Dr. D. Y.
Patil Group of Institutions’ Technical Campus
                                 Dr. D. Y. Patil School of Engineering Lohegaon, Pune
                         Dr. D. Y. Patil Knowledge City, Charholi Bk., Via. Lohegaon, Pune – 412 105.
                                                                                    Form No. IQAC/28
                               Annual Performance Appraisal Form
                                               Teaching staff
                   (Period of Appraisal: From 01st July                to 30th June             )
EMPLOYEE DETAILS:
    Name of the faculty
    Department
    Designation
    Date of Joining the Institute
    Gross Salary
GUIDELINES:
The period of evaluation shall be 1st July to 30th June of any year.
       All the information should be provided accurately and clearly. Additional information worth a mention may
        be provided in separate sheets.
       The faculty must refer the Performance Appraisal Scheme document for more details, before filling the
        appraisal form.
       Appraisal Committee for Faculty: Evaluating Authority (EA) is the HoD and the Reviewing Authority (RA)
        is The Head of Institution (Principal).
       Appraisal Committee for HoD: Evaluating Authority (EA) is the Head of Institution (Principal), the
        Reviewing Authority (RA) is The Director (or the competent authority appointed on his behalf).
       The EA shall verify all the information, by supporting proofs before commenting on the performance.
RECORDS OF ABSENCE (TO BE FILLED BY THE ADMIN / HOD OFFICE)
    Sl.             Type of Leave                           No. of Leaves Availed            Signature of
                                                                                             Admin / HOD
    No.                                                     Term - I        Term - II        with Date
    1         Casual Leave ( CL)
    2         Medical Leave ( ML)
    3         Duty Leave ( DL)
    4         Maternity Leave ( MTL) ( if applicable)
    5         Leave Without Pay (LWP)
              CATEGORY – I : TEACHING, LEARNING & EVALUATION
                             (MINIMUM SCORE REQUIRED: 75)
Sr.     APIs                                               API Score        Self       Evaluation
No.                                                         Allotted     Evaluation      by EA
 1.     Lectures, Tutorials, Practicals conducted              50
 2.     Extra Teaching Duties                                  10
 3.     Curriculum Enrichment                                  10
 4.     Participatory & Innovative Teaching-Learning
                                                               20
        Methodologies
 5.     Examination Duties                                     10
 6.     Student Feedback                                       20
 7.     HoD's Feedback                                         05
        TOTAL (I)                                             125
(Note: Attach supporting documents to validate the claim)
Note: *Minimum 80 % compliance is mandatory for point 1, below which no scores may be assigned.
CATEGORY – II : CO-CURRICULAR, EXTENSION & PROFESSIONAL DEVELOPMENT
                          (MINIMUM SCORE REQUIRED: 15)
Sr.    APIs                                                API Score         Self       Evaluation
No.                                                         Allotted      Evaluation      by EA
 1.    Student Centric Activity                                 20
       • Inter-College Level Activity/ Event Convener/
         Coordinator (20) Member (5)
       • College Level Activity/ Event Convener/
         Coordinator (10) Member (2)
       • Certificate Course/ Add on Course with
         min. 50% teaching (15) with no teaching (5)
       • Guest Lecture for Students (2 per lecture)
 2.    Academic and Administrative Committees &                 15
       Responsibilities
       • College level : Incharge (10) Member (2)
       • Department level : Incharge (5) Member (1)
 Sr.      APIs                                                       API Score      Self      Evaluation
 No.                                                                  Allotted   Evaluation     by EA
     3.   Professional Development Activities                           15
          (attending seminars, conferences, workshops, talks,
          lectures, dissemination, general articles, invited
          lecture or talk, keynote talk, etc of duration less than
          1 week) (3 each)
          TOTAL (II)                                                    50
(Note : Attach supporting documents to validate the claim)
                         CATEGORY – III: RESEARCH & DEVELOPMENT
(Minimum Score Required: AP-6K (05), AP-7K (10), AP-8K (15), Assoc. Prof (20), Prof. (25))
 Sr.                                                                Self       Evaluation
 No.                            APIs                             Evaluation      by EA
     1.   Sponsored Research Projects
             30 lakhs and above ( 30 & 20)
