Crisis Driven Innovation Mod
Crisis Driven Innovation Mod
A R T I C L E I N F O A B S T R A C T
Keywords:                                                    As a microcosm for future challenges, the COVID-19 pandemic exhibits increasingly transboundary dynamics,
COVID-19                                                     causing interconnected problems across multiple societal systems. To examine the role of innovations as a social
Human needs                                                  mechanism to reconcile these arising challenges, we view the unfolding of the pandemic through the lens of a
Innovation systems
                                                             content analysis of 707 innovation projects that address the fundamental human needs of consumers and
Topic modeling
                                                             businesses. This study proposes a novel procedure to characterize large-scale innovative activities via text mining
Content analysis
                                                             and employs a theoretical framework for identifying the pressing societal needs amidst crises. Our typology of
                                                             rapid-response COVID-19 innovations exhibits a diverse set of domains ranging from technological innovations
                                                             to what may be described as frugal and social innovations. We provide evidence for the growing prevalence of
                                                             social needs beyond the basic notion of safety during the early months of the crisis. Our contributions show that a
                                                             structural model of innovation activities and their latent drivers may help policy makers and innovators to move
                                                             toward achieving a systemic reaction to such crises.
 * Corresponding author.
   E-mail addresses: johannes.dahlke@uni-hohenheim.de (J. Dahlke), kristina.bogner@uni-hohenheim.de (K. Bogner), maike.becker@uni-hohenheim.de
(M. Becker), schlaile@uni-hohenheim.de (M.P. Schlaile), a.pyka@uni-hohenheim.de (A. Pyka), ebersberger@uni-hohenheim.de (B. Ebersberger).
https://doi.org/10.1016/j.techfore.2021.120799
Received 29 September 2020; Received in revised form 6 April 2021; Accepted 7 April 2021
Available online 28 April 2021
0040-1625/© 2021 The Authors.              Published by Elsevier Inc.         This is an                     open    access   article   under   the   CC   BY-NC-ND    license
(http://creativecommons.org/licenses/by-nc-nd/4.0/).
J. Dahlke et al.                                                                                           Technological Forecasting & Social Change 169 (2021) 120799
affect—as intended effects or as unintended side-effects—the satisfac              and dynamics of innovative solutions emerging across multiple actors or
tion of various fundamental human needs, ranging from the need for                  about the guiding motives initiating these responses within innovation
physical health to the need for a living social environment. Suh et al.             systems. However, crises affect collectives and are to be collectively
(2020) show that fundamental human needs for health and protection                  overcome (Engler et al., 2020; Hekkert et al., 2020). An insufficient
have severely increased during the pandemic. They also find that other              systemic understanding of the emergence of novel solutions during this
needs for self-actualization, cognitive fulfillment, or love and belonging          unprecedented crisis runs the risk of misconceiving the complexity of
have been more frequently expressed after lockdown regulations were                 both the innovation process and the ramifications of the current
imposed and as time went on, whereas other needs started to decline                 pandemic.
after an initial peak. These studies suggest that the dynamic monitoring                Current social science population studies (Suh et al., 2020) identify
of the expression of unfulfilled human needs is necessary to guide pol             human needs and the resulting societal problems during COVID-19 but
icies and relief efforts during the pandemic (Ryan et al., 2020; Suh et al.,        have not investigated the solutions to these problems. In contrast,
2020). Identifying prevalent needs is necessary but not sufficient for              innovation research (Bacq et al., 2020; Ebersberger and Kuckertz, 2021;
supporting the fulfillment of these needs; however, these relatively                Kraus et al., 2020; Kuckertz et al., 2020) has largely focused on the
descriptive population-scale studies do not offer an investigation into             process of innovating during crises but not on the domains of in
the concrete mechanisms of satisfaction for rising human needs.                     novations and whether they correspond to different and changing
    To contribute a perspective on how rising needs are met by solutions,           human needs. This is why our study aims to integrate the concepts of
we propose to follow Max-Neef et al. (1989) in understanding market                 fundamental human needs and innovation to derive a typological
demands as expressions of these fundamental human needs and in                     framework of rapid-response COVID-19 innovations and their latent
novations as provisions for the satisfaction of these needs, which emerge           drivers. We contribute to both aforementioned streams of research by
on the side of both consumers and producers. Crisis-driven innovations              offering an exploration of the solution space corresponding to the
may be understood as a crucial way of addressing these complex or even              prevalent and dynamically changing human needs, which is emerging
competing societal needs during times of dire straits (Bessant et al.,              through a crisis-driven innovation system. This perspective contributes a
2015). This proposition naturally leads to considering the emerging                 better understanding of the collective response and of how the search for
stream of research focused on innovation activities during COVID-19.                solutions is guided within crisis-driven innovation systems and may
Recent contributions in innovation research focus on an organizational              inform practical implications for consumers, practitioners, and policy
or a firm-level perspective to present a techno-economic interpretation             makers as well as their responses to the current crisis. Finally, our
of the innovation process, which mainly centers on a procedural and                 analysis reveals the possibilities of embedding rapid-response in
technical framing of innovation activities for and in times of need (Biron          novations into a socio-ethically guided and dedicated innovation system
et al., 2020; Kraus et al., 2020; Kuckertz et al., 2020). They explain how          attuned to future challenges (Ghazinoory et al., 2020; Hekkert et al.,
firms cope to survive the economic fallout of the pandemic and how                  2020; Pyka, 2017; Schlaile et al., 2017).
innovation processes are structured and conducted. These contributions                  To examine the domains of rapid-response COVID-19 innovations
show that firms respond to emerging challenges by accelerating digiti              and the human needs they correspond to, we adopt a two-stage
zation (Kraus et al., 2020; Wang et al., 2020), rethinking corporate                approach. First, we identify the arising innovation trends during the
practices (Biron et al., 2020; Juergensen et al., 2020; Wang et al., 2020),         first two months of the COVID-19 crisis utilizing machine learning to
or developing frugal solutions (Cankurtaran and Beverland, 2020).                   construct a topic model (Maier et al., 2018) based on web-scraped text
Startups rely on a bricolage approach (Kuckertz et al., 2020) and out              data of 707 innovation projects related to the COVID-19 crisis (hence
pace other actors in their responses to emerging challenges (Ebersberger            forth, COVID innovations). In doing so, we contribute a novel procedure
and Kuckertz, 2021). Chesbrough (2020) particularly highlights the                  for characterizing large-scale innovation activities by employing the text
importance of open innovation (Chesbrough, 2003; Enkel et al., 2009):               mining technique of topic modeling using text data of innovation pro
scientists,       pharmaceuticals,        governmental          institutions,       jects. Subsequently, we estimate the time trend of the identified domains
non-governmental organizations (NGO), communities, and individuals                  of innovations over the two-month observation span using simple
should join forces to mobilize knowledge, to speed up the creation,                 regression analysis to identify the rising and falling dynamics of the
launch, and testing of possible solutions, and to eventually combat the             rapid-response COVID innovations. Second, and based on the derived
pandemic. Similarly, Crick and Crick (2020) point out how coopeti                  structural model of innovation activities, we connect the different
tion—that is, strategic cooperation with competitors—can effectively                identified domains of innovations to a more latent classification of
contribute to the global effort to mitigate the impact of the pandemic              fundamental human needs, which is based on the contribution of
through the sharing of resources and capabilities. Another relevant                 Max-Neef et al. (1989). Employing this two-stage approach, each
strand of literature highlights the importance of—and the opportunity               crisis-driven domain of innovations is thematically characterized, and
for—more collaborative and prosocial action (Bacq et al., 2020; Bou                its occurrence is estimated over time. Each domain is also classified
man et al., 2020; He and Harris, 2020). These studies suggest that crises           according to the needs it addresses on the side of the consumers and
may increase the needs of businesses and entrepreneurs for economic                 producers of the innovations. Our results show that this perspective may
subsistence, collaboration, and creation activities; they also make sub            help to identify points of intervention to move toward achieving a sys
stantial contributions to the understanding of firm-level innovation                temic reaction to such crises.
processes during crises. However, thus far, this strand of literature has               This paper is structured as follows. Section 2 substantiates our
been biased toward an organizational and techno-economic perspective.               theoretical underpinning by connecting crisis-driven innovations with
It is only implictly acknowledged whether innovations respond to                    the notion of fundamental human needs and a perspective on innovation
emerging human needs in society and are, therefore,actually useful in               systems. Section 3 presents our data and methodology, including our
contributing solutions to crisis-induced problems. Some studies feature             topic modeling process, the regressions to estimate time trends, and the
rather limited technological examples, such as the severe shortage of               classification scheme to map fundamental human needs to our sample of
ventilators as an example for cross-industry cooperation to accelerate              innovations. Section 4 presents a synthesis of the derived clusters of our
the provision of these desperately needed devices (Chesbrough, 2020).               topic model, describing the time trends as well as human needs
Although the above-mentioned contributions help to understand how                   addressed by various domains of innovations. Section 5 discusses our
crisis-driven innovations are created, they tell us little about the breadth        findings against the backdrop of the unfolding crisis and dedicated
                                                                                2
J. Dahlke et al.                                                                                            Technological Forecasting & Social Change 169 (2021) 120799
innovation systems. Section 6 offers some concrete practical implica               and Gough (1984, 1991) differentiate between individual needs—such
tions of our results. Finally, Section 7 concludes the study and presents           as survival, health, autonomy, or learning—and societal needs, such as
some limitations and promising avenues for future research.                         production, culture, and communication. Likewise, Max-Neef et al.
