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Leading the
TEACHER
INDUCTION
and
MENTORING
PROGRAM second
edition
Leading the
TEACHER
INDUCTION
and
MENTORING
PROGRAM second edition
---BarryW Sweeny---
A Joint Publication
All rights reserved. When forms and sample documents are included, their use is authorized only by
educators, local school sites, and/or noncommercial and nonprofit entities who have purchased the book.
Except for that usage, no part of this book may be reproduced or utilized in any form or by any means,
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system, without permission in writing from the publisher.
For information:
Corwin Press Sage Publications India Pvt. Ltd.
A Sage Publications Company B 1/I 1 Mohan Cooperative Industrial Area
2455 Teller Road Mathura Road, New Delhi 110 044
Thousand Oaks, California 91320 India
www.corwinpress.com
Sweeny, Barry W.
Leading the teacher induction and mentoring program/Barry W. Sweeny.—2nd ed.
p. cm.
Includes bibliographical references and index.
ISBN 978-1-4129-4460-1 (cloth)
ISBN 978-1-4129-4461-8 (pbk.)
1. Teacher orientation—United States. 2. Mentoring in education—United States.
3. First-year teachers—Supervision of—United States. I. Title.
LB1731.4.S88 2008
371.102—dc22 2007014593
07 08 09 10 11 12 10 9 8 7 6 5 4 3 2 1
List of Figures ix
Preface xiii
Acknowledgments xv
About the Author xvii
Introduction 1
Mentoring Questions Leaders Want Answered 1
Defining Mentoring, Induction, and Peer Coaching 2
The Increasing Importance of Mentoring and Induction 3
The Compelling Rationale for Mentoring and Induction 3
1. Getting Off to the Right Start 7
Differences Make All the Difference 7
Critical Distinctions 8
Effective at What? Treat Individuals Individually 9
What Recent Research Says Happens in Mentoring 10
Using a Model of Teacher Development to
Guide Program and Practice 11
The Concerns-Based Adoption Model (CBAM) 12
The Concept for Each CBAM Stage of Concern 12
Assessing and Using Data on New Teacher Needs 15
The Needs Assessment Process 16
Three Concepts Essential for Program Success 21
The Big Picture: The High Impact Program Components 23
Are All of These Program Pieces Really Needed? 27
2. The Program Design Process 29
Design From the Destination 29
Start With the Students 31
Defining the Kind of Teaching Needed to
Increase Student Success 32
Defining the Kind of Mentoring Needed for
Teacher and Student Success 32
Defining a Training to Increase Mentor, Teacher,
and Student Success 33
Leadership and Program Structures to Increase
Mentor, Teacher, and Student Success 33
The Sequence for Creating a Successful Program 34
The First Step: Establish a Program Leadership Group 35
The Next Step: Identify a Program Coordinator 35
Roles of the Program Coordinator 37
Deciding the Sequence for Implementing Program Components 38
Approaches to Implementing the Program 39
What if You Already Have a Program Started? 41
Use the CBAM to Guide Implementation Decisions 42
Defining Program Purposes, Goals, and Objectives 42
Developing Components That Address Program Goals 45
Do You Need a Single- or Multiple-Year Program? 47
A Summary 51
3. Induction Structures for Effective
New Teacher Development 53
Components of a High Impact Induction Program 53
The Evolving Picture of Your Protégés 54
Using the CBAM to Design Induction 55
Designing an Effective Initial Orientation 56
Best Practices That Address Beginning Teacher Needs 57
Using “Words From the Wise” at Novice Teacher Orientation 58
A Second-Year Teacher Panel 58
Two Ideas for a Mentor Panel 59
Developmentally Appropriate Orientation and Mentoring 60
Some Alternative Orientation and Mentoring Models 62
Protégé Training 65
Protégé Observations of Expert Practitioners 73
Protégé Peer Support 75
Protégé Reflective Practice and the Professional Standards 79
Use of Professional Development Goals and Plans 80
The Professional Development Portfolio 83
The Mentor in the Middle 90
The Mentoring Bridge 91
Working Toward the Ideal Induction Program Model 93
4. Providing the Time for Effective Mentoring 95
Full- or Part-Time Mentoring? 95
Finding and Making Time for Mentoring 97
Find Time “Pieces” by Thinking Creatively 98
The Commitment to Effectiveness in Induction and Mentoring 99
Monitoring Mentoring Time 100
5. Designing Components of a High Impact
Mentoring Program 103
Defining Roles and Tasks of Participants 103
What to Do With the List of Characteristics of Effective Mentors 105
Roles and Tasks of the Ideal Mentor 106
Matching Assistance to Protégé Needs 110
Roles and Tasks of Protégés 112
Roles and Tasks of Site Administrators 112
How Administrators Should Support Mentors 121
Mentor Recruitment 123
Mentor Selection and Mentor-Protégé Matching 127
How Does a Balanced Selection and Matching Process Work? 130
Making the Decision About Assigning Mentors to
the Mentor “Pool” 135
Matching of Mentors and Protégés 137
Dealing with a Mentor-Protégé Mismatch 141
Mentor Support After Training 145
Mentoring of Mentors: Program Leader Support of Individual Mentors 148
Mentor Incentives and Recognition 149
6. Designing a High Impact Mentor Training 153
Who Should Lead Mentor Training? 154
What are the Themes for High Impact Mentor Training 155
What is the Sequence for Content and Activities in Mentor Training? 163
Detailed Training Activities and Directions 168
Possible Elements to Add to the Mentor Training Model 197
Resources for the Mentor Training 197
What Follow-Up Support Is Needed to Ensure
Mentor Implementation of Training? 212
7. Evaluating, Improving, and Sustaining the Program 215
Using the Research Showing Induction’s Impact on Results 218
The Effects of Not Supporting Beginning Teachers 218
The Evidence That Induction Improves the
Teaching of Beginners 219
Evidence for Induction and Student Learning Improvement 219
Basic Evaluation Knowledge 220
Designing an Evaluation Process and Plan 221
Demonstrating Compelling Return on Investment From Induction 239
Research on Return on Investment for Induction and Mentoring 239
