Oxyto
Oxyto
019398
PHARMACOLOGICAL REVIEWS Pharmacol Rev 72:829–861, October 2020
Copyright © 2020 by The Author(s)
This is an open access article distributed under the CC BY-NC Attribution 4.0 International license.
Abstract. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 831
Significance Statement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 831
I. Introduction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 831
II. Overview and Challenges. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 831
A. Oxytocin and Vasopressin: an Integrated System . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 832
III. Discovery of Oxytocin and Vasopressin. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 833
Address correspondence to: C. Sue Carter, 428 Lindley Hall, Indiana University, Bloomington, IN 47405. E-mail: suecarterporges@
gmail.com
This work was supported by the Eunice Kennedy Shriver National Institute of Child Health and Human Development of National Institutes
of Health [Grants F32-HD092051, R21-HD095217, R01-HD098117, and P01-HD075750]. The content is solely the responsibility of the authors
and does not necessarily represent the official views of the National Institutes of Health.
https://doi.org/10.1124/pr.120.019398.
829
830 Carter et al.
ABBREVIATIONS: AVP, arginine vasopressin; AVPR, AVP receptor; cADPR, cyclic ADP-ribose; CNS, central nervous system; CRH, cor-
ticotropin-releasing hormone; DMX, dorsal motor nucleus of the vagus; Ga, guanine nucleotide–binding protein-a; GPCR, G-protein–coupled
receptor; HPA, hypothalamic-pituitary-adrenal; IL, interleukin; iNOS, inducible nitric oxide synthase; IRAP, insulin-regulated aminopepti-
dase; LPS, lipopolysaccharide; MIF-1, melanocyte-inhibiting factor-1; MOR, m-opioid receptor; MS, mass spectrometry; NF-kB, nuclear factor-
kB; OT-X, precursor or extended forms of oxytocin; OXT, oxytocin; OXTR, OXT receptor; PVN, paraventricular nucleus; RAGE, receptor
for advanced glycation end products; TNF-a, tumor necrosis factor-a; UPR, unfolded protein response; UPRER, UPR in the endoplasmic
reticulum.
Oxytocin As Medicine 831
B. Individual and Sex Differences Are to Be Expected in Both the Production of and
Response to Oxytocin. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 853
C. The Basic Biochemistry of Oxytocin, Including Its Capacity to Bond to Other
Molecules, Creates Special Challenges . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 853
XX. Methods for Administering Oxytocin or Stimulating the Oxytocin System. . . . . . . . . . . . . . . . . . 854
A. Does Peripherally Administered Oxytocin Reach the Brain? . . . . . . . . . . . . . . . . . . . . . . . . . . . 854
B. Placental Transport of Oxytocin . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 854
C. Oral Oxytocin . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 854
D. Increasing the Bioavailability of Oxytocin . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 855
XXI. Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 855
Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 855
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 855
Abstract——Oxytocin is a pleiotropic, peptide hor- more ancient peptide molecule, vasopressin, and
mone with broad implications for general health, ad- the vasopressin receptors. In addition, oxytocin
aptation, development, reproduction, and social behavior. receptor(s) are epigenetically tuned by experience,
Endogenous oxytocin and stimulation of the oxytocin especially in early life. Stimulation of G-protein–coupled
receptor support patterns of growth, resilience, and receptors triggers subcellular cascades allowing
healing. Oxytocin can function as a stress-coping these neuropeptides to have multiple functions. The
molecule, an anti-inflammatory, and an antioxidant, adaptive properties of oxytocin make this ancient
with protective effects especially in the face of adversity molecule of special importance to human evolution
or trauma. Oxytocin influences the autonomic nervous as well as modern medicine and health; these same
system and the immune system. These properties of characteristics also present challenges to the use of
oxytocin may help explain the benefits of positive social oxytocin-like molecules as drugs that are only now
experiences and have drawn attention to this molecule as being recognized.
a possible therapeutic in a host of disorders. However, as
detailed here, the unique chemical properties of oxytocin, Significance Statement——Oxytocin is an ancient
including active disulfide bonds, and its capacity to shift molecule with a major role in mammalian behavior
chemical forms and bind to other molecules make and health. Although oxytocin has the capacity to act
this molecule difficult to work with and to measure. as a “natural medicine” protecting against stress
The effects of oxytocin also are context-dependent, and illness, the unique characteristics of the oxytocin
sexually dimorphic, and altered by experience. molecule and its receptors and its relationship to a re-
In part, this is because many of the actions of lated hormone, vasopressin, have created challenges
oxytocin rely on its capacity to interact with the for its use as a therapeutic drug.
or oxytocin-like molecules for physical and behavioral peptide receptors in the nervous system influence the
disorders. In theory, with so much information it should entire body but also often differ in abundance and
have been easy to create effective drugs based on the localization among individuals and species (Witt et al.,
oxytocin system. However, as summarized here, attempts 1991; Freeman and Young, 2016; Freeman et al., 2018).
to use oxytocin or oxytocin-like molecules as drugs have Of particular importance to oxytocin’s capacity to
faced a variety of obstacles. promote health and influence behavior is the growing
evidence for actions of oxytocin throughout the immune
A. Oxytocin and Vasopressin: an Integrated System system and its major role as an anti-inflammatory and
As summarized below, at least part of the confusion antioxidant (Szeto et al., 2011; Bordt et al., 2019;
associated with understanding oxytocin arises be- Kingsbury and Bilbo, 2019). Effects on immunity and
cause this molecule is a component of an ancient and inflammation suggest another source of apparently
evolved system that includes the related peptide, “non-specific” effects of oxytocin. Components of the
vasopressin, and its receptors (Carter, 2014, 2017; immune system also control the production (CD38)
Carter and Perkeybile, 2018) (Fig. 1; Table 1). Aware- and act as a binding protein regulating the capacity
ness of the characteristics of oxytocin-vasopressin of oxytocin to cross membranes (Yamamoto and Higashida,
interactions is necessary to address the challenges 2020).
associated with creating therapeutics based on this The oxytocin-vasopressin system is “plastic,” and its
system. The oxytocin-vasopressin system interacts receptors are sensitive to epigenetic modification across
with the hypothalamic-pituitary-adrenal (HPA) axis the lifespan, but especially in early life (Kenkel et al.,
as well as acetylcholine, GABA, glutamate, opioids, 2019; Perkeybile et al., 2019). Functions of this system
cannabinoids, catecholamines, indoleamines, and ste- are context-dependent and changed by experience,
roids (Hurlemann and Grinevich, 2018; Jurek and including a history of stress and trauma (Fig. 2).
Neumann, 2018). Although they are beyond the scope Furthermore, there is evidence, especially in the face
of this review, these interactions have broad func- of psychologic or physical challenges, that males and
tional consequences that can affect the usefulness of females may differ in their response to oxytocin and
oxytocin-based molecules as “drugs.” vasopressin (Carter and Perkeybile, 2018; Jirikowski
Oxytocin and vasopressin have acute and lasting et al., 2018).
effects on both the central (Carter, 2014) and autonomic Taken together these factors help to explain why
nervous system (Porges, 2012; Quintana et al., 2019). responses to oxytocin-vasopressin pathways may vary
This, in turn, creates another source of complexity, since among species, among individuals, and by sex. To truly
Fig. 1. The descent of the neuropeptide ligand and receptor systems through evolutionary time, adapted from Grinevich et al. (2016). Beginning
approximately 700 million years ago (MYA), the ancestral peptide and its receptor predate mammals and indeed vertebrates. Both peptide and
receptor underwent two rounds of genome duplication approximately 550 MYA. These systems eventually consisted of mesotocin (MS), the mesotocin
receptor (MSR), vasotocin (VT), and three vasotocin receptors (VTRs). At the emergence of mammals approximately 200 MYA, the vasotocin peptide
and receptor evolved into their modern forms, consisting of AVP and its three receptors (AVPR1A, AVPR1B, and AVPR2). Modern mammalian
oxytocin (OXT) and its receptor (OXTR) first evolved approximately 100 MYA.
Oxytocin As Medicine 833
TABLE 1
Comparative adaptive functions of vasopressin and oxytocin
Individual and species differences are commonly observed. These differences are adaptive and context-dependent. Early life experiences can epigenetically tune these
systems (see text and Fig. 3).
Life history strategies and reproductive More primitive – faster More modern – slower
investment Lower parental investment and more Greater parental investment and fewer
offspring offspring
Responses to challenges defense strategies Mobilization (fight-flight) Immobilization without fear
Amplifying stress and fear Stress coping and resilience
Reduced cooperation Social cooperation
Mobilization Activation Approach
Reactive aggression Positive social behaviors
Immobility with fear Immobilization without fear
Freezing or subordination? Parental and sexual behavior
Anxiety Anxiogenic Anxiolytic
Mild stress Release of vasopressin Inhibition of oxytocin?
Extreme acute stress Release of vasopressin Release of oxytocin
Chronic stress Release of vasopressin? Inhibition (males?); release of oxytocin
(females)
Autonomic nervous systema Sympathoadrenal Parasympathetic (vagalb)
Inflammation Proinflammatory (primarily) Anti-inflammatory
Pain Increasing or reducing? Prevention or reducing
a
Interactions between AVP and OXT and the autonomic nervous system support flexibility in behavioral, emotional states and allow different strategies for dealing with
challenges with effects that may differ between males and females.
b
The vagus nerve has more than one branch arising from different source nuclei in the brainstem. The more modern branch arises in the ventral-vagal complex and
supports social behaviors and features that are unique to mammals, such as facial expression, social engagement, and language. The more primitive branch arises in DMX
(i.e., 10th cranial nerve) and is associated with conservation of energy in response to extreme stressors or trauma (Porges, 2011).
appreciate oxytocin’s potential as a medicine for a broad with no known consequences for males may have slowed
range of human disorders, it is useful to recognize these initial interest in this molecule.
sources of diversity and to briefly review the history of Studies by de Wied in the 1970s (Kovacs et al., 1979)
knowledge in this field and the evolution of the oxytocin- showed that learning behavior, especially active avoid-
vasopressin system. ance, could be affected by oxytocin and vasopressin. In
1979, Pedersen and Prange (1979) demonstrated the
ability of oxytocin to facilitate maternal behavior in
III. Discovery of Oxytocin and Vasopressin
reproductively naïve female rats. In the 1980s, Keverne
The pressor function of the pituitary gland was and Kendrick (Kendrick et al., 1987) showed that
discovered in the late 19th century. In the early 1900s, maternal bonding in sheep also depended on oxytocin.
it was shown that pituitary gland extracts could be used A decade later, our own research using the highly social
to induce uterine contractions (Dale, 1906), and that prairie vole revealed a role for oxytocin in adult social
milk ejection could be stimulated by pituitary extracts behaviors (Witt et al., 1990) in the formation of adult
(Mackenzie, 1911). In 1928, Ernst and Berta Scharrer social bonds in both sexes (Williams et al., 1994) and
identified the largest cells in the hypothalamus, showed for the first time that prairie voles had a novel
calling these the “magnocellular neurons” (Scharrer pattern of distribution of the oxytocin receptors (Witt
and Scharrer, 1939). However, the behaviorally active et al., 1991). Since that time, socially monogamous
chemicals that were secreted by the magnocellular voles, with many behavioral and physiologic parallels
neurons were not identified until Vincent du Vigneaud to humans, have become particularly useful for the
synthesized oxytocin in 1953 (du Vigneaud et al., analysis of the neural, genetic, and epigenetic actions of
1954) and vasopressin in 1954 (du Vigneaud et al., oxytocin and its receptors (Gobrogge and Wang, 2016;
1958). Du Vigneaud received the 1955 Nobel Prize in Carter and Perkeybile, 2018; Perkeybile et al., 2019).