                                                                                    (1989) reject the hierarchical structure of needs: “Human needs must be
2. Theoretical considerations                                                       understood as a system: that is, all human needs are interrelated and
                                                                                    interactive. With the sole exception of the need of subsistence, that is, to
    The COVID-19 pandemic significantly differs from previous disasters             remain alive, no hierarchies exist within the system. On the contrary,
such as the global financial crisis of 2008. From a mainstream economics            simultaneities, complementarities and trade-offs are characteristics of
perspective, the global financial crisis represented an exogenous shock             the process of needs satisfaction” (p. 19). Max-Neef et al. (1989) present
predominantly affecting market dynamics through decreased demand.                   a matrix of needs and potential satisfiers. The nine axiological needs are
Direct effects on the supply side were mainly limited to the finance and            subsistence (e.g., being healthy, having food and shelter, or acting in a
banking sectors. Disruptions on the industry level occurred as a conse             social environment), protection (e.g., having social security and health
quence of the gradually unfolding recession rather than as a conse                 systems), affection (e.g., having friends and expressing emotions), un
quence of the crisis itself (Mandel and Veetil, 2020). In this sense, the           derstanding (e.g., having teachers and learning materials and interact
global financial crisis represented an economic shock that was to be                ing in schools or universities), participation (e.g., interacting in churches
absorbed by the economic system, which subsequently reverted to an                  and communities), leisure or idleness (e.g., having games or parties),
old normal (for an analysis of the recovery pattern, see Reinhart and               creation (e.g., being able to work and invent), identity (e.g., having
Rogoff, 2014). The COVID-19 pandemic, in contrast, has immediate                    symbols and religion and interacting in everyday setting), and freedom
effects on economic welfare but also on physical health and the entire              (e.g., having equal rights or developing awareness for equality). This
socioeconomic system. Owing to highly interconnected societies, the                 presentation of needs and their different categories is arguably one of
virus is rapidly transcending geographical borders, distorting global               the most comprehensive ones that considers not only different kinds of
markets, disrupting corporate and social networks, and ultimately                   needs but also how these needs can be addressed or satisfied (Cruz et al.,
threatening human lives and livelihoods worldwide (Norman et al.,                   2009).
2020). Such crises pose enormous pressure on—and can cause drastic                      Max-Neef et al. (1989) introduce five different types of satisfiers for
changes in—socio-technical regimes, which may include “technology,                  human needs, based on their relation to the satisfaction of other needs
user practices and application domains (markets), symbolic meaning of               (see also Cruz et al., 2009): violators or destroyers seem to satisfy one
technology,      infrastructure,    industry    structure,    policy      and       need, potentially linked to protection, but at the same time—and
techno-scientific knowledge” (Geels, 2002, p. 1262). They may also                  somewhat paradoxically—they make the satisfaction of this very same
result in severe shortages of resources and, thus, fundamentally                    need and/or other needs impossible. Often, the employment of these
endanger the satisfaction of society’s demands and needs. Lockdown                  types of satisfiers is motivated by fear and displays a dynamic of sup
measures cause supply chains to collapse, rendering an uninterrupted                posed short-term benefits being outweighed by longer term negative
provision of—in some cases lifesaving—goods and services impossible                 consequences (e.g., gun ownership contributing to an immediate sense
(at least through traditional ways). In this sense, both the virus itself and       of protection leading to an arms culture that impairs the fulfillment of
the lockdown measures installed to slow down its spread inhibit the                 the need for protection in the long run). Being slightly less detrimental,
satisfaction of fundamental human needs. At the beginning of the                    so-called inhibiting satisfiers do not render the fulfillment of other needs
pandemic, the soaring fear of unfulfilled needs triggered largely irra             impossible, but they seriously inhibit their satisfaction. In general,
tional consumption decisions, leading to the stockpiling of durable                 inhibiting satisfiers are created when over-emphasized singular needs
goods, toilet paper, and other hygiene products (Garbe et al., 2020; He             exert a crowding out effect on the potential to fulfill other needs.
and Harris, 2020). Thus, identifying the system of human needs and                  Pseudo-satisfiers pretend to satisfy a need, provide a false sense of
integrating this perspective into response and decision-making strate              satisfaction, and might, in the medium term, hamper the real satisfac
gies is crucial for preventing societal harm and instability during crises.         tion of the need they initially targeted. Returning to the example of gun
Similarly, Ryan et al. (2020) remind us that considering human needs is             ownership, one may argue that the possession of a firearm may actually
an important approach to designing adequate crisis management                       increase the likelihood of harm while allowing a false perception of
policies.                                                                           safety. Singular satisfiers address one single need and are neutral toward
                                                                                    the satisfaction of other needs. Finally, synergetic satisfiers satisfy a
                                                                                    given need and simultaneously support the satisfaction of other needs
2.1. Human needs and satisfiers                                                     (for more explanation and examples see Max-Neef et al., 1989, pp.
                                                                                    34–37).
    With regard to the notion of fundamental human needs, various
disciplines and schools of thought offer quite different understandings,
definitions, and approaches (Cruz et al., 2009; Doyal and Gough, 1984,              2.2. Three propositions on innovation in times of need
1991; Maslow, 1943; Max-Neef et al., 1989). The word “need” is used in
many ways, and human needs are frequently confused with human                          Based on the interpretation of different satisfiers offered by Max-
“aims,” “goals,” or “wants” (Doyal and Gough, 1984, 1991). One of the               Neef et al. (1989), the COVID-19 pandemic and the imposed lockdown
most-cited approaches to structure human need systems is Maslow’s                   measures act as inhibiting satisfiers for various needs of both consumers
(1943) hierarchy of needs. In his theory of human motivation, Maslow                and businesses. Although these satisfiers clearly seek to fulfill the need
identifies three different kinds of needs following a hierarchical struc           for subsistence and/or protection of physical health, they simulta
ture: basic needs (entailing physiological and safety needs), followed by           neously impair the common way of satisfying almost all other needs,
psychological needs (entailing belonging and love as well as esteem                 ranging from affection, participation, and leisure to freedom. Beyond
needs), and, on top, self-actualization needs. Criticizing Maslow,                  that, these satisfiers may even be violators in the sense that they address
scholars such as Doyal and Gough (1984) argue against such a hierar                the need for physical subsistence but exert a negative effect on other
chical presentation and state that, in fact, “human needs are systematic            dimensions of subsistence (e.g., mental health). Under these restrictions,
or interwoven like a web” (p. 11). In their theory of human needs, Doyal            the virus compels society to change the traditional ways of seeking to
                                                                                3
J. Dahlke et al.                                                                                           Technological Forecasting & Social Change 169 (2021) 120799
satisfy needs for subsistence and protection and calls for innovative             2019). In other words, innovations are not simply brought forth by firms
medical goods and services such as pharmaceuticals, vaccines, and                 or the “production side” of an economy, which implies an important role
medical devices. At the same time, lockdown regulations prioritize the            for other system actors, including users and consumers. Although con
satisfaction of the need for (physical) protection but render society’s old       sumers may indeed exhibit panic buying and a herd mentality, espe
ways of fulfilling other cognitive, emotional, societal, and no less, eco        cially in times of crises (Loxton et al., 2020), it is unjustified to color the
nomic needs infeasible (Matias et al., 2020; He and Harris, 2020).                entire “demand side” with the same brush (Schlaile et al., 2018). In
However, history has shown that if a crisis is pervasively endangering            particular, against the backdrop of so-called wicked problems (Rittel
the fulfillment of human needs, human ingenuity finds new ways to                 and Webber, 1973), which cause trans-systemic crises, dedicated and
reach satisfaction (Pyka et al., 2019). These new ways may come in the            challenge-driven efforts of entire innovation systems have been argued
form of innovations that alleviate the pressure resulting from the threat,        to become increasingly important (Ghazinoory et al., 2020; Hekkert
restrictions, and regulations (Mowery and Rosenberg, 1993). In their              et al., 2020; Pyka, 2017; Schlaile et al., 2017). In other words, partic
seminal paper, Mowery and Rosenberg thoroughly discuss research on                ularly in times of crises, the significance of temporary networks of highly
the relationships between (user and producer) needs, demand, and                  adaptive actors cooperating for the development of innovative solutions
innovation. They conclude that both producers’ and consumers’ needs               to these systemic challenges and instigating new chains of commitment
simultaneously influence and guide the innovation process (in terms of            increases, thus further highlighting the interconnectedness and systemic
supply push and demand pull). “[N]eeds manifest themselves through                nature of innovative endeavors (Schlaile et al., 2020).
demand which, in turn, is determined by individual preferences for the                Before mapping the crisis-driven internal dynamics within innova
goods produced. To include satisfiers within the framework of economic            tion systems comprising individuals, entrepreneurial actors, firms and
analysis involves vindicating the world of the ‘subjective’, over and             other organizations, communities, and institutions, we have to be more
above mere preferences for objects and artifacts” (Max-Neef et al., 1989,         specific about our understanding of “systems.” For a general working
p. 27). According to Yu (2018), fundamental human needs always have               definition of systems, we follow Meadows (2008), who proposed a
the potential to engage, motivate, and mobilize people. A need always             functional notion of systems as comprising “three kinds of things: ele
offers the potential for different satisfiers to emerge, creating the op         ments, interconnections, and a function or purpose” (p. 11). Although
portunity for actors in the system to provide a heterogeneous set of              the functions of systems are frequently highly non-obvious and may only
potential satisfiers (Cruz et al., 2009). In economic terms, the satisfac        be revealed over time (or in hindsight), it is important to note that
tion of human needs creates value, whereas the probability of not                 various functional elements have been proposed and developed in the
satisfying these needs relates to risk. Thus, identifying and under              innovation systems literature (Bergek et al., 2008; Hekkert et al., 2007;
standing fundamental human needs is essential for effectively managing            Schlaile et al., 2020). Hekkert et al. (2007), for example, describe the
innovations (Yu, 2018). As Hekkert et al. (2007) argue, preferences (as           connection between entrepreneurial activities, allocation of resources,
an expression of needs) may influence the direction of (technological)            and the development and diffusion of knowledge related to a particular
innovations if they are “strong and visible” (p. 423). In times of crises,        technology. For the purposes of this study, we consider a general func
the endeavor to identify needs may thus be of crucial importance to               tional element of an innovation system—or an economic system more
provide guidance of search to innovative and other endeavors seeking to           broadly—by drawing upon human needs. Human needs can arguably be
alleviate the fallout of the pandemic. This leads us to our first                 understood as an important system of individual and societal functions
proposition:                                                                      that can be satisfied in particular ways (Cruz et al., 2009). In this
                                                                                  connection, note that human needs and their satisfaction may even link
Proposition 1. (P1): Crisis-driven innovations address multi-dimensional
                                                                                  to the innovation system function that Bergek et al. (2008) and Hekkert
human needs.
