ENVIRONMENTAL HEALTH
RISK ASSESSMENT
PUBH 4101
COURSE OBJECTIVES
• Understand the fundamentals of risk assessment
• Apply risk assessment principles to real life cases
• Make risk based management decisions
• Communicate risk to various stakeholders
WHAT IS RISK ASSESSMENT?
• Hazard identification
• Risk estimation/evaluation
• Risk control or remediation
• (RISK COMMUNICATION)
FOUR QUESTIONS ON RISK
• What do we have?
• What does this mean? (RISK ASSESSMENT)
• What should we do about it? (RISK MANAGEMENT)
• Who should we tell and what should we tell them? (RISK
COMMUNICATION)
What is RA?
• Involves hazards and assessments of those hazards
• Physical (includes radiological), psychosocial, biological, ergonomic, chemical
and safety (CCOHS, 2017). In this case, we look at chemical risks due to
environmental contaminants
• Looking at vulnerabilities of the population affected
• Could be the whole population
• Could be a section of the population
• Purpose is to eliminate hazards
• Or minimize when the hazard cannot be eliminated
Common hazards
• Hazards that are common in every day life to which everyone is
affected
• Can you think of such a hazard?
Specific hazards
• Specific contaminants have specific hazards
• Some people are more exposed than others
• Geographic
• Work exposures
• Food exposures
• water/outdoor exposures
What are major hazards associated with burning wood?
Major accidents/incidents
• Series of events
• Can result in deaths, environmental damage and property destruction
• Lives, environment, property is always a concern in Risk Assessment
• Exxon valdez
• Chernobyl
• BP oil
Risk – 3 questions
1. What can go wrong?
2. How likely is it?
3. What are the consequences?
• Risk Perception
• Can help and hinder
• Landfills, not in my backyard
• Propane tanks vs. Hiroshima
CBC News article dated August 24, 2012
• Fertilizers, herbicides and pesticides Sunrise Propane Explosion
• Acceptable vs. unacceptable
HAZARD IDENTIFICATION
• What is a hazard?
• How can you determine cause and effect?
• Some linkages were discovered prior to understanding the causative
agent, or being able to measure it.
Risk Assessment
• Individuals will respond differently depending on how well they feel
they understand the hazard
• Influences
• Environmental
• Biases
• Risk is Measured in
• average annual risk per individual
• average lifetime risk per individual
• average number of individuals affected annually in a given population
Activity Odds
Getting cancer 1 in 2 (lifetime)
Struck by lightning 1 in 10,456
Getting heartburn today 1 in 68
Being murdered in USA 1 in 140 (lifetime)
Serious cut while shaving 1 in 5,044 per year
Dying in car accident 1 in 75 (lifetime)
Having car stolen 1 in 159 yearly
Eating a hotdog today 1 in 7
Seeing Elvis this year 1 in 706,850
Being injured by toilet bowl cleaner 1 in 173,972 yearly
Dying falling out of a chair or bed 1 in 513,142 yearly
Dying while running 1 in 10,000 yearly
Dying while playing football 1 in 57,000 yearly
Dying from heart disease 1 in 6 (lifetime)
Risk Assessment Models
Models
• Used for performing risk assessments. Different models are used for
different areas.
• Not an inclusive list
• Models include qualitative and quantitative information
• Human Exposure Model (HEM) – used for performing RA’s on sources
that emit toxins into ambient air (EPA, 2017)
• Breast cancer risk assessment models (Breast Cancer Research)
• Actuarial risk assessment models
NAS-NRC (National Academy of
Sciences/National Research Council)
Hazard identification
Dose response assessment
Exposure assessment
Risk characterization
Covello Merkhofer Model – microbial food
contamination
Hazard identification
Release assessment
Exposure assessment
Consequence assessment
Risk estimation
Risk Chain Model – supply and demand
Risk source release
processes
Exposure processes
consequence processes
EPA Risk Assessment Model
• Risk analysis
• Hazard identification
Risk • Risk estimation
assessment • Option Evaluation
• Development of options
• Option analysis
• Decision
Risk • Implementation
management • Monitoring and evaluating
• review
Goal of Risk Assessment
• ID hazards or potential hazards
• ID users and/or tasks
• Determine level of risk (low and acceptable vs. high and
unacceptable)
• Evaluate potential controls (elimination, substitution, admin controls,
PPE etc.)