Other Strategies for Supporting and Sustaining the Program 241
A Last Word 243
Resources 245
I. Internet and Organization Resources for Mentoring 246
II. Mentor Training Activity: Practice in Identification
of CBAM Stages of Concern 248
III. Mentor Practice Scenarios: Ending Your Conversations 258
References 263
Index 267
List of Figures
Chapter 1
Figure 1.1 Clarifying the Critical Differences in Roles 9
Figure 1.2 The CBAM Stages of Concern 13
Figure 1.3 CBAM Stages of Concern Practice Activity 15
Figure 1.4 The Perceived Needs of Beginning Teachers:
Veenman’s 1984 Meta-Analysis 17
Figure 1.5 The Perceived Needs of Beginning Teachers:
Sandra Odell’s Research, 1986 17
Figure 1.6 New Teacher Topical Needs Assessment 19
Figure 1.7 An Example of Creating Synergy by Using One Program
Component to Increase the Impact of Other Components 24
Figure 1.8 Components Needed for High Impact Induction and
Mentoring Programs 25
Figure 1.9 How Typical and Exemplary Induction Program
Components Support Protégé Growth on the CBAM
Stages of Concern 28
Chapter 2 29
Figure 2.1 Chain of Causes and Effects 30
Figure 2.2 Think of Design, Implementation, and Evaluation Together 31
Figure 2.3 Best Practice Sequence for Induction Program Design 36
Figure 2.4 Think of Design, Implementation, and Evaluation Together 39
Figure 2.5A Example of Gradually Implementing an Induction
Program, Part A 40
Figure 2.5B Example of Gradually Implementing an Induction
Program, Part B 41
Figure 2.6 Definitions and Examples: Purpose, Goals, and Objectives 43
Figure 2.7 Ensuring That Induction and Mentoring Activities are Led
by Your Program Goals 46
Figure 2.8A Part A Example: Transitions in a Four-Year Induction Experience 50
Figure 2.8B Part B Example: Transitions in a Four-Year Induction Experience 51
Chapter 3 53
Figure 3.1 Components of a High Impact Induction Program 54
Figure 3.2 There are Many Kinds of “Beginning” Educators 56
Figure 3.3 Sample Orientation Program Schedule 61
Figure 3.4 How Typical and Exemplary Initial Orientation Supports
Protégé Growth on the CBAM Stages of Concern 62
Figure 3.5 Option 2: Integrated Orientation and Mentoring—Protégé Part 63
Figure 3.6 Option 3: A Model for Mentor Training During
Orientation—Mentor Half of Overlap 64
Figure 3.7 A Sample Collaborative New Teacher Seminar Program 66
Figure 3.8 How Typical and Exemplary Protégé Training Supports
Protégé Growth on the CBAM Stages of Concern 68
Figure 3.9 How Typical and Exemplary Protégé Observations
Support Protégé Growth on the CBAM Stages of Concern 75
Figure 3.10 Strategy for Supporting, Capturing, and Celebrating
Protégé Growth 77
Figure 3.11 How Typical and Exemplary Protégé Peer Support Activities
Support Protégé Growth on the CBAM Stages of Concern 78
Figure 3.12 How Typical and Exemplary Professional Development Goals,
Plans, and Portfolios Support Protégé Growth on the
CBAM Stages of Concern 80
Figure 3.13 How Typical and Exemplary Mentoring Supports Protégé
Growth on the CBAM Stages of Concern 91
Figure 3.14 The Roles of Mentoring and Coaching in Improving Teaching
and Learning (Bridge Diagram) 92
Chapter 5 103
Figure 5.1 Using Characteristics to Define Mentor Roles and Tasks 105
Figure 5.2 Guidelines for Choosing a Guide or a Mentor: Providing
Assistance That Is Matched to Need 111
Figure 5.3 Complementary Characteristics of Effective Mentors and Protégés 113
Figure 5.4A Who Does What Before School Starts? 118
Figure 5.4B Who Does What Before School Starts? 119
Figure 5.5 Who Does What During the First Week? 120
Figure 5.6 A Recommended Mentor Selection and Matching Process Map 131
Figure 5.7 Correlating Recruitment, Selection, and Matching With the CBAM 132
Figure 5.8A A Selection Process With Staged Criteria and Safeguards 134
Figure 5.8B A Selection Process With Staged Criteria and Safeguards 135
Figure 5.9 Mismatch Approaches 144
Figure 5.10 How Typical and Exemplary Peer Support Activities Support
Mentor Growth on the CBAM Stages of Concern 147
Figure 5.11 How Typical and Exemplary Mentoring of Mentors Supports
Mentor Growth on the CBAM Stages of Concern 148
Chapter 6 153
Figure 6.1 How Typical and Exemplary Mentor Recruitment and Training
Support Mentor Growth on the CBAM Stages of Concern 163
Figure 6.2 Your Knowledge and Skills in Mentoring: A Self-Assessment 198
Figure 6.3 Principles of Adult Learning 199
Figure 6.4 Tally: The Twenty-Three Ways Mentors Help 200
Figure 6.5 Making Sense of Three Mentoring Team Relationships and the
Obstacles They Encountered on a Recurring Basis 201
Figure 6.6 When Is It OK for Mentors to Give Advice? 202
Figure 6.7 Mentoring Styles Self-Assessment 203
Figure 6.8 Mentoring Styles Tally Chart 205
Figure 6.9 Goal Setting Based on Your Personal Mentoring Style 206
Figure 6.10 The Required Shifts in Emphasis During the Developmental
Mentoring Process 207
Figure 6.11 I Don’t Know 208
Figure 6.12 Awareness and Learning Transitions 209
Figure 6.13 Day 3: Coaching Cycle Time Lines 210
Figure 6.14 Comparison of Mentor Coaching and Evaluation 211
Figure 6.15 The High Impact Coaching Model 212
Chapter 7 221
Figure 7.1 Assumptions in the Chain of Causes and Effects 225
Figure 7.2 Evaluation Indicators to Assess the Assumptions in the
Chain of Causes and Effects 227
Figure 7.3 Evaluation Questions That Assess the Evaluation Indicators 228
Preface
W
hat I stated in the first edition of this book is still true today: most of what has
been written in this field has focused on helping the mentor and the new
teacher. Very little has been written to guide the leaders of teacher mentoring
and induction programs. The first edition was one of the few resources for leaders of pro
grams. However, so much has changed in education since 2001 that this second edition
must be more than a revision. With this in mind, I have greatly expanded the book to
share all of the step-by-step, practical strategies that I have developed as a consultant and
trainer. Program leaders will find a wealth of resources in this new edition.
