Account No: 60330293

Account Name: JOSEPH R DAVID

E*TRADE SECURITIES LLC Taxpayer Identification Number: ***−**−0599
PO BOX 484
JERSEY CITY, NJ 07303−0484
Account Executive No: ET1

ORIGINAL: 12/31/2017

CONSOLIDATED 2017 FORMS 1099 AND DETAILS

JOSEPH R DAVID
10531 AVALON VIEW
SAN ANTONIO, TX 78240−3645

YEAR−END MESSAGES
CERTAIN EVENTS SUCH AS COST BASIS, ORIGINAL ISSUE DISCOUNT ADJUSTMENTS OR
RECLASSIFICATIONS OF AN INCOME PAYMENT RECEIVED FROM A MUTUAL FUND, ETF,
REIT, OR RIC MAY RESULT IN AN AMENDED 1099 FOR PRIOR OR CURRENT TAX YEARS.
PLEASE SEE INSERT FOR DETAILS OR VISIT WWW.ETRADE.COM/TAXCENTER FOR ANY TABLE OF CONTENTS
UPDATES. IF YOU HAVE QUESTIONS PLEASE CALL 800−ETRADE−1 (800−387−2331) OR Consolidated 1099 Sections:
LOG ON TO YOUR ACCOUNTAND SEND US A SECURE MESSAGE BY CLICKING ON THE
Summary Information Page 3
CUSTOMER SERVICE LINK AT THE TOP OF THE PAGE
1099−B Proceeds from Broker and Barter Exchange Transactions Page 4

Details:
Investment Details Page 9

Your Account did not receive the following Forms:

1099−DIV
1099−INT
1099−OID
1099−MISC

Page 1 of 10
***THIS PAGE IS INTENTIONALLY LEFT BLANK***

Page 2 of 10
 Account No: 60330293
Account Name: JOSEPH R DAVID
E*TRADE SECURITIES LLC Taxpayer Identification Number: ***−**−0599
PO BOX 484
JERSEY CITY, NJ 07303−0484
Account Executive No: ET1

ORIGINAL: 12/31/2017

FORM 1099−B TOTALS SUMMARY

REALIZED GAIN / LOSS SUMMARY

Refer to Proceeds from Broker and Barter Exchange Transactions for detailed information regarding these summary values. The amounts shown below are for informational purposes only.

MARKET WASH SALE LOSS REALIZED GAIN

SHORT−TERM GAINS OR (LOSSES) − REPORT ON FORM 8949, PART I PROCEEDS COST BASIS DISCOUNT DISALLOWED OR (LOSS)
Box A (basis reported to IRS) $364,802.89 $379,368.45 $0.00 $5,300.17 ($14,565.56)
Box A − Ordinary − (basis reported to IRS) $0.00 $0.00 $0.00 $0.00 $0.00
Box B (basis not reported to IRS) $0.00 $0.00 $0.00 $0.00 $0.00
Box B − Ordinary − (basis not reported to IRS) $0.00 $0.00 $0.00 $0.00 $0.00
Total Short−Term $364,802.89 $379,368.45 $0.00 $5,300.17 ($14,565.56)

LONG−TERM GAINS OR (LOSSES) − REPORT ON FORM 8949, PART II

Box D (basis reported to IRS) $0.00 $0.00 $0.00 $0.00 $0.00

Box D − Ordinary − (basis reported to IRS) $0.00 $0.00 $0.00 $0.00 $0.00
Box E (basis not reported to IRS) $0.00 $0.00 $0.00 $0.00 $0.00
Box E − Ordinary − (basis not reported to IRS) $0.00 $0.00 $0.00 $0.00 $0.00
Total Long−Term $0.00 $0.00 $0.00 $0.00 $0.00

UNKNOWN TERM − CODE (X) REPORT ON FORM 8949 PART I OR PART II

Box B or Box E (basis not reported to IRS) $0.00 $0.00 $0.00 $0.00 $0.00
Box B or Box E − Ordinary − (basis not reported to IRS) $0.00 $0.00 $0.00 $0.00 $0.00
Total Unknown Term $0.00 $0.00 $0.00 $0.00 $0.00

Page 3 of 10
 Account No: 60330293
Account Name: JOSEPH R DAVID
E*TRADE SECURITIES LLC Taxpayer Identification Number: ***−**−0599
PO BOX 484
JERSEY CITY, NJ 07303−0484
Account Executive No: ET1

