KUDA Dissertation 1-4
KUDA Dissertation 1-4
                              By
                           R224668X
                           MAY 2025
                                      CHAPTER ONE
GENERAL INTRODUCTION
1.0 Introduction
The purpose of this research is to find out and evaluate Occupational Health and Safety
protocols to alleviate risks in the platinum mining sector.This research will cover elements
such as the background of the study, statement of the problem, research objectives, research
questions, hypothesis and significance of the study. Also, the delimitations, assumptions, and
limitations to carry out the study will be given in addressing the topic at hand.
1.1 Background of the study
Each year, a large number of fatalities occur in mines globally. Most of these fatalities occur in
developing countries and rural parts of developed countries. Nonetheless, even in the United
States an average of 93 people died in mining accidents during the period 1991–1999, in
addition to an average of 21, 351 injuries per year. Currently, China accounts for a large
proportion of mining accident related fatalities, particularly in the area of coal mining. For
example, it produces around 35% of the world’s coal and accounts for about 80% of coal-
mining fatalities,Also, the worst coal mining disaster in the world occurred in China on April
26, 1942 at the Benxihu Colliery, located at Benxi, Liaoning. In this mining accident, a coal-
dust explosion killed 1572 people,(Historical Data on Mine Disasters in the United States.
United States Department of Labor. Washington, D.C.; 2020)
Occupational injuries present a major public health problem resulting in serious social and
economic consequences that could be prevented if appropriate measures are taken. Majority of
world´s workforce does not have access to occupational health services. Estimated economic
loss caused by work-related injuries and disease is equivalent to 4% of the world´s gross
national product .The impact is 10 to 20 times higher in developing countries. 100 million
occupational injuries occur throughout the world each year,(Leigh,2021)
National Institute of Occupational Safety and Health (NIOSH) USA estimates that at least
10,000,000 persons suffer injuries on job each year. About 30% of these injuries are severe,
(NIOSH,2020).In Zimbabwe occupational injuries are among the top ten health priorities. The
highest numbers of occupational injuries in Zimbabwe occur in the construction, mining, and
manufacturing industries. The injury rate among mining workers in Zimbabwe was 131 per
1000 exposed workers per year as of 1998. This figure rose to 789/1000 workers in 2008. A
survey of 1585 informal/small scale workers in rural and urban Zimbabwe found occupational
injury and mortality rates similar to those found in large scale/formal sector,(Chimamise
etal,2016)
The mining company under study is a Platinum mineral extracting company which began its
underground operations in 2003. Since then it has transformed into one of the country´s largest
Platinum mining companies with more than 3 000 employees in one of their divisions who are
exposed to continuous potential risk of occupational injuries. The mine operates underground
and open cast mines.
The proportion of severe occupational injuries at the mine increased from 18% in 2008 to 37%
in 2009. The proportion is very high as compared to the maximum reported by NIOSH of 30%
and the 21.9% recommended by ILO. Factors contributing to severe occupational injuries were
not clear to mine management; therefore we investigated factors associated with severe
occupational injuries at the mine. Specifically we assessed personal, administrative,
engineering factors associated with occupational injuries and the availability and use of
personal protective equipment (PPE) at the mine form 2008 to 2010,(Zimplats,2016)
According to the International Labour Organization, work-related illnesses, injuries and deaths
due to accidents or exposure to health hazards exact a heavy annual toll reaching $1.25 trillion
in losses, equivalent to 4% of the world’s annual gross domestic product, ILO, 2022). Despite
all the efforts to reduce the risks, mines remain the most dangerous workplace, due to the
number of people who are exposed to the hazards inherent in this setting, (Bealko et al,2019).
Occupational accidents and illnesses have significant direct impact and longer-term social and
economic impact on communities and governments, Occupational Health and Safety in
Mining-Status,2018). Direct costs include medical expenses, compensation payments,
production down-time, and legal fees. The longer-term costs include lost productivity, accident
investigation, remedial training, lower employee morale, increased absenteeism, and so on,
(Qiao,2022).
Historically, Occupational Health and Safety (OHS) research has treated health and safety
separately(ILO,2008) Comprehensive consideration of health factors alongside safety factors
is a recent development. Although health effects can be investigated from the safety
perspective, this complicates prediction,(Pons and Pearse,2020). Mining is a complicated and
multidisciplinary industry that functions under highly dynamic conditions. Lighting and
ventilation must be supplied artificially, a variety of gases released, dusts generated, and
noises associated with blasting or rock breaking must be controlled, along with numerous
ergonomic postures, heavy machinery, vehicles, conveyers and so on, Occupational Health
and Safety in Mining-Status, (2018). In addition, new hazards can emerge because of
technological progress, new interactions between system components, between human
behavior and technologies, new expectations or demands associated with social progress,
(Qiao et al, 2019). Miners are thus exposed to multifaceted risks, the consequences of which
can be work-related disease, injury, disability, or even loss of life. Mining accidents are
therefore multifactor risk coupling,(Qiao 2021).Mining processes contain a variety of obvious
and hidden health and safety hazards that contribute to risk. In a complex system, the
recognition of hazards (sources of danger or risk factors) is not simple. (Kozak 2017).
The African region is home to significant portion of the world's mineral resources, including
platinum, which is predominantly mined in South Africa (Musungwini, 2019). The mining
industry is a crucial sector in many African economies, contributing significantly to GDP,
employment, and foreign exchange earnings (African Development Bank, 2020). However,
the industry is also associated with significant occupational health and safety (OHS) risks,
including exposures to hazardous substances, noise, and vibrations (Kwame &Anim, 2022).