                                                                                  et al. (2007) have called the direction or guidance of search (in the sense
    The pivotal role of innovations in times of crises has been extensively       of incentives or selection pressures acting on the individuals and orga
discussed against the backdrop of previous disasters (Archibugi et al.,           nizations within an innovation system). This is attributable to the po
2013; Bessant et al., 2012; Hausman and Johnston, 2014). Typically,               tential cascading effects of the needs and their satisfaction on other
fast-growing and highly innovative firms can effectively harness win             actors (firms, consumers, etc.) within the system or—as Schumpeter
dows of opportunity to exploit unmet market needs (Giotopoulos et al.,            puts it—the observation “that needs and their visible satisfaction
2017). In particular, small companies and startups appear to be capable           immediately lead to a contagious effect on the economic agents in the
of rapidly responding to crises. They actively use their relational capa         vicinity” (Schumpeter, 2002, p. 104). Owing to the trans-boundary dy
bilities and creatively develop solutions using existing resources                namics of the COVID-19 crisis and the imposed lockdown regulations,
(Weick, 1993). Following Bessant et al. (2012) and their concept of               different pronounced human needs emerged in society, leading us to the
crisis-driven innovations, these innovations often take the form of               proposition that we observe different domains of innovations emerging
simplified, low-cost adaptations of existing solutions (which we may call         in a system of heterogeneous actors.
frugal innovations; Weyrauch and Herstatt, 2017) and are characterized
                                                                                  Proposition 2. (P2): Different pronounced human needs drive the emer
by creative recombinations stemming from very different, even unre
                                                                                  gence of different domains of innovations during crises.
lated, fields. Entrepreneurs, in particular, seem to act as brokers
combining and assimilating knowledge (Bessant et al., 2012). Archibugi                Whereas fundamental human needs are universal, the satisfiers and
et al. (2013) argue that firms following a more explorative approach              the economic goods we use as satisfiers differ between cultures and
toward new solutions are better able to cope with crises and that market          change over time and owing to certain circumstances (Max-Neef et al.,
incumbents, which have already been heavily engaged in pre-crisis cu             1989). Ryan et al. (2020) note that individuals’ willingness to accept the
mulative innovation activities or cooperated with fast-growing new                cost for additional risk reduction during the COVID-19 pandemic is not
firms, exhibit increases in R&D investments during crises. A                      static but changes over time. Based on a study of the U.S. population,
wide-ranging consensus in innovation studies is that any innovation               Suh et al. (2020) show that the frequency of expressions of different
process is a “multiplayer game” involving a complex network of multiple           human needs changes over time (from January to August 2020) owing to
actors and institutions within an innovation system (Rakas and Hain,              seasonal effects or to major events such as the current pandemic.
2019) or innovation ecosystem (Fransman, 2018; Phillips and Ritala,               Fundamental human needs seem to become more urgent when the crisis
                                                                              4
J. Dahlke et al.                                                                                          Technological Forecasting & Social Change 169 (2021) 120799
itself and the different measures undertaken to address it inhibit their          3.1. Data retrieval
satisfaction. More precisely, Suh et al. (2020) differentiate among the
five hierarchical dimensions of needs according to Maslow and show                    In our analysis, we use data on the innovation level, thus following
that expressions of physiological needs peaked in early March 2020, and           the object-oriented approach and presenting an alternative to the so-
subsequently dropped and remained at an extremely heightened level.               called subject-oriented approach, which, for example, analyzes firms
Expressions of safety needs exhibited a similar but lagged trajectory,            on the micro level. Using the object-oriented approach, innovations can
with their peak in early April. The authors document expressions of               be identified in two different ways. First, innovations can be identified
cognitive needs to be highly pronounced from March to May but                     through expert assessments, by scrutinizing publications in trade jour
continuously decreasing subsequently, likely owing to the deescalating            nals, or through a combination of both. This approach has been used for
dynamic of the pandemic in the early summer months. Expressions of                building the Science Policy Research Unit (SPRU) innovation database
needs for love and belonging exhibit a steady climb until mid-April and           (Pavitt et al., 1987, 1989; Townsend, 1981), the database of Finnish
remain on a slightly heightened level after that, compared with                   innovations (Patel et al., 2014), and the database of Swedish innovations
pre-crisis levels. Expressions of the need for self-actualization display a       (Sjöö et al., 2014). Second, one can identify the sample of innovations
steep rise until April and remain on a comparatively high level but               through online sources, which is the approach we follow. In this study,
steadily decrease through the summer months. Based on these obser                the data originate from a joint initiative of the consumer foresight firm
vations and our previous propositions, we further propose that the                TrendWatching and the impact consulting firm Business of Purpose. The
changing urgency of the different human needs expressed in society                two providers have collaborated for crowdsourcing, curating, and pub
during the course of a crisis may also correspond with the changing               lishing a collection of innovations induced by the COVID-19 pandemic
trends for domains of innovations over time.                                      and by the subsequent lockdown measures. We used the publicly
                                                                                  available information on their joint web-platform COVID Innovations1
Proposition 3. (P3): Crisis-driven innovations respond to the changes in
                                                                                  mainly for two reasons: First, the companies build their reporting ac
human needs over the course of a crisis.
                                                                                  tivities on the framework of “purpose-driven innovation” (Trend
                                                                                  Watching BV, 2021), which lends itself for the classification of human
3. Methods
                                                                                  needs. Second, we found that their reporting on innovation projects
                                                                                  related to COVID-19 was more exhaustive and reliable compared to the
    To provide evidence for the three aforementioned propositions, we
                                                                                  reporting of other market foresight companies. In the first two months,
conduct a content analysis on text data describing 707 innovations
                                                                                  from March 22 to May 20 of 2020, we identified 707 unique crowd
during and for the COVID-19 pandemic with the aim of producing a
                                                                                  sourced innovations that build the body of our data set. The curated
typological framework of rapid-response COVID-19 innovations. Our
                                                                                  information provided on the platform contains a brief descriptive title of
methodology seeks to produce this framework through a modern
                                                                                  the innovation, a short text explaining the innovation, an industrial
interpretation of what Kracauer (1952) describes as a valuable overlap
                                                                                  classification, the date the innovation was first introduced into the data
between quantitative and qualitative techniques of content analyses.
                                                                                  set, and a link for further information linking to the innovation’s web
Aiming to investigate P2, we employ a machine learning algorithm
                                                                                  site. We extract all of these information from their joint web platform
designed for topic modeling. Topic modeling produces a quantitative
                                                                                  using automated web scraping and compile a dataset for further pro
and descriptive picture of the latent thematic structures in large amounts
                                                                                  cessing. We validate the extracted data by cleaning faulty entries,
of text data (Maier et al., 2018). Our calculated topic model identifies
                                                                                  removing duplicates and checking for the relevance of each entry (i.e.,
unique domains of COVID innovations by grouping the 707 individual
                                                                                  checking the respective project websites for determining whether or not
innovation projects based on the semantic (dis-)similarities of textual
                                                                                  this innovation is directly related to COVID-19).
project descriptions. Each domain is characterized by a set of frequently
occurring keywords, which helps us to develop an understanding of the
                                                                                  3.2. Tracking domains of COVID-19 innovations
types of innovations emerging in response to the first wave of COVID-19
infections. We can also measure the diversity of the domains of in
                                                                                      Topic modeling is a machine learning technique used to efficiently
novations using semantic distance scores. Finally, we confirm the
                                                                                  parse vast text data to obtain latent thematic structures. This technique
quantitative characterization of the identified domains of innovations of
                                                                                  is described as “an inductive approach with quantitative measurements,
our topic model through a qualitative assessment of the contents of the
                                                                                  making it particularly suitable for exploratory and descriptive analyses”
10 most representative innovations for each of the 16 domains (160
                                                                                  (Maier et al., 2018, p. 93) and starts with extensive data preprocessing.
innovations in total).
                                                                                  We use the text segments of the collected data described above and
    Although the identification of domains of innovations addresses our
                                                                                  merge the title and description for each innovation entry. We transform
second proposition before the first one, we can work backward from this
                                                                                  all characters to lowercase and remove punctuation and special char
point to investigate P1. We integrate our derived structural model of
                                                                                  acters. We also remove the so-called stop words that are grammatical
innovation domains with an assessment of the human needs addressed
                                                                                  structures but do not carry meaning (e.g., “and”) and lemmatize
by different domains of innovations. Accordingly, we apply a coding
                                                                                  inflected expressions. Next, we identify significant co-locations of words
scheme (Krippendorff, 2004) to the contents of the identified 160 most
                                                                                  (terms closely co-occurring at high frequency) and compound these
representative innovation projects to differentiate between the 9
                                                                                  words into multi-word expressions (e.g., “face_mask”). Finally, we
fundamental human needs based on the theoretical framework proposed
                                                                                  remove outliers in the form of terms occurring in less than 0.1% of the
by Max-Neef et al. (1989). This coding procedure helps to identify which
                                                                                  documents and three terms most frequently occurring across all docu
types of innovations emerge as satisfiers for which types of latent
                                                                                  ments, not adding distinct meaning between documents (“COVID,”
fundamental human needs during the COVID-19 crisis. To address P3,
                                                                                  “launch”, and “people”).
we statistically test the occurrence of each of the 16 identified domains
                                                                                      Our topic modeling algorithm is based on the latent Dirichlet allo
of innovations over time. This allows us to create a more dynamic pic
                                                                                  cation (LDA) (Blei et al., 2003; Blei and Lafferty, 2007), which is an
ture of the trajectories of domains of innovations, which helps us to
                                                                                  unsupervised machine learning procedure for parsing text data for
understand how market demands and innovative offerings have
                                                                                  co-occurrences of words and word patterns to derive latent structures.
changed in response to emerging societal needs over the first two
                                                                                  The algorithm delineates a distinct number of topics represented in our
months (after lockdown measures had been widely introduced). The
following sub-sections will expand on each step of the methodological
procedure.                                                                         1
                                                                                       See https://www.COVIDinnovations.com.
