The Theory of Evolution
The Theory of Evolution
INTELLIGENCE
"mean kinetic energy per molecule" — or sometimes, even more abstractly, as "the partial
derivative of internal energy with respect to entropy." Should we dismiss the concept of
temperature as "just a mathematical construct?" In some sense, it is; never-theless, if you
touch a hot stove, you will burn your finger!
The point is that although, in order to render the notion precise, we have defined
temperature in abstract mathematical terminology, the term describes a phenomenon that
exists in the real world. In like fashion, the "g factor" describes a phenomenon — an
individual's general intelligence — that we had already noticed, and which has real,
observable consequences.
We might still ask, of course, whether the g factor is a unitary talent or is instead a
composite of several more basic abilities. At present, we are not sure; however, since the
answer would not affect any of the other conclusions in this book, I will not dwell on that
question.
One more point of terminology: Some intelligence tests correlate more strongly with
an individual's g factor than others do. We say that such tests are "strongly g-loaded."
Section 3 - Variation of intelligence with age
A newborn child has very little reasoning ability, and his intelligence is therefore very
low. However, a child's reasoning ability gradually increases as he matures. A rough
approximation is that intelligence increases linearly with age, typically reaching a maximum
at about age fourteen or fifteen. (Of course, at that age a person has much less knowledge and
experience than he will have when he is older.)
The intelligence of an adult typically remains nearly constant for many years, and
then gradually diminishes with age. None of us is as smart at age seventy as we were at
twenty; however, in the absence of serious disease or injury, we are a lot smarter than we
were at age seven.
Section 4 - 1Q
As the average person's intelligence varies so little between ages twenty and fifty-five,
we can almost regard his adult intelligence as a constant. However, we cannot do this for
children, since a child's intelligence increases markedly as he matures. The notion of IQ — an
abbreviation for "intelligence quotient" — was designed to estimate the (nearly constant)
intelligence that a child is likely to have when he becomes an adult.
This is done by first determining a child’s “mental age” (defined as the age of typical
children who do as well as he does on a standard intelligence as) and then comparing it with
his chronological age. His IQ is then defined as : IQ = (mental age/chronological age) x 100.
A child of average intelligence for this age will therefore have an IQ of 100.
Empirically, we find that a child's 1Q (as defined above) varies far less with age than
do his raw scores on intelligence tests. IQ tests given after a child reaches the age of seven
usually provide fairly good estimates of his adult intelligence.
Intelligence
heritability of 1Q is about 60% or higher, rising to 70% or more in some age groups.22
I have spent so much time on this topic because in the past many persons have
supported hypotheses (a) or (b) — which we can now see are plainly refuted by the scientific
data — or have taken the position that we have no idea what the answer to question (2) is.
The empirical data, however, makes it very clear that we do know the answer. Both genetic
and environmental factors affect a person's intelligence, with the influence of heredity being
somewhat larger than that of his upbringing and environ- ment, perhaps considerably larger.
Section 9 - Summary
The essential points of this chapter can be summarized rather easily. Basically. many
of the old common-sense views about intelligence that used to be widely accepted (and would
probably be readily accepted today if racial concerns did not make us self-conscious) are
compatible with recent scientific studies. Among these common-sense views are:
1) Some people are smarter than others, and all gradations of intelligence exist.
2) There are different aspects of intelligence, and typically an individual is not equally
gifted in all those aspects. A person's overall mental ability is a combination of his or her
general intelligence (which is usually the dominant factor) and various special intellectual
strengths and weaknesses.
3) Those persons who are considered to be "very smart" typically have a high general
intelligence, and their general intelligence can be applied to a wide variety of practical tasks.
4) There are many other important talents and character traits besides intelligence; and
high intelligence, by itself, rarely results in success.
5) However, there are tasks that do require high intelligence, and high intelligence tends
to enhance a person's other capabilities, sometimes quite markedly. Therefore, other factors
being equal, a person of high intelligence will be able to perform a great variety of tasks
better than someone of lower intelligence.
6) Modern intelligence tests, although certainly not perfect, are reasonably accu- rate;
and a person's IQ provides a fair approximation to his general intelligence.
7) Individual differences in intelligence are caused in part by genetic factors, and in part
by differences in upbringing and environment. However, in adult life the genetic factors are
typically more important.
8) Although brain size does not rigidly determine a person's intelligence, there is a
marked positive correlation between brain size and IQ.
Human Races
FOOTNOTES - CHAPTER 2
1) For example:
(a) A statement drafted by several well-known scholars and issued by UNESCO in 1950
said: "For all practical social purposes 'race' is not so much a biological phenomenon as a
social myth." See Montagu, Ashley (1972), p. 10.
(b) According to James Schreeve, "Surveys of physical anthropologists have found that
almost half no longer believe that biological races exist." (See the November, 1994 issue
of Discover, p. 60.)
(c) In the same issue of Discover, on p. 83, the well-known scholar Jared Diamond said,
"The reality of human races is another commonsense "truth' destined to follow the flat
Earth into oblivion."
(d) In Cavalli-Sforza, et al. (1994), the heading of section 1.6 (on p. 19) is "Scientific
Failure of the Concept of Human Races."
2) (a) As a famous geneticist put it: *... members of the same species who inhabit different
parts of the world are often visibly and genetically different. This, in the simplest terms
possible, is what race is as a biological phenomenon." (Dobzhansky, T. [1970). p. 269.)
