Space Resources Activities From The Perspective of Sustainability: Legal Aspects
Space Resources Activities From The Perspective of Sustainability: Legal Aspects
cambridge.org/sus
                                                                 of sustainability: legal aspects
                                                                 Mahulena Hofmann              and Federico Bergamasco
                                                                 University of Luxembourg, Faculty of Law, Economics and Finance, rue Alphonse Weicker 4, L-2721 Luxembourg
            Intelligence Briefing
            Cite this article: Hofmann M, Bergamasco F              Non-technical abstract
            (2020). Space resources activities from the
            perspective of sustainability: legal aspects.
                                                                    The new forms of the use of outer space, such as space resources activities, not only will pro-
            Global Sustainability 3, e4, 1–7. https://doi.org/      vide a vital contribution to research and industry, but could also entail a negative impact to
            10.1017/sus.2019.27                                     the space environment. The present article aims at discussing from a legal perspective crucial
                                                                    problems such as how we shall ensure that the entities active in the area of space resources take
            Received: 29 November 2018
            Revised: 9 December 2019
                                                                    environmental concerns into account, how we shall ensure that they utilize the best possible
            Accepted: 9 December 2019                               and least invasive technology and whether they should restore the ‘mining’ area when finish-
                                                                    ing their tasks.
            Author for correspondence:
            Prof Dr Mahulena Hofmann,
            E-Mail: mahulena.hofmann@uni.lu                         Technical abstract
                                                                    Space resources activities present numerous opportunities for expanding the exploration and
                                                                    use of outer space, but they could also involve environmental risks. The purpose of the present
                                                                    article is to navigate across such risks from a regulatory perspective and to investigate the
                                                                    potential solutions. The final findings relate to three fundamental questions: How shall we
                                                                    ensure that the entities active in the area of space resources take the space environment
                                                                    into account? How shall we ensure that they utilize the best possible and least invasive tech-
                                                                    nology? And should they restore the ‘mining’ area when finishing their tasks? To this purpose,
                                                                    an overview on the planned space resources activities will first be provided, together with a
                                                                    summary of the involved entities. Subsequently, the analysis will shift to the legal framework,
                                                                    starting with the main international treaties and the related applicable principles. It will then
                                                                    move onto national legislations. The concluding remarks will indicate an international frame-
                                                                    work as the most suitable solution to the problem of environmental sustainability, taking into
                                                                    considerations existing models and proposals.
                                                                 1. Introductioni
                                                                 Due to the new forms of the use of outer space as space resources activities, not only their
                                                                 contribution to research and industry, but also their potential negative impacts on the envir-
                                                                 onment are discussed: How shall we ensure that the entities active in the area of space
                                                                 resources take the space environment into account? How shall we ensure that they utilize
                                                                 the best possible and least invasive technology? And should they restore the ‘mining’ area
                                                                 when finishing their tasks?
                                                                     The more general question of how to ensure the sustainability of space activities emerged
                                                                 within the context of the proliferation of space actors and the intensification of the uses of
                                                                 outer space over the last 10 years. The main deliberations on these issues took place in the
                                                                 UN Committee on the Peaceful Uses of Outer Space (UN COPUOS), which agreed upon a
                                                                 set of recommendatory guidelines for the long-term sustainability of outer space activities
            © The Author(s) 2020. Published by Cambridge         in 2016 (UN COPUOS, 2018a). Recent plans to exploit the mineral resources found on the
            University Press. This is an Open Access article,    celestial bodies – on the Moon and asteroids – have only intensified these discussions.
            distributed under the terms of the Creative              This contribution focuses on the environmental aspect of these future space resources activ-
            Commons Attribution licence (http://                 ities and observes it from its legal perspective. The objects of analysis are the selected UN space
            creativecommons.org/licenses/by/4.0/), which
            permits unrestricted re-use, distribution, and       treaties, the US and Luxembourg domestic legislation on space resources and the principles
            reproduction in any medium, provided the             elaborated by the international The Hague Space Resources Governance Working Group.