• Develop a report
• Implementation and review
Risk Perception
• A personal or group assessment of the potential for negative
consequences
• Perceived vs. actual
• Over-react to things that are: intentional, offend our morals, immediate
threats, spectacular and rare, earthquakes, terrorism, risks in situations you
can’t control
• Under-react to things that are: accidents, natural phenomena, long term
threats, things that occur slowly and over time, common risks, slipping on the
floor, street crime and risks you’re willing to take
• Worry more about anthrax than influenza
• Two planes brought down by lightning
Risks and Consequences
• Propane use
• Pest/weed control
• Nuclear power
• “at some point, the benefit of having nuclear electrical power was found to be
greater than the risk of a nuclear reactor meltdown.”
• Driving vs. flying
• Risky driving vs. small chemical plant
Considerations
• What are all the known hazards
• What are all the possible events involving these hazards
• Have these events occurred before
• How frequently have these events occurred
• What happens when these events occur
• How severe are the consequences of these events
• How hard is it to clean up the mess left by the event
• Who ultimately pays for the cleanup
• What values does the organization consider important
Important to remember:
• Never dismiss a consequence until it is proven to be not credible
• Consider all credible consequences
• All actions have consequences
• Healthy eating/exercise
• Driving intoxicated
• skydiving
19th Century Linkages:
• London smog and respiratory disease
• celibacy and breast cancer
• tobacco snuff and nasal cancer
• chimney sweeps and scrotal cancer
• arsenic and cancer
• slum living and illness (generally)
• sunlight and skin cancer
• aromatic amines and bladder cancer
• contaminated water and cholera
RISK ESTIMATION
• Qualitative
• How will the contaminant or activity adversely affect human health?
• Is it a large risk or small risk?
• size of impact, number of people affected, likelihood of effect
• Probability and severity
RISK ESTIMATION
• Quantitative
• How much does the contaminant or activity adversely affect human health?
• shorter life
• illness
• altered quality of life (disabling, etc)
• Measure the contaminant
• Determine dose-response relationship
Lab risk assessment
Generation Generation
Generation Rate - Change Minimum Fume
Hazard - Quantity - Method Location
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generation rate for General order and
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by ECD on ANSI Z9.5
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Sensitivity or
Evaluation Criteria Rating Weight Multiple Weighted Risk Score
Importance
Hazard 4 10 40 43%
Quantity 4 3 12 13%
Potential or Rate of Generation 4 5 20 22%
Method of Generation 4 1 4 4%
Generation Location 4 1 4 4%
Dynamic or Potential for Change 4 2 8 9%
Housekeeping 4 1 4 4%
Total Weighted Risk
Totals 28
Score
92 100%
Risk Score Range for each Risk Control Band (Based
on Tolerance of Risk)
Low Tolerance Medium Tolerance High Tolerance Risk Level
0 -4.6 0 -9.2 0 -18.4 0
4.7 -9.2 9.3 -23.0 18.5 -46.0 1
9.3 -18.4 24 -36.8 46 -64.4 2
18.5 -50.6 36.9 -69.0 64.5 -82.8 3
50.7 -92.0 70 - 92.0 82.9 -92.0 4
RISK CONTROL/REMEDIATION
• Determine which risks can be controlled
• Determine available resources
• Review most effective method of controlling a risk. Consider:
• legal mandate
• cost effectiveness
• public reaction
• sociologic considerations
HAZARD IDENTIFICATION
What type of toxicity may occur?
Is this toxicity relevant to humans?
Site Investigation
• Walk through
• Disease statistics/incidents
• Complaints
• Media coverage
Workplace Walk Through Survey
• Workplace
• access SDS for site
• determine chemical usage areas
• visually check locations of chemicals
• determine other “hazardous areas”
• is ventilation functioning?
• where are areas of employee concerns?
• etc.