Chemistry for the “first synthesis of a polypeptide
hormone.” His Nobel lecture titled “A Trail of Sulfa
IV. Evolution as an Organizing Concept
Research: From Insulin to Oxytocin” set the stage for
the understanding that physiologically active hor- Understanding the functional versatility of oxytocin
mones were produced not just in the pituitary or requires recognition of the long evolutionary history of
peripheral endocrine organs but also in the nervous the genes that code for vasopressin, oxytocin, and their
system. The field of neuroendocrinology arose in part receptors. More than 600 million years ago, oxytocin-
from these discoveries. However, early investigations vasopressin–like molecules appeared in the shared
focused on oxytocin as a “female reproductive hormone” ancestors of modern vertebrates and invertebrates
that was involved mainly in birth and lactation. The (Acher et al., 1995; Knobloch and Grinevich, 2014).
mistaken notion that oxytocin was only important to one Vertebrates emerged approximately 500 million years
sex (female) and in one context (female reproduction) ago. The signaling properties of the class of molecules
834 Carter et al.
Fig. 2. Processing of the oxytocin molecule and its targets. After conversion from the prohormone form, oxytocin exists in an extended form with three
extra amino acids. The conversion from extended OXT to oxytocin consisting of nine amino acids occurs with maturation of the hypothalamus in
neurotypical individuals. It is not known how this extended form interacts with receptors. In their canonical nine–amino acid forms, both oxytocin and
vasopressin bind and act as agonists to both OXTR and AVPR1A, although oxytocin has a higher affinity for OXTR than the AVPR1A, as denoted by
the thicker arrow. Oxytocin also acts as an agonist to the pain-sensing transient receptor potential vanilloid-1 (TRPV1) receptor and as a positive
allosteric modulator at the MOR. After degradation by IRAP, the C-terminal tail is cleaved from oxytocin to form MIF-1, which can both inhibit MOR
and act as an allosteric modulator on the D2 subtype of dopamine receptors (D2R). Oxytocin can also be degraded by other as of yet unspecified
peptidase activity into a linear form that stimulates activity of the a-2 type adrenoreceptors (a2ARs). Conventional arrow = agonist; circle-tipped arrow
= positive allosteric modulator; block-tipped arrow = antagonist.
to which the oxytocin and vasopressin receptors belong arose through duplication from a common ancestral
appeared in this period, and the genes for these receptors molecule presumed to be vasotocin (Acher et al., 1995;
are associated with behavioral phenotypes that are con- Goodson, 2013). The vasopressin gene currently found in
sistent among divergent species (Yamashita and Kitano, vertebrates appeared over 200 million years ago, and the
2013). oxytocin gene appeared over 100 million years ago
It is interesting to note that aspects of the behavioral (Knobloch and Grinevich, 2014; Grinevich et al., 2016).
patterns elicited by oxytocin-like peptides in modern- It is estimated that mammalian evolution began around
day nematodes appear remarkably similar to those 200 million years ago. Three separate modern receptors
found in mammals, suggesting that these peptides are for arginine vasopressin (AVP) [AVP receptor (AVPR)
both genetically and functionally conserved (Lockard 1A, AVPR1B, and AVPR2] and the receptor for oxytocin
et al., 2017). Even in nematodes, oxytocin-like mole- (OXTR) evolved during the period of mammalian global
cules regulate a series of behavioral patterns and social radiation and expansion (Fig. 1) (Ocampo Daza et al.,
interactions necessary for successful mating (Garrison 2012). The original genes responsible for oxytocin- and
et al., 2012). Moreover, the peptide-stimulated behav- vasopressin-like peptides and their receptors are associ-
iors described in nematodes appeared strikingly similar ated with the evolution of behavioral adaptations in
to those seen in vertebrates. modern mammals, including lactation and maternal
Vasopressin is more ancient than oxytocin, and vaso- behavior.
pressin receptors are sensitive to and regulated by both Evolutionarily, more modern functions, including
peptides (Carter, 2017). Both oxytocin and vasopressin social behavior patterns and reproductive strategies
Oxytocin As Medicine 835
found in mammals, may be especially dependent on the challenges (Neumann and Slattery, 2016) possibly
effects of oxytocin or related molecules on the oxytocin facilitating coping.
receptor rather than through actions on the vasopres- Early work on oxytocin and vasopressin suggested
sin receptor (Table 1). Among these is the uniquely that high concentrations of the receptors for these
mammalian function of milk ejection (Caldwell, 2017). peptides were located in brain regions that were distant
Behaviors associated with selective social memories, from the source nuclei. This led to the hypothesis that
high levels of sociality, and social reward necessary for within the nervous system, oxytocin and vasopressin
mammalian as well as avian parenting emerged in were transported by passive diffusion or “volume trans-
conjunction with the evolutionary appearance of the mission” (Landgraf and Neumann, 2004). More recently,
oxytocin receptor (Goodson et al., 2012; Kelly and fine peptide-containing processes have been described
Goodson, 2014). Taken together, the appearance of throughout the nervous system; these findings support
oxytocin and its receptor set the stage for human the hypothesis that the peptides are released locally, but
evolution (Carter, 2014). peptide also is detected within fibers that reach some
distance from the cells of origin (Grinevich et al., 2016;
Chini et al., 2017).
V. Oxytocin-Like Molecules
Oxytocin and vasopressin are small peptides with VI. Precursors and Fragments of Oxytocin
similar chemical structures (Fig. 2). Classic vertebrate
versions of these peptides consist of nine amino acids in A. Precursors and Extended Forms of Oxytocin
a six–amino acid ring formed by cysteine bonds and Precursors, from which the nine–amino acid form of
a three–amino acid tail with a terminal amine. Vaso- oxytocin is produced, have been shown to be biologically
pressin differs in structure from oxytocin by two amino active. The precursors or extended forms of oxytocin,
acids. Both oxytocin and vasopressin are synthesized sometimes called OT-X (Fig. 2), consist of 10, 11, or 12
in conjunction with carrier proteins (neurophysin 1 amino acids. Cleavage of the extended form of oxytocin
and 2, respectively). The gene for oxytocin is located creates the nine–amino acid molecule classically known
on human chromosome 20, adjacent to the gene for as oxytocin (Fig. 2). The extended forms of oxytocin
vasopressin. These genes lie on opposite strands and likely have many unidentified functions both in adults
have opposite transcriptional orientations (toward and during development (de Wied et al., 1991; Gainer,
one another) (Gainer, 2012). 2012). For example, the extended form of oxytocin is
Oxytocin and vasopressin are synthesized in brain found in mammalian fetuses (Gainer, 2012). Studies in
regions that are critical to behavioral and physiologic mice also suggest that both oxytocin and the extended
homeostasis. Different cells in specific brain regions form have a critical role in tissue differentiation in the
produce these two peptides, including the supraoptic heart and in survival or restoration of heart tissue after
nucleus and paraventricular nucleus (PVN) of the damage (such as hypoxia) or disease (such as diabetes)
hypothalamus (Sannino et al., 2017). The neurons of (Gutkowska et al., 2014; Jankowski et al., 2016).
the PVN, termed magnocellular neurons, which syn- There is one report that the extended form of oxytocin
thesize oxytocin and vasopressin, extend processes to may be elevated in autistic individuals in conjunction
the posterior pituitary gland where these peptides are with lower-than-normal amounts of the nine–amino
released into the systemic circulation. acid form of oxytocin (Green et al., 2001), suggesting
The primary cells of origin of oxytocin also produce that a failure to modify the oxytocin precursor could
networks of neural projections reaching throughout produce a less-active form of the molecule. However, the
the brain and spinal cord (Grinevich et al., 2016). For characteristics and functions of extended forms of
example, oxytocin from the PVN can reach the central oxytocin remain at present poorly understood (Uvnäs
amygdala with the capacity to quickly modulate Moberg et al., 2019).
emotional functions of the amygdala and brainstem
(Stoop, 2012). The PVN is a major site of convergence B. Fragments of Oxytocin May Be Biologically Active
and integration for neural communication relating to The nine–amino acid oxytocin molecule also can be
stress with effects on the HPA axis and autonomic further cleaved into other biologically active forms
functions (Ulrich-Lai and Herman, 2009). Oxytocin is (Fig. 2). As one example, in mouse models of autism,
colocalized in at least some of its cells of origin with the oxytocin metabolite OT 4–9 has been shown to
corticotropin-releasing hormone (CRH), which in turn produce a dose-dependent increase in prosocial behav-
regulates the HPA axis (Sawchenko and Swanson, iors without a change in measures of anxiety (Moy et al.,
1985). CRH or CRH-vasopressin actions also have 2019). This effect was seen 24 hours after the termina-
been implicated in some of the detrimental effects of tion of a subchronic regimen (2.0 mg/kg of OT 4–9) and
chronic stress (Elkabir et al., 1990; Aguilera et al., persisted for 12 days, suggesting an effect that outlives
2008). Oxytocin may be coreleased with CRH or the presence of the OT 4–9 molecule. Interestingly, OT
vasopressin as an adaptive response to a variety of 5–9 did not affect social behavior.
836 Carter et al.
As originally identified by Kastin (Kheterpal et al., B. The Structure of These Peptides Identifies Some of
2009), the N-terminal fragment of oxytocin, proline- the Challenges They Present
leucine-glycine-NH2 (OT 7-9), is also known as The disulfide bonds in oxytocin and vasopressin are
melanocyte-inhibiting factor-1 (MIF-1). Among the important in explaining the broad biologic consequen-
functions of MIF-1 is the regulation of pain through ces of these molecules. These bonds also help to explain
interactions with the opioid receptors (Khan et al., the challenges and apparent discrepancies in the mea-
2010). MIF-1 differs from oxytocin in that it is more surement of oxytocin and vasopressin (MacLean et al.,
resistant to degradation and easily passes through the 2019). Another consideration for understanding and
blood-brain barrier. Animal and human research sup- interpreting oxytocin’s effects is the fact that acute
ported the notion that MIF-1 could function as an versus chronic patterns of oxytocin release can have
antidepressant and “endogenous naloxone.” Specifi- biologic consequences that also differ. The speed at
cally, MIF-1 decreases the analgesic effect of morphine which these peptides degrade or bind to other mole-
(Galina and Kastin, 1986; Bocheva and Dzambazova- cules is critical to their function. Moreover, the
Maximova, 2004) and acts as a positive allosteric pharmacodynamics of these peptides at their recep-
modulator of the D2 and D4 dopamine receptor sub- tors is another essential element in determining their
types (Vartak et al., 2007; Mann et al., 2010). Oxytocin availability (Jurek and Neumann, 2018). In addition,
also can be degraded by aminopeptidase activity into oxytocin and vasopressin differ in their effects on
a so-called “linear” form (Fig. 2) (Burbach et al., 1980, receptor-transduced subcellular signaling cascades
1983), and this linear form acts to stimulate a-2 adrenor- (Gulliver et al., 2019).
eceptors (Uvnäs Moberg et al., 2019). The oxytocin system
and adrenoreceptors interact in a variety of ways with C. Feedback Loops
potential functions that are at present only partially
understood (Saniger et al., 2011; Wrzal et al., 2012a,b). Oxytocin-producing cells and OXTR also are sensitive
The original use patent for MIF-1 was filed by to the oxytocin peptide. Under some conditions, a form
Abbott Laboratories in the late 1960s, and in 1991, of autocrine feedback regulates the functions of
a patentable analog was developed by another com- oxytocin-producing cells. Stimulation of the oxytocin
pany. Although these efforts did not result in medi- system, especially in early life, can “feed forward” to
cations for reasons described by Ehrensing (2015), in release more oxytocin (Bowen et al., 2011; Suraev et al.,
conjunction with more recent animal research, they do 2014; Kenkel et al., 2019). Genetic deletion of Oxtr
offer proof of concept for the functions of oxytocin results in lifelong, region-specific changes in oxytocin
fragments (Uvnäs Moberg et al., 2019). The creation of peptide expression, which speaks to oxytocin’s autor-
MIF-1 from oxytocin is accomplished by insulin- egulation (Vaidyanathan and Hammock, 2020). In
regulated aminopeptidase (IRAP), which thereby reg- some cases, the administration of oxytocin enhances
ulates the persistence of extracellular oxytocin levels. the synthesis of endogenous oxytocin in the central
Thus, when conceiving of oxytocin-signaling equilibria, nervous system (Grippo et al., 2012). As described
we must account for not only the relative contributions of below, the expression of Oxtr in adulthood also is
ligand and receptor but also degradation via peptidases, regulated by oxytocin’s actions in early life (Kenkel
such as IRAP. For example, when IRAP is knocked out in et al., 2019; Perkeybile et al., 2019). Moreover, avail-
male mice, approach to stranger conspecifics is more ability of OXTRs can be dynamically modulated by
frequent, suggesting increased oxytocin action (Burns increasing exogenous oxytocin administration (Plested
et al., 2019). and Bernal, 2001; Robinson et al., 2003).
oxytocin-containing neurons may be retracted, allow- (Dolen, 2015), GABA (Ben-Ari, 2018), and opioids
ing electrical coupling and subsequent stimulus- (Meguro et al., 2018), interact with these peptides to
driven or endogenous pulsatile release of oxytocin. influence behavior and other functions. Use of drugs,
These dynamic neuronal-glial interactions allow for such as opiates, stimulants, and selective serotonin
remarkable plasticity that is intricately tuned to reuptake inhibitors, and diet, can affect both endoge-
hormonal demand for oxytocin (Hatton et al., 1984). nous oxytocin and its receptors with effects that are
Interestingly, vasopressin-containing neurons typi- largely unknown. In addition, sex differences in oxyto-
cally do not show this form of dramatic plasticity and cin and vasopressin are common, and it is likely that
pulsatile release. In the context of labor, this pulsa- steroids, including estrogens, androgens (Carter and
tile release of oxytocin coordinates the intermittent Perkeybile, 2018; Jirikowski et al., 2018), and glucocor-
smooth muscle contractions of the uterus that occur ticoids (Liberzon and Young, 1997), play a major role in
by oxytocin binding to OXTRs and the subsequent the regulation of the actions of oxytocin and availability
influx of extracellular calcium (Batra, 1986). Pretreat- of receptors for oxytocin across the lifecycle. As de-
ment with oxytocin or the clinical use of Pitocin (syn- scribed below, stress and experiences across the life
thetic oxytocin) can cause uterine OXTR desensitization, cycle also have major consequences for the release and
receptor internalization, and a decreased responsiveness actions of oxytocin and vasopressin.