ORIGINAL: 12/31/2017

RECIPIENT’S Name, Street Address, City, State, and Zip Code Payer’s Federal Identification Number: 35−2167612
JOSEPH R DAVID Payer’s Name, Street, City, State, Zip Code:
10531 AVALON VIEW E*TRADE SECURITIES LLC
SAN ANTONIO, TX 78240−3645 PO BOX 484
Copy B for recipient 2nd TIN Notice JERSEY CITY, NJ 07303−0484
FATCA Filing Requirement Telephone Number: (800) 387− 2331

2017 FORM 1099−B: PROCEEDS FROM BROKER AND BARTER EXCHANGE TRANSACTIONS OMB NO. 1545−0715
The information provided below is in accordance with Federal tax regulations and the IRS instructions that govern our reporting requirements. You should review this information
carefully when completing your Form 8949 and Schedule D. There may be instances where our reporting requirements will not be consistent with your particular tax accounting
position or elections. For these reasons, the IRS requires us to provide you with this reminder: Taxpayers are ultimately responsible for the accuracy of their tax returns.

Covered Short−Term Gains or Losses on Gross Proceeds

Report on Form 8949, Part I with Box A checked
Box 6: Gross Proceeds Box 5: Box Not Checked (Covered Security) Box 3: Basis Reported to the IRS Box 2: Type of Gain or Loss − Short−Term
The 1099−B data referenced by a Box Number is reported to the IRS. The additional information not referenced by a Box Number is not reported to the IRS, but may be helpful to complete your return.

Accrued Wash Sale

Security Description Date Date Sold Cost or Market Loss Gain/Loss
CUSIP Quantity Sold Acquired or Disposed Proceeds Other Basis Discount Disallowed Amount Additional Information
(Box 1a) (Box 1b) (Box 1c) (Box 1d) (Box 1e) (Box 1f) (Box 1g)
CANNABIS SCIENCE INC 50,711.00000 11/04/2016 01/19/2017 $5,426.11 $3,001.94 $0.00 $0.00 $2,424.17
CUSIP: 137648101 5,650.00000 01/24/2017 01/26/2017 $649.35 $463.38 $0.00 $0.00 $185.97
6,959.00000 01/24/2017 01/26/2017 $811.75 $570.74 $0.00 $0.00 $241.01
74,586.00000 01/24/2017 01/26/2017 $8,696.54 $6,117.14 $0.00 $0.00 $2,579.40
98,125.00000 01/31/2017 02/07/2017 $12,235.74 $10,165.93 $0.00 $0.00 $2,069.81
81,092.00000 02/09/2017 02/13/2017 $10,126.28 $9,659.94 $0.00 $0.00 $466.34
16,741.00000 02/15/2017 03/01/2017 $1,329.26 $1,994.11 $0.00 $664.85 ($664.85)
16,741.00000 02/15/2017 04/11/2017 $1,029.26 $2,599.92 $0.00 $0.00 ($1,570.66)
17,864.00000 02/15/2017 04/11/2017 $1,098.31 $2,064.88 $0.00 $0.00 ($966.57)
69,959.00000 02/15/2017 04/11/2017 $4,301.19 $8,333.18 $0.00 $0.00 ($4,031.99)
60,330.00000 02/24/2017 04/11/2017 $3,709.18 $5,500.02 $0.00 $0.00 ($1,790.84)
242,600.00000 03/22/2017 04/11/2017 $14,915.43 $20,167.01 $0.00 $0.00 ($5,251.58)

THIS IS YOUR FORM 1099 (COPY B FOR RECIPIENT) − PLEASE RETAIN FOR TAX PREPARATION PURPOSES
The above is important tax information and is being furnished to the Internal Revenue Service (except as indicated). If you are required to file a return,
a negligence penalty or other sanction may be imposed on you if the income is taxable and the IRS determines that it has not been reported. Page 4 of 10
 Account No: 60330293
Account Name: JOSEPH R DAVID
E*TRADE SECURITIES LLC Taxpayer Identification Number: ***−**−0599
PO BOX 484
JERSEY CITY, NJ 07303−0484
Account Executive No: ET1

ORIGINAL: 12/31/2017

2017 FORM 1099−B: PROCEEDS FROM BROKER AND BARTER EXCHANGE TRANSACTIONS, CONTINUED OMB NO. 1545−0715
Covered Short−Term Gains or Losses on Gross Proceeds
Report on Form 8949, Part I with Box A checked
Box 6: Gross Proceeds Box 5: Box Not Checked (Covered Security) Box 3: Basis Reported to the IRS Box 2: Type of Gain or Loss − Short−Term
The 1099−B data referenced by a Box Number is reported to the IRS. The additional information not referenced by a Box Number is not reported to the IRS, but may be helpful to complete your return.

