📚 The General Clauses Act, 1897 – Need, Utility, Application & Limitations
🟩 INTRODUCTION:
The General Clauses Act, 1897 is an important interpretative statute that gives meanings to words commonly
used in various Central Acts and Regulations. It helps courts, lawyers, and lawmakers understand and apply laws
consistently.
🔶 NEED FOR THE ACT:
Laws are made at different times using different words. There was confusion in interpretation.
To ensure uniformity in the meaning of common terms (like “month,” “immovable property,” “person”), a
single reference law was needed.
It helps in avoiding repetitive definitions in every law.
📌 Keyword: Uniformity, Clarity, Avoid repetition
🔶 UTILITY / IMPORTANCE:
🔹 1. Definitions – [Section 3]
Common legal terms like:
o "Affidavit" = includes affirmation
o "Immovable Property" = includes land and things attached to earth
o "Month" = means British calendar month
o "Good faith" = means done honestly, even if negligently
o "Person" = includes company or group, not just individuals
o "Offence" = any act punishable by law
📌 Keywords: Section 3, Definitions, Common meanings
🔹 2. Effect of Repeal – [Section 6]
If a law is repealed, actions taken under it (like cases, rights, penalties) are not undone unless the new law
says so.
📌 Case: State of Punjab v. Mohar Singh (1955)
👉 Facts: A law was repealed, and question arose whether proceedings under it could continue.
👉 Held: Yes, unless a different intention is shown.
📌 Keyword: Repeal doesn’t cancel past actions.
🔹 3. Commencement of Laws – [Section 5]
If no date is mentioned, law starts on the day it gets President's assent.
📌 Keyword: Assent = Commencement
🔹 4. Powers Can Be Reused – [Section 14]
Power given to an authority can be used again and again, not just once.
📌 Keyword: Power = Reusable
🔹 5. Gender and Number – [Section 13]
Masculine includes feminine
Singular includes plural (and vice versa)
📌 Keyword: Gender Neutral, Singular = Plural
🔹 6. Construction of Orders/Rules – [Section 24]
If a law is repealed and replaced, the rules, notifications etc. under old law continue under the new law
unless stated otherwise.
📌 Keyword: Continuity of rules
🔹 7. Computation of Time – [Section 10]
If last date is a holiday, then the act can be done on the next working day.
📌 Case: Kedarnath v. State of West Bengal (1957)
👉 Held: If court is closed, filing next day is valid.
🔶 APPLICATION:
Applies to all Central Acts and Regulations made after 1897.
Also applies to older laws in some definitions (as per Section 4).
Also helps in interpreting rules, notifications, bye-laws made under statutes.
📌 Keywords: Applies to all central laws, Interpret subordinate legislation
🔶 LIMITATIONS:
1. Does not override express intention:
If a law clearly defines a word differently, the General Clauses Act won't apply.
2. Does not apply to State Laws unless adopted.
3. Does not define all words – only commonly used legal terms.
4. Judicial discretion still matters – definitions are not absolute; courts may interpret differently.
📌 Case: Martin Burn Ltd. v. Corporation of Calcutta (1966)
👉 Held: Courts must read the whole context, not just rely on definitions.
📌 Keywords: Not applicable if contrary intention, State laws excluded, Judicial discretion
🟦 CONCLUSION:
The General Clauses Act, 1897 plays a vital role in the interpretation of statutes. It acts as a dictionary of law,
bringing consistency, clarity, and efficiency in understanding and applying laws. However, its use is subject to the
intention of the legislature and cannot override express provisions.
📌 KEYWORDS TO REVISE:
Section 3: Definitions
Section 5: Commencement
Section 6: Effect of Repeal
Section 10: Computation of time
Section 13: Gender & Number
Section 14: Reusable Powers
Section 24: Continuation of Orders
Section 4 – Application of Definitions to Earlier Laws
🔸 Simple Explanation:
1. Section 4(1):
Some words defined in Section 3 of the General Clauses Act (like “affidavit”, “barrister”, “District Judge”,
“father”, “immovable property”, “Magistrate”, etc.) will also apply to:
o All Central Acts made after January 3, 1868, and
o All Regulations made after January 14, 1887,
unless the law says something different (repugnant to the subject or context).
2. Section 4(2):
Other words defined in Section 3 (like “abet”, “commencement”, “financial year”, “offence”, “writing”, etc.)
will apply to:
o All Central Acts and Regulations made after January 14, 1887,
again unless the law clearly indicates otherwise.
