Fulltext
Fulltext
Stefan Skoog
Stefan Skoog
i
ii
Acknowledgments
I would like to express my gratitude to the following individuals who helped
me to make this work possible:
Thank you Torbjörn Thiringer and Stefan Lundberg, my examiner and my
supervisors at Chalmers, for excellent support, insightful feedback and valu-
able mentorship throughout my time at Chalmers.
Pontus Fyhr at Lund University, for broad and deep discussions on design
and production of vehicle electrification systems.
Jens Groot at AB Volvo, thanks for guidance and interesting discussions re-
garding battery performance testing.
Lastly, the financial support from the Swedish Governmental Agency for In-
novation Systems (VINNOVA) is gratefully appreciated.
iii
Acronyms
BEMF: Back-ElectroMotive Force
CFD: Computational Fluid Dynamics
CHT: Conjugate Heat Transfer
CPE: Constant Phase Element
CPE: Constant-Phase Element
DE: Drive end (of electrical machine)
DFT: Discrete Fourier Transform
ECM: Equivalent Circuit Model
ECU: Electronic Control Unit
EIS: Electrochemical Impedance Spectroscopy
EM: Electric Machine
ESS: Electrical Energy Storage System
ESS: Electrical Storage System
EV: Electric Vehicle
FEA: Finite Element Analysis
FEM: Finite Element Method
FFT: Fast Fourier Transform
FSCW: Fractional Slot (pitch) (non-overlapping) Concentrated Winding
G: Graphite (LIB anode material)
HEV: Hybrid Electric Vehicle
HLF: Harmonic Leakage Factor
HTC: Heat Transfer Coefficients
ICE: Internal Combustion Engine
IPM: Internal-Permanent magnet (synchronous) Machine
ISO: International Organization for Standardization
KPI: Key Performance Index
LCO: Lithium-Cobalt Oxide (LIB cathode material)
iv
LFP: Lithium-FerroPhosphate (LIB cathode material)
LIB: Lithium-Ion Battery, referes here to li-ion cell
LMO: Lithium-Manganese Oxide (LIB cathode material)
LPN: Lumped-Parameter Network (model)
LTO: Lithium-Titanium Oxide (LIB anode material)
MBD: Model-Based Development
mHEV: mild Hybrid Electric Vehicle
MMF: Magneto-Motive Force
MTPA: Maximum Torque Per Ampere
NDE: Non-Drive End (of electrical machine)
NMC: (Lithium-)Nickel-Manganese-Cobalt oxide (LIB cathode material)
OCV: Open Circuit Voltage
PHEV: Plug-in Hybrid Electric Vehicle
PM: Permanent Magnet
PMSM: Permanent Magnet Synchronous Machine
RMSE: Root-Mean-Square Error
RMSE: Root-Mean-Squared Error
SOC: State Of Charge
TCWM: Tooth-Coil Wound Machine
VDA: Verband der Automobilindustrie (organization)
WLTP: Worldwide harmonised Light vehicle Test Procedure
VSI: Voltage Source Inverter
v
Contents
Abstract i
Acknowledgements iii
Acronyms iv
I Overview 1
1 Introduction 3
1.1 Background . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
1.2 Review of previous work . . . . . . . . . . . . . . . . . . . . . . 7
System Studies . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
Electric Machines . . . . . . . . . . . . . . . . . . . . . . . . . . 7
Power Electronics . . . . . . . . . . . . . . . . . . . . . . . . . . 9
Drive Systems: EM and PE . . . . . . . . . . . . . . . . . . . . 10
Battery modeling . . . . . . . . . . . . . . . . . . . . . . . . . . 11
1.3 Purpose of thesis . . . . . . . . . . . . . . . . . . . . . . . . . . 12
1.4 Thesis outline and methodology . . . . . . . . . . . . . . . . . . 12
1.5 Contributions . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
1.6 List of Publications . . . . . . . . . . . . . . . . . . . . . . . . . 14
vii
2 History and theoretical framework 15
2.1 Short history of electrification . . . . . . . . . . . . . . . . . . . 15
2.2 Levels of electrification . . . . . . . . . . . . . . . . . . . . . . . 16
2.3 Hybrid topologies . . . . . . . . . . . . . . . . . . . . . . . . . . 16
2.4 Why 48 V? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
2.5 Battery modeling . . . . . . . . . . . . . . . . . . . . . . . . . . 18
Equivalent Circuit Models . . . . . . . . . . . . . . . . . . . . . 20
2.6 Electric machine . . . . . . . . . . . . . . . . . . . . . . . . . . 23
Winding layout . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
Equivalent circuit for electric machine . . . . . . . . . . . . . . 23
3 Case Setup 27
3.1 System assumptions . . . . . . . . . . . . . . . . . . . . . . . . 27
3.2 Battery testing . . . . . . . . . . . . . . . . . . . . . . . . . . . 28
Test equipment . . . . . . . . . . . . . . . . . . . . . . . . . . . 28
3.3 Inverter test setups . . . . . . . . . . . . . . . . . . . . . . . . . 31
3.4 Electric machine setup . . . . . . . . . . . . . . . . . . . . . . . 36
Winding layout . . . . . . . . . . . . . . . . . . . . . . . . . . . 36
Electric machine test setup . . . . . . . . . . . . . . . . . . . . 36
4 Results 43
4.1 Battery modeling . . . . . . . . . . . . . . . . . . . . . . . . . . 43
Parameter results . . . . . . . . . . . . . . . . . . . . . . . . . . 43
Voltage headroom . . . . . . . . . . . . . . . . . . . . . . . . . 44
Model verification . . . . . . . . . . . . . . . . . . . . . . . . . 45
High-level comparison . . . . . . . . . . . . . . . . . . . . . . . 47
4.2 Inverter results . . . . . . . . . . . . . . . . . . . . . . . . . . . 52
4.3 Electric machine results . . . . . . . . . . . . . . . . . . . . . . 53
Winding layout . . . . . . . . . . . . . . . . . . . . . . . . . . . 53
Machine construction and results . . . . . . . . . . . . . . . . . 53
5 Conclusions 57
5.1 Main conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . 57
5.2 Future Work . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61
viii
References 69
II Included Papers 77
ix
Part I
Overview
1
CHAPTER 1
Introduction
1.1 Background
The fleet of personal vehicles in the world is known to be a considerable
source of emissions by the burning of fossil fuels through internal combustion
engines. In the EU, cars account for 18.2% of the total CO2 emissions[1]. The
transportation sector is the only sector not showing a clear trend in decrease
in total pollution year by year[1]; the total car distance traveled is increasing
much faster than the fleet average propulsion efficiency.
One part of the emission problem is that combustion engines are operated
on hydrocarbons that have been stored for millions of years, which when com-
busted releases green house gasses into the atmosphere, disrupting the the
natural carbon cycle. The other part of the problem is that cars, with their
combustion engines, are releasing most green house gasses in densely popu-
lated areas and thus compromising the air quality where the human population
density is the highest.
Authorities around the world, especially in the EU, have declared goals
and targets for a more environmental friendly car fleet. The standard policy
for fossil fuel based combustion engine vehicles is to put a cap on the fleet
3
Chapter 1 Introduction
4
1.1 Background
Figure 1.1: EU measured real emission levels and legislative targets. Data from[4].
on the majority of car models. Industry sources report a reduction in fuel con-
sumption by 10%(PSA)[8], 13%(Continental)[9], 15%(Johnson Controls)[10]
and (Kia)[11], 17% (Schaeffler and Continental)[12] through the implementa-
tion of a 48 V mild hybrid system. CO2 emissions are generally proportional
to fuel consumption when disregarding transient operating points[13]. Fig-
ures ranging from 7 g/km to 15 g/km (PSA)[8] and (Hella)[14] up to 30 g/km
(ALACD and CPT)[15] in emission reduction are reported. All of those num-
bers are estimates and, unfortunately, the reference drive case are not declared
properly in the sources mentioned.
Increasing the voltage level in light vehicles was suggested before in the
mid 1990’s to cope with the ever increasing electrical loads from convenience
functions and drive support electronics. An enhanced voltage bus at 42 V was
announced[16], but it never gained momentum in the car industry. The 48 V
voltage level was proclaimed by the German automotive organization Verband
der Automobilindustrie (VDA) in 2011[17], and in the first few car models
from Audi and Daimler rolled out equipped with 48 V mild hybridisation in
late 2018.
5
Chapter 1 Introduction
6
1.2 Review of previous work
System Studies
The engineering firm Ricardo[18] establish benefits of mHEV based on the
contribution from each mHEV specific support function. All relevant mHEV
topologies are presented together with power histograms, and challenges and
opportunities with each topology. However, no experimental verification is
performed. The same company presents a full-vehicle demonstrator with an
advanced mHEVsystem called HyBoost[19], claiming an experimentally ver-
ified 40% reduction in emissions; down to 99.7 g CO2 /km for a Ford Focus
sized car. This is done by ICE downsizing, start-stop, re-gen, EGR and e-
supercharger. Although impressive results, the mHEV components are not
based on 48 V technology and the implications of using different drive cycles
are not presented.
Electric Machines
A range of custom-designed electric machines can be found in literature. Be-
low is a selection of machines designed for automotive usage, with a power
range of 5-150 kW, with either high power density, high efficiency, or a novel
cooling layout as a design goal. The net power density of the machines will
be highlighted, meaning peak mechanical output (ca 10 s) divided by volume
of the smallest cylinder that encloses the active iron of the machine.
An automotive e-Assist ISG 115 VDC hairpin stator winding induction ma-
chine is designed and tested by representatives of General Motors in [20].
15 kW peak power is reported at an stack volume of 1.14 l, yielding a net
power density of 13 kW/l. A peak efficiency of 88% is observed through mea-
7
Chapter 1 Introduction
surements.
The design and testing of a 6-phase, 48 V, 9 kW induction machine with
hairpin windings is presented in[21], [22]. It features water jacket cooling
designed for 5 l/min. Maximum mechanical output power is 9.0 kW at
3400 RPM, however, the only reported efficiency point is 85.3% at 2860 RPM,
21 Nm (5.8 kW mechanical). The net and bulk power density at 9 kW is
2.84 kW/l and 9.28 kW/l respectively.
Engineers from Ricardo presents the design and construction of two versions
of 15 kW, 150 V PMSMs for mHEV [23]; one surface-mount PM (SPM) and
one interior-PM (IPM) machine. Peak system motoring efficiency, including
inverter, of 86% and 88% is reported, and the experimentally verified net
power density is 2.54 kW/l and 3.63 kW/l for SPM and IPM respectively.
A high-speed, hybrid excitation machine is designed, built and tested by
ORNL[24], measuring about the same gross volume as the Toyota THS2 main
traction machine[25]. The machine is tested showing a peak efficiency of 95%,
and powers up to 42 kW, yielding a net and bulk power density of 15.4 kW/l
and 3.89 kW/l respectively. The large difference in net and bulk power density
could be explained by the extra volume needed for the wireless rotor excitation
circuit.
Engineers from Mercedes-Benz[26] report on a automotive-grade, high-speed,
oil cooled three-phase PMSM developed for 48 V mild hybrids in P2.5 or P3
position. It is specified at 28 kW peak for 30 s. The measured peak efficiency
is 90.5% and the gross power density is 3.94 kW/l. Unfortunately, no geometry
for the active stack length are available to calculate net power density.
Automotive, mass-produced electric machines are extensively tested by Oak
Ridge National Laboratory (ORNL) in the US. One interesting reference ex-
ample is the 2012 Nissan Leaf traction machine reported in[27], with an net
volume of 4.66 l and a rated maximum power of 80 kW with 97% peak effi-
ciency. Net power density is 17.2 kW/l. This machine serves as a reference
for high efficiency and high net power density. However, no electromagnetic
or thermal design features are discussed.
Another interesting reference machine is the 2004 Toyota THS2 main trac-
tion machine, also tested by ORNL[28], [29] and reported by Toyota[25]. The
rated peak power is 50 kW and the net/gross volume is 4.76 l and 11.2 l re-
spectively. This results in a net and gross power density of 10.5 kW/l and
4.46 kW/l, respectively. Peak efficiencies of 94% are measured.
8
1.2 Review of previous work
The 2010 Toyota HSD-G3 main traction system is extensively tested in[29],
at 60 kW maximum power, peak efficiency of 96%, resulting in net and bulk
power density of 21.6 kW/l and 5.17 kW/l.
Benchmarking of the BMW i3 traction machine is reported in[30], [31],
showing peak efficiency of 94%, power output of 125 kW, net and bulk power
density of 20 kW/l and 9.2 kW/l respectively.
To sum up, what is rare or even missing in the literature is a report on
the design of a electric traction machine with high efficiency (>90%) and high
power density (>15 kW/l net, >5 kW/l bulk) proven simultaneously by exper-
iments in the power range of 30-50 kW. Even more rare is extra-low-voltage
(<100 VDC ) designs. Several automotive high-power traction machines in
production (BMW, Toyota, Nissan) do indeed fulfill these requirements, but
the performance are reported from third-party benchmarking, leaving out all
comments on the design procedures from the engineering teams.
Power Electronics
In [32], a direct-water-cooled, high-current three-phase 48 V inverter board
using aluminum substrate PCB and six paralleled high-current 100 V MOS-
FETs is experimentally evaluated. While dimensioned for 300 ARM S , the
maximum current achieved in tests was 150 ARM S due to thermal limitations
in the DC capacitor bank, and voltage spikes during switching. The measures
of active components are 150x115x15 mm.
A custom made 48 V inverter with direct-oil cooling is presented in[33],
and tests with phase currents up to 431 ARM S at 17 l/min oil flow. The total
volume for the automotive encapsulated inverter including controller is 13.4 l.
No efficiency numbers are reported.
A compact, three-phase, two-level, water-cooled 48 V inverter in[34] is
tested for peak performance at 55 VDC , achieving 93.9% efficiency at a three-
phase output of 210 ARM S , 10.3 kW, cos(φ)=0.75.
US ORNL presents a modular (6-leg) converter topology in[35], and evalu-
ates the losses for three different SiC MOSFET models operating at 30 kHz
water cooled at 10 l/min. The system is aimed to power a 360 VDC BMW i3
electric machine at 125 kW peak. The modular 6-leg setup uses carrier wave
phase shift to minimize the DC capacitor current ripple. The ripple min-
imisation effect is not quantified, and the resulting inverter efficiency is not
explicitly declared.
9
Chapter 1 Introduction
10
1.2 Review of previous work
IMMD is also built for 2x100 V operation[43], but only one open-loop test at
ca 500 W is reported. More concepts and prototypes are built of the IMMD,
but no further high-power operating points can be found in the literature.
A version of the IMMD, from another research team, for an axial-flux 48 V
PMSM is presented in[44]. The effects of using carrier wave interleaving to
minimize DC current ripple i mainly evaluated. The tests are performed up to
4 kW, which means net power density of 2.58 kW/l with size numbers reported
from[45].
Continental are presenting production-ready water-cooled Belt-ISG compo-
nents for 48 V mHEV applications[46], with a 5 s peak gross power density of
3.18 kW/l including power electronics and motor control.
The EU project ECOCHAMPS has reported by Ricardo UK on the design
and testing of components for 48 V hybrids. One examples is a pseudo 6-phase,
oil spray cooled electric machine[33], [47] with hairpin windings, designed for
25 kW and tested up to 15.5 kW output power. An oil flow of 2 l/min is
preferred by design. The net power density is 17.0 kW/l by design target, and
10.5 kW/l validated experimentally. No efficiency numbers are reported.
Battery modeling
A short overview of empirical modeling is presented in Paper 1 , and a more
comprehensive overview in Paper 4. At the start of the thesis work, a lack of
examples was identified in the literature on how various testing methods for
LIB leads to extraction of parameters for linear circuit models which then are
evaluated in load cycles relevant for vehicle use. Further on, most reports on
battery modeling only apply a proposed model to one specific make, model,
size and chemistry of LIB.
11
Chapter 1 Introduction
12
1.5 Contributions
1.5 Contributions
The following list of contributions are claimed:
13
Chapter 1 Introduction
III Experimental and model based evaluation of mild hybrid fuel consumption
gains and electric machine utilization for personal vehicle application
Conference paper presented 2017-08-08 at
ITEC-AP2017, Harbin, China
14
CHAPTER 2
15
Chapter 2 History and theoretical framework
(mHEVs) were sold in 2018, and they quickly gained popularity. It is predicted
that 48 V hybrids will dominate by quantity in the light vehicle market over
HEV and EVs for the next two decades[17].
PEM
ef = . (2.1)
PEM + PICE
If this factor is 1, the car is purely electric. In the lowest range of ef for mod-
ern cars we find an example of ef =0.01; a 1 kW starter motor and a 99 kW
ICE. Mild hybrids as a concept has the opportunity to fill a gap of electrifica-
tion factor between 0.05-0.5. Fig. 2.1 shows the connection between vehicle
traction voltage, electrification factor and expected electrification features.
2.4 Why 48 V?
The International Organization for Standardization (ISO) defines safety levels
for automotive applications in ISO6469-1[49], which is legally binding for light
16
2.4 Why 48 V?
Conven-
Micro Mild Full PHEV EV
tional
400 V
250 V
150 V
Traction voltage level →
60 V
48 V
12 V
Increasing electrification factor →
17
Chapter 2 History and theoretical framework
Figure 2.2: The five viable electric machine topologies for mHEVs (P0..P4).
Courtesy of[33].
18
2.5 Battery modeling
60 V
Overvoltage
54 V Maximum voltage,
52 V
functional degradation
48 V
Normal operation,
full functionality
36 V
Miimum voltage,
functional degradation
24 V
Undervoltage
20 V
circuit model. The circuit elements and parameters are selected to match the
observed voltage response from experimentation.
The most basic equivalent circuit model (ECM) for a LIB consist of a basic
Thevenin equivalent: An internal voltage source with an internal resistance
in series, see Fig. 2.6a. However, this model does not capture the time
dynamics of most LIBs, even with parameters varying with temperature and
SOC. If this basic circuit is to be used, it is important to specify at what
charge or discharge time the resistance value is sampled. Common values are
1,2,5,10,30 s for automotive usage.
Regarding time dynamics to study, the scope is limited to what makes
most sense to minimize the error within a single drive cycle. LIBs exhibit
interesting effects in the frequency domain from 10 kHz and spanning down
to period times of years (i.e. ageing). A typical drive cycle, such as WLTP, is
30 minutes long and is sampled in 1 s increments. If an FFT is performed on
the drive cycle,
h most of the data i intensity will be focused within a frequency
−1
window of 0.5 (30 · 60) · · · 1 Hz. This is visualized in Fig. 2.4. With this
said, advanced ageing phenomena that arises despite obeying manufacturers’
voltage and temperature limits, are not within the scope of this work.
19
Chapter 2 History and theoretical framework
FFT
Figure 2.4: Means of selecting the most relevant time dynamics for equivalent cir-
cuits to be used in a drive cycle.
20
2.5 Battery modeling
R −1
−1 n
ZZarc = = R + Q(jω) . (2.3)
1 + RQ(jω)n
A special case of the Zarc element is defined at n=0.5; the Warburg element,
which is often used to model diffusion[56], [57]. The behavior described by
(2.2) and (2.3) are crucial to the scope of Paper 3. A challenge with Zarcs is
that they cannot be realized in the time domain, they have no direct inverse
frequency transform. The most effective way to use them in a time-domain
simulation (such as a car drive cycle simulation), is to approximate them
with several series connected RC links. In[59], it is suggested that 5 series
connected RC links are used to represent a Zarc element. An EIS measurement
of a automotive LIB is shown in Fig. 2.5 where six RC elements are used to
capture the capacitive behavior. An even more simplified ECM suggested in
this thesis is to further limit the number of RC groups to two, as seen in Fig.
