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Tulin (2007)

The document discusses the transport of kinetic, gravity potential, and surface-tension energies in sinusoidal water waves, revealing that these energy types travel at different speeds. It establishes that the group velocity is an energy-weighted average of these speeds and emphasizes the importance of vertical kinetic energy transport for wave propagation. The paper also explores the modulation of gravity waves and the fundamental mechanisms of energy transport in wave motion.

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Arthur M Reed
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0% found this document useful (0 votes)
7 views12 pages

Tulin (2007)

The document discusses the transport of kinetic, gravity potential, and surface-tension energies in sinusoidal water waves, revealing that these energy types travel at different speeds. It establishes that the group velocity is an energy-weighted average of these speeds and emphasizes the importance of vertical kinetic energy transport for wave propagation. The paper also explores the modulation of gravity waves and the fundamental mechanisms of energy transport in wave motion.

Uploaded by

Arthur M Reed
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
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Download as PDF, TXT or read online on Scribd
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J Eng Math (2007) 58:339–350

DOI 10.1007/s10665-006-9131-5

On the transport of energy in water waves


Marshall P. Tulin

Received: 6 February 2006 / Accepted: 21 December 2006 / Published online: 30 May 2007
© Springer Science+Business Media B.V. 2007

Abstract Theory is developed and utilized for the calculation of the separate transport of kinetic, gravity
potential, and surface-tension energies within sinusoidal surface waves in water of arbitrary depth.
In Sect. 2 it is shown that each of these three types of energy constituting the wave travel at different
speeds, and that the group velocity, cg , is the energy-weighted average of these speeds, depth- and time-
averaged in the case of the kinetic energy. It is shown that the time-averaged kinetic energy travels at every
depth horizontally either with (deep water), or faster than the wave itself, and that the propagation of a
sinusoidal wave is made possible by the vertical transport of kinetic energy to the free surface, where it
provides the oscillating balance in surface energy just necessary to allow the propagation of the wave.The
propagation speed along the surface of the gravity potential energy is null, while the surface-tension energy
travels forward along the wave surface everywhere at twice the wave velocity, c.
The flux of kinetic energy, when viewed traveling with a wave, provides a pattern of steady flux lines
which originate and end on the free surface after making vertical excursions into the wave, even to the
bottom, and these are calculated. The pictures produced in this way provide immediate insight into the
basic mechanisms of wave motion.
In Sect. 3 the modulated gravity wave is considered in deep water and the balance of terms involved in
the propagation of the energy in the wave group is determined; it is shown again that vertical transport
of kinetic energy to the surface is fundamental in allowing the propagation of the modulation, and in
determining the well-known speed of the modulation envelope, cg .

Keywords Water waves · Energy transport · Group velocity · Wave modulation

Dedicated to Professor J.N. Newman in recollection of his many significant contributions to the theory and computation of
waves and floating bodies and to the founding of the IWWWFB.

M. P. Tulin (B)
Ocean Engineering Laboratory
University of California at Santa Barbara, Santa Barbara, CA 93106, USA
e-mail: mpt6@cox.net
340 J Eng Math (2007) 58:339–350