🔹 Section 4A – Application of Definitions to Indian Laws
🔸 Simple Explanation:
1. Section 4A(1):
Words like “British India”, “Central Government”, “Constitution”, “High Court”, “State”, “State
Government”, etc., defined in Section 3, will apply to all Indian laws — unless the context clearly demands a
different meaning.
2. Section 4A(2):
From April 1, 1950, whenever a law refers to "revenues" of the Central or State Government, it should be
understood as referring to the Consolidated Fund of India or the Consolidated Fund of the State.
🧠 How to Memorize (Mnemonic Tips):
Think of this as:
"Old Laws — New Words. Unless Clearly Opposed."
If Act after 1868 / Regulation after 1887 → apply Section 3 meanings.
Unless the context or subject says otherwise (“repugnant”).
And:
"India-wide Definitions for Post-Independence Governance"
→ Section 4A gives definitions for Indian governance terms.
⚖️Landmark Case:
🏛 State of Madhya Pradesh v. G.S. Dall & Flour Mills, AIR 1991 SC 772
Facts:
The dispute was over the meaning of the word “District Judge” in an earlier Central Act. The question was whether
the definition in Section 3 of the General Clauses Act could be applied.
Held:
The Supreme Court said that the definitions in Section 3 apply automatically to all Central Acts passed after 1868,
unless the language of the law clearly intends otherwise (i.e., if the law says something repugnant or inconsistent).
Rule of Interpretation from the Case:
📌 "If a term is defined in Section 3, it should be used with that meaning throughout the Act — unless there's
something inconsistent in the law."
📜 Key Rules of Interpretation from These Sections:
1. Presumption of Uniformity:
Definitions in Section 3 apply across Central Acts and Regulations after a certain date to keep the law
uniform.
2. Contextual Limitation:
These definitions apply only if the subject or context of the Act doesn’t oppose them.
3. Retrospective Application:
Applies to laws made after specific dates — not before.
4. Incorporation by Reference:
Section 4 and 4A allow words to be interpreted consistently across various laws by referencing one central
definition.
5. Repugnancy Overrides General Meaning:
If the context of a particular law conflicts with the definition, that context wins.
Section 10 – Computation of Time
🔸 Simple Explanation:
This section deals with what happens if the last day for doing something (like filing a case or document) falls on a
day when the court or office is closed (like Sunday or a public holiday).
👉 If the court or office is closed on the last day, you can do it on the next working day, and it will still be considered
valid and on time.
❗ But this rule doesn’t apply to time limits governed by the Limitation Act, 1877 (now replaced by the Limitation
Act, 1963).
🔁 Applies to:
All Central Acts and Regulations made after 14 January 1887.
🧠 Mnemonic to Remember:
📌 "Closed on the last day? Do it the next working day!"
⚖️Landmark Case:
🏛 Harinder Singh v. Karnal Distillery Co. Ltd., AIR 1951 SC 22
Facts:
A legal document was supposed to be filed within a time frame.
The final day of filing was a public holiday.
The party filed it the next working day.
Held by Supreme Court:
Filing on the next working day was valid.
Court emphasized the benefit of Section 10 for fairness – if the office is shut, the person should not suffer.
✅ The Court said: If the law allows an act to be done by a certain day, and that day is a holiday, doing it the next open
day is acceptable under Section 10.
🧾 Rules of Interpretation from Section 10:
1. 📅 If the last day is a holiday, the act can be done on the next working day.
2. 🏛 Applies only to acts directed or allowed by statute in courts or offices.
3. ❌ Does NOT apply to limitation periods under the Limitation Act.
4. 🧑⚖️Ensures that people aren't penalized for closures beyond their control.
5. 📚 Applies only to laws enacted after 14 Jan 1887.
Section 20 – Construction of Orders, Notifications, Rules, etc.
🔸 Simple Explanation:
This section says:
👉 If any Central Act or Regulation gives the government or authority the power to make a notification, rule, order,
scheme, form, or bye-law…
👉 Then the words used in that notification, rule, or order must be understood to mean the same as they mean in the
parent Act or Regulation — unless the context clearly says otherwise.
📝 In short: Definitions in the main Act apply to all things made under that Act — like rules, forms, and orders.
