Classified as Internal

Jan 2025

Ver: 3.7
Form No.

Client
Code
DP ID

AP Code
ACCOUNT
OPENING FORM
FOR INDIVIDUAL

FOR CSO USE EQUITY &

ONLY
COMMODITY B2C
Application Type New Update

KYC Number
Connect with us

Branch Code
 Classified as Internal

INDEX OF DOCUMENTS
S. Name of the Document Brief Significance of the Document Page
No. No.
MANDATORY DOCUMENTS AS PRESCRIBED BY SEBI & EXCHANGES

A. KYC Form - Document captures the basic

information about the constituent and an
1. KRA Form and Account Opening Form instruction/check list. 1 to 5
B. Document captures the additional information
about the constituent relevant to Trading/
Demat account & an instruction/check list.
Document detailing the rate/amount of
brokerage & other charges levied on the client
2. Tariff sheet 6
for trading on exchange(s) & DP Service
charges/Fee Structure
3. A Client Declaration - Open Interest Position A Client Declaration - Open Interest Position 7
Document describing significant policies and
4. Policies and Procedures procedures of the stock broker

SEPARATE COPY FOR

Document stating the Rights & Obligations of
stock broker/trading member, Authorised Person
and client for trading on equity and commodity
5. Rights and Obligations
exchange (including additional rights &
obligations in case of internet/wireless
technology based trading).

CLIENT
Document detailing risks associated with dealing
6. Risk Disclosure Document (RDD)
in the securities & commodities market.

Document detailing do's and don'ts for trading on

7. Guidance note
exchange, for the education of the investors.
Rights & Obligations of Beneficial Owners &
Document stating the Rights & Obligations of
8. Depository Participants:
Beneficial Owners and Depository Participants.

VOLUNTARY DOCUMENTS AS PROVIDED BY THE STOCK BROKER

Authorisation to maintain Running Account
1. Most Important Terms and Conditions Consent for ECN declaration 8

2. Policy on Handling of Good Till Cancelled Orders of Client 9

3. Voluntary Terms & Conditions Additional terms & conditions specific to 10 to
clients for the purpose of operational
efficiency.
13
Rights and Obligations - MTF Rights and obligations relating to margin 13 to
4. trading facility provided To client
17
Nomination Form, Nominee opt out Nominee details for Trading and Demat Account /
Consent for Nominee opt out provided by BO to
Form, POA & DDPI POA Angel for 18 to
5.
settlement / Margin purpose / Demat Debit & Pledge 22
Instruction
Declaration For Using Common Declaration For Using Common Email Id
6. Email Id & Mobile No. & Mobile No. For Trading & Demat A/c 23
IMPORTANT NOTE 1. Signature Types:

FH Signature of Client / First SH HolderSignature of TH Second HolderSignature of Third Holder

Signature of Guardian Authorised Signatory of Member Signature of First Witness

G FW
SW
 Classified as Internal

2. In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature
IMPORTANT INSTRUCTIONS
A)Fields marked with* are mandatory fields G) List of State / U.T code as per Indian Motor Vehicle
B)Tick " " wherever applicable. Act, 1988 is available at the end.
C) Please fill the form in English and in BLOCK letters. H) List of two character ISO 3166 country codes is
available
D) Please fill the date in DD-MM-YYYY format.at the end.
E)For particular section update, Please tick ( ) in the box section I) KYC number of applicant is mandatory for update
application.
number and strike off the sections not required to be updated J) The 'OTP based E-KYC' check box is to be checked for
F) Please read section wise detailed guidelines / instruction at the end. accounts opened using OTP based E-KYC in
non-face to
face mode

KYC CHECKLIST ((PLEASE TICK WHEREVER APPROPRIATEPLEASE TICK

WHEREVER APPROPRIATE))

Acceptable Documents (Copies of all documents to be self attested) Please Tick

PAN Card Account Holder & Joint Holder’s (If any)
Photograph One Colored Front Face Photograph on photographic Paper (Passport
Size)
Proof of Identity 1. Unique identification number (UID) (Aadhaar) KRA document
(Any One) 2. Valid Passport (Name, Address & Photo page) used
3. Voter ID (front and back) (Email Id &
4. Valid Driving License (Name, Address & Photo Phone number
page) to be provided
5. Proof of Possession Aadhaar, E-KYC on given KRA
Authentication & Offline Verification of Aadhaar. Form)