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consistency and reliability in coding. After coding the innovations, we               constitutes cluster three (C3), entailing the domains of Hospitality (D5),
calculate a final measure for the diversity of needs addressed by each                Home Delivery (D12), and Gastro (D15). Cluster four (C4) is labeled
domain with respect to consumers and producers. We use the Herfin                    Online Platforms and branches off into the domains of Virtual Space
dahl–Hirschman index (HHI) as a concentration measure (Laine, 1995)                   (D9), Information (D2), and Support Your Local (D11). Acts of Solidarity
to assess whether the needs addressed by a given domain of innovations                is the fifth cluster (C5) and includes the domains of Heroes (D16), Pro-
concentrate around a few needs or cover a wide range of needs. Origi                 Bono (D3), and Donations (D4). Cluster six (C6) is called Self-Sufficiency
nally conceived for measuring market concentration, the HHI has no                    and covers the domains of DIY (D1) and Child Care (D10). Table 2
fixed thresholds for this purpose; thus, we only compare relatively low               presents an overview of the 6 clusters and their respective 16 domains of
(low HHI) to relatively high concentration (high HHI) of needs.                       innovations in addition to the 15 most frequently occurring terms per
                                                                                      domain. For example, D8 (Protectives) belongs to C1 (Repurposing) and
4. Results                                                                            is represented by the following 15 most frequently occurring terms (in
                                                                                      descending order of frequency): mask, make, hand, produce, face shield,
    After extraction and cleaning of data, our final sample comprises 707             company, plastic, face mask, hand sanitizer, filter, manufacture, face, pro
innovation projects related to COVID-19. The innovations originate in                 tective, medical worker, and material. Whereas these lists of keywords
various industrial sectors, intuitively concentrating in sectors revolving            already give an initial impression of the kinds of innovations grouped
around health and food provisions as well as media and information.                   into a domain of innovations, Table A.6 in the Appendix provides a
The industry breakdown is shown in Table 1. Based on this data, our                   condensed selection of the top five innovations per domain of in
topic model identifies 16 distinct domains of innovations, covering a                 novations ordered by coherence scores. For each of these innovations,
wide range of innovations from medical equipment to delivery services                 the table exhibits a descriptive title, the publication date, and the
and solutions for stay-at-home parenting.                                             coherence score for the respective domain.
    The hierarchical clustering reveals that these 16 domains are spread                  Table 3 is the contingency table for all domains of innovations across
across 6 overarching clusters. Fig. 1 depicts all six clusters branching off          the nine dimensions of human needs (grouped by cluster) and differ
into unique domains of innovations. The distance between domains of                   entiates between consumers’ and producers’ needs. Each domain has
innovations is a measure for thematic (dis-)similarity. Cluster one (C1) is           been evaluated based on its 10 most representative innovations (highest
labeled Repurposing and encompasses the two domains of Medical                        coherence scores) and the needs served by them. For individual do
Equipment (D7) and Protectives (D8). Cluster two (C2) is entitled Digital             mains, the share of the top 10 innovations addressing a specific need is
Innovations and comprises the domains of Contact Tracing (D6),                        indicated in-text as a fraction (x/10) or stated in percent when aggre
Monitoring (D13), and High Technology (D14). Curing Cabin Fever                       gating the frequency of addressed needs all domains of one cluster. In
                                                                                  7
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                                                                                                                                                                                                                                       J. Dahlke et al.
    Table 3
    Innovation Domains and Respective Classification of Consumers’ and Producers’ Needs.
                           Consumers’ Needs                                                                                      Producers’ Needs
     ID   Clusters &     N Subsistence Protection Affection Understanding Participation Leisure Creation Identity Freedom HHI    Subsistence Protection Affection Understanding Participation Leisure Creation Identity Freedom HHI
          Domains
     C1 Repurposing      20 60%         90%       5%       0%             5%           5%      10%     5%       0%               15%        70%        45%       0%            80%          0%      65%      20%     0%
     D7 Medical          10 9           8         1        0              1            0       2       0        0        0.418   1          8          7         0             8            0       7        1       0         0.632
         Equipment
     D8 Protectives      10 3           10        0        0              0            1       0       1        0        0.307   2          6          2         0             8            0       6        3       0         0.424
     C2 Digital          30 40%         77%       7%       43%            7%           10%     10%     0%       0%               17%        77%        27%       10%           57%          0%      47%      13%     0%
         Innovations
     D6 Contact          10 2           7         2        1              2            3       0       0        0        0.197   1          5          5         1             5            0       5        1       0         0.285
         Tracing
     D13 Monitoring      10 6           6         0        9              0            0       0       0        0        0.424   0          9          3         2             8            0       4        2       0         0.493
     D14 High            10 4           10        0        3              0            0       0       0        0        0.346   4          9          0         0             4            0       5        1       0         0.385
         Technology
     C3 Curing Cabin     30 50%         33%       7%       0%             30%          30%     10%     7%       0%               47%        27%        40%       0%            57%          0%      37%      27%     0%
         Fever
     D5 Hospitality      10   4         2         1        0              3            4       1       1        0        0.133   6          0          3         0             6            0       4        3       0         0.294
     D12 Home Delivery   10   7         6         0        0              1            1       0       0        0        0.241   5          4          4         0             4            0       2        2       0         0.224
9
    Note: This table presents the results of the qualitative classification of human needs, as proposed by Max-Neef et al. (1989), satisfied through the top 10 innovations representative for each innovation domain. Results are
    differentiated between consumers and producers. N is the number of innovations classified per innovation domain. The HHI reports concentration measures for addressed human needs by each domain of innovation,
    higher values indicate a more concentrated distribution of addressed needs.
J. Dahlke et al.                                                                                                Technological Forecasting & Social Change 169 (2021) 120799
Table 4
Statistical Tests for Linear or Quadratic Time Trends of Innovation Domains.
  Cluster     Domain   Days                    Days2                    Constant                R2        N     F             Mean         Interpretation     Dynamics
Note: This table presents the results of the statistical model testing for linear and quadratic time trends in the occurrence of each innovation domain over the early
months (51 days) of the pandemic. We measure occurrence over time using the average coherence scores (the average representation of a domain) for each domain per
day. Significance levels are reported in the following order: *p < 0.10; **p < 0.05; ***p < 0.01.
the public health system itself (C1: 90%), with 9/10 innovations in D7                  underlining the focus of these innovations on subsistence and protection
heavily satisfying the need for subsistence (e.g., physical health). Like              needs.
wise, in terms of needs of the innovators offering these novel goods and                   For both topics, we identify a significant and negative linear devel
services, we see a strong drive for protecting consumers and employees                  opment over time (see Fig. 2, a–b), hinting that the demand for change
as well as supporting the public health system (C1: 70%). Moreover, for                 was highest when hospitals, households, and producers of such equip
D7, our classification shows acts of affection connected to supplying not-              ment were blindsided by the early dynamics of the pandemic.
for-profit devices (D7: 7/10). An omnipresent theme, which is true for
almost all observed topics across clusters, is a documented innovation                  4.2. Cluster 2: Catalyzing digital innovations
behavior strongly driven by the need for participation on the part of the
innovators (80%). More precisely, innovators attempt to find ways of                        The second cluster (C2) comprises three domains revolving around
serving customers in a receding market under imposed restrictions, thus                 the use of digital technologies. The first domain addresses the issues
participating in the sense of offering solutions to the present crisis and,             connected to social distancing and describes the development of apps for
most strikingly, participating in terms of cooperating and engaging in                  Contact Tracing (D6). The innovation with the highest coherence score
co-creation activities even in collaboration with unlikely partners from                for this domain describes such an app developed by researchers at the
other sectors. More than half of the classified innovations in this cluster             Massachusetts Institute of Technology. The domain of Monitoring (D13)
(C1: 65%) exhibit an intrinsic need of the innovators for creation—that                 captures two types of innovations, providing information either to
is, to be inventive and design novel solutions for reasons other than                   monitor the spread of the pandemic in a quantitative manner or to
simply increasing sales or brand reputation. The calculated HHI for both                monitor individual health conditions of (potential) COVID-19 patients.
domains exhibit relatively high values (0.418 for D7 and 0.307 for D8),                 The innovation with the highest coherence score is a website created by
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a Brazilian foundation to monitor active COVID-19 cases across Brazil                57%); we also see a stream of innovations satisfying creation needs on
ian regions. Finally, the domain High Technology (D14) describes in                  the part of the innovators (C2: 47%). Overall, the similarity between C1
novations involving new and emerging technologies ranging from                        and C2 is intuitive, as all domains in these two clusters center around
simple software systems to robots and artificial intelligence, mostly used            technological innovations. Although the range of addressed needs is
for diagnosing COVID-19 infections but also for purposes of logistics and             relatively concentrated for D13 and D14, a lower value of HHI for D6
transportation or autonomous cleaning of facilities. The innovation with              (0.197) indicates the synergetic effects of solutions for contact tracing,
the highest coherence score describes Etihad airways launching a self-                which not only facilitate safety but also allow to return to having social
service touchpoint with automatic symptom detection for pre-flight                    interactions.