2.6b. This can be done without sacrificing much of the model accuracy in
the frequency range 10 mHz to 10 Hz. An important condition to fulfill is
that the value of the two time constants (τ = R · C) are clearly separated.
A thorough explanation of how the RC links are mathematically modeled is
found in Appendix A.
21
Chapter 2 History and theoretical framework
R0
i
+ v0 − +
+ vOCV v
−
−
(a) Simple R0 Thevenin ECM.
R1 i R2 i
R1 R2
R0
i
C1 C2
+ v0 − +
iC1 iC2
+ vOCV +v − +v − v
− 1 2
−
(b) Extended R+2RC Thevenin ECM.
22
2.6 Electric machine
23
Chapter 2 History and theoretical framework
where Ψ (Wb) is RMS flux linkage, i (A) is RMS stator current, nph number
of phases, and np pole pair number. The flux linkages for a permanent magnet
rotor including saliency are expressed as
Ψd = Ld id + ΨP M (2.5a)
Ψq = Lq iq , (2.5b)
where Ld and Ld (H) are the equivalent stator inductance in d and q direction
respectively. ΨP M (Wb) is the RMS linked flux between rotor permanent
magnet and stator coils of one phase. Linked flux can be established either by
the use of FEA or experimentally for a prototype machine. A reformulation of
(2.4) can now be done using (2.5), highlighting reluctance torque production
through the term (Ld − Lq ):
T = nph np ΨP M iq + (Ld − Lq )id iq . (2.6)
The ECM for RMS phase voltages u (V) can be defined as in Fig. 2.7, where
stator phase resistance Rs (Ω) and rotor electrical speed ωe (rad/s) compiles
to
did
ud = Ld + Rs id − ωe Lq iq (2.7a)
dt
diq
uq = Lq + Rs iq + ωe Ld id + ΨP M . (2.7b)
dt
The mechanical speed ωm scales with the electrical speed with the number
of pole pairs:
ωe = np ωm . (2.8)
di
For steady-state operation, the terms containing L dt can be neglected. For
a special case of no-load (id = iq = 0), steady-state (di/dt = 0, dω/dt = 0)
rotation, the relation between total stator output voltage, electrical speed and
linked permanent magnet flux can be derived from (2.7b) as:
us = ωe ΨP M . (2.9)
24
2.6 Electric machine
id Ld iq Lq
+ + +
− − ωe Ld id
ud + ωe Lq iq uq
+
− ω e ΨP M
− −
Rs Rs
(a) Direct voltage ECM (b) Quadrature voltage ECM
25
CHAPTER 3
Case Setup
In this chapter, the boundary conditions and hardware used for LIB, power
electronics, and EM testing is discussed.
27
Chapter 3 Case Setup
Test equipment
For the first few years of pulse testing, a Digatron BTS-600 battery tester is
used. In the latter part of this project, a PEC ACT 0550 was available in the
lab. The test procedure and post-processing are adapted to work with this
equipment. All EIS measurements are made with a Gamry Reference 3000.
The test procedures are illustrated in Fig. 3.1. For iso-temperature tests, the
thermal chamber ILW53 from Pol-Eko is used.
28
Table 3.1: Overview of tested LIBs and their basic parameters.
Test Brand Form Chemistry Qnom Vmax Vmin Itest Um em
object Factor (Ah) (V) (V) (A) (Wh/dm3 ) (Wh/kg)
A Melasta Pouch LCO/G 10 4.20 3.00 50 447.5 180.6
B EP Pouch LCO/G 10 4.20 2.75 50 444.5 182.7
C Tinkang Pouch LMO/LTO 20 2.75 1.60 100 - -
D Tinkang Pouch LMO/LTO 15 2.75 1.60 75 128.9 64.6
E Tinkang Pouch LMO/LTO 26 2.75 1.60 130 151.8 67.2
F Tinkang Pouch NMO/LTO 26 3.30 2.00 130 151.7 -
G Tinkang Pouch NMO/LTO 28 3.30 2.00 140 171.7 78.3
H - Pouch (NMC+LMO)/G 26 4.15 2.80 130 345.7 169.6
I A123 Pouch LFP/G 19.6 3.60 2.00 98 - -
M - Prismatic (NMC+LMO)/G 5.0 4.20 2.80 25 230.8 106.6
N - Pouch NMC/LTO 11 2.70 1.50 55 161.5 67.4
J Melasta Pouch LCO/G 7.5 4.20 3.00 37.5 505.7 193.8
S SKC Pouch (NMC+LMO)/G 10 4.30 2.50 50 178.0 101.1
T Toshiba Prismatic NMC/LTO 20 2.70 1.50 100 177.0 90.0
29
3.2 Battery testing
Chapter 3 Case Setup
Figure 3.1: Visualisation of the two utilized test test methods and used equipment
for high-power LIB testing.
Figure 3.2: Pictures and CAD models of a selection of cells, with labels matching
Table 3.1.
30
3.3 Inverter test setups
31
Chapter 3 Case Setup
Table 3.2: Design features and test results for prototype inverter
Prototype 1 Prototype 2
Design
Topology 3-leg, 2-level 3-leg, 2-level
Target power 16 kVA 25 kVA
Cooling Water Water
Gate drive Gen1 off-board Gen2 miniature
PCB type Dual layer Single-layer 105 µ copper
PCB substrate FR4 Aluminum
Target (fsw ) 100 kHz 100 kHz
Transistor make Infineon Infineon
Transistor model IPP045N10N3GXKSA1 IAUT300N10S5N015
Transistor package TO220 HSOF-8-1
Transistor config. 1(2)p 2p
Transistor rating 100 V, 137 A, 4.5 mΩ 100 V, 300 A, 1.5 mΩ
Capacitor make TDK TDK
Capacitor model C5750X7S2A156M250KB C5750X7S2A226M280KB
Capacitor rating 100 V, 15 µF 100 V, 22 µF
Capacitor count 60 45
Test Setup
Load type 3-phase coils 3-phase step-up
reactive load transformer plus
400 V resistive loads
32
3.3 Inverter test setups
Figure 3.3: Test setup for inverter tests. The electric machine is represented by a
high-current RL load or transformer. Courtesy of[61].
33
Chapter 3 Case Setup
Figure 3.4: Picture of inverter 1 prototype, featuring water cooling and external
gate drive board. The power board measures 120x90 mm.
Figure 3.5: Bottom side of inverter prototype 1 board, where half of the dual par-
allel MOSFETs in TO-220 package are mounted. The water cooling
covered by a silicon thermal pad is seen to the right, where footprints
of both ceramic capacitors and MOSFETs can clearly be distinguished,
telling good thermal contact.
34
3.3 Inverter test setups
Figure 3.6: Picture of miniature, modular gate driver cards for one phase leg, mea-
suring 8x39 mm.
35
Chapter 3 Case Setup
Winding layout
With the analysis from Paper 5, and the preference of using six or more open-
ended windings, the most appealing slot (Q) - pole (p) combinations for this
applications is Q12p10 and Q12p8. A comparison of iron losses in Paper 7
favors the Q12p10 layout. To acquire the optimal winding layout for this
slot-pole combination, Cros’ method is implemented as a Matlab script as
described in [63]–[65] and then imported directly to Ansys simulation suite.
Results can be seen in Fig. 3.8 and Fig. 4.9.
36
3.4 Electric machine setup
resistance. For inductance, individual coils are measured and the rotor angle
is varied slowly to scan for max and min values. The stator resistance is
measured for each individual phase group consisting of two internally series
connected tooth coils. An excitation current of 10.0 A DC is used while the
voltage drop is measured at the machine terminals with a bench multimeter,
see Fig. 3.12. The phase voltage at no-load is measured with an oscilloscope
while driving the machine with an external dynamo at 1027 RPM, as shown
in Fig. 3.12. The oscilloscope is set up to calculate the true RMS values.
The power electronics and motor controller available for this motor setup is
limited to 110 A RMS per phase, whereas the expected 10 s peak current
for the machine is 600 A RMS. Torque output is measured up to the the
maximum system current in 10 A increments and with a current angle of 90 ◦
advancement, i.e. iq only.
37
Chapter 3 Case Setup
38
3.4 Electric machine setup
x6
+ + UB -
UDC
-
Uleg
+ UA
UDC
-
Uleg
+ UA
UDC
-
Uleg
39
Chapter 3 Case Setup
Figure 3.10: CAD pictures with cut-away of the prototype EM. Length:
100|223 mm stack|total. Diameter: 180|206 mm stack|outer.
Figure 3.11: 48 V machine during manufacturing, stator without housing and be-
fore assembly of phase connection terminals. Each coil has 3 turns of
9 parallel strands 1.5 mm enameled copper wire.
40
3.4 Electric machine setup
41
CHAPTER 4
Results
Parameter results
All parameters for OCV, R0,1,2 and C1,2 are extracted using semi-automated
Matlab scripts that operate on the raw data from the test equipment. The
details of the procedure is more described in Paper I. Results from room-
temperature tests and 5 C discharge pulses for the maximum achievable SOC
window are presented in Fig. 4.3 for OCV, Fig. 4.4 for R0 , and Fig. 4.5
for R0,1,2 and C1,2 . Since all batteries differ in size and charge capacity, the
passive parameters have been scaled with charge capacity to make them fit in
the same plots.
A selection of the LIBs are more thoroughly parameterized over a wide
temperature span. In this case, all R’s and C’s are a function of both SOC
and temperature and thus become 3D look-up tables in the equivalent circuit
model. A simplification of these results, by establishing the R10 resistance, is
shown in Fig. 4.7. More extensive results can be found in [66], in where the
naming of the cells are preserved.
43
Chapter 4 Results
Voltage headroom
When the R+2RC ECM parameters are established, they can be used to pre-
dict power availability instantaneously, as well as fairly accurately for a future
time that is less than the slowest time constant of the RC networks. Project-
ing allowed charge and discharge power is extremely useful in advanced LIB
applications such as automotive systems. The maximum sustainable power
output, i.e. a power level that can be repeatedly used without significantly
damaging och accelerating the aging of the cell, is limited by three things:
• Maximum temperature
High LIB temperatures are often a result from self-heating due to high cur-
rents and Joule losses (i2 R), in combination with entropy heating as discussed
in Paper 2. Static current limits can be established to limit self-heating, or
due to other bottlenecks in current carriers or due to chemical reaction speed
in LIBs. Terminal voltage limits are usually given as hard limits by the cell
manufacturer. The maximum achievable current can be limited also by the
allowed voltage headroom between the internal voltage (OCV) and the ter-
minal voltage. The difference between the two voltages is the internal voltage
drop. The maximum power theorem cannot be achieved due to the small
voltage drop allowed by static voltage limits. With diffusion and mass trans-
port represented by the two slow RC links, the internal voltage drop increases
over time for a constant current, which means the allowed voltage headroom
shrinks as a function of the duration of charge or discharge current. The first
step in establishing the real-time maximum power capability is to calculate
the projected voltage drop, then solve for the resulting maximum current. Fig.
4.1 shows examples for four cells of how the projected voltage response looks
for a charge and discharge pulse at the maximum allowed peak rate according
to the LIB manufacturer (median value is 10 C). The magnitude of the pro-
jected voltage drop according to ECM parameters vary significantly between
the parameterized LIB cells at the allowed maximum current. This voltage
variation is very important information to include when evaluating the elec-
trical system performance of the adjacent component connected to the same
voltage bus.
44
4.1 Battery modeling
Cell H
Cell A
Cell N
Cell M
Figure 4.1: The resulting cell voltage at the terminals at the maximum specified
current. The legends represent for how long time the current is present,
to visualize the effect of diffusion. Dotted lines represent the cell volt-
age if it was not limited by the minimum and maximum cut-off voltages.
Model verification
Two steps of verification of the ECM are performed. The first level encom-
passes the simulation of the voltage response with the ECM, feeding in the
45
Chapter 4 Results
Cell A Cell H
Cell N
Cell M
Figure 4.2: Look-ahead charge and discharge power limits established by using a
R+2RC ECM and comply with both maximum current and voltage
limits.
current used during the pulse discharge test. The model now have both OCV
and R,C to vary with SOC, leaving temperature on the side at the moment.
A sensitivity analysis of keeping OCV and/or R,C values constant is shown in
Fig. 4.6. The RMSE between measurement and model is used to define model
error. This method is a way of validating the importance for model accuracy
to include the SOC dependence in OCV than it is to incorporate it for the
SOC dependence in the R and the C values. It also shows results from both a
simple Thevenin ECM (Fig. 2.6a) and the extended Thevenin R+2RC ECM
(Fig. 2.6b). For the best case in Fig. 4.6, SOC=50% all variables are SOC
dependant, the R+2RC ECM results in 3.4 mV RMSE, and the R10 ECM
71.2 mV RMSE. This equates to that best R10 ECM shows 21 times higher
error in voltage prediction. The corresponding number, when evaluated in a
46
4.1 Battery modeling
long drive cycle is 10.7 mV and 28.4 mV RMS voltage error for R+2RC and
R10 respectively, as seen in Paper 1, Table III.
The second method of verification includes using a realistic, long, dynamic
load cycle that represents how the cell is aimed to be used in its end applica-
tion. This method is used and presented in Paper II ad Paper II. For a over
1.5 hour long drive cycle, without any feedback, the proposed R+2RC ECM
performs an RMSE of 15.5 mV (Paper II cell B), 20.3 mV (Paper II cell C),
and 10.7 mV (Paper II cell H). No such low RMSE values are found elsewhere
in the literature for long dynamic drive cycles.
Figure 4.3: Open circuit voltage sample points acquired after 1 h of relaxation
between pulse discharge measurements. Inter- & extrapolated lines.
High-level comparison
Fig. 4.8 shows the comparison with a selection of the analyzed cells for the
size-independent specific energy versus specific power, where the maximum
power is specified for a typical 10 s discharge pulse at room temperature.
Each straight line intersecting origo in this chart represent the rate of dis-
charge (C-rate) in (hours)−1 . Since the cell manufacturers’ maximum peak
47
Chapter 4 Results
Figure 4.4: Parameters results for R0 element in the R+2RC ECM (Fig. 2.6b)
at room temperature and 5 C discharge. Resistance values are scaled
with charge capacity.
48
4.1 Battery modeling
Figure 4.5: Parameters results for R+2RC ECM (Fig. 2.6b) at room temperature
and 5 C discharge. Resistance values are scaled with charge capacity.
49
Chapter 4 Results
SOC ≈ 20%
SOC ≈ 50%
SOC ≈ 80%
Figure 4.6: The variation of accuracy using both models in R+2RC (Fig. 2.6) while
letting OCV and R,C values remain constant (at SOC=50% value) or
vary with SOC. X axis is time in seconds. Example for cell H.
50
4.1 Battery modeling
(a) (b)
Figure 4.7: Equivalent R10 resistance for ECM in Fig. 2.6a as a function of SOC
(left column) and temperature (right column). Resistance is typically
flat between 20-95% SOC. Low temperature has a very strong effect
on resistance. Cell names matching Table 3.1 is found in the plot tile.
51
Chapter 4 Results
discharge C-rate is used to calculate the power, it should be noted that safety
margins to ensure long lifetime plays in as a penalty for automotive cells,
which are expected to withstand thousands of cycled in harsh environment.
Semiprofessional cells are typically specified for a few hundred cycles in ideal
conditions.
Figure 4.8: Ragone chart over tested batteries (circles) and examples of reference
battery cells from datasheet values (squares). The Maxwell super-
capacitor is found on coordinate [8500, 7.6] outside the plot.
52
4.3 Electric machine results
due to very low power factor of the load. Prototype 2 is tested up to 220 A
RMS, mainly active current, resulting in 9.0 kW. The available DC power
supplies was limiting the possibilities of achieving higher powers. An efficiency
of 95.6% is measured, excluding the significant losses in power cables to and
from the inverter. This is considered to be successful results considering the
challenges with high switching frequency and high currents.
53
Chapter 4 Results
Figure 4.9: Winding phasors and winding layout using Cros’ method. Slot per pole
per phase (q) and winding factor is displayed. The dotted vertical red
line marks the line of anti-symmetry in the stator winding.
54
4.3 Electric machine results
Figure 4.10: Output torque over one electrical period at 150 rpm, 90◦ current ad-
vancement, measured and simulated with FEA at 48 V, and measured
fr the 600 V machine and re-scaled with the coil tun ratio.
55
CHAPTER 5
Conclusions
• For battery models used in time scales relevant to vehicle drive cycle
simulations, i.e. 0.1-1000 s, a linear, two-time-constant equivalent circuit
model offers a very appealing accuracy compared to all other options
found in literature
– The two time constants should both represent the diffusion phe-
nomena, but still have explicitly separated time constants by more
than an order of magnitude, e.g. τ1 =10 s and τ2 =200 s
– During LIB testing, it is important to allow for plenty of relaxation
between operating points in order to make sure the diffusion effects
have stabilized. In this work, a 1 h rest time is used for room tem-
peratures. Testing at lower temperatures than room might requires
more relaxation time. Some cells might need even longer relaxation
times, this is believed to be associated with optimization towards
57
Chapter 5 Conclusions
58
5.1 Main conclusions
59
Chapter 5 Conclusions
high net power density (>15 kW/l) has not been previously found
reported in the academic literature.
– The construction and validation at the design target max torque
output of a direct-liquid cooled automotive traction machine is
rarely found in the literature.
60
5.2 Future Work
• Unifying the LIB test methodology and ECM to work on super capac-
itors and offer the same level of high model accuracy. Super capacitors
might display both high self-discharge and very slow mass transport,
which can make the proposed LIB model inaccurate.
61
APPENDIX A
i = iR + iC (A.1a)
iR = v/R (A.1b)
dv
iC = C (A.1c)
dt
From here, we can establish an ordinary first order linear homogeneous
differential equation (ODE):
dv v i
+ = (A.2)
dt RC C
It is important now to note that both v and i are function of time. Since
63
Appendix A Linear equivalent circuit model
vzs = vh + vp (A.3)
dv v
+ =0 (A.5)
dt RC
with the homogeneous solution
t
vh (t) = K2 e− RC . (A.6)
dv v i0
+ = . (A.8)
dt RC C
64
A solution of the same order as the right-hand side can be found, e.g.
(
vp = K3
dvp (A.9)
dt = 0
K2 = −R i0 ; (A.10b)
The full solution to the zero-state problem becomes
t
vzs (t) = R 1 − e− RC . (A.11)
As this is true for a charging process of the capacitor, we can also find out
the discharge profile trough the zero-input case, which is defined through the
conditions corresponding to storing energy at time zero, but with no external
stimuli:
i(t) = 0
(A.12)
v(t = 0) = V0
which makes the ODE to solve the same as in (A.5), and the solution vzi
has the same form as in (A.6), however, a different constant: K1 . With
the operating point t = 0 and the initial condition in (A.12), the solutions
becomes:
t
vzi (t) = K1 e− RC (A.13a)
0
− RC
V0 = K1 e = K1 (A.13b)
t
− RC
vzi (t) = V0 e . (A.13c)
Eq (A.11) or (A.13c) can be used to represent the charging and discharging
procedure of one RC link, respectively. For example, the charging or discharg-
ing pulse on a LIB. Since the system is assumed to be linear time invariant,
two series connected RC links can be superimposed and treated independently
during analysis. It should also be noted that the denominator of the expo-
65
Appendix A Linear equivalent circuit model
R0
i
+ v0 − +
+ vOCV v
−
−
(a) Simple R0 Thevenin ECM.