1 Introduction

Energy transport in waves has in the past been almost inextricably interwoven with the concept of wave
‘group velocity.’ The later arose from the very elemental observation of Scott Russell (1844), as quoted
here in Lamb [1, p. 380], “It has often been noticed that when an isolated group of waves, of sensibly the
same length, is advancing over relatively deep water, the velocity of the group as a whole is less than that of
the individual waves composing it. If attention be fixed on a particular wave, it is seen to advance through
the group, gradually dying out as it approaches the front, whilst its former place in the group is occupied
in succession by the waves which have come forward from the sea.”
The first explanation of the group phenomenon in terms of the dispersive character of water waves was
kinematical in nature [2], soon generalized by Rayleigh [3,4] to a variety of waves in fluids, as well as to
flexural waves in beams. The kinematical result, derived from superposition of two dispersive waves of
infinitesimally differing wave length, is that the group velocity is precisely the derivative of the frequency,
ω, with respect to wave number, k: cg = dω/dk.
The connection between the group velocity and energy flux was made by Osborne Reynolds [5], who
showed that the time-averaged energy transported across any transverse plane in a train of deep-water
linear waves is only half of the energy necessary to supply the waves which pass in the same time, and this
result was extended to water of arbitrary depth by Rayleigh [4, p. 479], who also in the same paper provided
a derivation alternative to Reynolds’, and applicable to arbitrary waves. This derivation depended on the
artifice of considering the wave number to have a small imaginary component.
From this time (1877), and leaving aside questions which arise in the nonlinear wave regime, the state
of affairs regarding energy transport in waves has remained essentially as left by Rayleigh; for evidence of
this see the masterly pedagogical discussions in Sir James Lighthill’s “Theory of Waves” [6].
The group velocity, subsequent to Rayleigh, made its appearance in the asymptotic analysis (stationary
phase) of water waves and its meaning and application were both extended to the treatment of wave
spectra, modulating waves, wave patterns (as the Kelvin ship wave), internal waves, and others. In fact,
its presence in wave theory is ubiquitous. There do remain questions however. The underlying connection
between the separate kinematical and energy propagation origins of the group velocity remains obscure. Its
meaning and definition in the non-linear regime of water waves offers difficulties as well; see the discussion
in [7].
In the present paper we are concerned with more than the group velocity itself, particularly with some
very basic questions regarding the true nature of energy transport within the wave, and its relation to the
mechanism of wave motion: (i) Do all components of the wave energy (kinetic, gravity potential, and sur-
face tension) travel at the group velocity, cg , uniform within the wave, and if not, how do they propagate?
and (ii)What role do these transport speeds play in the mechanism of wave propagation itself, both for the
basic wave and for the modulation envelope?
The surprising answers to these questions may be found within the context of the linear sinusoidal wave,
and its second-order counterpart in the case of modulating waves. They allow us a more complete and
satisfying physical understanding, in terms of energy transport, of the actual physical mechanism underlying
the very existence of sinusoidal waves and wave groups in general, including wave fronts.
It should be mentioned, for the sake of historical completeness, that the kinetic energy produced in the
ideal fluid through the motion of a body was appreciated by 19th c. theorists as central in the treatment
of the body’s dynamics, and led to the concept of the added-mass tensor for which formulae were early
produced; see [1]. Nevertheless, beyond the calculation of the total field kinetic energy, important fun-
damental questions remain to this day: How does the energy flow from the moving body, parts of which
must be doing work on the fluid, and then penetrate into the fluid, permeating it and thus creating the
flow field which connects through the fluid with the body? Then, in what way does the fluid return energy
to the body in other parts, making possible the existence of body motion without resistance in a perfect
fluid?
J Eng Math (2007) 58:339–350 341

These questions, although beyond our present scope, can, however, be answered for planar bodies using
certain fundamental relations introduced herein, as well as the device of energy flux lines.

2 General theory

2.1 Flux in a continuous media

The temporal change of a scalar quantity lies in the balance between its generation and the gradients of its
flux, and can therefore always be written:
∂e
+ ∇ · F e = Qe , (2.1)
∂t
where F e is the flux of e and Qe its “source,” each defined locally in space and time. When considered while
moving locally with the velocity ϑ R,
de ∂e
=  R · ∇e = Qe − ∇ · F e + ϑ
+ϑ  R · ∇e,
dt ∂t
so that,
de
+ ∇ · [F e − ϑ
 R e] = Qe − e[∇ · ϑ
R] (2.2)
dt
and the effective flux and source are thus seen to depend on observation.
The flux defined through (2.1) and (2.2) quantifies the transport of the scalar and thereby defines a
transport velocity, ce ,
F e
ce = R.
−ϑ (2.3)
e

2.2 Kinetic energy flux in an ideal fluid

The transport of the kinetic energy density (ρq2 /2 = ρ u ·u  /2), within an irrotational (u = ∇φ), incom-
pressible (∇ 2 φ = 0) flow is readily found. By definition,
ρq2 ρ
KE = = ∇ · (φ∇φ)
2 2
and taking into account incompressibility, a conservation law in the form of (2.1) results.
∂KE ρ
= ∇ · {φt ∇φ + φ∇φt }
∂t 2
ρ
= {φt ∇ 2 φ + φ∇ 2 φt } + ρ{∇φt ∇φ}
2
= ρ∇ · {φt ∇φ}
or,
∂KE
− ∇ · [ρφt u] = 0 (2.4)
∂t
and therefore,