procedures at airports.                                                                   Within this cluster, whereas D13 exhibits no significant time trend
    Comparing our analysis of addressed needs to C1, we see a slightly                and is constantly represented across time, D6 and D14 exhibit a u-sha
less pronounced prevalence of subsistence (C2: 40%) and protection                    ped development in occurrences over the two-month observation period
needs (C2: 77%) that innovations across these three domains aim to                    (see Fig. 3, a–c). A detailed investigation of the innovations within D14
satisfy for the users. In this aspect, C2 diverges when focusing on D13.              shows an early first wave of innovations attributable to the development
Here, we document a strong focus on satisfying the need for under                    of portable testing equipment and a second, later wave of innovations
standing (D13: 9/10) the current situation in terms of dynamics of the                that may have been caused by the reaction of airways and traveling
pandemic and individual symptoms by offering analytical tools and                     companies introducing technological safety measures at the end of April
making detailed information available for everyone to access via the                  and the beginning of May 2020 in their preparation for re-starting their
internet. From the perspective of the innovators themselves, the needs                businesses and in their attempt to highlight that airlines are part of the
landscape of C2 is similar to that of C1 but with an emphasized need for              solution and not (only) part of the problem.
the protection of consumers and employees as well as for preventing the
spread of the disease (C2: 77%). Likewise, we see the need for partici
pation and cooperation strongly represented within this cluster (C2:
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4.3. Cluster 3: Curing cabin fever                                                   The difference between C3 and previous clusters is that the innovations
                                                                                     do not focus on curing or preventing illness but on enabling the satis
    The third cluster (C3) encompasses the domains of Hospitality (D5),              faction of basic needs such as having food and other groceries needed to
Home Delivery (D12), and Gastro (D15) and mainly describes services                  sustain the basic standard of living in a situation of (perceived) supply
addressing issues of living in isolation within a household. For D5, we              shortages, lockdowns, and social distancing. Moreover, D5 and D15
see a large stream of service innovations of hotels and hotel chains                 point toward a societal need for participation (C3: 30%) and leisure
repurposing their resources to offer their rooms as isolated offices for             activities (C3: 30%). Participation may involve adapting to the situation
people who cannot work from home, such as the Amsterdam-based hotel                  to continue having certain privileges and the possibility for interaction.
Zoku, or using the 24-hour room service as delivery service. Home de                Leisure may involve curing cabin fever by creating spaces for relaxation
livery, however, is at the center of D12, mainly focusing on delivery                or participative interaction outside the own four walls in the form of
services for groceries, such as the most representative innovation of                hotel rooms being used as private rooms for families or small groups to
Uber Eats partnering with Delivery Hero. Centering around the product                enjoy a restaurant dinner together. On the side of the innovators, this
of toilet paper, we see some innovations addressing the issue of                     cluster showcases subsistence needs driving innovation behavior, espe
responsible consumption and supply shortages, for example, by helping                cially for the domains of Hospitality (D5: 6/10) and Home Delivery
people assess a realistic amount of needed toilet paper per household.               (D12: 5/10), signaling that businesses in these sectors are struggling to
D15 describes food and beverage home deliveries through gastronomic                  survive and are seeking ways to generate revenues. The HHI for these
establishments, sometimes with a little extra twinkle. The innovation                three domains of innovations are notably low (especially for D5 and
with the highest coherence score describes employees of a public cafe               D15), indicating a wide range of needs covered on both sides of market
teria cooking meals from home for a food assistance center.                          interactions.
    For domains within C3, we see subsistence needs on the side of the                   Whereas D5 is constantly represented below average, D12 and D15
consumers being served by half of the examined innovations (C3: 50%)                 exhibit a significant quadratic time trend following an inverted u-shape
and strongly emphasized by the domain of Home Delivery (D12: 7/10).                  (see Fig. 4, a-c). This may hint at a lagged reaction by gastronomic
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Fig. 5. Mean Coherence Scores in Cluster 4 (Online Platforms Help Coping & Connecting).
Note: Panels a), b), and c) display a scatterplot of mean coherence scores per day and estimated regression lines for D2 (Information), D9 (Virtual Space), and D11
(Support Your Local), respectively.
establishments and a process of adaptation in society, with people                       Considering these examples, it becomes very plausible that this
coming to terms with the situation and resuming their normal con                    cluster also features the highest share of innovations addressing the need
sumption habits.                                                                     for understanding (C4: 57%) among all clusters. Here, understanding
                                                                                     also relates to the nature of the crisis itself and how to best deal with it.
                                                                                     Other consumer needs addressed by the innovations in this cluster are
4.4. Cluster 4: Online platforms help coping & connecting
                                                                                     quite equally distributed. Strikingly, D9 heavily addresses the need for
                                                                                     leisure (D9: 8/10), as real-world events from sports tournaments,
    The innovations found in the fourth cluster (C4) broadly revolve
                                                                                     parties, museums, or tourist attractions try to reach consumers through
around the use of digital platform technology for supporting commu
                                                                                     digital channels and virtual environments. Looking at the innovators’
nication and interactions between individuals and communities affected
                                                                                     needs, almost all innovations in this cluster satisfy the need for partic
by lockdowns. The cluster features the three domains of Virtual Space
                                                                                     ipation (C4: 97%), which may be explained by businesses actively
(D9), Information (D2), and Support Your Local (D11). Innovations
                                                                                     engaging with communities and communal actors supporting each
strongly coherent with D9 center around bringing real-life interactions
                                                                                     other. This is mirrored via the comparably high share of innovations
to the digital sphere, including sports tournaments, live events, or
                                                                                     serving the need for innovators to show affection toward the people and
tutoring sessions. D2 encompasses endearing ventures of spreading
                                                                                     organizations in need of support (C4: 47%, second highest among all
positive news about/amidst the COVID-19 pandemic, such as the inno
                                                                                     clusters). The HHI for all domains within this cluster indicate that
vation “Something Positive” (highest coherence score). The domain also
                                                                                     consumers’ needs addressed are neither heavily concentrated nor highly
includes innovations offering outlets for people to share their struggles
                                                                                     diverse, whereas innovators’ needs seem to heavily concentrate on
of coping with isolation and innovations countering negligence or
                                                                                     participation and affection.
misinformation (i.e., “fake news”) by educating society or condemning
                                                                                         Domains D9 and D11 exhibit a significant positive growth in repre
the spread of misinformation. Domain D11 centers around the idea of
                                                                                     sentation within our sample over the time period of observation, doc
supporting local businesses by connecting them with local consumers or
                                                                                     umenting the realization of local communities and businesses to prepare
by offering them technical support to set up digital sales platforms.
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for long-term solutions to deal with the new normal. Domain D2 exhibits               artists, frontline workers, or small businesses that were hit hard during
a significant negative quadratic time trend, with a drop-off in in                   the crisis.
novations toward the very end of our period of observation (see Fig. 5,                   Consumers’ needs being addressed by the innovations in this cluster
a–c).                                                                                 mainly revolve around subsistence or protection needs for the domains
                                                                                      of Donations (D4: 4/10 for both needs) and Pro-Bono (D3: 4/10 for both
                                                                                      needs), providing resources to those who need it. Domain D16 adds a
4.5. Cluster 5: Acts of solidarity
                                                                                      less tangible notion of showing gratitude and affection to those on the
                                                                                      frontlines of battling the pandemic (D16: 7/10). In terms of innovators’
    The fifth cluster (C5) comprises the three domains of Heroes (D16),
                                                                                      needs, we see a prevalence of participation (C5: 83%) and showing
Pro-Bono (D3), and Donations (D4) and describes acts of solidarity and
                                                                                      affection (C5: 67%). The need for identity being served on the part of the
thankfulness to people hit hard during the crisis or helping to mount the
                                                                                      innovators is slightly less pronounced over the whole cluster but is still
immediate impacts of the pandemic. Domain D16 describes different
                                                                                      the highest among all clusters (C5: 37%) and is especially represented in
types of campaigns ranging from collecting monetary donations to
                                                                                      the domain of Pro-Bono (D3: 6/10). We find two possible explanations
remembering and thanking the “frontline heroes” for the fight against
                                                                                      through our classification. First, doing good through non-profit in
COVID-19, which mainly include healthcare workers, supermarket
                                                                                      novations may help businesses to grow in terms of their self-perception
clerks, and staff in public transport. Domain D3 describes the consul
                                                                                      and role in society. Second, although many represented innovations may
tancies offering free services to suffering businesses to help guide their
                                                                                      rightfully be described as philanthropic acts, they may simultaneously
strategic decisions, human resource management, and efforts in pivoting
                                                                                      (and for some innovations, purely) be motivated by improving brand
business models and brand identity during COVID-19. The domain
                                                                                      image through differentiation. This is a theme we will return to for
documents another phenomenon that occurred during the crisis:
                                                                                      marketing innovations featured in cluster six. The HHI indicate that the
employee sharing of businesses otherwise unable to keep their staff
                                                                                      needs addressed on both sides of interactions cover a medium range.
employed with businesses (e.g., supermarkets) in need of helping hands.
                                                                                          Our time trends show that D4 features a significant positive linear
Domain D4 describes the companies collecting or donating money to
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trend, highlighting the growing concern of helping those in grave needs             somewhat useful but ultimately non-essential tools to use at home. This
(see Fig. 6, a). For D3 and D16, we estimate a significant negative                 may partly be true for innovations from D10, but the domain exhibits a
quadratic time trend, resulting in a regression line that is inverted u-            wide range of innovations that effectively help families to connect, help
shaped; this documents a decline in the number of innovations centering             children to develop an understanding for the current situation, and offer
around the notions of thankfulness and free offers (see Figs. 6, b–c).              tools for parents to somewhat lighten the logistical burden of juggling a
Speculating about this falling trajectory, it may be conceivable that fast,         job and stay-at-home parenting. Both domains, however, entail in
modern-day news cycles and short societal attention spans have resulted             novations addressing issues that mainly need to be taken care of inde
in societal fatigue for being receptive to these themes after being over           pendently. The HHI reveal a disparity of needs covered by these
exposed to COVID-19 news.                                                           innovations between consumers and producers. Although a wide range
                                                                                    of consumers’ needs are addressed (especially for D1), the addressed
4.6. Cluster 6: Self-sufficiency                                                    needs on the side of producers are highly concentrated on the di
                                                                                    mensions of participation and creation.