R1 i R2 i
R1 R2
R0
i
+ v0 − C1 C2 +
iC1 iC2
+ vOCV + − + − v
v1 v2
−
−
(b) Extended R+2RC Thevenin ECM.
nent in the natural logarithms in the solutions to the ODE in e.g. (A.11)
and (A.13c) is equivalent to the time constant of the corresponding RC link:
τ = R C.
vx dvx
i = iRx + iCx = + Cx (A.15a)
Rx dt
66
i i
iR + iR
+ iC iC
v R C v R C
−
−
(a) One RC link at zero state. (b) One RC link at zero input.
Figure A.2: Simplified RC circuit used for analysis and formulation of equations.
dvx i vx
= +− (A.15b)
dt Cx Rx Cx
Z
i vx
vx = +− dt . (A.15c)
Cx Rx Cx
Equations in state space form can now easily be generated from (A.15b).
(A.15c) makes it very intuitive to implement in model based graphical pro-
gramming environments such as Matlab Simulink. Fig. A.3a shows a such
implementation with two subsystems of RC links depicted in Fig. A.3b.
67
Appendix A Linear equivalent circuit model
68
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Part II
Included Papers
77
Paper I
Parameterization of equivalent circuit models
for high power lithium-ion batteries
in HEV applications
Presented 2016-09-06 at
EPE2016, Karsruhe, Germany
79
80
Parameterization of Equivalent Circuit Models for High Power Lithium-Ion
Batteries in HEV Applications
Stefan Skoog
Div. of Electrical Power Enegineering
Dept. of Energy and Environment
Chalmers University of Technology
Gothenburg, Sweden
Email: stefan.skoog@chalmers.se
Acknowledgment
This work is sponsored by the Swedish Governmental Agency for Innovation Systems (VINNOVA).
Keywords
Automotive application, Automotive component, Batteries, Device characterisation,
Device modeling, Hybrid Electric Vehicle, Energy storage, Impedance measurement
Abstract
Three different linear equivalent electrical circuit models for power optimized lithium-ion batteries are
parameterized and compared in a long dynamic load cycle representing typical hybrid electric vehicle
usage. The goal is to estimate the voltage on the battery terminals by only using an open-loop electrical
model. Model parameters are extracted trough a simple discharge pulse test and the parameter results are
presented for five different types of batteries. A quantification of the model fit is presented and compared
with similar studies.
Nomenclature
Table I: Glossary
Acronym Explanation
ECM Equivalent Circuit Model
G Graphite, anode material
LCO Lithium-Cobalt Oxide (LiCoO2 ), cathode material
LIB Lithium-Ion Battery
LMO Spinel Lithium-Manganese Oxide (LiMn2 O4 ), cathode material
LTO Spinel Lithium-Titanate Oxide (Li4 Ti5 O1 2), anode material
MSE Mean Squared Error
NMC Nickel-Manganese-Cobalt Oxide (LiNiMnCoO2 ), cathode material
NMO Lithium-Nickel-Manganese Oxide (Li2 Mn3 NiO8 ), cathode material
OCV Open-Circuit Voltage
PHEV Plug-in Hybrid Electric Vehicle
SOC State of Charge
Introduction
Electrification of light-duty personal vehicles has the potential to offer significant fuel savings and re-
duction in emissions. Increasing the amount of electrification is an attractive method for vehicle manu-
facturers on reducing the fleet-average fuel consumption. This can be done with electric hybridization of
the powertrain, where the key components are; a small but efficient battery, and an electric machine to
assist the combustion engine. This setup typically require a power-optimized battery and several modern
lithium-ion battery (LIB) chemistries can deliver the required performance in terms of power density.
Since LIBs are one of the most expensive and critical components in a hybrid electric powertrain, it is
very important to dimension it adequately. A good sized LIB operates close to its limits of performance,
whenever needed, without taking permanent damage. Adequate sizing requires accurate and efficient
model-based development simulations to run through anticipated scenarios of operation. Representing
the electrical behavior of LIBs can be done with physics-based modeling, empirical modeling or a com-
bination of the two methods. In this study, an empirical method is explained, used and applied to several
commercially available LIBs. The test method is a simple but efficient method of analyzing single cells
of power optimized LIBs using only square wave discharge current pulses as the main stimuli. The result
is a set of parameter for an ECM, and the model is then implemented in a simulation environment and
the output of the model is compared with measurements from a dynamic load cycle. The chemistries of
the tested cells are NMO/LTO, LMO/LTO, NMC+LMO/G and LCO/G and the nominal capacity ranges
10-28 Ah. All test objects are new and healthy, ageing is not considered in this scope. The parameter
extraction is limited to room temperature.
Previous work in fitting equivalent circuit models to LIBs from time-domain data is reported in [1,
2, 3, 4, 5, 6, 7]. However, quite few papers quantify the total variance in dynamic load cycles and
rarely compare model results for more than one cell and/or cell chemistry. The main contributions of
this paper is the simplicity of the test method explained, the application of the test method on several
commercially available LIBs, and the quantification of model variance in a long dynamic load cycle with
a wide operating window.
Method
The test is based on high-current discharge pulses with well-defined pulse length and depth. All test are
performed in room temperature (20±3◦ C). Any possible aging effect of the test objects is not considered.
The method is suited for analysis of electrical time dynamics from 0.3 mHz to 10 Hz, focusing mainly
on electrical dynamics caused by electrochemical mass transport, more precisely diffusion[8].
Discharge pulse test
It is well known that LIBs show significant polarization behavior when subjected to large changes in
charge due to high currents or long pulses. To capture this phenomenon, a discharge pulse test is designed
according to Fig 2 to expose a strong polarization for ten different operating points over a charge window
defined as safe by the LIB manufacturer through upper and lower terminal voltage limits (Vmax and Vmin ,
see Table II). The magnitude of the discharge pulse must be strong enough to reliably capture the voltage
response, but within the limits of risking permanent degradation of the cell performance by causing
excessive chemical side reactions, depletion or saturation[9].
Equivalent Circuit Model
Three different equivalent circuits are considered, as seen in Fig 1. Each of the circuit alternatives are
aimed to approximate the electrochemical diffusion dynamics normally represented by a Randles circuit.
Fig. 3: Curve fit for battery E, pulse no 6 (ca 44 % SOC). The time vector is re-aligned to focus on the
relaxation part of the voltage response.
However, to keep the model simple, the circuit elements are constricted to piece-wise linear electrical
passives. All parameters are a function of the test objects State of Charge (SOC) and for the purpose
of simulation, the parameters are stored in look-up-tables and linearly interpolated between the sampled
values. The Open Circuit Voltage (OCV) represents the cells internal average electromotive force, which
is also strongly dependent on SOC.
For each discharge pulse, a corresponding voltage response is expected according to Fig 3. For the more
complex of the three ECMs (Fig 1(c)), the corresponding electrical parameters to be extracted is OCV ,
R0 , R1 , C1 , R2 , C2 . All parameters are a function of SOC. The parameter extraction is applied on the
relaxation part of the pulse only, due to simplicity of having the average cell SOC as constant as opposed
to during the discharge pulse. It is assumed that fitting the model to the relaxation part will also give a
representative behavior during the discharge part, which is verified later on.
R0 is extracted by measuring the instantaneous voltage re-bounce from the discharge pulse the first few
samples (within 20 ms) of the current turn-off. Knowing the magnitude of the current applied just before
the turn-off and the magnitude of the voltage drop gives the resistance through Ohm’s law.
The remaining relaxation pulse Er , short of the R0 re-bounce, is fed into a curve fitting procedure. A Non-
linear Least Square method is used to fit the best curve to the measurement data assuming the following
behavior:
where t is the time vector (t0 is at the current interrupt), a0 is the steady-state voltage after complete
relaxation, ax is the maximum polarization voltage at t0 , and bx is the time scaling for link x. ax and bx
are positive. Time constants for the corresponding RC links are extracted as
τx = 1/bx , (2)
where bx is the time scaling and x is the index of the RC link to be identified. Extraction of the resistance
parameters for the RC links is done using
ax
Rx = , (3)
i(1 − e−bxtch )
where tch is the time spend in constant-current discharge before current interrupt, and i is the magnitude
of the current used for discharge. In all tests here, tch = 72 s and i = 5 C as shown in Fig 2. The exponential
function in the denominator represents the amount of bias on the RC link that has been build up during
the discharge pulse. Now the equivalent capacitance for the corresponding links is
Cx = τx /Rx . (4)
These parameters are extracted separately for all pulses and stored in tables as a function of SOC for
each battery type. For the single time dynamics ECM in Fig 1(b), the parameters are extracted for two
RC links, but the slower one is dismissed. The OCV is sampled at the end of the relaxation; 60 min after
the current interrupt event.
E = v̂ − v. (5)
The variance of the voltage outputs is defined as the mean of the square of the instantaneous error
1 n 2
n i∑
V= Ei , (6)
=1
where n is the number of measurement points. The standard deviation of the voltage estimation is defined
through the root-mean of the square of the instantaneous error:
√
RMSE = V . (7)
Test Setup
Test objects
Five different LIB variants are tested in this scope, as presented in Table II. All LIBs share the common
feature of being power optimized, allowing for repetitive pulse discharge rates up to 10 C. They are all
used as energy sources in various kinds of mobile electric propulsion systems. The brand of cell E is
obscured by the discretion of a major manufacturer of high-performance automotive cells. In Table II,
Qnom is the manufacturer specified charge capacity, Vmax and Vmin is the upper and lower cut-off voltages
respectively, Itest is the selected 5 C test current. Um is the measured usable energy density, derived by
measuring the available constant-current energy within the voltage limits at 1 C current, divided by the
volume of the smallest cuboid that can contain the active parts of the cell, i.e. excluding the tabs.
Test object A B C D E
Brand Melasta Electric Power Tiankang Tiankang -
Form factor Pouch Pouch Prismatic Prismatic Pouch
Chemistry LCO/G LCO/G LMO/LTO NMO/LTO NMC+LMO/G
Qnom [Ah] 10 10 26 28 26
Vmax [V ] 4.20 4.20 2.75 3.00 4.15
Vmin [V ] 3.00 2.75 1.60 2.00 2.80
Itest [A] 50 50 130 140 130
Um [W h/dm3 ] 458 445 152 172 399
Test parameters
New cells are cycled at least 10 time with 1 C constant-current charge-discharge cycles to ensure a
minimum of formation[11, 12]. Before each batch of discharge pulses, the cell is charged to Vmax at 1C
constant-current, followed by constant-voltage phase until current falls below C/20. The cell i rested
for 1 hour. Each individual cell is tested with the current corresponding to 5 C according to the nominal
capacity specified in the manufacturer datasheets, see Itest in Table II. All pulse tests are performed with a
Digatron BTS-600 battery tester, Matlab is used for data processing and Simulink with Simscape is used
for model verifying simulations. The lab setup is programmed to perform intense logging of the voltage
response close to the current transients, and declining logging frequency further from current transients
in order to save data storage and computational power. Temperature control of the devices under test is
limited to passive convection for pulse tests and forced convection for verification load cycle tests.
Results
The exponential curve fit shows high robustness during the capacity extraction procedure. The per-pulse
verification displayed in Fig 5 shows a good fit also during the discharge pulse. The initial assumption
that the electrical dynamics can be represented with the same linear elements for discharge and relaxation
seems to be reasonable.
Looking at the behavior of the time constants for the two RC links over SOC, there is a large variation for
especially the slower of the two, as seen in Fig 6. The general behavior can be seen for all chemistries
tested. The cells tested during this experiment have not only different chemical properties, but also
Fig. 5: Per-pulse model verification. Results from cell E.
Cell A
Cell B
Cell C
Cell D
Cell E
Fig. 6: Extracted time constants for a two-RC-link ECM (1(c)), results for all cells.
Cell A
Cell B
Cell C
Cell D
Cell E
Fig. 7: ECM parameters for all tested cells, using parameter names from 1(c). The parameters are scaled
with cell capacity. Circles are sample points and dashed lines are interpolated trends between sample
points. A0 represents the OCV.
different physical sizes and charge capacity. In an effort to present the results in a size- and capacity-
neutral manner, the parameters in Fig 7 are scaled linearly according to their nominal capacity.
Running model verification with long dynamic load cycles comprised of test sections chargedepletion
and chargesustaining for PHEV min type LIBs from [10] yields a results as in Fig 8. The temperature
variation of the cell surface within this cycles is measured to 4.3 ◦C. An error analysis of the same test
can be seen in Fig 9 and the key numbers for model performance for that particular cell is gathered in
Table III together with results from similar studies. All of them utilize simple linear ECMs and evaluate
voltage error in automotive inspired test cycles.
Conclusion
This study used a simple discharge-pulse technique as the only test method to obtain a large-signal
equivalent circuit model for high-power LIBs aimed for automotive applications such as HEVs. Three
different ECMs are compared and parametrized through the same test procedure. The parametrized
Table III: Model Performance Evaluation Comparison for LIB ECMs used in drive cycles
Fig. 9: Error analysis of dynamic load cycle for cell E, comparing measurements with all three ECMs.
model is then compared with measurements of a real cell in a long, dynamic load cycle representing
typical HEV usage (Fig 8). The comparison shows that representing diffusion dynamics with two RC
links (Fig 1(c)) rather than with a single RC link (Fig 1(b)) decreases the model voltage standard deviation
(RMSE) drastically, from 36 mV to 12 mV worst-case in a long load cycle (Fig 9). The accuracy of the
model is among the better when compared to other similar studies, as can be seen in Table III. This
is even without having any correction for temperature included in this study. To improve the model
accuracy further, the parameter extraction can be continued for different cell temperatures.
Regarding the extracted time constants presented in Fig 6, the fast time constant RC link is typically 10
seconds regardless of cell chemistry. The slow RC link tends to capture behavior with a time constant
around 100-200 seconds except for cells composed with graphite anodes. It is believed that the active
elements in the cell undergoes phase changes associated with graphite at about 70 % SOC that affects the
electrical dynamics in this significant way (see also R and C in Fig 7). The corresponding time constant
peaks are absent in cells that carries a LTO anodes in this study.
Charge transfer dynamics is not represented by the RC links in this model, but is likely included in the
measurement of the R0 parameter due to the limited bandwidth of the equipment used. The time dynam-
ics for charge transfer for typical LIBs are concentrated to the 10-100 Hz region at room temperature
and therefore not particularly interesting when simulating load cycles stretching over hours. For long
load cycles that exposes the LIB for a net movement in SOC, typically charge depletion usage, the model
accuracy will benefit significantly by implementing a slow time-constant RC link to represent diffusion
with very slow behavior.
The limited complexity of the R+2RC equivalent circuit, as presented in Figure 1(c), is a benefit com-
pared to more complex non-linear constant-phase element-based circuits or partial differential equation
based physical models when it comes to implementing. This benefit is important when it comes to im-
plementing algorithms to run in real-time in on-board vehicle battery management systems. Estimating
the OCV accurately with this kind of model is an important first step in order to estimate the SOC and
dynamic current and power limit for a battery in automotive applications.
References
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and numerical analysis,” Energy Conversion, IEEE Transactions on, vol. 26, no. 1, pp. 290–298,
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Journal, vol. 3, pp. 1–10, 2009.
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plications,” in Proceedings of SAE 2015 World Congress, 2015.
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method for peak power estimation of lithium–ion batteries,” Applied Energy, vol. 96, pp. 378–386,
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[5] T. Huria, M. Ceraolo, J. Gazzarri, and R. Jackey, “High fidelity electrical model with thermal
dependence for characterization and simulation of high power lithium battery cells,” in Electric
Vehicle Conference (IEVC), 2012 IEEE International. IEEE, 2012, pp. 1–8.
[6] H. He, R. Xiong, and J. Fan, “Evaluation of lithium-ion battery equivalent circuit models for state
of charge estimation by an experimental approach,” Energies, vol. 4, no. 4, pp. 582–598, 2011.
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530–538, 2006.
[9] K. A. Smith, C. D. Rahn, and C.-Y. Wang, “Model-based electrochemical estimation and constraint
management for pulse operation of lithium ion batteries,” Control Systems Technology, IEEE Trans-
actions on, vol. 18, no. 3, pp. 654–663, 2010.
[10] J. R. Belt, “Battery test manual for plug-in hybrid electric vehicles,” Idaho National Laboratory
(INL), Tech. Rep., 2010.
[11] J. Vetter, P. Novák, M. Wagner, C. Veit, K.-C. Möller, J. Besenhard, M. Winter, M. Wohlfahrt-
Mehrens, C. Vogler, and A. Hammouche, “Ageing mechanisms in lithium-ion batteries,” Journal
of power sources, vol. 147, no. 1, pp. 269–281, 2005.
[12] W. van Schalkwijk and B. Scrosati, Advances in lithium-ion batteries. Springer Science & Busi-
ness Media, 2007.