            original work is properly cited.
           to transform asteroid water into rocket fuel and eventually to har-       exploitation of space resources, contains inter alia a thesis on
           vest platinum-group metals from space rocks (Planetary                    the “potentially disruptive economic impact” of space resources
           Resources, 2018; Wall, 2015). Before its acquisition by Bradford          exploitation activities on existing global inequality, and it pro-
           Space Group, Deep Space Industries had a project to change the            claims that only a new international governance framework is a
           economics of the space industry by providing the technical                precondition for a “lawful and sustainable exploitation” of space
           resources, capabilities and system integration required to prospect       resources (UN COPUOS, 2019a).
           for, harvest, process, manufacture and market in-space resources              The proliferation of space resources projects also led to pas-
           (Bradford Space Group, 2018).                                             sionate discussion in academia. Whereas some authors started
               For Japan, space resources development may be a promising             deliberating on how to develop practicable rules for the imple-
           industry in the future (Mizushima et al., 2017), as symbolized            mentation of these programmes (Blount & Robinson, 2016;
           by the Hayabusa Project, in which a spacecraft operated by the            Ganatra & Modi, 2015–2016; Frank, 2017; Gangale, 2015–2016;
           Japanese Aerospace Exploration Agency succeeded in landing                Mizushima et al., 2017; von der Dunk, 2017; White, 2003), others
           on the surface of a small near-Earth asteroid, returning samples          saw in these activities a violation of international legal rules
           of the materials back to Earth (JAXA, 2018). There are also               (Cocca, 1996; De Man, 2016, 2017; Gorove, 1969; Hobe &
           reports stating that China is planning to exploit resources such          De Man, 2017; Kelly, 2004; Roth, 1992; Tronchetti, 2014;
           as titanium, helium-3 and water from the far side of the Moon,            Volynskaja, 2016).
           where its first module landed in January 2019 (Goswami, 2016).                The positions regarding space mining have been divided in
           Its Chang’e lunar exploration programme is an ongoing robotic             principle along two main lines of inquiry: first, whether space
           mission to the Moon based on the White Papers on China’s                  resources projects are compatible with the non-appropriation
           Space Activities (Shouping, 2017) led by the China National               principle of the 1967 Treaty on Principles Governing the
           Space Administration. There is also information available showing         Activities in the Exploration and Exploitation of Outer Space,
           that investments are being made in asteroid exploration                   including the Moon and Other Celestial Bodies – more com-
           (Mizushima et al., 2017). Additionally, space resources pro-              monly known as the Outer Space Treaty (OST); and second, do
           grammes are being pursued in the United Arab Emirates                     these projects comply with the “province of mankind” require-
           (Gulfnews, 2017).                                                         ments as embodied in Article I OST? In comparison with these
               In Luxembourg, the Government announced its ‘Space                    questions, the issue of respect for the environments of celestial
           Resources.lu’ initiative in February 2016, which is a series of mea-      bodies and the Earth by the space resources operators seems to
           sures “to position Luxembourg as a European hub in the explor-            be less controversial at the moment; however, it could turn into
           ation and use of space resources.” One of the central elements of         a battlefield on the details of environmental protection in the
           this policy was the development of a legal and regulatory frame-          future.
           work confirming certainty about the future ownership of minerals
           extracted in space (Luxembourg Space Agency, 2019b). To foster
                                                                                     3.1. Prohibition of the appropriation of outer space
           international cooperation, the Government of Luxembourg con-
           cluded bilateral cooperation agreements with Portugal (2017),             Because of its very high level of recognition among States (UN
           United Arab Emirates (2017), Japan (2017), China (2017),                  COPUOS, 2017b) and its customary character (Hobe et al.,
           Czech Republic (2018), Poland (2018), Belgium (2019) and the              2017; von der Dunk, 2015), the 1967 OST became the central
           USA (2019) aimed at the exchange of information and the                   international legal source of the law of outer space. One of its
           strengthening of bilateral relations in the field of space activities     key provisions is Article II, which states that “outer space, includ-
           (Luxembourg Space Agency, 2019a).                                         ing the Moon and other celestial bodies, is not subject to national
                                                                                     appropriation by claim of sovereignty, by means of use or occupa-
                                                                                     tion, or by any other means.”
