Introduction - WS - 2024 - 2025
Introduction - WS - 2024 - 2025
+ 49 6441 9446-40
l.lewis@kkp.law
1. The Players
1. The Players
Solicitors and Barristers
Judges
Jury
Lay Justices
Dual Legal Profession:
Barrister/Solicitor
Legal Education
Barrister
1. Academic Component
• Qualifying Law Degree or
• Other degree + Graduate
Diploma in Law (GDL)
2. Vocational component
Bar Training Course +
12 Qualifying sessions
at Inn of Court
3. Work-Based Component
Pupillage
Inns of Court
There are four Inns or Court: Gray’s Inn, Lincoln’s Inn, Middle Temple and
Inner Temple.
They date from the 14th century and were first established to provide
accommodation and training for Barristers.
Today the prime function is to call people to the bar and to host “qualifying
sessions” / dinners.
Dinners are often accompanied by educational speeches or debates and
provide an opportunity to meet practicing barristers and senior members of
the profession
Legal Education
Solicitor
1. Academic Component
Undergraduate law degree in any
subject
2. Solicitors Qualifying Examination
(SQE) Assessments
SQE 1 Functioning legal
knowledge
SQE2 Practical legal skills
3. Vocational Component
Qualifying Work Experience
(QWE) – 2 years
Mode of Practice
Barrister
• Barristers provide specialist legal
advice and appear as advocates
in both criminal and civil courts
• Self-employed sole practitioner
• Works from Chambers
• Premises and administrative
facilities are shared
• Profits are not shared
• Restrictions on partnerships
Mode of Practice
Solicitor
• Solicitors undertake a broad range
of work associated with day-to day
legal concerns: divorce, wills,
conveyancing, civil and criminal
litigation
• Generally, work in partnerships
• Work from law offices
• All revenue from firm is pooled
• After deduction of cost profits are
shared as determined by the
partnership agreement
Rights of Audience and Legal Access
Barrister Solicitors
• Unlimited rights of audience • Rights of audience are limited
(all courts of first instances, to the magistrates, court and
all appeal courts including country court. Certificate of
the UK Supreme Court) adovocacy is required in order
• Limited rights of access to to appear before higher
the public – generally briefed courts.
by professional clients such • Unlimited rights of access to
as solicitors or accountants the public
The Need for Reform
• Traditionally Barristers had a
monopoly on litigation and
rights of audience
The Act broke the monopoly solicitors held on conveyancing work, creating
an Authorised Conveyancing Practitioners Board which could certify "any
individual, corporation or employee of a corporation" as an authorised
conveyancer subject to certain requirements.
The Act also broke the monopoly the Bar held on advocacy and litigation in the
higher courts by granting solicitors rights of audience in the Crown Court, High
Court, Court of Appeal, Privy Council, and UK Supreme Court if they qualify as a
Solicitor Advocate.
Judges
Judicial Hierarchy in England and Wales
• UK Supreme Court Justices
• Heads of Division (Court of Appeal) – e.g. Master of the
Rolls
• Lord Justices of Appeal
• Heads of Division (High Court) – e.g Head of Chancery
• High Court Judges
• Circuit Judges
• District Judges
Which Judge sits where?