🧠 Mnemonic to Remember:
📌 “Same words, same meaning — unless context says different!”
🔁 Applies to:
All rules, notifications, orders, etc., made after the commencement of the General Clauses Act, 1897.
⚖️Landmark Case:
🏛 K.K. Kochuni v. State of Madras, AIR 1960 SC 1080
Facts:
Issue involved interpretation of a notification under an Act.
The question was whether the word used in the notification had the same meaning as in the Act.
Held by Supreme Court:
The Court held that the meaning of terms in notifications, rules, or orders must be drawn from the definitions
in the Act, unless the context clearly demands a different meaning.
This reinforced Section 20’s purpose — maintaining consistency in interpretation.
✅ The Court stated: “Where a statute authorizes making of rules or notifications, the expressions used in such
subordinate legislation must be understood in the sense defined in the parent statute.”
🧾 Rules of Interpretation from Section 20:
1. ✅ Expressions used in rules/orders/etc. get their meaning from the main Act.
2. 📘 Promotes uniformity and prevents confusion in interpretation.
3. ❗ But if the context clearly requires a different meaning, that will apply.
4. 🛠 Applies only to instruments (rules, notifications, etc.) made after the Act came into force.
Section 21 – Power to Issue = Power to Modify or Cancel
🔸 Simple Explanation:
If a law gives the government or any authority the power to issue:
notifications,
orders,
rules, or
bye-laws…
👉 Then that same authority also has the power to:
add to,
change (amend or vary), or
cancel (rescind) them later…
✅ …in the same way and under the same conditions as the original issuance.
📌 In short: "The power to issue includes the power to change."
🧠 Mnemonic to Remember:
🧩 “Issue means Edit Too!”
(If you can issue it, you can also fix, change, or cancel it.)
📘 Rules of Interpretation:
1. ✅ The power to issue includes power to modify or withdraw unless the law says otherwise.
2. ⚖ Any change must be made using the same process and with the same approval (if needed) as the original
order/rule.
3. 🛑 Cannot be exercised arbitrarily; must be reasonable and within the scope of the original power.
⚖️Landmark Case:
🏛 State of Bihar v. D.N. Ganguly, AIR 1958 SC 1018
Facts:
The State had issued a notification referring an industrial dispute for adjudication. Later, it cancelled (rescinded) it.
The question was: Could the State cancel the notification once issued?
Held by the Supreme Court:
✔ Yes. Under Section 21 of the General Clauses Act, the power to issue a notification also includes the power to
rescind it.
💡 The Court stated:
“If a statute confers a power to issue a notification, it also includes the power to withdraw it unless there’s a clear
intention to the contrary.”
✅ Applies To:
All Central Acts and Regulations (unless specifically excluded).
Orders, rules, notifications, and bye-laws issued under a legal power.
Section 26 – Offences Punishable Under Multiple Laws
🔸 Simple Explanation:
If someone commits an act (or fails to do something) that is considered an offence under more than one law (like two
different Acts):
✔️They can be prosecuted under either or both laws (that is, the authorities can choose which law to use to charge
them),
❌ But they can be punished only once for that particular offence.
🛑 No double punishment for the same offence.
🧠 Mnemonic to Remember:
"One Crime, One Punishment — Even If Two Laws Apply."
📘 Rules of Interpretation:
1. ⚖️The principle is based on Article 20(2) of the Constitution — no double jeopardy (i.e., no person shall be
punished twice for the same offence).
2. ✅ Prosecution under both enactments is allowed, but sentencing must be only once.
3. 🔍 The key test is whether it is the “same offence” under both laws — not just similar conduct but the same
legal ingredients.
⚖️Landmark Case:
Maqbool Hussain v. State of Bombay (AIR 1953 SC 325)
🧾 Facts:
Maqbool Hussain was carrying gold into India and didn’t declare it at customs. Customs authorities confiscated the
gold under the Sea Customs Act. Later, he was also prosecuted under the Foreign Exchange Regulation Act.
🔎 Issue:
Could he be punished again under another Act for the same act?
🧑⚖️Held:
❌ No double punishment for the same offence.
The Supreme Court held that the second prosecution was barred under Article 20(2) (and similar in spirit to Section
26 of the General Clauses Act). Once penal action was taken by the customs, a second punishment under another law
wasn’t permissible for the same offence.