F(KE) = −ρφt u  ; Q(KE) = 0. (2.5)
This, (2.5), is the Eulerian flux, which is seen to be in the direction of the particle velocity. Correspondingly,
the Lagrangian flux is taken following a particle by setting ϑ R = u  in (2.2),
 2 
 q
F(KE;  ) = −ρ u
u  φt + . (2.6)
2
342 J Eng Math (2007) 58:339–350

2.3 KE Flux for a uniformly translating planar flow

When the flow field is translating with the uniform speed c in the x-direction, so that,
φ = φ(x − ct; y), (2.7)
then
φt = −cφx (2.8)
and, the Eulerian flux is

F(KE) = ρcφx u. (2.9)
When observed from the traveling flow field, so that the flow appears steady,
 
 q2
 − c
F(KE; c) = ρ cφx u (2.10)
2
with components,
 
u2 − ϑ2
Fx (KE; c) = ρc , (2.11)
2

Fy (KE; c) = ρc{uϑ}. (2.12)


Since the flow is irrotational and incompressible, a complex potential (z), for the perturbation of the
uniform flow c exists, everywhere a function of z = x + iy; its derivative, v(z) =   (z) = u − iϑ, is the
complex velocity. It is easily seen that,
  
 cν 2 (u2 − ϑ2 ) uϑ
F(KE; c) = Fx (KE; c) + iFy (KE; c) = = −i , (2.13)
2 2 2
where the overbar indicates the complex conjugate.

The flux of KE may be visualized along lines defined by the loci of the vector F(KE; c), and given by
YF (X), where
dYF FY Im(ν 2 )
= =− , (2.14)
dX FX Re(ν 2 )
where Im and Re refer to imaginary and real parts respectively.
Note that the energy flux lines, defined by (2.14), are quite distinct from the streamlines, which are given
by replacing ν 2 with ν in (2.14).

2.4 KE Flux in uniform water waves

Excluding terms of O(ak)3 , the complex perturbation velocity, ν(z), for a gravity wave of permanent form
in deep water is; see [1, p. 417],
ν = (ak)e(−ikz) (2.15)
and the KE flux, (2.10), observed from coordinates moving with the wave is,
c 2 c
ν = (ak)2 e2ky (cos 2kx + i sin 2kx). (2.16)
2 2
The wave KE flux lines are, therefore, see (2.14), defined by
dYF
= tan 2kx (2.17)
dX
J Eng Math (2007) 58:339–350 343

Fig. 1 Kinetic energy flux


under monochromatic
waves

In Fig. 1, the flux lines of the kinetic energy are shown. It appears that there is little net streaming of
kinetic energy, and that on average the kinetic energy would seem to be flowing with the wave, and we
shall subsequently show that this is the case in deep water. Note further the vertical flux of kinetic energy
immediately at the wave surface, with peaks A corresponding to peaks in the temporal growth of the wave
potential energy, gη2 /2, and B to peaks in its decline.

2.5 KE Flux in waves when a bottom is present

For waves propagating in water of finite depth, d, the complex velocity in the linear approximation is,

ν = ak cos h(ikz∗ ), (2.18)

where a is a real constant (not the wave amplitude), and z∗ = x + i(y + d).
 
(ak) 2 e2ikz∗ + e−2ikz∗ + 2
ν2 = , (2.19)
2 2
344 J Eng Math (2007) 58:339–350

  (ak)2
R ν2 = [1 + cos h2k(y + d) · cos 2kx], (2.20)
2

  (ak)2
I ν2 = − [sin h2k(y + d) · sin 2kx], (2.21)
2
and the flux lines, YF (X), are defined by
dYF sin h2k(y + d) · sin 2kx
= . (2.22)
dX [1 + cos h2k(y + d) · cos 2kx]
There is always a region in the wave, centered around kx = ± π2 , where the denominator in (2.22), the
horizontal flux, becomes negative, but outside of that region the horizontal flux is positive (i.e., in the wave
direction). The smaller kd, the more the latter dominates, so that in very shallow water the energy is almost
everywhere moving forward relative to the wave; see Fig. 1, bottom.

