or a larger value. Examples are given                fJ   t
                                                                          p'
                                                                               pdq =0 ,                                 (A1)
in Appendix A.
                                                                 which implies that the variations (from the value along
  A principal assumption, as already noted, is the vi-           the best dynamical path) of its real part and of its imag-
brational adiabatic one. Actually, any reaction, even            inary part are zero. The latter part determines the tun-
H + Hz - H2 + H, is at least somewhat vibrationally- non-        neling probability [cf. Eq. (3.3)], and we focus attention
adiabatic. 14 For example, classical trajectories for this       on it. Strictly speaking, the p in (A1) should be directed
reaction reveal that s* depends somewhat on -UP.16 Thus,         along that path. We first conSider some paths for which
as a result of passing through the pretransition state re-       this is not the case but which satisfy vibrational adia-
gion there has been some change in the vibrational action        baticity.
variable of the p-motion before reaching s*, whereas
                                                                   One family of curves is the following: (1) a path at
that action variable would be constant in a vibrational-
                                                                 constant s* from p =Pmu. to P =kPmu where k is a constant
adiabatic approximation. Thereby, for some wO's the
                                                                 less than unity, (2) a path with p(s) =kPmu(s) from that
s* is larger and for others smaller than that determined
                                                                 s* to the s* in the exit channel, and (3) a path at that s*
by Eq. (2. 1). We have termed this vibrational nonadia-
                                                                 from P = kP mu to p'. Only step (2) contributes to 1m! pdq,
baticity elsewhere the "nonadiabatic tail, ,,17 because
                                                                 when P lies between its minimum and maximum classi-
some systems will pass over the barrier at energies
                                                                 cally allowed values. At any point in step (2) the rele-
where in the vibrationally-adiabatic approximation they
                                                                 vant value of p, P., in the integrand (the component along
could not. The agreement in Figs. 2 and 3 is neverthe-
                                                                 the path) is {2J.,L[E- Eo(s)- V1 (S)]}I/2, since
IV. DISCUSSION                                                   Thus, at any s in step (2) the   p in the integrand, namely
                                                                 P., is the same as the p on the t-curve, given by Eqs.
   The new tunneling path is a simple path which provides
                                                                 (2.3) and (2.5). However, the path along step (2) is
a considerably improved agreement with the quantum re-
                                                                 longer than that along the t-curve, and thus the value of
sults, as compared with the standard tunneling path. We
                                                                 1m! pdq is greater than that along the t-curve. For ex-
have neglected vibrational-nonadiabaticity in the pre-
                                                                 ample, for the SSMK Wall-Porter surface at E= 0.3985
transition state region, as indeed do all quantum transi-
                                                                 eV, J(E) along the s-curve is 5.81, whereas that along
tion state theories. Vibrational nonadiabaticity allows
                                                                 the t-curve is only 3.65. (J is 1m! pdq/fi.)
some systems to pass sl with a vibrational energy less
than Eo(sl), and causes any transition state theory re-             Another set of paths is that for which p(s)~Pm""(s).
sults at energies near E equal to V(s1) + Eo(s1) to be too       Once again we first choose a three-step path: (1) a path
low. The error is not more than a factor of about two,           at the initial s* from P =Pmu. to P =kPmu, where k is a
judging from the results in that region (largely not given       constant greater than unity, (2) a path with p(s) = kPmu.(s),
in Figs. 2-3, but calculated). 18                                from the initial s* to the s* in the exit channel, and (3)
                                                                 at the final s* from p =kP mu to P =Pm"". Now all three
  We have considered above a class of reactions involv-
                                                                 steps contribute to ImJ pdq. For k =1. 01 and 1. 05, the
ing three centers of comparable (in the present case
                                                                 values of J were 3.73 and 4.07, respectively, for the
equal) masses. One system of particular interest is the
                                                                 cited E, thus once again exceeding the value of J =3. 65
transfer of a light particle between two heavy ones.
                                                                 for the t- curve.
Here, the acute angle in Fig. 1 is so much smaller that
the exit and entrance channels are almost parallel. Dy-            These results are summarized in Table I. The path
namically this syst€m is quite different, and it is planned      along the t- curve is the only internally consistent path in
to discuss tunneling for such a system elseWhere.                Table I: It alone has a zero component of velocity nor-
                                                                 mal to it.
