Lecture.
5
Design of Experiments: Design
types and construction
Dr. Salma M. Abdel-Hafez
Lecturer
Department of Pharmaceutics and Industrial Pharmacy
Faculty of Pharmacy, Ain Shams University
   Full Factorial Design
   ▪ It is recommended when you have low number of factors and low number of levels so that the overall
       number of runs or experiments is not excessive.
   ▪ Useful for investigating main factor effects as well as their interactions.
   ▪ Number of experiments = (Number of levels) Number of factors
   ▪ e.g. 2 factors varied at 3 levels, number of experiments = 32 = 9
             3 factors varied at 2 levels, number of experiments = 23 = 8
             3 factors varied at 3 levels, number of experiments = 33 = 27
   ▪ Note: additional centre points may be added.                                                      33 full factorial design
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   Full Factorial Design, cont.
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   Full Factorial Design, cont.
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   Fractional Factorial Designs
   ▪ An attempt to reduce the number of experiments obtained from the 2-level full
       factorial design by subtracting numbers from the power.
   ▪ e.g. 23-1 instead of 23
                                                                                                              Fractional factorial
   ▪ Useful for screening of factors to select significant factors and study their main                             design
       effects.
   ▪ May not be sensitive for estimating the factor interactions according to its resolution.
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 Fractional Factorial Designs, cont.
             ▪ In Design Expert® software, different color codes are given for different resolutions:
                  Green: High resolution, yellow: Medium resolution and red: Low resolution
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 Fractional Factorial Designs, cont.
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 Fractional Factorial Designs, cont.
17.10.2024        Dr. Salma M. Abdel-Hafez – Chemometrics – Lecture 5. DoE: Design types and construction   8
 Fractional Factorial Designs, cont.
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 Fractional Factorial Designs, cont.
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   Response Surface Designs
   ▪ These designs extract what is called rich-information
       points.
   ▪ This selection saves us the use of all the combinations                  Central composite
                                                                                   design
       however they cover the whole space of the experiment.
   ▪ They have a smaller number of experiments than the full
                                                                                                                Box-Behnken
       factorial design                                                                                            design
                                                                                  D-optimal
                                                                                   design
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      Central Composite Design (CCD)
      ▪ Each numeric factor is varied over 5 levels.
      ▪ e.g. -1, 0, +1, - alpha (-1.4), + alpha (+1.4).
      ▪ Alpha levels are denoted by the program.
                                                                                                    Central composite
                                                                                                         design
17.10.2024                  Dr. Salma M. Abdel-Hafez – Chemometrics – Lecture 5. DoE: Design types and construction     12
   Central Composite Design (CCD), cont.
17.10.2024       Dr. Salma M. Abdel-Hafez – Chemometrics – Lecture 5. DoE: Design types and construction   13
   Central Composite Design (CCD), cont.
17.10.2024       Dr. Salma M. Abdel-Hafez – Chemometrics – Lecture 5. DoE: Design types and construction   14
   Box-Behnken Design (BBD)
   ▪ The BBD usually takes factors at three levels and all the design points fall within
       the safe operating zone.
   ▪ In each run, the levels of two factors are held at their extreme levels and the third                         Box-Behnken
                                                                                                                      design
       at its middle level, thereby eliminating the experimental runs performed at the
       extreme conditions.
   ▪ This is useful in case of delicate systems where it is unfavourable to work them at
       harsh conditions such as the liposomes or proteins for example.
   ▪ However, this implies poor coverage because you don’t have any corner points,
       therefore BBD may introduce errors when extrapolated to extremes of the design
       space.
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   Box-Behnken Design (BBD), cont.
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   Box-Behnken Design (BBD), cont.
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   D-optimal Design
   ▪ It contains the best subset of all possible experiments
   ▪ It works by space filling sampling. Briefly, the design works by maximizing
       the determinant obtained from the information matrix generated from all                              D-optimal
       the possible combinations of the involved factors. This explains the use of                           design
       the letter “D” in the D-optimal designs.
   ▪ The D-optimal was found to be highly sensitive and more predictive with
       the least bias percentage.
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   D-optimal Design, cont.
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   D-optimal Design, cont.
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                                                                                         Simplex Lattice
   Mixture Designs                                                                        chooses the
                                                                                          points in this
   ▪ When you have components of a mixture or a system e.g.                                 domain
       microemulsions or HPLC mobile phases (their sum of
       percentages will be 100%).
   ▪ If the space of experiment is triangular, you can use the
       Simplex Lattice or the Simplex Centroid (simplex means
       triangle).                                                                To model this area of lipid
                                                                                  nanocapsule formation,
                                                                                   use D-optimal mixture
   ▪ If the space of your experiment is irregular, then you can use                       design
       the D-optimal Mixture Design.
   ▪ Simplex Lattice is more accurate than Simplex Centroid.
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