In South Africa, for example, the mining industry has one of the highest rates of occupational
injuries and illness, with a significant proportion of these incidences being fatal (Department
of Mineral Resources and Energy, 2020). The African region faces unique challenges in
ensuring OHS in the mining industry, including limited resources, inadequate regulatory
frameworks, and a lack of skilled personnel (Musingwini, 2019). Furthermore, the region's
mining industry is often characterized by poor working conditions, long working hours, and
inadequate safety equipment, which can exacerbate OHS risks (Kwame &Anim, 2022). In
Ghana, for example artisanal and small-scale mining operations are associated with poor OHS
practices including the use of child labor and inadequate safety equipment (Hilson, 2020).
According to the National Social Security Authority (NSSA, 2018), in 2018, occupational
deaths increased 49% to 106, and occupational injuries increased 36% to 5,390 from the
previous year in Zimbabwe. The mining industry attributed 20% of the deaths in year 2018
compared with 10% the previous year (NSSA, 2018). However, year 2018 had a 300%
increase in mining fatalities compared to previous year (NSSA, 2018). The prevalence of
occupational accidents in mining and quarrying industry remains a challenge to mining and
quarrying leadership (Cooper, 2017).
Moreover, mines and quarries are dynamic sites that keep evolving, with particular technical
challenges. Despite all the technological enhancement embraces within the Zimbabwean
mining industry, these environments are still hazardous for workers, especially in underground
settings, where, in addition to common hazards, one can find high temperatures, humidity, gas
concentration, low visibility, and narrow working areas, (Akka¸ 2018). Many challenges are
born from these conditions. In the case of an accident, it is of crucial importance to determine
where the miners are in order to rescue them, (Minhas, 2018). However, whenever an incident,
such as a flood or a roof collapse, a power cut is expected to occur. In this case, the traditional
sensors may fail to accomplish their task, and FOS appears to be the more suitable option, (Liu
et al, 2019). Additionally, communication is not always straightforward, (Mansouri et al,
2020). The automatisation and automation needed to solve these issues, in addition to safer
workplaces, will also contribute to more environmentally friendly exploitation, (Ranjan et
al ,2020).
It is against this background that this study aims to assess the effectiveness of occupational
health and safety protocols in reducing risks in the platinum mining industry. By investigating
the current state of OHS protocols in the industry, the study contribute to the development of
evidence based strategies for improving OHS outcomes and healthier work environment for
miners.
The Zimbabwe Platinum Mining industry has been hit extensively by a series of accidents
which has resulted in injuries to personnel , loss of limbs ,loss of life aswell as damage to
company properties over the past few years which has greatly affected the safe productivity
mantra.Although Management has put in place measures to ensure that every employee is well
trained and tested before commencing any duties and that the mine premises is a 0% alcohol
free zone this has not aided in reducing the frequency of these occupational hazards.
Research Objectives
1.3.1 To establish the impacts of effective OSH practices on accident and incident prevention.
1.3.2 To establish challenges encountered in implementing strategies for improving OHS
1.3.3 To determine successful strategies used in the reduction of workplace injuries and
fatalities.
1.4 Hypothesis
b) Conceptual Framework - The study is confined to how OSH practices impact occupational
    hazards in the workplace and implementing succesful strategies to reduce incidents
    occuring and the challenges encountered in implementing these strategies.
c) Time Framework - The study is limited between January 2025 to April 2025
d) Theoretical Framework - The study is limited in data collection and gathering whilst using
    the Deming Cycle Theory of 1950.
1.9 Limitations
      The research focused only on Zimbabwe Platinum Mine employees meaning that the
       sample size is limited.Therefore the researcher had to survey other non-
       employees(spouses and relatives of employees) of the Platinum Mining Industry.
      The researcher anticipated being limited in obtaining as much data as expected for an
       in-depth analysis on theevaluation into OSH practices with a view to reduce lost time
       injury frequency rate. A case study of the Platinum mining industry in Zimbabwe. The
       researcher therefore explained to the relevant authorities as well as the participants that
       the information shared was not divulged to any third parties at any stage of the study.
       Instead, the researcher would make emphasis that data to be collected was for
       academic purposes only and every detail they provided was private and confidential.
      The researcher has other financial obligations besides the research study. As a result,
       financial constraints were encountered particularly in the timeous acquisition of
       resources for the collection of primary data. Expenses are expected to be incurred
       through travelling, acquisition of stationary and accessing information. The researcher
       would strive in reducing financial constraints of traveling by using online
       communications with both the university officials and key participants understudy.
1.10 Chapter Summary
The Chapter consisted of the introduction, Background of the study and the statement of the
problem.The aspects dwelt on the evaluation into OSH practices and their impact on accident
occurrence,A case study of Zimbabwe Platinum Mining Industry.The conceptual and
theoretical framework was explained in line with the research objectives,Hypothesis and
assumptions of the study.Significance of the Study was explained and the limitations and
delimitations of the study were emphasized.The next chapter will be Literature review.
                                  CHAPTER TWO
LITERRATURE REVIEW
2.1 Introduction
The main purpose in reviewing literature will be to analyze the areas of divergence and
convergence from various philosophies, concepts and articulations by different authors of
textbooks, articles and publications taking note of literature gaps in those studies. The
researcher in this section will review literature on OSH Practices, occupational hazards and
Safety behaviors at the workplaces.The literature will be reviewed in line with the research
objectives of the study where we establish the effects of OSH practices on accident
occurrence, successful strategies to be implemented as well as the challenges encountered in
implementing these strategies.
