Mod 3 P 207268
Mod 3 P 207268
Module 3:
Guidelines for managing air pollution
1 Background 234
2 Context 235
6.3 Council as both the ARA and the consent authority 245
1 Background
Regulating sources of local emissions to air is a vital part of local government air quality management.
Chapter 4 of Module 1 of this Toolkit contains an overview of air quality management as a whole,
outlining the broad role which local government plays in both local and regional air quality
management, and covering management, legal, administrative and technical considerations.
This part of Module 3 is concerned specifically with the practical management of sources of air
pollution for which local councils are the Appropriate Regulatory Authority (ARA) under the
Protection of the Environment Operations Act 1997 (POEO Act)—commonly called ‘non-scheduled
premises and activities’.
A word of encouragement
Regulating non-scheduled premises and activities where operations are technologically complex can
be challenging for council officers who have not had engineering or technological training. Without
direct industrial experience some council officers feel slightly ‘out of their depth’ when addressing
problems arising from these businesses, particularly in the area of air pollution. These feelings may
have been exacerbated when the POEO Act came into operation and wider responsibilities for
managing polluting premises were transferred to local councils. At this time councils became
responsible for many classes and sizes of activities that were formerly regulated by DECC (EPA).
This Toolkit is intended to equip local council officers with sufficient skill and background to deal
confidently with most of the air pollution issues they are likely to encounter.
The Toolkit does not set out to turn council officers into instant experts in the various activities
covered—that is not necessary—but it does attempt to provide council officers with enough
background to deal confidently with factory managers, business people and technologists.
Once difficult situations have been grappled with and problems solved, the satisfaction
experienced by the people who have carried them through can be considerable. The rewards are
both personal and professional.
2 Context
The advice and guidance provided in the Toolkit is framed in terms of the broader context of local
government administration and culture. It is recognised that each council has its own procedures and
internal administrative policies for processing consent applications and dealing with problem
industries and businesses. These vary widely between councils, depending on whether they are large
or small organisations, based in an inner or outer metropolitan location, provincial city or rural area,
and also depending on the particular style or character of the local community.
Larger councils tend to divide duties and functions according to their broad environmental
responsibilities. Certain officers might develop expertise in dealing with specific types of industries in
the area, e.g. smash repairers or poultry producers. They should be encouraged to share their expertise,
both formally and informally, as already happens in regional networks.
Sharing knowledge and experience within and between councils will build the capability of all to
better manage air pollution issues.
3 Investigating problems
For new installations, potential air quality problems are managed as far as possible from project
inception using development consent conditions. However, the more common experience for most
council officers will be dealing with air quality problems arising from existing industries. The
experience gained from investigating existing problems becomes valuable knowledge when it comes
to assessing new proposals.
Complaints that are either vexatious or hoaxes can usually be distinguished by their content and
isolation.
The first indication of an air pollution problem often comes from public complaints. Most councils
have a system for logging, documenting and following up complaints. This work could be regarded as
an unpleasant chore, with the objective being to dispatch the paperwork with the minimum effort
possible, but a complaint from a member of the public is valuable intelligence.
While it can be awkward dealing with members of the public who express their dissatisfaction—
sometimes angrily—the information from complaints should be regarded as a basic, practical and
useful form of monitoring.
Surveys show that where complaints occur, only about 10% of the affected population is moved to
register any sort of contact with the authority (by phone, letter, email or word of mouth to elected
representatives or officers). For every 10 people who complain it can be assumed that there are 90
others who probably have had the same experience and have the same attitude to the problem.
Odour and noise complaints tend to dominate complaint services worldwide! The human anatomy is
equipped with very sensitive, if difficult to calibrate, instruments for smell and sound.
Identifying the likely source is often very difficult, especially in urban areas. It may require
analytical work.
Once the pattern of complaints (location, date, time) can be established then hour-by-hour wind
direction information can be used to point to a likely source. (General guidance to interpreting wind
movements is contained in Module 1, Chapter 2.) The Bureau of Meteorology (BOM) can provide
wind information on request.
A trip to the location and the suspected polluting premises—even in the middle of the night when the
complaint is occurring—is likely to lead straight to the source and often the cause of the problem.
After the event it may take many hours of reconstruction and sifting through information gathered
over several interviews to learn what could have been discovered on the spot at the time.
