Introduction To Novels - IGNOU
Introduction To Novels - IGNOU
1.0 OBJECTIVES
The objective of this unit is to define a novel. We will also trace its origins and
look at its development through the last three centuries very briefly. Once you
finish going through this unit you should be in a position to define a novel, to
trace its origin, and development and to be able to distinguish the different types
of novels.
1.1 INTRODUCTION
The literary term ‘novel’ may be applicable to a great variety of prose writing
particularly in this day and age. The ‘novel’ as a genre is not easy to define, due
to its being an extremely open and flexible form. Not only this, the ‘novel’ also
evades definition just as other literary terms do. However, since we are going to
be talking about the novel and studying various types of novels in this course,
we would still need to define a novel.
The novel is largely a creation of the west though there have been critics who
have tried to locate it in the ancient writings of Egypt and the writings from the
middle ages in Japan. The truth however, is that the novel as we know it today
emerged in the 18th century in England. Let us now try and work at defining a
novel in the next section.
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The Novel: An Introduction
1.2 DEFINING A NOVEL
Edward Morgan Foster (1879 - 1970) in his critical work Aspects of the Novel
published in 1928 states that a novel should have a minimum length of about
50,000 words. Anything in prose that is shorter than 50,000 words would be a
novella or a short novel. A novel would therefore, need to be longer than a long
short story. We may also say that a novel should be longer than a folktale, a
fable, or a short story. This definition that we have worked out however, is
merely a comprehensive definition of the term ‘novel’ and would not be applicable
to each and every type of novel.
A novel has a story to tell but all stories do not usually develop into novels. The
origins of the novel may be traced to the ancient epic and the medieval romance
traditions.
Check Your Progress 1
Write in your own words, briefly, after reading the preceding section carefully.
Try not to refer to the earlier sections while writing these answers.
2) Having said that it is difficult to define a novel can you, still provide a
working definition of the term ‘novel’?
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3) Is your working definition of the novel applicable to each and every type of
novel? If not, then why do we still need such a definition?
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Introduction to the Novel
1.3 ORIGINS AND RISE OF THE NOVEL
Of the two ancestors of the novel - the epic is the order form. An epic is a long
narrative poem about the deeds of brave warriors and heroes who are ‘larger
than life’. The epic poem has a heroic story to narrate and incorporates within it
the myth, the legend, folk tales as well as history. Epic poems deal with the
history of a country/a clan. In the western tradition there are two types of epics -
a) Primary
b) Secondary/Literary
Primary epics by and large belong to the oral tradition whereas secondary or
literary epics belong to the written form of literature. Homer’s Iliad and the
Odyssey, Beowulf and Gilgamesh are important examples of the primary epic,
while Virgil’s Aeneid and Milton’s Paradise Lost are fine illustrations of the
literary epic. In India we have the Ramayana and the Mahabharata as well as
Kalidasa’s Abhijnana Shakuntala and Meghdootam, which are counted among
the classics of world literatures. The epic tradition has come down to us in a very
unique manner. For instance, in the last hundred years or so, cinema has been the
favoured media for narratives on an epic scale. Novels such as, Herman
Melville’s Moby Dick (1851), Tolystoy’s War and Peace (1865 - 72), Anna
Karenina (1875 - 76) and James Joyce’s Finnegans Wake (1939) have all been
made into films.
Now, let us look at the second source of the modern novel - the romance. The
romance was a literary form that was popular in medieval times. In the 13th
Century a romance was an adventure story usually of love or chivalry, and it was
written in verse. It must be remembered that the romance is primarily a European
form, and about characters that live in a courtly world. The word romance itself
is suggestive of the elements of fantasy, improbability and extravaganza, as well
as love, adventure and the marvelous and it was written in verse. However, over
time it came to be written in prose. During medieval times there were three
cycles –
a) The matter of Britain that dealt with the stories of the Legend of King Arthur
and his Knights of the Round Table.
b) The matter of Greece and Rome that told the stories of Alexander the Great,
the Trojan wars and the House of Thebes.
c) The matter of France that narrated the tales of the bravery and chivalry of
King Charlemagne and his Knights.
We have tried to define both the Epic and Romances, as they are the forefathers
of the novel. Interestingly, the novel owes its name to the Italian word novella
meaning a tale or a piece of news. The novel is called roman and is derived from
the word romance. But before I conclude, let me also tell you that yet another
important predecessor of the novel was the picaresque narrative that originated
in Spain in the 16th Century.
Most of you may be aware of the novel The History of Tom Jones, a Foundling
by Henry Fielding. This 18th century novel is written in the picaresque tradition
with a ‘picaro’ or rogue for a hero/protagonist and the novel deals with his
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The Novel: An Introduction escapades. So essentially what I am trying to tell you is that the novel had three
predecessors:
a) The Epic
b) The Romance and
c) The Picaresque Narrative
A novel therefore, may be defined as a long story written and printed in book
form, and dealing with imaginary people and situations, while creating an illusion
of reality.
Check Your Progress 2
1) State whether the following statements are True or False:
With the works of Richardson and Fielding the career of the novel may be said to
have begun.
(The English Novel, Walter Raleigh, pp. 180)
This brings me to the next important point. Why did the novel flourish in 18th
Century England? There were several reasons for that and let me tell you about
them very quickly.
The industrial revolution had taken place in England and the rest of Europe. This
meant that people had more leisure that could be dedicated to reading and writing.
