Chattaraj 2003
Chattaraj 2003
                Abstract: Time evolution of various reactivity parameters such as electronegativity, hardness, and
                polarizability associated with a collision process between a proton and an X- atom/ion (X ) He, Li+, Be2+,
                B3+, C4+) in its ground (1S) and excited(1P,1D,1F) electronic states as well as various complexions of a
                two-state ensemble is studied using time-dependent and excited-state density functional theory. This collision
                process may be considered to be a model mimicking the actual chemical reaction between an X-atom/ion
                and a proton to give rise to an XH+ molecule. A favorable dynamical process is characterized by maximum
                hardness and minimum polarizability values according to the dynamical variants of the principles of maximum
                hardness and minimum polarizability. An electronic excitation or an increase in the excited-state contribution
                in a two-state ensemble makes the system softer and more polarizable, and the proton, being a hard acid,
                gradually prefers less to interact with X as has been discerned through the drop in maximum hardness
                value and the increase in the minimum polarizability value when the actual chemical process occurs. Among
                the noble gas elements, Xe is the most reactive. During the reaction: H2 + H+ f H3+ hardness maximizes
                and polarizability minimizes and H2 is more reactive in its excited state. Regioselectivity of proton attack in
                the O-site of CO is clearly delineated wherein HOC+ may eventually rearrange itself to go to the
                thermodynamically more stable HCO+.
Introduction                                                                        has been proposed which states that, “the natural direction of
                                                                                    evolution of any system is toward a state of minimum
  Pearson1-3  introduced the concept of hardness through his
                                                                                    polarizability”.
famous hard-soft acid-base (HSAB) principle which states
                                                                                       Density functional theory (DFT)3,11 has been quite successful
that,1-4 “hard acids prefer to coordinate with hard bases and
                                                                                    in providing solid theoretical footing for the qualitative popular
soft acids prefer to coordinate with soft bases for both their
                                                                                    indices of chemical reactivity like electronegativity and hardness.
thermodynamic and kinetic properties”. Another important
                                                                                    Electronegativity (ø)12 and hardness(η)4 are respectively defined
related hardness principle also proposed by Pearson5 is the
                                                                                    for an N-electron system with energy E, as the following first
maximum hardness principle (MHP)1,6,7 which states that,6
                                                                                    and second-order derivatives
“there seems to be a rule of nature that molecules arrange
themselves so as to be as hard as possible”. The validity of                                                                      ∂E
HSAB principle has been shown8 to somehow demand that of
the MHP. Owing to the inverse relationship9 between hardness
                                                                                                              ø ) -µ ) -         (∂N )   V(r)
                                                                                                                                                                 (1)
                                                                                                                  ( ) ()
  † Dedicated to Professor Walter Kohn, the father of the Density
Functional Theory, on his 80th birthday.                                                                         1 ∂2E               1 ∂µ
 (1) Pearson, R. G. Chemical Hardness: Application from Molecules to Solid;
                                                                                                          η)                     )                               (2)
                                                                                                                 2 ∂N2    V(r)       2 ∂N       V(r)
     Wiley-VCH: Weinheim, 1997.
 (2) Sen, K. D.; Mingos, D. M. P. Chemical Hardness: Structure and Bonding;
     Springer: Berlin, 1993; Vol. 80.
 (3) Parr, R. G.; Yang, W. Density Functional Theory of Atoms and Molecules;
                                                                                    where µ and V(r) are chemical potential (Lagrange multiplier
     Oxford University Press: Oxford, 1989.                                         associated with normalization constraint of DFT) and external
 (4) (a) Pearson, R. G. Hard and Soft Acids and Bases; Dowden, Hutchinson           potential, respectively. Equivalently, hardness can be expressed
     & Ross: Stroudsberg, PA, 1973. (b) Parr, P. G.; Pearson, R. G. J. Am.
     Chem. Soc. 1983, 105, 7512.
 (5) Pearson, R. G. J. Chem. Edu. 1987, 64, 561. Pearson, R. G. Acc. Chem.           (9) (a) Pearson, R. G. in 2. (b) Politzer, P. J. Chem. Phys. 1987, 86, 1072. (c)
     Res. 1993, 26, 250.                                                                 Ghanty, T. K.; Ghosh, S. K. J. Phys. Chem. 1993, 97, 4951. (c) Fuentealba,
 (6) (a) Parr, R. G.; Chattaraj, P. K. J. Am. Chem. Soc. 1991, 113, 1854. (b)            P.; Reyes, O. J. Mol. Struct. (THEOCHEM) 1993, 282, 65. (d) Fuentealba,
     Chattaraj, P. K.; Liu, G. H.; Parr, R. G. Chem. Phys. Lett. 1995, 237, 171.         P.; Simon-Manso, Y. J. Phys. Chem. A 1998, 102, 2029.