In the past, most educational leaders who developed or led a mentoring and induc
tion program did so out of a laudable desire to better support the initial success of novice
teachers. Doing so is not only the right thing; research indicates that ensuring that success
is an important means for attracting and retaining novice teachers (Fideler & Haselkorn,
1999), which provides significant cost savings.
If you want to develop a teacher induction and mentoring program to better support
new teachers during their initial months and to improve their retention, you can count on
this book to help you accomplish those goals. However, I
suspect that the percentage of readers for whom these are
their only goals is much smaller in 2006 than it was in 2001. Accountability pressures have
Accountability pressures have necessitated that every men- necessitated that every mentoring
toring and induction program must also clearly contribute and induction program must also
to the goals of improving teaching and student achieve- clearly contribute to the goals of
ment. This book is designed to serve exactly that purpose. improving teaching and student
In this age of accountability, your work as an educator achievement.This book is designed
has likely become more challenging. One wonders whether to serve exactly that purpose.
policy makers have forgotten—or perhaps never knew—
what every educator knows is true. Professional development
to improve the learning and skills of educators is the prerequisite for improving students’
learning and achievement. Sadly, some schools have been pressured to stop school
improvement efforts and focus solely on instruction to improve test scores. From my per
sonal perspective, this is a change for the worse! Effectively addressing these challenges
is exactly why it is time for a new edition of this book to be published.
xiii
LEADING THE TEACHER INDUCTION AND MENTORING PROGRAM
xiv
needs. Finally, a section titled “Defining Mentoring, Induction, and Peer Coaching” will
ensure that you grow beyond your current assumptions and understand all that is pro
vided in the remainder of the book’s discussion.
Chapter 1, “Getting Off to the Right Start,” provides the background and conceptual
basis for the rest of the book. Whether you need to design and implement a new program,
or your intention is to learn how to improve an already existing program, you’ll be excited
by what you learn in this chapter.
Chapter 2 lays out the overall program design process.
Chapter 3 shows you how to design and develop an induction program so it functions
as a high impact novice teacher support system.
Chapter 4 provides strategies for addressing a major challenge in developing induc
tion programs—finding or making the time available for effective mentoring.
Chapter 5 leads you through the steps of designing the mentoring program so mentors
have the support they need to achieve high levels of effectiveness. This chapter is packed
with information about mentor recruitment, selection, and matching. In addition, dealing
with mentoring mismatches and incentives for mentoring are given in-depth treatment.
Implementing the ideas in Chapters 1 through 5 will position you to lead the design
and implementation of a powerful “high impact” mentoring and induction program.
Then all the structures but one will be in place for your program to achieve its goals.
Chapter 6 is a comprehensive and practical activity-by-activity guide to powerful
mentor training. I have provided a detailed model based on my own work to show how
you too can design and deliver a high impact mentor training. As a result, your mentors
will learn the skills and insights they need to effectively contribute to the program goals.
Also, you will learn about Mentoring of Mentors, and how to plan and provide the high
quality follow-up support that mentors must have to facilitate improved novice teacher
performance.
In Chapter 7, you’ll learn how to ensure that people do not perceive induction as one
more thing to do, but instead see mentoring and induction as integral to the district’s
improvement process. The research shared in this chapter will help you gain crucial early
support from decision makers. You will also learn how to design and lead an effective and
practical program evaluation process that will improve and demonstrate your program’s
impact.
Finally, there are also three Resources sections to provide further assistance.
If you are responsible for increasing and demonstrating results created by your induc
tion and mentoring program, this book is the closest thing to a “bible” you will find. It is
written for induction and mentoring program leaders, not only as an immediate help and
inspiration on your first reading, but as a resource to which you can return time after time
and continue to find more help and inspiration.
Acknowledgments
M
y journey of rewriting the original Leading the Teacher Induction and Mentoring
Program book to create a second, updated and expanded version started just after
learning that Corwin Press had purchased the copyright for that book from the
original publisher. Every step of this process with Corwin has been a great experience.
What professionals! I am so grateful for the friendly, flexible, yet clear process it has been
and for the wonderful people at Corwin with whom I have worked.
Chief among these great folks is my Acquisitions Editor, Cathy Hernandez, whose
thoughtful, appreciative yet challenging assistance has been very helpful. She was
the “face” of Corwin Press, working with and guiding me through some tough phases.
Her Editorial Assistant, Charline Wu, has been so helpful as well, keeping close watch
over many details of the process. Susan Jarvis, my copy editor, was a wonderful encour
ager and so helpful.
Reviewers are a special part of the process of writing. Mary Hasl is the Mentor Program
Coordinator in Poudre School District, Fort Collins, Colorado. She bought and devoured the
first edition and some of her amazing experiences thereafter are within these pages. She is
a true mentor of mentors and she graciously agreed to review my revised manuscript.
I am grateful to the group of “blind” reviewers of the first edition who have helped
me see the original work through their eyes and to do an even better job this second time.
Thanks also to others who reviewed the manuscript for this revision, including my
brother, Mark Sweeny. Not only were their reviews helpful in perfecting the book, but
they were affirming. These good colleagues in the journey are such a blessing!
Thanks also to those who gave me permission to quote their writing, show their
examples, and use materials from their websites. Educators are wonderful! All this addi
tional material helped bring the text to life and made it even more practical and visually
appealing.
Thanks must be offered for my terrific wife, Marilyn. During the entire process, she
graciously handled so many other of our life’s details so I could “keep writing.” I love you,
sweetheart! Finally, I give my thanks to my Creator God who gives me joyous and satisfy
ing work to do each day, opportunities to serve others, the mind, skill and strength to do
it all, an amazingly beautiful world in which to live, and a terrific, loving family. Amen.