2.2Theoretical Framework
This section presents the theories that underlie the research phenomena. This study is
grounded in a theoretical framework that draws on three key theories: the Hazard Risk
Vulnerability (HRV) framework , the Theory of Planned Behavior (TPB) and the High -
Reliability Organization (HRO) theory. Among these , the HRV framework is identified as the
major theory, as it provides a comprehensive framework for understanding the complex
relationships between hazards, risks, and vulnerabilities in the platinum mining industry. By
applying the HRV framework, this study aims to provide a nuanced understanding of the OHS
risks associated with platinum mining and identify effective strategies for mitigating these
risks.
2.2.1 Theory of Hazard-Risk-Vulnerability (HRV)
The Hazard-Risk- Vulnerability (HRV) framework is a theoretical framework used to analyze
and understand the relationship between hazards, risks, and vulnerabilities in the workplace
(Wisner et al., 2004). Another study by Saeed (2020) used the HRV framework to assess the
hazards, risks and vulnerabilities associated with the COVID-19 pandemic. The HRV is
effective in identifying and mitigating OHS risks because it provides a comprehensive and
systematic approach to risk assessment and management (Saeed et al., 2020). The framework
involves identifying hazards, assessing risks, and evaluating vulnerabilities, which enables
organizations to develop targeted strategies for mitigating OHS risks (Musingwini et al.,
2020).
According to Birkmann (2016), the HRV theory recognizes that hazards, risks, and
vulnerabilities are interconnected and that understanding these relationships is critical to
mitigating disasters and reducing risks. In the context of platinum mining, the HRV theory can
be used to identify and assess the hazards associated with mining operations, rock falls,
explosions and chemical exposure (Lilly, 2016). The theory can also be used to evaluate the
risks associated with these hazards, including the likelihood and potential impact of accidents
and injuries. Furthermore, the HRV theory can be used to identify the vulnerabilities of
miners, including their physical, social, and economic vulnerabilities, which can affect their
ability to cope with and respond to hazards and risks.
The HRV framework is also effective in promoting a proactive approach to OHS risk
management (Kwame et also., (2020). By identifying and mitigating OHS risks, organizations
can reduce the likelihood and impact of workplace accidents and injuries (Al-Samarraie et al.,
2020). Based on the theory, organizations can be able to adopt a proactive approach to OHS
risk management, and they can identify and mitigate the risks before they occur.
2.2.2 Theory of Planned Behaviour(Ajzen, 2018)
The theory of Planned Behavior is a theoretical framework used to explain how individual
attitudes, subjective norms, and perceived behavioral control influence behaviour (Ajzen,
1991). Recent scholars, such as Al-Samarraie et al. (2020), have applied the TPB to
understand the factors that influence individual's behavior and decision-making related to
health and safety. For example a study by Kwame et al.(2020) used the TBP to understand the
factors that influence miners' behavior and decision-making related to occupational health and
safety (OHS). The study found that miners' attitude towards OHS, subjective norms, and
perceived behavioral control influenced their behavior and decision-making related to OHS.
Theory of planned behaviour (TPB) is an extension of TRA that offers room to address those
behaviours considered somewhat questionable with regard to being under volitional control of
the individual (Ajzen, 2018). The main components of the TPB are the person’s own attitudes,
subjective norms, perceived behavioral control, behavioral intentions, and behaviour
(Ajzen2017. The theory posits that attitudes often fail to predict behaviour because of a large
number of factors that potentially prevent the attitude from being converted to behaviour.
Perceived behavioural control (PBC) which refers to the perceived barriers and facilitators of
engaging in a behaviour was thus added to the TRA to predict behavioural intentions and
behaviours that are not under volitional control. Under this new model, behaviour is taken as a
function of intentions and perceived behavioural control (PBC). Intentions are themselves
shaped by attitudes, subjective norms, and perceived behavioural control and these
determinants of behaviour intentions are each based on an underlying belief structure (Fogarty
and Shaw, 2018 . The present study considers the TPB can be used to explain the relationship
between management and supervisors attitudes to safety and employees’ safety performance.
Management and direct supervisors attitudes will exert an influence on workers’ attitudes,
subjective norms, and perceived behavioural control and in turn affect their safety
behaviours.The TPB suggests that attitudes, subjective norms, and perceived behavioral
control are interrelated and that changes in one of these factors can influence the other (Azjen,
1991). The TPB is highly relevant to this study on occupational health and safety (OHS) in the
platinum mining industry
2.2.3 High Reliability Organization Theory (HRO)
The High- Reliability OrnOrganization (HRO) theory is a theoretical framework used to
explain how organizations can achieve high reliability and safety performance in high-risk
environments (Weick& Sutcliffe, 2001). Recent scholars, such as Roberts et al. (2019) have
applied the HRO theory to understand how organizations can achieve high reliability and
safety performance in complex and dynamic environments. The HRO suggests that
organizations can achieve high reliability and safety performance by developing a culture of
reliability and safety, which emphasizes the importance of safety reliability in all aspects of
organizational operations (Weick& Sutcliffe, 2001). On a similar context, Vogus et al. (2020)
emphasized the importance of leadership and organizational culture in shaping safety and
reliability outcomes.
2.3.1 Current Occupational Health and Safety Protocols (OHS)in place in the platinum
mining industry
The current ooccupational safety and health(OSH) protocols in the platinum mining industry
in Zimbabwe are guided by the country's regulatory framework, which includes the Mines and
Minerals Act (Chapter 21:05) and Occupational Safety and Health Act (Chapter 28:01)
(Government of Zimbabwe, 2020). These laws require mining companies to implement OHS
management systems, conduct regular risks assessments, and provide training to employees on
OHS procedures (Musingwini, 2019). In addition, to the regulatory framework, the platinum
mining industry in Zimbabwe has also adopted various international OHS standards and
guidelines, such as the International Labor Organization (I LO) Convention 176 on Safety and
Health in Mines (ILO, 1995). These standards provide guidance on best practices for
managing OHS risks in the mining industry, including the use of personal protective
equipment, ventilation systems, and emergency response plans (Musingwini, 2019).