Of course many local councils do not have 24-hour, 7-day a week complaint-receiving facilities, nor
are officers always authorised to operate outside normal business hours. But, if possible, immediate
investigation of new problems is always worthwhile, despite the short-term inconvenience that
can be involved.
Council authorised officers should be aware of any occupational health and safety issues and their
own safety when entering any premises to investigate a complaint.
In response to a complaint, the investigating officer might pursue a sequence of actions along the
following lines:
1 Phone the complainant to confirm the details of the complaint (some discretion is warranted
if it is late at night by the time the complaint has been referred).
2 From experience and knowledge, identify whether the pollution is likely to be from an
ongoing problem source where the status is known and corrective action in hand. If so, call the
complainant back to let them know this is the case.
3 If the problem is new, or the complaint appears to add a new dimension to a known problem
(e.g. 10 complaints received in 30 minutes about a problem which normally results in one
complaint a month) then undertake a field investigation as soon as possible.
4 Drive to the location of the complainant equipped with a street directory or map, camera, a
torch (if at night) and identification/authorisation card or badge.
5 Try to detect the odour in the general locality (the wind direction may have shifted since the
complaint). At least two windows of the vehicle should be open during observations (yes, it’s
cold some nights!). Note the following for each observation:
– location of detection (street directory, map, coordinates).
– time of detection
– type of odour by description (‘acrid paint solvent’, ‘roasting coffee’ and so on) or identification
(‘odour from unit PQR in factory XYZ’ if the smell is known)
– duration of odour (fleeting, continuous or periodic)
– strength of odour (very faint, faint, medium, strong, very strong)
– estimate of wind speed (use expressions such as ‘nearly still’, ‘slight breeze’, ‘gentle wind’,
‘moderate wind‘, ‘strong wind’ or the Beaufort scale, if familiar with this from activities such as
sailing)
– estimate of wind direction (in light wind conditions use a handkerchief held in an extended
hand and the street directory or map for the direction).
6 Several traverses of the likely odour plume at different distances from the suspected source can
effectively confirm the direction of a plume. This is easiest in stable and neutral conditions
but possible even in unstable conditions.
7 Travel to a position upwind of the suspected source and, by a traverse across the probable
plume direction, establish that the odour is not present. If it is present, and the wind direction
has not shifted, then the suspected source has been wrongly identified.
8 Proceed to the suspected source and seek to gain entry under the powers of an authorised
officer. Of course, make sure any council procedures and guidelines for inspections are
followed.
Consult the authorised officers’ training materials for the legal and administrative procedures to be
followed in the inspection.
9 Identify yourself, indicate the legal authority and the nature of the investigation.
Authorised officers’ training provides guidance about the legal requirements here. It is an
offence to hinder an authorised officer by refusing access in the course of investigating such a
situation, where it is reasonable to suspect the subject premises of being the cause of the
emission.
At this stage keep the investigation purely to matters of facts, sequences of events and possible
corrective action. Seeking evidence of management’s knowledge or involvement in the events
giving rise to the incident can follow later, if it is decided to pursue a prosecution.
10 Identify the representative of the organisation and their authority, preferably the manager
or supervisor on duty. Ask them the possible reason for the reported emissions. Inspect the
relevant parts of the process and equipment, as advised by the manager or supervisor, as well as
any parts you suspect may be the cause of the problem.
Things to investigate include:
– spills
– accidents (e.g. drums dropped while handling)
– visible discharges from vents
– any visible evidence of pollution fall out
– process problems or abnormal operations
– new materials or procedures
– large exposed surfaces of smelly liquid, soil or other material
– control equipment with monitoring/operating/maintenance records e.g. scrubbers, adsorbers,
fume incinerators, etc.
Don’t be embarrassed about ignorance of the process or the technical jargon which every industry
uses—it’s theirs not yours. They may be the party disturbing their neighbour’s amenity!
11 Keep asking questions. If unsure of the answers, ask further for explanations. Don’t be put off
by ‘smart’ or dismissive answers. The occupier of the premises has an obligation to answer your
questions truthfully, but you have to ask the questions.
12 Advise the organisational representative to take corrective action and note what they
recommend. An authorised officer of council should not take responsibility for any specific
action discussed, unless prepared to back it up with a legal direction; e.g. a Clean-up Notice or a
Prevention Notice under the POEO Act.
13 Advise that there will be a follow-up interview and discussion with the organisation’s
management at an arranged time.