6. NREGA Job Card, National Population Register

Letter
7. Other 1 (Pls. Specify) ___________________________
1. Valid Passport (Name, Address & Photo page)
2. Voter ID (front and back)
3. Valid Driving License (Name, Address &
Photo page)
4. Unique identification number (UID)
(Aadhaar) KRA document
used

5. Electricity Bill / Gas Bill (not more than

2months old)
6. Resident Landline Tel. Bill (not more than 2
months old)

Proof of Address
(Any One)
7. Registered Lease/Leave & License Agreement
Permanent /
Correspondence
 Classified as Internal

8. NREGA Job Card, National Population Register

Letter

9. Proof of Possession Aadhaar, E-KYC Authentication & Offline

Verification of Aadhaar.

Bank Proof With 1. Bank Statement / Bank Passbook with cheque leaf (not more than 3
MICR / IFSC Code months old)
(1st Holder only) 2. Banker’s Certificate on letter head of the Bank (ORIGINAL)
3. Cancelled Personalized Cheque leaf
Demat Proof (Any 1. Client Master (CML copy duly attested by DP)
One) (1st Holder 2. DP Statement / Transaction cum Holding Statement
only)
Proof of Income 1. Copy of ITR Acknowledgement
(Any One)
2. In case of salary income - Salary Slip, Copy of Form 16
(Mandatory for F&O
3. Net-worth certificate (Not more than 1 year old)
/
Currency / 4. Copy of Demat Account Holding Statement
Commodity 5. Bank Account Statement for last 6 months reflecting income
Segments) (1st
Holder only)
FATCA / CRS DECLARATION / SELF CERTIFICATION FOR INDIVIDUAL
Client
Name
First/Sole Holder Second Holder (if any) Third Holder (if any)

Are you U.S. Person? Yes No Yes No Yes No

(Refer KYC Handout - Customer
Copy)
Specify country of residence for tax India Other India Other India Other
purpose (Tax Residency)
Specify country of citizenship India Other India Other India Other
Note: If you are a U.S. person and / or if your tax residency / nationality / citizenship is other than India, then please
provide declaration / self certification under FATCA / CRS. This declaration form can be downloaded from
http://www.angelone.in or call at centralized helpdesk at
18001020 or write to support@angelone.in
FH SH TH

(First/Sole Holder Signature) (Second Holder Signature) (Third Holder Signature)

CENTRAL KYC REGISTRY | Instructions / Check list / Guidelines for filling Individual KYC Application Form

A Clarification/Guidelines on filling 'Personal Details' section

1 Name: The name should match the name as mentioned in the Proof of Identity submitted failing which the
application is liable to be rejected.
2 One the following is mandatory: Mother's name, Spouse's name, Father's name.

B Clarification / Guidelines on filling 'Current Address details' section

1 In case of deemed PoA such as utility bill, etc. or self declaration, the document need not be uploaded on
CKYCR
2 PoA to be submitted only if the submitted Pol does not have current address or address as per Pol is
invalid or not in force. 3 State/U.T Code and Pin / Post Code will not be mandatory for Overseas
addresses.
4 In Section 2, one of I, II, and III is to be selected. In case of online E-KYC authentication, Il is to be selected.
5 In Section 3, one of I, II, III and IV is to be selected. In case of online E-KYC authentication, Il is to be selected.
6 List of documents for 'Deemed Proof of Address":
 Classified as Internal

Document Code Description

1 Utility bill which is not more than two months old of any service provider (electricity, telephone, post-
paid mobile phone, piped gas, water bill).
2 Property or Municipal tax receipt.
3 Pension or family pension payment orders (PPOs) issued to retired employees by Government
Departments or Public Sector Undertakings, if they contain the address.
4 Letter of allotment of accommodation from employer issued by State Government or Central
Government Departments, statutory or regulatory bodies, public sector undertakings,
scheduled commercial banks, financial institutions and listed companies and leave and
licence agreements with such employers allotting official accommodation.
7 Regulated Entity (RE) shall redact (first 8 digits) of the Aadhaar number from Aadhaar related data and
documents such as proof of possession of Aadhaar, while uploading on CKYCR.