2.6 Time-averaged flux in a uniform wave field

The time averaged flux (as observed at rest), F̂, in a uniform wave field is, see (2.9):

F̂y = ρcuϑ, (2.23)

F̂x = ρcu2 = 2cKE((horizontal)), (2.24)

where the averages are taken at a fixed point in the wave field (x, y) and averaged over one wave period,
T. The averaged vertical flux, (2.23), in a Stokes wave is zero because of the symmetry of the wave about
both crest and trough.
The horizontal flux, (2.24), is always positive beneath the wave, decreasing with depth, and the associated
transport speed is, see (2.3):

2KE(horizontal)
ce = c · . (2.25)
KE(horizontal) + KE(vertical)
In the case of linear deep-water waves, the horizontal and vertical kinetic energies are identical, and
therefore,

ce = c (deep water) (2.26)

uniform beneath the water surface. In the limit of very shallow water the vertical kinetic energy becomes
asymptotically small, and

ce ∼
= 2c (very shallow water). (2.27)

In between, ce varies beneath the surface. Its average in depth is,


(kd)
ce = c · 1 + . (2.28)
cos h(kd) sin h(kd)
These results are consistent with the flux line diagrams, Fig. 1, and quantify the net drift of kinetic energy
relative to the wave which is apparent in the diagrams, increasing with decrease in depth.
It is probably unnecessary to point out that these transport speeds do not correspond to the group velocity.
They are in fact exactly twice the so-called group velocity in the case of linear waves.
J Eng Math (2007) 58:339–350 345

2.7 The transport of surface energy

Both potential (V) and surface-tension ( ) energies are defined completely by the shape of the fluid inter-
face, So , and their sum comprise the surface energy, SE = V + . The former, (V), is a consequence of
gravity acting at the density jump at an interface; the latter, ( ), arises from an increase in the surface area
consequent to wrinkling of the flat interface due to wave propagation across it. The orthogonal co-ordinates
in the flat interface are x, z; da = dxdz is an element of area in the flat interface; ds is the element of area
of the actual wrinkled surface whose projection on the flat interface is da; n  is the outward normal to the
element ds; ∇2 the gradient along the flat interface in the direction of the wavenumber k;  c is the phase
velocity of the wave; η is the local elevation; σ is the coefficient of surface tension.
The potential energy, V, associated with da is,
η2
d(V) = ( ρ)g · da where ( ρ) = ρ at a free surface. (2.29)
2
The surface-tension energy at the same point is,
σ  
d( ) = σ 1 + (ηx )2 + (ηz )2 − 1 · da ∼ = (ηx )2 + (ηz )2 · da (linear). (2.30)
2
We shall subsequently show that the temporal change in surface energy in an elemental vertical sliver
defined by da, is balanced by the local gradient of the flux along the surface of the surface-tension energy
( ), and by a source of energy at the surface arising from the normal flux of kinetic energy, Fn (KE; So ),
into the free surface, So , of the sliver. That is:
∂(SE)  ; So ) = n  ds
+ ∇2 · F(  · F(KE; So ) · . (2.31)
∂t da
The flux of kinetic energy into the moving interface, n 
 · F(KE; So ) is, using (2.6):
 
q 2
n 
 · F(KE; So ) = −ρφn φt + on So . (2.32)
2
The surface energy is given by the sum of (2.28) and (2.29):
1 2 
(SE) = (V + ) = gη + σ (ηx )2 + (ηz )2 , (2.33)
2
where we have used the first-order approximation for , and as we show below, the surface-tension energy
flux for waves of small steepness is, simply,
 ; So ) = 2c .
F( (2.34)
First, we demonstrate (2.31) in the absence of surface tension by multiplying Bernoulli’s equation at the
surface by ηt and using the kinematical identity:
ds
η t = φn , (2.35)
da
   
q2 ds q2
ηt gη + + φt = gηηt + φn φt + = 0, (2.36)
2 da 2
which becomes,
 
ρg 2 q2 ds
(η )t = −ρφn φt + · , (2.37)
2 2 da
which can be written,
∂(V)  ds
=n  · F(KE; So ) · , (2.38)
∂t da
an exact result, corresponding to (2.31) in the absence of ( ).
346 J Eng Math (2007) 58:339–350