Judicial Appointment in England and Wales
• Regulated by the Constitutional Reform Act 2005
• Formerly appointed by the Lord Chancellor (a member of government) judges
are now appointed by the Judicial Appointments Commission, an independent
body which consists of 15 members
• Judges are selected on merit
• Unlike as in Germany no career judiciary
• In order to be eligble to become a judge the candidate must have at least 7 years
experience in practice, either as a barrister or as a solicitor advocate
The Jury
The Need for Reform
The Jury
• The right to a jury trial enshrined in English Law since the Magna
Carta in 1215 – now regulated by the Juries Act 1974
• Unlike in the US the role of the Jury in the UK is restricted to criminal
proceedings only. They no longer play a role in civil proceedings with
the exception of defamation cases or police conduct cases
• In the US a jury will also be used to decide whether there is sufficient
evidence for the case to proceed to trial (grand jury)
• Persons between the age of 18 – 70 are eligible for jury service
• During selection procedure jury members can be challenged by the
legal representatives of the parties to the case
The Jury System
UK Supreme Court
Crown Court
Magistrates Court
Categories of Offence
• Summary Offences / Minor
Offences
• Trial on an Information
• Magistrates Court
• District Judge (Inner Cities) or
• 3 Lay Magistrates
• Time limit – 6 months within
commission of offence
Categories of Offence
• Indictable Offences / Serious
Offences
• Trial on an Indictment
• Crown Court
• Circuit Judge or a High Court
Judge and
• Jury
• No time limit
Categories of Offence
• Either Way Offences / Medium
Serious
• Triable either on an indictment
or on an information
• Plea before venue
• Allocation proceedings are held
in the Magistrates Court
• No time limit
Either Way Offence: Forum Criteria
• Does the Magistrates Court have jurisdiction?
• Determining factor are the Magistrates‘ powers of punishment
• Maximum – 6 months imprisonment or £5000 fine
• If powers of punishment are insufficient Magistrate must decline
jurisdiction and commit the case for trial before the Crown Court
• If powers of punishment sufficient Magistrate must accept jurisdiction
and it is open to the Defendant to choose the forum
• Defendant may ask for indication of sentence. No obligation on court
to give an indication but where it does it is binding if Defendant
pleads guilty immediately
The Jury System
• Defence Opening
• Presentation of the case for
the Defence
• Documentary Evidence
• Oral Evidence
Voire Dire
• Questions of law are decided by the judge in the absence
of a jury.
• Typical example is the admissibility of a piece of evidence
• The judge may hear evidence in support of the application
which can include witness testimony – this is known as a
trial within a trial (Voire Dire)
• Classic example – evidence of a false confession
• Once the judge has ruled on the admissibility of the
evidence the jury is called back into the court room and
the trial continues
Closing Stages
• Closing speeches by counsel for the respective parties
• The judge sums up the case to the jury by explaining
- the law and its requirements
- elements of the offence
- burden of proof
- standard of proof
- the weight that can be attached to evidence heard
• The judge must not influence the jury, otherwise grounds
for appeal
Verdict
• At the close of the judge‘s summing up the jury retires to
consider its verdict.
• The original direction given by the judge is that the verdict
must be unanimous
• After 2 hours and 10 minutes (Practice Direction) the jury
is directed that a majority verdict can be accepted: 11:1,
10:2
• Any thing less is a hung jury which means retrial
• After the verdict the jury is discharged
Sentencing
Sentencing
• Sentencing is a matter of law and therefore a matter for
the judge
• Evidence of the defendant‘s antecedents is presented to
the court by a police officer
• Defence counsel will submit to the judge a plea in
mitigation
• The judge may adjourn for reports
• Sentencing options include a fine, conditional discharge,
community service, a suspended sentence, imprisonment
3. Civil Courts &
Civil Procedure
Court Structure
Courts of First Instance
Chancery Divison
• Business Law, Trusts Law,
Probate, Insolvency, Land
Law, Tax Appeals
Family Divison
• Divorce, all cases relating to
children‘s welfare, exclusive
jurisdiction for wardship
cases
• Medical Treatment – e.g.
separation of conjoined
twins without parent‘s
consent
Adversarial System – Civil Cases
• Role of the judge is passive.
He decides matters of law
and fact – usually no jury
• Research, preparation and
presentation of the case is
undertaken by the lawyers
Civil Litigation
• Burden of Proof – He who asserts must prove
• Standard of Proof – balance of probabilities. (Standard much
lower than for criminal cases where the prosecution must
prove beyond reasonable doubt or so that the jury is sure of
the defendant‘s guilt.)
• Terminology – civil wrongs not crimes, liability not guilt
• Trial is by judge alone. In the UK only rare exceptions where a
jury is used to determine liability and damages – e.g.
defamation cases
• In the US the role of the jury in civil trials is undiminished
• The majority of cases settle before judgement
The Woolf Reforms
• Formerly civil procedure was notoriously adversarial with
arguments and evidence being often disclosed at the last
minute making it difficult to assess the strength of the
opponents case.