(b) See also Whitney, Glayde (1999), and Wilson, Edward O. (2000), pp. 9-10.
3) (a) "A breed of dog is a construct zoologically and genetically equivalent to a race of
man." (Freedman, Daniel G. [1979]. p. 144.)
(b) See also chapter 7 of The Descent of Man (1871), where Darwin discusses at length the
question of whether the various races should be considered different species. He con-
cludes that, although the human races are not separate species, * . . . i t seems that the term
'sub-species' might here be used with propriety. But from long habit the term 'race' will
perhaps always be employed."
4) (a) Encyclopaedia Britannica, 15th edition (1986). See article on "Heterosis" on p. 903 of
volume 5.
(b) Villee, Claude A. (1972), pp. 658-659.
(c) Cavalli-Sforza, L.L. (2000), p. 47.
5) Here are two other counterexamples:
(a) As there are at least 3 billion human beings with heights between 4'6" and 6'6", if one
lined up everyone alive today in size place, the typical person would differ in height from
the one adjacent to him by less than a hundred-millionth of an inch. Nevertheless, we have
no trouble saying that those persons with heights greater than six feet are tall and that
those with heights of less than five feet are short.
(b) If you held hands with your mother, and she with her mother, and so on until the chain
included 250,000 generations, those at the modern end of the chain would be obvious- ly
and indisputably human, while those at the early end of the chain (about five millions
years ago) would look like and be categorised as apes. Yet each individual on the chain
would appear to be of the same species as her neighbor.
6) As Andrew Hacker put it: "In the United States, what people mean by 'race' is usually
straightforward and clear, given the principal division into black and white." (Hacker,
1992, p. 5.) Indeed, the entire set of regulations involving racial preferences and/or
"affirmative action" would be impossible to apply if the word "race" was meaningless.
7) Dawkins, Richard (2004), p. 399.
8) Descriptions of the physical appearance of Australian aborigines can be found in:
(a) Colliers Encyclopedia (1963 edition). See article on "Australia, Primitive Tribes of" on
page 275 of volume 3
The Theory of Evolution
FOOTNOTES - CHAPTER 1
1) These ideas were first presented by Charles Darwin in The Origin of Species by Means of
Natural Selection, or the Preservation of Favoured Races in the Struggle for Life (1859).
Other restatements of his ideas can be found in most modem college textbooks on biology,
for example: Wallace, R.A. (1992), chapters 1 and 10.
2) Sexual selection was discussed at length by Darwin in his second major book, The Descent
o f Man, and Selection in Relation to Sex (1871).
3) Most of the material in this section can be found in many introductory college textbooks,
for example: Wallace, R.A. (1992), chapter 7.
4) Except in very technical writing, it is common to refer to alleles as "genes" when no con-
fusion will result, and 1 shall often do so in this book.) Genetic dritie mentioned in sade
colege tea has Value. . . (192, chapter
(a) Kimura, M. (1983):
(b) Cavalli-Sforza, et al. (1994), especially section 1.4. pp. 13-15; and
(e) Wilson, Edward O. (2000), pp. 64-66.
6) Dawkins, Richard (1989), especially chapters 2 and 3.
7) See Pinker, Steven (2002), The Blank Slate, pp. 45-50 and 373-377.
Understanding Human History
(b) Encyclopaedia Brittanica (15th edition, 1986). See article on "Human Evolution"
(especially p. 975) in volume 18. Also see photograph on p. 971.
(e) Baker, John R. (1974), chapter 16, especially pp. 278-291. Also see photos on p. 274.
9) See Cavalli-Sforza, et al. (1994), Tables 2.3.1A and 2.3.1B on pp. 75-76.
10) The Bushmen and Hottentots refer to themselves as San and Khoikhoi, respectively.
I1) See Cavalli-Sforza, et al. (1994), especially:
(a) Figure 2.3.2.B. on p. 78.
(b) Table 3.7.1, on p. 175, where he also says, “the San differ from other sub-Saharan
Africans ... more than any other sub-Saharan group differs from any other.”
12) For estimates of the average amount of Caucasoid parentage in the gene pool of
American blacks see Reed, T. (1969); or Levin, M. (1997), p. 20.
Understanding Human History
FOOTNOTES - CHAPTER 3
1) Gardner, H. (1983). Frames of Mind: The Theory of Multiple Intelligences. New York:
Basic Books.
2) Gardner's theory has also been criticized on other grounds, for example that he does not
supply any quantitative evidence to support it. Sce pp. 18-19 of The Bell Curve (Hermstein
& Murray, 1994), or pp. 128-130 of The g Factor (Jensen, 1998) for a fuller discussion.
3) This is well established. See, for example:
(a) Detterman, D.K. & M.H. Daniel (1989) who state on p. 349: "Positive manifold among
mental tests is one of the most reliable, replicable, and important empirical discoveries
about human ability yet found."
(b) Hernstein & Murray (1994). p.3,
(c) Jencks, C. (1998). See pp. 59-60 in chapter 2 of The Black-White Test Score Gap.
4) Spearman, Charles (1904).
5) For a full discussion see Bias in Mental Testing (Jensen, 1980). For a briefer discussion see
pp. 280-282 of Hermstein & Murray (1994).
6) For a more detailed description of the reaction time experiments discussed here see Jensen,
Arthur (1998), pp. 210-216.
7) Morris, R.D. & W.D. Hopkins (1995).