8 "Equivalent e-document" means an electronic equivalent of a document, issued by the issuing authority of
such document with its valid digital signature including documents issued to the digital locker account of
the client as per rule 9 of the Information Technology (Preservation and Retention of Information by
Intermediaries Providing Digital Locker Facilities) Rules, 2016.

9 'Digital KYC process' has to be carried out as stipulated in the PML Rules, 2005.

10 RES may use the Self Declaration check box where Aadhaar authentication has been carried out successfully
for a client and client wants
to provide a current address, different from the address as per the identity information available in the Central
Identities Data
Repository

C Clarification / Guidelines on filling 'Contact details' section

1 Please mention two-digit country code and 10 digit mobile number (e.g. for Indian mobile number
mention 91-9999999999). 2 Do not add '0' in the beginning of Mobile number.

D Clarification / Guidelines on filling 'Related Person details' section 1 Provide KYC number of related
person, if available.

E Clarification on Minor
1 Guardian details are optional for minors above 10 years of age for opening of bank account only
2 However, in case guardian details are available for minor above 10 years of age, the same (or CKYCR number
of guardian) is to be uploaded.

List of two – digit state / U.T codes as per Indian Motor Vehicle Act, 1988
 Classified as Internal

. T
State /U Code State /U. T Code State / U.T Code
Andaman & Nicobar AN Himachal Pradesh HP Pondicherry PY
Jammu & Kashmir JK
Andhra Pradesh AP Jharkhand JH Rajasthan RJ
Arunachal Pradesh AR Karnataka KA
Kerala KL Tamil Nadu TN
Assam AS
Lakshadweep LD
Bihar BR Tripura TR
Madhya Pradesh MP
Chandigarh CH Maharashtra MH
Uttarakhan UA
Manipur MN
Chattisgarh CG d
Meghalaya ML
Other XX
Dadra and Nagar Haveli DN Mizoram MZ
Nagaland NL
Daman & Diu DD
Orissa OR
Delhi DL
Punjab PB Sikkim SK
Goa GA
Gujarat GJ Telangana TS

Haryana HR Uttar Pradesh UP West Bengal WB

digit Country Code

List of ISO 3166 two -
Country Country Country Country Country Country Country Count
Code Code Code ry
Code

Afghanistan AF Dominican Republic DO Libya LY Saint Pierre and Miquelon PM

Aland Islands AX Ecuador EC Liechtenstein LI Saint Vincent and the Grenadines VC
Albania Egypt EG Lithuania LT Samoa WS

Algeria AL DZ El Salvador SV Luxembourg LU San Marino SM

American Samoa Equatorial Guinea GQ Macao MO Sao Tome and Principe ST

Andorra AS AD Eritrea ER Macedonia, the former Yugoslav Saudi Arabia

Republic of MK SA
Angola Estonia EE Madagascar MG Senegal SN

Anguilla AO Ethiopia ET Malawi MW Serbia RS

Antarctica AI Falkland Islands (Malvinas) FK Malaysia MY Seychelles SC

Antigua and Barbuda AQ Faroe FO Maldives MV Sierra Leone SL

Argentina AG Islands F i FJ Mali ML Singapore SG

Armenia AR Finland FI Malta MT Sint Maarten (Dutch part) SX

Aruba AM France FR Marshall Islands MH Slovakia SK

Australia AW AU French Guiana GF Martinique MQ Slovenia SI

Austria French Polynesia PF Mauritania MR Solomon Islands SB

Azerba an AT French Southern Territories TF Mauritius MU Somalia SO

Bahamas AZ Gabon GA Mayotte YT South Africa ZA

BS BH South Georgia and the South

Bahrain Gambia GM Mexico MX Sandwich GS
Islands
Bangladesh Georgia GE Micronesia, Federated States of FM South Sudan SS