Accrued Wash Sale

Security Description Date Date Sold Cost or Market Loss Gain/Loss
CUSIP Quantity Sold Acquired or Disposed Proceeds Other Basis Discount Disallowed Amount Additional Information
(Box 1a) (Box 1b) (Box 1c) (Box 1d) (Box 1e) (Box 1f) (Box 1g)
CANNABIS SCIENCE INC 160,320.00000 05/17/2017 11/09/2017 $6,085.06 $10,026.95 $0.00 $3,941.89 ($3,941.89)
CUSIP: 137648101 160,320.00000 05/17/2017 11/20/2017 $6,167.76 $9,459.28 $0.00 $0.00 ($3,291.52)
307,430.00000 11/13/2017 11/20/2017 $11,827.30 $10,580.16 $0.00 $0.00 $1,247.14
Subtotals 1,369,428.00000 $88,408.52 $100,704.58 $0.00 $4,606.74 ($12,296.06)
CANNABIS SATIVA INC 1,685.00000 02/07/2017 02/13/2017 $10,655.82 $10,002.04 $0.00 $0.00 $653.78
CUSIP: 13764T105
CAPRICOR THERAPEUTICS INC 13,247.00000 09/20/2017 09/25/2017 $29,665.64 $27,295.77 $0.00 $0.00 $2,369.87
CUSIP: 14070B101 6,161.00000 11/07/2017 11/09/2017 $13,978.19 $13,006.66 $0.00 $0.00 $971.53
8,530.00000 11/22/2017 12/27/2017 $13,554.41 $18,005.25 $0.00 $0.00 ($4,450.84)
Subtotals 27,938.00000 $57,198.24 $58,307.68 $0.00 $0.00 ($1,109.44)
***CONCORDIA INTERNATIONAL 3,636.00000 02/08/2017 03/01/2017 $7,952.67 $10,008.99 $0.00 $0.00 ($2,056.32)
CORP COM
CUSIP: 20653P102
ITUS CORPORATION 9,165.00000 09/29/2017 09/29/2017 $27,395.76 $29,609.90 $0.00 $0.00 ($2,214.14)
COM NEW
CUSIP: 45069V203
MEDICAL MARIJUANA INC 3,930.00000 11/09/2016 01/19/2017 $652.59 $560.19 $0.00 $0.00 $92.40
CUSIP: 58463A105 45.00000 03/02/2017 03/16/2017 $6.22 $5.13 $0.00 $0.00 $1.09
800.00000 03/02/2017 03/16/2017 $110.52 $100.23 $0.00 $0.00 $10.29
145,200.00000 03/02/2017 03/16/2017 $20,059.29 $16,562.79 $0.00 $0.00 $3,496.50
136,554.00000 11/08/2017 11/09/2017 $13,989.51 $12,979.58 $0.00 $0.00 $1,009.93
Subtotals 286,529.00000 $34,818.13 $30,207.92 $0.00 $0.00 $4,610.21

THIS IS YOUR FORM 1099 (COPY B FOR RECIPIENT) − PLEASE RETAIN FOR TAX PREPARATION PURPOSES
The above is important tax information and is being furnished to the Internal Revenue Service (except as indicated). If you are required to file a return,
a negligence penalty or other sanction may be imposed on you if the income is taxable and the IRS determines that it has not been reported. Page 5 of 10
 Account No: 60330293
Account Name: JOSEPH R DAVID
E*TRADE SECURITIES LLC Taxpayer Identification Number: ***−**−0599
PO BOX 484
JERSEY CITY, NJ 07303−0484
Account Executive No: ET1

ORIGINAL: 12/31/2017

2017 FORM 1099−B: PROCEEDS FROM BROKER AND BARTER EXCHANGE TRANSACTIONS, CONTINUED OMB NO. 1545−0715
Covered Short−Term Gains or Losses on Gross Proceeds
Report on Form 8949, Part I with Box A checked
Box 6: Gross Proceeds Box 5: Box Not Checked (Covered Security) Box 3: Basis Reported to the IRS Box 2: Type of Gain or Loss − Short−Term
The 1099−B data referenced by a Box Number is reported to the IRS. The additional information not referenced by a Box Number is not reported to the IRS, but may be helpful to complete your return.