14 Document actions according to council policy and procedure.
While the above is focused on odours, developing a general inspection technique along these
lines is useful for the investigation of many types of pollution complaints.
In some cases where there are potential concerns for dust fallout, many councils include a
requirement for dust deposition monitoring in consent conditions.
Where this is the case, it needs to be understood that this sort of monitoring is for calculating
monthly or yearly averages and may not be useful for one-off fallout events that lead to
complaints.
The investigating officer might pursue a sequence of actions along the following lines:
1 Establish whether the complaint fits a wider pattern from a known problem. If so, advise the
complainant of the action in hand to correct the problem.
2 If it is a new problem, note the pattern of complaints and mark them on a copy of a map to
establish whether they point to a likely source or sources.
3 Visit the complainant and inspect the fallout at the complainant’s place.
4 Features to note in air pollution fallout cases include:
– appearance and characteristics e.g. black oily spots, waxy spots, brown staining on concrete,
gritty material, powder, sooty smudges, damage caused to surfaces such as paintwork and car
duco, sticky globules, any odour associated with the fallout, etc.
– size e.g. large lumps, fine powder, tiny stains, etc.
– patterns of deposition e.g. most intense on vertical surfaces facing a particular direction; or
only on horizontal surfaces; contained within condensation droplet stains; etc
If no progress can be made on site in identification then the samples can be sent to a professional
laboratory for microscopic examination.
Fallout usually contains many identifying features which enable the source types to be identified:
combustion soot; finely ground minerals; wood and fibre particles; insect droppings; etc.
5 If possible take a sample of the fallout using a small blade or fingernail to remove the fallout
particles or globules and store them in prepared sample containers or a suitable clean container.
6 Look for fallout on surfaces at other places in the vicinity e.g. on parked cars or horizontal
surfaces such as paths, fences, window sills, etc.
7 If a pattern emerges or there is a suspect factory or business, proceed to an inspection of the
premises as described for odour investigations.
8 Consult the authorised officers’ training materials for the legal and administrative procedures to
be followed in the inspection. Of course, make sure any council procedures and guidelines
for inspections are followed.
9 Identify the representative of the organisation and their authority, preferably the manager or
supervisor on duty. Ask them the possible reason for the reported emissions.
10 Inspect the relevant parts of the process and equipment, as advised by the manager or
supervisor, as well as any parts you suspect may be the cause of the problem.
Things to investigate include:
– stacks discharging visible emissions
– large exposed surfaces of loose or unconsolidated materials
– land clearing in process
At this stage keep the investigation purely to matters of facts, sequences of events and possible
corrective action. Seeking evidence of management’s knowledge or involvement in the events
giving rise to the incident can follow later, if it is decided to pursue a prosecution.
11 Keep asking questions. If unsure of the answers, ask further for explanations. Don’t be put off
by ‘smart’ or dismissive answers. The occupier of the premises has an obligation to answer your
questions truthfully, but you have to ask the questions.
12 Advise the organisational representative to take corrective action and note what they
recommend. An authorised officer of council should not take responsibility for any specific
action discussed, unless prepared to back it up with a legal direction; e.g. a Clean-up Notice or a
Prevention Notice under the POEO Act.
13 Advise that there will be a follow-up interview and discussion with the organisation’s
management at an arranged time.
14 Document actions according to council policy and procedure.
Natural fallout
Natural fallout can also lead to complaints. Wind-blown dust, and tree, bird and insect droppings are
all reported to councils on occasion.
Insect droppings are a common manifestation of natural fallout that occurs in spring and early
summer. In particular, bee excreta can be extensive and defacing. It appears as yellow droppings,
hence its common name ‘golden rain’, although sometimes darker colours are encountered.
The phenomenon of ‘golden rain’ occurs because bees gorge themselves on fruiting and flowering
plants and then develop in-flight diarrhoea, depositing the droplets in wide swathes along their flight
paths. It is waxy to touch and is easily removed from smooth surfaces. Microscopic examination has
repeatedly revealed telltale pollen and biological detritus in the droppings.
Many of the aspects to be checked for fallout can also be applied to investigations of visible
smoke emissions.
4 Systematic investigations
Problems are not only investigated in response to complaints. Audits and campaigns by local councils
can reveal air pollution problems related to businesses and industries in the area. Also, observations by
individual officers as they go about their business in the council area can often suggest where there are
problems: odours, visible emissions, fallout, unusual practices, etc.
