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Low Cost Neonatal Incubator with Smart Control System
Conference Paper · December 2014
DOI: 10.13140/2.1.4591.5201
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    Low Cost Neonatal Incubator with Smart Control
                       System
                      Zinat Ara Nisha                                                           A.H.M Fazle Elahi
       Department of Applied Physics Electronics &                                Department of Mechanical Engineering
              Communication Engineering                                   Khulna University of Engineering & Technology (KUET)
                  University of Dhaka                                                   Khulna-9203, Bangladesh
               Dhaka-1000, Bangladesh                                                 fazle.elahi.ashek@gmail.com
              zinat.ara.nisha@gmail.com
     Abstract— A neonatal incubator has been designed, modeled        hypothermia, breathing problems, hypoglycemia and even
and developed which is incorporated with embedded                     death [3-4]. To get to a normal growth premature newborns
temperature and humidity control system. The chamber has two          need a warm, clean and salient environment. The newborns
compartments; larger and smaller. Smaller compartment                 with complications must be put into a Neonatal Intensive Care
consists of temperature and humidity control unit and larger          Unit (NICU). NICUs were developed in the 1950s by
compartment consists of a mattress where the baby is kept. The        pediatricians to provide better temperature support, isolation
control system components include relative sensors, fans, bulbs,      from infection risk and also specialized feeding to newborns.
heater and Arduino Uno microcontroller. For implementation, a         [5] The incubators are designed as an isolated area having an
software program has been developed in C which comprises a
                                                                      infant friendly environment without any dust or parasite and
code editor. A flowchart is provided to illustrate the logical
expression of the program. The salient features of the model are –
                                                                      has the ability to control environmental factors like temperature
it is entirely microcontroller based, can be locally developed at a   and humidity to remain them in acceptable levels such as
low cost and is a sophisticated version of conventional incubator     (36°C-37°C) for temperature, (70%-75%) for relative humidity
systems. The system can control the temperature at the set level      [6]. Incubator can also be used for full term babies to give
of 36oC to 37oC and relative humidity at the set level of 70% to      special medical treatment. Albeit developing countries need the
75%. At the same time the incubator is free of health hazard. It      incubator most, many people living there are not capable of
can be used commercially in the hospitals as too at home.             affording one. So this project provides a luminous solution for
                                                                      them. The current recommended method of providing infant
   Keywords— Neonatal incubator, Neonatal Intensive Care Unit         temperature regulation in resource constrained settings; the
(NICU), Low cost incubator , Smart temperature control,               practice of placing newborns directly onto the mother's chest at
Premature Baby, Kangaroo Mother Care (KMC)                            very low cost.
                      I. INTRODUCTION                                                           II. PHYSIOLOGY
    One of the most sensitive concern of biomedical field is the           Babies can be categorized according to their gestation
premature infant care. Bangladesh is a developing country and         period; Pre term (less than 35 week gestation), Full term (35 to
most of the people here lives around the immediate vicinity of        42 weeks gestation) and Post term (born after 42 weeks
the poverty line. So highly expensive newborn care is not             gestation) [7]. Premature babies are those who are born before
affordable for them. But the babies who born 2 or more weeks          the pre-term. If an infant born before 31 weeks gestation
before the 38 week gestation badly requires intensive care.           evaporative water loss is the main reason to heat loss. It’s
Those infants generally have a net body area greater than             because loss of moisture from skin which causes higher
normal babies from same age. [1] That means their body heat           permeability. [8]
loss is higher than normal babies. Also these neonates possess
a net weight less than the normal babies which makes them
unable to keep their body temperature to the required level. In
case of premature babies, it is not possible to control their body
temperature without an external aid. In these circumstances
Kangaroo Mother Care (KMC) is certainly effective which
means to hold a preterm baby skin-to-skin with an adult
especially mother. [2] But sometimes KMC could not be
possible for unavoidable reasons. Firstly, if the mother is too ill
after delivery, she won’t be able to provide Kangaroo Mother
Care (KMC). Some of the mothers are helpless because they
may have reasons such as other children or a job or any
ineluctable cause. If providing KMC is not feasible and the           Fig. 1. Neutral thermal environment of premature baby
baby is sent home therefore suffer the complications of
978-1-4799-6399-7/14/$31.00 ©2014 IEEE
Having difficulties with heat regulation within the body a          two compartments. Larger compartment keeps the baby in and
newborn child can experience an organ failure. [9] Heat may         smaller compartment comprises of control units. The control
loss from the body by four ways; Conduction, Evaporation,           unit section has three portions. The lower portion is the
Convection and Radiation. Fig.1 illustrates the ways of heat        heating unit. Heating unit consists of an incandescent bulb and
loss from an infant body.                                           a 12V dc fan. There are slits on the joining wall of the unit.