Barbados BD BB Germany DE Moldova, Republic of MD Spain ES

Belarus Ghana GH Monaco MC Sri Lanka LK

Belgium BY Gibraltar GI Mongolia MN Sudan SD

Belize BE Greece GR Montenegro ME Suriname SR

Benin BZ BJ Greenland GL Montserrat MS Svalbard and Jan Mayen SJ

Bermuda Grenada GD Morocco MA Swaziland SZ

Bhutan BM Guadeloupe GP Mozambique MZ Sweden SE

Bolivia, Plurinational State of BT GU Myanmar MM Switzerland CH

BO Guam
Bonaire, Sint Eustatius and Saba BQ Guatemala GT Namibia NA Syrian Arab Republic SY
Bosnia and Herzegovina Guernsey GG Nauru NR Taiwan, Province of China TW

Botswana BA Guinea GN Nepal NP Tajikistan TJ

Bouvet Island BW Guinea-Bissau GW Netherlands NL Tanzania, United Republic of TZ

Brazil BV Guyana GY New Caledonia NC Thailand TH

British Indian Ocean Territory BR HT New Zealand NZ Timor-Leste TL
 Classified as Internal

IO Hai
BN Heard Island and McDonald
Brunei Darussalam Islands HM Nicaragua NI Togo TG
Bulgaria Holy See (Vatican City State) VA Niger NE Tokelau TK

Burkina Faso BG BF Honduras HN Nigeria NG Tonga TO

Burundi Hong Kong HK Niue NU Trinidad and Tobago TT

Cabo Verde BI Hungary HU Norfolk Island NF Tunisia TN

Cambodia CV Iceland IS Northern Mariana Islands MP Turkey TR

Cameroon KH India IN Norway NO Turkmenistan TM

Canada CM Indonesia ID Oman OM Turks and Caicos Islands TC

Cayman Islands CA KY Iran, Islamic Republic of IR Pakistan PK Tuvalu TV

Central African Republic IQ Palau PW Uganda UG

CF TD Iraq
Chad Ireland IE Palestine, State of PS Ukraine UA
Chile Isle of Man IM Panama PA United Arab Emirates AE

China CL Israel IL Papua New Guinea PG United Kingdom GB

Christmas Island CN IT Paraguay PY United States US

Cocos (Keeling) Islands CX Italy Peru PE United States Minor Outlying UM

Colombia CC Jamaica JM JP Philippines PH Islands Uruguay UY

CO KM Japan
Comoros Jersey Pitcairn PN Uzbekistan UZ
Congo JE JO Poland PL Vanuatu VU

Congo, the Democratic Republic CG Jordan KZ Portugal Venezuela, Bolivarian Republic of

of the CD Kazakhstan PT VE
Cook Islands KE Puerto Rico PR Viet Nam VN

Costa Rica CK Kenya KI Qatar QA Virgin Islands, British VG

CR Kiribati
Cote d'Ivoire !Côte d'Ivoire CI Korea, Democratic People's KP Reunion !Réunion RE Virgin Islands, U.S. VI
Republic
of
Croatia HR Korea, Republic of KR Romania RO Wallis and Futuna WF
Cuba Kuwait KW Russian Federation RU Western Sahara EH

Curacao !Curaçao CU CW Kyrgyzstan KG Rwanda RW Yemen YE

Cyprus Lao People's Democratic Republic LA Saint Barthelemy !Saint Barthélemy BL Zambia ZM

CY Saint Helena, Ascension and Tristan Zimbabwe

Czech Republic CZ Latvia da SH ZW
LV Cunha
Denmark Lebanon LB Saint Kitts and Nevis KN

Djibouti DK DJ Lesotho LS Saint Lucia LC

Dominica DM Liberia LR Saint Martin (French part) MF

 Classified as Internal

Know Your Client (KYC)

Application Form (For Individuals CDSL VENTURES LIMITED….Exploring New Horizons

Only)
Please fill the form in ENGLISH and in BLOCK letters Application Number:
Fields marked * are mandatory

Fields marked + are pertaining to CKYC and mandatory only if

processing CKYC also Application Type*: New KYC o o
Modification KYC
KYC Mode*: Please Tick ( ) Normal EKYC OTP EKYC Biometric Online KYC
Digilocker
1. PERSONAL DETAILS (Please refer instruction A at the end)

Name*
Prefix

) Maiden Name
(If any*
Father / Spouse Name
Mother Name
D D M M Y Y Y Y
Date of Birth* PHOTO

PAN*
Gender* M- Male F- Female T-Transgender
Marital Status* Married Unmarried Others
Residential Status* Resident Individual Non Resident Indian
Foreign National Person of Indian Origin