     (c) Ayers, P. W.; Parr, R. G. J. Am. Chem. Soc. 2000, 122, 2010.               (10) (a) Chattaraj, P. K.; Sengupta, S. J. Phys. Chem. 1996, 100, 16 126. (b)
 (7) Chattaraj, P. K. Proc. Ind. Natl. Sci. Acad. Part. A 1996, 62, 513.                 Ghanty, T. K.; Ghosh, S. K. J. Phys. Chem. 1996, 100, 12 295.
 (8) (a) Chattaraj, P. K.; Lee, H.; Parr, R. G. J. Am. Chem. Soc. 1991, 113,        (11) (a) Hohenberg, P.; Kohn, W. Phys. ReV. B 1964, 136, 864. (b) Kohn, W.;
     1855. (b) Chattaraj, P. K.; Schleyer, P. v. R. J. Am. Chem. Soc. 1994, 116,         Sham, L. J. Phys. ReV. A 1965, 140, 1133.
     1067. (c) Cedillo, A.; Chattaraj, P. K.; Parr. R. G. Int. J. Quantum Chem.     (12) Parr, R. G.; Donnelly, D. A.; Levy, M.; Palke, W. E. J. Chem. Phys. 1978,
     M. Zerner Spl. Issue 2000, 77, 403.                                                 68, 3801.
10.1021/ja0276063 CCC: $25.00 © 2003 American Chemical Society                                          J. AM. CHEM. SOC. 2003, 125, 2705-2710              9   2705
ARTICLES                                                                                                                                       Chattaraj and Maiti
as13                                                                                 to bind those systems which are in their ground states where
                                                                                     they are the hardest and the affinity of binding would keep on
                    η)
                          1
                          N
                             ∫∫η(r,r′)f(r′)F(r)drdr′                          (3)    decreasing with electronic excitations or with an increase in
                                                                                     the excited-state contribution in a two-state ensemble. Here, we
                                                                                     verify this prognosis using TDDFT and excited-state DFT.
where f(r)is the Fukui function14 and the hardness kernel is given
                                                                                        To test the efficacy of the present method on the reactivity
by
                                                                                     behavior along a given group of the periodic table we also study
                                           2                                         the protonation of He, Ne, Ar, Kr, and Xe. The chemical
                                      1 δ F[F]
                         η(r,r′) )                                            (4)    reactions H2 + H+ f H3+ and CO + H+ f HOC+ + HCO+
                                      2 δF(r)δF(r′)                                  are also studied. For the former reaction H2 is considered in
in terms of the Hohenberg-Kohn-Sham universal functional                             both the ground and the excited states. The other reaction is
of DFT.11 The wave function of an N-particle system is                               chosen to specifically test the regioselectivity in the reaction
completely characterized by N and V(r). Although ø and η                             involving a multiple-site molecule.
measure the response of the system when N changes at fixed                           Computational Details
V(r), polarizability(R) plays the same role for varying V(r) at
                                                                                        Dynamical profiles of various reactivity parameters associated with
constant N.                                                                          the collision process between a proton and several helium isoelectronic
   So far the studies on HSAB principle has been restricted to                       systems (X ) He, Li+, Be2+, B3+, C4+) and their two-state ensembles
ground states and for time-independent situations. In the present                    are generated by solving a generalized nonlinear Schrödinger equation
work, we analyze this principle in the light of the principles of                    within a quantum fluid density functional framework23,24 for the TD
maximum hardness and minimum polarizability by making use                            charge and current densities required for the calculation of any reactivity
of two important aspects of DFT, viz., time-dependent (TD)                           index in a given instant. Various functionals used for this purpose and
DFT15 and excited-state DFT.16 To our knowledge, this is for                         the numerical details are available elsewhere.24 This procedure stems
the first time these electronic structure principles are studied in                  from the TDDFT.1,5,7 This initial boundary value problem has been
a dynamical system involving excited electronic states. It may,                      solved by a leap-frog type finite difference scheme.24 Initial (t ) 0)
                                                                                     near Hartree-Fock wave functions in 1S, 1P, 1D, and 1F electronic states
however, be noted that there is no general excited-state DFT17
                                                                                     for different helium isoelectronic systems are taken from Clementi and
but for some special cases such as in states which are of lowest
                                                                                     Roetti25 and Mukherjee et al.26 for the ground and excited electronic
energy for a given symmetry class18 or in an ensemble of states19                    states, respectively. In case of the two-state ensemble the density is
and these are the cases considered in the present work.                              chosen as
   Because a system is generally more reactive in its excited
state it is expected from the MHP and the MPP that a system                                               Fensemble ) (1 - ω)Fgs + ωFes                        (5)
would become softer and more polarizable on electronic
excitation. This idea has been confirmed in the cases of atoms,20                    where Fgs and Fes are ground state25 and excited state26 (11P, 1s2p
ions20 and molecules21 for the lowest energy state of a particular                   configuration) densities, respectively, and ω is a real number19,27 that
symmetry and different complexions of a two -state ensemble.                         measures the relative weights of various electronic states present in
   In the present work, we study the time evolution of various                       the ensemble.