8) Jensen, Arthur (1998), pp. 212-214.
9) Jensen, Arthur (1987). Also see Deary, L.J. (2003), pp. 55, 61, and 62.
10) (a) Frearson, W.M. & H.J. Eysenck (1986).
(b) Jensen, Arthur (1992).
(c) Jensen, Arthur (1993).
(d) Jensen, Arthur & P.A. Whang (1993).
11) Jensen, Arthur (1998), p. 221; see also note 22 on p. 263.
12) For a fuller discussion of this point, and some examples, see chapter 3 of Hermstein &
Murray (1994), particularly pp. 70-80.
13) The heritability of a trait is defined as the proportion of the total variance of that trait that
is genetically explained. (The variance of a trait within a population is defined as the
square of the standard deviation of that trait in the population.) Note that the standard
devi- ation, and therefore the variance, is not a property of any individual. but is
inherently a group property. It follows that the heritability of a trait is also a property of
the group, and is not defined for individuals.
14) (a) Willerman, et al. (1991).
(b) Andreasen, et al. (1993).
(c) Egan, et al. (1994).
(d) Wickett, Vernon, de Lee (1994).
(e) Anderson, Britt (2003), especially pp. 30-35.
(f) McDaniel, Michael A. (2005).
Intelligence
In the second place, high intelligence enhances most other abilities. Even when a job or
task can be performed adequately by someone of average intelligence. 12 This holds for such
varied tasks as planting crops, composing music, or waiting on tables. It is even true for many
menial tasks.
Finally, high intelligence plays a crucial role in inventions. Every aspect of our
modern world and its technology had to be invented, and virtually none of those inno-vations
were obvious. It seems highly probable that throughout history (and prehistory) all the
important inventions and innovations were made by persons who were far above average
intelligence.
Section 8 - What causes differences in intelligence?
Since individuals differ greatly in intelligence, we may ask:
1) What are the direct biological factors responsible for those differences?
2) What are the underlying factors? In particular, are individual differences in
intelligence caused primarily by genetic factors or by differences in upbringing and
environment? (In technical language, what is the heritability" of intelli-gence?)
As for question (1), at least three biological factors affect the intelligence of a
human being:
* The size of his brain.
* The microstructure of his brain. (For example, the surfaces of the cerebral cortex
are extremely convoluted, and the extent of those convolutions – which is much
greater in human beings than in any other animal — may be connected with
intelligence.)
* The details of his brain chemistry, such as the abundance of various neurotrans-
mitters.
It is plain that brain size is not the only factor. There are many persons whose high
intelligence is undisputed but who have smaller than average brains, and vice versa.
However, on average, persons with larger brains are more intelligent.
This is what we would intuitively expect. After all, larger hearts can pump more
blood, and larger muscles can lift greater weights. We would therefore expect that larger
brains can, on average, process more information. Furthermore, there is a high correla-
tion between intelligence and brain size across animal species. Finally, since brains are
very expensive organs metabolically, it seems unlikely that natural selection would have
permitted the evolution of large brains unless they resulted in greater intelligence.
However, there is no need to rely upon intuition in this matter. There are several
scientific studies that show a positive correlation between individual brain size and intel-
ligence in human beings.14 Estimates of the correlation vary, but cluster around r = 0.35.
CHAPTER 2
HUMAN RACES
Section 1 - Introduction
The entire topic of human races is a contentious issue, beset by ideological passions.
Indeed, so intense are these passions that some people speak as if race is nothing but skin
color, others assert that the notion of race is just a "social construct," and others claim that
there is no such thing as race or races.1
Such a claim is ridiculous. Even a child can detect the obvious physical differences
between members of different races. If the proverbial "man from Mars" were to visit Earth he
would readily see that human beings come in different varieties. If he went to northern China,
he would notice that most of the people living there have a yellowish tinge to their skins,
straight black hair, very little body hair, and a configuration of their eyelids that give them a
slightly "slant-eyed" appearance.
If he visited central or southem Africa, he would see that the great majority of the
persons living there have very broad, flat noses (relative to Europeans and Chinese), with the
nostrils flaring out. He would also see that most of them have brown skins, very curly hair,
very little body hair, and thick, everted lips.
Finally, if he were to visit northwest Europe, he would notice that most people there have
pale, "pinkish" skins, much more body hair than Chinese or black Africans, and rela- tively
protruding noses. He would also notice that the number of people with blond or red hair is
much greater than in China or Africa, as is the number with blue or green eyes.
In other words, he would readily detect the existence of the three large races (often called
the Mongoloid, Negro, and Caucasoid races). Nor would he have any trouble in discovering
that the above traits are inherited. Whenever two typical-looking north Chinese mate and
produce a child, the child shares the attributes mentioned above, and the same is true for
Europeans and Africans. Of course, he would also notice that there are many human beings
who do not readily fit into any of the three categories just described.
The existence of races is not unique to the human species. Many animal species consist
of more than one type, although in the case of animals these are usually called
The Theory of Evolution
If we use "commonly interbreed in the wild" as our criterion, then HSS should be
considered a separate species. Human beings who possessed syntactic language would surely
have considered hominids without speech to be "subhuman," which explains why they rarely
interbred with them. With rare exceptions, human females adamantly refuse to copulate with
anything subhuman; and although young males will sometimes copulate with anything
vaguely female, they will marry a female only if they consider her fully human.