Accrued Wash Sale

Security Description Date Date Sold Cost or Market Loss Gain/Loss
CUSIP Quantity Sold Acquired or Disposed Proceeds Other Basis Discount Disallowed Amount Additional Information
(Box 1a) (Box 1b) (Box 1c) (Box 1d) (Box 1e) (Box 1f) (Box 1g)
OCEAN POWER TECHNOLOGIES INC 1,776.00000 11/04/2016 02/06/2017 $5,655.32 $3,934.95 $0.00 $0.00 $1,720.37
COM PAR $
CUSIP: 674870407
OMINTO INC 4,588.00000 09/29/2017 11/09/2017 $14,215.52 $21,203.51 $0.00 $0.00 ($6,987.99)
COM
CUSIP: 68217C208
PLUG POWER INC 9,710.00000 04/11/2017 09/19/2017 $24,365.32 $25,058.75 $0.00 $693.43 ($693.43)
CUSIP: 72919P202 1,167.00000 04/21/2017 09/19/2017 $2,928.36 $2,504.33 $0.00 $0.00 $424.03
8,335.00000 04/11/2017 10/12/2017 $23,913.94 $23,606.79 $0.00 $0.00 $307.15
1,375.00000 04/11/2017 11/06/2017 $4,096.31 $3,866.79 $0.00 $0.00 $229.52
7,350.00000 10/17/2017 11/06/2017 $21,896.63 $20,144.85 $0.00 $0.00 $1,751.78
Subtotals 27,937.00000 $77,200.56 $75,181.51 $0.00 $693.43 $2,019.05
SINO GLOBAL SHIPPING AMERICA 430.00000 02/15/2017 03/01/2017 $1,116.46 $1,424.69 $0.00 $0.00 ($308.23)
LTD 2,410.00000 02/15/2017 03/01/2017 $6,257.38 $9,047.49 $0.00 $0.00 ($2,790.11)
CUSIP: 82935V109
Subtotals 2,840.00000 $7,373.84 $10,472.18 $0.00 $0.00 ($3,098.34)
SOCIAL REALITY INC 7,175.00000 10/02/2017 10/09/2017 $22,809.02 $21,029.70 $0.00 $0.00 $1,779.32
CLASS A COMMON STOCK
CUSIP: 83362P300
U S STEM CELL INC 88,890.00000 04/11/2017 05/16/2017 $10,037.40 $8,007.05 $0.00 $0.00 $2,030.35
COM
CUSIP: 90350U100

THIS IS YOUR FORM 1099 (COPY B FOR RECIPIENT) − PLEASE RETAIN FOR TAX PREPARATION PURPOSES
The above is important tax information and is being furnished to the Internal Revenue Service (except as indicated). If you are required to file a return,
a negligence penalty or other sanction may be imposed on you if the income is taxable and the IRS determines that it has not been reported. Page 6 of 10
 Account No: 60330293
Account Name: JOSEPH R DAVID
E*TRADE SECURITIES LLC Taxpayer Identification Number: ***−**−0599
PO BOX 484
JERSEY CITY, NJ 07303−0484
Account Executive No: ET1

ORIGINAL: 12/31/2017

2017 FORM 1099−B: PROCEEDS FROM BROKER AND BARTER EXCHANGE TRANSACTIONS, CONTINUED OMB NO. 1545−0715
Covered Short−Term Gains or Losses on Gross Proceeds
Report on Form 8949, Part I with Box A checked
Box 6: Gross Proceeds Box 5: Box Not Checked (Covered Security) Box 3: Basis Reported to the IRS Box 2: Type of Gain or Loss − Short−Term
The 1099−B data referenced by a Box Number is reported to the IRS. The additional information not referenced by a Box Number is not reported to the IRS, but may be helpful to complete your return.