PUBLISHER’S ACKNOWLEDGMENTS
Corwin Press gratefully acknowledges the contributions of the following reviewers:
xv
LEADING THE TEACHER INDUCTION AND MENTORING PROGRAM
xvi
xvii
Introduction
U
ntil recently, mentor program designers have relied on common sense to guide
their planning. After all, we have all been new teachers and know what they need.
That may have been the case previously, but it is no longer so today. The increased
accountability alone demands new approaches. The design of mentoring and induction
programs is not so straightforward because delivering results is the major priority. Only a
highly effective program will do. Just as teaching has become more complex and challenging,
development of a high-impact program is neither as simple nor as intuitive as it once was.
This book will help you successfully navigate these complexities and develop a mentor
ing and induction program that meets these challenges and delivers your desired results.
Whether you are planning to develop a new induction program or are trying to refine
an existing mentoring program to increase its impact, you must eventually address these
and many other challenging questions. Furthermore, you must be sure your answers to
these questions are aligned with your program’s goals and that you do not create more
1
LEADING THE TEACHER INDUCTION AND MENTORING PROGRAM
2
problems than you solve. If you are intrigued by questions such as those stated above,
this book will be very helpful.
DEFINING MENTORING,
INDUCTION, AND PEER COACHING
For the sake of clarity, the following are the key terms I use in this book. Whether you use
these terms makes no difference, but be sure that everyone in your school district under
stands your vocabulary.
• Beginning educator: A brand new educator who has little or no previous paid expe
rience as an educator.
• New teacher: An educator with at least two or more years of paid recent profes
sional education experience, but who has recently been hired by the district.
• Protégé: A beginning or new educator who is working with a mentor.
• Mentor: The title and status given to a person who assumes the primary responsi
bility for providing mentoring. The mentor is a more experienced, and frequently
more senior, person who works in a similar location and has a similar level of job
responsibility as their protégé.
• Mentoring: Mentoring is the complex developmental process that mentors use to
support and guide their protégé through the necessary transitions that are part of
learning how to be effective educators and career-long learners.
• Team mentoring: This approach to mentoring divides the tasks of mentoring among
several veteran educators who share the responsibilities based on their individual
strengths. Each contributes in different ways to the development and support of
the protégé.
• Induction: The activities and processes necessary to successfully induct a novice
teacher into the profession and develop a skilled professional.
• Coaching: The support for learning provided by a friend who uses observation,
data collection, and descriptive, nonjudgmental reporting on specific requested
behaviors and technical skills. The goal is to help someone assess their own
patterns of behavior by looking at themselves through someone else’s eyes. This
prompts reflection, goal setting, and action to increase desired results. Coaching
should include the beginner’s observation and coaching of the mentor.
• Peer coaching is done between equally experienced persons. Therefore, the label
peer coaching makes better sense when it is applied outside of or after mentoring
relationships to extend the support for ongoing inquiry into best practices. Peer
coaching may also include experienced persons who were not in mentoring, but
who want to improve their own practice.
Induction is the “umbrella” label for the process of welcoming beginning educators to
their new profession and preparing them to effectively assume the full responsibilities of
the career. Those responsibilities include far more than effectively working with students,
although that remains the core task. For all students to achieve at high levels, all educa
tors must collectively apply their varied strengths in an ongoing schoolwide effort to
meet the needs of an increasingly diverse student body. Effectively preparing beginning
educators for success in that role requires a rich and coordinated mix of seven compo
nents. The first five components are
1. Orientation to the school, district, community, job expectations, and the curriculum
2. Staff development designed specifically for beginning teachers’ needs
3. Peer support activities, necessary both for new educators and for the mentor’s con
tinued growth
4. Observation by new educators of the work of excellent, experienced colleagues,
followed by analysis of their observations to learn from them (ideally, a mentor
facilitates this process)
5. The provision of individualized support to beginning teachers. Mentors also guide
planning and application in teaching of what protégés learn in the other induction
program areas
challenge themselves to always be at their best. Also, forming the questions that a mentor
must ask the protégé causes the mentor to explore and evaluate his or her own thinking
processes and decisions.
W
hen I use the label “high impact” induction and mentoring, I refer to a program
that works one relationship at a time to transform schools into true learning
communities in which both educators and students perform at high levels. In
these places, those who recently join the community are not just oriented and helped; they
begin a career-long collaborative journey to become the kinds of teachers their students
need in order to succeed.
In this chapter, I share a number of foundational concepts,
models, and processes that you should consider before Any review of the induction and
designing your program. With this foundation, the program mentoring literature shows the
you build will increase the performance of educators and exciting results just described are
students. However, any review of the induction and mentor- not typical. This indicates that such
ing literature shows that the exciting results just described are programs are difficult to develop and
not typical. This indicates that such programs are difficult to sustain. This is true because most
develop and sustain. This is true because most programs lack programs lack a solid foundation.
a solid foundation.
7
LEADING THE TEACHER INDUCTION AND MENTORING PROGRAM
8
and performance improvement effort exists alongside the traditional egalitarian culture of
schools. Traditionally, everyone acts as if all teachers are the same except for differences in
teaching style. Yet how can we learn from the wonderful dif
ferences we each offer and also avoid the “sibling rivalry”
Nowhere is this discomfort more and resulting ostracism that can occur when teachers are sin-
evident than when a cultural and gled out as unique (Magee, 1999). This is a crucial question,
performance improvement effort since that is exactly what happens when a person is named
exists alongside the traditional as a “mentor.” In order for teachers to offer themselves as
egalitarian culture of schools. resources for professional responsibilities like mentoring and
to move beyond “just” teaching (Gusky & Peterson, 1996),
there must be an acceptance of the often enormous differences among teachers. Otherwise,
there is no basis for learning from and helping each other improve.
Nowhere are these differences more useful than in mentoring. They are the very things
we look for when selecting and matching mentors to novice teachers, and they are the
foundation for the expectation that considerable transfer of experience and professional
learning will occur.
The differences between partners will challenge assumptions, lead to discoveries,
and prompt professional growth for both of them. Without the differences, the new
teacher’s assumptions about the ability of all students to learn, the role of the teacher,
and even the career of teaching remain those that were formed earlier as a student while
observing traditional teaching. That is why effective mentoring can never really be a
peer relationship.