Nationality* Indian Others

Signature / Thumb
Impression
(S
ame as ID proof)
2. PROOF OF IDENTITY AND ADDRESS* ( Please refer instruction B at the end )
(Certified copy of any one of the following Proof of Identity[PoI] needs to be submitted)
I Certified copy of OVD or equivalent d-documents of OVD or OVD obtained through digital KYC process needs to be submitted (anyone of the following
OVDs)
I A- Passport Number
B- Voter ID Card
C- PAN Card
Driving Licence Expiry Date D D M M Y Y Y Y
D- Driving Licence
E- UID (Aadhaar)
F- NREGA Job Card
G- Others
(any document notified by the central government
) Identification Number
H- National Population Register Letter Identification Number
I- Proof of Possession of Aadhar
II E-KYC Authentication
III Offline verification of Aadhar
Address
Line 1*
Line 2
Line 3 City / Town / Village*

District* Pin / Post Code* State / U.T Code* ISO 3166 Country Code*

State* Country*
3. CURRENT ADDRESS DETAILS ( Please refer instructions B at the end )

Same as above mentioned address ( in such cases address details as below need not be provided )

I Certified copy of OVD or equivalent d-documents of OVD or OVD obtained through digital KYC process needs to be submitted (anyone of the following
OVDs)

Ver: 3.7 1
 Classified as Internal

B- Voter ID Card
C- PAN Card
D- Driving Licence Driving Licence Expiry Date D D M M Y Y Y Y
E- UID (Aadhaar)
F- NREGA Job Card
G- Others
(any document notified by the central government
) Identification Number
H- National Population Register Letter Identification Number
I- Proof of Possession of Aadhar
II E-KYC Authentication
III Offline verification of Aadhar

I A- Passport Number

Ver: 3.7 2
Classified as Internal

Ver: 3.7 3
 Classified as Internal

TRADING & DEMAT ACCOUNT RELATED DETAILS

TYPE OF ACCOUNT : Individual Sub Status Resident Other
A. BANK ACCOUNT DETAILS - Payin / Payout of funds will be routed through the said bank account only
Bank Name, Branch and Address:

Account No. Savings Current

MICR Code IFSC Code

B. DEPOSITORY ACCOUNT DETAILS (DP1 DETAILS CONSIDERED FOR PAYOUT OF SECURITIES IF FILLED)
DP 1 Details DP 2 Details
Depository CDSL CDSL NSDL
Name
DP Name Angel One Ltd
Beneficiary
Name
DP ID 12033200, 12033201, 12033202, 12033203 &
12033204
BO ID
Pledge instruction - I / We would like to instruct the DP to accept all the pledge instructions in my /
Yes
our account without any other further instruction from my / our end. No
"I / We instruct the DP to receive each and every credit in my / our account (If not marked, the default option would be
‘Yes’)YesNo
[Automatic Credit])"
C. MODE OF OPERATION FOR EXECUTION OF TRANSACTIONS (Transfer, Pledge & Freeze)

Jointly Anyone of the Holder

Consent for Communication to be received by first account holder/ all Account holder: (Tick the
applicable box. If not marked the default option would be first holder.

First Holder All Holder Email id

Second Holder

Third Holder

D. TRADING PREFERENCES

Ver: 3.7 4
 Classified as Internal

Please sign in the relevant boxes where you wish

to trade.
Please strike off the segment not chosen
by you.
Exchang NSE, BSE & MC
es MSEI X
NCDE
X,
BSE &
NSE
Cash
Al Commodit
/
Mut F& Currenc Deb
lSegment y
Derivativ
al
Fun O y t
s es
d

If you do not wish to trade in any of segments/ Mutual Fund, please mention here
___________
_____________________________________________________________
_
D. STANDING INSTRUCTIONS / AUTHORIZATION FROM THE CLIENT
Contract Note/Holding & Transaction Statement including
CAS/Other Documents*(For ECN in commodity segment, please refer pg. Electronic Physical
no. 9)
Receive Delivery Instruction Slip No Yes
Share Email ID with Registrar & Transfer Agent No Yes
Receive Annual Report Electronic Physical Both
Monthly Fortnightly Weekly
DP Account Statement
As per SEBI Regulation
Declaration for Mobile Number Self Spouse Child Parent
Self Spouse Child Parent
Declaration for Email ID
Do not have
Bill-to-bill settlement Yes No
Running Account Settlement
Monthly Quarterly
Whether you wish to avail of the facility of internet trading /
wireless technology ( please specify) Yes No