Definitions, of course, are arbitrary and adopted merely for convenience. How we
choose to define a word will not change any physical or biological facts. Therefore, you need
not consider HSS to be a separate species if you don't want to. However, in the rest of this
book I will use the terms "human," "human race," "human species," "human beings," and
"humanity" to refer to Homo sapiens sapiens, and to them alone. When I wish to include
other hominids, I shall use the terms, "Homo," "Homo sapiens," or "hominid."
FOOTNOTES - CHAPTER 4
1) Sarich, Vincent &e Allan C. Wilson, (1967).
2) Typically, the brain of an adult human accounts for only about 2 percent of his weight, but
it uses about 20 percent of his resting energy.
3) Most of the data in this section comes from either Fagan, Brian M. (2001), chapters 2 and
3; or Cavalli-Sforza, et al. (1994), chapter 2
4) This date is very uncertain:
(a) Clark, J. Desmond (1989) suggests more than 400 kya. (See figure 29.2 on p. 567.)
(b) Bräuer, Günter (1989), suggests 450 kya. (See his figure 8.1 on p. 124.)
(c) Caralli-Sforza, et al. (1994) says "at least 300 kya." (Sce p. 61.)
(d) Fagan, Brian M. (2001) says 200-400 kya. (Sce p. 107.)
5) Brooks, Alison & Bernard Wood (1990).
6) Sce Cavalli-Sforza, et al. (1994), figure 2.1.2; or Fagan, Brian M. (2001), figure 3.16.
7) Mellars, P.A. (1993), pp. 202-203.
(a)Stringer,C.B.(1989),p.241.
(b) Klein, Richard Gi (1989), pp. 334-343
(c) Diamond, Jared (1992), p. 53.
(e) Diamon. a 19) 21210-41.
9) The date nire Can, S), P. e is based on:
(a) Rightmire, G.P. (1089), p. 120.
(b) Deacon, H.J. (1989). p. 561.
(c) Bräuer, Günter (1989), p. 123.
(d) Clark, J. Desmond (1993), p. 148.
10) A sophisticated presentation of this view is given by Wolpoff, M.H. (1989).
Understanding Human History
original structure. A complete set of our genes is present in every one of our cells, and
throughout our lives they direct the operation of those cells.
The genes in a person's body cells were produced by copying the genes present in the
fertilized egg from which that individual started. Since an adult human being contains about a
quadrillion (a thousand trillion, or 1015) cells, each of the genes present in that egg must have
been copied about a quadrillion times. To appreciate the magni- tude of the task involved, we
should take into account that the human genome — i.e., the complete set of genes present in a
single cell — consists of tens of thousands of genes, totaling about one hundred million
nucleotides!
The biological process by which genes are copied (or "replicated") is usually very
accurate. However, it is not absolutely perfect, and many of our cells contain one or more
incorrect nucleotides. Usually, the presence of a few incorrect nucleotides does not greatly
affect the functioning of the cell, but sometimes it does. Indeed, there are instances in which a
single incorrect nucleotide will cause a cell to malfunction and die. It is only because the
copying process for genes is normally so marvelously precise that we are able to survive.
Section 3 - Genetic drift
Suppose that two alleles of a given gene are equally advantageous. Call the two alleles P
and Q. One might think that the law of averages ensures that the percentage of the population
holding allele P will not vary from generation to generation. However, chance variations
from the law of averages occur quite frequently, and as a result the percentage of the
population with allele P will vary. Indeed, such chance vari-ations can even result in the
complete elimination of an allele from the gene pool.
Changes in gene frequencies (strictly speaking, allele frequencies*) that result purely
from chance are called "genetic drift," and are an additional cause of evolution. If a species
has a very large population, then genetic drift is usually a slow and rela- tively unimportant
process. However, if the population size is small then genetic drift can be a significant factor.
There are occasions when the population of a species is dras- tically reduced by a plague,
famine, or other catastrophe, and genetic drift can be of great importance when such a
"population bottleneck" occurs.
If different alleles of the same gene are not equally advantageous to an organism, the
effects of natural selection will normally swamp the effects of genetic drift. Drift is therefore
most likely to occur in those sections of the DNA that have no known genetic effect. (Such
sections - which are surprisingly common — are often referred to as *junk DNA.")
Section 4 - Chickens and eggs
A wit once said, "A chicken is just an egg's way of making another egg." For a long time,
that was considered to be just a clever quip; but we now realize that the alterna-tive way it
suggests of viewing reproduction provides valuable insights.
Understanding Human History
knowledge, he will probably have accumulated a greater store of knowledge than a less
intelligent person of the same age; the two concepts, however, are quite distinct.)
Section 2 - Correlations and the *g factor"
We all know individuals who have high verbal skills but who seem to have trouble with
mathematics. Conversely, there are persons who are good at math, but whose verbal skills are
weak. Nevertheless, if a large number of people are each given two tests, one measuring their
verbal skills and the other measuring their mathematical abil- ities, we find that on average
those persons who do well on one test also do well on the other one, and those who do poorly
on one test also do poorly on the other. We can summarize this by saying that verbal abilities
and mathematical abilities are positively correlated with each other.