to further oxytocin exposure (Robinson et al., 2003;
Gottlieb, 2016). Moreover, compared with continuous VIII. Measurement of Oxytocin
exogenous oxytocin exposure, intermittent exposure has
been shown to maintain oxytocin-induced uterine A. Oxytocin Is Difficult to Assay
contractility and uterine responsiveness, highlighting Important to the study of oxytocin, even when consid-
the importance of oxytocin’s pulsatile release (Talati ering only the classic form, is the capacity to measure this
et al., 2019). It seems likely that oxytocin’s evolution- molecule. Initial measurements of oxytocin-using bio-
arily conserved role in smooth muscle contractility assays and radioimmunoassay suggested that oxytocin
during labor (Batra, 1986), milk lactation (Hatton and was typically present in human blood at low concen-
Wang, 2008), and ejaculation (Filippi et al., 2003; trations of approximately 5 pg/ml (Leng and Ludwig,
Viveiros et al., 2003) was coadapted for social behav- 2016), with small pulses in oxytocin release (;15 pg/ml)
ioral functions, such as enhanced mother-infant bond- being sufficient to induce lactation and facilitate uterine
ing during birth (Nissen et al., 1995) and lactation as contractions in mammals (Saameli, 1963; Leng and
well as selective partner preference formation during Ludwig, 2016). Studies using immunoassay or mass
sexual intercourse (Carter, 2017). It is possible that spectrometry (MS) preceded by an extraction procedure
the capacity for pulsatile release allows oxytocin to continued to detect concentrations in the 5–30 pg/ml
stimulate different receptors and even override some range (Szeto et al., 2011; Kagerbauer et al., 2013).
of the actions of vasopressin. Thus, dynamic interac- However, other methods, including MS, have indicated
tions of oxytocin and vasopressin are important for that endogenous oxytocin may occur in blood at much
both the acute and chronic effects of these molecules. higher concentrations greater than 500–1000 pg/ml
(Kramer et al., 2004; Brandtzaeg et al., 2016; MacLean
E. Individual Differences Are to Be Expected et al., 2017b).
In describing individual differences in the actions of In addition, local tissue concentrations of oxytocin
oxytocin in humans, it will be important to keep in may give results of particular relevance to understand-
mind that oxytocin and vasopressin and their recep- ing the beneficial effects of this peptide. For example,
tors are genetically variable, epigenetically regulated, within the microenvironment of ovarian tumors, oxyto-
and sensitive to stressors and diet across the lifespan. cin levels were measured at 200 times higher than those
As one example, salt releases vasopressin and also in plasma (Cuneo et al., 2019). These high levels of
oxytocin (Leng and Russell, 2019). In addition, nico- oxytocin may reflect a response to the tumor with
tine is a potent regulator of vasopressin; thus, smok- apparent benefits to reducing inflammation. But they
ing, including prenatal exposure of a fetus, holds the also could be related to the absence within the tumor
potential to adjust this system with effects that likely (compared with blood) of peptide binding molecules,
differ between males and females and that may be which, in turn, might affect the concentrations of oxyto-
transgenerational. cin detected by antibody-based methods (MacLean et al.,
2019; Yamamoto and Higashida, 2020).
F. Effects of Other Molecules on the
Oxytocin-Vasopressin System B. Controversy Was Generated by Divergent Findings
Beyond the scope of this review but important to It was initially suggested that high levels detected by
understanding oxytocin and vasopressin is the fact that immunoassay were measurement artifacts due to the
many other molecules, including dopamine (Wang and binding of antibodies to nonhormonal components
Aragona, 2004; Gobrogge and Wang, 2016), serotonin of blood (Szeto et al., 2011; McCullough et al., 2013).
838 Carter et al.
However, recent work indicates that oxytocin readily et al., 2019). These dynamics may explain at least some
engages in complexes at its disulfide bridge (Avanti et al., of the unique properties of oxytocin and vasopressin but
2013) and that the vast majority of oxytocin in biosamples also account for problems associated with in vivo mea-
evades detection using conventional approaches to mea- surement of oxytocin and vasopressin. For example,
surement (Brandtzaeg et al., 2016). Importantly, these common approaches to sample preparation, such as
findings have been confirmed using MS—which is highly solid-phase extraction, likely discard the majority of
specific compared with immunoassay—suggesting that oxytocin in blood (Brandtzaeg et al., 2016; MacLean
earlier critiques of the high oxytocin concentrations et al., 2019). Thus, measurements in blood in particular
detected by immunoassay (which were within concen- introduce many other factors that can affect peptide
tration ranges deemed implausible) may have been determinations.
misguided. However, despite its advantages regarding
specificity, MS-based methods for measuring oxytocin D. Salivary Oxytocin
are still in active development, and many researchers Salivary measurements, possibly with fewer sources
have faced substantial challenges for reliable detection of of variation, offer an alternative for the assessment of
oxytocin using this approach. For example, Brandtzaeg changes in oxytocin (Carter et al., 2007; White-Traut
et al. (2016) struggled to reproduce earlier MS-based et al., 2009; Bernhard et al., 2018; MacLean et al.,
methods for measurement of unbound oxytocin. Further- 2018). Several studies have revealed reliable varia-
more, Franke et al. (2019) have argued that Brandtzæg tions in oxytocin concentration, especially in rapid
et al.’s method may have been significantly affected by response to specific experiences, such as anticipation
the lower resolution MS instrument used. Hence, it is of breast feeding (White-Traut et al., 2009), sexual
important to keep in mind that although MS is a very stimulation, exercise, affiliative social contact, and psy-
sophisticated approach, the verdict on the optimal chologic stress (Jong et al., 2015; MacLean et al., 2017a).
measurement method is still being debated. Addi- However, the relationships between concentrations of
tional areas in which MS measurement of oxytocin peptides in saliva, blood, and peptide concentrations
can be improved include the removal of interferents in the source brain nuclei are not yet well-understood
(e.g., phospholipids, which can suppress signals, result- (Quintana et al., 2018).
ing in vast underestimation of oxytocin concentrations),
automation (including sample preparation) for higher E. Can Endogenous Hormone Levels in Bodily Fluids
throughput, and further development/maturation of Be Useful in Predicting Responses to Exogenous
high-sensitivity microfluidic separation systems (e.g., Oxytocin Treatments?
nano liquid chromatography). Knowledge of endogenous oxytocin or vasopressin
The dynamic factors that affect the measurement of concentrations is important to predicting the consequen-
oxytocin and vasopressin also can influence attempts to ces of exogenous oxytocin exposure. Such assessments are
create a pharmacology based on oxytocin. At present, rarely made, in part because of the difficulties associated
measurements of peptides have suffered from poor with the measurement of oxytocin (MacLean et al., 2019).
specification regarding the forms in which researchers However, at least in autism spectrum disorders, meas-
intend to detect oxytocin; this is, in part, because urements of endogenous oxytocin (Parker et al., 2017) and
the biologic significance of different states of oxytocin especially vasopressin (Carson et al., 2015; Oztan et al.,
remains poorly understood. Current work suggests that 2018a) did predict behavioral sensitivity to exogenous
oxytocin and vasopressin are dynamically changing in hormone treatments. Comparatively low levels of vaso-
biologic matrices, such as blood. In addition, detecting pressin (but not oxytocin) measured in neonatal cerebro-
the presence of binding molecules will be critical to spinal fluid have been associated with a subsequent
accurate representations of the availability of these diagnosis of autism (Oztan et al., 2020). In another recent
elusive molecules (Yamamoto and Higashida, 2020). example, relative concentrations of endogenous oxytocin
and vasopressin in plasma were associated with sex, age,
C. Disulfide Bonds anxiety, attachment behaviors, and cognition (Plasencia
Disulfide bonds in the cysteines of both oxytocin and et al., 2019). These studies support the usefulness of
vasopressin allow these molecules to be highly reactive, measurements of both oxytocin and vasopressin but
forming relatively temporary unions with other mole- leave many empirical questions unresolved.
cules. Furthermore, oxytocin may be quickly seques-
tered by binding to other abundant thiol-containing F. Exogenous Peptides
molecules, such as glutathione as well as phospholipids One of the most remarkable aspects of pharmacological
and cellular elements, such as blood cells that are studies of the effects of exogenous oxytocin or related drugs
discarded in the creation of plasma. This binding of is the fact that these compounds are being given to humans
nonapeptides to other molecules could be influenced by —with a few notable exceptions—without attempts to
temperature, pH, availability of oxygen, other factors in measure either endogenous oxytocin or vasopressin. The
the medium being studied, or methods in use (MacLean measurement of endogenous oxytocin has indeed proven
Oxytocin As Medicine 839
difficult and contentious but is not impossible (MacLean identifying, stimulating, or blocking receptors for oxy-
et al., 2019). Doses of exogenous oxytocin have the tocin and vasopressin may not be sufficiently selective
potential to either be ineffectively low or nonspecifically to allow easy identification or manipulations of these
high (see oxytocin’s ability to act on the AVPR1A, below), receptors, especially in vivo (Busnelli and Chini, 2018).
particularly when these doses are not informed by endog- Cell culture or other in vitro methods do not necessarily
enous concentrations and release patterns. reflect the functional availability of these peptides,
especially since the binding that occurs in vivo, including
G. Other Measures May Index Receptor Sensitivity in blood or tissues, could be influenced by competing
Most studies of receptors are limited to genetic markers molecules that differ from one test condition to another
or in rare circumstances made in postmortem tissues (Yamamoto et al., 2019). For example, as described below,
(Bao and Swaab, 2018). For example, age-related reduc- microglial OXTR has been difficult to detect in vivo but
tions in receptors for oxytocin have been detected in appears to be significantly upregulated after immune
postmortem brain tissues from individuals with autism challenges/stressors, especially when microglia and mac-
(Freeman et al., 2018). However, as described below, rophages are challenged in vitro (Yuan et al., 2016; Szeto
proxies for the status of oxytocin and vasopressin et al., 2017).
receptors, including measures of methylation levels
in receptor genes, also may predict reactions to C. Vasopressin Receptors
endogenous or exogenous oxytocin (Lancaster et al., The three vasopressin receptor subtypes respond to
2015; Ebner et al., 2019). Thus, there is usefulness in oxytocin to varying degrees. These are expressed in
measuring both the availability of oxytocin and the different tissues, and their genes are located on sepa-
sensitivity of receptors that are capable of responding rate chromosomes. AVPR1A is found in the nervous
to this molecule (see below). system and throughout the cardiovascular system with
a broad set of behavioral functions. AVPR1B is found in
IX. Receptors for Oxytocin and Vasopressin the pituitary but also in brain areas with a role in the
management of stress and aggression (Vaccari et al.,
A. The Oxytocin Receptor 1998; Stevenson and Caldwell, 2012). AVPR2 is local-
Only one oxytocin receptor has been described ized primarily to the kidney with a classic role in fluid
(OXTR), the gene for which is located in humans on balance. Functional effects of oxytocin and vasopressin
chromosome 3p24–26 (Gimpl and Fahrenholz, 2001; depend on interactions with both OXTR and AVPR1A
Jurek and Neumann, 2018). The OXTR gene encodes (Song et al., 2014; Hicks et al., 2015; Carter, 2017; Chini
a G-protein–coupled receptor (GPCR) with a seven- et al., 2017; Song and Albers, 2018).
transmembrane domain. The same oxytocin receptor
is present in neural tissue and in other parts of the body, D. Receptor Distributions
such as the uterus, breast, and gastrointestinal tract. Receptors for both oxytocin and vasopressin are
Although there is technically only one OXTR, it is now localized in areas of the nervous system that regulate
understood that oxytocin affects numerous different social, emotional, and adaptive behaviors, including the
GPCRs (Fig. 2). Oxytocin can bind to receptors that amygdala, the HPA axis, and the autonomic nervous
were identified in vitro, such as OXTR, but also to system (Quintana and Guastella, 2020). Based on work
vasopressin receptors (AVPR1A, AVPR1B, AVPR2) (de primarily in rodents and birds, among the regions with
Wied et al., 1991; Peter et al., 1995; Ragnauth et al., especially high levels of OXTR are various parts of
2004; Manning et al., 2008; Ocampo Daza et al., 2012). the amygdala, the bed nucleus of the stria terminalis,
In general, oxytocin (vs. vasopressin) has its highest the nucleus accumbens, brainstem source nuclei for the
affinity for OXTR. However, oxytocin also readily binds autonomic nervous system, and in systems that regu-
to AVPR1A (reviewed in Song and Albers (2018)). late the HPA axis as well as in brainstem tissues
Outside these two neuropeptide systems, recent re- involved in pain and social attention (Stoop et al.,
search has found several other targets for oxytocin’s 2015; Freeman and Young, 2016; Wilson et al., 2016;
effects. For example, oxytocin acts as an agonist on the Gobrogge et al., 2017; Poisbeau et al., 2018). OXTR is
pain-sensing transient receptor potential vanilloid-1 also found in various cortical areas and the hippocam-
receptor, where it attenuates nociception and drives pus, brain areas that are especially variable among
nocifensive behavior (Nersesyan et al., 2017; Wee et al., species and individuals, with possible consequences for
2019). Oxytocin also acts as a positive allosteric modu- behavioral plasticity (Witt et al., 1991; Grunewald et al.,
lator of the m-opioid receptor (MOR) (Meguro et al., 2012; Seelke et al., 2016a,b; Duchemin et al., 2017).