Section 6 – Effect of Repeal
💬 If a law is repealed (cancelled), then:
❌ It doesn't bring back anything that had already stopped existing.
✅ Past actions done under the old law still remain valid.
✅ Rights, duties, or punishments under the old law still apply.
✅ Ongoing investigations or cases can continue as if the law wasn’t repealed.
🧠 Mnemonic: Repeal ≠ Reset — Past stays valid!
🧾 Section 6A – Repeal of Amending Laws
💬 If a law that only made changes (like insertions or deletions) to another law is repealed, those changes still stay
valid unless said otherwise.
🧠 Mnemonic: Repeal of the changer ≠ Repeal of the change!
🧾 Section 7 – Revival of Repealed Laws
💬 A repealed law doesn’t come back automatically. If you want to bring it back, you must clearly say so in the new
law.
🧠 Mnemonic: Revival needs revival words.
🧾 Section 8 – References to Repealed Laws
💬 If a law is repealed and re-enacted (with or without changes), any mention of the old law in other documents is
treated as a mention of the new law.
🧠 Mnemonic: Old name, new meaning.
🧾 Section 9 – Start and End of Time
💬 When calculating time:
“From” = Exclude the first day
“To” = Include the last day
🧠 Mnemonic: From = Forget first; To = Take the last!
🧾 Section 10 – Computation of Time
💬 If the last day to do something falls on a holiday (when office or court is closed), doing it on the next working day
is still valid.
🧠 Mnemonic: Holiday? Do it the next working day!
🟦 SECTION-WISE SIMPLIFIED NOTES:
🔹 Section 11 – Measurement of Distances
→ Distances in any Central law are to be measured in a straight line on flat ground (unless stated otherwise).
🔹 Section 12 – Duty Taken Pro Rata
→ If tax/duty is charged on a certain quantity, then proportionate tax will apply for more or less quantity too.
🔹 Section 13 – Gender & Number
→ Masculine = includes females.
→ Singular = includes plural and vice versa (unless context says otherwise).
🔹 Section 14 – Powers to be Exercised From Time to Time
→ If a power is given by law, it can be used whenever needed unless the law says otherwise.
🔹 Section 21 – Power to Amend or Cancel Rules/Orders
→ If a law allows issuing rules/orders, it also allows editing, changing, or cancelling them the same way.
🔹 Section 22 – Rules Can Be Made Before Act Starts
→ If a law is not active yet but allows rules to be made, they can be prepared earlier—but will apply only when the
Act starts.
🔹 Section 23 – Rules Made After Publishing Draft
→ If rules require “previous publication,” then:
1. Draft must be published.
2. Way of publishing should reach concerned people.
3. A deadline must be given.
4. Suggestions/objections must be considered.
5. Once published in Official Gazette, it’s proof that it’s valid.
🔹 Section 24 – Continuation of Old Rules After Repeal
→ If a law is repealed and reintroduced, the old rules/orders made under the old law still apply (unless inconsistent or
replaced).
🔹 Section 25 – Recovery of Fines
→ IPC Sections 63–70 and CrPC rules on fine collection apply to all laws unless specifically excluded.
🔹 Section 26 – Offence Under Two Laws
→ If one act breaks two laws, the person can be punished under either—but not punished twice for the same act.
🔹 Section 27 – Service by Post
→ If a law allows sending documents by post, it is valid if the document is properly addressed, stamped, and sent by
registered post.
🔹 Section 28 – Citing Laws
→ Laws can be referred to by their name, number, year, or section. Citations include everything from the beginning
to the end of the mentioned portion.
Section 29 – Saving for Previous Enactments, Rules, and Bye-laws
Essence: This section ensures that the interpretation rules laid out in the General Clauses Act apply only
prospectively (i.e., to laws made after its commencement in 1897).
Impact: Any Act, rule, regulation, or bye-law made before the General Clauses Act came into force will not
be interpreted using the General Clauses Act, even if it is later amended or continued.
Purpose: To prevent retroactive application of interpretation rules.
Section 30 – Application of the Act to Ordinances
Essence: Where the General Clauses Act uses the term “Central Act” (except in specific sections like 5, 3(9),
etc.), it also includes:
o Ordinances made by:
The Governor General (under Indian Councils Act, 1861 or Government of India Acts)
The President of India (under Article 123 of the Constitution)
Effect: The interpretation provisions applicable to Acts also apply to such Ordinances, except where
explicitly excluded.