The degree to which high values of one quantity are, on average, associated with high
values of another quantity can be expressed precisely by a number that statisticians call the
correlation coefficient. That coefficient, which is often designated by the letterr, is defined in
such a way that it cannot be greater than 1.0 nor less than - 1.0. A corre- lation of 1.0 would
indicate that the connection between the two quantities is not merely statistical but is exact
and invariable. A value of r = 0.95 would indicate that the two quantities are very closely
correlated, whereas r = 0.05 would indicate only a very small statistical relation between the
two quantities. A value of r = 0 would indicate that there is no statistical correlation between
the two quantities. If, on average, those persons who did well on the math test did poorly on
the verbal test (and vice versa) we would then say that mathematical and verbal abilities were
negatively correlated, and such a result would be described by a value of r that was less than
zero. (Although such a result is possible in theory, test results show that in fact mathematical
and verbal abili- ties are positively correlated.)
Indeed, if we give a large group of people any two standard intelligence tests — even if
the two tests seem to measure quite different aspects of intelligence — we almost always find
a positive correlation between the results of the two tests,' and usually a rather high
correlation. The simplest explanation of those results is that an individual's score on any well-
designed intelligence test is strongly influenced by some underlying factor which we call his
general intelligence, but is also affected (although to a lesser degree) by various special
talents. The underlying factor is usually referred to as the "g factor."
The first person to define the g factor precisely was the British psychologist Charles
Spearman,4 although the general notion had been expressed many times before. Spearman
also invented a mathematical technique ("factor analysis") by means of which an individual's
g factor can be calculated from his scores on an assortment of standardized intelligence tests.
Some people have objected to the whole notion of the g factor, on the grounds that it is
"just a mathematical construct." That objection, however, is without merit. After all,
physicists secking to give a precise meaning to the word temperature define it as
CHAPTER 4
THE ORIGIN OF HOMO SAPIENS
Section 1 - Predecessors of Homo sapiens
Zoologists classify our species as part of the genus Homo, which in turn is part of the
hominid family. The hominid family once included another genus (now extinct) called
Australopithecus. One species within that genus was Australopithecus afarensis, which lived
in East Africa about 3.5 million years ago, and from which the entire genus Homo is believed
to be descended.
We are the only surviving species in genus Homo (indeed, in the entire hominid family),
and our closest living relatives are the chimpanzees. Chimpanzees are not hominids, but
belong to another family, the pongids (or great apes). The last common ancestor of
chimpanzees and human beings probably lived about 5 million years ago. 1 (For information
about how prehistoric dates are determined, see Appendix 2.)
Two major differences between hominids and pongids are: (1) We are fully adapted to
bipedal locomotion; and (2) we have much larger brains. The purpose of our large brain size
is clear enough: it enables us to have high intelligence. Otherwise, our large brains — which
are metabolically very expensive? — would never have evolved
Among the extinct species within our genus are Homo habilis and Homo erectus. (The
official name of a species consists of two words, the first being the genus to which it
belongs.) The exact evolutionary sequence leading to Homo sapiens is still disputed, but a
common view is that we derive from Homo erectus, which derived from Homo habilis, which
in turn derived from Australopithecus afarensis.
Adult members of Australopithecus afarensis were considerably smaller than we are.
Their average height was about 3'6" (1.1 meters), and their average weight about 110 pounds
(50 kg). They walked erect, but their brains were much smaller than ours, typically only
about 450 cc (cubic centimeters). This is about the same size as that of an average
chimpanzee, but only one-third that of a modern human. However, as they were considerably
smaller than chimpanzees, their encephalization (i.e., the ratio of brain weight to body
weight) was much higher, and they were probably a good deal smarter.
The Origin of Homo Sapiens
simultaneously in several parts of the Old World. 10 However, the majority of anthropol-ogists
now reject that hypothesis10 and accept the "out-of-Africa" model because:
(a) Early examples of HSS in Africa (at Border Cave and at Klasies River, both in
southern Africa) are much older than the earliest examples of HSS in China, India, or
Europe.
(b) Only in Africa do we find a convincing sequence of forms leading from archaic
Homo sapiens (such as those at Broken Hill and at Eliye Springs), through tran-
sitional forms (such as those at Florisbad, Omo, and Lactoli) to early HSS (such as
those at Border Cave and Klasies River).
(c) Studies of mitochondrial DNA from humans living in widely separated parts of the
world show that they all have as one of their ancestors a particular woman (the so-
called "African Eve"), and that she lived about 200 kya, not 1000 kya as the
multiregional model suggests.12
The worldwide triumph of HSS over its rivals makes it plain that it was "superior" (in the
Darwinian sense of the word) to those rivals. However, examination of the fossil remains
reveals only small differences between the skeletal structure of HSS and the other subspecies,
seemingly far too small to explain its rapid triumph over the others. The members of HSS did
not have larger brains than their rivals; nor is there any sign that they were generally bigger,
stronger, or faster than the other variants of Homo sapiens.
It has frequently been suggested that the superiority of HSS resided in their greater
linguistic skills. Early humans certainly had some sort of primitive speech; but it has been
suggested that HSS were the first humans capable of fully-developed language.13
Our brains appear to be "hard-wired" in such a way as to enable children to master
language, and to do so long before they can master various other tasks that are far less
complicated.14 It is wel established, for example, that there are sections of our brain —
Broca's area, for example, and Wernicke's area — that are highly specialized for the
production and understanding of human speech. If HSS (but not any other variant of Homo
sapiens) possessed these built-in language capacities, its triumph over the other variants
would be easily explicable — indeed, virtually inevitable.