• There were often extensive delays through manipulation
• The inequality of parties allowed the more powerful party to
dominate the weaker party into submission through cost
• Civil Procedure Act 1997 was introduced to make the civil
system accessible, fair and efficient
• Supplemented by the Civil Procedure Rules 1998
The Woolf Reforms – Key Changes
• Expert Witness – one withness will suffice
• Small claims procedure – hearings normally held in judge‘s chambers
• Fast track procedure – court directs timetable for disclosure, exchange of
witness statements and fixes hearing date max 30 weeks ahead
• Multi track procedure – may include several directions hearings
• Court‘s power to control evidence – i.e. the form of its delivery
• Wasted costs orders will be imposed if a party acts improperly,
unreasonably or negligently thereby causing unnecessary costs to the other
party
• Alternative Dispute Resolution
The Woolf Reforms - Disclosure
• Disclosure formerly known as discovery and was thought to
be a major generator of cost if uncontrolled. Standard
disclosure now requires only documents on which a party
relies and documents which
-adversely affect his case
- adversely affect another party‘s case
- support another party‘s case
- are required by a Practice Direction
4. Sources of Law
Acts of Parliament
The Legislative Process
• House of Commons
• House of Lords
• Royal Assent
• Primary Legislation
• Delegated Legislation
House of Commons
• 650 Members
• Each constituency in the United
Kingdom has one Member of
Parliament (MP)
• Term 5 years
• By convention the Prime
Minister is a member of the
House of Commons
Electoral System First Past the Post
House of Lords
House of Lords
• Lords Spiritual (26) – bishops
• Lords Temporal – life peers and hereditary peers
• House of Lords Act 1999 restricted the number of hereditary
peers (currently 90)
• Number of seats is not fixed – currently 850
• House of Lords reviews and amends bills passed by the
commons but is usually unable to prevent bills passing into
law (Parliament Act 1911)
RATIO DECIDENDI
Ratio Decidendi
• Defined by Sir Rupert Cross as follows:
Pro Contra
• Doctrine saves judicial time and • Doctrine causes judicial
energy laziness
• Doctrine makes legal decision • Doctrine is backward looking
making predictable
and stifles creativity
• Strict application satisfies the
requirement of justice that
• Strict application leads to
„people be treated alike in like inflexibility and unfairness
circumstances.“
Exceptions to the strict horizontal application
• The Plaintiff Diane Blood was a widow and childless. She desired to have a
baby using the sperm of her deceased baby and made an application to the
court.
• She was refused consent to use her dead husband‘s sperm because of the
absence of his written consent
• The court, which is bound to apply the ordinary meaning approach, held
the words of the statute prevented the judge from reaching a decision that
he and the public considered just.
The Golden Rule
• Applying the Golden Rule the judge adopted a secondary meaning and
read the words „shall marry“ as meaning „going through the ceremony of
marriage“
• Accordingly Allen was guilty of the crime of bigamy.
Mischief Rule
The Mischief rule applies where the first two rules fail
to assist interpretation and is a much wider approach
concerntrating on determining the meaning of words
by discovering the aim of the statute, i.e. the mischief
at which the statute was directed.
Heydons Case 1584
• What was the common law before the statute was made?
• What was the mischief and defect for which the common law
did not provide?
• What remedy did Parliament intend to provide?
• What was the true reason for that remedy?
Royal College of Nursing v DHSS
• Under the Offences against the Person Act 1861 it was an offence to carry
out an abortion
• In 1967 the Abortion Act legalised abortions in certain circumstances
provided they were carried out by medical practitioners
• The case in question was concerned with the legality of the involvement of
nurses in carrying out an abortion
• Is a nurse a medical practitioner within the meaning of the 1967 Abortion
Act?