Personal protective equipment (PPE) is also an essential component of OHS protocols in the
platinum mining industry in Zimbabwe. Miners are required to wear PPE, including hard hats,
safety glasses, and respirators, to protect themselves from OHS hazards (Musingwini, 2019).
Mining companies are also responsible for ensuring that PPE is properly maintained and
replaced, and that miners trained on how to use it correctly (Zimplats, 2020). In addition,
mining companies in Zimbabwe are required to have emergency preparedness and response
plans in place in the event of an OHS incident (Government of Zimbabwe, 2020). These plans
include procedures for evacuating miners, providing first aid, and communicating with
emergency services (Musungwini, 2019). For example, Unki Mine has an emergency response
plan that includes procedures for responding to fires, explosions, and medical emergencies
(Unki Mine, 2020).
Some platinum mining companies in Zimbabwe, such as Zimplats and Unki Mine, have also
implemented their own OHS management systems, which include policies, procedures, and
training programs aimed at promoting a safety-first culture (Zimplats, 2020; Unki Mine,
2020). These systems are designed to identify and mitigate OHS risks, and to ensure
compliance with relevant laws and regulations. However, despite these efforts, the platinum
mining industry in Zimbabwe still faces significant OHS challenges, including high rates of
occupational injuries and illnesses, and inadequate resources for implementing effective
management systems (Musingwini, 2019). Therefore, there is need for ongoing research and
evaluation to identify best practices and areas for improvement in OHS management in the
platinum mining industry in Zimbabwe.
However, despite these efforts, the platinum mining industry in Zimbabwe still faces
significant OHS challenges. For example, a study by Musingwini, (2019) found that mining
companies in Zimbabwe faces challenges in implementing effective OHS protocols, including
limited resources and inadequate infrastructure.
2.3. 2 Effectiveness of current OHS in reducing risks and improving safety outcomes in
the platinum mining industry
The effectiveness of current occupational health and safety (OHS) protocols in reducing risks
and improving safety outcomes in the platinum mining industry in Zimbabwe is a critical
concern. While some studies suggest that current OHS protocols have been effective in
reducing risks and improving safety outcomes, others indicate that more needs to be done to
address the complex and dynamic nature of OHS risks in the industry (Musingwini, 2019). For
instance, a study by Musingwini found that the implementation of OHS management systems,
such as the Occupational Health and Safety Assessment Series (OHSAS) 18001, has been
effective in reducing OHS risks and improving safety outcomes in some platinum mines in
Zimbabwe. The study noted that these management systems provide a framework for
identifying and mitigating OHS risks, and for promoting a safety-first culture within the
organization (Musungwini, 2019).
However, other studies suggest that current OHS protocols may not be effective in addressing
all OHS risks in the platinum mining industry. For example, a study by Kwame and Anim
(2022) found that miners in Zimbabwe's platinum mining industry are still exposed to
significant OHS risks, including respiratory diseases, noise-induced hearing loss, and
musculoskeletal disorders. The study noted that these risks are often associated with
inadequate ventilation, poor ergonomic design, and inadequate personal protective equipment
(PPE) (Kwame and Anim, 2022).
Furthermore, some studies suggest that the effectiveness of current OHS protocols may be
compromised by various factors, including inadequate resources, lack of training, and poor
communication (Musingwini, 2019). For instance, a study by Hilson and Nayame, 2020)
found that some platinum mines in Zimbabwe lack the necessary resources and expertise to
implement effective OHS protocols. The study noted that this can lead to a lack of confidence
in OHS protocols among miners, and lack of commitment to safety-first practices (Hilson and
Nayame, 2020). While current OHS protocols have been effective in reducing risks and
improving safety outcomes in some platinum mines in Zimbabwe, more needs to be done to
address the complex and dynamic nature of OHS risks in the industry. Further research is
needed to identify the factors that compromise the effectiveness of current OHS protocols, and
to develop strategies for improving OHS outcomes in the platinum mining industry.
2.3.3 Barriers to implementing effective OHS protocols in the platinum mining industry
in Zimbabwe
2.3.1 Lack of adequate resources
The implementation of effective occupational health and safety (OHS) protocols in the
platinum mining industry in Zimbabwe is often hindered by various barriers. One of the
significant barriers is the lack of adequate resources, including financial, human, and
technological resources (Musingwini, 2019). For instance, a study by Hilson and Nayame
(2020) found that some platinum mines in Zimbabwe lack necessary resources and expertise to
implement effective OHS protocols, leading to a lack of confidence in OHS protocols among
miners.
Another barrier to implementing effective OHS protocols is the lack of training and awareness
among miners (Kwame and Anim, 2022). Many miners in Zimbabwe's platinum mining
industry may not be aware of the OHS risks associated with their work, or may not know how
to use personal protective equipment (PPE) correctly. For example, a study by Musingwini
(2019) found that miners in Zimbabwe's platinum mining industry often lack the necessary
training and skills to identify and mitigate OHS risks.