Note that if, in earlier variants of Homo sapiens, Broca's area and Wernicke's area were
less specialized for the production and understanding of language — or if they were smaller,
or less developed, or even completely absent in those variants — we could not observe the
difference just by examining the skeletal remains. The hypoth- esis that the superiority of
HSS lay in their linguistic skills is therefore unproven, and may never be conclusively
demonstrated. However, the hypothesis appears to be consistent with the available data; and
since no better explanation for the triumph of HSS is known, I shall adopt it in this book.
Intelligence
biased against a group of persons, then their scores on that test will underestimate how well
those persons do in college.
A large amount of data has been accumulated on such matters, and the subject of bias in
intelligence tests has been analyzed in great detail, using both the internal and external
evidence. These analyses show that the amount of bias in most modern intel-ligence tests is
very small.5
Section 6 - Reaction time experiments
Two types of tests that almost everyone agrees are free of serious cultural bias are
reaction time tests and digit span tests.
There are several types of reaction time experiments. 6 In the "choice reaction time"
(CRT) experiment, the person being tested sits in front of a console on which there are eight
translucent push buttons arranged in a semicircle, plus one more button — the "home button"
— at the center. The subject starts with his finger holding down the home button. He is told
that in a few seconds one of the translucent buttons will light up, and that he should then push
that button down, as quickly as he can, using the finger that he had on the home button.
Instruction is given in the subject's native language, and the task is so simple that everyone
(with the exception of severely retarded or brain damaged persons) can do it with 100%
accuracy. In fact, the task can be performed by chim- panzees, and they do about as well as
normal eight-year-old children.7
The time it takes to push the button down after it lights up can be divided into two parts,
which can be timed separately and automatically:
a) The reaction time is defined as the interval between the instant the light goes on and
the time the subject's finger leaves the home button.
b) The movement time is defined as the time it then takes for the subject's finger to
depress the target button.
Movement times are typically about a quarter of a second, and are not significantly
correlated with intelligence. Reaction times are usually a bit longer and are signifi-cantly
correlated with IQ.8 The correlation is negative, which means that persons with higher IQs
tend to have shorter reaction times.9
The "odd-man-out" experiments are quite similar to CRTs, except that:
a) Three buttons light up instead of one, with two of the buttons being closer to each
other than either is to the third button.
b) The subject is instructed not to push either of the buttons that are close to each other,
but to push only the lit button that is furthest from the other two.
These instructions, too, can be carried out accurately by virtually everyone. Movement times
are typically about the same as in the CRT experiments; but reaction times are a good deal
longer. The correlation between IQ and reaction times is much greater in theodd-man-out
experiments than in the CRT experiments — about twice as large, in fact. 10 This is such a
high correlation that the odd-man-out reaction time test can be
CHAPTER 1
THE THEORY OF EVOLUTION
The two objections just mentioned are typical forms of sophistry. People who make
objections of this sort are ignoring the fact that similar objections would apply to their own
reasoning on most other topics.
Despite the attempts of some writers to pretend that the word "race" is meaningless, I
suspect that most readers of this book do not doubt that it refers to something real. (He may
find it hard to give a precise definition of the word, but when he hears or reads it he know
what is being talked about.6) As a well-known biologist put it, "It requires an almost
superhuman feat of political zeal to overlook the conspicuous differences between our own
local populations or races."?
Section 2 - The Australoids
Australian aborigines resemble Negroes in having brown skins and broad noses, but in
many other respects they differ greatly from Negroes. For example:
* Their lips, although thick, are not everted.
* A significant number of them have blond hair.
* Their hair is typically wavy, unlike the very curly hair of Negroes.
* They have a substantial amount of body hair.
* Compared to most humans, they are prognathous (i.e., their jaws protrude forward).
* They have prominent brow ridges above their eyes (somewhat like the now- extinct
Neanderthals), which are very rare among Negroes.8
It is therefore generally agreed that they should not be classified as Negroes, and DNA
tests (see chapter 10) confirm that the two groups are not closely related 9. Since they are so
different from the three groups described at the beginning of this chapter, they are usually
considered to belong to a fourth race, the Australoids.
Section 3 - Some sub-races
Although various other racial groups have been identified, most of them appear to be
subgroups of the races already described. For example, because of their small stature, the
Pygmies living in central Africa (the Congoid Pygmies) can easily be distinguished from the
nearby Negro tribes. However, their resemblance to the Negroes — who constitute most of
the population of sub-Saharan Africa - is obvious, so I think it reasonable to classify both
groups as branches (or sub-races) of a larger racial group. which I shall call Negrids.
In southern Africa, there are two small groups — commonly called the Bushmen and the
Hottentots10 - which together comprise another distinctive racial group. Scientists call this
group the Sanids, or Khoisan. Since the Sanids resemble the Negrids in many ways, it seems
best to classify both of them as sub-races of a still larger group. the Negroids. 11 (See Table 2-
1.)
Understanding Human History
Question (2) has aroused a great deal of controversy. Five possible hypotheses are:
(a) The differences are caused almost entirely by environmental factors.
(b) They are caused by a combination of factors, with the environmental factors
normally being more important.
(e) Environmental and genetic factors are about equally important.
(d) They are caused by a combination of factors, with the genetic factors normally
being more important.
(e) The differences are due almost entirely to genetic factors.
Offhand, (a) and (e) sound like extreme views, and the others therefore seem more likely.
However, we need not rely on intuition alone, since there is a good deal of scien-tific data
that bears on the question.