The source of potential energy in the kinetic energy flux normal to the free surface, as shown in (2.38),
is of great physical significance for wave motion as we shall later see.
Now we repeat the above derivation, but including in Bernoulli’s equation the effect of surface tension;
for simplicity in the surface-tension terms we again assume waves of small steepness:
σ q2
ηt gη − (ηxx + ηzz ) + + φt So = 0, (2.39)
ρ 2
which becomes,
 
g 2 σ ds q2
η − ηt (∇ 2 η) = · φn φt + (2.40)
2 t ρ da 2 So
but,
1 
(ηx )2 + (ηz )2 − {(ηx ηt )x + (ηz ηt )z } ,
ηt ∇ 2 η = [(ηx ηt )x + (ηz ηt )z − (ηx ηxt + ηz ηzt )] = (2.41)
2 t
where the last term on the RHS may be written, −∇2 · [ηi ηt ]. Substituting in (2.40) and rearranging we
complete the demonstration of (2.31):
 
1 σ   ds q2
ρgη2 + (ηx )2 + (ηz )2 + ∇2 · [−σ ηi ηt ] = − ρφn φt + , (2.42)
2 ρ t da 2
 ), is:
so that the flux of surface-tension energy, F(
 ) = Fi ( ) = −σ (ηi ηt ).
F( (2.43)

In the case of uniform waves, ηt = −c · ∇2 η and, using (1.30), F( ) = 2c( ); see (2.34).
 ), applies at each point on the surface of the uniform wave at
It is quite remarkable that this flux, F(
each instant, and that the transport velocity of ( ) is everywhere simply 2c.
In review, we have shown in the case of uniform waves and for waves of small steepness that the transport
speeds of the three energy components are:

2KE(horizontal) c deep water
ce (V) = 0; ce ( ) = 2c; ce (KE) = c · = , (2.44)
KE( total ) 2c shallow water
where the overbars refer to the depth average of the time-averaged quantities.
A composite speed, c̃e , defined as the transport speed of the sum of energies above, must be the sum of
the separate fluxes, in consequence of energy conservation, so that,
 
c̃e · KE + V̂ + ˆ = KE · ce (KE) + V̂ · ce (V) + ˆ · ce ( ) (2.45)
or
 
KEH + ( ˆ )
c̃e = 2c . (2.46)
Etot
This definition and result, (2.46), correspond to the usual linear values given for the group speed, cg . For
example,
3
c̃e /c = 2KEH /Etot for ( = 0); c̃e /c = for (V = 0; kd = ∞). (2.47)
2
For uniform waves, the so-called group speed does not therefore correspond to the actual speed of transport
of any of the energy components, but to a weighted average of these speeds.
It is noteworthy that dispersion does not seem to play a direct role in defining transport speeds in their
relation to the phase speed of the wave. Rather, these speeds are finally a consequence of the distribution
of energy within the wave structure, (2.45).
Some of these surprising results immediately give rise to questions concerning the transport of energy
accompanying the modulation of wave trains, and we take up this subject next.
J Eng Math (2007) 58:339–350 347