    The sixth cluster (C6) includes the domains of DIY (D1) and Child                   Whereas D1 exhibits a significant positive linear time trend, indi
Care (D10). Domain D1 comprises businesses offering toolkits and in                cating a growing need of households to perform certain tasks themselves
structions for “do it yourself” products and services, ranging from face            and for businesses to acknowledge the current situation of consumers,
masks and cooking tutorials to DIY haircuts. Domain D10 exhibits in                innovations coherent to D10 are evenly represented across the two
novations addressing the need of families to care for and entertain their           months and are constantly below the sample-wide average occurrence of
offspring sheltered at home. A high number of innovations encourage                 a domain (see Figs. 7, a–b). This highlights the fact that child care has
and support families to read to their children, with the innovation                 been a constant topic of conversation from the very start of the crisis to
having the highest coherence score introducing a children’s book to help            the end of our window of observation but that businesses may only have
children understand the COVID-19 pandemic. Moreover, we see com                    had limited interest or tools to help alleviate the arising issues of shel
panies offering online tools for homeschooling, teaching chores in the              tering, schooling, and entertaining children at home.
household, or simply playing.
    This cluster scores highest among all clusters in the dimensions of             5. Discussion
leisure (C6: 65%) and creation (C6: 25%) needs of consumers. For the
former need, both domains offer solutions to keep individuals enter                    In line with Max-Neef et al. (1989) and Cruz et al. (2009), we have
tained; considering the domain of Child Care (D10: 7/10), the solutions             interpreted the imposed lockdown measures against the spread of
keep children busy during lockdown-induced down times by offering                   COVID-19 as an inhibiting satisfier or even as a violator, securing
games and, indirectly, some peace of mind for parents. The latter need is           physical health but impeding the fulfillment of various other funda
mainly addressed by DIY innovations. Considering the innovators’                    mental human needs (from mental health to lack of social participation).
needs, we see that subsistence (C6: 5%) and protection (C6: 15%) needs              Examining the evidence in support of our first proposition, which is that
have the lowest values among all clusters. At the same time, the in                crisis-driven innovations address multi-dimensional human needs (P1),
novators’ needs for creation (C6: 65%) and identity (C6: 35%) are                   our analysis shows that innovations hold the potential of (counter-)
relatively pronounced. However, we see a clear divide between the two               acting as singular and even synergetic satisfiers during crises, facilitating
domains encompassed in this cluster. Although none of the top in                   the individual or simultaneous satisfaction of a wide range of funda
novations in D1 can be connected to the innovators’ need to give                    mental human needs. For consumers, the needs addressed by in
affection or be affectious, seven out of ten innovations take on this               novations are relatively diverse. Whereas technological innovations
characteristic for D10. Considering the actual innovations across these             seem to be more concentrated toward physiological subsistence and
two domains, this may lead to the conclusion that innovations for D1 are            protection (see C1 and C2), we see diverse domains of innovations
mainly marketing innovations and oftentimes gimmicky ways for busi                 addressing various social needs (see, e.g., C3 and C6). On the side of the
nesses to showcase an awareness of the crisis by offering customers                 producers, the addressed needs are slightly more concentrated. We see
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potential satisfiers for the needs of economic subsistence of businesses           see businesses and other actors in the system largely dedicating and
and protection of employees and customers (see C1–C3) as well as                   committing themselves to a social mission during the current crisis. The
affection expressed through generous offers to individuals and organi             crisis thus presents an unprecedented window of opportunity to capture
zations heavily affected by the crisis (see C4 and C5). We also document           and foster this dedication by embedding initiatives in a more systemic
a pronounced satisfaction of the need for creation among producers of              fashion (Bogner et al., 2020).
innovations (see, e.g., C1 and C6), even if this creation is not directly              We also see that different pronounced human needs drive the
connected to the economic subsistence of the producer. Although society            emergence of different domains of innovations during crises (P2).
at large may have been shell shocked in the very early days of the crisis,         Hekkert et al. (2007) underline the function of guidance of search as a
the growing need for businesses and communities to participate in                  potent starting point for initiating virtuous cycles in innovation,
contributing to solutions and interact with each other becomes evident             requiring special scrutiny against the backdrop of a crisis such as the
in our typology of innovation behavior (see C3–C6 for consumers and all            current pandemic. Human needs themselves can be considered as cen
clusters for producers). Akin to Kraus et al. (2020), we observe a large           tral functions relevant both on an individual level and a collective level
share of multi-directional solidarity between companies, communities,              (Cruz et al., 2009), thus also influencing the innovation system’s guid
and consumers, often underlined by not-for-profit innovations. In line             ance of search function and therefore creating conditions conducive to
with Laperche et al. (2011), we witness otherwise unusual, but now                 the selection of appropriate solutions to be prioritized. This is only partly
valuable, collaborative strategies to innovate. We see private actors,             a technological argument and must also be regarded through a
partly spurred by financial restrictions, cooperating from the beginning           socio-cultural lens, bearing potential for various different satisfiers for
of the crisis to share needed resources, often in the form of non-financial        various different needs. With regard to our second proposition, our
offerings by scrapping price tags off of now pro bono (D3) services. The           analysis clearly provides evidence for the presence of heterogeneous
need for participation is also observed in more detailed examples of               entrepreneurial activity and innovators in various market segments.
open innovation during crises (Chesbrough, 2020). These come in the                Heterogeneous actors engaging in novel forms of cooperation thus
form of (unlikely) alliances ranging from large-scale collaborations               afford new and trans-disciplinary ways of fulfilling systemic functions by
across industries (e.g., to build ventilators) to local businesses finding         addressing or satisfying fundamental needs. Each collaborative
creative solutions (such as church services in drive-in cinemas) and               endeavor by innovators—as reflected by the high relevance of partici
business–community engagements (such as joggers delivering food from               pation needs for innovators in all observed clusters—expands the pos
local restaurants to isolated people). Similarly, we observe collabora            sibility space of potential satisfiers by providing new combinations of
tions among companies and even competitors, as well as other private,              knowledge that enable new and previously unavailable evolutionary
public, and communal (local) actors supporting each other. To varying              trajectories (Müller et al., 2020). Our analysis provides evidence for the
degrees, these collaborations may prove beneficial in the future, and              aspects that Bessant et al. (2015) postulate as being characteristic of
with participation shown to be a dominant driver (need) of innovation              crisis-driven innovations, which are conceived under extreme condi
activities, the dire situation also presents a unique opportunity for              tions that cause shifts in focus within the search space for solutions. Our
companies to change toward more responsible behavior (in the sense of              identification of diverse domains of innovations provide evidence for a
corporate social responsibility), as previously alluded to by He and               high degree of entrepreneurial experimentation based on a user-centric
Harris (2020). Especially against the backdrop of transsystemic crises,            perspective and a recombination of existing parts of previous solutions.
the character of innovation as a collective action problem calling for             Our findings are also in line with Kraus et al. (2020), as we see a rapid
transdisciplinary alliances becomes ever more palpable, as lucidly                 diffusion of digital technologies, such as online platforms to inform and
illustrated by Potts (2019): “The innovation problem is a knowledge                connect people, or more advanced technologies, such as artificial in
problem of recombining distributed specialized knowledge in order to               telligence software solutions to detect potentially infectious individuals.
discover new opportunities and sources of value, including discovery of            Our identified technological domains of innovations (see C1 and C2)
which bits of knowledge need to be combined” (Potts, 2019, pp. 47–48).             partly represent the type of low-cost solutions that Cankurtaran and
    Across all domains of innovations as well as for most individual               Beverland (2020) identify as emerging frugal innovations. We also
innovation projects, we identify at least two (and often more) needs               observe the swift re-purposing of products or production processes not
addressed, both for consumers and producers. In line with Max-Neef                 only within the pharmaceutical industry (Bryan et al., 2020) but also in
et al. (1989), this points toward a possibility to interpret the observed          other industries aiming to satisfy various needs beyond (but including)
innovative solutions as synergetic satisfiers, simultaneously fulfilling a         health. Notably, our domains of innovations specify what previous
set of needs during crises—as opposed to only singular needs. Surely,              studies have identified as having potential for increased prosocial col
presenting entrepreneurs and companies as pure philanthropists is also a           lective actions (Bacq et al., 2020; Bouman et al., 2020; He and Harris,
misguided notion. As described above, we find many examples that hint              2020). We identify that these prosocial actions may come in the form of
toward what Max-Neef et al. (1989) describe as the true development of             technological advances (see C1 and C2), business model innovations
businesses during the crisis (e.g., discovering and satisfying altruistic          (see C3), provision of information and exchange platforms (see C4), and
tendencies). However, on the business side of our observed innovations,            donations as direct acts of solidarity (see C5). We also find two domains
the motivations behind producing these satisfiers are opaque, and we               of innovations contributing tools to support individuals in helping
cannot make claims about it with certainty. For example, our results are           themselves (see C6), wherein direct interactions required to fulfill
in line with Naidoo (2010), as we find a large share of marketing in              certain needs are impossible. We will revisit the question of the effec
novations showing businesses re-framing the advertisement of their of             tiveness of the offered satisfiers at the end of this section.
ferings to fit the situation. Whereas in some cases, these activities may              In investigating our third proposition, which is that crisis-driven
genuinely address the need for identity, some other cases of opportu              innovations respond to the changes in human needs over the course of
nistic brand building activities may rather be described as                        a crisis (P3), our analysis suggests that non-governmental innovators
pseudo-satisfaction for the needs of participation, identity, and affec           within our society such as companies, entrepreneurs, or citizen initia
tion. Max-Neef et al. (1989) precisely outline the examples of propa              tives were able to quickly react to the early signs of the pandemic by
ganda and advertisement as indicators for such behavior. Although the              providing communities and hospitals with clinical and community
question of motivation is not easily answered, it is of tremendous                 masks as well as protective visors in times the need for subsistence and
importance to recognize that, regardless of the motivation behind it, we           protection could not yet be met by traditional actors in the market. This
                                                                              16
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                                                                             17
J. Dahlke et al.                                                                                               Technological Forecasting & Social Change 169 (2021) 120799
Table 5 (continued )                                                                   observed changes in demand patterns as a kind of policy compass, which
  Objective            Actors            Actionable Measures                           may be considered when directing relief measures toward societal
                                                                                       groups heavily affected by the crisis: it is consumers rather than (a loud
                                         Explore new modes of polycentric
                                         governance for innovation commons.
