Model Q-01
96th Banking Diploma Examination, 2023 (JAIBB)
GOVERNANCE IN FINANCIAL INSTITUTIONS (GFI)
Time 3 hours
Full marks-100 Pass marks -50
[N.B. The figures in the right margin indicate full marks. Answer any five questions.]
1. Marks
a) What are the qualifications of directors? 5
b) Describe the duties and responsibilities of the chairman of the board of directors. 8
c) Why good governs is so important in the financial institutions? 7
2.
a) What are the Elements of Governance Framework? 5
b) Describe different type of board committees? 7
c) How to you building you’re Own Governance Framework? 8
3.
a) What you know about the Senior Management? Explain. 5
b) Discuss about the Various Committee of Senior Management. 5
c) What are the procedure and activities of Changing a CEO? 10
4.
a) Discuss about the Total Regulatory Capital Under Basel III. 10
b) How commercial banks composite their Asset? 6
c) How to Assessing the Risk of Asset? 4
5.
a) Describe the benefits of maintaining effective enterprise risk management? 10
b) Discuss the weakness or limitation of enterprise risk management? 10
6.
a) What do you mean by custodial services? 4
b) What is offshore Banking? How an Offshore Banking Unit operate? 8
c) Discuss about the different types of Services of Agent Banking. 8
7.
a) What are the six principle of communication with shareholder? 6
b) Define customer relationship management? Why it is important for bank? 8
c) How do a bank resolve customer complain? 6
8.
a) Discuss about governance relating to relationship with shareholder. 8
b) What are the steps to initiate a new business? 8
c) Explain the term of Up-scaling Employees . 4
9.
a) Describe about the Risk Scanning and Emerging Risk. 6
b) What are the material of risk? Identify its sources. 8
c) Discuss several material risk? 6
10. Write short notes on: 4*5=20
a. Corporate social responsibility (CSR)
b. Future Looking Organizations.
c. Market positioning and repositioning
d. Digital agenda.
Model Q-02
96th Banking Diploma Examination, 2023 (JAIBB)
GOVERNANCE IN FINANCIAL INSTITUTIONS (GFI)
Time 3 hours
Full marks-100 Pass marks -50
[N.B. The figures in the right margin indicate full marks. Answer any five questions.]
1. Marks
a) Describe the Duties and Responsibilities of Board of Directors as per
Bangladesh Bank? 10
b) What do you understand by Vision and Mission? Why it is importance
for an Organization? 10
2.
a) What are Strategic Objectives of Banking Company? What are the Difference 12
between Objective and Strategy?
b) Discuss about the dissolution of Board. 8
3.
a) What are the formation procedure of CEO and Senior Management? 8
b) What is the Business Strategy of a Bank? In what ways organizational 12
culture impacts business strategy?
4.
a) What do you understand by capital adequacy? What are the importance 10
of capital adequacy ratio?
b) What do you mean by Risk-weighted Assets? What are the different types 10
of Bank Loan?
5.
a) What are the components of enterprise risk management (ERM)? 8
b) Discuss the key requirements/factors/capabilities for successful 12
implementation of ERM?
6.
a) Define Brokerage house and Types of accounts offered by brokerage house? 13
b) What do you know about Mobile Financial Services? 7
7.
a) What type of relation maintain a bank with competitor and discuss the 8
importance of such relationship?
b) What do you mean by Relationship with Media? Benefit and strategy 12
of media relation?
8.
a) Define future Looking Organization? What is mean by market positioning 12
and repositioning?
b) Define people plan. Describe the objectives of a people plan of an bank. 8
9.
a) What are the benefits of appointment of Observer? 6
b) What is Islamic banking window? What are the condition to operate such window? 14
10.
a) Discuss five steps of succession planning. 5
b) What are the objectives or goal of Risk Management? 5
c) Discuss about the Total Regulatory Capital Under Basel III. 10
Model Q-03
96th Banking Diploma Examination, 2023 (JAIBB)
GOVERNANCE IN FINANCIAL INSTITUTIONS (GFI)
Time 3 hours
Full marks-100 Pass marks - 50
[N.B. The figures in the right margin indicate full marks. Answer any five questions.]
Marks
1. Marks
a) What do you mean by Independent Members of the Board? 6
b) Describe the Duties and Responsibilities of Board of Directors 8
as per Basel Committee?
c) What do you understand by Brand Promise? 6
2.
a) What are the Differences between Goal and Objective? 5
b) What are the Elements of Governance Framework? 5
c) What is the corporate Culture? Discuss about the Importance of Corporate Culture.10
3.
a) Who is the Chief Executive Officer? Describe the roles and responsibilities 12
of a Chief Executive Officer?
b) What are the different qualifications need to be CEO and Senior Management? 8
4.
a) Describe the liquidity risk indicators of bank? 6
b) Discuss about the different Sources of Funding in Managing Liquidity. 8
c) What are the different types of Bank Loan? 6
5.
a) What is enterprise risk management framework (ERMF)? What are the 10
challenges in adopting enterprise risk management?
b) Describe the benefit of articulating risk appetite? 5
c) What do you understand by three lines defense and elaborate the lines? 5
6.
a) Define Merchant Banking? What are the Services of Merchant Banking? 10
b) Define Agent Banking? Discuss about the different types of Services 10
of Agent Banking.
7.
a) Why relationship with regulator is so important? 4
b) What are the Norms and importance of relationship with Local Government
Agencies? 6
c) Define Community relationship? How does good community relationship 10
impact performance of a bank?
8.
a) Define digital agenda. What are the objective of digitalization? 8
b) Discuss about bank disclosure and transparency? 6
c) Discuss the elements of an effective brand promise. ? 6
9.
a) Describe how to develop and adopt a risk appetite framework in a bank? 12
b) Discuss the Areas of Risk Appetite? 8
10. Write short notes about 4*5=20
a. Brand promise
b. Code of conduct
c. Board of Directors (BoDs)
d. RWA