Paper II
Electro-thermal modeling of high-performance
lithium-ion energy storage systems including
reversible entropy heat
Presented 2017-03-27 at
APEC2017, Tampa, Florida, USA
91
92
Electro-Thermal Modeling of High-Performance
Lithium-ion Energy Storage Systems Including
Reversible Entropy Heat
Stefan Skoog
Electric Power Engineering
Chalmers University of Technology
Gothenburg, Sweden
Abstract—Two of the major heat sources in a high- attempts of measuring the entropy heat coefficient on full cells
performance automotive lithium-ion battery cell are parametrized in the literature. This paper offers a method to achieve a high-
in this study: Joule heat and entropy heat. Established electro- resolution entropy coefficient over virtually unlimited SOC
chemical models are investigated and experiments are designed points and over many temperature points.
to acquire the relevant parameters such as open circuit voltage,
entropy coefficient and internal impedance from ohmic losses and Calorimetric measurements is a very sensitive and suitable
mass transport. It is shown that the irreversible joule heat and method to measure the entropic effect at small currents, as
the reversible entropy heat has a similar magnitude at many showed in [3]. However, the limitation is that the method is
operating points for the device tested. The strong influence of generally limited to small currents only, which makes it hard
irreversible entropy heat has the potential to absorb all the joule to verify the effect in combination with large LIB currents.
heat in currents up to 135 A (C-rate of 13.5) charging and 66
A (6.6 C) discharge in a power optimized automotive lithium- This paper investigates the theory behind the reversible en-
ion cell. It is also shown that, by including the entropy heat in tropic heat effect and aims to establish the relevant coefficients
a simple thermal model, the temperature error can be reduced through high-precision, non-invasive voltage measurements on
down to 28 % and 44 % for under charging and discharging commercially available automotive battery cells. The magni-
with high currents, respectively. tude and significance of the reversible heat is set in to relation
to the joule heat. The joule heat is established experimentally
I. I NTRODUCTION by parametrization of a piece-wise linear electrical equivalent
For high-performance electrochemical energy storage sys- circuit model.
tems (ESS) comprising lithium ion batteries (LIBs) in mobile
application, thermal management is a central attribute to design II. T HEORY
for. Model-based design of battery systems accelerates the de- A high-performance automotive battery is a delicate piece
sign process for complex ESSs, but requires an understanding of interdisciplinary engineering. In this study, the electro-
of how the LIBs behave electrically and thermally under a chemical-thermal relations will be studied in order to quantify
range of load conditions. Very often, the thermal limits of the the reversible and irreversible heat that is generated when the
cell are specified from a safety point of view to prevent thermal battery system is used with high currents (above 1 C) and over
runaway and permanent damage, and even more conservatively a wide State of Charge (SOC) window.
set in order to preserve the life time of the LIBs. Basic
thermal modeling of ESSs are usually limited to include only
A. Electrical modeling
irreversible joule losses caused by the internal voltage drop in
the battery as a current is driven through the system. On the There is already vast number of methods to electrically
electrochemical level, more sources of heat are present, and represent the behavior of the cell in the literature. The scope
particularly interesting is the reversible effects that can both of this study promotes the use of empirical equivalent circuit
absorb and emit heat depending on the operating point. models. A simple Thevenin equivalent circuit (Figure 1(a))
and an extended R+2RC network (Figure 1(b)) is chosen to
The basics of entropic heat modeling is described by
represent the electrical properties of the cell. The Open Circuit
Gibbard[1] and Bernardi[2]. The entropic effect is reported
Voltage (OCV) is represented by a variable ideal voltage source
to be strong enough to cancel the joule effect, at least at very
mapped with a look-up table as a function of SOC. A R+2RC
low currents (C/5), as reported in [3] and [4]. However, as the
network provides higher accuracy of the internal voltage drop
technology and performance for especially automotive LIBs
than a simpler 1RC model, especially when using the cell with
is changing fast, the amount of joule heat is decreased per
large SOC windows as proven in[6]. The time constants of the
unit of output power the LIB is exposed for. This study aims
two RC networks (τx = Rx Cx ) are chose to represent two
to find, theoretically and experimentally, if the entropic effect
different time regions of the mass transport and diffusion part
can dominate even at reasonably large currents.
of a typical cell dynamics[7], [6]. In this case τ1 is in the
A recent and comprehensive review of the magnitude and range of 5-15 seconds and τ2 about 50-200 seconds depending
effect of entropy heat coefficient is presented by Viswanathan on SOC and temperature. The time constants typically vary
et.al[5]. However, it is hard to find successful non-invasive with temperature as especially the R’s are highly temperature
dependent [8]. Charge transfer impedance is neglected in of the sign of entropy coefficient and current determines if the
this scope as the time dynamics at room temperature and entropy heat (q˙E ) becomes exotermic (positive) or endotermic
above is typically 1 second and not relevant in relation to (negative). For all operating points in SOC, there exist two cell
the much slower thermal processes investigated here. Instead, currents i where the joule heat and the entropy heat cancel
the charge transfer dynamics is included in R0 so that the each other and no net heat is developed in the cell to alter its
steady-state dynamics above charge transfer becomes accurate. average temperature, (2) rewritten:
All electrical parameters are measured with pulse testing, also
∂U
known as current interrupt method. The data is extracted from q̇ = 0 ⇒ iT = −i2 Rtot . (3)
voltage responses and stored in look-up tables which can easily ∂T
be implemented with piece-wise linear interpolation in on-line The first solution is the trivial i = 0, and the second solution
models. becomes:
T ∂U
i=− . (4)
B. Thermal modeling Rtot ∂T
E. Results
The total entropy potential, as shown in 5, has a very Fig. 3. Equivalent electrical internal resistance of the cell during 10-second,
distinct drop between 0-15 % SOC. This area is particularly 2 C discharge pulses. Parameters represent the R0 resistance in Figure 1(a).
interesting to study because it means that the entropy heat
at this operating point has the possibility to dominate the
joule heat. Similar results are theoretically reported in [5] and
measurements in [9] agree with our results. For a fixed current
and internal resistance, the relation between entropic heat and
joule heat can easily be theoretically established, as in Figure
6. Using (4), the net-zero heat current is calculated for a fixed
R0 at room temperature and shown in Figure 7.
IV. C ONCLUSIONS
In the experiments, it is shown how large influence the
entropy heat has on the net thermal development of the cell.
In the case of a high-power LIB, as theoretically shown here,
the cell can act net endothermic for a large portion of the SOC
window and for current up to 13.5 C. Similar experiments has
also been carried out in our lab on more energy-optimized cells
and the result are matching, but the currents are not as high
due to a relatively higher internal resistance.
Fig. 4. The process of establishing OCV vs SOC by averaging the two curves
Measurements to acquire the entropic coefficient are suc- from 0.1 C charge and discharge respectively. 0 and 100 % SOC is defined, in
cessfully carried out and the results presented in Figure 5. this scope, as where the average OCV line intersects the manufacturer voltage
limits
The shape and magnitude matches with what is reported
previously[5] in the literature for this specific LIB chemistry.
The results here have shown an alternative way of measuring
the entropic heat coefficient by sweeping voltage with a
high-precision potentiostat while keeping the cell temperature
(a) Cell setup (b) System setup Fig. 5. The established entropic heat potential for all temperatures and
all SOCs: T ∂U
∂T
in (2) for each temperature case. A negative entropic heat
Fig. 2. Cell setup (left) with thermal sensors and including the added copper potential together with a positive (charging) current leads to an endotermic
wire as a reference heat source. System setup (right) in thermal chamber with entropic heat reaction.
expanded polystyrene as thermal insulation around the cell.
TABLE I. T HERMAL PARAMETERS IDENTIFIED FROM (1)
Parameter Value
q̇ 16.7 W
cp m 536 J/K
kA 0.167 W/K
Fig. 6. A simulation with entropy and joule losses compared. The highlighted
green areas are operating points where the cell has a net endothermic heat
development. Joule losses developed over R = 2.00 mΩ in this example
and all heat is calculated with a 20 A steady-state charge current, which
corresponds to C-rate of 2.0.
Fig. 9. An error analysis on the output showed in Figure 8. The running root-
mean-squared error is displayed for each combination of simulation output,
using the measurement as the reference signal.
ACKNOWLEDGMENT
This work is sponsored by the Swedish Governmental
Agency for Innovation Systems (VINNOVA).
R EFERENCES
[1] H. F. Gibbard, “Thermal properties of battery systems,” Journal of the
Electrochemical Society, vol. 125, no. 3, pp. 353–358, 1978.
[2] D. Bernardi, E. Pawlikowski, and J. Newman, “A general energy balance
for battery systems,” Journal of the electrochemical society, vol. 132,
no. 1, pp. 5–12, 1985.
[3] H. Vaidyanathan and G. Rao, “Electrical and thermal characteristics of
lithium-ion cells,” in Battery Conference on Applications and Advances,
1999. The Fourteenth Annual. IEEE, 1999, pp. 79–84.
[4] C. Alaoui, “Solid-state thermal management for lithium-ion ev batteries,”
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[5] V. V. Viswanathan, D. Choi, D. Wang, W. Xu, S. Towne, R. E.
Williford, J.-G. Zhang, J. Liu, and Z. Yang, “Effect of entropy change
of lithium intercalation in cathodes and anodes on li-ion battery thermal
management,” Journal of Power Sources, vol. 195, no. 11, pp. 3720–
3729, 2010.
[6] S. Skoog, “Parameterization of equivalent circuit models for high power
lithium-ion batteries in hev applications,” in Power Electronics and
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[7] A. Jossen, “Fundamentals of battery dynamics,” Journal of Power
Sources, vol. 154, no. 2, pp. 530–538, 2006.
[8] C. Fleischer, W. Waag, H.-M. Heyn, and D. U. Sauer, “On-line adaptive
battery impedance parameter and state estimation considering physical
principles in reduced order equivalent circuit battery models: Part 1.
requirements, critical review of methods and modeling,” Journal of Power
Sources, vol. 260, pp. 276–291, 2014.
[9] C. Forgez, D. V. Do, G. Friedrich, M. Morcrette, and C. Delacourt,
“Thermal modeling of a cylindrical lifepo 4/graphite lithium-ion battery,”
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Paper III
Experimental and model based evaluation of
mild hybrid fuel consumption gains and electric
machine utilization for personal vehicle application
Presented 2017-08-08 at
ITEC-AP2017, Harbin, China
99
100
Experimental and model based evaluation of mild
hybrid fuel consumption gains and electric machine
utilization for personal vehicle application
Stefan Skoog
Div. of Electrical Power Enegineering
Chalmers University of Technology, Gothenburg, Sweden
Email: stefan.skoog@chalmers.se
Abstract—A mild hybrid electric-diesel powertrain for personal driving with fast re-fueling through a widely standardized
vehicles is modeled with respect to longitudinal vehicle dynamics energy delivery network (i.e. fuel stations).
in real-world recorded drive cycles. The potential in terms of fuel
consumption reduction in an ideal P0 and P2 mild hybrid electric A. Motivation
system is evaluated in order to define the outer boundaries of how
much the hybrid topologies can offer. The results are compared In order to successfully design an automotive traction assist
with logged data from real-world driving with a prototype vehicle electric machine (EM), it is crucial to in detail understand
in rural/highway and city drive cycles. The near-ideal powertrain the intended operation, otherwise requiring an unnecessary
model based simulations offer higher fuel consumption reductions number of design iteration loops[8] or a compromise in end
than the prototype vehicle due to the ability of aggressively
shutting off the combustion engine during low power requests. system performance. A common way of designing electric
The largest reduction of fuel consumption calculated is 41% for a machines is with incremental improvements; to start with
P2 configuration in city driving with a micro hybrid topology as something known and tweak the geometry and performance
reference. While quantifying the potential gains from an ideal P2 until it fits the application with acceptable performance. The
system, the resulting load profile for the traction assist electric intent of this paper is to, instead, initiate a top-down approach;
machine is also extracted, giving valuable information for the
detailed design process of a such machine. Fast cranking of the to try to quantify the power requirements on the ideal traction-
combustion engine is a key feature for mild hybrids, torque and assist EM will behave in a mild hybrid system, serving as
energy requirements for this procedure is quantified: 1.1 kJ is input requirements for further design studies of EM, power
needed during 300 ms, which is also verified by measurements. electronics and energy storage. As a measure of finding EM
properties that gives compelling system properties, the vehicle
I. I NTRODUCTION
fuel consumption is compared as the figure of merit.
A very appealing topology is to combine the relatively
high efficiency of a diesel powered internal combustion en- B. Contributions of this work
gine (ICE) with a mild hybrid electric system, to offer a A model-based design of a parallel hybrid powertrain is
fuel efficient system both at high-speed and at transient city investigated, and its results is compared to log data from a
driving[1]. A general study about the effect of electrification prototype car equipped with a 48 V hybrid P0 mounted system.
through the deployment of a parallel hybrid powertrain in a The energy and torque cost of cranking is quantified and
personal vehicle is presented in [2] and [3], yielding promising put into relation to other hybrid features. Fuel consumption
results. In [4], a diesel powertrain is electrified with mild reductions are calculated and compared.
hybrid components offering large CO2 savings and using
drive cycle simulation and evaluation. Similar case with a C. Mild hybrid topology
small gasoline ICE is presented in [5] and [6], but the latter A mild hybrid electric powertrain is in this scope designed
without any quantified fuel or performance improvements. as a parallel hybrid with one EM assisting a diesel ICE. The
According to [7], 48 V P2 systems have the potential to be electric power distribution net is limited to 48 V and supported
very cost-effective solutions in increasing the drive cycle ef- by a high-performance lithium-ion battery. By assuming a
ficiency of combustion engine based powertrains compared to practical upper limit of ±310 A peak in the 48 V electric
the otherwise mainstream solution of incremental technology system, a peak power of ±15 kW is established, which is
enhancements of the combustion engine such as downsizing, an important key figure included in the definition of mild
overcharging and friction reduction of ICE components. While hybrid powertrain in this context. The EM is assumed to
plug-in hybrid end electric vehicle will most likely offer larger be a multiphase machine controlled by an adequately sized
environmental alleviations than mild hybrids during the use inverter capable of high-performance current feedback control.
phase, thy are not yet mature enough to reach appealing mass- The electrical round-trip system efficiency is assumed to be
market prices while maintaining the availability of long-range 90%. Different topologies for mild hybrids (P0, P1, P2) are
978-1-5386-2894-2/17/$31.00 c 2017 IEEE explained in[9] and [10]. Fig. 1 shows an overview of the
two configurations studied in this scope. C1 and C2 are A. Vehicle powertrain topologies and features
controlled clutches, which in the case of a P2 setup offers In order to quantify energy gains with the two different mild
the ability to disconnect the combustion engine and run solely hybrid topologies, a small number of features are specified as
on electric power for as long as the energy storage and power seen in Table I. One important differentiation between a P0
limits permits. Table I shows a summary of hybrid powertrain and a P2 topology is that the ICE friction losses makes the P0
features that can be expected from three different layouts. inappropriate to propel the vehicle with electric power only.
A micro hybrid is the baseline and represents most modern For the same reason, only a fraction of the regenerative power
premium cars today equipped with automatic start/stop of will be available during soft vehicle deceleration. Further on,
the ICE. A P0 mounted EM has the disadvantage of being the P2 hybrid assumes to have most of the essential vehicle
permanently connected to the crankshaft of the ICE, hence support functions transferred to electrical power, e.g. power
forced to overcome the considerable internal friction of the steering and brake servo. For a P0 hybrid, it is inconvenient
ICE during regeneration and motoring of the wheels. However, to shut off the ICE at higher speeds than 50 km/h due to
the P0 position offers significant benefits during installation these essential auxiliary loads. In the feature definition in
and integration of the powertrains from the vehicle OEM Table I, Torque (τ∗ ) and Power (P∗ ) refers to the request at
perspective, making it an attractive topology to implement the input of the gearbox seen from the ICE, and the speed
mild hybridisation. The P2 topology is the single-machine (v) is the linear vehicle speed. The ∗ in the table means very
setup that offers most functionality and the only setup within limited regeneration capabilities through the 12 V system. For
this scope that offers limited-power full hybrid features such all models, an ancillary average electrical load of 1.0 kW is
as electric driving and extensive regenerative braking. These assumed as a reference load to the hybrid functions, see Fig. 3.
features are summarised in Table I. ICE shutdown and re-start is assumed to be fast and seamless
in the simulation, however, a filter is implemented to guarantee
that the ICE is only shut down when it can remain so for the
upcoming two seconds.
DIFF
Table II: Vehicle specifications covered by the EM well, but the small glitch of uncovered,
Property Value low power request are likely missed due to the persistence
rule of not shutting down the ICE too often as explained in
Car weight 1700 kg
Section II-A. Lastly, each graph displays two extra spikes in
Aero drag (Cd A) 0.661
occurrence. The leftmost at full regenerative power is due
Rolling friction 0.009
to the EM is absorbing braking power at its power limits,
Wheel rolling radius 0.312 m
and the remaining is taken care of with friction brakes. The
ICE displacement 2.0 l
second spike in occurrence is due to the need of re-charging
ICE max torque 400 Nm
the energy storage once the ICE is enabled by the request of
ICE max power 140 kW
high propulsion power.
ICE idle speed 800 RPM
ICE ideal speed 1250 RPM A. Cranking and ICE base friction
ICE max speed 4700 RPM Assuming the ICE idle speed as ignition speed (wi =
ICE base friction 28 Nm 800 RPM = 83.8 rad/s), a target crank time duration
EM Pmax 15 kW tc = 300 ms, and an ICE base friction of τ f = 28 Nm, (1) yields
EMFW R 3.0 τcrank = 92.8 Nm using crank shaft reference frame, and (2)
equals 1166 J. Analysis of the logged data during cranking by
the 48 V EM results in cranking energies of 1060 ± 270 J (one
standard deviation). Hence, the base friction power of the ICE
NEDC[4], and for a gasoline engine in NEDC[3]. The large equals 2.35 kW at τ f ωi . Through the evaluation of the drive
savings can be adressed to the controllable clutch C1 in Fig. 1, cycles, the number of cranking events and the required energy
the ICE can be disconnected and disabled at any time during to support those are analyzed and presented in Table III. The
the drive cycle when it is not needed. The the mild hybrid accumulated crank energy over the drive cycle is too small to
system is able to propel the vehicle for the majority of the be displayed in Fig. 3 together with the other hybrid functions.
time in both drive cycles with the allowed 70% of EM max The mechanical energy needed to overcome engine friction
power (10.5 kW). The electrical energy needed to perform this at ICE idle speeds surpasses the cranking energy already after
work must be generated at the operating points when the ICE 0.50 seconds of stand-still. Ideally, it means that ICE shut-
need to start due to high propulsion demand, and the EM adds off should be utilized as soon as the control system can
a generator load of 37 Nm and 3.6 Nm for highway/rural and anticipate a driving situation where the ICE is not needed for
city cycle respectively. the next 0.5 seconds. At higher ICE speeds than idle with low
The decrease of fuel consumption is explained by two loads, the break-even shut-down can be even shorter due to
factors, using the ICE efficiency as a support variable. During higher friction losses, which motivates an aggressive strategy
idling (wheel axle propulsion request equals or below zero), of ICE shut-down. However, in the physical test vehicle, many
the propulsion efficiency of the ICE is per definition zero due obstacles exists which inhibits aggressive in-speed ICE shut-
to the need of overcoming considerable amounts of internal down.
friction. The mild hybrid system is able to eliminate the vast It is also obvious that the amount of energy needed to crank
majority of those operating points by immediately shutting the engine in speed is far below what can be recuperated within
down the ICE. Secondly, when the ICE is enabled due to high the same drive cycle: The extreme example is city driving: 202
propulsion demand, the load is higher due to the additional crank occurrences (7 times per minute of driving in average)
generator load to re-charge the energy storage, increasing consuming 214 kJ for a P2 model, while the ideal recuperation
average ICE efficiency generally. energy is 3.84 MJ: 18 times the needed cranking energy.
Fig. 4 shows the power profile of the P2 mounted EM
compared to the total requested propulsion power. The first V. C ONCLUSION
observation is that zero and very low power requests are the The results here shows that a mild hybrid system with a P2
most common operating points in drive cycles. Next, it can configuration has a large potential for energy saving, and even
be seen how efficiently the EM is capturing all braking power pure electric driving, if it is deliberately designed to overcome
within its operating range. Positive power requests are also functions that might otherwise inhibit the shutdown of the ICE.
Table III: Hybrid topologies and features
Drive scenario Cranking Total crank Amount of time Fuel
instances energy with ICE off consumption
Micro hybrid log rural/highway 7 N/A 6.4 % 5.529 l/100 km
P0 log data rural/highway 6 6.36 kJ 4.8 % -5.92 %
P0 model rural/highway 25 26.5 kJ 15.0 % -6.30 %
P2 model rural/highway 163 173 kJ 69.1 % -26.7 %
Micro hybrid log city 13 N/A 8.4 % 7.217 l/100 km
P0 log data city 26 27.6 kJ 9.2 % -5.89 %
P0 model city 95 101 kJ 28.1 % -7.28 %
P2 model city 202 214 kJ 76.9 % -40.7 %
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in a mild hybrid vehicle, design the propulsion system as an economy and dynamic performance of parallel hybrid electric vehicles,”
IEEE Transactions on Vehicular Technology, vol. 53, no. 2, pp. 385–389,
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is likely the opposite. machine’s fuel saving potential in parallel hybrid drive trains,” in Electric
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no. 3, pp. 4–10, 2011. [Online]. Available: http://dx.doi.org/10.1365/
to perform cranking while still fulfilling vehicle propulsion s38313-011-0022-4
duties must be taken into account as well, not covered in this [5] P. Bütterling, B. Benders, and L. Eckstein, “Efficient 48-v drivetrain
study. Especially the transmission system control need to be and power net architectures,” MTZ worldwide, vol. 77, no. 9, pp. 48–53,
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optimized to take advantage of the EM properties instead of [6] Z. Yafu and C. Cheng, “Study on the powertrain for isg mild hybrid
only focusing on supporting limitations of the ICE. Further on, electric vehicle,” in Vehicle Power and Propulsion Conference, 2008.
to maximise the regenerative braking, an intelligent blending VPPC’08. IEEE. IEEE, 2008, pp. 1–5.