           3. International legal framework of space resources
                                                                                         For the opponents of space mining, this provision means that
           activities
                                                                                     nothing in outer space might be ‘appropriated’ because, in their
           The expansion of space resources activities, even in its research         view, any extraction – whether by a State or a non-governmental
           and development stage, was not welcome everywhere, and not                entity – of any material from any celestial body necessarily
           simply because of environmental concerns.                                 implies a kind of such ‘appropriation’ (Volynskaja, 2016).
               As an example, the Russian Federation, which in 2013                  Another chain of arguments is based on the differentiation
           included space resources mining in its key political document             between various forms of activities in outer space provided by
           in the area of space activities approved by the President of the          Article I OST, which separates the freedoms of its “exploration”
           Federation called ‘The Keystones of State Policy of Russian               and “use,” also including “exploitation” of outer space
           Federation in the Area of Space Activities for the Period till            (De Man, 2017). If there are no constraints on the exploration
           2030 and with a Further Perspective’ (Russian Federation,                 of outer space, then any ownership of space minerals would
           2013), surprised us by turning into one of the most active critics        imply the prevention of others from using the same matter; by
           of these projects, especially in the UN COPUOS (2016). Whereas            this logic, only the use of outer space without property rights to
           currently the position of Russia seems to be more muted than in           space resources could correspond to international law (De Man,
           2016, Belgium – one of the 18 States Parties of the 1979 Moon             2017).
           Agreement – remains the leader of the countries that see these                This thread of argumentation is considered to be further sup-
           activities as violations of international law (UN COPUOS,                 ported by the existence of the later adopted 1979 Agreement
           2017a). The working document submitted to the Legal                       Governing the Activities of States on the Moon and Other
           Subcommittee of the UN COPUOS in 2019 by Belgium and                      Celestial Bodies (Moon Agreement). In line with this postulate,
           Greece, proposing to establish a working group for the develop-           it prohibits, in its Article 11(3), that any “natural resources in
           ment of an international regime for the utilization and                   place” shall become the property of any entity or person
            (De Man, 2017). From this prohibition are exempted only undefined          regulation of human activities in other common spaces, such as
            “samples” of minerals from celestial bodies, which may be used for         activities on the High Seas and the Deep-Sea Bed” (Hobe et al.,
            scientific purposes, as well as “minerals and other substances” of         2009).
            celestial bodies used in “quantities appropriate for the support of            The 1979 Moon Agreement reiterates the “province of man-
            the missions” of the States Parties of the Agreement (Article 6).          kind” principle (Article 4). However, the Moon, celestial bodies
                However, the purpose of space mining activities is considered          and their natural resources are additionally declared by
            to be neither any ‘appropriation’ of parts of outer space nor of           Article 11(1) to be “the common heritage of mankind” (CHM).
            space resources in situ. Instead, the sole aim of any such activities      This principle can be understood as an idea of intergenerational
            is their extraction, use and commercialization, without any terri-         equity in that it couples the preservation of the environment
            torial demands or titles as to the celestial bodies (or parts thereof)     with its use by future generations (Jakhu et al., 2013). However,
            concerned (Mizushima et al., 2017).                                        the Cologne Commentary refers to the fact that “there is no
                The argument, which sees in the use or exploitation of a space         unique feature or specific meaning of the CHM in all its manifes-
            mineral by one subject a limitation of the same right of another           tations.” While different interpretations may be put forward, the
            subject, is difficult to contest by other means than analogy with          proper meaning of the CHM can only be determined in the
            space exploration. As has been recognized by the drafters of the           context of its use and for the purpose of the future applicable
            OST in its Articles IX and XII, a purely scientific project in one         regulatory regime (Jakhu et al., 2013).