2018), where it likely furthers antinociception. Both individual and species differences in OXTR and
AVPR1A distributions are commonly identified and pre-
B. Measuring the Oxytocin Receptor sumably adaptive (Witt et al., 1991; Hammock and
The measurement of peptide receptors is problematic Young, 2005; Freeman and Young, 2016; Okhovat et al.,
because the pharmacological tools that are available for 2017; Ophir, 2017; Carter and Perkeybile, 2018; Okhovat
840 Carter et al.
et al., 2018). Species variation is likely important in the XI. Genetics and Epigenetics
evolution of different patterns of sociality, including
A reduction or upregulation in the availability of
those that differentiate socially monogamous from non-
the oxytocin or vasopressin receptors can reflect both
monogamous rodent species (Carter and Perkeybile,
heritable genetic variation (King et al., 2016; Baker
2018) and affiliative versus nonaffiliative avian species
et al., 2017) and/or epigenetic tuning (Okhovat et al.,
(Goodson et al., 2006; Wilson et al., 2016). However,
2015; Baker et al., 2017; Okhovat et al., 2018; Towers
regional distributions of CNS OXTR in primates, in-
et al., 2018; Perkeybile et al., 2019) of this system. The
cluding humans, have proven challenging to identify
variable expression in tissues of OXTR is also epigenet-
and interpret (Freeman and Young, 2016).
ically tuned by early life experience (Baker et al., 2017;
Krol et al., 2019a; Perkeybile et al., 2019), increasing
X. Subcellular Signaling Specifies the Functions the capacity of peptides to have complex adaptive
of Oxytocin and Vasopressin functions. Evidence in humans for the functional
importance of the oxytocin genetic-epigenetic systems
Oxytocin acts via GPCRs to activate subcellular
at present comes primarily from correlations among
cascades with eventual effects on transcription fac-
genetic and epigenetic variations in the OXTR gene
tors (Busnelli and Chini, 2018; Jurek and Neumann,
and individual differences in behavior, physiology, and
2018). Knowledge of the subcellular signaling path-
brain anatomy (Rodrigues et al., 2009; Tost et al., 2010;
ways that respond to the stimulation of oxytocin or
Jack et al., 2012; Puglia et al., 2015; Lancaster et al.,
vasopressin receptors are among the next generation
2018b).
of approaches to the creation of medicines based on
Genetic variations in the OXTR, indexed by single-
oxytocin pathways (Lerman et al., 2018; Gulliver
nucleotide polymorphisms, were originally related to
et al., 2019; Kingsbury and Bilbo, 2019). Genes for
autism spectrum disorders (for example, variant
OXTR and the three vasopressin receptors code for
rs2254298 G.A and rs53676 G.A) (Jacob et al.,
separate GPCRs, each with a seven-transmembrane
2007). The OXTR gene can be silenced via DNA meth-
domain. The subcellular signaling pathways vary
ylation, thus reducing the expression of the oxytocin
among receptors. In addition, the capacity of oxytocin
receptor (Kusui et al., 2001). Functional relationships
and vasopressin to activate a given receptor sub-
between methylation of the oxytocin receptor gene and
cellular signaling pathway may differ according to
behavior were first detected in autism (Gregory et al.,
the concentrations of the peptides and based on
2009) and recently validated (Andari et al., 2020). Such
variations in the regional location of receptors in
relationships have also been found in other conditions,
the nervous system (Stoop et al., 2015; Chini et al.,
including postpartum depression (Bell et al., 2015) and
2017; Busnelli and Chini, 2018; Song and Albers,
schizophrenia (Rubin et al., 2014). In neurotypical
2018). Differences in subcellular signaling could help
humans, methylation status of the OXTR also has been
to explain the capacity of oxytocin and vasopressin to
shown to strongly predict measures of social perception
have different functions in various tissues, such as
in both college-aged adults and infants (Jack et al., 2012;
those regulating birth (Arrowsmith and Wray, 2014),
Puglia et al., 2015, 2018; Krol et al., 2019b). Specific
social behavior (Caldwell and Albers, 2016; Song et al.,
single-nucleotide polymorphisms could be implicated in
2016), reactivity to stressors (Murgatroyd and Nephew,
a variety of functions through epigenetic and intergen-
2013; Stoop et al., 2015; Neumann and Slattery, 2016),
erational effects on the expression of OXTR (Bell et al.,
cancer (Lerman et al., 2018), and cardiovascular disease
2015; Chagnon et al., 2015). Below, we discuss how
(Reiss et al., 2019).
experiences in early life, including parental care and
When given as an exogenous treatment, the behav-
oxytocin administration in the context of obstetric care,
ioral consequences of oxytocin are dose-dependent but
can program epigenetically the OXTR system to produce
not typically linear (Ceanga et al., 2010; Klein et al.,
lifelong changes in this system.
2011, 2013; Borland et al., 2019). As with other peptide-
based treatments acting on GPCRs, more is rarely
better. This may explain several of the unexpected or XII. Early Experience and Context
paradoxical findings reported when oxytocin is given as
an exogenous treatment (Carter, 2017; Song and Albers, A. Emotional Context Matters
2018). The lack of a full understanding of the subcellular This is in part because context can influence physiol-
pathways through which oxytocin and vasopressin ogy, helping to create individual differences in the
function is at present a barrier to using these non- capacity to react to environmental events. As one
apeptides as medicines. Furthermore, as mentioned example, behavioral changes induced by early experi-
above, the oxytocin and vasopressin-like molecules exist ence may reflect changes in the oxytocin system.
in several endogenous forms, and the signaling func- Human research, especially studies conducted in indi-
tions of precursors or fragments of these peptides have viduals with a history of personal adversity, suggest
only begun to be described. that in some contexts, exogenous oxytocin can have
Oxytocin As Medicine 841
asocial or negative consequences (Bartz et al., 2010), represent, in part, the capacity of oxytocin to stimulate
including the increased perception of threat in the pres- AVPR1A and AVPR1B (Fig. 3) (Caldwell, 2017; Carter,
ence of individuals from other social groups (De Dreu, 2017). This may be of particular importance in individ-
2012). In terms of early experience, positive parenting (vs. uals primed by negative experience. For example, even
neglect) has lasting beneficial consequences for behavior small amounts of oxytocin might be capable of acti-
and health in the offspring, possibly also through retuning vating vasopressin receptors, with effects that involve
of the oxytocin/vasopressin pathways. mobilization and potentially defensive emotional or
behavioral responses. Based on data from oxytocin
B. Adversity Versus High Nurture knockout mice, in which the vasopressin system is
Animal research also suggests that the nature of early sensitized (Ragnauth et al., 2004), we can also hypoth-
experience can influence the development of oxytocin/ esize that individuals with low concentrations of
vasopressin pathways and subsequent long-term behav- endogenous oxytocin might be more likely to experi-
ioral outcomes. For instance, adversity in early life has ence increased vasopressin-like activities when given
the capacity to sensitize the vasopressin system and, in oxytocin (Carter, 2017).
some cases, upregulate AVPR1A in brain regions in-
volved with defensive behaviors (Carter, 2017). Alterna- E. Birth and Epigenetics
tively, early life exposure to highly nurturant parenting Data from animal models and human epidemiol-
or as little as a single exposure to exogenous oxytocin ogy indicate that widely used medical interventions
produces epigenetic changes in Oxtr (Kenkel et al., 2019; (i.e., exogenous oxytocin, such as Pitocin given to facilitate
Krol et al., 2019a; Perkeybile et al., 2019). Receptor labor, opioid medications that block the oxytocin system,
changes such as these can have long-lasting consequen- or cesarean sections that alter exposure to endogenous
ces for the capacity for sociality and emotional regulation oxytocin), have lasting consequences for the offspring
(Carter, 2003; Carter et al., 2009; Kenkel et al., 2019). and/or mother (Hayes and Weinstein, 2008; Kroll-
Desrosiers et al., 2017; Kingsbury and Bilbo, 2019).
C. Vasopressin Systems as Likely Targets for Such exposures hold the potential to have epigenetic
Adversity and Stress in Early Life effects on the oxytocin systems, including changes in
Expression of vasopressin or the vasopressin recep- DNA methylation (Kenkel et al., 2019). These changes
tors also are likely to be affected by negative social in turn would have lasting effects on the expression of
experiences, including neglect or maltreatment in early receptors for oxytocin, leaving individuals differentially
life (Bunck et al., 2009; Hernandez et al., 2016). Under able to respond to oxytocin and also possibly to the
conditions in which the vasopressin system is sensi- effects of vasopressin. For instance, in a recent study
tized, especially in a context of fear or danger, we can intended to model labor induction, voles exposed in-
hypothesize that oxytocin could stimulate the vasopres- directly to oxytocin at birth (via maternal administra-
sin receptor. Thus, early adversity or maltreatment tion) show changes in Oxtr methylation patterns in the
might dysregulate or upregulate vasopressin, the vaso- fetal brain, a gregarious phenotype of social behavior,
pressin receptor, or other factors regulating this system, and sex- and region-specific changes in OXTR and
including catecholamines. This switch from oxytociner- AVPR1A densities in the brain as adults (Kenkel
gic to vasopressinergic stimulation in turn would alter
the ability to cope with a challenge. In later life, it could
encourage either a more active or mobilized defensive or
aggressive behavioral strategy possibly accompanied by
anxiety. In cases of severe traumatic stress, a more
energetically conservative “shut-down” strategy might
emerge, characterized by immobility due to fear rather
than mobilization. It is likely that dynamic interactions
between oxytocin and vasopressin allow behavioral,
autonomic, and emotional-state shifts between anxiety
and depression, such as those that characterize a history
of trauma (see below).
B. The Autonomic Nervous System Consists of D. The Hypothalamus as a Site for Coordination of
Sympathetic and Parasympathetic Components Vagal-Peptide Interactions
The sympathoadrenal axis is associated with flight- The PVN of the hypothalamus is both a major site of
fight responses. Under extreme stress or life-threatening oxytocin synthesis and a key area that responds to
situations, both oxytocin and vasopressin activate sym- oxytocin, presumably via input from oxytocin recep-
pathetic and parasympathetic pathways, with a more tors (Quintana et al., 2019). Furthermore, the PVN is
variable autonomic response in the face of milder stressors a regulatory center for autonomic functions, particu-
(Porges, 2012; Yee et al., 2016). larly vagal functions (Herman et al., 2012). The visceral
The parasympathetic nervous system and specifically target organs of the autonomic nervous system, such
vagal pathways have important consequences for brain as the heart, digestive, and immune systems, also
and cognitive function. The vagus also plays a particu- contain abundant receptors for oxytocin (Welch et al.,
larly important role in the neural regulation of the 2005; Gutkowska and Jankowski, 2012; Jurek and
mammalian immune system (Dantzer, 2018). It is likely Neumann, 2018; Wang et al., 2019). Thus, it is not
that these peptides integrate the activity of different surprising that in the face of stress oxytocin can
branches of the autonomic nervous system, which helps protect the functions of the digestive system (Yang
to explain the importance of social attachment in et al., 2019), heart (Gutkowska and Jankowski, 2012;
protecting against or modulating different forms of Buemann and Uvnas-Moberg, 2020), and immune
emotion dysregulation. These same peptides, together system (Kingsbury and Bilbo, 2019).
with the vagus nerve, have effects on the immune and
metabolic systems across the lifespan, which also helps E. Social Communication and Myelinated
to explain the lasting effects of early emotional experi- Ventral-Vagal Pathways
ences on physical health and well-being (Hammock, The muscles of the mammalian face and head are
2015; Amini-Khoei et al., 2017; Kingsbury and Bilbo, regulated by the same brainstem area that also regu-
2019). lates the myelinated vagal pathway, thus linking
Oxytocin As Medicine 843
through bidirectional communication the heart with (Pournajafi-Nazarloo et al., 2011; Bosch and Young,
facial expressions and intonation of vocalizations. This 2018). In many cases reactions to acute stressors
integrated social engagement system provides mecha- include the release of oxytocin, possibly in anticipa-
nisms through which emotional experience and physi- tion of more chronic situations that may follow (Lang
ologic states are involved in social communication. et al., 1983; Gibbs, 1986; Engert et al., 2016). These
Autonomic actions of oxytocin as well as vasopressin anticipatory responses also may include increases in
also influence the capacity for and expression of social social behavior and transient changes in other organ
bonds that arise in response to challenge or adversity systems, including the heart (Grippo et al., 2012;
(DeVries et al., 1996; Cho et al., 1999). Kemp et al., 2012).