                                                                    The fan exert air flow which becomes heated by the bulb heat
A. Thermoregulation in premature infants                            and passes through the slit to the baby room. The dc fan and
    The temperature inside the mother’s womb is 38oC                bulb starts running when the baby room temperature reduces
(100.4oF). [10] After birth, the wet baby finds itself in a much    from 37oC and stops when the sensor gives the signal that the
colder environment. So it immediately starts losing heat thus       baby room temperature is above 37 oC. The upper portion has
the thermal protection of the newborn is very much important.       two subsection. One is cooling unit and the other is humidity
Fig. 2 illustrates the metabolic rate with body temperature of a    control unit. Some ice are kept in the cooling unit to reduce
preterm baby and normal range of infant body temperature at         the temperature when it goes beyond 37 oC. A 12V dc fan is
which thermo neutrality is achieved. This temperature range is      attached outside the cooling chamber to flow the air stream to
very narrow and lies between 36.5oC-37.5°C. Thus, the               the baby room in order to confine the temperature within
environmental temperature at which the infant regulates its         37oC. The humidity control unit has the capacity to collect the
body temperature can be considered as the neutral (operative)       molten water from the ice of cooling chamber. It contains a
temperature [11].
                                                                    heater and a 12V dc fan. When humidity sensor sense the
                                                                    humidity level below 70% this unit automatically starts. It
                                                                    runs no later than the humidity level reaches at 75%. There is
                                                                    an exhaust fan on the outside of the baby chamber which
                                                                    ensures the continuous flow of air. The whole system is
                                                                    controlled by an Arduino microcontroller program. The supply
                                                                    current is provided by using transformers, rectifiers, bridge
                                                                    and relays with 220V AC current.
                                                                                    IV. DESIGN AND CONSTRUCTION
                                                                         One of the most important elements in a newborn's
                                                                    survival is the infant’s temperature regulation. The newborn
                                                                    baby is readily a mature homoeothermic, but the range of
                                                                    environmental temperature over which an infant can operate
Fig. 2. Heat losses from premature baby                             successfully is severely restricted. The infant’s body
                                                                    temperature should be maintained at 36oC-37oC. Another
Thus there is no accurate ambient temperature that is suitable      important element is humidity regulation. The dehydration of
for new born babies without considering all factors such as         infant with 31 or less weeks of gestation, treaties in ambient
gestation period, body mass, size etc. [12] The new born baby       with relative humidity in 20 %, exceed 200 ml/kg/day. To
cannot regulate its temperature like an adult. It therefore cools   provide a baby friendly environment the relative humidity
down or heats up much faster and is able to tolerate only a         must be maintained within 70% to 75% RH. [16] Keeping in
limited range of temperature. The smaller the new born the          mind about the above problems related to the infant we need
greater the risk. Thermal stability improves gradually as baby      to design such an incubator system that controls the
increases in weight. [13] As the difference between warm            temperature and humidity of the environment where the
womb temperature and the ambient is very high, most of the          newborn baby is rested. Fig. 3 shows the block diagram of
heat loss occurs just after the birth of newborn. [14] Incubator    total control system unit through which the incubator would
can offer shorter hospitals stay to millions of premature babies    run to get optimum temperature and humidity.
and can enable infants who might have faced a lifetime of
severe disability.
                        III. METHODOLOGY
     This project emphasizes on developing an infant incubator
especially for premature babies. Entire chamber of the
incubator is constructed using Acrylic sheet as it is more
advantageous over glass and plastic. This material is less
dense – its density can range from 1100-1200 kg/m3. It is very
much less than the density of glass which ranges 2420 to 2790
kg/m3. [15] Transportation and assembling of acrylic materials      Fig. 3. Block diagram of temperature & humidity control system
are consequently easier and cheaper. Main chamber consists of
The Design Requirements of infant incubator are to provide              and fans. When the temperature in the chamber falls down
the infant with the bare necessities, these are: (i) An ambient         below 36oC the bulb glows and fan associated with the bulb is
temperature of 36⁰C-37⁰C (ii) Humidity greater than 70%RH               turned ON so that that the hot air is blown to the compartment
and (iii) sterile air supply. The proposed system of a neonatal         B through the slider. The cooling unit consists of an Aluminum
incubator contains following portions:-                                 vessel containing ice and a 12 v dc fan. This fan is connected
                                                                        with the digital output pin 7 of the Arduino board through a
(a) Structure development of incubator                                  relay. Whenever the temperature in the chamber goes beyond
(b) Temperature control system                                          37oC the bulb automatically switches off and the fan in the
                                                                        cooling unit turns ON. Cool air is blown to the compartment B
(c) Humidity control system
                                                                        until the desired temperature is achieved. Fig. 7 shows the
(d) Control Unit
                                                                        constructed view of incubator’s temperature controlling unit.
(e) Cost Analysis                                                       Fig.    5(a) and 5(b) are heating and cooling portions
A. Structure development of incubator                                   respectively.
    It is better that the incubator is light in weight so that it can
be portable at the same time provides strong support for the
components used and can bear the weight of the infant.
Isolation of the compartment where the baby is kept from the
controlling unit is a necessary requirement. The incubator
design can be divided into four subsystems: structural support,
enclosure, shell, and bed. The structural support is the device
that accommodate the other subsystems and the preterm infant.