                                                                                       minority of) anti-corona protesters the socio-political discourse should
                       Research          Include the theoretical developments          be attuned to. Our analysis of crisis-driven innovations shows that
                                         triggered by and the empirical                innovation systems were able to quickly react to the shortage of tech
                                         evidence collected during the crises          nological equipment in the early weeks of the pandemic gaining mo
                                         into changed research programs.
                                                                                       mentum, whereas other societal issues such as child care could only be
                                         Let the new social and technical
                                         reality inspire new research questions        superficially addressed throughout the crisis. These observations show
                                         and approaches.                               the necessity to closely monitor economic activity to provide solutions to
                                         Support consumers, businesses, and            societal problems and to support innovative activity. This is particularly
                                         policy by monitoring crisis-driven            relevant in domains that can effectively contribute to relief efforts while
                                         innovations utilizing the approach
                                         pioneered in this paper in
                                                                                       focusing governmental provision on issues that cannot be easily
                                         combination with complementary                addressed through the market. Contrasting this insight with the
                                         methods as an early indicator for             observed political measures to foster innovation during the crisis, it
                                         urgent societal needs and their               becomes evident that such measures can be seen as slightly biased to
                                         changes.
                                                                                       ward established actors such as multinational corporations. Although
                                                                                       the European Union announced additional research and innovation
intervention to foster long-term commitments of different actors.                      grants to companies providing innovative solutions for the COVID-19
Although the complexity and fundamental nature of human needs may                      pandemic, these grants have been attributed to about 36 large com
complicate collective responses to crises, the silver lining here is the               panies (approx. 8.7 million per company on average) (European Com
decentralized interactions through which a wide range of (if not all)                  mission, 2020) mainly focused on providing technological solutions
needs find expression and achieve satisfaction: with businesses and                    connected to physical health. Nevertheless, our analysis suggests that
communities collaborating to seize opportunities through innovating                    governmental support may also be linked to a more systemic provision
and subsequently providing relief in times of crises. Our observations                 of resources in the sense of a challenge-led innovation policy (Raven and
help us to understand these innovations as a mechanism of satisfaction                 Walrave, 2020). The observed activities of increased cooperation (often
for interconnected systems of needs during crises. Notably, the collective             at the local level) may be better fostered through more equally distrib
nature of innovative efforts and the complex interplay between in                     uted crisis innovation funds, supporting a large number of entrepre
novators and consumers highlight new roles for and responsibilities of                 neurial projects with small tranches of financial support while requiring
consumers. Transdisciplinary approaches and collective efforts by                      a certain degree of cooperation for eligibility and the allocation of re
multiple innovation system actors create legitimate and responsible in                sources. Provided by a system of (local) actors, we argue that this may
novations (Lubberink et al., 2017). Thus, we propose a careful assess                 enable a more diverse set of responses to what we have shown to be a
ment of market needs or demands and the respective innovation                          diverse set of societal needs inhibited or violated by lockdown regula
behavior as an expression of socio-psychological needs of consumers and                tions. More precisely, such challenge-led innovation policy mixes could
producers of innovations. This contributes to the identification of                    combine particular interventions that simultaneously target central
emerging points of intervention among actors and to a move toward a                    innovation system functions (e.g., guidance of search, market formation,
new paradigm of innovation systems dedicated to a larger societal                      and the creation of legitimacy) in response to the crisis (Raven and
mission. Arguably, many of the concrete collaborative activities identi               Walrave, 2020).
fied by Lubberink et al. (2017) may also hold in the context of the                        The current crisis offers abundant evidence for the fact that funda
crisis-driven innovation endeavor during the pandemic and should even                  mental human needs can be neither straightforwardly identified owing
be expanded in the near future to other actors not (yet) engaged in such               to their complex and interconnected systemic nature—especially when
cross-fertilizing collaborations. Key activities for businesses and orga              assessing them for a large collective of actors—nor sufficiently
nizations include (but are not limited to) stakeholder mapping, estab                 addressed through individual efforts or purely by technological ad
lishing (social or living) labs for community involvement and                          vancements. Our analysis shows that decentralized, crisis-driven inno
multi-stakeholder idea generation, crowdsourcing, as well as strategic                 vation systems can react to need deficiencies during crises. Considering
cross-sector partnerships (Lubberink et al., 2017).                                    the recent shift toward normatively oriented innovation systems as a
    The tension between preventing or slowing the rate of COVID-19                     response to larger societal challenges (Ghazinoory et al., 2020; Hekkert
infections and, at the same time, protecting socioeconomic institutions                et al., 2020; Pyka, 2017), we follow Schlaile et al. (2017) in arguing for
has been at the center of the discourse around the potential reactions to              increased attention to the question of social responsibility and how so
the crisis. Regulatory measures such as contact restrictions, calls for                cietal systems can move toward desirable outcomes in the face of
sheltering at home, or lockdowns and curfews invoked to satisfy pro                   complex normativity and wicked problems. It is argued that the
tection and subsistence needs consistently create interconnected prob                 disruptive nature of the COVID-19 pandemic offers opportunities to not
lems for the satisfaction of other basic human needs. The examined                     only avoid recovery patterns that point toward an old normal but also
COVID innovations in our sample showcase the enormous opportunity                      motivate societal actors to retain their dedication to the collective
for innovators to create shared value in times of crises—as they may be                problem solving of other societal issues beyond the crisis itself (Bogner
uniquely qualified to navigate the aforementioned tensions by providing                et al., 2020; Wahl, 2020). Policy action could capture the heightened
an innovative way of conducting economic transactions that may                         attention and willingness to (collectively) participate in solution pro
simultaneously fulfill the fundamental needs of consumers and busi                    cesses of consumers and businesses to embed these actors in dedicated
nesses alike. Our findings also show the value of closely screening the                innovation systems. On that note, another policy implication stemming
                                                                                       from such decentralized and collective action is to take up polycentric
                                                                                  18
J. Dahlke et al.                                                                                            Technological Forecasting & Social Change 169 (2021) 120799
governance approaches (Carlisle and Gruby, 2019) for governing these                curation processes of the platform and can neither claim an exhaustive
innovation commons (Potts, 2019).                                                   representation of innovation activities during COVID-19 nor compare
    Finally, our article points to promising implications for researchers           the degree of activity to pre-crisis time periods. The study is further
investigating crisis-driven innovation processes, which may support and             limited by the short observation period, which may be extended in
affect the decisions of other innovation system actors (e.g., consumers,            future studies benefiting from greater temporal distance. Unfortunately,
entrepreneurs, policy actors). First and foremost, the approach pio                the developments regarding the pandemic have turned grim again
neered in this article provides a sound basis for future studies using topic        during the winter months of 2020, and lockdown regulations are again
modeling and the needs-based classification for investigating in                   in effect. We argue that the expression and satisfaction of needs is sub
novations. In this regard, follow-up work should also aim for a com                jected to temporal changes owing to the unfolding events and adaption
parison of the changed dynamics of needs and innovations between the                processes within society, therefore warranting another (comparative)
early phase of the pandemic and the so-called “second wave”. Our brief              investigation into the needs and innovative satisfiers during the second
additional investigation into a later sample of innovation projects                 large wave of infections. This study opens up promising avenues for
(October-November of 2020), which is not reported, showed that a large              future research in showing the value of an automated content analysis of
number of domains of innovation seem to have prevailed (e.g., Pro                  large-scale text data on innovation projects. More importantly, we show
tectives, Virtual Space, Home Delivery) and that the distribution of                that a socio-psychological assessment of innovations as an expression of
addressed human needs seems to have remained largely unchanged.                     human needs may help us in better understanding the workings of
However, some new domains of innovations seem to have emerged due                   innovation (systems) and our market-based society, especially in such
to seasonal effects (such as holidays and colder temperatures) and the              dire times. Future studies may focus on refining the classification of
importance of some needs seems to be more (e.g., leisure) or less (e.g.,            innovation projects for fundamental human needs or scrutinizing the
understanding) pronounced compared to the first wave. Moreover,                     workings of dedicated innovation systems in times of crises.
concomitant psychological research is advised to better understand how                  Above all, our results remind us that instead of pardoning an ill-
(and in which ways) the innovations identified actually act as effective            prepared system, we may be well advised to remember the value of
(or rather pseudo-) satisfiers for certain human needs.                             innovative endeavors to provide immediate responses to the demands of
    Based on our previous discussions, Table 5 summarizes a selection of            a society in dire straits. The observed patterns in our sample of COVID
practical implications that can be drawn from our study. These practical            innovations encourage us to understand these moments in history as
implications are categorized according to three objectives (expression of           unique opportunities to change the world for the better. We may do so
changing needs, support the satisfaction of (changed) needs, and more               by being conscious of our diverse societal needs, the broad range of
generally learn from the experience), central sets of actors (consumers,            possibilities to fulfill these needs and willing to engage in creative col
businesses/organizations, policymakers, and researchers), and the con              laborations to turn over a new leaf. In times of crises, future societal
crete actionable measures. The entries in Table 5 should be read as                 responses may consider complementing regulatory measures through
important practical take-home messages, which should, however, not be               systemically supporting innovation activities in society. After all, acting
regarded as exhaustive. After all, more longitudinal and comparative                in unison is more powerful than acting in isolation.