            area of outer space could de facto prevent research at the same                In the body of the Moon Agreement, in addition to CHM’s
            site by a subject from another State. To avoid such situations,            relation to the prohibition of the appropriation of natural
            the Treaty pre-envisages a system of international consultations           resources on celestial bodies in Article 11(3), this principle finds
            aimed at avoiding any harmful interference with operations.                its expression in Article 11(5), which envisages the establishment
                It should also be stressed that the Moon Agreement has been            of an international regime to govern the exploitation of these
            ratified by only 18 States Parties (UN COPUOS, 2019b); thus, its           resources when “such exploitation is about to become feasible.”
            limitations concerning space activities resulting from the common          This obligation can be interpreted as a duty of its States Parties
            heritage principle are binding only upon its Parties, and it cannot        to make good faith efforts to convene an international conference
            constitute international customary law. Additionally, there is a           and to negotiate for the purpose of reaching an agreement; “how-
            Joint Statement of its States Parties dating from 2008 and pro-            ever, they would not be bound to reach an agreement on an inter-
            claiming that the common heritage of mankind principle does                national regime,” and the proposed international conference
            not constitute an obstacle to space mining initiatives (UN                 might even “reject the principle CHM, or give it a new and liberal
            COPUOS, 2008).                                                             scope” (Jakhu et al., 2013).
                Finally, this liberal line of thought points to the legal regime of        The modification mechanisms of both treaties (Article XV
            the High Seas under the 1982 UN Convention on the Law of the               resp. 17) or the convening of an international conference as envi-
            Sea (UNCLOS) and, in particular, to the regulation of fishing,             saged by Article 18 of the Moon Agreement have not yet been
            which allows the States Parties, in principle, to freely fish on           called upon. In 1994, 10 years after the entry into force of the
            the High Seas. This is a relevant analogy with space resources.            Moon Agreement, the Resolution of the UN General Assembly
            Article 87 UNCLOS grants States Parties of the treaty the freedom          A/RES/49/34 of 30 January 1995 took note of the recommenda-
            to fish on the High Seas, subject to specific conditions in “due           tion of the UN COPUOS that the General Assembly, at its current
            regard for interests of other States in their exercise of the freedom      session, in considering whether to revise the Moon Agreement,
            of the high seas.” Furthermore, Article 116 UNCLOS postulates              should not take any action (paragraph 42). The present discus-
            that “all States have the right for their nationals to engage in fishing   sions about the future international regime shall be described
            in the high seas,” subject to their treaty obligations and the rights      below.
            and duties of coastal States (Freestone, 2009; Wright et al., 2016).
                There are also discussions as to whether the term ‘celestial
                                                                                       3.3. Protection of the environment
            bodies’ should be redefined. Currently, according to the
            International Astronomical Union, known natural objects that               Parallel to the questions of the appropriation of space resources
            can be found in the solar system include the Sun, the planets,             and the future international regime, there are already several pro-
            the Moon, the moons of other planets, near-Earth objects, aster-           visions of the UN space treaties that are relevant for the protection
            oids, comets, dwarf planets, trans-Neptunian objects and Kuiper            of the environment of outer space and that frame the way in
            Belt objects (Lyall & Larsen, 2009). Discussions on these categor-         which space ‘mining’ might be performed in the future. It can
            izations have resulted in proposals to exclude smaller asteroids           be stated, however, that those norms are of a general character
            under a minimum diameter from the term ‘celestial body’                    and cover only a small part of the whole spectrum of space
            (Marboe & Friedl, 2019), which would eliminate those from the              resources activities.
            prohibition of appropriation.                                                  Article IX OST requires that States pursue studies of outer
                                                                                       space, including the Moon and other celestial bodies, and conduct
                                                                                       exploration of them so as to avoid their harmful contamination.