Design Parameters: Length 80 cm, Height 30 cm, Width 30 cm
thickness of material 5mm. Control unit inside the box has a
dimension of 10 cm x 30 cm x 30 cm. The control unit is                                    5(a)                                5(b)
responsible for holding the heat exchanger and the electrical
components needed for the incubator to work. The shell is               Fig. 5. 5(a) Heating unit with incandescent bulb, 5(b) Cooling unit with ice
responsible for retaining the heated air, preventing airborne
infections from reaching the preterm infant, and venting the
                                                                        C. Humidity Control System
stagnant air. The bed is intended to keep the preterm infant in
place. Fig. 4 depicts the rendered image of the 3D model of                 At one side of the cooling unit a small compartment is
incubator structure designed by Computer Aided Design.                  built to serve the purpose of controlling humidity. In this
                                                                        compartment there is a 100 watt heater and a 12 V dc fan
                                                                        connected with the digital output pin 6 and 13 respectively.
                                                                        When the relative humidity falls below 70% the bulb glows.
                                                                        As a result water is turned into vapor. The fan placed behind
                                                                        the heater helps to blow the vapors to the small compartment.
                                                                        If relative humidity exceeds over 75% an exhaust fan placed
                                                                        outside of the compartment exhausts the air outside of the
                                                                        incubator. Here the humidity is sensed by the same sensor
                                                                        DHT11. Fig. 6 depicts the real constructed image of the
                                                                        incubator humidity control unit. This sensor is so beneficial
                                                                        because it can render signals for both temperature and
                                                                        humidity.
Fig. 4. 3D model of the incubator
B. Temperature Control System
    The temperature is sensed by DHT11 sensor. It is
connected to the Arduino Uno. In the circuit arrangement of
the control system. Signal pin of the sensor is connected to the
analog input pin A0 of the microcontroller. These are                   Fig. 6. Constructed view of the incubator with humidity control unit
connected through relays with the digital output pin 10 and 9 of
Arduino board. Each Relays are of 5 volts and are interfaced
                                                                        D. Control Unit.
with the Arduino Uno through relay drivers. Here NPN
transistors are used as relay drivers. Arduino Uno is the                   The Arduino Uno is a cross platform application written
controller used here. The program is written to control the bulb        in Java, and is derived from the Uno for the Processing
programming language and the Wiring project. For                  The amounts are in Bangladeshi taka and given according to
implementation, a software program has been developed in C.       the particulars used. Cost of the prototype construction is so
It includes a code editor with features such as syntax high       less than the commercially available incubator. Thus the
lighting, brace matching, and automatic indentation and is also   designed incubator would be available for all at a low cost.
capable of compiling and uploading programs to the board
with a single click. [17] The logical expression for the                              V. RESULT AND DISCUSSION
program is provided at Fig. 7.
                                                                  A. Temperature Control Unit
                                                                      The major concern of this incubator is to control the
                                                                  temperature of the baby room and maintain it within the
                                                                  desired range 36oC to 37oC. Fig. 11 exemplifies the process
                                                                  control by Arduino UNO microcontroller. Here a whole day
                                                                  (24 hour) data of controlled temperature is inset with the
                                                                  ambient temperature of the same day.
                                                                  Fig. 8. Temperature variation in the incubator for control system
                                                                   At 00:00 am the temperature of atmosphere was low and
                                                                  almost constant up to morning 6:00 am. Then it rises with the
                                                                  day time and again lowered at and after 5:00 pm. But the
                                                                  system for keeping preterm baby safe and sound the
                                                                  temperature is needed to be constant within the range. The
Fig. 7. Logical expression for Arduino program
                                                                  incubator constructed has been efficient at doing this and the
                                                                  graph shows that it kept the temperature of the baby
E. Cost Analysis                                                  compartment at 36oC to 37oC irrespective of ambient
   The project aims to a cost effective neonatal incubator with   temperature.
   consistent performance. Total cost of the prototype
                                                                  B. Humidity Control Unit
   construction is enumerated below.
                                                                      Humidity is another critical factor for preterm infants. Fig.
         TABLE I.        COST OF CONSTRUCTION FOR INCUBATOR       12 depicts the humidity control by Arduino microcontroller
                                                                  system and its variation with the ambient humidity.
                   Product                 Cost (BDT)
                 Acrylic sheet                1000
                 Arduino Uno                  1400
               Temperature and                 750
                humidity sensor
              LCD display(16×4)                  252
                   Relay(4)                      120
                12 V dc fans(4)                  240
              100 W incandescent                  60
                     bulb
                    Heater                       100
               Connections and                   300
                 accessories
                    Total Cost                   4222             Fig. 9. Humidity variation of the neonatal incubator and it’s ambient
The baby room is maintained within the RH level of 70% to                       [4]    Tereza Y K, et al. "Noise at the Neonatal Intensive Care Unit and Inside
                                                                                       The Incubator." Revista Latino-Americana De Enfermagem (RLAE),
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                               VI. CONCLUSION                                          2006
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