3 Modulated waves. Long groups

3.1 Overview

As we shall show, just as the existence of the monochromatic propagating water wave depends upon the
exchange of surface and kinetic energies at every point of the free surface (2.31), so does the existence of
wave groups depend on the same exchange. It occurs, however, over the longer time scale, τ , appropriate
to the period of the group. The order of the exchanges was (ak)2 in the case of monochromatic waves, but
it becomes (ak)3 in the case of groups. For simplicity we deal here only with the case of deep water in the
absence of surface tension.
We find that in the presence of modulation, a vertical mean flux of KE is brought into existence which
just balances the temporal modulation in mean surface energy, ρgη2 /2, and therefore allows the existence
of weak modulations.
This vertical flux exists and may be calculated even for modulating linear waves (allowing their ampli-
tude to vary) but the correct sign and magnitude of the vertical flux depends upon the inclusion of a
second-order correction to the potential found from perturbation theory, and which is proportional to the
fluctuation in wave amplitude, At . Then it can be shown that, to the lowest relevant order, the surface
exchange of energies leads to specification of the dispersion relation.
Beneath the wave surface, mean kinetic energy changes must also be in local balance in the presence
of modulations. The vertical mean KE flux is vital for that balance, and is found to depend only on the
temporal modulation, At . The horizontal flux, however, depends upon both the spatial, Ax , as well as
temporal, At , modulations. To the lowest relevant order it is found that a precise KE balance is maintained
throughout the flow provided that:
At /Ax = −c/2, (3.1)
which means that the modulation must be a wave of permanent form progressing at the speed, c/2, or,
c 
A(x, t) = A x − t . (3.2)
2
So the group speed is c/2 at this order, and there are no restrictions on the form of the modulation.
At each point in this modulating wave, we will show that the local gradient in horizontal flux provides in
equal parts the gradient in vertical flux and the temporal change in kinetic energy, as illustrated in Fig. 2.
The upwards vertical transport at the front of an advancing group provides for increases in surface energy
required there, and the reverse at the rear.
In the detailed analysis which follows, it is sufficient to know that for deep-water gravity waves in the
absence of weak surface currents, to second order in wave steepness; see [8, Eq. 2.1.18]:
 
1 i k0
η= Aexp(iβ) + At exp(iβ) + A2 exp(2iβ) + [CC] + 0(Ak)3 , (3.3)
2 2ω0 4
 
ico A
φ= − exp(k0 y + iβ) + yAt exp(k0 y + iβ) + [CC] + 0(Ak)3 , (3.4)
2
where A = aeiα(x,t) ; β = k x − ω t. The fluctuations of the slowly varying phase, α, is of higher order than
0 0
that of the amplitude A.

3.2 Energy balance at the surface

At the surface, see (2.31), over the slow time, τ , appropriate to the modulation, we have
1 ∂ρgη2 ds
= Fn (KE; So ) · , (3.5)
2 ∂τ da
348 J Eng Math (2007) 58:339–350

Fig. 2 Kinetic energy


balance within a wave
group, schematic

where the overbar refers to averages over the fast time, t, characteristic of the waves themselves. Here we
consider only the consequences of (3.5) to the lowest relevant order, (Ako )3 . We have assumed that
τ
= 0(Ak0 )−1 , (3.6)
t
which is, indeed, characteristic of slow modulation arising from wave instability. To the lowest order in the
surface-energy transfer, (Ako )3 , it is sufficient to represent η and φ by the underlined terms in (3.3) and
(3.4).
To this lowest order,
η = A cos φ, (3.7)

ds
F n (KE; So ) · = −ρφy φt /y=o (3.8)
da
and,
 
φy = eko y co (Ako ) sin β + 2(Ako )ωo τ cos β , (3.9)
 
φx = eko y co (Ak0 ) cos β , (3.10)
 
φt = eko y c2o (Ako )ωo τ sin β − (Ako ) cos β . (3.11)
J Eng Math (2007) 58:339–350 349

Substituting (3.7)–(3.11) in (3.5), it is found that,


ρg 2 c3
(A )τ = ρ o (Ako )2ωo τ , (3.12)
4 4
which requires only that the linear dispersion relationship be satisfied:
ω02 = gk0 . (3.13)
So the surface-energy balance in itself, to order (Ak0 places no restrictions on the shape or speed of
)3 ,
a modulation, although it does require the linear dispersion relation (3.13), which is seen to provide the
numerical balance in the energy exchange at the surface, (3.5).

3.3 Beneath the wave; the energy balance

The KE balance (2.4), which must apply at each point within the wave may be written
∂(ρq2 /2) ∂(−ρφt φx ) ∂(−ρφt φy )
+ + = 0, (3.14)
∂τ ∂χ ∂y
where χ is the “long” length scale, characteristic of the wave group length.
Substituting from 3.9 to 3.11, we find for (3.14),
ρc2o ∂(Ako )2 ρc3 ∂(Ako )2 ρc2 ∂(Ako )2
+ o + o = 0. (3.15)
2 ∂τ 2 ∂χ 2 ∂τ
This is seen to be satisfied for any modulation provided that,
∂ co ∂
=− , (3.16)
∂τ 2 ∂χ
which is equivalent to (3.1) and (3.2), taking into account the substitution for slow variables. So, the
kinetic-energy balance is provided at every point beneath the wave for any modulation traveling at half the
phase speed. In this case it is easily seen that in the balance (3.14), the respective terms have the relative
magnitudes: −1; +2; −1. This confirms earlier claims illustrated in Fig. 2.