2.3.2 Poor communication and lack of involvement of miners in decision-making process
2.4 Strategies that can be employed to improve the effectiveness of OHS protocols and
reduce risks in the platinum mining industry in Zimbabwe
There are a number of strategies that can be employed to improve the effectiveness of HIS as
well as reducing risks in the platinum mining industry. These strategies include;
2.4.1 Implementing a Safety Management Systems (SMS)
Implementing a safety management system is a crucial strategy for improving the
effectiveness of occupational health and safety protocols and reducing risks in the platinum
mining industry. A well designed SMS can help to ensure that OHS protocols are integrated to
the overall business operations, and that all employees are aware of their roles and
responsibilities in maintaining a safe and healthy work environment (Musingwini, 2019). For
example, a platinum mine in Zimbabwe implemented an SMS that included regular risk
assessments, safety audits, and training programs for employees. As a result, the mine reported
a significant reduction in OHS incidents, from 25 incidents per month to just 5 incidents per
month over a period of 12 months (Kwame and Anim, 2022). This is consistent with the
findings of other researchers, such as Haslam et al. (2015), who noted that the implementation
of an SMS can lead to significant improvements in OHS outcomes.
Mining and quarrying organizations attempting to improve safety and health performance has
mainly focused on the development of SMS. According to Årstad and Aven (2017), SMS
helps ensure hazards are identified earlier, effective controls are put in place, people are
adequately trained and empowered, and work processes are designed and carried out in a
manner that delivers more consistent safety and health performance. It is a methodical
approach to managing safety risk, including the necessary company structures,
accountabilities, policies and procedures. More safety risk systems need to be integrated to
build a strong safety foundation (Zwetsloot et al, 2019). There is need to integrate the current
academic, analytical and pragmatic approaches to develop an SMS that will provide a future
focus and framework giving meaning and direction to safety and health actions (Kim et al.,
2019).
In particular, mining is a high-risk industry (HRI) that needs effective systems to manage risk
(Årstad and Aven, 2018). HRIs are defined by the dangerous conditions they operate within
and strictly report incidents, accidents and near misses and views ‘failures’ as learning
opportunities (Gnoni and Saleh, 2018). HRIs are frequently quoted as examples of companies
with effective safety and health culture (Saujani, 2018). Saujani (2018) suggested that HRI
effectiveness can be attributed to the creation of collective mindfulness, essentially keeping
safety and health top of mind by being wary of possible failures and structuring groups and
systems to be flexible to risks.
2.4.2 Use of Technology
The use of technology, such as monitoring systems and personal protective equipment (PPE),
is also an effective strategy for improving OHS protocols and reducing risks in the platinum
mining industry. Monitoring systems can help to detect potential hazards and alert miners to
take action, while PPE can help to protect miners from harm in the event of an accident. For
example, a platinum mine can install respirable dust monitors in its underground mines, which
help to detect high levels of dust and alert miners to take action. As a result the Mines will
have a reduction in respiratory diseases among miners. Thus, use of technology is a very vital
strategy for improving OHS.
2.4.3 Behavior Based Safety
BBS is another safety approach used to improve OSH in mining and quarrying industry. As
observed by Hagge, McGee, Matthews, and Aberle (2017), the BBS approach depends on the
cognitive dissonance concept, which describes a state of psychological tension in individuals,
produced by two opposing cognitions. The tension is uncomfortable, and people are
encouraged to lessen the tension by changing or declining one of the cognitions. For example,
a worker might have two thoughts about safety measures that do not align; the first thought
being that safety procedures reduce occupational risk, and the second being that safety
procedures are cumbersome and cause delays. To reduce cognitive dissonance, one of the
thoughts should be rejected or changed to align with the other. Action can be taken simpler as
the behavior follows the attitude. BBS have defined steps that include defining the desired
behavior; setting behaviour performance goals; providing feedback and evaluation of the
results (Martinez et al, 2019). BBS influence safety behavior first and hopes to change
attitudes to align with the dominant safety behaviors through cognitive dissonance. The BBS
approach is useful because it aligns safety behaviors with workers’ attitudes (Beus et al.,
2018).
2.4.4 Safety Culture Change Programs
The other useful method is the safety culture change approach that combines organizational
safety programs to strengthen OSH strategies. According to Zivkovic and Ivanova (2020,
safety culture change programs are broad organizational programs aimed at continuously
improving safety management. In contrast to BBS approaches, Kim et al. (2019) concluded
that safety culture approaches focus on articulating safety principles with a top-down
approach. The aim being to create a self-sustaining environment based on a comprehensive
understanding of the causes of occupational safety performance (Hagge et al., 2018). Safety
systems need continuous improvement to match with organizational changes and demands.
There are several international guidelines for ensuring successful workplace safety for any
institution: The national occupational safety association (NOSA) (2017) system, the ILCI
(2017), the international safety rating system (2019), International Labour Organization’s
(ILO) guidelines on occupational safety (2018), ISO:31000:2009 safety risk management
standard, the three Es of safety (engineering, education, enforcement) advocated by Heinrich
(2017). All these international guidelines posit that effective safety management should
address ergonomics, emergency management, safety training, and safety transfer. If these four
areas are addressed, a safe workplace will be accomplished, and consequently, better
employee productivity is expected (Heinrich, 2017). There needs to be more empirical
evidence on the extent to which these safety programmes influence employee value-added,
accomplishment of tasks, and productive time.
Finally developing a safety-first culture within the platinum industry is essential for improving
OHS outcomes. A safety -first culture promotes a shared commitment to safety among all
employees and encourages miners to take ownership of safety and report any hazards or
incidents (Hilson and Nayame, 2020). For example, a platinum mine in. Zimbabwe launched a
safety- first culture program that included training programs, safety awareness campaigns, and
recognition and reward schemes for safe behavior.
Proactive emergency management is now a global concern since adverse risks still occur
despite the level of protection in place. Workplace safety emergency management reduces the
extent of workers’ disabilities and work disruption and potentially can lower employee
productivity losses. Prior studies by Drake et al. (2018) and Reese (2018) have provided an
understanding of the nature of a manufacturing sector workplace and have observed that
workplace safety incidents are disruptive and could lead to employee productivity losses.