Perhaps the most straightforward way of measuring the heritability of IQ is by
comparing the IQs of identical twins who were reared separately. Although such pairs (called
"monozygotic apart" or "MZA" in the literature) are quite rare, because of their theoretical
importance they have been sought out and carefully studied. Every study shows a high
correlation between the IQs of MZAs, with the correlations ranging from 0.69 to 0.78. 15
These results strongly support hypothesis (d). (MZAs also show high correlations on a variety
of personality traits and social attitudes.16)
These results should be compared with the correlation between the IQs of ordinary
siblings reared together which is only 0.49.17 (Such pairs share half of their genes in addition
to having been reared in very similar environments.) Even in the case of fraternal twins
reared together, the correlation of the 1Qs is only about 0.60. 18 That is a high figure, but still a
good deal lower than for identical twins reared apart, which suggests that genetic factors are
more powerful than environmental ones in shaping a person's IQ.
Another approach is to compare the correlation between the adult 1Qs of ordinary
siblings who have been reared apart (which is about 0.47) with the correlation between the
IQs of unrelated adults who were reared together (which is nearly zero).19
A slightly different approach is to compare the 1Qs of adopted children who have never
known their biological parents with: (i) the IQs of their biological parents; and (ii) the 1Qs of
their adoptive parents. Careful studies show that the first correlation is greater than the
second.20 This strongly contradicts the predictions of hypotheses (a) and (b), but is consistent
with hypothesis (d).
Although all studies show that the heritability of intelligence is non-zero – and indeed
quite significant — its numerical value is still in dispute. The heritablility depends in part
upon how old the subjects are (because the effect of the shared home environment is greatest
during childhood and becomes less important as a person ages.) Plomin, after using several
different approaches to the question, estimated the heri- tability of 1Q to be about 50% 21
Other scholars have concluded that, for adults, the
Human Races
thought of as almost an 1Q test in itself. It is, of course, cruder and less comprehensive that
ordinary IQ tests; but it has the advantage of being completely independent of any prior
knowledge, and therefore free from any cultural bias.
In a digit span test, the subject is read a set of digits (at a standard rate of one per second)
and asked to repeat them in the order given. The longest set of digits he can repeat without
error is his forward digit span (FDS). In a variant of this test, the subject must repeat the
digits, but in the reverse order. The longest set of digits he can repeat backwards is his
backward digit span (BDS). Like reaction times, digit spans are inde- pendent of prior
knowledge and free of cultural bias.
We might expect that an individual's FDS is greater than his BDS, and experimentally
this is almost always the case. Both forward digit span and backward digit span increase
during childhood. For adults of normal intelligence, FDS averages about seven while BDS
averages about five. Both are correlated with general intelligence, but the correla-tion is
about twice as high for BDS as it is for FDS. 11 Because of these correlations, digit span tests
are often used as a component of more comprehensive intelligence tests.
Section 7 - How important is intelligence?
It is clear that high intelligence does not, by itself, ensure an individual's success. Indeed,
persons of obviously high intelligence who have nevertheless failed to accom-plish anything
significant are so common that we have a special word for them: under-achievers. Even a
very smart person is unlikely to accomplish much if he lacks suffi- cient energy, dedication,
and determination; and he might also be held back by a lack of social skills, or by poor
health, or by lack of opportunity.
Nor is high intelligence — or even average intelligence — necessary for an individual to
function capably in everyday life. Many people have the notion that a person with an 1Q of
70 is an incompetent who necds to be institutionalized; but that notion is incorrect. Such
persons can not only wash, dress, and feed themselves, but can also make and retain friends,
marry, rear children, and support themselves economically. They can learn a wide range of
skills by direct, hands-on instruction, or by simply watching more experienced persons. As
long as their job or occupation does not require a high degree of abstract reasoning, such
persons are able to perform their duties in an adequate manner.
Not only is this true today, but it was even more true in past ages, including the
Paleolithic Era, during which most human evolution occurred. It did not require high
intelligence for a parent to demonstrate to his child how to make a hand ax by chipping a
piece of stone, or to show him which plants were edible and which should be avoided. The
same is true for the typical skills needed by subsistence farmers.
However, although high intelligence is neither necessary for functioning in ordinary
circumstances, nor sufficient by itself for marked success, it is not unimportant. In the first
place, there are certain tasks for which high intelligence is an absolute requisite. For example,
one can hardly imagine a person of average intelligence teaching a course in quantum
mechanics.
Understanding Human History
Similarly, since the American Indians have so many traits in common with the
Mongoloids living in East Asia, I think it best to consider the two groups as comprising
subgroups of a larger race. I shall call the Asian branch of this race the Mongolids, the
American branch the Amerids, and the combined group the Mongoloid race.
(Note: A wide variety of nomenclatures have been used by various scholars when
discussing human racial groups; the one used in Table 2-1 may be easier to use than most.)
Not all human beings are members of discrete racial groups. Many of us are of mixed
parentage; such persons may be referred to as "hybrids." There are regions where hybrids are
particularly common, and other regions (for example, the North China Plain) where they are
comparatively rare. In some countries, there are important groups that contain a high
percentage of hybrids. For example, most "blacks" living in the United States today are
hybrids.12 (The infamous one drop rule — "If you're one percent black, you're all black" — is
a social rule that has no basis in biology.)
Among the important questions concerning human races which will be discussed in later
chapters are:
1) Where and when were the various races formed?