Still, traditional school cultures reinforce “peer” relationships, and this can make men
tors uncomfortable when they feel singled out for different status and use of time (Moller,
paraphrased in Richardson, 1997). This dilemma (Bird, 1986) must be explicitly addressed
in program design, and mentors need to be prepared during their mentor training to deal
positively with it. People who are not involved in mentoring may be uncomfortable with
teacher leadership, and these colleagues may make comments reflecting that discomfort.
Responding positively to the discomfort can ultimately save a program from ineffective
ness because the mentor’s role becomes too scary to undertake.
CRITICAL DISTINCTIONS
Clear vocabulary is a good starting point for learning to work with distinctions. For
example, when coaching occurs within mentoring it is not peer coaching, although many
programs use that term. The label “peer” seems imprecise when the job description
(“teacher”) may be the same, but there are several significant differences between the new
and experienced teacher in a mentoring pair. The term peer coaching should be reserved
to describe what occurs between two or more veterans who
may have differing strengths, but whose years of experience
When coaching occurs within
are more similar. Those who choose labels such as “peer
mentoring, it is not peer coaching.
mentoring” or call mentor coaching “peer coaching” are
usually trying to distinguish it from the supervision by an
administrator who is the novice’s evaluator. Find other terms to make these vital distinc
tions, such as differentiating between the process and purposes of coaching compared
with evaluation. Figure 1.1 offers guidance on this. More strategies for dealing with dif
ferences and related challenges are offered later.
GETTING OFF TO THE RIGHT START
9
The focus of the Set by the interests and A mutual inquiry by Comparison of the
observation needs of the teacher two or more experienced teacher’s skills with a
to be observed, often educators into increased model of excellent teaching
after some other activity use of the best or a set of teaching
that prompts discovery of instructional practices in standards to determine
a need to improve. both parties’ teaching. minimal competency.
Observation Mentor, first by invitation Either teacher in the peer The supervising
initiated by to the protégé to observe coaching pair. administrator in response
the mentor at work. to legal and contractual
Then, after comfort is requirements.
established, mentor
observation in the
protégé’s classroom.
The paper trail Copies kept by both. Given to the teacher who Evaluator analyzes the
and use of the Each looks for own data was observed to data and prescribes
observational data patterns. Mentor asks analyze. Coach asks needed improvement.
protégé reflective reflective questions to Papers go into personnel
questions to teach how to prompt teacher’s file as documentation
self-assess, reflect, set PD analysis. of evaluation (teacher gets
goals, and plan. a copy.)
EFFECTIVE AT WHAT?
TREAT INDIVIDUALS INDIVIDUALLY
We Must Not Treat All Persons the Same
Although this sounds unfair, in fact it is more fair to treat people individually. For
example, in new employee orientation, everyone needs to learn certain critical information
about their new employer and organization. However, people who have never worked
LEADING THE TEACHER INDUCTION AND MENTORING PROGRAM
10
full-time in a role do not have the same experience and judgment as other “new” employ
ees. Those who have raised families and/or are changing from another career or a differ
ent district have very diverse levels of experience and skills. All “new” employees must be
treated as individuals.
Treating individuals individually is exactly what mentoring is all about. It is the best
form of support for professional growth because it is customized to address the strengths
and needs of each learner. However, there are a couple of variations from the one-to-one
approach that are just as effective because they also “treat individuals individually.”
Basically, mentors are asked to show new teachers the “right way to go,” the “dead ends”
to avoid, and the “express route” to an expert level of practice. The idea of a “path of
teacher development” makes sense. In induction and mentor
ing, we focus on facilitating others’ progression along that
path of development. Bartell (1995) maintains that findings “If you want your program to cause
from the Californian induction studies showed teachers who the professional development of
were supported and effectively mentored became more effec teachers, what model of teacher
tive sooner in their careers, and made a faster transition development are you using to guide
from just surviving to being successful. Ten years later, Bartell your work?”
(2005) defined the path concept further, stating that the most
effective induction programs were more concerned with
moving teachers towards expert practice and high-quality teaching than simply with the
“survival level” of teacher development. To help new teachers quickly attain high levels of
practice, we need to know more about that “continuum of teacher development.”
When evaluating these programs, I usually find that novice teacher performance has
improved only marginally and program leaders want to increase program impact and
gain better results.
As a result of my work in mentor program evaluations,
I know our instincts are an insufficient guide and can some- I know our instincts are an
times steer us wrong! There are clearly many more things we insufficient guide and can sometimes
need to develop a high impact program. steer us wrong!
What is needed is to base program design and imple
mentation, the conduct of program leaders, the mentor train
ing, support, and program evaluation on a proven model of teacher development. In my
work with induction programs and mentor and protégé development, I have found no
better model than the Concerns-Based Adoption Model (CBAM).
In addition, I have been on an eighteen-year “best practice search” to discover what
must be done to ensure that mentoring leads to improved performance and results. The
LEADING THE TEACHER INDUCTION AND MENTORING PROGRAM
12
The research was then used to develop a model that could lead to full adoption and
implementation of educational innovations. The result was the Concerns-Based Adoption
Model, which defines the steps needed for individuals to understand, adapt, and imple
ment innovations to the point of mastery. This model has been validated by over twenty-
five years of research in a wide variety of applications.
A person’s “Stage of Concern” is identified by listening for clues in their comments
and then comparing those statements to the CBAM Stages of Concern. By doing this, pro
gram leaders can know where individual learners are in the learning and implementation
process, and can design interventions to address learner needs at that stage. Leaders also
then know how to challenge and assist learners moving to the next level of development.
Finally, collecting data about each learner’s growth allows programs to document the
levels of growth, diagnose development “bottlenecks,” and design program improve
ments that deliver improved results.
• What is it?
1. Aware
0. Unaware
1. Aware—The learner is just acquainted with the topic but does not know what is needed
to successfully complete related tasks. In Gordon’s (2000) model, this is the Consciously
Unskilled level, where the learner knows what they do not know.