Further studies by Alariki and Al-Abed(2021) and Obrenovic et al(2020) have pointed out that
the problem of employee productivity could be due to defective management of workplace
safety emergencies. A study by Leonhardsen et al(2022) has provided a guideline for effective
emergency management, including setting out rescue response and evacuation plans,
emergency equipment and medical care, conspicuous display of emergency contacts, safe
assembly and exit points, emergency logs, and documentation. Prior literature needs to
evaluate these programs’ effect on employee productivity adequately. Five aspects of extant
literature have been faulted.
First, the studies have not established the link between manufacturing firms’ workplace
emergency management and employees’ productive time, degree of accomplishment of tasks,
and value-added. Second, prior studies by Wilson (2017) and Keraka (2020) did not examine
organizations’ specific emergency management strategies. However, they focused on ex-ante
perspectives and employee awareness, which could have led to mistaken inferences. As
posited by the tip of the iceberg theory by McCllelland (2019) that simple incidences which go
unreported by employers could significantly affect employees’ productivity where inadequate
emergency equipment are lacking. Further, employees’ awareness of their responsibility in
case of loss does not guarantee effective emergency management in case programmes such as
first aid kits and other emergency equipment are lacking.
Workplace safety transfer to consultants and insurance companies assures the organization of
its safety, improves employee morale and company pride, and reduces suffering by injured
employees(Reese,2018). Workplace safety incidents put a significant financial and
psychological burden on employees, which could affect their work productivity (International
Labour Organization, 2018). Previous studies by Kurdy et al(2021) and Gubler et al(2022) add
that workplace safety transfer reduces the financial and psychological burden associated with
work incidents; hence employees are expected to be optimally productive without worrying
about safety incidents. Reports by International Labour Organization (2018), Osha African
Report (2019), and literature by Reese (2018) have noted that the incident prone
manufacturing workplace has recently been transferring their safety management to
consultants and private security firms, who design, evaluate and review their safety
programmes; the manufacturing firms are also arranging health, disability, liability, and
accident insurances on behalf of their employees. Gubler et al. (2022) note that the firms
include external consultants in their safety committees to enhance organizations’ safety and
positive employee safety attitudes. The prior empirical literature has yet to systematically
explore the actual effect of providing insurance and using safety consultants on employee
productivity (productive time, degree of accomplishment of tasks).
CHAPTER THREE
                                RESEARCH METHODOLOGY
3.0 Introduction
This chapter outlines the research methodology used to investigate the occupational health and
safety (OHS) risks associated with platinum mining in Zimbabwe. The chapter provides an
overview of the research design, sampling strategy, data collection methods, and data analysis
techniques used in the study. The purpose of this chapter is to provide a clear transparent
account of the research methodology, enabling readers to understand the context and
limitations of the study. By outlining the research methodology, this chapter aims to establish
the credibility and validity of the study's findings, which are presented in subsequent chapters.
3.1 Research Philosophy
The proposed study is grounded in a pragmatic research philosophy, which emphasizes the
importance of practicality and utility in research (Creswell, 2014). A pragmatic approach is
particularly suited to this study, as it seeks to investigate the occupational health and safety
risks associated with platinum mining in Zimbabwe, with a of identifying practical strategies
for mitigating these risks (Morgan, 2014). The study also draws on elements of interpretivism,
recognizing that the experiences and perceptions of miners and other stakeholders are shaped
by their social, cultural, and historical contexts (Denzin & Lincoln, 2011). By combining
pragmatic and interpretivist elements, this study aims to provide a nuanced and contextually-
informed understanding of the OHS risks associated with platinum mining in Zimbabwe.
3.2 Research Strategy
This study will employ a mixed-methods research strategy, focusing on three platinum mines
in Zimbabwe, to provide an in-depth examination of occupational health and safety (OHS)
risks, safety and practices, and policy implementation at the mine sites. Data will be collected
through a combination of methods including document review of mine policies and
procedures, observations of safety practices and policy implementation, in-depth interviews
with mine management and safety officers, and focus group discussions with miners. This case
study will provide a detailed understanding of OHS risks, safety practices, and policy
implementation at the mine sites, allowing for the identification of best practices and areas for
improvement.
3.3 Research Design
This study employed a descriptive research design, utilizing a mixed methods approach to
investigate occupational health and safety risks in the platinum mining industry in Zimbabwe.
The study will consist of two phases, involving a survey with 337 participants and qualitative
phase of 30 safety officers and management representatives and observational studies at the
three mine sites. The quantitative data will be analysed using a descriptive and inferential
statistics, while the qualitative will be analyzed using thematic analysis. The results from both
phases will be triangulated to increase the validity and reliability of the findings.
3.3.1 Case study
Case studies, or reference to case studies, were used in an effort to reach a broad scope of the
data. A case study is defined by Yin (2009) as an empirical inquiry that investigates a
contemporary phenomenon in depth and within its real-life context especially when the
boundaries between phenomenon and the context are not clearly evident. Such an approach
allows the researcher to collect as much information as possibly needed within the area of
study. The researcher will use the case study research design since it deals with a specific area
in which the research is carried out.
A case study approach was chosen for its ability to provide in-depth, contextualized
understanding of complex phenomena, capturing the dynamics and processes within
organizations (Merriam, 2018). As Yin (2018) notes, "case studies are particularly useful for
exploring complex contextual phenomena" (p.5). This study's focus on an assessment of OHS
in reducing risks in mining industry necessitated an in-depth examination of organizational
contexts.