[7] J. M. German, “Hybrid electric vehicles, technology development and
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hard to implement in real vehicles, but very easy in models. 2005.
This study is focused on a control strategy for minimising fuel [8] F. Marquez, “Electric traction machine design for an e-rwd unit,” Ph.D.
dissertation, Lund University, Lund, Sweden, 2014. [Online]. Available:
consumption, although it should be noted that some aspects http://www.iea.lth.se/publications/Theses/LTH-IEA-1072.pdf
of the strategy might be in conflict with minimum emissions [9] Y. Yang, X. Hu, H. Pei, and Z. Peng, “Comparison of power-split and
or perceived driving performance[16]. parallel hybrid powertrain architectures with a single electric machine:
Dynamic programming approach,” Applied Energy, vol. 168, pp. 683–
All electrical energy needed in the vehicle for auxiliary 690, 2016.
functions, in our case 1 kW, can be absorbed by maximising [10] M. U. Lampérth, A. C. Malloy, A. Mlot, and M. Cordner, “Assessment of
the regenerative braking capabilities. This is only possible axial flux motor technology for hybrid powertrain integration,” EVS28,
pp. 202–210, 2015.
by implementing a P2 topology together with an aggressive [11] L. Guzzella, A. Sciarretta et al., Vehicle propulsion systems. Springer,
ICE disconnect-and-shutdown control strategy with the options 2007, vol. 1.
considered here. The remaining energy needed to propel [12] L. Guzzella and A. Amstutz, “The qss-toolbox v2.0.1,” http://www.idsc.
ethz.ch/research-guzzella-onder/downloads.html, accessed March, 2017.
the vehicle electrically during ICE off mode can easily be [13] A. Irimescu, L. Mihon, and G. Pãdure, “Automotive transmission
replenished through an added generator load once the ICE efficiency measurement using a chassis dynamometer,” International
is enabled through high propulsion demand without violating Journal of Automotive Technology, vol. 12, no. 4, pp. 555–559, 2011.
[14] D. H. Park, T. S. Seo, D. G. Lim, and H. B. Cho, “Theoretical investiga-
power limits of the ICE or the EM. With the drive cycles tion on automatic transmission efficiency,” SAE Technical Paper, Tech.
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ACKNOWLEDGMENTS [16] K. Ç. Bayindir, M. A. Gözüküçük, and A. Teke, “A comprehensive
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R EFERENCES
[1] G. Fontaras, P. Pistikopoulos, and Z. Samaras, “Experimental evaluation
of hybrid vehicle fuel economy and pollutant emissions over real-world
simulation driving cycles,” Atmospheric environment, vol. 42, no. 18,
pp. 4023–4035, 2008.
(a)
(b) (a)
(c)
(b)
Figure 4: Power distribution during entire drive cycle for
highway/urban (a) and city (b). The green background data
is requested propulsion power by the vehicle in order to fulfil
the drive cycle speed profile. The orange data is requested
power by the P2 mounted EM.
(d)
Figure 3: Speed profile for the two logged driving cycles ru-
ral/highway (a) and city (b) and their corresponding electrical
energy profile (c) and (d). The speed profile is marked with the
instances the ICE is needed to operate in P0 and P2 modelled
topologies.
Paper IV
Parameterization of linear equivalent circuit models
over wide temperature and SOC span for
automotive lithium-ion cells
using electrochemical impedance spectroscopy
Submitted 2016-10-06 to Elsevier Journal of Energy Storage
Published in Volume 14, Part 1, December 2017
Published 2017-09-22 in ScienceDirect:
https://doi.org/10.1016/j.est.2017.08.004
107
108
Parametrization of Linear Equivalent Circuit Models
over Wide Temperature and SOC spans for Automotive
Lithium-Ion Cells using Electrochemical Impedance
Spectroscopy
Stefan Skooga,∗, Sandeep Davida
a
Electric Power Engineering,
Chalmers University of Technology,
Horsalsvagen 11, 412 96 Gothenburg, Sweden
Abstract
∗
Corresponding author
Email address: stefan.skoog@chalmers.se (Stefan Skoog)
1. Introduction
1.1. Background
2
design process of the ESS. Knowing how the battery cells will behave as an
electrical component over a wide range of temperatures and State of Charge
(SOC) levels is therefore very relevant early in the design process. When
the LIB is operating in the vehicle, an on-line Battery Management System
(BMS) must be employed in order to guarantee safety and preservation of
performance of the cells. Real-time, accurate electric models are needed to
execute as a part of the BMS software to fulfil its objectives.
Equivalent Circuit Models (ECMs) are commonly used to represent the
electrochemical behavior of a LIB. ECMs are suitable as an alternative to
physics-based partial-differential equation (PDE) modeling. If the elements
in the ECM are chosen as standard linear elements, and its parameters stored
in look-up-tables (LUT) or simplified linear relationships, they are much more
suitable to run on-line in vehicle applications for the purpose of estimating
SOC and maximum power. One challenge with this setup is to keep the
complexity of the parameters on a reasonable level, as they vary with fre-
quency, temperature and SOC as shown in this study. Even though ECMs
would normally be considered as black-box models without any physical rep-
resentation of its parameters, careful investigation and analysis can lead to
connecting the circuit elements to the electrochemical properties of the cell.
Electrochemical Impedance Spectroscopy (EIS) is a powerful, non-invasive
method of measuring the internal impedance of a LIB. The data acquired
from EIS can be analyzed and used to populate circuit elements in ECMs in
parallel with identifying high-level electrochemical phenomena. An obvious
challenge for real-time implementation is the balance between complexity of
the model (execution time) and the amount of parameters stored in look-up
3
tables (storage memory).
EIS has been used for LIBs previously in the literature for various pur-
poses. A nice introduction to EIS for the purpose of analyzing LIBs can be
found in [1, 2, 3, 4, 5]. Fitting EIS data to ECMs are discussed in [6, 1] for
linear models and [7, 8, 5, 1] for non-linear models. A comprehensive review
of utilizing EIS for LIB state-estimation can be found in [9, 10]. However,
there is room for debate in the literature between the complexity of the ECM
used and the performance in terms of minimizing the estimated mean voltage
error of the LIB model.
Low temperature performance of LIBs have been investigated in [11, 12],
and specifically for NMC/G in [13]. An overview of the specifics of charge
transfer dynamics for a few variants of LIBs is presented in [11]. However,
little information is found about the electrolyte and diffusion dynamics for
commercial cells as a function of temperature.
Ageing is not considered in our scope, however, good sources for impedance
implications of ageing in high-performance lithium-ion cells in automotive
applications exist for NMC[14, 15], LFP[16], LNO[17], LTO[18]. Also, spe-
cific calendar ageing for several commercially available cell types (NMC,
LMO/NMC, NCA, LFP) are evaluated in [19].
In [14], measurements on high-performance automotive cells and their
change in impedance over large variations in both state of charge and tem-
perature are evaluated. It is, however, still rare in the literature to present
results on different variants within the lithium-ion family of batteries, using
the same methods, analysis and tools to measure impedance, acquire ECM
4
parameters and state estimation. Due to the high sensitiveness of EIS equip-
ment, it is according to our understanding and experience hard to compare
measurement results from different labs using slightly different methods and
machinery.
5
Figure 1: Linear equivalent circuit model used to fit the measured impedance of the cells.
By including only a sub-set of the RL adn CL links, the two models used in this tudy can
be formed. The blue curve is a measurement from cell A at 51 % SOC, 24◦ C
6
on page 6. Several circuit elements are generally needed in order to cover
the wide frequency dynamics of LIBs. Both linear and non-linear circuit
elements can be used to model the behavior depicted by the spectroscopy
measurements.
7
efficient since it involved lesser number of parameters. In addition, Buller
validates both models in his work and suggests that the three RC network is
recommended as the general simulation tool for replicating the behavior of
a Zarc. With these conclusions, our template for a general ECM as shown
in Figure 1 on page 6 consists of six RC links in total, wherein links 1 to 3
are used to model the mid frequency range and links 4 up to 6 are used to
model the low frequency range. This R + 6RC model is an approximation of
a 2-Zarc circuit.
The resulting six RC link based ECM still contains a lot of information if
one consider that all the parameters can depend on both SOC and temper-
ature, and according to some studies, also current[9, 4]. In [7], the authors
introduce a simple ECM based on three RC links. Their work concludes
that even though their simple ECM is not able to accurately reproduce the
impedance in the frequency domain, it performs very well in predicting cell
voltage and cell performance in the time domain. Working along the simi-
lar lines of linear simplified ECMs, a further simplified R + 2RC link based
model is proposed in this paper, wherein a fixed resistance RDC and two
RC links are together used to represent the EIS measurements at low fre-
quencies alone, since frequencies higher than 2 Hz are not very relevant in
automotive applications. Here, the first three RC links from the R + 6RC
model are removed and their resistances alone are added to the value of the
ohmic resistance, so that the previously denoted R0 is replaced by RDC . The
capacitances which are associated with the first three links are representa-
tive of the double layer capacitance (Cdl ) [16, 15] and charge transfer, and
8
are neglected in this simplified low-frequency model. Time constants of the
diffusion dynamics in the cell are significantly slower than the double layer
and charge transfer dynamics, but matches better with the fundamental fre-
quency content of automotive drive cycles. Hence two RC links are dedicated
to replicate this region of the spectra. The proposed simplified ECM con-
sisting of a series combination of a single resistor and a pair of RC links is
commonly referred to as the dual polarisation (DP) model. The DP model is
generally parametrised using time domain techniques such as pulse testing.
However the contribution from this paper is using EIS data within a limit
frequency range from the spectra to parametrise it.
In order to quantify the model fit or in other words the error between
the measured (xi ) and modelled (x̂i ) results, the root-mean-squared error
(RMSE) is calculated as
v
u N
u1 X
RM SE = t (x̂i − xi )2 . (2)
N i=1
9
3. Measurements
3.2. Procedure
EIS is performed with 61 frequency points distributed evenly in a log-
arithmic scale between 10 mHz to 10 kHz. The potentiostat excitation is
10
typically 1.5-2.0 mV RMS and below 3 A. Before the EIS experiments, the
cells to be tested were subjected to basic forming which consisted of at least
10 full charge-discharge cycles at 1 C at room temperature. Each EIS sweep
is performed at about 12 SOC points per temperature, and for ca 7 different
temperatures between -10◦ C and +40◦ C for each cell, resulting in 259 EIS
curves, in total 16000 individual impedance sampling points.
Before each experiment, the cell is placed in a dedicated holder and then
housed in the thermal chamber, which maintains the desired temperature,
and is allowed up to six hours of rest to ensure thermal equilibrium. A
constant-current charge/discharge at C/10 is performed to reach either the
upper or lower voltage limits specified by the cell supplier. An electrical
resting period of 30 minutes is necessary before the actual EIS sweep starts.
After each frequency sweep, the cell is charged or discharged at C/10 to
reach a new desired SOC level, and then again rested for 30 minutes, and the
sequence of tests is repeated until it reaches the cut-off voltage. EIS sweeps
are subsequently alternated between high SOC to low and from low to high
between different temperature set points, which saves test time. Since the
capacity is expected to change slightly with temperature, a new SOC and
capacity was estimated and corrected for each sweep by automated scripts
by correlating the Open Circuit Voltage (OCV) measurements.
The geometric details of the electrodes are identified by, after the com-
pletion of all electrical test, opening up the cell packages and measure the
sizes of the current collectors with a micro meter.
11
4. Analysis
An effort has been made in order to quantify the SOC and tempera-
ture dependence of the impedance for all cells specified in this work. For
12
all measurements, the most interesting points in the impedance spectrum
have been automatically identified and analyzed. Each impedance point (Z)
contains information of frequency (f ), resistance (r = Re(Z)) and reactance
(x = Im(Z)). Re and Im symbolizes, respectively, the real and the imag-
inary operator on an impedance (Z) represented by a complex number. In
a similar fashion, ra represent the real (resistive) part of Za , which in hand
represents the impedance at frequency point a. The points of interests are
graphically represented in Figure 2 on page 16 and are explained here:
• Zcc
The resistance of the metal parts of the electrodes; the current col-
lectors. In this study, this resistance cannot be measured separately
but is instead modeled from the known geometry of the electrodes, see
section 4.2.
• Za
Minimum resistance measurement point, occurs typically around 1-
3 kHz according to our experience. The resistance at this point is
physically represented by the contact resistance in the current collectors
(rcc ), the electrode active material, separator and the electrolyte [11, 3].
For ECMs including high frequency dynamics, this point should be
used to extract the minimum resistance while simultaneously respect-
ing the resistance contributed from equivalent capacitors and inductor
networks. It is identified in the EIS sweep as min(Re(Z))
• Zb
Zero-reactance point. This is the only point within the evaluated fre-
13
quency range where the impedance crosses the imaginary axis, i.e.
translates from inductive to capacitive behavior with decreasing fre-
quency. Many ECMs in the literature focus on low to medium frequen-
cies use this point as the lowest resistance. This point is also often
referred to as RΩ by others. Identified as Im(Z) = 0.
• Zc
The local maximum in (capacitive) reactance for the charge transfer
half-circle. This points does not exist for all cells at all temperatures,
but it is generally prevalent at room temperatures and below. The
physics behind this point is impedance in SEI layer and charge transfer
impedance which occurs when the Li+ ions move from the electrolyte
to the electrode[11]. Identified as max(−Im(Z)), f (b) < f (c) < f (d).
• Zd
Local minimum (reactance) of charge transfer half-circle. This valley
in the complex impedance plane is usually wide from a frequency per-
spective, where a lot of EIS sampling points are focused. It physically
represent the transition between double layer effects and mass transport
effects and it is known to vary widely with temperature and age[15].
Identified as min(−Im(Z)), f (d) < f (c).
• Ze
This point is a fixed-frequency point rather than coupled to a specific
physical phenomena or breakpoint. The 100 mHz impedance can be
of significance for rudimentary Thevenin-based ECMs comprising of
only one internal resistance. This would represent the fundamental
14
frequency of a 10-second current pulse. The 10 second time window
is particularly interesting in vehicle applications since it represents the
length of a typical acceleration or deceleration of the vehicle. Since this
is a fixed-frequency point, it might end up en either side of point d in
the Nyquist diagram depending on temperature and SOC of the cell.
• Zf
The slow-diffusion impedance is interesting particularly when compared
in relation to point d. The slope and length of the diffusion tail typically
varies with SOC and temperature. The point is identified as min(f ),
in our case 10 mHz.
• rele = ra − rcc
This represents the resistance in the electrolyte, SEI layer and active
material in the electrodes. It is based on the minimum-resistance mea-
surements in point a, but with the modeled current collector metallic
resistance subtracted.
• rct = rd − ra
Charge transfer resistance isdefined as the diameter of the half-circle
along the real axis in the Nyquist diagram[21, 10].
• rdif f = rf − rd
The resistance of the diffusion tail is formed by taking the difference
between the lowest frequency impedance measurement (point f) and
the end of the charge transfer half-circle (point d).
15
f
rct
r0
c
rcc rele e
d
b
a rdiff
Figure 2: Point of interests on a typical EIS sweep. Measurement are for cell B at 41 %
SOC and 6 ◦ C with linear interpolation between sample points.
16
one pouch, forming many parallel strands of individual current collectors.
The temperature dependence of the current collectors are included in the
resistance estimation as
l
rcc = ρ20 1 + α20 (T − 20) , (3)
As
17
(a) Cell B at 49.3 ± 1.61 % SOC (b) Cell C at 49.4 ± 3.02 % SOC
Figure 3: Resistance measurements for point of interest a,d and f. Charge transfer can
also be found in this diagram as rd - ra .
18
4.4. Relative resistance change
19
(a) Cell B: rct
Figure 4: Statistical analysis relative change for rct and rdif f . 24◦ C and 50 % is the
reference operating points. The measurement points closest to 10 %, 90 %, -10◦ C and
+40◦ C are selected (cross marked) to be included in the mean and standard deviation
calculations.
20
4.5. Analysis Results
21
Figure 5: Distribution of absolute resistance between the defined circuit elements at 50 %
SOC, for all three cells. The y axis is broken to capture the large difference between rct
and the other elements at low temperatures. Cell A has an extended temperature range
of 49◦ C compared to the other cells.
5. Model fitting
22
(a) Cell B
(b) Cell C
Figure 6: Analysis results of relative resistance change with 24◦ C and 50 % SOC as
reference point for each cell individually. Legend order from left to right in each bar
group: Rcc , Ra , Rct , Rdif f . Error bars show ±1 standard deviation.
23
The estimated parameters are then implemented into the corresponding cell
model, verified in the frequency domain and finally validated through a time-
domain drive cycle test. Figure 7 on page 25 shows a few examples of the
accuracy of impedance replication of the models to the original measurement
data. The RMSE of the impedance is used to quantify the accuracy of
the model in the frequency domain. The R + 6RC based model results in
a RMSE of 610 µΩ over the SOC and temperature range covered in the
tests. For the R + 2RC or DP model, upper frequency range is limited to
2 Hz considering the intended usage in vehicle applications. This type of
confined model, wherein the effort was made only to characterise the low
frequency aspects of the cell behaviour results in RMSE of 970 µΩ. It is
evident that the R + 2RC model performance much worse when trying to
reproduce the spectra. The RMSE based verification in the frequency domain
still showed that the parametrised ECMs could be further used for validation
with automotive drive cycles in the time domain. The RMSE values can be
compared with measured re (100 mHz resistance) at 24◦ C and 50 % SOC for
cell B and cell C respectively: 1.26 mΩ and 1.96 mΩ.
24
-1.5 -1.5
8°C Fitted 8°C Fitted
8°C Measured 8°C Measured
24°C Fitted 24°C Fitted
24°C Measured 24°C Measured
-1 -1
-0.5 -0.5
Im(Z) [mOhm]
Im(Z) [mOhm]
0 0
0.5 0.5
1 1
0.5 1 1.5 2 2.5 3 0.5 1 1.5 2 2.5 3
Re(Z) [mOhm] Re(Z) [mOhm]
Figure 7: Model fitting with measurement data in the frequency domain using the R+6RC
model (left) and R + 2RC model (right). Data used is with reference to cell B at 50 %
SOC at two different temperatures
a low level. The cells starts at 90 % SOC and are loaded with dynamic
power profile, charge depletion from the profile P HEV min until a SOC
of about 20 % is reached. At this point, the battery tester switches to a
charge sustaining profile. The power level of the load cycles is scaled to
the maximum power the cells can handle during all operating points in the
test, according to the cell supplier, see Table 2 on page 26. The total load
cycle is just short of 100 minutes long. The cell test equipment records
voltage, current and temperature. The recorded current is fed into a Matlab
Simulink model corresponding to the three ECMs studied. In addition to the
two explained in Section 5, a rudimentary Thevenin model is also included in
the comparison, where the R10 value is extracted from point e (Figure 2 on
page 16 and Section 4.1) as a function of SOC for the relevant temperature.
An example of the load cycle results is shown in Figure 8 on page 27. The
final results in terms of maximum instantaneous voltage error estimation
25
between model and measurements, as well as the final RMSE according to
(2) is summarized in Table 2 on page 26, where the resulting errors can be
compared with similar studies.
Table 2: Setup and results from validation load cycle from this study (upper part) and
comparable RMS voltage errors from similar studies (lower part).
7. Conclusions
The largest resistance during operation of the tested cells between 10-
90 % SOC and -10◦ C to +40◦ C is due to charge transfer resistance, rct .