4. Management—The learner understands a task and his or her responsibilities for it, has
a plan for using this knowledge, and implementation has started. The learner is focused on
building the skills needed to adequately do the task.
A. At first, the focus is on just finishing the task. The process feels mechanical and takes
the learner’s full attention to complete correctly. In Gordon’s (2000) model, this is “Con
sciously Skilled.”
B. As the learner’s skills at managing the task increase, it becomes more routine and
the learner is more comfortable, confident, and competent doing it. This established rou
tine means the activity no longer requires the learner’s full attention to execute it prop
erly. In Gordon’s (2000) model, this is the Unconsciously Skilled level.
5. Consequence—The learner has sufficient skill to competently complete the task and now
wants to increase the effectiveness of that work to achieve better results. At this stage, learn
ers still try to do as much as they can on their own, and typically do not yet seek others’ help.
6. Collaboration—The results of the task are acceptable, but not as high as needed. The
learner has done as much as possible to individually improve results, and so seeks the advice
of others to increase results. Sadly, the traditional structure of time use in schools rarely
allows individuals to work and learn at this level, so typically it is not attained. In a recent
article, DuFour (2003) wrote of the lack of collaboration in schools, saying that it “puts
student achievement on a starvation diet.” CBAM shows that collaboration is needed to
attain the most effective level of practice.
7. Refocusing—The learner has mastered a task and easily produces a high level of
results. Since even better results are not currently possible, this learner seeks and is ready
for a new task, strategy, or responsibility which might offer even better results.
Note that Gordon’s (2000) model helps us understand cognitive levels during devel
opment, but it is not as discriminating as the CBAM regarding subtle changes at high
levels of practice. However, we will consider Gordon’s model again in Chapter 6 when
discussing new teacher thinking.
A Practice Exercise
Not only is it crucial that you understand the CBAM, it is a vital step in preparing
yourself to understand and be able to use much of the rest of this book. I suggest that you
practice it by completing the following activity:
GETTING OFF TO THE RIGHT START
15
Once you have read and understood the text description of each of the CBAM
Stages of Concern, use this practice chart to try to write the six stages from
memory, without referring to the text. The first step is already completed for you.
0. Unaware
When your memory list of the Stages of Concern is finished, follow the
directions in the text for the next step.
1. Using a copy of Figure 1.3 and your memory of CBAM, write in order the seven
steps of the CBAM Stages of Concern, starting at the bottom with “Unaware”
(already done for you) and working up.
2. When you have completed the list to the best of your memory, compare it with
Figure 1.2.
3. Mark your version of the steps with the numbers of the actual step in the model.
4. Notice whether you got any stage out of order or forgot any, which tells you the
information you need to reread for better understanding. Then take the memory
test again. In CBAM language, what you just did was check to see whether you
have all the information you need to move to implementation.
We’ll reference the CBAM throughout this book. Watch for the CBAM Steps icon in
the margin.
3. What does he or she need to learn? (gap between current and standard)
4. What problems are obstacles to his or her further growth?
Figure 1.4 The Perceived Needs of Beginning Teachers: Veenman’s 1984 Meta-Analysis
• Classroom discipline 77
• Motivating students 48
• Dealing with individual differences 43
• Assessing students’ work 31
• Relationships with parents 27
• Organization of class work 27
• Insufficient materials and supplies 27
• Dealing with problems of individual student learning 26
• Heavy teaching load, insufficient preparation time 25
• Relations with colleagues 24
• Planning of lessons and school days 22
• Effective use of different teaching methods 20
• Awareness of school policies and roles 19
• Determining learning level of students 16
• Knowledge of subject matter 15
• Burden of clerical work 15
• Relations with principals/administrators 15
• Inadequate school equipment 14
• Dealing with slow learners 13
• Dealing with students of different cultures or backgrounds 12
• Effective use of textbooks and curriculum guides 11
• Lack of spare time 10
• Inadequate guidance and support 9
• Large class size 8
These findings are from a huge meta-analysis of eighty-three separate mentoring research studies that was
done by Simon Veenman (1984). He studied settings where beginning teachers had no formal system of support,
so be careful about the situations to which you apply this information.
Figure 1.5 The Perceived Needs of Beginning Teachers: Sandra Odell’s Research, 1986
This research and the differences can help you gain early program support. What
school doesn’t want teachers focused on student success? However, there are three cau
tions concerning use of this research:
• Be cautious regarding your own assumptions about the timing for targeting these
needs with induction program components. The CBAM tells us that the list of top
ics and the protégé’s development level on each topic change over time.
LEADING THE TEACHER INDUCTION AND MENTORING PROGRAM
18
• Research is conducted in context. Study dates and other details should be consid
ered when planning to use data. In the mid-1980s, topics like standards and state
testing were not as significant as they are in the current educational environment.
• As significant as this research is, it may be useful only in gaining initial support for
an induction program. That support is unlikely to last more than two or three years.
You will also need your own local needs assessment and results replicating those
of these studies.
• Use an assessment such as Figure 1.6, New Teacher Topical Needs Assessment,
which is built from research such as Veenman’s (1984), but which also includes cur
rent topics of concern such as teaching standards, student learning standards, the
focus on state assessment scores, and so on.
• Limit the assessment to one side of a page if possible, and group the items by sim
ilar topics. Add a 1–5 scale, labels for what those numbers represent, and a return
due date.
• Mail one to each protégé using the schedule described in step 6 below.
• After tallying responses, rank order the topics with greatest interest first.
• Remember, the rank order tells you what protégés perceive at that time to be their
biggest need and importance. Use that data with a bit of flexibility. For example,
you may know that because of an upcoming state test, a topic that was rated as a
low priority actually needs to be a higher priority at a certain time. Of course, you
should go ahead and schedule training on that topic. Just realize as you plan a
training that protégés may be on the lowest stage, “Unaware.”
• What new but experienced staff know and can do versus novice staff
• What trainees know and can do before versus after a training or development
process
GETTING OFF TO THE RIGHT START
19
The Induction Program is designed to support your professional growth. To help us do so, please tell us the level
of concern you currently feel for the following topics. Thanks.