3.4 Target Population :367 participants
According to Saunders, Lewis, and Thornhill (2019), the entirety of the items, persons or
aspects that the researcher intends to conclude about, are referred to as the population.The
target population for this study is 8000 from the platinum mining companies in Zimbabwe
(Zimplats 4000, Mimosa 2500 and Unki 1500 employees). Specifically, the study focuses on
Zimplats, Unkiand Mimosa mine companies.The target respondents include both those in the
safety department and who are not in the department like miners and general hands.
3.4.1 Research Population Companies
Mimosa Mine
Zimplats
Unki Mine
Total 3 Companies
3.4.2 Research Population ( Cohort 2 )
 Company                                      Target sample
 Mimosa Mine                                  122
 Zimplats                                     122
 Unkie Mine                                   123
 Total                                        367
According to Leedy and Ormrod (2005) interviews are used the researcher to gather
information regarding people’s facts, beliefs, motives, present and past behavior. Some of this
information requires use of structured interviews while others needed semi-structured
interviews. The benefit of interviews is that the researcher will be able to obtain information
immediately by hearing the thoughts and information which is being produced by the
respondents.
Knight (1999) argues that an interview is a direct face-to-face attempt to obtain reliable and
valid measures in the form of verbal responses from one or more respondents. A set of clear
and study area population-sensitive questions were drafted down to suit research objectives
and questions prior to conducting the interviews. Data will then be captured by jotting down
notes and tape recording to curb inefficiencies that would have been brought by relying on
memory. Tape recording will be done upon consent by participants for privacy and security
reasons.
3.7.2 Semi-structured Interviews
This study employed semi-structured interviews to gather qualitative data from mine
management and safety officers of platinum mining companies in Zimbabwe. The interview
were guided by an interview protocol that included open-ended questions, which allowed
participants to share their experiences and perspectives, and insights on effectiveness of OHS
and its impact on reducing risks in mining industry. The semi-structured allows the researcher
to explore specific themes and issues while allowing for flexibility and probing to gather more
in-depth information.
Validity
To ensure the validity of this study, several measures were taken. First, the research design
was carefully crafted to align with the research questions and objectives, ensuring that the data
collected was relevant and appropriate. The use of multiple data sources, including surveys,
interviews, observations and document analysis, also helped to triangulate findings and
enhance validity. Additionally the survey instrument was pilot -tested with a small group of
participants to ensure that the questions were clear and effective in capturing the desired
information. Furthermore, the researcher employed members checking during the data analysis
process, where participants were given the opportunity to review and provide feedback on the
findings to ensure that they accurately reflected their experiences and perspectives. This
helped to increase the study's internal validity and ensured that the findings were accurate and
trustworthy.
Reliability
To ensure the reliability of this study, several measures were taken. First, the survey
instrument was designed to be consistent and reliable, with clear and concise questions that
were free from bias. The instrument was also pilot tested to ensure that it was effective in
capturing the desired information and that the results were consistent across different
administrations. Additionally, the researcher used a systematic and transparent approach to
data analysis, with clear coding procedures and inter-rate reliability checks to ensure that the
findings were consistent and accurate. The researcher also considered the potential for
participant bias and took steps to minimize its impact, such as using anonymous surveys and
ensuring that participants were aware of the study's purpose and procedures. By taking these
measures, the researcher was able to increase the study's reliability and ensure that the findings
were consistent and accurate.
With regard to the above referred, the following principles guided the research process
in terms of ethical consideration:
d) Transparency
Participants will be clearly furnished with the details of the study, from the objectives down to
the approach. It will bemade transparent that there would be no cash or kind inducement to
participants, and no room for deception hence curbing any possibility of bribes and correction.
These have a potentially negative effect to any research study.
e) Cultural Considerations
Cultural norms, customs, practices and the language of the residents of area of study are given
due respect.
3.10Data PresentationAnalysis
This study will employ both a quantitative and qualitative analysis approach to examine the
data collected from questionnaires and interviews. Data will be presented in the form of
themes, categories and patterns that emerge from the data. Data will be organized and
presented in a logical and coherent manner, using tables,, figures, and charts as necessary. A
qualitative data analysis software (NVivo) will be used to organise, code and analyze the data.
Microsoft excel will be used to analyse and present quantitative data, such as questionnaire
responses. The qualitative data will be presented in form of quotes, tables and figures to
illustrate the findings. The quantitative will be presented in tables, figures and graphs to
facilitate comparison and analysis.
Demographic data
4.3 Participant Demographics
   The study involved a total of 337 platinum mining employees, which comprises of miners and
   general hands.The demographic information collected includes age, gender, education level,
   and working experience.
   Table 4.2
Another respondent from Zimplats highlighted the role of employee involvement in the review
process, "We involve employees in the review process through our safety committees. This
ensures that we get feedback from the coalface and make necessary changes to our policies
and procedures." ( Respondent Z3) These quotes from the respondents illustrate the
commitment of the companies to maintaining a safe working environment and complying with
relevant regulations. The findings also highlight the importance of effective communication
and employee involvement in the development and review of OHS policies and procedures.
The companies have measures in place to prevent and control OHS hazards, including
engineering controls, and personal protective equipment (PPE). A safety officer from Zimplats
stated, "We implement controls such as ventilation systems, and dust suppression systems, and
PPE to minimize exposure to hazardous substances and conditions." Respondent Z4). A
management representative from Unki emphasized, "We also ensure that our employees are
properly trained and equipped to perform their tasks safely. This includes providing them with
the necessary PPE and training on how to use it correctly" (Respondent U10).