Accrued Wash Sale

Security Description Date Date Sold Cost or Market Loss Gain/Loss
CUSIP Quantity Sold Acquired or Disposed Proceeds Other Basis Discount Disallowed Amount Additional Information
(Box 1a) (Box 1b) (Box 1c) (Box 1d) (Box 1e) (Box 1f) (Box 1g)
ZEREZ HOLDINGS 11,810.00000 11/01/2016 01/17/2017 $301.90 $200.13 $0.00 $0.00 $101.77
COM 30,520.00000 11/09/2016 01/17/2017 $780.19 $498.31 $0.00 $0.00 $281.88
CUSIP: 989470109
Subtotals 42,330.00000 $1,082.09 $698.44 $0.00 $0.00 $383.65

39 ITEMS − TOTAL $364,802.89 $379,368.45 $0.00 $5,300.17 ($14,565.56)

FOOT NOTES
SHORT SALE − Short sales covered in December that settle in January will be reported on your Form 1099−B in the year they are settled.

END OF 2017 FORM 1099−B

THIS IS YOUR FORM 1099 (COPY B FOR RECIPIENT) − PLEASE RETAIN FOR TAX PREPARATION PURPOSES
The above is important tax information and is being furnished to the Internal Revenue Service (except as indicated). If you are required to file a return,
a negligence penalty or other sanction may be imposed on you if the income is taxable and the IRS determines that it has not been reported. Page 7 of 10
Form 1099−B (OMB No. 1545−0715)
Brokers and barter exchanges must report proceeds from (and in some cases, basis for) transactions to you and the IRS on Form 1099−B. Reporting is also required when your broker knows or has reason to know that a corporation
in which you own stock has had a reportable change in control or capital structure. You may be required to recognize gain from the receipt of cash, stock, or other property that was exchanged for the corporation’s stock. If your
broker reported this type of transaction to you, the corporation is identified in box 1a.
Recipient’s taxpayer identification number. For your protection, this form may show only the last four digits of your social security number (SSN), individual taxpayer identification number (ITIN), adoption taxpayer identification number
(ATIN), or employer identification number (EIN). However, the issuer has reported your complete identification number to the IRS.
Account number. May show an account or other unique number the payer assigned to distinguish your account.
CUSIP number. Shows the CUSIP (Committee on Uniform Security Identification Procedures) number or other applicable identifying number.
FATCA filing requirement. If the FATCA filing requirement box is checked, the payer is reporting on this Form 1099 to satisfy its chapter 4 account reporting requirement. You also may have a filing requirement. See the
Instructions for Form 8938.
Applicable check box on Form 8949. Indicates where to report this transaction on Form 8949 and Schedule D, and which check box is applicable. See the instructions for your Schedule D and/or Form 8949.
Box 1a. Shows a brief description of the item or service for which amounts are being reported. For regulated futures contracts and forward contracts, "RFC" or other appropriate description may be shown. For Section 1256 option
contracts, "Section 1256 option" or other appropriate description may be shown. For a corporation that had a reportable change in control or capital structure, this box may show the class of stock as C (common), P (preferred), or
O (other).
Box 1b. This box may be blank if box 5 is checked or if the securities sold were acquired on a variety of dates. For short sales, the date shown is the date you acquired the security delivered to close the short sale.
Box 1c. Shows the trade date of the sale or exchange. For short sales, the date shown is the date the security was delivered to close the short sale. For aggregate reporting in boxes 8 through 11, no entry will be present.
Box 1d. Shows the cash proceeds, reduced by any commissions or transfer taxes related to the sale, for transactions involving stocks, debt, commodities, forward contracts, non−Section 1256 option contracts, or securities
futures contracts. May show the proceeds from the disposition of your interest(s) in a widely held fixed investment trust. May also show the aggregate amount of cash and the fair market value of any stock or other property