• On application of the mischief rule the court held that the abortion was
legal. The abortion was carried out by a nurse under the supervision of a
medical practitioner
Purposive Approach – Pepper v Hart
• Teacher at a private school could send his child to the same school at
reduced rates
• This was considered a taxable benefit by the inland revenue
• Teacher sought to rely on statements made (Hansard) at the time the
Finance Act was passed specifying circumstances where tax is not payable
• House of Lords departed from previous authority by ruling that Hansard
could be consulted and that tax was not payable
• For the first time the use of extrinsic aids were permitted for the purpose
of statutory interpretation
7. Contract Law
Elements of a Binding Contract
• Agreement
• Consideration
• Intention to create legal
relations
• Certainty of terms
Agreement – Meeting of the Minds
• Offer • Acceptance
• An offer is a specific and definite • Acceptance must be unconditional
proposition manifesting the • Acceptance must be communicated
offeror‘s intention to be bound to the offeror
• Distinguish from an invitation to • If the purported acceptance
treat which are a means of contains new terms it is a qualified
generating interest – e.g. the acceptance and treated as a counter
display of goods in a shop window offer
or advertisements
• Terminology – offeror / offeree
Example
• Arnold has decided to try and sell his car by parking it outside his house with
a notice on the windscreen stating „For sale, pristine condition, one owner –
£4,750 or nearest offer. Please call at number 34 or telephone 713850 only
• On Monday at 9.oo am Betram sees the car but as he is late for work he is
unable to stop. He telephones Arnold and makes an offer of £4500 which
Arnold says he will consider
• On Monday afternoon Arnold decides to accept Betram‘s offer and posts a
letter at 2.30pm to Bertram‘s business address saying „ I agree to sell on your
terms. Because of the lower price can you pay cash“
The Postal Rule
• A contract will only be binding under English law where something of value,
i.e. consideration, is given in exchange for the promise made
• The courts do not investigate the adequacy of consideration and the relative
values exchanged provided that there is some consideration supporting the
bargain
• Consideration must be contemporaneous with the transaction contemplated
by the parties. If the act constituting consideration is performed before any
promise to pay, consideration is past consideration and unenforceable
• Gratuitous promises are unenforceable except where executed by deed
Consideration - Examples
F is planning an open air rally to publicise his newly formed political party. G, a
prominent supporter of the party writes to F saying that he „hopes the rally will
be the first step towards putting some backbone into the country“ and that he
will provide £10,000 to help with expenses.
Subsequently he informs F that he cannot pay as his business is not prospering.
Is the promise enforceable?
Intention to create legal relations
continued …..
• The Courts and Legal Services Act was introduced to break down
the monopolies held by Barristers in the field of advocacy and by
solicitors in the field of conveyancing. Under the act solicitors could
extend their rights of audience by obtaining a certificate of
advocacy and rights of conveyancing could be acquired certified
individuals or corporations other than solicitors
Question 2: What role do lay persons play in the magistrates court? Who
appoints them and on what criteria? (5)
• The House of Lords reviews and amends bills passed by the House
of Commons. It is unable to prevent bills passing into law. It is a
check on the House of Commons which is independent of the
electoral process. Lords Spiritual and Lords Temporal sit in the
House of Lords. The number of seats is not fixed. It currently has
850 members.
Question 5: What was the purpose of the Judicature Acts? (2)
• The fusion of the administration of the common law and the law of
equity but not the systems of law themselves.
Question 6: What are the burden and standard of proof in civil and
criminal proceedings ? (2)
• Where the meaning of the words used by the statute is plain and
unambiguous that meaning must be applied. It is not for judges to
invent fancied ambiguities to avoid unjust or immoral consequences.
In the Pulhofer case Mr Pulhofer applied for housing benefit which will
not be granted if the applicant is occupying accommodation. Mr
Pulhofer argued at court that the absence of sanitary facilities justified
the grant of the benefit. The court held that the term accommodation
did not automatically include sanitary facilities. Therefore, for the
purpose of the Housing Act Mr Pulhofer was occupying
accommodation and as a result was not entitled to housing benefit.
Question 10: What is the highest court in England and Wales. When was
it created and why? (4)