Margin Trading Facility ( Refer Rights & Obligation document) Yes No

SMS Alert Facility - Mandatory if you are giving Power Of Attorney
(PoA). Yes No
Ensure that the mobile number is provided in the KYC Application
Form.
Note:
1. Divided / Interest will be credited to designated bank account via ECS.
2. In case client doesn’t opt for DIS booklet, it would be issued on request at any later date.
3. BO can view his ISIN balances, transactions & value portfolio online. To register for Easi please visit website
www.cdslindia.com
4. *Other documents includes SEBI prescribed standard documents i.e. Rights & Obligation documents for trading and
depository account, Risk Disclosure Document & Guidance Note or any other communication / document disseminated
by Angel One.
5.Angel may carry out proprietary trades in addition to cliental trades.
E. INFORMATION FOR PREVENTION OF MONEY LAUNDERING ACT, 2002
Experience Number of years of Investment / Trading Experience
Below 1 lac 1-5 Lacs 5-10 Lacs 10-25 Lacs >25 Lacs >1 Crore
Gross Annual Income
ORNet Worth in ` (*Net worth should not be older than 1 year) as on date DD / MM / YYYY

Ver: 3.7 5
 Classified as Internal
Govt ServiceProfessionalPrivate Sector Service
Occupation Public Sector Business Retired Agriculturist
(Please tick)
HousewifeStudentOthers _________(Pls Specify) ______________
ManufacturingServices Trading
Nature of Business ConsultancyOthers_____________________________

Client Category Value chain

Commercial
participant
Noncommercial participantExporterImporterHedger
participant Financial participantTraderArbitragerOther
Is the Client Politically Exposed Person (PEP) or Related to a PEP

PEP Related to PEP Not a PEP / RPEP

F. PAST ACTIONS
Details of any action / proceedings initiated / pending / taken by SEBI / Exchanges / any other authority against the
applicant / constituent or its Partners / promoters / whole time directors /authorized persons in charge of dealing in
securities / commodities during the last 3 years:
No If yes, please specify

G. GST REGISTRATION DETAILS

Registration No Validity Date Name of the State

GSTIN No: DD / MM / YYYY

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the
original signature

Ver: 3.7 6
 Classified as Internal
H. DEALING THROUGH OTHER STOCK BROKERS
If Yes, please specify whether dealing with any other stock broker (if case dealing with multiple stock brokers,
provide details of all)
Name of Stock Broker
Name of Exchange Client Code (as given by other broker)
Details of disputes/dues pending from/to such stock broker:

I. INTRODUCER DETAILS
Status of Introducer AP Employee Existing Client Others (Specify):
Introducer Name: AP/Emp/Client Code:
Address:

Mobile No:

TH

Signature of the Introducer

I. CLIENT DECLARATION
1. I/We confirm having read/been explained and understood the contents of the document on policy and
procedures of the stock broker and the tariff sheet.

2. I/We further confirm having read and understood the contents of the ‘Rights and Obligations’ document(s)
and ‘Risk Disclosure Document’. I/We do hereby agree to be bound by such provisions as outlined in these
documents. I/We have also been informed that the standard set of documents has been displayed for
Information on stock broker’s designated website, if any.

FH SH TH

(First/Sole Holder Signature) (Second Holder Signature) (Third Holder Signature)

Ver: 3.7 7
 Classified as Internal
Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature

Trading cum Demat Tariff for Individual- Premier Plan

BSDA category Non BSDA category
Holding Value Holding Value more than Rs.
upto Rs. 4,00,000/ and upto Rs.
4,00,000/- 10,00,000/-
Free for 1 year Free for 1 year INR 60 per
DP AMC Charges Nil From 2nd year – 100/- p.a + quarter for Non-BSDA accounts
Taxes. from 2nd year onwards.
INR 20 or 0.1% INR 20 or 0.1% whichever is INR 20 or 0.1% whichever is
whichever is lower per lower per executed order lower per executed order
executed order (minimum brokerage of INR 2 (minimum brokerage of INR 2
(minimum brokerage of will be levied) will be levied)
INR 2
Equity Delivery will be levied)
Intra-day INR 20 or 0.03% INR 20 or 0.03% INR 20 or 0.03%
whichever is lower per whichever is lower per whichever is lower per
executed order executed order executed order
Futures, Options, Commodity, INR 20 per executed order INR 20 per executed order INR 20 per executed order
Currency
Call and Trade Charges Rs. 20 Rs. 20 Rs. 20
Transaction charges for sell
(Debit) & Inter-settlement
Rs. 20 Rs. 20 Rs. 20
Debit per transaction ( Refer
Note No. 6 a )
Auto square off charges Rs. 20 Rs. 20 Rs. 20
Pledge / Unpledge Creation/ Rs. 20 Rs. 20 Rs. 20
Closure/ Invocation ( Refer Note
No. 6 b )
Demat/Remat (Per Certificate)
Additional DIS requisition
Additional Rs. 50 Rs. 50 Rs. 50
Statement Physical Contract
Note
Cheque Bounce Charges Rs. 350 Rs. 350 Rs. 350

Delay Payment Charges

1.5 % Per month
(DPC) on outstanding bill 1.5 % Per month (levied every 15 1.5 % Per month (levied every 15
(levied every 15 days)
amount if not paid within days) for normal trades. days) for normal trades.
for normal trades.
due date
14.99% per annum (Levied every 14.99% per annum (Levied every
Interest on outstanding dues 14.99% per annum 15 days) 15 days)
under Margin Trading Facility (Levied every
(MTF) 15 days)

Notes :
1. Brokerage is levied per executed order across all segments Brokerage is also charged on expired, exercised and
assigned options contract. Brokerage levied to your trading account is subject to the maximum rates prescribed by
the regulator (s) from time to time.
2. Stamp Duty, GST, Education Cess & Statutory Levies will be charged as applicable. Details of such charges are
provided here https://www.angelone.in/exchange-transaction-charges. The said levies are subject to statutory and
regulatory changes, as notified by the Government/Regulators/Exchanges from time to time.
3. Above tariff is subject to change. Price Changes, if any, (other than statutory/regulatory price changes as stipulated
in Point 2. above) will be notified 30 (thirty) days in advance.

4. For availing "Easiest" facility of CDSL, the charges as levied by CDSL would be collected from client at actuals

5. In case of BSDA, if there are no transactions in any quarter, no transaction statement will be sent for that quarter.

6. a) Depository Participant Charges: Rs 20 + GST, split as below

Male: INR 3.5 (CDSL) + INR 16.5 (Angel One
Charge) Female: INR 3.25 (CDSL) + INR 16.75
(Angel One Charge) b) Pledge / Unpledge
Charges:
Margin pledge/unpledge/invoke: INR 20 + GST, split as below:
INR 5 (CDSL) + INR 15 (Angel One Charge) + GST
MTF pledge/unpledge/invoke: INR 20 + GST split
as below: INR 12 (CDSL) + INR 8 (Angel One
Charge) + GST
CUSPA pledge/unpledge/invoke: INR 20 + GST split
as below: INR 5 (CDSL) + INR 15 (Angel One Charge)
+ GST
7. BSDA facility is subject to approval from CDSL. You will be eligible for BSDA subject to following conditions:
a) The individual has or proposes to have only one demat account where he/she is the sole or first holder.
b) The individual shall have only one BSDA in his/her name across all depositories
c) Value of securities held in the demat account shall not exceed 10 Lakhs for debt and other than debt securities combined at
Ver: 3.7 8
 Classified as Internal
any point of time.
8. If you do not wish to avail BSDA facilities, you will have to specifically provide your consent on
support@angelone.in by way of email from your registered e-mail ID to avail the facility of regular demat
account.
9. Interest on Cash Collateral Margin Shortfall - 12.5% per annum chargeable every 15 days.