Section 30A and 31 – Repealed Sections
Section 30A: Previously applied the Act to laws made by the Governor-General but was repealed by the
Adaptation Order of 1937.
Section 31: Previously addressed references to the Local Government of a Province but also repealed.
Schedule: Originally listed repealed enactments but was repealed by the Repealing and Amending Act, 1903.
Who drafted and passed the General Clauses Act, 1897?
The General Clauses Act, 1897 was drafted by the British colonial government in India.
It was enacted by the Imperial Legislative Council of British India during the British Raj.
The Act was passed by the Legislative Council (the colonial legislature functioning under the Government of
India Act, 1858).
It was intended as a general law to provide standard rules for the construction and interpretation of
statutes and legal documents in India.
2. Commencement
The Act came into force on 1st January 1898.
The Act is a "general" or "interpretation" statute, meaning it applies to all Central Acts and regulations
unless specifically excluded.
It applies to all Acts, Ordinances, rules, bye-laws, and regulations made after its commencement, and
also to some extent to earlier enactments as specified.
4. Operation of the Act
OPERATION:
1. Applies to:
o All Central Acts and Regulations made after 1897.
o Certain definitions (under Section 4) also apply to:
Central Acts made after 3rd Jan 1868
Regulations made after 14th Jan 1887
2. Applies unless:
o There is something repugnant in subject or context, or
o A different intention is shown in the specific law.
3. It helps in:
o Understanding legal terms
o Interpreting laws where the meaning is unclear
o Ensuring consistency in the application of laws
📌 Section 4: Application to previous enactments
The General Clauses Act provides standard definitions, rules of interpretation, and procedural
provisions to be used uniformly.
For example, definitions like “person,” “month,” “year,” “Government,” etc. are standardized.
It contains saving provisions that prevent retroactive application to earlier enactments (see Section 29 you
quoted).
It applies generally to Central Acts and Ordinances, ensuring consistency in statutory interpretation.
4. Repeal Provisions
The General Clauses Act itself does not repeal other laws; rather, it serves as a framework for interpreting
laws.
However, it contains saving provisions that protect the operation of earlier laws, rules, and bye-laws
from being affected by its provisions (e.g., Section 29).
Some sections of the Act have been amended or repealed by subsequent legislation and Adaptation
Orders (e.g., the Adaptation Orders of 1937 and 1950).
The Act remains in force in India with amendments, but earlier versions and related acts have been repealed
or replaced over time.
If a newer General Clauses Act or an updated interpretation law is enacted, it can repeal and replace the older
one, but the 1897 Act still largely operates today as the standard.
Features of Karnataka General Clauses Act (Simple Version)
1. Helps Understand Laws: It tells how to interpret or understand words and phrases in laws made by
Karnataka government.
2. Applies to All Laws: It applies to all Acts, rules, and bye-laws made by the Karnataka government, unless
the law says otherwise.
3. Common Meaning to Words: It gives fixed meanings to common words like “person,” “month,” “year,”
etc., to avoid confusion.
4. Clear References: It explains who or what is meant when laws mention persons, places, or authorities.
5. Protects Old Laws: It makes sure old laws and rules made before this Act continue to work properly.
6. Time Calculation: It tells how to count days, months, or years when laws mention time periods.
7. Effect of Repeal: It explains what happens when a law is repealed (canceled), like whether actions done
under that law still count.