Oxytocin acting via the autonomic nervous system
and acting on the cortex and brainstem has been B. Chronic or Traumatic Stress
repeatedly implicated in human social engagement,
Oxytocin has particular importance in the face of
facially expressed emotions, and eye gaze (Kemp
chronic stress when “stress-coping” effects may take
et al., 2012; Quintana et al., 2013; Freeman and
precedent. Oxytocin can facilitate passive forms of
Young, 2016). Evidence from rodents indicates that
coping and protect against shutting down or “immobi-
the oxytocin receptor plays an important role in
lization with fear” (Porges, 1998). Behavioral, physio-
cortical functions necessary for social cognition
logic, and anatomic data from rodents (Grippo et al.,
(Ophir, 2017), social reward (Song et al., 2014), and
2009) and humans (Grewen and Light, 2011) suggest
social affective behavior (Rogers-Carter et al., 2018;
that chronic, antistress effects of social support can
Rogers-Carter and Christianson, 2019). At least some
downregulate the sympathetic nervous system, allow-
of these effects also involve interactions between oxyto-
ing the expression of protective and restorative func-
cin and dopamine (Quintana et al., 2019; Martins et al.,
tions of the vagal systems (Thompson et al., 2008; Yee
2020). Moreover, the modulation of social approach
et al., 2016).
behavior by PVN oxytocin release onto ventral tegmen-
tal area dopaminergic neurons is dependent on gut-
brain signaling via the vagus nerve (Sgritta et al., 2019). C. Myelinated Ventral-Vagal Pathways and
Passive Coping
F. Cortical Integration of Studies in prairie voles have revealed that oxytocin
Peptide-Autonomic Interactions has protective actions on the autonomic functions of the
The insular cortex, a multisensory processing region ventral, myelinated vagus, as measured by changes in
that also contains a rich population of OXTRs, functions neutrally regulated heart rate variability (respiratory
to integrate external sensory stimuli with internal sinus arrhythmia) (Grippo et al., 2009). Oxytocin also
visceral, emotional, and motivational states (Rogers- may directly co-opt the older unmyelinated vagus
Carter and Christianson, 2019). Specifically, the “vis- through receptors in the dorsal vagal complex, protect-
ceral insular cortex,” which receives input from gastric ing mammals from responding to threat with a more
mechanoreceptors, arterial chemoreceptors, and car- primitive “reptile-like” freezing pattern and evacuation
diovascular baroreceptors, respiratory centers, and of the lower bowel (Porges, 2012).
the vagus nerve, plays a central role in interoception Immobility with fear or freezing, associated with
(Barnabi and Cechetto, 2001). This region of cortex is traumatic experiences, can be a component of despair
able to detect changes in internal state, influencing and depression. This response is adaptive in conserving
appropriate social responses, such as approach versus energy. But freezing in fear is not optimal for other
avoidance behavior with a stressed conspecific (Rogers- functions, such as active social behaviors that rely on
Carter et al., 2018). mobilization and high levels of metabolic activity
(Porges, 2012). The capacity of oxytocin to protect this
system is critical to the types of social engagements that
XIV. Oxytocin and “Stress Coping”
characterize mammalian social behavior, including
Many of the emotional, visceral, and immune effects birth and parenting.
of oxytocin and vasopressin rely on interactive actions of Mammals, with their comparatively large brains,
these molecules on the autonomic pathways. These are particularly vulnerable to the need for oxygen.
effects are adaptive in the face of stressful experiences, Under traumatic conditions, the functions of oxytocin
although the functions of these peptides as well as may allow a shift to those necessary for protection of
hormones of the HPA axis are different under condi- the survival of cortical processing. However, when
tions of acute versus chronic stress (Table 1). oxygen is insufficient, psychologic dissociation (Li
et al., 2020) or even loss of consciousness can occur
A. Acute Stress Responses (Carter, 2014). As one example, oxytocin levels were
Adaptive responses to acute stressors have a dis- exceptionally high in women with a history of trauma
tinct physiology from those elicited by chronic stress who showed a pattern of dissociation, supporting the
844 Carter et al.
hypothesis that elevations in oxytocin can be adap- proinflammatory cytokines TNF-a and IL-1b, and the
tive in trauma (Seng et al., 2013). levels of proinflammatory mediators cyclooxygenase-2
As described below, oxytocin, in part through effects and iNOS. These effects were detected in the prefrontal
on the vagus nerve, has direct and indirect effects on cortex of LPS-treated adult male mice, as compared with
the immune and metabolic systems across the life- LPS-treated males that received intranasal vehicle
span. These actions also help to explain the lasting (Yuan et al., 2016). Interestingly, oxytocin has no effect
effects of early emotional experiences on physical health on these inflammatory measures in the absence of LPS
and well-being (Hammock, 2015; Engert et al., 2016; Amini- exposure, suggesting that oxytocin’s anti-inflammatory
Khoei et al., 2017; Quintana et al., 2017; Kingsbury and actions require the presence of a stressor. Remarkably
Bilbo, 2019). similar effects of oxytocin were observed in healthy men
subjected to an immune challenge (Clodi et al., 2008).
Compared with men administered LPS alone, men who
XV. Immunologic and Anti-Inflammatory Effects
received intravenous infusion of LPS plus oxytocin had
of Oxytocin
an attenuated endocrine, cytokine, and chemokine re-
Oxytocin has central roles in immune surveillance sponse to the immune challenge. Taken together, these
and immunologic homeostasis and supports resistance findings demonstrate that oxytocin can lessen the in-
to a whole host of immune challenges, stressors, and flammatory response induced by LPS across species.
insults across a range of body tissues (Li et al., 2017b;
Buemann and Uvnas-Moberg, 2020). Many of the pro- B. Early Experience and Inflammation
tective effects of oxytocin observed across the lifespan In animals subjected to early life adversity, oxytocin
appear to be mediated through the OXTR and occur in also has protective effects (i.e., boosts resilience) later in
response to both normal adaptive stressors during life against subsequent stressors or immune challenges
development (e.g., birth, gut microbial colonization) through a reduction in brain inflammatory processes
and in response to injury and trauma (Kingsbury and (Amini-Khoei et al., 2017; Mairesse et al., 2019) (Fig. 4).
Bilbo, 2019). Furthermore, although oxytocin can in- For instance, male mice subjected to maternal separa-
fluence immune-system development (Geenen, 2006; tion stress during the first 2 weeks of life are character-
Murgatroyd et al., 2016; Rotondo et al., 2016; Li et al., ized by a depressive-like phenotype in adulthood during
2017b), such as being highly concentrated in the a forced swim test, sucrose preference test, and grooming
thymus and playing a role in the “education” of thymic assay. This depressive phenotype is accompanied by
cells for self-tolerance (Geenen, 2006), we focus here impaired mitochondrial function, reduced antioxidant
on oxytocin’s anti-inflammatory roles in the context activity, increased oxidative stress, and increased gene
of immune-system function and homeostatic cellular expression for immune-proinflammatory markers, all
processes. within the hippocampus (Amini-Khoei et al., 2017).
Importantly, the depressive-like phenotype and the
A. Oxytocin and Neuroinflammation accompanying inflammation were attenuated if male
The role of oxytocin as an important regulator of the mice were injected intracerebroventricularly with oxy-
mammalian immune system (Li et al., 2017b; tocin in adulthood but not if the OXTR antagonist,
Kingsbury and Bilbo, 2019) that ties social behavior atosiban, was administered alongside oxytocin. Simi-
and experiences with the capacity to heal in the face of lar findings were observed for mice subjected to a low-
stress or trauma is especially evident within the protein diet during gestation to simulate fetal growth
nervous system (Fig. 4). In an adult animal model of restriction, a condition associated with the develop-
ischemic stroke, animals subjected to focal cerebral ment of cerebral palsy, cognitive, and behavior deficits.
ischemia have reduced tissue damage, increased anti- In this model, subsequent postnatal injections of the
oxidant activity, and decreased oxidative stress if they inflammatory cytokine IL-1b cause increased expres-
are socially housed during the recovery period, as sion of classic and nonclassic proinflammatory genes
opposed to animals that recover in social isolation within microglia, decreased myelination, decreased
(Karelina et al., 2011). These effects of social housing brain connectivity, and increased anxiety-like behav-
are mediated by oxytocin, as the administration of ior (Mairesse et al., 2019). When carbetocin, a long-
exogenous oxytocin to experimental animals recovering lasting OXTR agonist, was administered postnatally
in social isolation recapitulates the neuroprotective alongside IL-1b, it attenuated the microglial proin-
effects; OXTR antagonism blocks this protection in both flammatory gene expression, reversed the myelination
socially housed and socially isolated animals (Karelina and connectivity deficits, and normalized anxiety-like
et al., 2011). Similarly, in a model of acute brain behavior.
inflammation induced by a systemic injection of the
bacterial endotoxin lipopolysaccharide (LPS), intrana- C. Microglia and Macrophage
sal administration of oxytocin 1 hour prior to the LPS Many of oxytocin’s anti-inflammatory actions appear
injection reduces microglial activation, the levels of to be, at least in part, through the attenuation of
Oxytocin As Medicine 845
Fig. 4. Oxytocin acts as an anti-inflammatory molecule for the nervous system in the presence of stressors. For the developing brain, oxytocin confers
neuroprotection in the presence of a stressor by inhibiting the release of proinflammatory cytokines by microglia by decreasing oxidative stress
exposure and by protecting mitochondrial function. For the adult brain, oxytocin confers similar neuroprotection in the presence of a stressor by
inhibiting the release of proinflammatory cytokines by microglia, by decreasing oxidative stress exposure, by protecting mitochondrial function, and by
increasing antioxidant capacity. Moreover, similar to its inhibition of microglia-mediated inflammatory cascades, oxytocin inhibits macrophage-
mediated proinflammatory cascades outside of the central nervous system during an immune challenge with LPS. Although oxytocin mediates many
aspects of social behavior and cognition, the known social and cognitive functions that oxytocin protects in the presence of inflammation are shown here
for the developing and adult brain. Inflammatory cascades are shown in purple and oxytocin signaling is shown in red. All of oxytocin’s protective
effects shown here are believed to be mediated by oxytocin binding to the OXTR. COX-2, cyclooxygenase-2; GPx, glutathione peroxidase; GSH, reduced
glutathione; GSSG, oxidized glutathione; HMGB1, high-mobility group box 1.
inflammatory processes mediated by microglia and isolated from both animals exposed to an inflammatory
macrophages (Karelina et al., 2011; Yuan et al., 2016; low-protein diet during gestation and control animals
Li et al., 2017b; Szeto et al., 2017; Mairesse et al., 2019) injected with IL-1b and interferon a (proinflammatory
(Fig. 4). OXTR is present on the cell surface of microglia mediators), the oxytocin agonist carbetocin reduces the
as well as neurons and astrocytes; the addition of morphologic changes associated with microglia activa-
oxytocin to microglia cultures stimulated with LPS tion as well the expression of proinflammatory media-
dampens the expression of major histocompatibility tors IL-6, TNF-a, and iNOS (Mairesse et al., 2019).
complex class II, a gene that is induced within activated These effects are mediated through OXTR, as addition
microglia (Karelina et al., 2011). Similarly, both Oxtr of an OXTR antagonist (L-368899) prevents the micro-
mRNA and OXTR protein are enriched in primary glial morphologic changes and the attenuation of IL-6,
microglia stimulated with LPS, and treatment of these TNF-a, and iNOS expression. Given the ancient con-
microglial cultures with oxytocin suppresses the LPS- served functions of oxytocin, it is perhaps not surprising
induced production of TNF-a and IL-1b (Yuan et al., that carbetocin has similar immune suppressive effects
2016). After an LPS immune challenge in vivo, oxytocin on microglia morphology and cytokine release in zebra-
also reduces the expression and production of proin- fish in vivo after an inflammatory stimulus (Mairesse
flammatory cytokines TNF-a and IL-1b as well as the et al., 2019). Similarly, an additional ancient function of
number of prefrontal cortex cells labeled with ionized oxytocin is the protection against painful stimuli, in-
calcium-binding adapter molecule 1, a microglial cluding a behavior response that alleviates stress.
marker (Yuan et al., 2016). In microglia cultures Within zebrafish, hypothalamic oxytocin neurons drive
846 Carter et al.
nocifensive behavior after the exposure to a noxious oxidative stress and reactive oxygen species (Tyzio
stimulus, suggesting a conserved stress-coping mecha- et al., 2006; Khazipov et al., 2008). In rodent models of
nism of oxytocin (Wee et al., 2019). Moreover, in autism wherein this oxytocin-mediated switch is absent
mammals, oxytocin cells in the PVN control acute at birth, offspring are characterized by altered social
inflammatory pain perception, whereas oxytocin in the behaviors and neuronal hyperexcitability, demonstrat-
spinal cord controls nociception, and oxytocin in the ing that oxytocin’s neuroprotective effects during a ma-
amygdala regulates the processing of emotional pain jor inflammatory event give rise to appropriate social
(Poisbeau et al., 2018). behaviors in adolescence (Tyzio et al., 2014).