            3.2. Outer space as ‘province of all mankind’
                                                                                       At the same time, it obliges spacefaring nations to avoid adverse
            According to Article I OST, the freedom of exploration and the             changes in the environment of the Earth resulting from the intro-
            use of the Moon and other celestial bodies are “the province of            duction of extra-terrestrial matter and, when necessary, to adopt
            all mankind.” The Cologne Commentary on Space Law considers                appropriate preventative measures. The problem is the narrow
            this rule as “one of the most important, but also of the most dis-         scope of application of this obligation. A literal interpretation of
            puted provisions of the entire Outer Space Treaty” (Hobe et al.,           the second paragraph limits the duty of States Parties to avoid
            2009), and it concludes that the notion of “province of mankind”           harmful contamination only in the pursuance of “studies of
            brings this lead provision of the Treaty “in line with the legal           outer space” and “space exploration.”
               Second, the core element of the second paragraph is the con-          supervision by the appropriate State Party.” This provision led
           cept of “harmful contamination” and the related duty upon States          to the adoption of the numerous space legislations throughout
           Parties to avoid it. However, it is not sufficiently precise as to        the world that regulate the conditions and procedures of such
           which type of degradation of the outer space environment is pro-          authorizations (UNOOSA, 2019). Some of these laws include
           hibited and to what extent (Kramer, 2014). The presence of the            aspects of sustainability and environmental protection as one of
           term ‘harmful’ suggests at first that contamination is not per se         the preconditions for obtaining this authorization.
           prohibited, and thus that exploration activities are lawful even
           if, to a limited degree, contamination is caused (Lyall, 2010). In
                                                                                     4.1. General national space legislation protecting
           addition, the term ‘contamination’ lacks a definition. This seem-
                                                                                     sustainability
           ingly leaves it open to cover both biological and non-biological
           kinds of contamination, thus encompassing the release of chem-            As an example, the US national space law comprises the National
           ical and radioactive contaminants (Lyall, 2010). However, it              Environmental Policy Act (United States, 1970), which must be
           hardly covers environmental modifications of different kinds,             complied with by space missions during their launch and re-entry
           such as the alteration of the topography and geology of a celestial       phases. It requires the Federal Aviation Administration’s Office of
           body, which could be a consequence of large-scale human activ-            Commercial Space (FAA AST) to integrate environmental values
           ities such as space mining. The generic terms ‘appropriate mea-           into its decision-making processes concerning commercial launch
           sures’ and ‘where necessary’ further water down any rigorous              or re-entry activities (FAA AST, 2019).
           content of the obligation.                                                    Other examples are the Russian 1993 Law on Space Activity
               These problems are partially remedied by the 1979 Moon                (Russian Federation, 1993), which requests all participants in
           Agreement, whose Article 7(1) concerns environmental protec-              space activities to take any necessary measures in order to avoid
           tion. It widens the scope of Article IX OST by explicitly including       any threat to the environment.
           the “exploitation” phase of space activities and by stating the duty          Environmental criteria are part of the licensing procedures
           of States Parties to “prevent the disruption of the existing balance”     inter alia the 1986 UK Act on Outer Space Activities (United
           of the environment of celestial bodies. Such disruption can take          Kingdom, 1986), the 1998 Australian Space Activities Act
           place through the introduction of “adverse changes,” through its          (Commonwealth of Australia, 1998, 2019), the 2005 Belgian
           “harmful contamination through the introduction of extra-                 Law on the Activities of Launching, Flight Operation or
           environmental matter,” or “otherwise.” Although the concept of            Guidance of Space Objects (Belgium, 2014), the 2006 Space
           the ‘harmful contamination’ of celestial bodies remains                   Activities Act of The Netherlands (The Netherlands, 2006), the
           undefined, it is beyond doubt that these specifications give a            French Law on Space Activities (Article 4) of 2008 (France,
           more substantial meaning to the provision. As stated above, how-          2008), the Austrian Act on Authorization of Space Activities
           ever, the Moon Agreement has a very limited number of States              and the Establishment of a National Space Registry of 2011
           Parties.                                                                  (Austria, 2011), the Danish Outer Space Act of 2016 (Denmark,
               More details about the implementation of Article IX OST and           2016) and the 2018 Finnish Act on Space Activities (Finland,
           Article 7 of the Moon Agreement can be found in the Planetary             2018).