data would be required to provide more targeted recommendations to
the sets of innovation system actors listed in Table 5.                             CRediT author statement
7. Conclusions and future research                                                      Johannes Dahlke: Conceptualization, Methodology, Formal anal
                                                                                    ysis, Software, Writing - original draft, Visualization, Project adminis
    In a procedure novel to the realm of innovation studies, we have                tration, Kristina Bogner: Conceptualization, Methodology, Formal
clustered emerging domains of crisis-driven innovations amidst the                  analysis, Software, Writing - original draft, Maike Becker: Conceptu
COVID-19 pandemic and classified the innovations within our sample                  alization, Formal analysis, Writing- original draft, Michael P. Schlaile:
among nine dimensions of fundamental human needs. We find a diverse                 Writing - Original Draft, Writing - review & editing, Andreas Pyka:
set of domains of innovations ranging from technologically driven in               Writing - review & editing, Supervision, Bernd Ebersberger: Data
novations to what may be described as frugal and social innovations.                Curation, Methodology, Formal analysis, Investigation, Writing - review
The documented innovation behavior exhibits accelerated diffusion                   & editing, Supervision
processes of sophisticated (digital) technologies on the one hand and
accelerated provision of necessary resources to combat the diverse ef              Acknowledgements
fects of the COVID-19 pandemic on the other hand. To this point, we
show that the needs of both consumers and innovators have to be un                    This research is a result from the Research Area “Innovation,
derstood as a more complex phenomenon during crises—as we witness                   Entrepreneurship, and Finance (INEF)” at the University of Hohen
the immediate surge of non-exclusive needs going beyond the mere                    heim’s Faculty of Business, Economics, and Social Sciences.
notion of physical health (but emphasizing the need for affection, un                 Funding: In his work for this article, Johannes Dahlke was supported
derstanding, participation, and creation). We see this variety of needs             by the Heinrich-Böll-Foundation [grant number P143003].
not only expressed through market dynamics but also satisfied through a
set of respective entrepreneurial reactions. From this perspective, we              Appendix A. Selected Innovations
argue that a systemic societal response to the modern crises of our time
may build around and contribute to inducing dedication into systemic                   Table A.6.
innovation activities. The main limitation of this study is the source of
data. Although we ensure consistency within our sample by focusing on
the provision of data by a single website, we are subjected to the
                                                                               19
J. Dahlke et al.                                                                                                      Technological Forecasting & Social Change 169 (2021) 120799
Table A.6
Top 5 Innovations by Domain Ranked by Coherence Score.
  ID               Title                                                                                                                Date                  Coherence Score
                                                                                     20
J. Dahlke et al.                                                                                                                   Technological Forecasting & Social Change 169 (2021) 120799
  C5/D3                 Pro-bono
  309                   Nashville-based marketing agency Reed provides free COVID strategy hotline for businesses in need                              06/05/20               0.703
  416                   In Brazil, Hyundai gives free rides to safely transport healthcare professionals and the elderly                               10/04/20               0.641
  625                   Brazilian platform Meiuca allows companies to temporarily exchange employees to avoid layoffs                                  09/04/20               0.576
  560                   COVID Canvas by LikeWise in Brasil offers free brand strategy resource to help businesses reinvent                             05/50/20               0.569
  359                   LATAM ride-hailing company Beat launches free transfer services for medical workers                                            16/04/20               0.569
  C5/D16                Heroes
  32                    Viral running challenge raises $6 million for health-care workers in the UK                                                    29/04/20               0.779
  628                   Brazilian non-profit ‘Doe Pro-Gol’ connects charity campaigns with football fans to raise money                                23/04/20               0.631
  510                   Elle launches ‘The Other Front Line’ campaign to put other every hero woman into spotlight                                     20/04/20               0.625
  265                   Palma-based travel technology company Hotelbeds launches ‘Holidays for Heroes’ campaign                                        30/04/20               0.569
  105                   UK energy startup Lifesaver supplies power banks to healthcare workers on the frontlines                                       11/05/20               0.569
  C6/D1                 DIY
  444                   Grooming brands release easy-to-use trimmers and scissor kits for DIY home haircuts                                            11/05/20               0.680
  5                     Zara models photograph themselves at home to promote the Spanish company’s new collection                                      23/04/20               0.663
  120                   Trojan Brand Condoms company launches free-for-all e-cookbook including sensual bread recipes                                  19/05/20               0.625
  402                   Influential US streetwear brand Sprayground launches innovative collection with 3D computer animated                           11/05/20               0.617
  346                   London-based designer Paul Cocksedge creates ‘Here Comes the Sun’ social distancing picnic blanket                             08/05/20               0.525
  C6/D10                Child Care
  701                   ‘A Kids Book About COVID-19′ offers free online resources to help kids understand the global crisis                            03/04/20               0.736
  81                    US celebrities read aloud to kids in quarantine on StorylineOnline’s Youtube channel                                           01/04/20               0.688
  43                    Utah family launches ‘Spring Break Chalk Challenge’ to cope with social distancing in a creative way                           15/04/20               0.680
  334                   ‘Make Way for Books’ app encourages reading eBooks to children staying at home                                                 14/04/20               0.677
  594                   Chicago-based SkyArt helps kids at home stay creative with creativity kits and online tutorials                                01/04/20               0.663
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                                                                                                    Dr. Michael P. Schlaile currently holds two part-time postdoc positions, one in the
    J. Frugal Innov. 2 (1), 1–17. https://doi.org/10.1186/s40669-016-0005-y.
                                                                                                    research project “New Imaginative Economies” at Cusanus Hochschule für Gesell
World Bank, 2020. Global Economic Prospects, June 2020. World Bank, Washington, DC.
                                                                                                    schaftsgestaltung and one at the Department of Innovation Economics at the University of
    https://doi.org/10.1596/978-1-4648-1553-9.
                                                                                                    Hohenheim. Prior to that, he worked at the Department of Business Ethics (2012 to 2016).
Yu, O., 2018. A new model of human needs as the foundation for innovation
                                                                                                    Michael’s research revolves around memes, worldviews, responsibility, sustainability
    management. IEEE Eng. Manag. Rev. 46 (3), 40–45. https://doi.org/10.1109/
                                                                                                    transitions, and the interplay of cultural and economic evolution in complex socio-
    EMR.2018.2870431.
                                                                                                    economic systems – including dedicated innovation systems. He has published in jour
                                                                                                    nals such as Cognitive Systems Research, Int. J. Computational Economics and Econo
Johannes Dahlke is a doctoral student and junior researcher in the field of innovation              metrics, Journal of Business Ethics, Journal of Business Research, Journal of Evolutionary
management and economics. His main focus is on the application of artificial intelligence           Economics, Philosophy of Management, Sustainability Science, and Sustainability. For
by businesses and how to reconcile it with the notion of social responsibility. Beyond that,        more information, please follow Michael on ResearchGate or Twitter.
he is interested in sustainability transitions and responsible research and innovation. For
his research, he was awarded a full doctoral scholarship from the Heinrich-Böll-Founda
                                                                                                    Prof. Dr. Andreas Pyka graduated in Economics and Management at the University of
tion. Previously, he received a double-degree M.Sc. in International Business and Eco
                                                                                                    Augsburg in 1998 and spent afterwards two years as a Post Doc in Grenoble. His-fields of
nomics from the University of Hohenheim and the University of Venice. Follow his work
                                                                                                    research are Neo-Schumpeterian Economics and Evolutionary Economics with a special
on johannesdahlke.com.
                                                                                                    emphasis on numerical techniques of analysing dynamic processes of qualitative change
                                                                                                    and structural development. From October 2006 to March 2009 he worked at the Uni
Dr. Kristina Bogner is a postdoctoral researcher in the field of innovation management              versity of Bremen as Professor in Economic Theory. Since April 2009 Andreas Pyka holds
and economics at the University of Hohenheim and the Hohenheim Innovation Green                    the chair for innovation economics at the University of Hohenheim, Stuttgart. Andreas
house. Her main research interests are the transformation towards sustainability, in gen           Pyka’s research areas are knowledge driven developments and transformation of economic
eral, as well as knowledge and learning for the transformation towards a sustainable                systems.
knowledge-based bioeconomy, in particular. Kristina Bogner received her doctoral de
gree from the University of Hohenheim in 2019 and has previously worked at the
                                                                                                    Prof. Dr. Bernd Ebersberger is an economist and a management scholar with a strong
Hohenheim Research Center for Bioeconomy. She holds several degrees in Economics from
                                                                                                    interest in innovation, entrepreneurship and higher education. Currently, Bernd Ebers
the Leipzig University (Germany), the Université de Fribourg (Switzerland) and the Uni
                                                                                                    berger holds the professorship for management of innovation with the University of
versity of Hohenheim (Germany). For more information, please follow Kristina on Res
                                                                                                    Hohenheim in Stuttgart, Germany. There he is also speaker of the research network
earchGate or LinkedIn.
                                                                                                    ’Innovation, Entrepreneurship, and Finance (INEF)’. His-work is published in Journal of
                                                                                                    Applied Economics, Research Policy, Regional Studies, Journal of Economic Geography,
Maike Becker is a research associate at the Department of Innovation Management at the              European Management Review, Entrepreneurship and Regional Development, Journal of
University of Hohenheim. She holds a bachelor’s degree in International Economics                   Evolutionary Economics, Journal of Technology Transfer, und Structural Change & Eco
(University of Tübingen) and a master’s degree in International Business and Economics              nomic Dynamics.
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