Whereas oxytocin dampens inflammatory processes However, oxytocin appears to have dose-dependent
mediated by microglia, the tissue-resident macrophages effects at birth, particularly when administered exoge-
of the CNS, similar effects are observed for oxytocin nously, with higher doses conferring less neuroprotec-
acting on macrophages outside of the CNS (Fig. 4). For tion in vitro (Ceanga et al., 2010) as well as an increased
instance, THP-1 and human primary macrophages risk for autism for male offspring (Soltys et al., 2020).
stimulated with LPS upregulate OXTR expression Possible explanations to explain the loss of oxytocin’s
and protein production relative to nonstimulated cells protection when administered exogenously at high
(Szeto et al., 2017). LPS treatment also upregulates IL- concentrations are oxytocin-induced receptor desensiti-
6 mRNA and protein in THP-1 macrophages and zation (Plested and Bernal, 2001; Robinson et al., 2003)
murine macrophages (including tissue-resident murine and/or oxygen desaturation of the fetal blood supply
peritoneal macrophages), and this effect is attenuated (i.e., greater hypoxia) that can occur after synthetic
when THP-1 cells are pretreated with oxytocin (Szeto oxytocin-induced uterine hyperstimulation (Simpson
et al., 2017). Furthermore, blocking NF-kB activation and James, 2008). A third explanation may be the
prevents this upregulation of Oxtr and IL-6 expres- promiscuous binding of oxytocin to the vasopressin
sion, suggesting that the OXTR acts as an acute receptor AVPR1A when administered exogenously at
phase protein that reduces macrophage-mediated high doses, as AVPR1A can mediate proinflammatory
inflammatory responses both within and outside of signaling (Bordt et al., 2019) and exacerbate neural
the CNS. Interestingly, LPS challenge downregu- toxicity during hypoxia/hypoglycemia (Tanaka et al.,
lates AVPR2 in primary human macrophages, and 1994; Spoljaric et al., 2017). Thus, the protective nature
pretreatment of THP-1 cells with vasopressin has no of endogenous versus exogenous oxytocin as well as its
effect on LPS-induced IL-6 secretion, highlighting dose-dependent effects at birth require further study
the anti-inflammatory function of oxytocin as op- given the widespread use of synthetic oxytocin to
posed to vasopressin (Szeto et al., 2017). manage labor.
D. Oxytocin Protects against Inflammation Associated E. Oxytocin, Oxidative Stress, and Mitochondria
with Birth Oxytocin also protects neural cells against hypoxic-
Oxytocin also plays a significant anti-inflammatory ischemic conditions by preserving mitochondrial
role at birth protecting the fetal brain against the function, reducing oxidative stress, and decreasing
hypoxic-like conditions that accompany labor (reviewed a chromatin protein that is released during inflamma-
in Kingsbury and Bilbo (2019); Fig. 4). It also likely tion (Kaneko et al., 2016), which can activate microglia
preserves mitochondrial function (Kaneko et al., 2016), through the receptor for advanced glycation end prod-
potentially by acting on the mitochondrial unfolded ucts (RAGE) (Massey et al., 2019; Yamamoto and
protein response (Bordt et al., 2019). The process of Higashida, 2020). All of these effects are abolished in
parturition is considered an inflammatory/immune the presence of OXTR antagonism (Tyzio et al., 2006;
event in which offspring are exposed to reduced oxygen Ceanga et al., 2010; Kaneko et al., 2016) and are
and blood flow (Lagercrantz and Slotkin, 1986; Tyzio consistent with the anti-inflammatory and neuropro-
et al., 2006; Maron et al., 2010), a surge in stress tective functions of oxytocin signaling during hypoxic-
hormones (Lagercrantz and Slotkin, 1986), elevated ischemic events, including birth. Moreover, the serum of
fetal cytokines (Castillo-Ruiz et al., 2018), and antigen pregnant women administered the OXTR antagonist
colonization (Costello et al., 2012; Castillo-Ruiz et al., atosiban for preterm labor displays an increase in
2018). Under hypoxic-ischemic conditions, oxytocin has oxidative stress and a decrease in antioxidant capac-
been shown to confer neuroprotection to fetal tissue on ity compared with women in preterm labor who did
the day of birth by reducing the metabolic demand of not receive atosiban (Grzesiak et al., 2018). Similarly,
neurons through a dramatic and precise switch in the plasma of offspring born to pregnant rats treated
GABAergic signaling that attenuates the elevation of with atosiban is characterized by increased oxidative
intracellular chloride (Tyzio et al., 2006; Khazipov et al., stress compared with the plasma of offspring born to
2008). This oxytocin-mediated switch delays the time to saline-injected mothers (Simsek et al., 2012). Finally,
anoxic depolarization, a process of accelerated cell term babies born to mothers who underwent elective
death that is characterized by significant increases in cesarean sections at term are characterized by
Oxytocin As Medicine 847
significantly lower levels of serum oxytocin at birth as polyneuropathy (Erbas et al., 2017), and attenuates
compared with vaginally delivered infants (Marchini stress-induced GI motility disorders (Yang et al., 2019).
et al., 1988), suggesting a reduction in the protective,
anti-inflammatory actions of oxytocin with cesarean G. Oxytocin Is Protective to the Developing Gut
deliveries. The increased expression of OXTR in enteric neurons
and enterocytes in intestinal tissue coincides with the
periods of birth and lactation, a time when the fetal gut
F. Oxytocin and Gastrointestinal Inflammation is simultaneously exposed to both endogenous maternal
A rich literature demonstrates that oxytocin also acts oxytocin (via maternal release at birth and during
as an anti-inflammatory protective molecule for the breastfeeding) and inflammatory processes, such as
adult and developing gastrointestinal system, including amino acid–insufficiency stress, bacterial antigen stim-
the period of gut microbial colonization at birth and ulation, and microbial colonization (Welch et al., 2009;
lactation during which the fetal gut is exposed to Klein et al., 2017; Kingsbury and Bilbo, 2019). The
significant antigen stimulation from thousands of bac- absence of Oxtr during development in Oxtr knockout
terial species (reviewed in Kingsbury and Bilbo (2019)) mice results in increased intestinal inflammation in
(Fig. 5). Within adult rodents, stress- and/or chemical- addition to increased macromolecular gut permeability,
induced colitis increases intestinal damage, oxidative increased gut motility, and disruption of mucosal
stress, neutrophil infiltration, the expression of inflam- maintenance (Welch et al., 2014), indicating that the
matory pathway genes, and anxiety-related behavior oxytocin-signaling system has important functions for
(Iseri et al., 2008; Cetinel et al., 2010; Welch et al., the establishment of the gastrointestinal system. Spe-
2014). Oxytocin treatment dampens the severity of cifically, oxytocin signaling has been shown to reduce
intestinal damage and alleviates anxiety, whereas co- cellular stress within Caco2BB cells, a human gut cell
administration of an OXTR antagonist or the use of Oxtr line used as an enterocyte model, by modulating the
knockout mice prevents oxytocin’s protective effects unfolded protein response (UPR) in the endoplasmic
(Iseri et al., 2008; Cetinel et al., 2010; Welch et al., reticulum (UPRER)) (Klein et al., 2013, 2014, 2016). The
2014). Similar to offering neuroprotection to the brain UPRER can be activated during inflammation or im-
during hypoxic-ischemic events, oxytocin appears to mune challenges or in response to other stressors (Bordt
protect the gut during reduced intestinal blood flow et al., 2019) and is a cellular stress response that
within a model of burn-induced gastric injury (Iseri occurs when there is a buildup of unfolded and/or
et al., 2008). Thermal burns produce transient splanch- misfolded proteins within the endoplasmic reticulum
nic vasoconstriction followed by oxidative and nitro- of cells. This accumulation of proteins activates the
sative intestinal injury and increased reperfusion UPRER, which serves to trigger signaling cascades
injury and, if severe enough, increased intestinal per- that halt protein synthesis, reduce protein load, and
meability, sepsis, and organ failure (Iseri et al., 2008). restore cellular homeostasis (Schroder and Kaufman,
Whereas rats exposed to a thermal burn followed by 2005; Hetz et al., 2011; Hetz, 2012). In addition to the
a subcutaneous saline injection are characterized by UPRER, oxytocin also modulates autophagy, a process
greater levels of malondialdehyde and myeloperoxidase in which cellular components are degraded and
activity, greater gastric neutrophil infiltration, and recycled to restore homeostasis (Klein et al., 2014).
greater microscopic damage scores of the gastric mucosa
and skin, experimental rats that received two sub- H. Oxytocin and Breast Milk
cutaneous injections of oxytocin had a significant atten- In an effort to simulate the exposure of developing
uation of skin damage and burn-induced oxidative enterocytes to bacterial endotoxin via breast milk, Klein
damage of the intestinal mucosa (Iseri et al., 2008). et al. (2016) treated Caco2BB cells with LPS. Whereas
Furthermore, Erdman and colleagues have shown that LPS increased NF-kB proinflammatory signaling and
the gut bacterium, Lactobacillus reuteri, acting through suppressed the UPRER within Caco2BB cells, oxytocin
vagal nerve stimulation promotes the endogenous re- treatment prevented these LPS-mediated effects (Klein
lease of oxytocin, which functions to accelerate wound et al., 2016). This led Klein and associates (Klein et al.,
healing of the skin by activating CD4+Foxp3+CD25+– 2017) to propose that, during the lactation period,
immune regulatory T cells (Poutahidis et al., 2013; oxytocin in colostrum and breast milk both protects
Varian et al., 2017). Moreover, in a rodent model of enterocytes from apoptotic cell death amid low level
necrotizing enterocolitis induced by formula feeding, antigen microbial stimulation and modulates cellular
maternal separation, and intermittent hypoxia, oxyto- metabolism via phasic UPR runs to promote enterocyte
cin administration decreases the severity of intestinal cell differentiation. Klein et al. (2017) further showed
inflammation, whereas the OXTR antagonist exacer- that both colostrum oxytocin and exogenous oxytocin
bates it (Gross Margolis et al., 2017). Oxytocin also protect primary intestinal rat villi at birth from cellular
reduces visceral hypersensitivity, a feature of intesti- stress induced by amino acid starvation, a period of
nal bowel syndrome (Xu et al., 2018) and diabetic nutrient insufficiency between birth and first feeding.
848 Carter et al.
Fig. 5. Oxytocin acts as an anti-inflammatory molecule for the gastrointestinal system in the presence of stressors. For the developing gut, oxytocin
confers protection in the presence of a stressor by inhibiting the activation of proinflammatory cascades by activating the UPRER and by enhancing
autophagy. For the adult gut, oxytocin confers protection in the presence of a stressor by inhibiting proinflammatory cascades by inhibiting enteric glia
and NF-kB signaling by activating the UPRER by enhancing autophagy and by decreasing oxidative stress. Although oxytocin mediates many aspects
of social behavior and cognition after stress-aggravated colitis, oxytocin has been shown to decrease anxiety-like behavior (Cetinel et al., 2010).
Inflammatory cascades are shown in purple, and oxytocin signaling is shown in red. All of oxytocin’s protective effects shown here are believed to be
mediated by oxytocin binding to the OXTR. CCR5, C-C chemokine receptor-5; GSH, reduced glutathione; LDH, lactate dehydrogenase; MDA,
malondialdehyde; MPO, myeloperoxidase.
Specifically, oxytocin dampens inflammatory process, system (Karelina and DeVries, 2011; Bordt et al.,
halts protein translation, and promotes autophagy in 2019; Kingsbury and Bilbo, 2019). Interestingly, some
newborn intestinal villi. of oxytocin’s wound-healing properties are mediated via
vagal nerve stimulation by the intestinal bacteria L.
I. Oxytocin and the Healing of Damaged Tissues reuteri, which causes an elevation in PVN oxytocin
In addition to its protective role for developing and followed by an increase in systemic oxytocin (Varian
adult gastrointestinal tissue, endogenous oxytocin, at et al., 2017).
high levels, has been implicated in human wound
healing (Gouin et al., 2010) and is protective against J. Oxytocin and Developmentally
cardiovascular dysfunction via a suppression of inflam- Induced Inflammation
matory processes mediated by neutrophils, macro- Benefits of oxytocin are often seen in developmental
phages, T lymphocytes, TNF-a, and IL-6 (Jankowski rodent models, such as maternal separation or phar-
et al., 2016; Reiss et al., 2019). Among other commonly macological or genetic models capable of creating
studied models in which oxytocin has been shown to be animals with atypical patterns of social behavior and
anti-inflammatory are those involving the healing of associated elevations in inflammation. Neonatal
tissue flaps (Xu et al., 2017) and ovarian cancer (Cuneo rodents respond with increases in inflammation after
et al., 2019). Within human patients, higher levels of nutrient insufficiency, maternal separation, or injec-
ascites oxytocin were associated with lower levels of the tions that induce inflammation (Klein et al., 2018). In
proinflammatory cytokine IL-6 and a significant sur- all of these cases, there is evidence that oxytocin is
vival advantage. Moreover, oxytocin inhibited IL-6 pro- protective. Atypical behaviors, tissue damage, and
duction in cancer cell lines (Cuneo et al., 2019). Oxytocin microglial activation can be reduced by oxytocin treat-
also may restore tissue after procedures that damage ments (Wang et al., 2018; Zinni et al., 2018; Mairesse
the nervous system, intestines, and cardiovascular et al., 2019).