reactivity parameters such as electronegativity, hardness and                           While the near Hartree-Fock ground-state wave functions of He,
                                                                                     Ne, Ar, Kr, Xe are taken from Clementi and Roetti,25 the 4-31G double-
polarizability associated with a collision process between a
                                                                                     Zeta ground states of H2 and CO as well as the excited state of H2 are
proton and various helium isoelectronic systems (X ) He, Li+,
                                                                                     taken from Snyder and Basch.28 Owing to the cylindrical symmetry of
Be2+, B3+, C4+)in their ground and excited electronic states as                      the diatomics, we have used cylindrical polar coordinates (F̃,φ,z) in
well as in a two-state ensemble. This collision process may be                       our calculations. The internuclear axis is taken along the z direction
considered to be a model mimicking the actual chemical reaction                      and the F̃ - z plane as the molecular plane. Because of the cylindrical
between an X atom and a proton to give rise to an XH + molecule                      symmetry all local quantities are evaluated at the (F̃-z) points.
as is the standard practice in chemical kinetics to visulalize                          Electronegativity is calculated by extending Gordy’s work29 to a TD
chemical reactions as collision processes.22 According to HSAB                       situation. The TD chemical potential becomes equal to the total
principle, the proton, being a hard acid, is expected to prefer                      electrostatic potential10,24 at a point rµ, i.e.
                                                                                                                    F(r,t)            Z1            Z2
                                                                                                               ∫|r
(13) (a) Berkowitz, M.; Ghosh, S. K.; Parr, R. G. J. Am. Chem. Soc. 1985, 107,
     6811. (b) Ghosh, S. K.; Berkowitz, M. J. Chem. Phys. 1985, 83, 2976.                    -ø(t) ) µ(t) )                 dr -               -               (6)
(14) Parr, R. G.; Yang. W. J. Am. Chem. Soc. 1984, 106, 2976.                                                       µ -  r|      |R 1 -  r µ |   |R2 - r µ|
(15) (a) Runge, E.; Gross, E. K. U. Phys. ReV. Lett. 1984, 52, 997. (b) Dhara,
     A. K.; Ghosh, S. K. Phys. ReV. A 1987, 35, 442.
(16) Singh, R.; Deb, B. M. Phys. Rep. 1999, 311, 47.                                 where rµ is the point at which the sum of functional derivatives of the
(17) Kohn, W., Private discussion.                                                   total kinetic and exchange-correlation energies vanishes at that time
(18) (a) Gunnarson, O.; Lundqvist, B. I. Phys. ReV. B 1976, 13, 4274. (b) Ziegler,   step. This process is a TD extension of the method proposed by Politzer
     T.; Rauk, A.; Baerends, E. J. Theor. Chim. Acta 1977, 43, 261. (c) von
     Barth, U. Phys. ReV. A 1979, 20, 1693.
(19) (a) Theophilou, A. J. Phys. C 1979, 12, 5419. (b) Hadjisavvas, N.;              (23) Deb, B. M.; Chattaraj, P. K. Phys. ReV. A 1989, 39, 1696.
     Theophilou, A. Phys. ReV. A 1985, 32, 720. (c) Kohn, W. Phys. ReV. A            (24) Chattaraj, P. K.; Sengupta, S. J. Phys. Chem. A 1997, 101, 7893.
     1986, 34, 5419. (d) Gross, E. K. U.; Oliveira, L. N.; Kohn, W. Phys. ReV.       (25) Clementi, E.; Roetti, C. At. Data Nucl. Data Tables 1974, 14, 174.
     A 1988, 37, 2805-2809. (e) Oliveira, L. N.; Gross, E. K. U.; Kohn, W.           (26) Mukherjee, P. K.; Sengupta, S.; Mukherji, A. Int. J. Quantum Chem. 1970,
     Phys. ReV. A 1988, 37, 2821.                                                         4, 139.