8. Rules Making Power: The government can make detailed rules under this Act to help run laws smoothly.
9. Singular and Plural: Words in singular form can mean plural, and vice versa, so laws are flexible.
10. Includes Both Genders: Words referring to one gender (like ‘he’) include others (like ‘she’ or ‘it’).
11. Also for Ordinances: It applies to temporary laws called ordinances made by the Governor too.
12. Keeps Law Consistent: It
15. Karnataka General Clauses Act,
13. Point 14. General Clauses Act, 1897
1899
17. Applies all over India except 18. Applies only to Karnataka State
16. Applicability
where State Acts differ (formerly Mysore State) laws
19. Purpose 20. To provide uniform rules for 21. To interpret and clarify laws made by
15. Karnataka General Clauses Act,
13. Point 14. General Clauses Act, 1897
1899
interpreting laws all over India Karnataka government
22. Commencement 23. Came into force in 1897 24. Came into force in 1899
26. Sections like Section 3 define
25. Interpretation of 27. Similar sections for interpretation of
common terms (e.g., “person,”
Words words but tailored for Karnataka
“month”)
29. Section 6 deals with repeal and 30. Similar provisions exist but adapted to
28. Repeal and Saving
saving provisions local laws
31. Reference to 32. Includes reference to Ordinances 33. Includes Ordinances by Karnataka
Ordinances by the Governor-General (Sec. 4) Governor (similar to Sec. 30 in KGA)
35. Section 5 explains how to 36. Similar provisions exist for time
34. Time Calculation
calculate time periods calculation
37. Power to Make 38. Central government has power to 39. Karnataka government has power to
Rules make rules under the Act make rules under this Act
41. Singular includes plural,
40. Flexibility in 42. Same principle applied, adapted for
masculine includes feminine
Language local use
(Section 3)
44. State of Rajasthan v. Union of 45. Bangalore Development Authority v.
43. Landmark India (1977) – clarified Govindaraju – explained applicability
Judgment application of General Clauses of Karnataka General Clauses Act in
Act in interpreting laws local statutes
46. Repeal of Old 47. Provides saving for laws enacted 48. Similar saving clause for old Karnataka
Laws before the Act enactments
49. helps keep all laws in Karnataka consistent and clear.
heory of Legislation
Meaning:
The Theory of Legislation studies the principles and reasons behind making laws. It explains how laws should be
made to be fair, effective, and just in society.
Key Points:
1. What is Legislation?
Legislation is the process of making laws by a competent authority (like Parliament or State Legislature).
2. Purpose of Legislation:
o To regulate society
o Maintain peace and order
o Protect rights and duties of citizens
o Promote justice and welfare
3. Importance of Good Legislation:
Good laws must be clear, certain, just, and enforceable. Bad laws cause confusion and injustice.
Important Doctrines & Maxims in Legislation:
Doctrine/Maxim Meaning
Rule of Law Law should govern, not arbitrary power. Everyone is equal before law.
Doctrine of Separation of Powers Lawmakers make laws, executive enforces them, courts interpret.
Principle of Legality All actions of government must be based on law.
Expressio Unius Est Exclusio
Express mention of one thing excludes others.
Alterius
Noscitur a Sociis Meaning of a word is known by its associated words.
Where general words follow specific ones, the general words are limited to the
Ejusdem Generis
same kind.
Presumption against Retroactivity Laws are presumed to work only from the date of enforcement, not before.
Principle of Non-Delegation Legislature should not delegate its law-making powers excessively.
Landmark Judgments:
1. Keshavananda Bharati v. State of Kerala (1973)
o Facts: Challenged laws restricting property rights and fundamental rights.
o Held: Parliament’s power to legislate is limited by the “basic structure” doctrine; fundamental
principles cannot be destroyed.
o Importance: Shows limits of legislative power to protect constitutionalism.
2. Minerva Mills Ltd. v. Union of India (1980)
o Facts: Laws tried to override fundamental rights.
o Held: Basic structure of the Constitution (like rule of law and fundamental rights) cannot be amended
by legislature.
o Importance: Strengthened the balance between legislation and constitutional morality.
Theory of Legislation (Bentham’s Theory & Utilitarianism) — 20 Marks
Introduction
Bentham’s Theory of Legislation guides lawmakers to create laws based on Utilitarianism — aiming for the
greatest happiness for the greatest number.
Legislation is both a science (principles) and an art (methods to achieve public good).
1. Key Concepts of Bentham’s Theory
Utility (Greatest Happiness Principle):
Laws should increase pleasure (good) and reduce pain (evil) for society.
Utility means promoting happiness or preventing harm.
Pleasure and Pain:
Human behavior is driven by seeking pleasure and avoiding pain — called the "two sovereign masters."
Laws should be made by calculating the amount and quality of pleasure and pain they cause.
Principles for Legislators:
o Laws must promote real virtue (true goodness).
o Distinguish between real and pretended virtues or evils.
o Laws must increase overall happiness.
2. Sanctions (Ways to Enforce Laws)
Bentham identifies 4 types of sanctions motivating people to obey laws:
1. Physical sanctions – Punishments like fines or imprisonment.
2. Moral sanctions – Social feelings like shame or guilt.
3. Political sanctions – Law enforcement by government.
4. Religious sanctions – Fear of divine punishment or hope for rewards.
Bentham recommends using a combination of these sanctions for effective compliance.