Oxytocin As Medicine 849
K. Oxytocin, CD38, Immune Function, and reported to improve social behavioral deficits within
Social Behavior autistic patients and animal models (Higashida et al.,
Previous as well as recent findings suggest that some 2018). Intriguingly, this model helps explain our earlier
of oxytocin’s protective effects on immune function and findings of greater hypothalamic oxytocin-Fos colocali-
social behaviors are mediated by CD38. CD38 is a well- zation in subordinate and nonsocial stressed finches
known immune marker that is expressed by a range of (Goodson et al., 2015) as well as the facilitation of
immune cells (T cells, B cells, macrophages, natural partner preference formation in LPS-injected female
killer cells), is involved in the proliferation and immune prairie voles (Bilbo et al., 1999).
responses of lymphocytes, and serves as a diagnostic
marker for lymphoma, leukemia, myeloma, and human L. Oxytocin Regulates Probiotic Bacteria
immunodeficiency virus infection (Malavasi et al., Other treatments that may act through oxytocin
2008). Within the brain, CD38 is a transmembrane include the benefits of probiotic bacteria, such as L.
receptor on hypothalamic neurons that catalyzes the reuteri (Erdman and Poutahidis, 2016; Sgritta et al.,
formation of cyclic ADP-ribose (cADPR) and nicotinic 2019), found in colostrum and breast milk (Klein et al.,
acid adenine dinucleotide phosphate from NAD+ and 2018). For instance, adequate levels of intestinal L.
NAD phosphate (Deaglio and Malavasi, 2006). These reuteri stimulate adequate oxytocin PVN production
molecules play an integral role in the regulation of that is necessary for typical social affiliation (Sgritta
intracellular Ca2+ and control highly conserved pro- et al., 2019), particularly after prenatal exposure to an
cesses, such as egg fertilization, muscle contraction, inflammatory maternal high-fat diet (Buffington et al.,
hormone secretion, and immune function (Malavasi 2016). Some of these in vivo anti-inflammatory benefits
et al., 2008). In the hypothalamus, both cADPR and of oxytocin are autonomically mediated by the vagal
nicotinic acid adenine dinucleotide phosphate serve to pathways (Garrott et al., 2017; Reyes-Lagos et al.,
increase intracellular Ca2+, thereby triggering the 2019). Importantly, anti-inflammatory and beneficial
central and peripheral release of oxytocin that is behavioral effects of oxytocin have been detected both
important for a variety of social behaviors (Higashida in vivo and in vitro (Szeto et al., 2008; Gutkowska and
et al., 2012) Within CD38 knockout mice, neuroana- Jankowski, 2012; Szeto et al., 2017), indicating that the
tomical findings are consistent with deficits in hypotha- benefits of oxytocin are not limited to indirect neural or
lamic oxytocin secretion, and females show defects in endocrine actions.
maternal care, whereas males display social memory
impairments (Jin et al., 2007). These social behaviors M. Vasopressin and Inflammation
were rescued by subcutaneous OT injections or CD38 re- Vasopressin and AVPR1A have also been implicated
expression (Jin et al., 2007). Within humans, single- in immune function with effects that, in general, are
nucleotide polymorphisms of the CD38 gene have been proinflammatory and often opposite in direction from
associated with oxytocin inhibition and an increased those of oxytocin (Li et al., 2017b; Bordt et al., 2019). For
risk for autism (Lerer et al., 2010; Higashida et al., instance, vasopressin signaling exacerbates inflamma-
2012), a disorder characterized by immune dysfunction tory processes in the brain after ischemic stroke and
(McDougle et al., 2015). Moreover, human lymphoblas- traumatic brain injury (Szmydynger-Chodobska et al.,
toid cell lines derived from autistic patients show 2010, 2011). Furthermore, like oxytocin, vasopressin
reduced CD38 expression compared with those derived has roles for immune-system development, yet vaso-
from nonautistic controls (Lerer et al., 2010). Recent pressin may play a more limited role in immune-system
research also suggests that autism risk associated with regulation and in some cases can function to augment
vitamin A deficiency may be mediated through the oxytocin’s related immune effects (Li et al., 2017b).
CD38-oxytocin pathway (Gamliel et al., 2016; Lai
et al., 2018). In an intriguing review by Higashida N. Sex Differences in the Immune System
et al. (2018), evidence is put forth that hypothalamic As detailed below, recent research also links sex
oxytocin secretion is increased after social stress in differences and sexual differentiation to the immune
subordinate animals via a CD38-cADPR–dependent system (McCarthy et al., 2017; Dantzer, 2018, 2019).
mobilization of Ca2+ from intracellular stores and after These effects differ according to the social history of the
hyperthermia (triggered by LPS endotoxin exposure, individual, contributing to what has been termed
social stress, or stress coping) via a transient receptor “context” (Bartz et al., 2010; Carter, 2017). These effects
potential melastatin-2–dependent influx of Ca2+. also differ in physiology, with females more protected
Higashida et al. (2018) elaborate on how stress- than males in the context of stressors, such as birth,
induced oxytocin release caused by fever may explain because of their perinatal hormonal status and an
the transient recovery of social functions within autistic inherently greater antioxidant capacity within their
individuals during hyperthermia (Zhong et al., 2016), brains (Kingsbury and Bilbo, 2019). Thus, these effects
similar to how exogenous OT administration has been likely give rise to differences in how males and females
850 Carter et al.
respond to the protective functions of endogenous and can modify both of these peptides and their receptors.
exogenous oxytocin. During development, the vasopressin receptors appear
to be particularly sensitive to tuning by exogenous
peptides, with effects that also differ between males
XVI. Sex Differences
and females. For example, research in voles indicates
Oxytocin and vasopressin are produced by both males that vasopressin and its receptors can be developmen-
and females; however, the functions of these peptides tally regulated by exposure to exogenous oxytocin, thus
vary between sexes and among species (Carter and contributing to altered capacity to form pair bonds (Bales
Perkeybile, 2018). Because of the adaptive nature of et al., 2007). In both sexes, exposure to a relatively low
these hormonal systems and the fact that sexual differ- dose of exogenous oxytocin shortly after birth reduces the
entiation is influenced by genetics, epigenetics, and expression of AVPR1A in several other brain areas
physiologic processes (including inflammation) across (Bales et al., 2007). However, in male prairie voles, the
the lifespan (McCarthy et al., 2017), the relationship same treatment increases the expression of vasopressin
between sex and peptides is not very well-understood. receptors in the ventral pallidum, a brain region associ-
Steroids, including estrogen and testosterone of either ated with reward and pair bonding. In another experi-
endogenous or exogenous origins, can influence both ment in prairie voles using a wide range of doses of
oxytocin and vasopressin as well as the expression of vasopressin, dose-dependent increases in vasopressin in
their receptors (Jirikowski et al., 2018). The study of sex the 1st week of life were followed by increases in
differences in oxytocin and vasopressin is further compli- aggression in adulthood. These effects on aggression,
cated by dynamic changes in steroids that are experi- necessary for mate guarding, also were most pronounced
enced in both sexes across the lifecycle. in males (Stribley and Carter, 1999).
A thorough description of factors regulating sex differ-
ences is beyond the scope of this review, although this topic C. Sex Differences in Response to Stress and Trauma
is discussed in some depth in earlier reviews from our group
Sex differences in the oxytocin-vasopressin system
(Carter, 2003, 2014, 2017; Carter et al., 2009; Carter and
often are most apparent in the face of stressful experi-
Perkeybile, 2018; Kenkel et al., 2019). However, knowledge
ences, including social and hormonal experiences in
of sex differences with regard to the functions of oxytocin
early life (Carter et al., 2009; Kenkel et al., 2019).
and vasopressin is greatly needed in the development of
Glucocorticoids and other hormones released during
peptide-based treatments for mental and physical disor-
stressful experiences also can have major effects on
ders, including substance abuse, schizophrenia, and trauma
oxytocin, and oxytocin can act to moderate the release of
(Macdonald, 2013). This is particularly important since,
and effects of glucocorticoids. For example, glucocorti-
for several of these disorders, one sex often has greater
coids and exposure to stressors have been shown to
vulnerability for social and cognitive dysfunction.
upregulate the oxytocin receptor (Liberzon and Young,
A. Sex Differences in Vasopressin 1997).
Effects of vasopressin are often more apparent in males
versus females. Of particular relevance to understanding D. Sex Differences in Strategies Used to
interactions between oxytocin and vasopressin is the Manage Challenges
consistent finding that vasopressin in the nervous system We can speculate that activation of central vasopres-
is affected by androgens. In rodent brains, endogenous sin or its receptors and associated increases in the
vasopressin synthesis is androgen-dependent and sexually sympathetic nervous system would allow more active or
dimorphic within an axis that modulates self-defensive mobilized responses to emotional and physiologic chal-
behavior (de Vries and Forger, 2015; Dumais and Veenema, lenge including the capacity for aggression and physical
2016). Vasopressin receptors also vary regionally between violence. For example, it is possible that a male-biased
males and females (DiBenedictis et al., 2017). dependence on vasopressin might help explain the
Responses to exogenous vasopressin also can differ in capacity of male prairie voles to form social bonds in
males and females (Dantzer, 1998; Thompson et al., the face of extreme challenges, whereas stress inhibits
2006; Carter et al., 2009). However, vasopressin also heterosexual pair-bond formation in females (DeVries
functions in conjunction with oxytocin to facilitate et al., 1996). Dependence on vasopressin would leave
selective social behaviors, including social bonds and males more capable of responding to challenges associated
selective aggression (Cho et al., 1999; Carter, 2017). with defending the family using mobilized responses.
However, if generalized to other species, this sex difference
B. Developmental Effects of Oxytocin and Vasopressin may also leave males more vulnerable to disorders or
Are Often Sexually Dimorphic injury associated with increased aggression and risk
Adding to the complexity of the sex differences in taking (Carter, 1998, 2007; Dantzer, 2019). Concurrently,
these peptides are findings that indicate that the males appear to be protected against shut-down responses,
presence of oxytocin or vasopressin during development especially in life-threatening situations, via vasopressin
Oxytocin As Medicine 851
and associated increases in alertness or arousal in the face bleeding, and an early “sensitive” period for mother-
of threats. infant bonding (Nissen et al., 1995).
The consequences of treatment with exogenous pep- A. Social Support and Perceived Safety
tides can vary by sex in humans (Thompson et al., 2006; The effects of endogenous oxytocin and vasopressin
Domes et al., 2010; Taylor et al., 2010), nonhuman on brain-body connections, including the immune and
primates (Jiang and Platt, 2018), and other mammals autonomic nervous system may help to explain the
(De Vries and Panzica, 2006; Carter, 2007; Albers, 2015; profound health-related effects of social relationships or
Okhovat et al., 2018). In postmenopausal women, their absence. Despite the complexity associated with
increases in endogenous oxytocin have been associated using exogenous peptides as medicines, there has been
with “gaps in social relationships” (Taylor et al., 2006). considerable optimism generated by short-term behav-
Releasing oxytocin may be a component of a self- ioral effects of oxytocin. Oxytocin appears to be of
regulatory process that helps mammals deal with iso- special relevance to physical and mental protective
lation, stress coping, and recovery from trauma. For adaptations that involve high levels of sociality or social
example, female prairie voles subjected to a 1-hour support and a sense of psychologic safety as well as
immobilization stress recovered faster in the presence emotional regulation and autonomic stability that are
of their male partner as opposed to recovering alone, necessary for mental health and higher levels of
displaying less anxiety-like behavior, lower levels of the cognitive functions (Carter, 2014).
stress hormone corticosterone, and increased PVN
oxytocin release (Smith and Wang, 2014). Furthermore, B. Oxytocin in Psychologic Functioning
the benefits of this oxytocin-mediated social buffering A recurring issue in attempts to use oxytocin as
were recapitulated in stressed females that were sub- a medicine is the need to understand its role in
sequently isolated after they received injections of behavioral and physiologic adaptations and resilience
oxytocin in the PVN (rather than access to their in the face of stressors and trauma. Nervous system
partner) (Smith and Wang, 2014). These hormonal activity, neural connectivity, and responses to social
responses could also facilitate subsequent social en- stimuli have been related to peripheral peptide concen-
gagement and relationships as well as boost the im- trations in both neurotypical individuals (Lancaster
mune system (see below), functions that would be et al., 2018a) and those diagnosed with various mental
especially adaptive in females who may be less able illnesses, such as schizophrenia or bipolar disorder
than males to survive alone (Taylor et al., 2010). (Rubin et al., 2018). Peripheral levels of oxytocin and
vasopressin or variations in their receptors have been
G. The Stress of Birth associated with function in Williams syndrome (Dai
Oxytocin may be of special relevance in helping et al., 2012), autism spectrum disorders (Oztan et al.,
infants (Tyzio et al., 2006, 2008) and mothers recover 2018b), schizophrenia (Rubin et al., 2014, 2018), de-
from the trauma of birth while simultaneously engaging pression (Cyranowski et al., 2008; Goekoop et al., 2011),
in mother-infant bonding (Nissen et al., 1995). For postpartum depression (Zelkowitz et al., 2014; Bell
instance, there are peaks in serum oxytocin immedi- et al., 2015), borderline personality disorders (Brune,
ately postpartum in women that correspond with the 2016), eating disorders (Aulinas et al., 2019), and sub-
expulsion of the placenta, contractions to reduce uterine stance abuse (Buisman-Pijlman et al., 2014).