ILLNESS/INJURY STATISTICS
• Information on the occurrence of disease or injury may be available
• Epidemiological studies
• Statistics Canada
• Local rates of disease
• Hospital reports
COMPLAINTS
• General public complaints about issues
• Worker complaints
• Media coverage
CHARACTERIZE THE HEALTH HAZARD
• Hazard classification/identification
• Toxicological studies
• Epidemiological studies
HAZARD IDENTIFICATION
• Toxicity can be characterized by different perspectives
• Systems; nervous, immune, reproductive, endocrine, etc
• Organs; lung, liver, kidney, skin, eye, etc
• Diseases; cancer, birth defects, pneumoconiosis, etc
HAZARD CLASSIFICATION
• Hazardous agents can be classified as
• carcinogens
• mutagens
• neurotoxins
• developmental/reproductive
• Based upon a “weight of evidence” assessment
• Classifications must be judged with care
HAZARD IDENTIFICATION
• Chemicals vary greatly in types of toxicity they produce
• No single measure of toxicity can be adequate to characterize all
possible toxic outcomes
HAZARD IDENTIFICATION
• Substances do not have “all or nothing” toxic properties
• those classified to be one or more of the types of toxic agent do not
necessarily have a proven cause-effect relationship (often cautious)
• those not classified are not judged to be safe
• Hazard classification is a classification of potential
HAZARD IDENTIFICATION
• Risk assessment judges the hazard potential in relation to exposures
and dose-response relationship to determine likelihood (chance,
probability) of harm
HAZARD IDENTIFICATION
• Weight of evidence approach considers:
• quality of each relevant study
• quality of data
• specifics of study design
• overall strengths and limitations
• knowledge about principles of each study
• experience and judgment for the interpretation of data
HAZARD IDENTIFICATION
• Human studies are the best, but
• limited availability for env. exposures
• ethics preclude env. human experiments
• observational nature limits control
• not able to be preventive (predict hazard before human exposure)
• poor quality exposure data (generally)
• encounter unrecognized bias and confounding
• limited statistical power
HAZARD IDENTIFICATION
• Animal studies offer advantages of:
• lab control
• can be predictive
• existence of some agreement between animal studies and human
• can test exposure patterns (routes, duration, frequency)
• can determine dose response relationships
• can fill gaps in human data
HAZARD IDENTIFICATION
• Animal studies have disadvantages;
• need to extrapolate results to humans
• need to be on practical scale (high dose to see effect), then have to
extrapolate to low dose human exposure
• In vitro assays and structure activity relationships provide support but
cannot confirm human toxicity
HAZARD IDENTIFICATION
• Hierarchy of value:
• human>animal>in vitro>theoretical
• Hazard identification should include statements of:
• confidence in conclusions
• alternative conclusions
• evident data gaps
• identification of assumptions
Hazards
• Well known hazards?
• Carcinogens
• Mutagens
• Neurotoxicants
CARCINOGENS (CEPA)
• Group I - Carcinogenic to humans
• data from epidem. studies indicate causal relationship
• Group II - Probably carcinogenic to humans
• inadequate epidem. evidence but sufficient animal study info.
• Group III - Possibly carcinogenic to humans
• Group IV - Unlikely to be carcinogenic to humans
• Group V - Probably not carcinogenic to humans
• Group VI - Unclassifiable (not enough info)
CARCINOGENS
• New US EPA carcinogen guidelines (1996)
• weight of evidence classes for Human Evidence
• Category 1 - conclusive causal
• Category 2 - plausible causal assoc. suggested
• Category 3 - conclusive causal assoc. cannot be judged
• Category 4 - conclusive assoc. does not exist
CARCINOGENS - US EPA Guidelines
• Weight of evidence for mechanisms of action:
• explained by body of research accepted scientifically
• experimental evidence supports the agent acting by the mechanism
• observed animal effects must be relevant to humans
• agent affects carcinogenesis linearly at low exposure (dose and response)
Carcinogens
• Chemicals in tobacco
• Arsenic
• What else?