2) Do the races differ in other ways, besides the physical traits mentioned?
3) Have the differences between the races had any significant historical consequences?
Understanding Human History
The offspring of a dachshund and an Irish setter — or of any two dogs belonging to
different breeds — is not a member of either breed. We call such dogs mongrels. (The term
used for most other species is hybrids.) A mongrel, of course, is just as much a member of the
species Canis familiaris as any purebred dog, and he possesses all the traits that are common
to that species; he is just not a member of any of the special breeds.
The reader might ask whether we should consider mongrels to constitute a separate breed
of dog. There are two reasons why we do not. In the first place, mongrels (unlike Irish setters)
share no set of physical traits, except those common to all dogs. In the second place,
mongrels (unlike Irish setters) do not "breed true."
Are mongrels better or worse than purebred dogs? That is a subjective question, since it
depends upon what traits you value in dogs. If you value speed, for example, then greyhounds
are better than mongrels. If you value the Irish setter's lovely reddish-brown coat, you are not
likely to find a mongrel (or any other dog) that is quite that beau-tiful. But by most criteria,
mongrels are neither better nor worse than purebred dogs.
However, in one important aspect, mongels tend to be slightly superior to purebred dogs.
Like hybrids of most species, they often have fewer genetic defects than pure-breds, and
therefore (if equally well cared for) will on average be healthier. This effect — called hybrid
vigor — is the exact complement of the tendency for offspring of incestuous matings to have
a higher than average number of genetic defects, and it has the same cause. 4 The majority of
deleterious alleles are recessive, so the more closely related two individuals are, the more
likely it is that their offspring will be harmed by inheriting the same recessive allele from
both of them.
Some people have objected to the entire concept of human races. One common objection
is: "There are all degrees of gradations between the so-called 'races' of mankind, and many
individuals do not fit into any single racial group. The concept of 'race' is therefore
meaningless, or at least pointless."
Although that argument is often presented, it is fallacious, as can be seen by consid-ering
a few counterexamples: (a) It is useful and meaningful to employ the terms blue and green
even though there are an infinite number of gradations between the two colors: (b) Similarly,
although there are all gradations between rich and poor, it is never-theless plain that John D.
Rockefeller was rich, while at the same time large numbers of peasants in China and India
were poor; (c) Likewise, the terms fat and skinny are widely used, as are the terms hard and
soft. In all these examples, the extreme cases are obvious; and even though many
intermediate cases are hard to classify, the terms are meaningful and widely used. 5
Another common objection is that the word "race" is difficult to define, and diction-aries
give varying definitions of it (most of which contain some ambiguities). That argument is
also fallacious. Virtually all common terms are hard to define (except in mathematics and, to
a lesser extent, in the hard sciences). Insistence on precise defini-tions for every term used
would render all serious discussion (except in mathematics) virtually impossible.
Intelligence
Our genus, Homo, originated about 2.5 million years ago, and its earliest known species
was Homo habilis. As all species of Australopithecus lived in Africa, Homo habilis must
have originated there; and indeed, fossil remains of Homo habilis have been found only in
East Africa.
Although there were several anatomical differences between Homo habilis and
Australopithecus, the most important one involved brain size. The brains of Homo habilis
averaged about 650 ce in size — roughly fifty percent larger than those of Australopithecus,
although only about half the size of ours. The increase in brain size was accompanied by a
significant behavioral change: They developed techniques for making stone tools. Although
the tools they produced were very crude, it was an impor- tant advance. (That early type of
tools is called Oldowan, after Olduva gorge in modern Tanzania, where many of the remains
of Homo habilis have been found.)
About 1.8 million years ago a new species, Homo erectus, arose in East Africa. The
brains of Homo erectus were much larger than those of Homo habilis, and for adults averaged
about 1000 cc. Indeed, the largest Homo erectus brains lie within the range of our own
species, although far below the human average.
Once again, the increased brain power of the new species was accompanied by
behavioral changes, at least three of which are noteworthy. To begin with, Homo erectus was
the first hominid to spread out of Africa into Asia and Europe. They reached Central Asia at
least 1.5 million years ago, and must have entered the Middle East even earlier. Remains of
Homo erectus have been found in northern China (in the cave at Zhoukoudian, near Beijing),
and as far east as Java. Indeed, the first Homo erectus skull ever discovered was found in
central Java in 1891; and for a while, the species was called "Java Man" or Pithecanthropus
erectus. That skull might be about a million years old, and it therefore predates the earliest
specimens of Homo erectus found in Europe.
In the second place. Homo erectus was the first of our ancestors to use and main-tain
fires. This advance was made at least 1.6 million years ago. Most primates lack the
anatomical and physiological features necessary to survive cold winters, and — with the
exception of those in genus Homo - they are only found in tropical regions. It seems likely,
therefore, that it was only due to its mastery of fire that Homo erectus was able to move into
such regions as Central Asia, northern China, and Europe.
Thirdly, Homo erectus created a new set of tools, better and more varied than any
produced by Homo habilis. This improved toolkit is often called Acheulian, after the site in
France where samples of it were first found. (For a list of some major prehis-toric stone
toolkits, see Table A2-1 in Appendix 2.)
Because of the higher intelligence of the new species, and the advances resulting from it,
Homo erectus eventually supplanted all earlier hominid species, and by one million ac those
earlier species had become extinct. A similar fate was to befall Homo erectus after Homo
sapiens arose.3
Understanding Human History