As shown in Figure 5 on page 22, it can vary from being virtually zero at
26
Figure 8: Load cycle measurements versus R + 6RC model for cell B at 24◦ C. Final RMSE
is 24.58 mV, see Table 2 on page 26
27
+49◦ C, to 90 % of the total resistance at -10◦ C, using cell A as an example.
This general behavior is common for all tested cells and well-known in the
literature. For low temperature performance, cell C displays an increase of
3 time, whereas cell A only displays 2 times higher rct at -10◦ C with room
temperature as reference. Figure 3a on page 18 shows the strong Arrhenius-
like increase of rct with falling temperature. Both electrolyte resistance rele
and diffusion resistance rdif f display similar Arrhenius trends, just not as
strong. According to our observations, the absolute value of the minimum-
resistance point ra is increasing significantly with decreasing temperature,
despite being partly canceled by the current collector’s positive temperature
coefficient. This might be in contrary to reported assumptions[10] about the
minimum-resistance point.
Studying the change of resistance over SOC, the only statistically signifi-
cant trend that can be generalized over all cell types tested is a reduction of
rct with increasing SOC. Other patterns are either too noisy (not statistically
significant) to draw a conclusion, or the trends show opposite slopes between
cell types due to chemical composition.
28
1. rct (T ): The charge transfer resistance is dramatically increasing with a
decrease of temperature, here measured at 1500-3300 %.
2. rdif f (T ): Diffusion resistance is strongly increasing with a decrease of
temperature; 20-200 % compared to room temperature in our cases.
3. ra (T ): The minimum resistance at high frequency increases 25-60 % at
low temperatures, room temperature reference.
4. rct (SOC): Charge transfer changes in a linear fashion from 7-37 % at
low SOC to between -6 to -11 % at high SOC compared to mid-SOC.
29
page 26.
A somewhat surprising finding is that an increase of the model complexity
by using a R + 6RC model to capture both charge transfer and diffusion very
accurately in the frequency domain (Figure 7 on page 25), did not result in
better time-domain model accuracy (Table 2 on page 26).
Acknowledgment
30
References
[4] S. Buller, Impedance based simulation models for energy storage devices
in advanced automotive power systems, Ph.D. thesis, RWTH Aachen
University (2002).
[6] H.-s. Song, T.-H. Kim, J.-B. Jeong, D.-H. Shin, B.-H. Lee, B.-H. Kim,
H. Heo, Modeling of the lithium battery cell for plug-in hybrid electric
vehicle using electrochemical impedance spectroscopy, in: Proceedings
of the FISITA 2012 World Automotive Congress, Springer, 2013, pp.
563–571.
31
cal impedance spectroscopy. ii: Modelling, Journal of Power Sources
196 (12) (2011) 5349–5356.
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[13] Y. Ji, Y. Zhang, C.-Y. Wang, Li-ion cell operation at low temperatures,
Journal of The Electrochemical Society 160 (4) (2013) A636–A649.
[18] P. Svens, Methods for testing and analyzing lithium-ion battery cells in-
tended for heavy-duty hybrid electric vehicles, Ph.D. thesis, KTH Royal
Institute of Technology (2014).
33
[20] M. Keddam, C. Rakotomavo, H. Takenouti, Impedance of a porous elec-
trode with an axial gradient of concentration, Journal of applied elec-
trochemistry 14 (4) (1984) 437–448.
[24] J. R. Belt, Battery test manual for plug-in hybrid electric vehicles, Tech.
rep., Idaho National Laboratory (INL) (2010).
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[27] H. He, R. Xiong, J. Fan, Evaluation of lithium-ion battery equivalent cir-
cuit models for state of charge estimation by an experimental approach,
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35
Paper V
Pole-Slot Selection Considerations
for Double Layer Three-phase
Tooth-Coil Wound Electrical Machines
Presented 2018-09-03 at
ICEM2018, Alexandroupoli, Greece
145
146
Pole-Slot Selection Considerations for Double
Layer Three-phase Tooth-Coil Wound Electrical
Machines
Stefan Skoog, Member, IEEE and Alessandro Acquaviva, Member, IEEE
Abstract—This work presents a combination of top-down machine topology studied in this paper. A non-overlapping
and bottom-up design procedures to select a suitable pole-slot stator winding, as offered by TCWM, allows for pre-winding
combination for a tooth-coil wound machine (TCWM), also of stator coils before installing them on the machine [6].
known as non-overlapped fractional slot concentrated winding
synchronous machine. Top-down features such as size and speed TCWMs are well suited for stator segmentation, and winding
are determined by the intended application and affect the coils directly on stator segments can offer fill factors of 60-
selection of slot and pole number. Bottom-up properties are 78% [3]. Combining TCWM with soft magnetic composites
quantified through key performance indicators (KPI) such as and pre-pressed windings, fill factors beyond 80% can be
fundamental winding factor, periodicity, cogging multiplier and reached [3], [7].
MMF harmonic leakage factor (HLF). Furthermore a compact
and intuitive graphical way of presenting the properties of the Performance indicators for high-performance TCWM are
double layer TCWMs is shown in this paper for slot number presented in [6], [8]–[11]. The inductance in TCWMs due to
up to 39, highlighting the similarities among machines through harmonics is studied in [12] and [1]. In [13], a comprehensive
the key winding factor concept. Analytical formulas for KPIs set of analytical equations are presented to analyze TCWMs,
are presented and the results are compared and visualized with independent of number of layers and number of phases, in
FEM simulations.
terms of finding the optimal rotor pole number for a given
stator slot number by acquiring the winding factors for all
Index Terms—Electric machines, AC machines, Brushless reasonable harmonics. An overview with some examples of
machines, Rotating machines, Permanent magnet motors, Elec-
tromagnetic modeling, Magnetic flux key winding factors, periodicity and torque ripple is given in
[14], [15].
This paper combines the most relevant performance in-
I. I NTRODUCTION dicators from the literature together with the basic analysis
A. Tooth-coil wound machines and presents it graphically together with a FEM verification
Tooth-coil wound machines (TCWM) [1], [2], also for a vast number of machine designs. The concept of coil
known as non-overlapped fractional slot concentrated wind- grouping, base machine and key winding factor is highlighted
ing (FSCW) synchronous machines, offer several benefits in order to group machines together in families with identical
compared to machines with a distributed winding [3], but key performance indicators (KPIs).
TCWMs are mainly used for Brushless DC (BLDC) and
they also present some special characteristics resulting in
Brushless AC (BLAC) applications, where one characteristic
design challenges not typical for classical distributed winding
difference between the two is the effective shape of the back
machines.
electromotive force (BEMF) due to the magnetic-geometric
One of the main challenges with TCWMs is that the
design. BLDC typically offer high flux linkage, but a BEMF
stator induced MMF wave contains both sub- and super-
with significant harmonic content, approaching trapezoidal
harmonics spatially along the air gap. Space harmonics affect
shape. BLAC designs typically offer very pure sinusoidal
the machine inductance and can induce significant losses in
BEMF, which is possible by harmonic elimination when
the rotor iron and in the rotor permanent magnets (PMs).
matching stator tooth tip and rotor pole geometries.
This kind of rotor losses is studied in detail in [4], [5].
Among the benefits of using a TCWM, is generally higher B. Pole-slot selection
torque density, which is a direct effect of achieving higher
stator slot fill factor, and minimization of end windings The aim of this paper is to guide the electrical machine
length and hence lower losses and lower parasitic effects. designer in the selection of a suitable pole/slot combination
The lack of end windings becomes a significant advantage for a specific application. The process is divided into two
in radially magnetized, axially short machines, which is the main steps:
• From application specifications, such as torque rating
This work is sponsored by the Swedish Governmental Agency for Inno- and speed, determine the acceptable range of pole pairs
vation Systems (VINNOVA) and The Swedish Energy Agency and slots. This is the top-down process.
S. Skoog and A. Acquaviva are both with Chalmers University of
Technology, Gothenburg, Sweden (e-mail: stefan.skoog@chalmers.se and • Verify which is the most suitable pole slot combination
alessandro.acquaviva@chalmers.se). based on KPIs, grouping design families together and
935
on the least common multiplier (LCM) between number of
slots and number of poles [10], [16], [18]:
D. Winding layout
Methods to derive the optimal winding layout for a given
pole, slot and layer number is widely covered in literature.
The main methods are the star of slots method [8], [9] or
(a) Q36p16, kw = 0.945 (b) Q36p14, kw = 0.902
the method presented in [10], [19], [20]. The latter is used in
this work and some examples are presented in Figure 1 and Fig. 2: Two TCWMs with W =3, with phase coils (a) grouped,
Figure 2. and (b) non-grouped.
H. Magnetization inductance
The total stator coil inductance Ls can be split into airgap
F. Grouped coils within phase belt inductance Lδ and stator leakage inductance Lσ . The airgap
inductance represents all linked stator flux that travels over
Most TCWM combinations of Qs and p that offer high the airgap, whereas Lσ are all parasitic inductance generated
performance will automatically group together coils from the from slot, tooth tip and end winding lumped together. The
same phase so that they are placed next to each other within airgap inductance can, specifically for TCWMs be divided
any symmetric or anti-symmetric phase belt that forms the into synchronous magnetizing inductance through the funda-
base machine, Figure 1b and Figure 2a shows examples of mental harmonic Lms which is involved in the net torque
this. However, there is also examples of machines where coils production, and a parasitic magnetization of harmonics Lh
from the same phase are spread out over the phase belt in a which does little for net torque production [2]. Since the
seemingly random manner, but still providing high winding magnetic circuit for fundamental and harmonics are equal,
factor and reasonable losses as in Figure 2b. A condition it is feasible to express the harmonic inductance as propor-
presented in [21] is ameliorated into a simpler form by tional to the fundamental air gap inductance, introducing the
directly recognizing asymmetry as defined in (2) and included harmonic air gap leakage factor δσ .
in (3):
Q Q Ls = Lδ + Lσ (7a)
s s
round W = round W . (6)
2p 2p Lδ = Lms + Lh = Lms (1 + δσ ) (7b)
This condition holds true only when the machine can form a
winding where all coils from a phase are placed on adjacent The harmonic air gap leakage factor can be calculated
stator teeth within the smallest symmetric or asymmetric by summing together the relative amplitude of all harmonics
phase belt. h, either by using winding factors [2], [24] or the harmonic
936
spectrum [12] derived from distribution- and pitch factors or
by applying Fourier analysis on the winding function:
∞ ∞
X υf kw,υ 2 X hυ 2
δσ = = , (8)
υ kw,f hf
υ6=υf υ6=vf
937
TABLE II: Base machine and their derivatives for dual-layer, taken when evaluating the harmonic content based on this
three-phase TCWM. coefficient. The results of HLF between analytical and FEM
Winding Possible Possible Base
Example
method is presented in Table III, the time series and FFT of
W factor slot number pole number Machine the spatial MMF wave can be seen in Figure 4. The results
q
kw,f Q 2p Qs /2p
from the two methods match very good, verifying that the
3/2 1/2
1 0.8660 3x Q(1 + 2y) ± x winding configuration alone, and the selection of fundamental
3/4 1/4
2 0.9330 12x Q(1 + 2y) ± 2x
12/10 2/5 harmonic influence the HLF to a large degree and that the
12/14 2/7 analytical method gives a fair and accurate representation of
9/8 3/4
3 0.9452 9x Q(1 + 2y) ± x the stator induced MMF. Note that the MMF waveform is
9/10 3/8
24/22 4/11 derived from the flux density in the airgap.
4 0.9495 24x Q(1 + 2y) ± 2x
24/26 4/13
15/14 5/14
5 0.9514 15x Q(1 + 2y) ± x
15/16 5/16
36/34 6/17
6 0.9525 36x Q ± 2x
36/38 6/19
21/20 7/20
7 0.9531 21x Q(1 + 2y) ± 2x
21/22 7/22
x ∈ N+ (all real non-zero numbers)
y ∈ N0 (all real non-negative numbers)
938
Fig. 5: An overview of TCWM configurations and their corresponding key performance indices.
939
TABLE III: Comparison of harmonic Leakage factor estab- [13] Y. Yokoi, T. Higuchi, and Y. Miyamoto, “General formulation of
lished by FEM versus analytical method. winding factor for fractional-slot concentrated winding design,” IET
Electric Power Applications, vol. 10, no. 4, pp. 231–239, 2016.
Machine W Analytical FEM Diff [14] S. G. Min and B. Sarlioglu, “Investigation of electromagnetic noise
Q36p12 1 0.462 0.545 +18% on pole and slot number combinations with possible fractional-slot
Q36p15 2 0.966 0.925 -4.3% concentrated windings,” in Transportation Electrification Conf. and
Q36p16 3 1.178 1.217 +3.3% Expo (ITEC), 2017 IEEE. IEEE, 2017, pp. 241–246.
Q36p17 6 1.417 1.415 +0.1% [15] H. Jussila, P. Salminen, M. Niemela, and J. Pyrhonen, “Guidelines
for designing concentrated winding fractional slot permanent magnet
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on pole and slot number combinations with possible fractional-slot
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been presented in this paper. Clear guidelines are provided Expo (ITEC). IEEE, 2017, pp. 1–7.
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binations choice for concentrated multiphase machines dedicated to
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Figure 5 match the results found in literature (for fundamental Industrial Electronics Society. IEEE, 2011, pp. 3698–3703.
winding factor [12], [18], [20], harmonic leakage factor [2], [18] F. Magnussen and C. Sadarangani, “Winding factors and joule losses of
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The analytically calculated harmonic leakage factor has 2003, pp. 333–339.
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overlapping concentrated windings for low-speed direct-drive appli-
Q36 in Table III showing good agreement. The effect of slot cations,” Ph.D. dissertation, KTH, 2008.
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selective space harmonic elimination, is not considered in permanent-magnet machines with concentrated windings,” in Int. Conf.
on Electrical Machines (ICEM 04), 2004, pp. 5–8.
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L. Jin, “Machine design considerations for an mhf/spb-converter based
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electrical machines. John Wiley & Sons, 2009. winding mmf,” Electrical Engineering and Automation, vol. 2, no. 2,
[2] P. Ponomarev, Y. Alexandrova, I. Petrov, P. Lindh, E. Lomonova, and 2013.
J. Pyrhonen, “Inductance calculation of tooth-coil permanent-magnet [23] H. Zhang, “On electric machinery for integrated motor drives in
synchronous machines,” IEEE Trans. Ind. Electron., vol. 61, no. 11, automotive applications,” Ph.D. dissertation, KTH Royal Institute of
pp. 5966–5973, 2014. Technology, 2017.
[3] A. M. El-Refaie, “Fractional-slot concentrated-windings synchronous [24] G. Huth, “Permanent-magnet-excited ac servo motors in tooth-coil
permanent magnet machines: Opportunities and challenges,” IEEE technology,” IEEE Transactions on Energy Conversion, vol. 20, no. 2,
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[4] N. Bianchi, S. Bolognani, and E. Fomasiero, “A general approach to
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vol. 1. IEEE, 2007, pp. 634–641.
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[6] A. Masmoudi, J. Soulard, and F. Meier, “Design guidelines and models
for pmsms with non-overlapping concentrated windings,” COMPEL-
The int. journal for computation and mathematics in electrical and Stefan Skoog was born in 1985 and hold a M.S. degree from Lund
electronic engineering, vol. 30, no. 1, pp. 72–83, 2011. University, Sweden in Industrial Electronics and Automatic Control. He
[7] A. G. Jack, B. C. Mecrow, P. G. Dickinson, D. Stephenson, J. S. has been working professionally with embedded systems, electronics and
Burdess, N. Fawcett, and J. Evans, “Permanent-magnet machines with vehicle electrification for 10 years. Stefan is currently a PhD student at the
powdered iron cores and prepressed windings,” IEEE Transactions on Division of Electric Power Engineering, Chalmers University of Technology,
Industry Applications, vol. 36, no. 4, pp. 1077–1084, 2000. Sweden. His research project is affiliated with Volvo Cars with the ambition
[8] N. Bianchi, M. Dai Pre, L. Alberti, and E. Fornasiero, “Theory and to accelerate the electrification of passenger vehicle powertrains through the
design of fractional-slot pm machines,” in Conf. Rec. IEEE IAS Annu. use of low voltage mild hybrid systems.
Meeting, 2007, p. 196.
[9] N. Bianchi and M. Dai Prè, “Use of the star of slots in designing
fractional-slot single-layer synchronous motors,” IEE Proc. Electric
Power Applications, vol. 153, no. 3, pp. 459–466, 2006.
[10] J. Cros and P. Viarouge, “Synthesis of high performance pm motors
with concentrated windings,” IEEE transactions on energy conversion,
vol. 17, no. 2, pp. 248–253, 2002. Alessandro Acquaviva received his M.S. degree at Politecnico di Torino in
[11] A. M. El-Refaie and T. M. Jahns, “Optimal flux weakening in surface 2012 and is a PhD student at the Division of Electric Power Engineering,
pm machines using concentrated windings,” in Industry Applications Chalmers University of Technology since 2016. From 2012 to 2016 he has
Conf., 2004. 39th IAS Annual Meeting. Conf. Record of the 2004 IEEE, been working in the traction electrification industry. His current research
vol. 2. IEEE, 2004, pp. 1038–1047. interests include electric drives, electrical machine design and multiphysics
[12] P. Ponomarev, P. Lindh, and J. Pyrhönen, “Effect of slot-and-pole com- modeling of electrical machines.
bination on the leakage inductance and the performance of tooth-coil
permanent-magnet synchronous machines,” IEEE Trans. Ind. Electron.,
vol. 60, no. 10, pp. 4310–4317, 2013.
