VENUGOPALA A R Mobile-6360295396
Process Analyst Email- venuravi1910@gmail.com
Professional Skills Experience
March 2023 - Present
➢ Investment Banking ❖ Client: Barclay’s
Operations ❖ Process Analyst at BROADRIDGE.
➢ Capital Market Trade Life ❖ Domain: Investment Banking.
Cycle ❖ Department: Corporate Actions ( Re-org)
➢ Trade Settlements Trade ➢ With a keen focus on Voluntary Corporate Actions processing, I
specialize in managing Equity and Bond Reorganization events,
➢ Report Analysis
including Tender Offers (early & late), Exchange Offers (early &
➢ Process Analysis late), Rights Subscriptions, Dutch Auctions, Consent events,
➢ Critical thinking abilities Warrant Exercises, Cash-in-lieu, and Optional Puts.
➢ Reporting ➢ Processing of Prime Brokerage trades, Securities
➢ Prime Brokerage lending/borrowing trades, Proprietary trades, and Open Fail trades
Proprietary for equity and fixed positions affected by a Corporate Action
➢ Trading Equity, Prime ➢ Trade processing for various trade categories in the final stages of
Brokerage the trade lifecycle, including trade booking for Prime Brokerage
and select Proprietary internal book trades, as well as settlement,
Technical Skills reconciliation, and reporting to regulatory bodies.
➢ Fluent in operating Legacy, In-house, and Global Capital
➢ Software Packages : MS Markets processing systems.
office ➢ Working on custodian platform such as DTCC, Euroclear, Clear
➢ Client Applications: stream other Depots.
INTELLIMATCH
➢ Prioritized timely reconciliation and matching of ledger and
MM4, ASTRID,
statement breaks in Intelli match MM4 system post trade
Memphis, GOS, processing
FISS, GLOSS, BPS,
➢ Working closely with internal and external stakeholders to
NEXEN, Wire ensure deadlines are met in a timely and accurate manner for
Payments. all clients participating in Voluntary corporate actions.
➢ Daily reconciliation of paysheets and clean up the items
Skills without being aged.
➢ Responsible for evidence preparation and submission of client
➢ Effective Time money and stock hub items to the regulatory bodies governing
Management and the capital markets ecosystem through the following portals:
Excellent attention to CASS HUB, STOCK HUB, DELPHI -Barclays
detail ➢ Analysis of data and preparation of daily reportable such as :-
➢ Adaptable and flexible Delphi CASS Governance report and evidence
➢ Ability to understand submission.
new processes quickly TLS - PLS - Cash breaks reporting.
and suggest change Single CASS items evidencing + submission.
where applicable GLOSS tasks resolution + reporting. Weekly Payables and
➢ Strong investigation receivables
and reconciliation’s ➢ Resolving all L & S reconciliation breaks arising from corporate
ability actions entitlement posting of internal cash ledger and
➢ Process high volumes of ensuring all SLAs, key deliverable and project milestones are
work with excellent met.
accuracy and attention ➢ Processing payments through SPO in DTCC Nexen and wire
payments using SSI details as per the SWIFT (MT5666,
MT5644,MT5688 etc..)messages.
Languages
➢ Immediate response to client quires regarding elections and
booking process through a mail.
➢ Kannada
➢ Good tracking in a group mail box.
➢ English
➢ Hindi
Education
➢ Telugu
MBA (Finance and Analytics)- CGPA 7.9
Linked in Presidency University - March 2023
www.linkedin.com/in/venugopala- B.com (Accounting and Taxation)- CGPA 8.5
a-r-49888a244 Tumkur University- Sept 2021
Certifications
➢ Trade life cycle- Broadridge
➢ Anti money laundering- Broadridge
Honours
➢ Received the ACE Award for successfully contributing to a
proxy project within a specific timeline, alongside regular BAU
responsibilities.
➢ Got Team Inspiration award and received appreciation from NY
team.
➢ Honoured with the Spirit Award for orchestrating a highly
successful team-building activity that enhanced collaboration,
strengthened relationships, and boosted overall team
morale.(Q Award-2024)
➢ Teamwork award- 2024