received in a reportable change in control or capital structure arising from the corporate transfer of property to a foreign corporation. Losses on forward contracts or non−Section 1256 option contracts are shown in parentheses. This
box does not include proceeds from regulated futures contracts or Section 1256 option contracts. Report this amount on Form 8949 or on Schedule D (whichever is applicable) as explained in the Instructions for Schedule D.
Box 1e. Shows the cost or other basis of securities sold. If the securities were acquired through the exercise of a noncompensatory option granted or acquired on or after January 1, 2014, the basis has been adjusted to reflect
your option premium. If the securities were acquired through the exercise of a noncompensatory option granted or acquired before January 1, 2014, your broker is permitted, but not required, to adjust the basis to reflect your
option premium. If the securities were acquired through the exercise of a compensatory option, the basis has not been adjusted to include any amount related to the option that was reported to you on a Form W−2. If box 5 is
checked, box 1e may be blank. See the Instructions for Form 8949, Instructions for Schedule D, or Pub. 550 for details.
Box 1f. Shows the amount of accrued market discount. For details on market discount, see Schedule D (Form 1040) instructions, Instructions for Form 8949, and Pub. 550. If box 5 is checked, box 1f may be blank.
Box 1g. Shows the amount of nondeductible loss in a wash sale transaction. For details on wash sales, see Schedule D (Form 1040) instructions, Instructions for Form 8949, and Pub. 550. If box 5 is checked, box 1g may be blank.
Box 2. The short−term and long−term boxes pertain to short−term gain or loss and long−term gain or loss. If the Ordinary box is checked, your security may be subject to special rules. For example, gain on a contingent payment
debt instrument subject to the noncontingent bond method generally is treated as ordinary interest income rather than as capital gain. Please see the Instructions for Form 8949, Pub. 550, or Pub. 1212 for more details on whether
there are any special rules or adjustments that might apply to your security. If box 5 is checked, box 2 may be blank.
Box 3. If checked, the basis in box 1e has been reported to the IRS and one or more of the check boxes in box 2 must be checked. If box 3 is checked on Form(s) 1099−B and NO adjustment is required, see the instructions for
your Schedule D as you may be able to report your transaction directly on Schedule D. If the Ordinary check box in box 2 is checked, an adjustment may be required.
Box 4. Shows backup withholding. Generally, a payer must backup withhold if you did not furnish your taxpayer identification number to the payer. See Form W−9 for information on backup withholding. Include this amount on your
income tax return as tax withheld.
Box 5. If checked, the securities sold were noncovered securities and boxes 1b, 1e, 1f, 1g, and 2 may be blank. Generally, a noncovered security means: stock purchased before 2011, stock in most mutual funds purchased
before 2012, stock purchased in or transferred to a dividend reinvestment plan before 2012, debt acquired before 2014, options granted or acquired before 2014, and securities futures contracts entered into before 2014.
Box 6. If the exercise of a noncompensatory option resulted in a sale of a security, indicates whether the amount in box 1d was adjusted for premium.
Box 7. If checked, you cannot take a loss on your tax return based on gross proceeds from a reportable change in control or capital structure reported in box 1d. See the Form 8949 and Schedule D instructions. The broker should
advise you of any losses on a separate statement.
Box 12. If checked, proceeds are from a transaction involving collectibles.
Box 13. Shows the cash you received, the fair market value of any property or services you received, and the fair market value of any trade credits or scrip credited to your account by a barter exchange. See Pub. 525.
Boxes 14−16.Shows state(s)/local income tax information.