940
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156
SUBMITTED 2019-12-20 TO IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS
Abstract—Tooth coil windings, in particular when using this article, where the stator end sections of the machine
a double layer structure, present opportunities for in-slot are immersed in the cooling fluid and designed to generate
liquid cooling. Since the windings are not overlapping, turbulence and distribute the fluid in the slot and iron cooling
access to the slot from the end section for coolant liquids
is enabled. In this paper, a solution for in-slot and in- channels.
stator direct oil cooling for a tooth coil winding machine Tooth coil winding machines, also defined as non-
is presented. The coils are pre-wound on bobbins and overlapping fractional slot (pitch) concentrated winding
inserted on the stator teeth. The novelty of the design (FSCW) machines, are particularly interesting when it comes
consists in the integration of the cooling, using a thermally to high power density, high efficiency and flexibility in
conductive epoxy resin to create the channels within the
slot as well as the positioning of the stator yoke cooling manufacturing [10]–[12]. Furthermore, they present several
channels. A 50 kW machine for an automotive traction ap- opportunities also when it comes to cooling. Theoretical
plication is designed, manufactured and tested. Conjugate investigations on direct cooling in concentrated laminar wind-
heat transfer simulations are used in the design process ings are presented in [13]. The laminar winding, however,
in combination with finite element analysis for the loss presents manufacturing challenges and the solution is lacking
mapping. The thermal model is verified with measurements
at 6 l/min oil flow and 17.5 A/mm2 continuous and 35 A/mm2 experimental validation. In [14] a double layer tooth coil
30 s peak. The thermal model is then used to establish a winding machine concept with in-slot cooling between the
continuous operating point of 25 A/mm2 . coils is presented and partly evaluated. This solution uses
Index Terms—Cooling, Permanent magnet motors, Mod- the space in the slot not filled with copper to create cooling
eling channels by using water-soluble mould cores, a concept that is
hard to adopt for mass production. Directly cooled axial flux
PMSM using hollow conductors, and coolant flow in the axial
I. I NTRODUCTION direction, can also be found in literature [15]. The prototype
The development of electric drivetrains is primarily domi- presented uses Litz wire with a tube for liquid inside each turn,
nated by the permanent magnet synchronous machine (PMSM) which is complicated to manufacture and yet the maximum
[1], characterized by their high efficiency, high power and feasible current density 14 A/mm2 at 2 l/min is reported.
high torque density [2]–[4]. Liquid cooling is necessary to A comparison between tooth coil winding PM machines with
enable high torque density for continuous operation. Extensive cooling jacket and direct cooling using hollow conductors is
engineering efforts are devoted to develop automotive traction presented in [16]. A very interesting concept is used in [17],
machine cooling solutions, as summarized well in [5]–[7]. where a direct winding heat exchanger is used in between the
Design of electrical machines is a multiphysics (electric- coils of a double layer tooth coil would machine. This setup
magnetic-thermal-mechanic) challenge. The thermal modeling allows for direct, in-slot water-cooling of the windings without
is essential to establish the continuous and transient maximum exposing water to the winding copper wires. Current densities
performance. In classical machines, cooling jackets are used, of 25 A/mm2 continuous and 40 A/mm2 peak operation
which can be modelled with a simplified lumped-parameter are reported with this solution, with coolant flow rates up to
approach [8], [9]. However, with increased complexity of the 5.3 l/min and 5.1 kPa pressure drop. Copper heat exchangers
cooling solution, conjugate heat transfer (CHT) simulations in the slot, however, can be challenging when it comes to
are needed during the design process to evaluate the thermal slot insulation and manufacturing, and the authors have not
performance. This is the case for the machine presented in presented a complete rotating machine in hardware with their
cooling concept. The authors of [18], [19] presents an in-
The authors gratefully acknowledge the financial support from the
Swedish Energy Agency and the Swedish Governmental Agency for slot cooling for a SRM, with dramatically increased cooling
Innovation Systems (VINNOVA). performance using water mantle cooling as reference. The
A. Acquaviva, S. Skoog and T. Thiringer are with the Division concept is tested with DC current up to 22 A/mm2 and a flow
of Electric Power Engineering at Chalmers University of Technology,
Gothenburg, Sweden (e-mail: alessandro.acquaviva@chalmers.se, ste- rate of 6 l/min, but this concept comes with some challenges
fan.skoog@chalmers.se, torbjorn.thiringer@chalmers.se). regarding coolant leakage to the rotor.
SUBMITTED 2019-12-20 TO IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS
The purpose of this paper is to demonstrate effective and internal to external stator diameter, is established to 0.62 to
manufacturable high-performance cooling solution for a trac- maximize the efficiency. The rotor geometry is chosen as an
tion machine. The cooling solution presented in this paper, internal V-shaped PM with air barriers to enable high saliency
which combines direct iron and direct in-slot oil cooling, which improves the field weakening characteristic. Embedding
and experimentally verifying operation at very high current the magnets in the rotor also limits magnet losses caused by
densities, is prior not found in the literature. The novelty harmonics in the airgap MMF [21], [22]. Magnet segmentation
consists in the integration of the cooling within the stator, axially is also utilized to further reduce the losses [22], [23];
using a thermally conductive epoxy resin to create the channels each rotor slot is axially filled with 20 equal units of Vacodym
within the slot as well as the positioning of the stator yoke 745DHR NdFeB-magnets.
cooling channels. Neither of these solutions have been found A stator design without tooth tips is selected to improve
in the literature. Additionally, the design of the end section manufacturability by allowing the coils to be pre-wound and
to properly distribute the oil flow forms a high turbulence inserted radially.The cogging torque and torque ripple are
region which leads to very high cooling capability of the end minimized by adjusting the PMs angle the pole pitch width and
windings. This is a clear advantage compared to an external the tooth width. The resulting machine geometry is presented
cooling jacket, where end winding cooling is typically an in Table II. The maximum phase current corresponds to a
issue. Regarding manufacturability, the machine is designed current density of 35 A/mm2 . The stator and rotor lamination
such that it is possible to use a linear winding machine to geometries as well as the coil disposition are shown in Fig. 1.
pre-wind the coils on a bobbin, leading to a significantly In Fig. 2 the disposition of conductors and the shape of
reduced manufacturing cost for high volume production. Also, the stator are shown, including the cooling channels and the
the procedure to create the cooling channels within the slot, plastic support (bobbin) used to pre-wind the coils. PT100
and extract the channel shapers, can be automated. temperature sensors (4 in the slots placed mid-axially and 3
A calorimetric setup is used to measure the iron losses and on the end windings) are all placed before the potting process.
to validate the CHT model of the machine and cooling at The end winding temperature sensors are placed as follows
different flow rates. The convection heat transfer coefficients with the same naming as in Fig. 1 and the legend in Fig. 16:
(HTC) from the CHT simulation are extracted and used in a • one between slot 1 and 2 on the drive end side (EW1-DE)
transient thermal finite element simulation to evaluate the op- • two between slots 5 and 6, one on the drive end (EW5-
eration of the machine in worst-case conditions. Measurements DE) and one on the non-drive end (EW5-NDE)
are performed on the machine in thermal steady state operation The coils of each phase are connected in parallel with the
at 17.5 A/mm2 showing good agreement with the thermal ones on the opposite side of the stator, as illustrated in Fig. 3.
simulations. The continuous operation at 25 A/mm2 is ver- This choice is made in order to allow a higher number of turns,
ified in the worst case conditions with a thermal simulation. and therefore reduce the size of each conductor, which helps
Results from both the transient simulation and measurements improving the manufacturing process as thinner and fewer
show that a current density of 35 A/mm2 can be kept for parallel conductors are easier to wind.
30 s peak operation without exceeding the thermal limits of
the machine components. B. Slot fill factor and cooling channels
The cooling channels are derived from unused space in the
II. M ACHINE DESIGN slot. The total slot area is 350 mm2 . The cooling channel
The electrical machine in this paper is designed as a traction area in the slot is 100 mm2 which gives a net slot area of
machine for a small passenger vehicle, assuming it will operate 250 mm2 . The copper area is 113 mm2 , yielding a net fill
with a fixed-gear reduction gearbox powering either of the factor of 0.45, while considering the total slot area yields a
vehicle wheel pairs. It is assumed that a liquid cooling circuit bulk fill factor of 0.32. The stator winding before and after
is available in the car, as in the vast majority of modern potting is shown in Fig. 4. A wire diameter of 1.6 mm is the
passenger electric vehicles on the market, and no additional largest possible wire size that can be fitted in 28 turns when
cooling infrastructure is therefore needed for this cooling using manual winding process for this prototype.
concept. The material used for the potting is an epoxy resin,
Lord CoolTherm EP-2000, with a thermal conductivity of
A. Electromagnetic sizing and design choices 1.9 W/(m · K).
The electromagnetic design is based on an analytical siz-
ing method combined with a finite element mapping and TABLE I: Electrical machine design specifications.
verification. A 12 slot 10 pole (Q12p10) machine is chosen Quantity Symbol Value Unit
based on characteristics presented in [11]. Prioritized features Peak torque τmax 140 Nm
Peak power Pmax 50 kW
are: high efficiency, high fundamental winding factor (0.933), Base speed nb 3 600 rpm
low harmonic leakage inductance factor (0.97), low cogging Max speed nmax 11 000 rpm
Coolant max temperature ◦C
torque, and low torque ripple. The machine is designed for the Θmax,c 60
◦C
Max winding temperature Θmax 180
specifications listed in Table I. DC bus voltage VDC 600 V
The analytical sizing procedure used is based on split ratio Maximum RMS current Imax 140 A
optimization [20]. The split ratio, defined as the ratio between
SUBMITTED 2019-12-20 TO IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS
function of the local temperature using the equation TABLE III: Software and mesh data
Physics Software Dimensions n. mesh nodes
Pcu,T = Pcu,T0 (1 + α(T − T0 )) (1) Electromagnetics FEMM 2D 41575
Complete CHT COMSOL 3D 231370
Trans. therm. Model COMSOL 3D 121179
where Pcu,T0 and Pcu,T are respectively the copper losses at
the reference temperature T0 at which the phase resistance
is estimated and at the temperature T of the winding which
is updated at each time step of the simulation; α is the IV. T EST SET UP
temperature coefficient of copper. End winding joule losses
The machine is tested in a lab environment consisting of a
are distributed to the corresponding domain.
electric dynamometer, power electronics, and a custom made
oil-to-water cooling system. The setup is illustrated in Fig. 13
and a photo is also shown in Fig. 14. Appropriate sensors
C. Transient thermal model are installed and calibrated to measure rotational torque (τ ),
The CHT model is computationally very demanding, about rotational speed (n), rotational position (θ), oil flow (ṁ),
9 hours to solve a single steady state operating point on a oil temperatures (T ), oil pressures (p) and electrical voltages
workstation with an Intel i7-6700K CPU operating at 4 GHz. (v) and electrical currents (i). The custom cooling system
Transient analysis using a standard workstation is not feasible. utilizes tap water which is flow-controlled with a feedback
However, it is possible to extract the convection HTCs for the PI-controller into a heat exchanger to cool the oil circulated
different solid to fluid surfaces and use them as a boundary in the machine. The low-viscous oil is circulated by a 100 W
condition for a thermal FEA simulation (without the CFD controlled gear pump capable of generating 3 bar overpressure
part), which has orders of magnitude lower computational or 7 l/min flow rate. An oil reservoir and a 10 µm particle
effort. A 60 s transient simulation, with 0.1 s time step- filter is also part of the oil cooling circuit. The direct heat
ping, can be solved in less than 10 minutes with the same measurement is based on measuring the temperature difference
workstation mentioned above. The transient thermal model of the inlet and outlet oil in the prototype machine together
has the same geometry, meshing, material characterization and with the oil flow. Redundant Swissflow SF-800 sensors are
loss distribution of the CHT model solid parts, but no fluid used for flow measurements, several NTC sensors as well as
modelled. 16 4-wire PT-100 class A sensors are redundantly measuring
The HTCs, extracted from the CHT simulation, at different oil temperatures to offer high accuracy and high reliability
flow rates are presented in Fig. 12. These are calculated as for the prototype setup. The entire test system is controlled
average over the surface of the specific part and in reference and monitored through a dSpace SCALEXIO-system. The
to the inlet temperature. The two halves of the machine are prototype machine is fed with a three-leg IGBT-based inverter
symmetrical, and hence the HTCs of the slots on the left and at 400 VDC , operating at 5 kHz Space Vector Modulation
right side of the machine are equal. closed-loop current control. The dynamometer is operating at
closed-loop speed control.
𝑛𝑟𝑒𝑓
𝜏 𝑛 𝜃
500 S1-S11
S2-S10
S3-S9 𝑇
400
S4-S8 𝑚
S5-S7 𝑝
HTC [W/(m 2 K)]
S6 - outlet
S12 - inlet 𝑖
+
300 EW −
Iron chan 𝑣
Iron sides
Fig. 13: Measurement system setup with dynamometer to the
200
left, prototype machine in the middle connected to a
calorimetric oil-to-water cooling system and controlled by a
100 dSpace rack.
2 3 4 5 6 7 8
Flow rate [l/min] The coolant oil used for the prototype machine is pro-
vided by ExxonMobil and specifically developed for electrical
Fig. 12: Convection heat transfer coefficients from coils in
machine cooling, featuring low viscosity and good thermal
slot number S to coolant oil, established by CHT simulation
properties as shown in Table IV.
at different flow rates.
The software used for the different physics as well as the V. R ESULTS
number of mesh nodes for the models built are presented in In order to validate the CHT model, the temperatures of
Table III. the different slots and end windings are compared with the
SUBMITTED 2019-12-20 TO IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS
[deg C]
S11 Meas
50
45
60 EW1-DE Sim
EW1-DE Meas
EW5-DE Sim
55 EW5-DE Meas
EW5-NDE Sim
EW5-NDE Meas
[deg C]
50
45
40
TABLE V: Percentage relative error temperature sensors. Measurements for continuous operation have been carried
Sensor 2 l/min 4 l/min 6 l/min out with 70 ARM S (17.5 A/mm2 ) and a constant speed of
S8 -0.4 4 9.2 1000 rpm, input oil at 20◦ C and oil flow rate at 6 l/min.
S9 -17.3 -11 -5.3
S10 -15.5 -9.5 -6.2
The simulated and measured temperature rise are presented in
S11 -8.3 9.7 23 Table VII.
EW1-DE 4.5 2.3 14.2
EW5-DE -13.4 -4.3 4.1 TABLE VII: Steady state temperature rise at 17.5 A/mm2 ,
EW5-NDE -9.3 3.8 10 speed of 1000 rpm and oil flow rate of 6 l/min
Measured Simulated
End Winding 26.0◦ C 32.6◦ C
Mid-Slot 35.2◦ C 42.1◦ C
These can significantly affect the turbulence, and consequently
the pressure drop. The measured pressure drop at the highest
flow rate of 6 l/min, is considered low enough for a standard
12 V automotive oil pump to be used. The electrical power
required by the pump at 6 l/min and oil temperature of 20◦ C C. Peak operation validation
is ca 10 W . To verify the peak operation condition, a transient simula-
tion is carried out at an initial temperature of 90◦ C and oil
TABLE VI: Oil pressure drops comparison. temperature of 60◦ C, constant flow of 6 l/min, rated speed
2 l/min 4 l/min 6 l/min 3600 rpm and 140 ARM S (35 A/mm2 ). As seen in Fig. 18,
CFD [kP a] 2.9 6.6 12.7 winding hot-spot reaches 180 ◦ C after 30 s, which defines the
Measured [kP a] 4.9 18.4 37.6
peak operating condition in worst case circumstances.
20
0
0 10 20 30 40
time [sec]
Fig. 19: Peak torque operation (140 ARM S , 150 rpm) for
30 s at starting temperature and oil temperature of about
20◦ C. Solid lines showing measured values of the warmest
sensor for the part considered. Dashed lines are simulated
values.
VII. B IOGRAPHIES
167
168
Article
Electromagnetic and Calorimetric Validation of Direct
Oil Cooled Tooth Coil Winding PM Machine for
Traction Application
Alessandro Acquaviva 1, * , Stefan Skoog 1, , Emma Grunditz 1, and Torbjörn Thiringer 1,
1 Chalmers University of Technology
* Correspondence: alessandro.acquaviva@chalmers.se; Tel.: +46-735704363
1 Abstract: Tooth coil winding machines offer a low cost manufacturing process, high efficiency
2 and high power density, making these attractive for traction applications. Using direct oil cooling
3 in combination with tooth coil windings is an effective way of reaching higher power densities
4 compared to an external cooling jacket. In this paper, the validation of the electromagnetic design for
5 an automotive 600 V, 50 kW tooth coil winding traction machine is presented. The design process
6 is a combination of analytical sizing process and FEA optimization. It is shown that removing iron
7 in the stator yoke for cooling channels does not affect electromagnetic performance significantly.
8 The machine is designed, manufactured and tested continuously at 105 Nm with 25 A/mm2 and at
9 145 Nm with 35 A/mm2 10 s peak during 6 l/min oil cooling. Inductance, torque and back EMF
10 are measured and compared with FEA results showing very good agreement with the numerical
11 design. Furthermore, the efficiency of the machine is validated by a direct loss measurements, using a
12 custom built calorimetric set-up in six operating points with an agreement within 0.9 units of percent
13 between FEA and measured results.
16 1. Introduction
17 In recent years, research and development of automotive electric traction machines has greatly
18 intensified. Apart from high efficiency and low cost, a specific design target for these machines is
19 high power density (i.e. power per volume) [1–3]. Aiming for high power density means maximizing
20 the material utilization of the machine, which is essential to achieve cost-effective solutions for
21 mass-production, and low package volumes that enables effective system packaging.
22 Therefore, high-power density electric machines as well as power electronics, are seen by the
23 US department of energy as critical enablers of large-scale electric vehicle adoption [2]. The previous
24 technical target specified in the US DRIVE Technology Roadmap for 2020 was 5.7 kW/liter for a 55 kW
25 peak machine. However, the latest target for 2025 is 50 kW/liter for a 100 kW peak machine. Even
26 though existing solutions are well positioned for the 2020 target, significant challenges lies ahead to
27 live up to the next generation of traction systems in year 2025. This is exemplified in Table 1, which
28 provides a comparison of power densities, both net (total volume of active steel) and gross (volume of
29 complete electric machine casing), for state-of-the-art automotive electric traction machines.
30 High-power density electric machines can be achieved by utilizing factors such as:
31 • high mechanical speed [3], by a high electric frequency, or high pole number [4]
32 • high airgap flux density (i.e. magnetic loading), eg. by using high energy magnets, or a field
33 winding excitation, both in combination with core material with a high saturation[5]
34 • high current loading, or high current density, while simultaneously assuring a low thermal
35 resistance between the winding and coolant
36 For the sake of high magnetic loading, the development of electric drive-trains is primarily
37 dominated by the permanent magnet synchronous machine (PMSM) [6], characterized by its high
38 power density as well as high efficiency [1,7,8]. However, as identified in [2], to reach even higher
39 power density, more research is required regarding “improved thermal materials”, as well as “advanced
40 cooling/thermal management techniques to reduce size, cost and improve reliability”. Extensive
41 engineering efforts are devoted to solve these challenges, as summarized well in [9–11]. An apparent
42 aim is to try to bring the coolant medium closer to the main sources of heat, i.e. the stator core and
43 winding, as opposed to so called cooling jackets.
44 One possibility is then to use a tooth-coil winding machine (TCWMs), also known as
45 non-overlapping fractional slot concentrated winding (FSCW) machine. With this machine type,
46 it may be possible to devote some of the space that is normally used for active material, for
47 cooling channels instead, without sacrificing performance. Still, it offers high torque density and
48 high efficiency [12–14] when combined with a permanent magnet (PM) rotor, as well as low cost
49 manufacturing. In [15], a 12-slot 8-pole TCWM for traction application is compared with a distributed
50 winding (DW) interior-magnet, a switched reluctance, and an induction machine. The TCWM is shown
51 to perform best in terms of torque density, even without considering the shorter winding overhang.
52 Efficiency-wise, the two PM machines are comparable, TCWM being slightly better in the low speed
53 region and less efficient at high speeds compared to the DW machine. Other interesting traction motor
54 designs using TCWM are presented in [16–20], however, without the integration of direct cooling in
55 the stator, continuous current densities above 20 A/mm2 are hardly reached, which limits the torque
56 density.
57 Previous proposals of high performing liquid cooling techniques for TCWMs comprise examples
58 such as the following:
59 • using conductive pipes in the slots, with the drawback of generating large eddy current losses [21]
60 • theoretical evaluation of the concept of flushing the entire stator and rotor with oil coolant [22]
61 • direct-water cooled coils by winding a coolant carrying steel pipe with litz wire, validated in a
62 205 kW machine for a bus application [23]
63 • using fluid guiding structure and airgap sealing to allow for oil cooling within the slots [24].
64 Neither of these examples though, have reached the levels of power density and efficiency that is
65 presented in this paper, nor have they experimentally verified as high current densities.
66 Enabling high current density, which in turn means high copper losses at peak operation, does
67 not preclude the traction machine to achieve high energy efficiency. The reason is that during driving,
68 the machine operates most of the time in part-load, i.e. the low torque region, as shown for several
69 drive cycles in [25]. Achieving high energy efficiency can significantly extend the range of the vehicle
70 for a given battery pack.