4 Concluding remarks

We have seen that the flux of wave kinetic energy is highly consequential for the physics of wave propa-
gation because of the interplay between the kinetic energy which occupies the body of the wave, and its
potential energy, which resides in the surface both in its elevation (gravity) and in its surface length or area
(surface tension).
The flux depends on the viewer, and when viewed by an observer moving with the wave, we have shown
here that the kinetic energy seems to originate in the surface and to return to it, meanwhile flowing down
into the wave, penetrating it to its very bottom and permeating it.
Remarkably, it develops that the potential energy, when viewed in the same way, does not propagate
along the surface at all, and that changes in it are entirely accounted for by the vertical flux of kinetic
energy out of the surface in the region between crest and trailing trough, and into it in the region between
crest and leading trough. The propagation of a gravity wave front is made possible by the upward flux of
kinetic energy at the wave front, thus feeding the wave’s appetite for new gravity potential energy there.
However, the surface-tension energy does propagate along the surface, and at a constant speed, twice
the wave velocity (relative to the wave). In the propagation of a capillary wave front, the forward flux
of surface-tension energy is absorbed at the wave front by a downward flux of wave kinetic energy, thus
permitting the propagation of the front at a speed in excess of the wave velocity.
350 J Eng Math (2007) 58:339–350

The total wave energy is a sum of parts and cannot be localized within the wave. It is calculable, however,
and its horizontal flux, too. In the case of sinusoidal waves, its identity with the quantity cg = dω/dk, shown
by Stokes [2], to be the speed of a wave group (i.e., wave modulation), was first shown by Reynolds [5] to
be the horizontal flux speed of the total wave energy in the case of sinusoidal waves.
We have shown here that the cg of Reynolds is the energy-weighted average of the separate propaga-
tion speeds of the kinetic and surface potential energies, and that in the case of modulating waves it is
necessarily the speed of propagation of the modulation, the cg of Stokes. At least this is shown here for
small-amplitude sinusoidal gravity waves modulating in deep water.
It remains a question for the future whether the cg of Stokes and of Reynolds are identical in the case
of steeper waves. Certainly the definition of the Reynolds cg can be taken as given by (2.3) appropriately
interpreted. Beyond this, it would seem that variational methods allow its calculation in an involved way
through knowledge of the wave Lagrangian, [8,9], and in the wave within the wave group, but this is beyond
our present scope.

References

1. Lamb H (1932) Hydrodynamics, 6th edn. Dover


2. Li JJ, Tulin MP (1995) Nonlinear mechanics of gravity waves on deep water: on the nonlinear Schroedinger equation.
In: Potential Flow of Fluids Chapter 3, International series on advances in fluid mechanics. Computational Mechanics
Publication, Boston, ISBN 1.56252.279.5.
3. Stokes G (1876) Smith’s prize examination. See Lamb, Sec. 236
4. Rayleigh, Lord (1877a) The theory of sound: collected works. Sec. 191.(Reprinted by Dover, 1945)
5. Rayleigh, Lord (1877b) On progressive waves. Proc. London Math. Soc. vol ix, p. 21. See Collected Works, Part I, pp.
475–480. See Lamb, Sec. 236
6. Reynolds O (1877) On the rate of progression of groups of waves, and the rate at which energy is transmitted by waves.
Nature xvi, p. 343. See Lamb, Sec. 237
7. Lighthill MJ (1978) Waves in fluids. Cambridge University Press
8. Peregrine, DH, Thomas GP (1979) Finite amplitude deep-water waves on currents. Phil Trans A292:371–390
9. Whitham GB (1974) Linear and nonlinear waves. John Wiley & Sons

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