           Protection Policy formulated by the Committee on Space                        The Government of Luxembourg prepared a general Draft Law
           Research (COSPAR), a Scientific Committee of International                on Space Activities in 2018, which is being discussed in
           Council for Science (ICSU) established in 1958. The updated pol-          Parliament within the present legislative period (for the current
           icy (COSPAR, 2005) recommends the adoption of specific mea-               state of the legislation, see Chambre des Députés, 2019). The pro-
           sures that should be taken before and after space missions (e.g.,         ject contains provisions dealing with the protection of the envir-
           to meet specific criteria on spacecraft cleanliness). These measures      onment; for example, if the space activity authorized by the
           are differentiated in the extent to which the specific target body        respective Minister of Luxembourg would amount in a danger
           (e.g., the planet or an asteroid) is of interest for understanding        for a non-specified ‘environment’, the authorization can be with-
           the origins and evolution of life (Hofmann, 2010). The formal             drawn (Article 9). However, with the exception of launch activ-
           limitation of COSPAR standards consists in the fact that – as in          ities and space object registration, space resources activities are
           Article IX OST – they concentrate on scientific research, not on          exempted from the scope of this general Draft Law (Article 2).
           commercial space activities; furthermore, they do not go beyond
           the protection of outer space and the Earth against biological con-
                                                                                     4.2. Specific space resources legislation
           tamination. It has been discussed, however, how the scope of the
           policy could be extended in the future.                                   In view of the planned intensity of space resources activities, first
                                                                                     the USA and later Luxembourg adopted specific legislation
                                                                                     devoted to these projects.
           4. National legislation on space resources from the
                                                                                         The 2015 US Commercial Space Launch Competitiveness Act
           sustainability perspective
                                                                                     (United States, 2015) made the USA the first country to have
           The OST and the Moon Agreement impose obligations to their                adopted a national regulatory framework for space mining activ-
           respective States Parties without any direct impact to non-state          ities. Its aim is to “facilitate commercial exploration for and com-
           actors (e.g., operators of space resources activities). However,          mercial recovery of space resources by United States citizens”
           one of the crucial and specific principles of international space         (§ 51302). The Act defines a “space resource” as an “abiotic
           law, Article VI OST, declares that States Parties shall bear inter-       resource in situ in outer space,” including minerals and water
           national responsibility for all national activities in outer space –      (§ 51301 (2)), and an “asteroid resource” as a “space resource
           independently of the whether they are performed by themselves             found on or within a single asteroid” (§ 51301 (1)). Title IV of
           or by non-state entities. Moreover, space activities of non-              the Act authorizes citizens of the USA “to possess, own, transport,
           governmental entities require “authorization and continuous               use, and sell the asteroid resource or space resource” that they
            obtain “in accordance with applicable law, including the inter-          contribute to sustainable development (BB 4.2 c) and promote
            national obligations of the United States” (§ 51303).                    the use of sustainable technology (BB 4.2 g). BB 10 is specifically
                The Act does not contain any specific provision dealing with         devoted to the “avoidance and mitigation of potentially harmful
            the sustainability of space resources activities. The National           impacts resulting from space resources activities.” It requires
            Environmental Policy Act (United States, 1970) is focused on             that States and intergovernmental organizations authorizing
            launch and re-entry activities only. However, the commercial             space resources activities adopt appropriate measures with the
            exploration and recovery of space resources by US citizens should        aim of avoiding their harmful impacts, including risks to the
            be “consistent with the international obligations of the United          environment (BB 10 a), damage to the environment (BB 10 b),
            States” (§ 51302 (a)). Consequently, the conditions of Article IX        adverse changes in the environment of the Earth (BB 10 c), harm-
            OST cannot be ignored.                                                   ful contamination of celestial bodies (BB 10 d) and outer space
                The 2017 Law on the Exploration and Use of Space Resources           (BB 10 e), as well as harmful interference with other ongoing
            of Luxembourg was inspired by the US model. The law was                  space activities (BB 10 g). These measures should take into
            adopted on 27 July 2017 and entered into force on 2 August               account the internationally agreed planetary protection policies