• Carexcanada.ca
MUTAGENS
• Agents capable of causing genetic effects by damaging genes or
chromosomes
• links to cancer
• activation of protooncogenes to oncogenes
• inactivation of tumour suppressor genes
MUTAGENS
• more than 100 bioassay systems for testing mutagenicity
• Ames salmonella assay is most famous
• Used to determine the mutagenic potential of new drugs/chemicals
• Has to do with histidine to show which are mutagens
• no one test can detect full spectrum of genotoxicity
TOXICOLOGICAL APPROACHES
• Toxicology is the study of the adverse effects of chemicals on the
body
• Science - based on observation and experiment
• Art - based on interpretive and predictive activities
• Health risk assessment relies on the science, but is an application of
the art of toxicology
DOSE RESPONSE
• Quantitative basis for toxicology is the dose response
• Dose measures are derived from the dose response curve
• generic dose response - change in an indicator
• individual graded response - form or severity of adverse effects as a function of dose
• population quantal response - predict if an effect occurs in response to an agent
DOSE RESPONSE
• used to assess effects of exposure of chemicals
• vast amount of info on carcinogens
• neither dose nor response is easily quantified
• exposures vary over time
• health effects vary in frequency and severity
• time delay between cause and effect
• type of effect may change with dose
DOSE RESPONSE - General Rules
• at low exposure, no effects seen regardless of exposure duration
• at slightly higher exp., subtle effects seen in small proportion
• as dose increases, greater proportion of the popn will respond with
subtle effects, small proportion will have severe effects
• as dose further increased, incidence & severity increase
DOSE RESPONSE - General Rules
• at high dose, nearly whole population will have severe effects, some
with even more severe
• nearly any risk agent at high enough dose will cause death
Dose Response - General Information
• dose expressed in terms of cumulative exposure or rate per unit time
• response scale depends on the nature of the response
• severity
• probability
• time until occurrence
• estimate “excess risk” (above that of background risk)
Dose Response Relationship
• can be derived from statistical analysis of observations
• regression analysis of actual events
• adjust for sensitive population
• derive from animal studies
• careful about extrapolations
• estimates only
• use conversion factors
Dose Response Models
• Simple dose response model
• tolerance distribution models
• mechanistic models
• time to response models
• pharmacokinetic models
INTERPRETATION
• Statistical inference
• relies on statistical analysis of data
• are responses stat. significant?
• must insure statistical power is adequate for intended purposes
• must distinguish statistical significance from biological significance
Simple Dose Response Model
• relates single measure of dose to single measure of health response
• eg. exposure to number of deaths
• can be zero threshold or threshold
ANIMAL TOXICITY TESTING
• Acute toxicity testing objectives
• assess intrinsic toxicity and potency
• identify target organs
• estimate duration of effects
• determine effective dosage ranges for long term studies
ANIMAL TOXICITY TESTING
• Acute toxicity testing objectives
• assess species susceptibility
• establish reversibility
• determine mechanisms
• determine toxicokinetics
• meet regulatory requirements
TOXICITY CONSIDERATIONS
• Exposures • Responses
• acute • immediate
• subchronic • delayed
• chronic • Severity
• mild, reversible
• serious, irreversible
• life-threatening
Review
Plan a Risk Assessment
• Who/What/Where is at risk?
• Individual
• General population
• Lifestages such as children, teenagers, pregnant/nursing women
• Population subgroups - highly susceptible (for example, due to asthma,
genetics, etc.) and/or highly exposed (for example, based on geographic area,
gender, racial or ethnic group, or economic status)
What is the environmental hazard of
concern?
• Chemicals (single or multiple/cumulative risk)
• Radiation
• Physical (dust, heat)
• Microbiological or biological
• Nutritional (for example, diet, fitness, or metabolic state)
• Socio-Economic ( for example, access to health care)
Where do these environmental hazards come
from?
• Point sources (for example, smoke or water discharge from a factory;
contamination from a Superfund site)
• Non-point sources (for example, automobile exhaust; agricultural runoff)
• Natural sources
How does exposure occur?
• Pathways (recognizing that one or more may be involved)
• Air
• Surface Water
• Groundwater
• Soil
• Solid Waste
• Food
• Non-food consumer products, pharmaceuticals
• Routes (and related human activities that lead to exposure)
• Ingestion (both food and water)
• Contact with skin
• Inhalation
• Non-dietary ingestion (for example, "hand-to-mouth" behavior)
What does the body do with the
environmental hazard?
• how is this impacted by factors such as age, race, sex, genetics, etc.?)
• Absorption - does the body take up the environmental hazard
• Distribution - does the environmental hazard travel throughout the body or
does it stay in one place?
• Metabolism - does the body break down the environmental hazard?
• Excretion - how does the body get rid of it?
• What are the health effects?
• Example of some health effects include cancer, heart disease, liver disease
and nerve disease.
How long does it take for an environmental
hazard to cause a toxic effect?
• Does it matter when in a lifetime exposure occurs?
• How long?
• Acute - right away or within a few hours to a day
• Subchronic - weeks or months (for humans generally less than 10% of their lifespan)
• Chronic - a significant part of a lifetime or a lifetime (for humans at least seven years)
• Intermittent
• Timing
Is there a critical time during a lifetime when a chemical is most toxic (e.g.,
fetal development, childhood, during aging)?