Form 1099−B (OMB No. 1545−0715)

Regulated Futures Contracts, Foreign Currency Contracts, and Section 1256 Option Contracts (Boxes 8 Through 11):
Box 8. Shows the profit or (loss) realized on regulated futures, foreign currency, or Section 1256 option contracts closed during 2017.
Box 9. Shows any year end adjustment to the profit or (loss) shown in box 8 due to open contracts on December 31, 2016.
Box 10. Shows the unrealized profit or (loss) on open contracts held in your account on December 31, 2017. These are considered closed out as of that date. This will become an adjustment reported as
unrealized profit or (loss) on open contracts 12/31/2017 in 2018.
Box 11. Boxes 8, 9, and 10 are all used to figure the aggregate profit or (loss) on regulated futures, foreign currency, or Section 1256 option contracts for the year. Include this amount on your 2017 Form 6781.

Page 8 of 10
 Account No: 60330293
Account Name: JOSEPH R DAVID
E*TRADE SECURITIES LLC Taxpayer Identification Number: ***−**−0599
PO BOX 484
JERSEY CITY, NJ 07303−0484
Account Executive No: ET1

ORIGINAL: 12/31/2017

2017 INVESTMENT DETAILS

DETAILS OF 2017 INVESTMENT ACTIVITY

Date Security CUSIP Transaction Quantity Price Amount Additional Information
Description Description

11/13/2017 CALITHERA BIOSCIENCES INC COMMON STOCK 13089P101 PURCHASE 1,277.000 $12.60 $16,090.77
01/19/2017 CANNABIS SCIENCE INC 137648101 SELL 50,711.000 $0.11 $5,426.11
01/24/2017 CANNABIS SCIENCE INC 137648101 PURCHASE 87,195.000 $0.08 $7,151.26
01/26/2017 CANNABIS SCIENCE INC 137648101 SELL 5,650.000 $0.12 $649.35
01/26/2017 CANNABIS SCIENCE INC 137648101 SELL 6,959.000 $0.12 $811.75
01/26/2017 CANNABIS SCIENCE INC 137648101 SELL 74,586.000 $0.12 $8,696.54
01/31/2017 CANNABIS SCIENCE INC 137648101 PURCHASE 98,125.000 $0.10 $10,165.93
02/07/2017 CANNABIS SCIENCE INC 137648101 SELL 98,125.000 $0.12 $12,235.74
02/09/2017 CANNABIS SCIENCE INC 137648101 PURCHASE 81,092.000 $0.12 $9,659.94
02/13/2017 CANNABIS SCIENCE INC 137648101 SELL 81,092.000 $0.13 $10,126.28
02/15/2017 CANNABIS SCIENCE INC 137648101 PURCHASE 34,605.000 $0.12 $3,999.95
02/15/2017 CANNABIS SCIENCE INC 137648101 PURCHASE 86,700.000 $0.12 $10,327.29
02/24/2017 CANNABIS SCIENCE INC 137648101 PURCHASE 60,330.000 $0.09 $5,500.02
03/01/2017 CANNABIS SCIENCE INC 137648101 SELL 16,741.000 $0.08 $1,329.26
03/22/2017 CANNABIS SCIENCE INC 137648101 PURCHASE 242,600.000 $0.08 $20,167.01
04/11/2017 CANNABIS SCIENCE INC 137648101 SELL 407,494.000 $0.06 $25,053.38
05/17/2017 CANNABIS SCIENCE INC 137648101 PURCHASE 160,320.000 $0.06 $10,026.95
11/09/2017 CANNABIS SCIENCE INC 137648101 SELL 160,320.000 $0.04 $6,085.06
11/13/2017 CANNABIS SCIENCE INC 137648101 PURCHASE 467,750.000 $0.03 $16,097.55
11/20/2017 CANNABIS SCIENCE INC 137648101 SELL 467,750.000 $0.04 $17,995.06
12/22/2017 CANNABIS SCIENCE INC 137648101 PURCHASE 57,142.000 $0.07 $4,006.89
12/28/2017 CANNABIS SCIENCE INC 137648101 PURCHASE 138,300.000 $0.10 $13,422.05
02/07/2017 CANNABIS SATIVA INC 13764T105 PURCHASE 1,685.000 $5.93 $10,002.04
02/13/2017 CANNABIS SATIVA INC 13764T105 SELL 1,685.000 $6.33 $10,655.82
09/20/2017 CAPRICOR THERAPEUTICS INC 14070B101 PURCHASE 13,247.000 $2.06 $27,295.77
09/25/2017 CAPRICOR THERAPEUTICS INC 14070B101 SELL 13,247.000 $2.24 $29,665.64
11/07/2017 CAPRICOR THERAPEUTICS INC 14070B101 PURCHASE 6,161.000 $2.11 $13,006.66
11/09/2017 CAPRICOR THERAPEUTICS INC 14070B101 SELL 6,161.000 $2.27 $13,978.19
11/22/2017 CAPRICOR THERAPEUTICS INC 14070B101 PURCHASE 8,530.000 $2.11 $18,005.25
12/27/2017 CAPRICOR THERAPEUTICS INC 14070B101 SELL 8,530.000 $1.59 $13,554.41
02/08/2017 ***CONCORDIA INTERNATIONAL CORP COM 20653P102 PURCHASE 3,636.000 $2.75 $10,008.99
03/01/2017 ***CONCORDIA INTERNATIONAL CORP COM 20653P102 SELL 3,636.000 $2.19 $7,952.67
12/29/2017 GRIDIRON BIONUTRIENTS INC COMMON STOCK 39809D102 PURCHASE 2,000.000 $1.22 $2,444.95
09/29/2017 ITUS CORPORATION COM NEW 45069V203 PURCHASE 9,165.000 $3.23 $29,609.90