            2017. The legislation deals generally with “space resources” with-       elaborated by COSPAR (BB 10 c and d).
            out making a distinction between space and asteroid resources.               To prevent such harmful changes, the expected international
            Article 1 of the Law declares that “space resources are capable          framework should provide that a review of the safety and avoid-
            of being appropriated.” Article 16 of the Law deals with the             ance of harmful impacts prior to the authorization of space
            “responsibility for damage.” According to this provision, the            resources activities is required by the States and international
            operator is fully responsible for any damage caused at the occa-         organizations authorizing them (BB 11). BB 12 is devoted to
            sion of the mission, including all preparatory works and duties.         the monitoring and redressing of harmful impacts resulting
                The Law does not explicitly mention the environmental cri-           from space resources activities. The envisaged international
            teria among the conditions that have to be met when applying             framework should provide that States and intergovernmental
            for the authorization of the space resources mission. Similarly          organizations shall monitor whether any harmful impacts result
            to the US Law, Article 2(2) of the Law states that an authorized         from space resources activities for which they are responsible
            operator may only “carry out the activity” in space resources            (BB 12.1). If such a harmful impact occurs, the States and inter-
            area “in accordance with … the international obligations of              national organizations shall “implement measures to respond to
            Luxembourg.” As in case of the USA, this obligation leads to             such harmful impact (response measures) and consider whether
            Article IX OST and – even if only implicitly – to the obligation         the space resource activity should be adjusted or terminated”
            to comply with its planetary protection provisions.                      (BB 12.2). The future international repository established on the
                                                                                     basis of the Article XI OST should collect information inter alia
                                                                                     on “any harmful impact resulting from space resources activities”
            5. An international regime: solution for sustainability
                                                                                     and “the measures planned or implemented to redress such
            From the perspective of the sustainability of space activities in        impacts” (BB 14 e and v).
            relation to space ‘mining’, the optimal solution would be an inter-          This document should, in the formulation of The Hague BBs,
            national regime giving the States guidance when authorizing              serve as a basis for negotiations on an intentional framework
            space resources missions. The question is: by whom and how               and recommendations for an implementation strategy (BB
            should this regime be shaped?                                            Introduction). It will be interesting to see the extent to which
                It is questionable whether the model of the deep seabed based        these practical propositions shall influence the present discussions
            on Part XI of the United Nations Convention on the Law of the            on space resources activities in the UN COPUOS, especially in its
            Sea of 1982 is the best example to follow. Until now, only a very        Legal Sub-Committee in the framework of the item ‘General
            limited number of contracts have been concluded, and there are           Exchange of views on potential legal models for activities in
            good reasons to question whether the existing complicated and            exploration, exploitation and utilization of space resources’ (UN
            expensive structure is an attractive pattern to be followed, espe-       COPUOS, 2018b).
            cially for developing countries.
                A different approach is followed by the multi-stakeholder The
                                                                                     6. Conclusion
            Hague Space Resources Governance Working Group, which pub-
            lished in November 2019 the ‘Building Blocks for the                     In the introduction to our analysis, the following questions were
            Development of an International Legal Framework on Space                 raised: How shall we ensure that the entities active in the area
            Resources Activities’ (The Hague Space Resources Working                 of space resources take the space environment into account?