             05 to 30 lakhs (20 & 10)
             01 to 05 lakhs (15 & 05)
             Upto 01 lakh (05 & 01)
          External Funding for Research Activities
2.        ( Conf. / WS / Seminar / STTP / FDP etc)
           05 to 10 lakhs (Maximum 10)
           01 to 05 lakhs (Maximum 05)
           0.5 lakh to 01 lakhs (01)
     3.   Publications
             Journal (15 & 10)
             Conf. Proceedings (full paper with ISBN No.) (10 & 5)
             Conf. Proceedings (full paper without ISBN No.) (5 & 3)
             Technical Articles (3)
     4.   Invited lectures / Paper Presentation
           International Conf. (7 per lecture / 5 per paper presented)
           National Conf. (5 per lecture / 3 per paper presented)
           State / University level (3 per lecture / 2 per paper presented)
Sr.                                                                                 Self    Evaluation
No.                                    APIs                                      Evaluation   by EA
5.     Student Publications (15 max)
        Journal (full paper) : 5/ publication
       Books and Chapters in Books
6.      International Publisher : 30 per book & 10/ chapter for single author
        National Publisher : 20 per book & 05/ chapter for single author
       Patent
7.      Overseas (50) Indian (25)
       Industrial Training / Online courses (Max: 15 points)
8.
        More than 2 weeks (10) , Up to 2 weeks (05)
       Courses/ Programs Attended (Max: 10 points)
9.
        International (Overseas) (20)
        International (India) (10)
        National/ State/ University (5)
 10.   Courses/ Programs Organized for Faculty (Max: 10 points)
        International (10) National / State / University (5)
       Research Guidance
11.     Ph.D. (20 & 10)
        M.Phil & Masters by Research (5)
       Research Evaluation and Review (Max: 10 points)
12.
        Ph.D. (5), M.E./M.Tech (3) Journal / Conf. (2)
       Collaborative Research
13.
        International (10) National (5)
14.    Product / Process Development (10 / 05)
15.    Collaborations / Donations / Lab. Dev. ( 03 each)
16.    Consultancy Projects:
        Amount mobilized with a minimum of Rs.10 lakhs.
         (10 for every Rs.10 lakhs)
17.    MOU / T & P Activities ( 03 each)
18.
       Fellowships / Awards:
        International Award / Fellowship from academic bodies
         (15 per Award / 15 per Fellowship).
        National Award / Fellowship from academic bodies
         (10 per Award / 10 per Fellowship).
        State / University level Award from academic bodies
         (05 per Award).
       TOTAL (III)
EVALUATION SUMMARY:
                                                            Minimum      Self       Evaluation
                           APIs                             Required   Evaluation     by EA
 Category – I :
                                                              75
 Teaching, Learning & Evaluation
 Category – II :
                                                              15
 Co-Curricular, Extension & Professional Development
 Category – III :
 Research and Development
                                                    Total
(Note: Attach supporting documents to validate the claim)
                           ADDITIONAL COMMENTS (if any) by THE FACULTY
_____________________________________________________________________
_____________________________________________________________________
_____________________________________________________________________
_____________________________________________________________________
Date:                                                                   Signature of Faculty
                                 ASSESSMENT by The HoD (EA)
(The assessment should be based predominantly on the criterion mentioned. The opinion of
colleagues, subordinates, superiors will be given due weightage. The overall utility/ contribution of
the candidate to the department and institute are assessed. In case of interdepartmental or FY
assignments, EA should seek remarks from the concerned HoD as the case may be)
_____________________________________________________________________
_____________________________________________________________________
_____________________________________________________________________
On a 10 point scale, the performance of __________________________ can be rated at _______
Date:                                                                        Head of Department
             REVIEW of ASSESSMENT & RECOMMENDATION by The Director (RA)
___________________________________________________________________
_____________________________________________________________________
_____________________________________________________________________
Date:                                                                                    Director
Edited by                           Recommended by                         Approved by
Dr. S. M. Khairnar                  Dr. S. S. Sonavane                Hon. Dr. Ajeenkya D. Y. Patil
Dean (R&D)                          Director                          Chairman