  Finally, we should note that tunneling along a path
other than the standard reaction path was first employed            Many other paths can be suggested, and a complete in-
by Johnston and Rapp, 19 who considered straight line            vestigation of them would be equivalent to solving Hamil-
paths.                                                           ton's equations in the Vicinity of the saddle-point.
                                                                 Among the classes of paths are (A3), chOOSing s = 0 to
                                                                 lie along the bisector of the acute angle in Fig. 1.
ACKNOWLEDGMENT
                                                                     p(s)=[1=Fa(l-ls/s*I)]Pmu.(s)       (O<a<l).        (A3)
  We are pleased to acknowledge the support of this re-
search by the National Science Foundation. One of us             With the minus sign, one would have p(s)~Pmu(s), and
TABLE 1. Summary of phase integrals                                       +m2)(m2+mS)]1/2. Here, (11/2)-0 denotes the acute angle in
along different tunneling paths.                                          Fig. 1. The coordinates x, y have the property that they di-
                                                                          agonalize the kinetic energy, and both have a single mass 11,
Description of patha          ImJ pdq/If                                  in the center of mass system of coordinates, i. e., the kinetic
                                                                          energy in this system is (11 /2)(i 2 +y2), with 11 = ml (m2 + ms)/
P =0 (s-curve)                  5.81
                                                                          (ml + m2 + ms)·
P =kPmax (k < 1)              >3.65                                     7Compare with J. N. L. Connor, Molec. Phys. 15, 37 (1968),
                                                                          Eqs. (14), (15), (18), and (19). The transmission coefficient
P = Pmax (t-curve)              3.65
                                                                          is the ratio of the transmitted to incident flux, and is calcu-
p=1.01pmax                      3.73                                      lated from the wave functions in Eqs. (14) and (15), and found
                                                                          to give the present Eq. (2.6). The mapping equations are Eqs.
P =1.05 Pmax                    4.07
                                                                          (18) and (19).
                                                                        SR. N. Porter and M. Karplus, J. Chern. Phys. 40, 1105
aThese paths refer to three-step paths,
                                                                          (1964).
 but only the middle step between P and
                                                                        9G. C. Schatz and A. Kuppermann (private communication from
 P' is described in this column. The
                                                                          G. C. Schatz); cf. Fig. 6 of Ref. 4(b); J. w. Duff and D. G.
 value in the second column is the value
                                                                          Truhlar, Chern. Phys. Lett. 23, 327 (1973).
 of ImJ pdq/If for the entire path between
                                                                        10(a) D. G. Truhlar and A. Kuppermann, J. Chern. Phys. 52,
 p and P'. All results are for the SSMK
                                                                          3841 (1970); (b) ibid. 56, 2232 (1972).
 Wall-Porter surface for E=0.3985 eV.
                                                                        l1Reference 10 gives a fit to the results of a calculation of the
                                                                          Hs surface in 1. Shavitt, R. M. stevens, F. L. Minn, and M.
                                                                          Karplus, J. Chern. Phys. 48, 2700 (1968) to the functional
in the vibrationally-adiabatic approximation the Imp in                   formgiveninF. T. WallandR. N. Porter, J. Chern. Phys.
J(E) would still be the Ps given by (A2). The s-distance                  36, 3256 (1962). The fit is actually to a scaled version of
part of the path length would be greater than that for the                SSMK, scaled as per the suggestion of I. Shavitt, J. Chern.
                                                                           Phys. 49, 4048 (1968).
t-curve and so J(E) would be larger. With the plus sign                 12R. A. Marcus, J. Chern. Phys. 45, 2138 (1966). cf. Eqs.
of (A3), p(s)~Pmax(s). If one used zero velocity compo-                    (3) and (4).
nent normal to the path, thereby dropping the vibrational               IsFor example, (a) M. Born, Mechanics of the Atom (Ungar,
adiabaticity (other than for the t-curve, for which a = 0),                New York, 1960); (b) J. B. Keller, Ann. Phys. (N. Y.) 4,
p would be [2/l(E- V)]1/2, where Vis the potential ener-                   180 (1958); (c) R. A. Marcus, Chern. Phys. Lett. 7, 525
gy on the path, and J(E) could readily be calculated.                      (1970); (d) R. A. Marcus, J. Chern. Phys. 59, 5125 (1973);
                                                                           (e) W. H. Miller, Adv. Chern. Phys. 25, 69 (1974) and