Employees are actively involved in OHS risks management process through various
mechanisms, including safety committees, risk assessments, and hazard reporting. A safety
officer from Mimosa revealed, "Our employees are empowered to identify and report hazards,
and they participate in risk assessments and safety committee meetings. This ensures that we
get feedback from the coalface and can implement effective controls" (Respondent M9). A
management representative from Zimplats stated, "We encourage our employees to report any
hazards or near - misses, and investigate all incidents to identify root causes and implement
corrective actions" (Respondent Z5).
The findings highlight the importance of collaboration between safety officers and
management in ensuring effective OHS risk management. By working together, they can
identify and mitigate risks, prevent accidents, and ensure a safe working environment. These
findings are consistent with the literature, which emphasizes the importance of employee
participation and ongoing monitoring in effective OHS risk management (Wachter and Yorio
(2017).
4.4.4 Incident reporting and investigation
The research findings revealed that the three companies have established procedures for
incident reporting and investigation. According to the respondents, incidents are reported
through a formal process, which involves notifying the supervisor or safety department. A
safety officer from Mimosa echoed, "We have a simple and accessible reporting system that
allows employees to report incidents and near - misses. This information is then used to
investigate and prevent future incidents" (Respondent M8).
The investigation process involves a thorough analysis of the incident, including identifying
the root cause and implementing corrective actions. A management representative from Unki
noted, " We conduct thorough investigations into all incidents including near - misses. This
help us to identify the root cause and implement controls to prevent future incidents"
(Respondent U4). Recent scholars support these findings, emphasizing the importance of
thorough incident investigation in preventing future incidents (Hopkins, 2018).
Employees are actively involved in the reporting process, and are encouraged to report
incidents and near -misses. A safety officer from Zimplats stated, "We encourage our
employees to report any incident or near -misses, and we investigate all reports thoroughly.
This help us to identify potential hazards and prevent future incidents" (Respondent Z7).
Studies by Frick (2017) highlight the importance of employee involvement in incident
reporting, noting that it can help to identify potential hazards and prevent future incidents.
To prevent the recurrence of OHS hazards, each company takes various measures, including
implementing corrective actions, providing training and reviewing and updating procedures. A
management respondent from Mimosa noted, "We implement corrective actions based on the
findings of our investigations and we also review and update our procedures to ensure that
they remain effective" (Respondent M6). This finding is supported by Kines et al., (2017) who
emphasises the importance of implementing corrective action and reviewing and updating
procedures to prevent future incidents.
The measures taken by each company to prevent recurrence of OHS hazards include:
      Mimosa: Implementing corrective actions, providing training, and reviewing and
       updating procedures.
      Unki: Conducting thorough investigations, implementing controls, and providing
       training.
      Zimplats: Encouraging employee reporting, conducting thorough investigations, and
       implementing corrective actions.
Overall, the findings from the respondents are consistent with recent scholarship in the field of
incident reporting and investigation. By having effective procedures in place for reporting
process, companies can identify potential hazards and prevent future incidents.
OHS Performance Monitoring and Evaluation The research findings revealed that the platinum
mining companies, Mimosa, Unki, and Zimplats, have established metrics to measure
Occupational Health and Safety (OHS) performance. These metrics include:
Lagging Indicators: Lost Time Injury Frequency Rate (LTIFR), Total Recordable Injury
Frequency Rate (TRIFR), and Fatalities.
Leading Indicators: Safety audits, compliance procedures, and employee training.
4.7 Strategies and Suggestions for Improving OHS in Platinum Mining Industry
The platinum mining industry faces several challenges in promoting Occupational Health and
Safety (OHS), including the inherent risks associated with mining operations, the physical and
mental demands of the work, and the need for ongoing training and awareness. A manager
from Mimosa noted, "One of the biggest challenge we face is ensuring that our employees are
aware of the hazards associated with their work and take the necessary precautions to stay
safe" (Respondent M8).
In terms of experiences with OHS in the mining industry, several respondents noted the
importance of ongoing training and awareness. Some strategies that were revealed by
respondents effective in promoting safety culture in the platinum mining industry include:
      Leadership commitment: Demonstrating a commitment to safety from senior
       leadership can help to promote a safety culture.
      Employee Involvement: Involving employees in safety programs and decision-
       making can help identify potential hazards and prevent future incidents.
      Ongoing training and awareness: Providing ongoing training and awareness to
       employees can help to ensure that they are aware of the hazards associated with their
       work and know how to stay safe.
Overall, promoting a safety culture in the platinum mining industry requires a multifaceted
approach that includes leadership commitment, employee involvement, and ongoing training
awareness. By implementing effective strategies and programs, mining companies can reduce
the risk of incidents and promote a safe working environment.
4.8 Observations
During the research study, the researcher observed several notable aspects of Occupational
Health and Safety (OHS) practices at the platinum mining sites. These observations provided
valuable insights into the companies' commitment to safety and highlighted areas for
improvement.
4.8.1 Observations of Safety Practices
The researcher observed that the mining companies had implemented various safety measures,
including PPE requirements, safety signage, and regular safety meetings. For example, at
Mimosa, the researcher observed employees wearing PPE, such as hard hats and safety
glasses, while working in hazardous areas. Similarly, at Unki, the researcher noted that safety
signage was prominently displayed throughout the mine, highlighting potential hazards and
providing instructions on safe work practices
4.9 Conclusion
This chapter has presented the findings of the study on Occupational Health and Safety (OHS)
practices in the platinum mining industry. The results highlight the importance of effective
OHS management systems, employee involvement, and ongoing training and awareness in
promoting a safety culture. The study's findings also underscore the need for leadership
commitment, risk management, incident reporting and investigation, and performance
monitoring and evaluation to ensure a safe working environment. The next chapter dwells on
summary of the study and recommendations.
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