(20) Chattaraj, P. K.; Poddar, A. J. Phys. Chem. A 1998, 102, 9944; Chattaraj,       (27) (a) Nagy, A. Phys. ReV. A 1990, 42, 4388; Nagy, A. Phys. ReV. A 1994,
     P. K.; Poddar, A. J. Phys. Chem. A 1999, 103, 1274.                                  49, 3074. (b) Levy, M. Phys. ReV. A 1995, 52, 4313. (c) Chattaraj, P. K.;
(21) (a) Chattaraj, P. K.; Poddar. A. J. Phys. Chem. A 1999, 103, 8691. (b)               Ghosh, S. K.; Liu, S.; Parr, R. G. Int. J. Quantum Chem. 1996, 60, 535.
     Fuentealba, P.; Simon-Manso, Y.; Chattaraj, P. K. J. Phys. Chem. A 2000,        (28) Snyder, L. C.; Basch, H. Molecular WaVe Functions and Properties:
     122, 348.                                                                            Tabulated From SCF Calculations In A Gaussian Basis Set; John Wiley
(22) Laidler, K. J. Chemical Kinetics; Harper and Row: New York, 1987,                    & Sons: New York, 1972; pp T-2 to T-3 and pp T-40 to T-41.
     Chapter 4.                                                                      (29) Gordy, W. Phys. ReV. 1964, 69, 604.
Figure 4. Time evolution of hardness (η, au) during a collision process         Figure 7. Time variation of polarizability (R, au) of He, Ne, Ar, Kr, Xe
between an X - atom/ion (X ) He, Li+, Be2+, B3+, C4+) in different              during protonation.
complexions of a two - state ensemble (ω ) 0, 0.25, 0.5) and a proton.
(black line) ω ) 0; (cyan line) ω ) 0.25; (violet line) ω ) 0.5.
Figure 5. Time evolution of polarizability (R, au) during a collision process                       He + H+ (0 e t e 9.075)
between an X-atom/ion and a proton. See the caption of Figure 4 for details.
                                                                                                 f HeH+ (9.075 < t < 10.025)
                                                                                                    f He + H+ (t g 10.975)
                                                                                Hardness attains a maximum value and polarizability attains a
                                                                                minimum value in the encounter regime, as expected. The
                                                                                hardness maximum decreases and the polarizability minimum
Figure 6. Time variation of hardness (η, au) of He, Ne, Ar, Kr, Xe during       increases as we proceed in the sequence He f Ne f Ar f Kr
protonation.                                                                    f Xe. It is a clear-cut signature of increasing reactivity in that
would increase in the order 1Sf1Pf1Df1F, which is precisely                     sequence corroborating the fact that Xe is the most reactive
the case providing the validity of the HSAB principle in a                      according to the MHP and MPP which has been the reason
dynamical context.                                                              behind the fact that the first attempt of compound formation of
   Figures 4 and 5 depict respectively the time dependence of                   noble gas elements was tried on Xe.
η and R for various complexions of a two-state ensemble (ω )                      Dynamic Reactivity Profiles of the Chemical Reaction:
0, 0.25 and 0.5) of X (X ) He, Li+, Be2+, B3+, C4+) colliding                   H2 + H+ f H3+. The density profile of the H2 molecule in its
with a proton. In the encounter regime η maximizes and R                        ground (1∑g+) state is symmetric at both nuclei (See figure
minimizes in all cases as would have been predicted by the                      provided in the Supporting Information). It is expected that
MHP and the MPP for a favorable chemical reaction. As                           during protonation the hardness would get maximized and the
expected from a dynamical variant of the HSAB principle vis                     polarizability would get minimized in the neighborhood of the
a vis the validity of the MHP and the MPP the maximum η                         nuclei since the density attains its maximum values at those
value decreases and the minimum R value increases with an                       points and they would be symmetric which is what precisely
increase in the excited-state contribution in a two-state ensemble.             obtained in the present work. The hardness profile is depicted
   Reactivity Dynamics of Protonation of Noble Gas Systems.                     in Figure 8 and the polarizability profile is provided in the
Figures 6 and 7, respectively, depict the time variation of                     Supporting Information. We also calculate the corresponding
2708 J. AM. CHEM. SOC.        9   VOL. 125, NO. 9, 2003
HSAB Principle                                                                                                                        ARTICLES
sistance. We would like to thank the anonymous reviewers and      symmetric at both nuclei, the polarizability profiles in the ground
Professor Donald G. Truhlar, Associate Editor of J. Am. Chem.     and the first excited states, and the density profile of CO in its
Soc. for very constructive criticisms.                            ground state. This material is available free of charge via the
                                                                  Internet at http://pubs.acs.org.
   Supporting Information Available: Figure showing the
electron density of the H2 molecule in its ground (1∑g+) state,   JA0276063