1. District curriculum 1 - 2 - 3 - 4 - 5
2. Grade/subject standards for student learning 1 - 2 - 3 - 4 - 5
3. School/district policies and expectations 1 - 2 - 3 - 4 - 5
4. Using technology as a tool for learning 1 - 2 - 3 - 4 - 5
5. Evaluation of teacher performance 1 - 2 - 3 - 4 - 5
Teaching
6. Determining student academic ability 1 - 2 - 3 - 4 - 5
7. Effective use of teaching strategies 1 - 2 - 3 - 4 - 5
8. Differentiating for individual students 1 - 2 - 3 - 4 - 5
9. Unit and lesson plan design 1 - 2 - 3 - 4 - 5
10. Effective use of textbooks and curriculum 1 - 2 - 3 - 4 - 5
Classroom Management
11. Student discipline 1 - 2 - 3 - 4 - 5
12. Preparation time 1 - 2 - 3 - 4 - 5
13. Assessing/grading student work 1 - 2 - 3 - 4 - 5
14. Organization of the classroom 1 - 2 - 3 - 4 - 5
15. Management of paperwork and reports 1 - 2 - 3 - 4 - 5
16. Accessing materials, supplies, equipment 1 - 2 - 3 - 4 - 5
17. The budget for instructional materials 1 - 2 - 3 - 4 - 5
Relationships
18. Parents and community members 1 - 2 - 3 - 4 - 5
19. Principals, administrators, Board of Education 1 - 2 - 3 - 4 - 5
20. Colleagues 1 - 2 - 3 - 4 - 5
21. Motivating and rapport with students 1 - 2 - 3 - 4 - 5
22. Cultural diversity of students 1 - 2 - 3 - 4 - 5
Other Concerns?
23. ________________________________ 1 - 2 - 3 - 4 - 5
Copyright © 2008 by Corwin Press. All rights reserved. Reprinted from Leading the Teacher Induction and Mentoring Program,
Second Edition, by Barry W. Sweeny. Thousand Oaks, CA: Corwin Press, www.corwinpress.com. Reproduction authorized
only for the local school site or nonprofit organization that has purchased this book.
LEADING THE TEACHER INDUCTION AND MENTORING PROGRAM
20
• What novice teachers think they need versus what the research suggests they
need
• What protégés perceive they need versus what mentors and supervisors perceive
The most effective way to plan such an assessment is to think about the kinds of ques
tions your program needs to be able to answer in the future. Then work backwards to plan
when, how, and from whom to collect the data that will give your program the answers
needed for decision making. For example, pilot programs are an excellent strategy for
implementing a program plan and collecting comparison data to assess the program’s
effectiveness. Pilots are valuable because they create two groups: those with and those
without improvements you wish to test. This approach also gives you a base of experi
ence and builds leadership capacity.
Collecting data like these is so critical that it is better not to make any major changes
in use of time, money, or other resources until you have the relevant comparison data. This
is the only way to be sure that such changes are likely to result in the desired improve
ments. Without such data, you may get lucky and cause improvements, but you may not
be able to sustain those improvements because you do not know enough about why the
improvements happened.
• Beginning employees
• New employees with prior experience in the same job
• New employees moving from a different career
• Junior or less experienced teachers who are identified for leadership development
• Other staff who receive mentoring, coaching, or other support for professional
growth
To design for diverse experience levels, reframe the questions to include people of
many levels of experience. Change your language to be more general and inclusive. Don’t
say “teachers,” say “educators.” Instead of “first-year teachers, new teachers, or novice
teachers,” say “protégés.” Saying “principals” leaves out assistant principals, deans, and
others, so say “administrators.” Then one assessment works for all.
Embed hidden or subtle markings so you know the experience level of respon
dents. To use one assessment but know the experience of respondents, underline the
title for those going to staff with a year or less of experience, capitalize all letters in the
title for more than five years, and use normal caps and no underline for those with one
to five years’ experience. Then you can separate and compare the data from different
groups of people to determine how best to support their different professional devel
opment needs.
GETTING OFF TO THE RIGHT START
21
Assessing these “needs” will likely require collecting data that already exist (at, for
example, the central office), as well as developing ways to assess new indicators. This may ini
tially take extensive time, but over time the task will become simpler and faster. These data
are crucial because district needs are typically much more important to decision makers than
the development of persons. Program leaders would be wise to keep this reality in mind.
best practice level; and third, that the way you conduct each component’s activities
should develop synergy among the parts.
• Mentors’ own learning will increase and their teaching will improve.
• Principals will report that protégés are attaining the levels of practice in one year
that used to take most teachers three years to reach.
• Guides who first refuse to be mentors will volunteer to become mentors later.
• The quality of your new staff will improve, exceeding what mentoring alone could
have caused. This is due to the drawing power of your induction program during
teacher recruitment and the resulting better pool from which you can hire.
• Principals will report that their interaction with teachers during supervisory eval
uation conferences has improved.
• Positive teacher leadership in your schools will become more common.
• Teachers will discover that “Great mentoring is also great teaching,” and will use
mentoring strategies with their students, leading to better results.
program coordinator?” Another example is, “How can mentor roles and tasks be used to
create a job description and application, in selection and matching, in training and sup
port and to guide the program coordinator?” Figure 1.7 is an example of building synergy
for the mentor roles and tasks component.
1. Initial protégé orientation is usually done the week before school starts at the end of
summer. It is called “initial” because the mentoring process (step 7) includes ongoing ori
entation of the protégé to any first-time experience later during the year. Orientation is
done to increase the protégé’s opportunity for success the first time they go through each
new experience.
2. Protégé training is the district training specifically designed based on national research
and your local data on individual novice teacher needs for learning.
3. Protégé observations of expert teachers gives novices the opportunity to see excellent
practice. Usually observations are selected by the protégé in consultation with the mentor
and designed to focus learning on one or more of the protégé’s professional growth goals.
4. Protégé peer support activities are carefully structured and facilitated opportunities for
novice teachers to learn from and support each other. This component is critical because
peer influence is often as powerful as mentoring but needs to be focused on learning best
practices. These are either separate group meetings or activities that are integrated into
trainings to reduce the demand on novice teachers’ time.