71 This purpose of this paper is to present the electromagnetic design and verification of a high-power
72 density, high-efficiency 50 kW TCWM, sized for traction application of passenger vehicles. The high
73 power density is achieved by integration of direct-oil cooling in the stator yoke as well as in the slot
74 via a potting material with high thermal conductivity, which shapes the cooling channels. The details
75 of the design and verification of the cooling solution are presented by the authors in [26]. This paper
76 instead focuses on the electromagnetic design validation. Particularly, it is shown how the placement of
77 stator yoke oil cooling channels can be done without affecting the electromagnetic performance, which
78 has not been found in literature. Experimental validation of the torque, no-load EMF and inductance
79 present a very good match with simulations. Furthermore, the efficiency is verified through a direct
80 loss measurement in a custom-made calorimetric set-up, also showing a good match with simulated
81 results. Finally, the paper guides the reader through the main choices and steps for the design of a
82 traction PM-TCWM intended for high volume production.
Version May 17, 2020 submitted to Energies 3 of 18
Q12p10 Q9p12
Q6p8 Q12p8
Figure 1. Smallest unique section of rotor and stator geometries for the four TCWM slot-pole
combinations evaluated through FEA.
83 2. Machine design
84 The target application of the machine in this paper is a traction motor for either a small passenger
85 vehicle, or an assist motor in a plug-in hybrid electric vehicle. The traction machine is assumed to
86 operate with a fixed-gear reduction gearbox, powering either of the vehicle wheel pairs, and able to
87 operate with a large field-weakening window. The design specifications are listed in Table 2.
Q12p10 cont
1.3
Q12p10 peak
Q12p8 cont
Q6p8 cont
Q9p12 cont
Q9p12 peak
1.0
0.9
0.8
Figure 2. Numerical comparison of the different pole slot combinations for peak and continuous
operation. The machines have the same volume, airgap flux density and current density. The torque is
normalized to the Q12p10 machine in continuous operation.
106 The analytical sizing procedure, presented in [29], is based on the split ratio optimization. The
107 split ratio, defined as the ratio between internal to external stator diameter, in fact can be used as a
108 main parameter to size the machine. The analytical model is built by writing the torque equation of
109 the brushless PM machine as a function of the main geometrical parameters and the two main loading
110 parameters, airgap flux density and current density. It is shown in [29] that the choice of the split
111 ratio is a trade-off between efficiency and torque density. In the design presented in this paper the
112 split ratio is chosen to maximize the efficiency, resulting in 0.62. The choice is also driven by thermal
113 considerations; a low value of split ratio leads to a high copper and slot area, which, for a fixed current
114 density, means critical cooling requirements. A stator design without tooth tips is chosen to improve
115 manufacturability by allowing the coils to be pre-wound outside the stator and inserted radially. The
116 rotor is chosen as an internal V-shaped PM with air barriers to enable high saliency which improves
117 the field weakening (FW) characteristic. Embedding the magnets in the rotor also limits magnet losses
118 caused by harmonics in the airgap MMF [30,31]. One additional measure taken to limit excessive
119 magnet losses is magnet segmentation [31,32] by using 20 equal Vacodym 745DHR NdFeB magnet
120 units stacked axially in each rotor slot.
121 The resulting machine parameters are listed in Table 3. The maximum phase current corresponds
122 to 35 A/mm2 current density in the copper conductors. The coil disposition and geometries of stator
123 and rotor with details about disposition of conductors and cooling channels are shown in Fig. 3. The
124 Q12p10 machine has a key winding factor [13] of 2, meaning each phase coil consist of two electrically
125 series connected coils on adjacent teeth. Each coil has 28 turns, which allows for a 1.6 mm diameter
126 enamel copper wire to be used and avoiding parallel strands in the coils. Having a bobbin which can
127 be inserted, limiting the conductor diameter and avoiding parallel strands enables the use a linear
128 winding machine, which can drastically reduce the manufacturing cost at high volume production.
129 Each set of two series coils are then parallel connected to form a full phase winding, as shown in Fig. 4.
Figure 4. Winding disposition and connection. For this prototype machine, both parallel connection
and Y connection is made outside the housing through six connection terminals.
Table 4. Results from FEA evaluation of cooling barrier size at 3000 rpm, 40 A/mm2
Barrier Average torque Torque ripple
size pk2pk
(mm) (Nm) (%) (Nm) (%)
1.0 162.13 0 16.484 0
2.0 162.12 -0.01 16.633 +0.90
3.0 161.91 -0.13 16.973 +2.97
4.0 160.65 -0.91 19.135 +16.1
5.0 157.37 -2.94 23.933 +45.2
Figure 5. FEA established magnetic flux generated by 100 A in phase A without any remanence in the
magnets.
136 scenario is illustrated in Fig. 5 without any PM flux and 100 A in phase A. The reluctance change
137 for coil self-linked flux due to cooling channels positioned between the coil groups belonging to the
138 different phases, is believed to be negligible. In [30], a similar yoke barrier strategy is used to reduce
139 the flux of sub-harmonics which exist in this winding layout, aimed to reduce both iron and PM losses
140 in the Q12p10 machine. The solution in [30] evaluates yoke barriers situated between the teeth within
141 a phase, which leads to a large reduction on torque for the machine type preferred in our paper.
142 To find out the performance implications of flux barrier between the phases, including the PM
143 flux, a FEA parametric sweep is performed. The cooling channels thicknesses is swept from from 1 to
144 5 mm. As a reference, 2.0 mm is used in the final design shown in Fig. 5, and at 5 mm each, the two
145 channels cover 77% of the 13 mm yoke thickness. Note that the shape of the channels and the choice
146 of having four parallel channels instead of one is driven by flow split evaluation as explained in [26].
147 Average torque, torque ripple and iron losses are evaluated at rated speed, from zero up to to above
148 rated current; 3000 rpm and 160 A (40 A/mm2 ). The results for the highest current, which has the most
149 dramatic impact, are shown in Table 4. More than half (4 mm) of the yoke width can be cut out before
150 1% average torque loss is experienced. Torque ripple consequences are kept low at 3 mm or lower.
151 Regarding iron losses, no monotonic or clear change is found for the different barrier thicknesses;
152 increase of iron losses is less than 1% as a function of slot size. Using two 2 mm coolant barriers
153 positioned between the phase groups is considered to have negligible impact on electromagnetic
154 performance, and offer enough cross-section area for low-viscosity oil to flow without significant
155 pressure drop. This type of utilization of part of the stator yoke to introduce cooling channels can
156 be generalized for all the TCWMs with an even key winding factor, which represents the number of
157 adjacent coils of the same phase [13].
Version May 17, 2020 submitted to Energies 7 of 18
Figure 6. Wound stator before (left) and after (right) potting. The white plastics in the left picture is the
bobbins used to pre-form the coils outside the machine.
Iron losses are computed as the sum of all the contributions of the harmonics and all the m elements [25]
m n/2 Vj
Pf e,ω = Km ∑∑ γ (k e B2f e,i,j f i2 + k h B2f e,i,j f i ) (2)
j =1 i =1
ks f e
180 where k e and k h are eddy current and hysteresis loss factors that can be extracted from the lamination
181 data, γ f e is the mass density of the iron, f i is the electrical frequency corresponding to the ith harmonic,
Version May 17, 2020 submitted to Energies 8 of 18
182 where the fundamental harmonic is the first harmonic present in the machine MMF for a certain speed
183 ω. Vj is the volume of the mesh element j and k s is the stacking factor. Furthermore, Km is a iron
184 loss scaling coefficient. This coefficient accounts, in the first place, for the effect of laser cutting of
185 non-oriented electrical steel causing structural changes at the cutting edge, which finally affect the
186 magnetic properties. Secondly, there is often a mismatch between the loss data found in the steel data
187 sheets and the measured values.
188 Copper and iron losses are calibrated with the measured phase resistance, and by measuring
189 the iron losses with the calorimetric set up described in Section IV, at 3000 rpm and no load. This
190 results in an iron loss scaling coefficient Km in eq. (2) of 2.0, meaning that the measured values of iron
191 losses are twice the ones estimated with FEA using the interpolated loss coefficients from the soft iron
192 manufacturer. Typical values of iron loss scaling coefficients found in the literature [22] are in the range
193 between 1.5 and 2.0.
To calculate the PM losses, the DFT of the vector potential A of mesh elements belonging to the
PMs is computed. The PM induced current density can be then calculated as
1 dA PM
JPM = − ω + C (t) . (3)
ρ pm dθ
194 where C (t) is an integration constant which forces the net total current flowing in each magnet to zero
195 at any time instant and ρ pm is the resistivity of the magnet material. The method is fully described
196 in [33]. PM segmentation in the axial direction is accounted for by considering an equivalent eddy
197 current resistance path. A flow chart summarizing the loss mapping procedure is shown in Fig. 7. The
198 torque-speed maps showing the different loss contributions are presented in Appendix A.
Ψ pm (iq ) = Ψd . (4)
i d =0
Ψd − Ψ pm
Ld = (5)
id
Ψq
Lq = . (6)
iq
205 The inductance maps as a function of the d-axis and q-axis currents are presented in Fig. 8.
10-3 10-3
1.4 2.5
1.2
2
Lq [H]
Ld [H]
1
1.5
0.8
0.6 1
0 0
0 0
100 -50 100 -50
iq[A] 200 -100 id[A] iq[A] 200 -100 id[A]
∆Ψ a,b,c
Va,b,c = ω + R DC i a,b,c . (7)
∆θ
207 where ∆Ψ a,b,c is the finite difference in flux linkage for a mechanical angle step of ∆θ, is the R DC is the
208 measured DC phase resistance, ω is the mechanical rotational speed and i a,b,c is the phase current.
𝑛𝑟𝑒𝑓
𝜏 𝑛 𝜃
𝑇
𝑚
𝑝
𝑖
+
−
𝑣
Figure 9. Calorimetric measurement system setup: A dSpace system is controlling the dynamo, the
prototype machine, and the custom made oil-to-water cooling system.
Figure 10. Picture of calorimetric test setup, showing the thermal insulation of the machine, oil hoses,
and phase cables.
oil specific heat capacity (c p = 2100 J/kg/K) the total loss heat transported out of the machine can be
calculated as
Pcal = ṁ ρ c p ∆T . (8)
218 The test machine and the oil system is thermally insulated towards ambient in order to minimise
219 thermal leakage and enable accurate calorimetric measurements. A glass fiber washer acts as a thermal
220 insulator between the machine enclosure and the mounting frame. The coolant oil is heat exchanged
221 with mass flow controlled tap water so that the inlet oil temperature to the machine is kept at 22◦ C, in
222 order to minimize leakage heat from the surroundings.
223 A three-leg IGBT based inverter, operating at 5 kHz SVM closed-loop current control is feeding
224 the test machine at up to 600 VDC . The dynamometer is operating at closed-loop speed control through
225 a thyristor converter, feeding back power to the grid when the test machine is operating in motor
226 mode.
Version May 17, 2020 submitted to Energies 11 of 18
227 5. Results
228 In this section the results from the measurements are presented and compared to the simulated
229 values.
240 The results of the two measurement methods compared to the predicted FEA synchronous
241 inductance as a function of the mechanical position are presented in Fig. 11. The maximum and
242 minimum values of the curves in Fig. 11 represent the q-axis and d-axis inductance respectively. The
243 machine presents a saliency Lq /Ld = 1.45 given by the V-shaped rotor geometry. Fig. 12 shows the
244 no-load back-EMF at 1016 rpm, with both FEA and measurements.
1.9
Meas-step
1.8 Meas-LCR
FEM
1.7
1.6
Inductance [mH]
1.5
1.4
1.3
1.2
1.1
0 50 100 150 200 250 300 350
Theta [deg]
Figure 11. Inductance versus electrical position by FEA and two different measurement methods
Version May 17, 2020 submitted to Energies 12 of 18
100 Meas
75 FEM
50
EMF [V] 25
−25
−50
−75
−100
0 50 100 150 200 250 300 350
Theta [deg]
Figure 12. No-load back-EMF at 1016 rpm measured and simulated line-line voltage in Y-connection
245 The torque is measured, with the torque sensor, in two different operating conditions, pure
246 q-axis current (90 deg) and the MTPA angle at maximum current (115 deg). The results at 150 rpm
247 are presented in Fig 13. A current value of 100 A RMS corresponds to a copper current density
248 of 25 A/mm2 which can be kept continuously for this machine. If the machine would have been
249 equipped with a standard water jacket cooling, a current density of 10 A/mm2 is to be expected [7,24].
250 Maintaining the same fill factor and removing the cooling channels, the slots could theoretically fit 40%
251 more copper. Altogether, the maximum allowed continuous phase current would be 56 A (instead of
252 100 A), and according to Fig. 13, the maximum output peak torque limited to 62 Nm instead of 110 Nm.
253 Overall, by using direct oil cooling, the continuous power of the machine, for the same operating
254 speed, increases by over 75%.
80
60
40
20
0
0 20 40 60 80 100 120 140 160
Current RMS [A]
Figure 13. Average torque output at 150 rpm rotor speed, 90 and 115 deg current angle. Measurement
and simulation comparison.
setup are marked with letters. The calorimetric method is presented in Eq. 8, and the measured
efficiency is calculated using the total AC electrical active power Pin from the power analyser as:
Pin − Pcal
η= . (9)
Pin
256 The output mechanical power is defined as Pmech = ω τ . The measured efficiency are presented
257 in Table. 6 and summarized in Fig. 16. The measured efficiency is within 0.9% of the simulated one.
258 The difference between the two can be attributed to two main reasons.
259 • Mechanical losses, such as friction in the bearings and windage losses, which are not included in
260 the FEA efficiency but are present in the measurements
261 • Leakage heat towards ambient air and through the shaft. Although, all possible precautions have
262 been taken to minimize the heat leakage it is not possible to completely remove this source of
263 error
264 The mechanical power can also be used to estimate the efficiency, however the accuracy of the torque
265 sensor reading is lower compared to the input power reading and would lead to a higher uncertainty.
266 Measurements above base speed are unfortunately not possible with the current dynamo setup.
267 In Fig. 15 the calorimetric run for point E is presented. It is of great importance to reach a thermal
268 steady state in order to have an accurate calorimetric reading.
140
120
10
40
70
100
94
Torque[Nm]
92
88
80
84
80
60
95
B D F
40
A 94 C E 95
20 94
70
10
40
92 92
88 88
84
84
80 80
0
0 2000 4000 6000 8000 10000
speed[rpm]
Figure 14. Efficiency map established with FEA while operating with a MTPA control strategy. Letters
A-F represent the points verified with calorimetric measurements presented in Tab. 6.
Version May 17, 2020 submitted to Energies 14 of 18
Figure 15. Calorimetric run at 3000 rpm and 30 A RMS. The plots are showing: top left output torque,
top right oil inlet and outlet temperature, middle left mechanical speed, middle right oil flow rate,
bottom left d-axis and q-axis currents, bottom right calorimetric loss
Figure 16. Measured and simulated efficiency comparison. Emes is measured efficiency, EFE is
efficiency established with FEA.
269 6. Conclusion
270 This paper presents the design of a tooth coil winding PMSM machine for traction application,
271 focusing on the electromagnetic design and performance verification. The solution adopted integrates
Version May 17, 2020 submitted to Energies 15 of 18
272 stator cooling, both thorough the slot and the stator yoke. The originality of the design consists on
273 the integration of the cooling, using a thermally conductive epoxy resin to create the channels within
274 the slot as well as the positioning of the stator yoke cooling channels. It is shown that for the Q12p10
275 machine, the electromagnetic performance is negligible affected by removing iron in the stator yoke for
276 cooling channels if the position is carefully selected. The machine is designed such that it is possible
277 to use a linear winding machine to pre-wind the coils on a bobbin, potentially leading to a reduced
278 manufacturing cost for high volume production.
279 The adopted cooling solution enables a continuous copper current density of 25 A/mm2 .
280 This allows for a 75% higher output torque and power density comparing with a corresponding
281 water-jacket-cooled machine. Inductance, torque and no-load back EMF are measured and compared
282 with FEA results, showing very good agreement. Furthermore, the efficiency of the machine is
283 validated in one operating point, using a calorimetric direct-loss measurement set up, matching
284 with FEA within 0.9 percent units. The peak efficiency according to FEA is a wide area above 95%,
285 which is on par state-of-the-art automotive traction machines for higher power levels. The overall
286 net power density (19 kW/l) is comparable with the current state-of-the-art traction machines on
287 the market, even with higher power ratings, despite this machine being an early prototype. Further
288 design improvements towards series production is likely to bring also the gross power density to
289 very appealing levels by minimizing the volumetric overhead of coolant interfaces and connection
290 terminals.
291 Author Contributions: Conceptualization, A.A.; methodology, A.A. and S.S.; software, A.A. and S.S.; validation,
292 A.A. and S.S.; formal analysis, A.A. and S.S.; investigation, A.A. and S.S.; resources, A.A. and S.S.; data curation,
293 A.A. and S.S.; writing–original draft preparation, A.A. and S.S.; writing–review and editing, A.A., S.S. and E.G.;
294 visualization, A.A. and S.S.; supervision, E.G and T.T.; project administration, T.T.; funding acquisition, T.T. All
295 authors have read and agreed to the published version of the manuscript.
296 Acknowledgments: The authors gratefully acknowledge the financial support from the Swedish Energy Agency
297 and the Swedish Governmental Agency for Innovation Systems (VINNOVA).
298 Abbreviations
299 The following abbreviations are used in this manuscript:
300
PMSM Permanent magnet synchronous machine
HTC Heat transfer coefficient
FEA Finite element analysis
TCWM Tooth coil winding machine
301
DW Distributed winding
MMF Magneto-motive force
FW Field weakening
SVM Space vector modulation
Version May 17, 2020 submitted to Energies 16 of 18
302 Appendix A
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Paper VIII
Manufacturing of in-slot cooled
tooth coil winding PM machines
Submitted to ICEM2020
Conference date: 2020-08-23 in Gothenburg, Sweden
187
188
Manufacturing of cooled tooth coil winding PM
machines with in-slot oil cooling
Alessandro Acquaviva, Student Member, IEEE, Stefan Skoog, Student Member, IEEE,
and Torbjörn Thiringer, Senior Member, IEEE
rical dimensions, outcome of the sizing, are presented in diameter of 1.5 mm in each slot. Resulting in a total
Table II and the details of the winding. copper area of 95.5 mm2 , yielding a net fill factor of
The coil disposition and geometries of stator and rotor as 0.38, while considering the total slot area yields a bulk
well as the cooling channel disposition are shown in Fig. 1. fill factor of 0.27.
The slot cooling channels are derived from unused space Figure 2 shows the slot and the conductor disposition for the
in-between the coils. The total slot area, Aslot , is 350 mm2 . two machines.
The cooling channel area, Acool , for a single slot is 100 mm2 Another feature of the 12 slot 10 pole machine, is that it
which gives a net slot area of 250 mm2 . The bulk fill factor presents the opportunity of inserting cooling channels also
is defined as in the stator yoke as described and analyzed in [11] and
TABLE III: Winding design for the two machines
Quantity 48 V Mach. 600 V Mach. Unit
Diameter of each conductor 1.5 1.6 mm
N. parallel conductors per turn 9 1 -
N. turns per coil 3 28 -
Max. RMS current 1200 140 A
hot-spot.
Fig. 10: Diagram showing the disposition and connection of the cooling channel. This type of installation is quite invasive
the coils. For the prototypes 12 terminals are coming out of when it comes to flow distribution, however in an industrial
the frame and the star and parallel connections are made product these are typically not necessary.
externally. For mass manufacturing all this can be done
internally having externally only 3 connection terminals.