            Group, 2019). In this document, this international group – com-          How shall we ensure that they utilize the best possible and least
            posed of representatives of several governments, academia and            invasive technology? And should they restore the ‘mining’ area
            future space resources operators – stressed that a future inter-         when finishing their tasks? Our overview demonstrated that
            national framework should create an enabling environment for             there were several complementary paths for influencing the
            space resources activities. This framework must be consistent            behaviour of space resources operators by means of law.
            with international law, should promote consistency and predictabil-          First, it is Article IX OST that stipulates that States shall avoid
            ity among domestic frameworks of States and internal frameworks          harmful contamination of the Earth and outer space. Naturally,
            of intergovernmental organizations and should prevent disputes           the addressees of this provision are not space resources operators,
            arising out of space resources activities (Building Block (BB) 4).       but ‘States’; however, if domestic legislation, such as that of the
                From the perspective of sustainability, it should first be under-    USA and Luxembourg, requires that the operators may only
            lined that the scope of the BBs is limited to activities conducted       carry out their activities in accordance with the international obli-
            in outer space, not on the Earth. Concerning space activities,           gations of the respective State, the need for compliance of the
            the framework suggested by the document should, inter alia,              activities of the operators with the norms of Article IX OST is
           inevitable. It is in our view less important that these provisions are              Blount, P. J. & Robinson, C. J. (2016). One small step: the impact of the US
           vague and hardly enforceable in international law (Apking, 2005).                      Commercial Space Launch Competitiveness Act of 2015 on the exploitation
               Second, as long as there is no international regime regulating                     of resources in outer space. North Carolina Journal of Law & Technology,
                                                                                                  18, 1.
           space resources activities, domestic laws seem to be the most
                                                                                               Bradford Space Group (2018). Bradford Space Group Acquires Control of
           effective tools for ensuring the compliance of operators with the
                                                                                                  Deep Space Industries, Inc. Retrieved from https://www.bradford-space.
           sustainability and environmental criteria. The most feasible                           com/news2019-01-02.php.
           instrument for the implementation of Article IX OST is the                          Chambre des Députés (2019). 7317 – Projet de loi sur les activités spatiales et
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                                                                                                  gov/about/office_org/headquarters_offices/ast/environmental.
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           up within the global sustainability discourse, to collaborate in
                                                                                               Goswami, N. (2016). China’s Unique Space Ambitions. The Diplomat.
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           Acknowledgements. The authors would like to express their gratitude to Dr           Hobe, S. & De Man, P. (2017). National Appropriation of Outer Space and
           P. J. Blount for his indispensable assistance in the editing phase of this paper.      State Jurisdiction to Regulate the Exploitation, Exploration and Utilization
                                                                                                  of Space Resources. ZLW Sonderdruck.
           Author contributions. The two authors have contributed equally to this
                                                                                               Hobe, S., Schmidt-Tedd, B. & Schrogl, K-U. (eds.) (2009). Cologne
           paper.
                                                                                                  Commentary on Space Law, Vol. I. Heymanns Verlag GmbH.
           Financial support. None.                                                            Hobe, S., Schmidt-Tedd, B. & Schrogl, K-U. (eds.) (2013). Cologne
                                                                                                  Commentary on Space Law, Vol. II. Heymanns Verlag GmbH.
           Conflicts of interest. None.                                                        Hofmann, M. (2010). Planetary protection from a legal perspective: due diligence
                                                                                                  and national legislation. In IAA Cosmic Study: Protecting the Environment of
           Ethical standards. This research and article complies with Global                      Celestial Bodies (pp. 51–53). International Academy of Astronautics (IAA).
           Sustainability’s publishing ethics guidelines.                                      Hofmann, M. & Bergamasco, F. (2018). Mining in outer space: legal aspects. In
                                                                                                  M. Bungenberg et al. (eds.), European Yearbook of International Economic
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                                                                                                  Heritage of Mankind/ International Regime). In S. Hobe, B. Schmidt-Tedd
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