852 Carter et al.
XVIII. Examples of the Complexity Encountered childhood abuse, with generally lower levels in individuals
in Treating Disease with Oxytocin-Like Drugs who have experienced greater emotional adversity in early
life (Heim et al., 2009; Toepfer et al., 2017). Moreover, the
A large scientific literature, beyond the scope of this
release of oxytocin differs according to the adult attach-
review, has implicated oxytocin in both health and
ment style of the individual. In one study, oxytocin levels
illness. However, the relationships between endoge-
were elevated in trauma survivors, supporting the hypoth-
nous and responses to exogenous oxytocin have not
esis that oxytocin serves a “stress-coping” function. How-
been easily identified. In some individuals and for
ever, a lower level of increase in oxytocin in response to
a subset of disorders, the effects of exogenous oxytocin
a stressor was seen in individuals with a “dismissive”
have been negative. Below, we offer examples of the
attachment style compared with more securely attached
complexity associated with the use of oxytocin as
individuals (Pierrehumbert et al., 2012). However, “se-
a therapeutic in postpartum depression and cancer.
cure” attachment or a “sense of safety,” as used in
Among the sources of variation in outcomes are genet-
psychologic research, is a theoretical construct, which
ics, epigenetics, and especially adversity in early life. In
must be translated into physiologic states. The relation-
addition, as described below in the case of cancer, effects
ship between oxytocin and trauma in adulthood has not
of oxytocin on different subcellular signaling pathways
yielded consistent results (Engel et al., 2019), and
will need to be considered in creating safe medicines
perhaps a fuller consideration of early life experience
based on oxytocin-like molecules.
could resolve this. Thus, psychologic context can manifest
as physiology, with consequences for the actions of
A. Postpartum Depression oxytocin and vasopressin; this of course complicates the
Because of its central role in birth and lactation, attempts to study these peptides in clinical populations.
oxytocin was a logical target as an explanation for and The effects of the relationship between oxytocin and
treatment of postpartum depression. We hypothesized the symptoms of postpartum depression are particu-
that endogenous oxytocin, including that released as larly obvious in women experiencing stress (Zelkowitz
a consequence of lactation, would be protective against the et al., 2014; Massey et al., 2016) or with a history of
development of postpartum mood shifts, possibly in part by adversity (Walsh et al., 2018). Furthermore, early life
reducing susceptibility to social or environmental stressors stress and the emotional history of an individual can
(Carter and Altemus, 1997). There is increasing experimen- influence the reaction to exogenous oxytocin. For exam-
tal evidence for this hypothesis (Gust et al., 2020). ple, in a placebo-controlled experiment, intranasal
Comparatively lower concentrations of plasma oxyto- oxytocin was administered to women diagnosed with
cin, both prenatally and postpartum, have been associ- postpartum depression (Walsh et al., 2018). In that
ated with increased symptomology (Skrundz et al., study, oxytocin decreased symptoms in women who did
2011; Stuebe et al., 2013; Cox et al., 2015; Garfield not have a history of early life stress but increased
et al., 2015). Specific polymorphisms within both OXT symptoms in women with a history of stress.
(Jonas et al., 2013) and OXTR (Apter-Levy et al., 2013; Depression, used in a more general sense, also has
Mileva-Seitz et al., 2013) also appear to confer vulner- proven difficult to reliably relate to endogenous oxytocin.
ability to developing postpartum depression. Women Several studies show a decrease in peripheral oxytocin
with higher reported levels of psychosocial stress in with increased depressive symptoms (Frasch et al., 1995;
early pregnancy and postpartum had lower depressive Scantamburlo et al., 2007; Ozsoy et al., 2009; Seay et al.,
symptoms if they had higher levels of circulating oxytocin 2014). However, individuals with increased depressive
(Zelkowitz et al., 2014). In addition, epigenetic modifica- symptoms sometimes exhibit increased levels of oxytocin
tion of OXTR via DNA methylation at specific CpG sites in (Parker et al., 2010; Holt-Lunstad et al., 2011; Seay et al.,
the promoter region also increased the risk of postpartum 2014). Furthermore, high levels of oxytocin-staining cells
depression, with effects that were expressed in a geno- have been detected in postmortem tissue; people with
type-specific manner (Bell et al., 2015). major depressive disorder had a greater number of
However, there is considerable individual variation in oxytocin and vasopressin-immunoreactive cells in the
oxytocin concentrations and in the oxytocin receptor in PVN compared with controls (Purba et al., 1996). There
pregnancy and postpartum. It is possible that knowl- are also reports of increased variability in oxytocin levels
edge of these differences, especially in the context of in people with depressive symptoms compared with
individual variations in life history, as well as the controls (van Londen et al., 1997; Cyranowski et al.,
specific levels of peptides and receptors for both oxyto- 2008). Studies such as these suggest dysregulation in the
cin and vasopressin, can be used to predict or treat oxytocin-vasopressin system possibly associated with
disorders, such as postpartum depression. Further- stressful experiences across the lifespan and the emo-
more, in humans it appears that the adult response to tional experiences described as major depression (Bao
exogenous oxytocin is moderated by early life experi- and Swaab, 2018). These studies also illustrate the
ences including trauma (Walsh et al., 2018). The release challenges associated with using oxytocin as therapy for
of endogenous oxytocin also has been related to early behavioral disorders.
Oxytocin As Medicine 853
have epigenetic consequences for the expression of Oxtr with a role in regulating inflammation—once more
(Kenkel et al., 2019; Perkeybile et al., 2019). implicating oxytocin in the body’s adaptive response to
immune challenges (Figs. 4 and 5).
Imaging studies in rats comparing the effects of
XX. Methods for Administering Oxytocin or
oxytocin given intravenously versus intracerebral in-
Stimulating the Oxytocin System
fusion revealed that these two methods had very differ-
Studies of the effects of peripherally administered ent consequences for blood oxygen level–dependent
oxytocin offered a new perspective on the role of activity within the nervous system (Ferris et al., 2015).
oxytocin in human behavior and aroused great interest Imaging studies in humans also reveal that different
in therapeutic applications of oxytocin (Kosfeld et al., methods of administration of oxytocin can produce
2005; Macdonald and Feifel, 2013). Dozens of clinical different outcomes. For example, intranasal spray versus
trials are now examining the functional effects of OXTR a nebulizer elicited responses, albeit in different brain
agonists, including oxytocin and related drugs, such as areas and possibly in different regions of the olfactory
the selective oxytocin receptor agonist carbetocin. Clin- tract (Martins et al., 2020). These findings support the
ical studies typically report positive outcomes in at least potential usefulness of intranasal administration but
a subset of patients. leave the mechanisms of action open to further investi-
In behavioral studies oxytocin has been most typi- gation. It also remains to be determined which methods
cally administered by intranasal spray. However, the of administration of exogenous oxytocin might be most
behavioral effects of oxytocin have been questioned by functionally comparable to the effects of endogenously
complex findings from those studies, as detailed in released peptides.
many reviews (De Dreu, 2012; Macdonald and Feifel,
2013; Bethlehem et al., 2014; Bernaerts et al., 2017; B. Placental Transport of Oxytocin
Hurlemann and Grinevich, 2018). Moreover, even trials The weak penetrance of oxytocin through both the
based on the classic nine–amino acid oxytocin molecule placenta and blood-brain barrier has been used as
are often limited by the use of acute treatment protocols; a justification for the wide use of Pitocin in labor
in most cases a single treatment is used. Analysis of induction. However, the evidence for transplacental
repeated and long-term effects of oxytocin or oxytocin- passage of oxytocin has been mixed, with both positive
like molecules are rare, although even in adults, the and negative results reported [reviewed Kenkel et al.
effects of oxytocin-like drugs differ by the duration and (2014)]. Interestingly, levels of oxytocin in cord blood
dose used, and the effects may last for weeks beyond the measured within 1 minute of birth were significantly
time of treatment (Moy et al., 2019). Interpretation of elevated in infants born via a vaginal birth (without
these findings needs to be considered in the context of maternal exogeneous oxytocin administration) as com-
early life experience and the capacity of oxytocin to pared with infants born via elective cesarean section
interact with vasopressin receptors (Carter, 2017) as before labor started (Marchini et al., 1988). Further
well as other features of oxytocin’s functions detailed in complicating understanding of their mechanisms of
the current review. action, peptide receptors exist throughout the viscera,
such as in the digestive tract (Welch et al., 2014). These
A. Does Peripherally Administered Oxytocin Reach receptors may allow oxytocin-like molecules to stimu-
the Brain? late vagal afferents, thereby circumventing the blood-
In its classic nine–amino acid form, it was tradition- brain barrier in the transmission of information back to
ally argued that oxytocin did not readily cross the blood- the brain.
brain barrier (Leng and Ludwig, 2016). However, in
studies done in monkeys, intranasally administered C. Oral Oxytocin
oxytocin labeled with deuterium was detected in cere- Oxytocin is present in milk, and oral treatments with
brospinal fluid (Lee et al., 2018) and in brain regions oxytocin, especially in young animals, may be an
where oxytocin activity influences motivated behaviors important route for influencing this system. Recent
(Lee et al., 2020). This argument also is diminished by research in mice demonstrates that oxytocin is resistant
recent awareness of the capacity of RAGE to act as an to digestion (Yamamoto and Higashida, 2020) and is
oxytocin-binding protein facilitating the transport of active in milk and colostrum, with effects on brain and
oxytocin across the blood-brain barrier and through behavior, especially in preweaning animals (Welch
other tissues (Yamamoto and Higashida, 2020). RAGE et al., 2014; Higashida et al., 2017; Klein et al., 2018;
exists in a soluble form in blood and is also bound to cell Tabbaa and Hammock, 2020). For example, Tabbaa and
membranes. Of particular interest to the functions of Hammock (2020) report that orally administered oxy-
oxytocin, the directionality of this transport is 5– tocin affects the nervous system in young mice. Fur-
10 times higher from the blood to the brain, in thermore, RAGE transports oxytocin readily across the
comparison with brain to blood transport. Furthermore, intestinal epithelium during the first postnatal week in
RAGE is a member of the immunoglobulin superfamily mice when the intestinal barrier is still fairly permeable
Oxytocin As Medicine 855
(Higashida et al., 2017). Although oxytocin absorption Furman, 2011; Hinzey et al., 2016). As describe above,
from the gut lumen to the blood can occur in adults, a 10- oxytocin also has powerful immune consequences (Figs.
fold higher concentration of oxytocin is required 4 and 5), may promote longevity, and could have played
(Higashida et al., 2017). As described above, comparable a central role in human evolution (Carter, 2014).
processes that are dependent on RAGE appear to occur However, attempts to create safe drugs based on this
in the nervous system, permitting crossing of the blood- molecule must take into account oxytocin’s unique
brain barrier (Yamamoto et al., 2019). Knowledge of evolutionary history and complex integrative adaptive
RAGE suggests yet another method for regulating the properties that span the physiologic and social realms.
availability of and transport of oxytocin (Yamamoto and
Higashida, 2020). For example, individual differences Acknowledgments
in RAGE could help to predict cellular access to oxytocin We are very grateful to Katie Krol, Josh Danoff, and Pat Kratoch-
and might also facilitate access to oxytocin under well for editorial assistance.
conditions of stress or illness (Higashida et al., 2018;
Yamamoto et al., 2019). Authorship Contributions
Wrote or contributed to the writing of the manuscript: Carter,
D. Increasing the Bioavailability of Oxytocin
Kenkel, MacLean, Wilson, Perkeybile, Yee, Ferris, Nazarloo, Porges,
Recent studies using methods to increase oxytocin’s Davis, Connelly, Kingsbury.
access to the nervous system have employed nano-
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