Moreover, industrialisation led to tremendous improvement in printing
technology, as a result of which more books/novels could be printed and that too
easily. Then book clubs and circulating libraries were gaining popularity as well.
The other important reasons for the rise and development of the novel in 18th
century England was the changing socio-political and socio-cultural milieu. The
old system of patronage was gradually corning to an end. And writers did not
need to look towards the feudal lords for patronage. They could now turn to the
readers/public for support. The 18th century was a century of relative peace and
prosperity in England and England emerged as an international power with the
strongest navy in the world. An economically powerful and dominant middle
class began to emerge along with a steady increase in population. Literacy too
saw a sharp rise.
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Having given the various reasons behind the development of the novel in 18th Introduction to the Novel
century England let me now tell you about the different types of novels that were
and are still being written in the next section.
Check Your Progress 3
Answer the following questions in your own words.
1) When was the novel born in England? Did its development take place in the
same century or in the next?
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2) What in your opinion was the reason for the emergence of the novel in
England? Answer briefly in point form.
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2) Their subject matter such as utopian novels, crime novels, detective fiction,
and bildungsroman.
4) The particular emotions that they evoke such as romantic novels, sentimental
novels, or the escape novels.
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The Novel: An Introduction 5) The particulars class interests that they evoke such as bourgeois novels, or
the proletarian novels.
6) The geographical areas that they highlight such as Westerns, local colour
novels, or the novels of the soil.
7) The geographical areas from which the novelists hail such as Indo-Anglian
novels, Commonwealth novels, and African novels.
Apart from this there are other classifications as well. Let me begin by telling
you about the Novel of Incident - good illustrations of this type of novel are the
novels of Daniel Defoe, novels such as, Robinson Crusoe (1719) and Moll
Flanders (1722). Both these novels are of the picaresque narrative type as the
structure of these novels is episodic rather than organised plot form, and both
novels also have very convincing central protagonists. The next type under
discussion is the Novel of Character that may also be known as the Psychological
Novel. The focus in such a novel is the protagonist’s motives, on what s/he does
or how s/he will turn out as a person. A good example is Samuel Richardson’s
Pamela; or, Virtue Rewarded (1740).
The exponents of such realistic novels were Defoe, Fielding, Jane Austen,
George Eliot and Henry James amongst others. From the writings of people
such as, Jane Austen emerges the Novel of Manners - or a novel that focuses on
the customs, conversation, and ways of thinking and valuing of a particular social
class. The Bildungsroman and Erziehungroman or the Novel of Formation or
Novel of Education (M H Abrahams, p. 193), is yet another type of novel. The
main theme of such types of novel is the development of the main character’s/
the protagonist’s mind and character through the narrative. Charlotte Bronte’s
Jane Eyre (1847) and George Eliot’s the Mill on the Floss (1860) or even J D
Salinger’s The Catcher in the Rye (1951) are examples of such types of novels.
Then there are other novels such as, Harriet Beecher Stowe’s Uncle Tom’s Cabin,
or John Steinbecks’ the Grapes of Wrath; these are examples of the Social Novel.
If we have read either of these novels we will find that such novels are influenced
by the prevailing socio-economic conditions of the age in which these novels
were written.
Sir Walter Scott’s novel such as, Ivanhoe (1819) and Charles Dickens’s A Tale
of Two Cities are examples of the Historical Novel. As is obvious from the term
- historical novel, these novels deal with not only the characters but also the
socio-political settings of a real historical age.
There are many different types of novels - for instance Documentary Fiction,
10 Non Fiction Novel, Regional Novel, Involuted Novel, Anti Novel,
Nouveauroman (the new novel); Magic Realism; Metafiction and Fabulation Introduction to the Novel
to name just a few, but for our purpose, the types we have dealt with in some
detail are sufficient.
In the next section we shall look at the literary trends in Eighteenth century
England.
Check Your Progress 4
1) Do we need to classify novels at all? Give a well thought out answer.
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2) Match the following:
a) Daniel Defoe a) Uncle Tom’s Cabin
b) Psychological Novel b) Novel of Formation
c) Jane Austen c) Pamela, Or Virtue Rewarded
d) Bildungsroman d) Sense and Sensibility
e) Social Novels e) Moll Flanders
They were turning to the legends and the myths of old for their inspiration. With
such a trend in place, it became important for writers to revive ancient literary
forms such as the ballad and as yet, there was also a general sense of inquiry and
keen interest that began to create an entirely new spirit of thinking. Writers also
began turning to history for their stories and in general there was sympathy and
freshness in the writings of the period.
Some of the well known literary writers and books of this decade were John
McGahern (Amongst Women); W G Sebald (Vertigo); Raphael Patai (The
Hebrew Goddess); Terry Pratchett and Neil Gaiman (Good Omens); and Robert
Jordan (The Eye of the World); to name just a few.
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Introduction to the Novel
1.8 GLOSSARY
Alexander the Great : (336-323 BC) was an ancient Greek King of
Macedonia. He was one of the most successful
military commanders in history, and was undefeated
in battle. By the time of his death, he had conquered
most of the world known to the ancient Greeks and
had travelled as far as India, particularly the Indus
area. His exploits are the stuff of legends and folklore
and the subject of many romances.
3) No, even the working definition of a novel is not applicable to each and
every novel.
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