3. Opposing Principles and Bentham’s Views
Ascetic Principle:
The belief that pleasure is bad and pain is good (e.g., monks punishing themselves). Bentham rejects this,
saying pleasure is essential for happiness.
Sympathy and Antipathy Principle:
Approving or disapproving actions based on feelings or whims rather than reason is rejected by Bentham as
unpredictable and unjust, often used by despots.
4. Objections to Bentham’s Utility Theory and His Replies
Objection Bentham’s Reply
Virtue opposed to Utility Virtue means sacrificing lesser interests for greater good
Theory is Epicureanism (pleasure-based) It respects moral values, not mere indulgence
Utility is subjective Errors come from wrong calculations, not the principle
Only God decides good/evil Humans interpret God’s will, so human judgment is needed
Politics vs. Morality Both aim to secure happiness
Utility may be unjust Collective happiness matters more than individual desires
Promotes opportunism Utility of the contract matters, not just the agreement
5. Calculation of Pleasure and Pain (Hedonic Calculus)
Lawmakers should consider these factors to decide if a law increases happiness:
Intensity of pleasure or pain
Duration (how long it lasts)
Certainty (likelihood of occurrence)
Proximity (how soon it happens)
Productiveness (if it leads to more pleasure/pain)
Purity (pleasure free from pain or pain free from pleasure)
Extent (number of people affected)
6. Kinds of Pleasures and Pains
Simple Pleasures: Sensory pleasures (taste, sight), health, wealth, friendship, power, knowledge,
benevolence, etc.
Complex Pleasures: Combination of simple pleasures.
Simple Pains: Hunger, illness, fear, disappointment, bad reputation, etc.
These help lawmakers decide which actions are good or bad.
7. Sensibility
Different people feel pleasure or pain differently due to temperament, health, age, education, religion, etc.
Legislators and judges must consider these differences when making or applying laws.
8. Offences
Offences cause more harm than good to society.
Laws should not criminalize acts based on changing customs but on utility.
Example: Assault causes pain but fear and hatred cause greater harm, so it is an offence.
Lawmakers must weigh direct and indirect effects before making an offence.
9. Morals and Legislation
Both aim to promote the greatest good.
Morality guides individual behavior continuously; legislation acts through punishment.
Laws focus on harmful actions affecting others, not personal interests.
10. Utilitarianism (Simple Summary)
Right actions increase happiness; wrong actions cause unhappiness (John Stuart Mill).
Happiness = pleasure with no pain; unhappiness = pain with no pleasure.
Developed by Bentham and Mill; supports reforms like women’s voting rights, abolition of slavery, criminal
reform, and animal rights.
Everyone’s happiness counts equally.
It’s a form of consequentialism — morality judged by outcomes.
11. Objections to Utilitarianism & Replies
Objection Reply
Only about pleasure (hedonism) Mill: Higher pleasures (intellectual, moral) are superior
Too demanding People act from many motives; morality focuses on outcomes
Can't calculate happiness always Society uses moral "rules of thumb" for guidance
Ignores individual rights Difficult cases exist (e.g., sacrificing one for many)
12. Rule Utilitarianism
Judges actions by general rules that maximize happiness.
Protects rights better by forbidding harmful acts even if sometimes breaking them might increase happiness.
But sometimes rigid rules can prevent the best overall outcome.
13. Examples Challenging Utilitarianism
Slavery or gladiator fights: Is it right to harm a few for many’s pleasure?
Atomic bomb: Killing many to save more lives.
Banning junk food: Limiting freedom for health.
14. Influence on Government
Governments often act on likes or dislikes (sympathy/antipathy).
Wealth-focused governments treat society as a workshop caring more about wealth than suffering.
Power-seeking governments may wage wars ignoring human pain.
Well-administered governments protect people and property, leading to happiness.
.
Keshavananda Bharati v. State of Kerala (1973)
Supreme Court balanced fundamental rights with the utility of laws.
The "basic structure" doctrine protects collective happiness and justice over arbitrary law-making.
Shows law must serve the greatest good without violating fundamental fairness.
State of Rajasthan v. Union of India (1977)
Court upheld the principle of public interest and utility in land acquisition laws.
Emphasized laws must aim for greatest benefit to society, consistent with Bentham’s utility.
Reflected utilitarian approach in legislation balancing individual rights and social welfare.