It is important to prepare carefully for such conferences with a listing of issues to be covered and
followed-up.
– Outright denials that problems exist, where they are manifestly present, are rare
nowadays. Most businesses and industries have been educated to acknowledge their
environmental responsibilities. The occasional ‘recalcitrant’ can usually be engaged in the
process using various means available to local council officers to achieve cooperation, including
persuasion from other quarters of council, correspondence and legal action as a last resort.
– More commonly, management may claim that the complaints or problems have arisen from a
short-term or one-off change in operations and that normality has ‘now been restored’. This
may be the case, but other possibilities should nevertheless be explored and records checked for
confirmation.
5 Assuming that management accepts that a problem does exist, explore possible solutions.
Responsibility to come forward with options rests with the business or industry. However,
council officers should assess these options using their experience and the guidance provided in
this Toolkit and other sources.
– Options generated by management will tend to start with low-cost, low-difficulty solutions.
These should be examined carefully. For example, a proposal to deal with food odour by using
simple water sprays should be seriously questioned and the management should be persuaded to
be more realistic. As another example, fine, powdery fallout is unlikely to be fixed by patching
a few holes in an old, low-efficiency cyclone collector.
6 Once realistic options have been proposed by the business or industry, confirm the choice of
solutions using a Prevention Notice or Clean-up Notice under the POEO Act, or using an
application to vary development consent conditions. Documentation about the proposed
solutions should include:
– benchmarks for progress
– firm completion and commissioning dates, and
– monitored or otherwise measurable performance outcomes.
The solution should include an audit process, to be carried out some time after completion of the
works required, to make sure that a real solution has been achieved. (In relatively
straightforward cases this may not be necessary.)
5 Developing solutions
It is possible to proceed down an investigative path by requiring, under the terms of a Prevention
Notice or Clean-up Notice, that a report covering the various aspects of the proposed action be
produced and reviewed by council before implementation is allowed to start.
These reports will usually be prepared for the organisation by consultants, thus introducing a measure
of expertise to the situation.
In many cases it would be appropriate for consultants to be briefed to look for practical ways of
fixing a problem, not merely ‘to run a dispersion model’ to determine whether there is a problem or
not.
However, councils may encounter situations where there could be cumulative impacts from related
multiple developments, such a new or recently established industrial estate.
In this case council may have to consider, from a planning perspective, how air pollution impacts
from a specific development could affect related future developments.
• In terms of the environmental safeguards proposed, how does the process compare with identical
types of activities established elsewhere?
• If modelling has been undertaken:
– Is the model appropriate?
– Are the assumptions and characterisation of the emissions appropriate?
Professional consultants can be expected to conform to the ethical codes of their professions and
to provide advice which is impartial, objective and within their area of expertise.
However, typically their clients are the proponent industry and this may influence the impartiality of
the advice given. (Many consultants belong to a professional organisation with a code of ethics
aimed at preventing this type of problem.)
Further, consultants will generally be constrained by the terms of their brief. In order to obtain the
advice that council requires to make an impartial assessment it is important that these terms are
clear and in writing.
Questions to ask
Council officers should not hesitate to ask consultants critical questions. For example:
• Dispersion modellers could be asked about the extent of their experience and how their previous
predictions have performed against monitored results, where these have been available.
• When considering modelling reports, some simple commonsense checks can be used to gauge
whether the consultant’s assumptions about topography and building heights conform with the
officer’s observations.
• If consultants have industry-specific expertise, they can be asked about their expertise in relation to
the air pollution control equipment they are recommending.
• Referees and previous clients can and should be contacted to gather feedback on consultants’
experience.
With these tensions understood, consultants can make an invaluable contribution to environmental
decision-making by bringing a high level of training and extensive, accumulated experience and
knowledge to bear on specific tasks. Usually only academics and specialised government experts
will have comparable experience and expertise.
Years of irritation and impact on amenity can be avoided if appropriate separation is maintained
when granting consent for a particular development at a particular site. Where such separation is
not available the applicant should be encouraged to look for an alternative site.
The wording for each condition will also need some modification for incorporation into a consent or
notice. This is so that officers will need to think about each condition as they draft it.
For guidance in assessing odour impacts refer to the DEC draft policy Assessment and
management of odour from stationary sources in NSW.