5. Protégé professional development goals and plans are essential to teaching novices the
skills of and dispositions toward reflective practice and continual improvement. Most
often, setting these goals and making these plans is a process facilitated by the mentor.
This is based on mentor feedback and guidance through self-assessment of the protégé’s
own practice and comparison to the professional standards.
Figure 1.7 An Example of Creating Synergy by Using One Program Component to Increase
the Impact of Other Components
1. Mentor Recruitment:
• Publicity
• Informational meeting
• Job description
• Application
Clear expectations, alignment of selection, matching criteria and expections, adequate and
2. The Mentoring Job:
practical training, and support lead to improved mentor experience and better enrollment.
Recruitment info explains
• Roles expectations of mentors
• Tasks
4. Mentor Training:
Recruitment info explains
• Initial training
processes and expectations
• Annual levels of advanced
training
• Coaching training with
protégé
5. Mentor Support:
Recruitment info explains
• Peer support meetings
processes and accountabilities
• Mentoring of Mentors by
coordinator
6. Coordination of mentors
and program: Recruitment info explains
processes and responsibilities
• Monitoring
• Evaluation
• Problem solving
GETTING OFF TO THE RIGHT START
25
Figure 1.8 Components Needed for High Impact Induction and Mentoring Programs
2. Mentor recruitment
2. Protégé training
and selection
7. The Mentoring
and Coaching
Pairs’ Work
3. Mentor and protégé
3. Protégé observations
matching, dealing with
of expert teachers
Mentors provide mismatches
ongoing orientation
and support for
implementation
in the protégés’
work and performance 4. Initial training in
4. Protégé peer
of the protégés’ mentoring and
support activities
coaching strategies
learning from all
the other induction
components.
5. Ongoing mentor
support:
5. Protégé professional
• Mentoring of Mentors
growth goals and plan
• Mentor peer support
group
6. Mentoring
6. Protégé professional
incentives and
growth portfolio
recognition
LEADING THE TEACHER INDUCTION AND MENTORING PROGRAM
26
7. Mentoring and coaching pairs’ work. At this intersection of the induction and mentor
ing programs, the mentor guides the protégé to integrate all the learning gained for
implementation in the classroom.
Chapter 3 provides much more detail on each of these components, including best
practices for each one.
Now we switch our attention to the right half of Figure 1.8 and the column titled “Mentor
Development.” This side is what we would call the mentor program. It includes the overlap
ping area representing the work of mentoring and coaching. The components are
1. Mentor roles and tasks. Roles describe what effective mentors need to be like and tasks
describe what effective mentors must do. These are considered first because effective
recruiting, mentor selection, training, and other components all build on mentor roles and
tasks.
2. Mentor recruitment and selection. Recruitment is what is done to ensure there are a suf
ficient number of persons who want to become mentors. Recruitment works with men
toring incentives to attract and prequalify persons. Recruitment includes information on
websites, flyers, announcements, and other outreach tools, including a mentoring infor
mation meeting that informs and attracts potential mentors and discourages those who
should not become mentors.
3. Mentor and protégé matching and dealing with mismatches. Matching is identifying
the mentor with the most appropriate match of characteristics and strengths to address a
specific protégé’s needs. Mismatch problems are often resolved by the program leader;
however, when a mismatch cannot be resolved, a specific process must be already in place
as a guide.
4. Initial training in mentoring and coaching strategies. The initial training is the first
training the mentor attends. Ongoing mentor training is best integrated into mentor peer
support meetings. Often the first mentor and protégé (both) coaching training occurs near
the end of the first semester, the point at which most program leaders feel protégés have
their “feet on the ground.”
5. Two kinds of ongoing support for mentors. Peer support is when mentors meet to learn
from and support each other. Mentoring of Mentors is the work of a program leader, and
ensures that mentors have the support and accountability they need.
6. Mentor incentives and recognition. Although some districts do not offer stipends,
others find it necessary to offer an incentive. Almost every program includes some form
of mentor recognition. Specific best practices can help programs retain a sufficient number
of mentors.
7. The practice of mentoring and coaching. This is where the components and efforts come
to fruition. If your program has cultivated the whole process, you will be able to reap the
harvest you expect.
GETTING OFF TO THE RIGHT START
27
4. Management
1. Aware 2. Information 3. Personal 5. Consequence 6. Collaboration 7. Refocusing
Mech. > Routine
Mentoring Coaching
Peer support
Induction website
T
his chapter describes a proven, effective process for designing a High Impact
Program. Using this process will ensure that you develop a successful program
right from the start.
29
LEADING THE TEACHER INDUCTION AND MENTORING PROGRAM
30
Previously, we discussed the three essentials for program success, including all the
right components, each component functioning at the best practice level, and all compo
nents needing to set up the others for success (synergy). We can relate these program
essentials to our design sequence, what we will call the Chain of Causes and Effects:
The idea of the program as a Chain of Causes and Effects links means that right
actions at the program level will cause cascading effects at the other levels of practice.
Careful design of the Chain of Causes and Effects ensures that each link in the chain is
excellent and supports success in the next link, all the way down the chain to the student
impact at the end.
THE PROGRAM DESIGN PROCESS
31
Getting the right sequence, strong links and synergy in the chain is complex. This
explains why educational initiatives are hard to implement well, hard to improve when
a link fails, and hard to diagnose when student improvements don’t result. If the whole
chain is not there and working correctly, the ultimate desired effect cannot happen. Our
challenge is to use this Chain of Causes and Effects to build and implement a program
system. It’s a “system” since, after program design, the chain will also guide program
implementation and evaluation.
2. Program Implementation
3. Program Evaluation
What must the program leaders do?
1. Program Design
Figure 2.2 presents a simplified version of the Chain of Causes and Effects. This ver
sion helps us to move our focus from the drawing of the chain to the ideas it represents.
The left side shows that we will design starting at the student end of the chain and work
up the chain. However, we must implement and evaluate the program from the program
level and work down the chain. Basically, we need to implement the program strategies
“link” first. That will tell us how to recruit, select, match, train, and support. Then we’ll
put those decisions in place with the Mentor of Mentors/coordinator who also trains and
supports the mentors. Next comes design of trainings and the mentors. First, let’s finish
discussing the design process.
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