THIS STATEMENT IS NOT A SUBSTITUTE FOR FORM 1099 AND IS PROVIDED FOR INFORMATIONAL PURPOSES ONLY.
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 Account No: 60330293
Account Name: JOSEPH R DAVID
E*TRADE SECURITIES LLC Taxpayer Identification Number: ***−**−0599
PO BOX 484
JERSEY CITY, NJ 07303−0484
Account Executive No: ET1

ORIGINAL: 12/31/2017

2017 INVESTMENT DETAILS

DETAILS OF 2017 INVESTMENT ACTIVITY, CONTINUED

Date Security CUSIP Transaction Quantity Price Amount Additional Information
Description Description

09/29/2017 ITUS CORPORATION COM NEW 45069V203 SELL 9,165.000 $2.99 $27,395.76
01/19/2017 MEDICAL MARIJUANA INC 58463A105 SELL 3,930.000 $0.17 $652.59
03/02/2017 MEDICAL MARIJUANA INC 58463A105 PURCHASE 800.000 $0.11 $100.23
03/02/2017 MEDICAL MARIJUANA INC 58463A105 PURCHASE 145,245.000 $0.11 $16,567.92
03/16/2017 MEDICAL MARIJUANA INC 58463A105 SELL 45.000 $0.14 $6.22
03/16/2017 MEDICAL MARIJUANA INC 58463A105 SELL 146,000.000 $0.14 $20,169.81
11/08/2017 MEDICAL MARIJUANA INC 58463A105 PURCHASE 136,554.000 $0.10 $12,979.58
11/09/2017 MEDICAL MARIJUANA INC 58463A105 SELL 136,554.000 $0.10 $13,989.51
02/06/2017 OCEAN POWER TECHNOLOGIES INC COM PAR $ 674870407 SELL 1,776.000 $3.19 $5,655.32
09/29/2017 OMINTO INC COM 68217C208 PURCHASE 4,588.000 $4.62 $21,203.51
11/09/2017 OMINTO INC COM 68217C208 SELL 4,588.000 $3.10 $14,215.52
04/11/2017 PLUG POWER INC 72919P202 PURCHASE 9,710.000 $2.58 $25,058.75
04/21/2017 PLUG POWER INC 72919P202 PURCHASE 1,167.000 $2.14 $2,504.33
09/19/2017 PLUG POWER INC 72919P202 SELL 10,877.000 $2.51 $27,293.68
10/11/2017 PLUG POWER INC 72919P202 PURCHASE 8,335.000 $2.76 $23,011.55
10/12/2017 PLUG POWER INC 72919P202 SELL 8,335.000 $2.87 $23,913.94
10/17/2017 PLUG POWER INC 72919P202 PURCHASE 8,725.000 $2.74 $23,913.45
11/06/2017 PLUG POWER INC 72919P202 SELL 8,725.000 $2.98 $25,992.94
11/13/2017 PLUG POWER INC 72919P202 PURCHASE 6,385.000 $2.52 $16,097.15
02/15/2017 SINO GLOBAL SHIPPING AMERICA LTD 82935V109 PURCHASE 430.000 $3.29 $1,424.69
02/15/2017 SINO GLOBAL SHIPPING AMERICA LTD 82935V109 PURCHASE 2,410.000 $3.75 $9,047.49
03/01/2017 SINO GLOBAL SHIPPING AMERICA LTD 82935V109 SELL 2,840.000 $2.60 $7,373.84
10/02/2017 SOCIAL REALITY INC CLASS A COMMON STOCK 83362P300 PURCHASE 7,175.000 $2.93 $21,029.70
10/09/2017 SOCIAL REALITY INC CLASS A COMMON STOCK 83362P300 SELL 7,175.000 $3.18 $22,809.02
04/11/2017 U S STEM CELL INC COM 90350U100 PURCHASE 88,890.000 $0.09 $8,007.05
05/16/2017 U S STEM CELL INC COM 90350U100 SELL 88,890.000 $0.11 $10,037.40
01/17/2017 ZEREZ HOLDINGS COM 989470109 SELL 42,330.000 $0.03 $1,082.09

END OF 2017 DETAILS

THIS STATEMENT IS NOT A SUBSTITUTE FOR FORM 1099 AND IS PROVIDED FOR INFORMATIONAL PURPOSES ONLY.
Page 10 of 10