FH SH TH

(First/Sole Holder Signature) (Second Holder Signature) (Third Holder Signature)

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature

PLEASE TICK WHICHEVER IS APPLICABLE

A. CLIENT DECLARATION - OPEN INTEREST
POSITION
I/
b
We, the undersigned, have taken cognizance of
y
circulars issued SEBI / Commodity Exchanges from person is a partner / director I karta I trustee, takes or
g
time to time on the idelines for calculation of net holds any position in any commodity forward contract I
u
open positions permitted in any mmodity and I/we commodity derivative on Exchanges through or through
c
hereby undertake to comply with the same. any other member (s) or Exchanges, to enable you to
o
We hereby declare and undertake that I/ we will not restrict our position limit as prescribed by the above
I/
exceed the sition limits prescribed from time to time referred circular of Exchanges as modified from time to
p
by Commodity changes or SEBI and such position time.
o
limits will be calculated in I / We confirm that you have agreed to enter order in
E
cordance with the circulars on position limits as modified commodity forward contracts I commodity derivatives for
x
from me / us as your clients on Commodity Exchanges only on
a
me to time. the basis of our above assurances and undertaking.
c
We undertake to inform you and keep you informed if I/We further undertake to bear any
ti
I / any of r partners / directors I karta I trustee or any liable/penalty/charges levied by Commodity
I/
of the partnership ms/companies / HUFs / Trusts in Exchanges/SEBI.
o
which I or any of above such
u
fir
B. CONSENT TO INSTRUCTION TO MAINTAIN RUNNING ACCOUNT (VOLUNTARY)
tention statement –Clause -- I / We request you to
R maintain
e y/our accounts for funds on running accounts basis
or towards other unbilled services and/or charges
m instead of l to bill' settlement basis, unless I/we
applicable on my account, while settling the accounts.
'bil specifically request you
for a payout of available free funds in the account. You
I / We understand and agree that no interest will be
thmay settle e accounts at Monthly/Quarterly (as opted
payable on the amount of funds retained by you as
o in the account
above. The standing instruction/authorization for
p ening form) or at such other intervals as SEBI/
maintaining my/our account as running account shall
s Exchanges may
remain valid until revoked in writing, addressed to you.
p ecify from time to time. I / We further authorize you to
furetain nds as may be permitted by Exchanges/SEBI
from time to time
C. CONSENT FOR ELECTRONIC CONTRACT NOTE (ECN) - DECLARATION (VOLUNTARY)
I, ________________________________________________________________________________, Client Code
_______________
PAN ___________ , Registered with you as a client of NSE, BSE, MSEI, Multi Commodity Exchange of India
Ltd (MCX), and/or National Commodity & Derivative Exchange Ltd (NCDEX), undertake as follows:
• I am aware that the Member has to provide physical contract note in respect of all the trades
placed by me unless I myself want the same in the electronic form.
• I am aware that the Member has to provide electronic contract note for my convenience on my
request only.
• Though the Member is required to deliver physical contract note, I find that it is inconvenient for
me to receive physical contract notes. Therefore, I am voluntarily requesting for delivery of electronic
contract note pertaining to all
trades carried out/ordered by me.
• I have access to a computer and am a regular internet user, having sufficient knowledge of
handling the email operations.

Ver: 3.7 9
 Classified as Internal
• My email id is _____________________ (the email id must be written in own handwriting). This has
been created by me and not by someone else.
• I am aware that this declaration form should be in English or in any other Indian language known to
me.
• In the event of the Contract notes (ECN) not received by me/us in electronic mode due to the mail
bouncing/failure of email servers, loss of connectivity etc. I/we agree to acknowledge the receipt of
Contract Notes in physical mode, provided such Contract Notes are received by me/us within the time
specified by regulatory authorities. In case you do not receive intimation of the mail bouncing, the same
will be construed as my/our confirmation to the receipt of Contract Notes (ECN) in electronic mode and
you will not be required to send the Contract Notes in physical mode. In this connection, I/we hereby
confirm that I/we am/are agreeable to receive Contract Notes in digital mode on my/our under
mentioned email id.
I/We understand that I/we am/are required to intimate any changes in the e mail id mentioned above
needs to be communicated by me/us.
[The above declaration has been read and understood by me. I am aware of the risk involved in
dispensing with the physical contract note, and do hereby take full responsibility for the same]

Verification of the client signature done by,

FH
Client

Signature
Authorised Signatory
of MemberDate: DD/MM/YY
Designation: Place:
Date: DD/MM/YY
Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature
Most Important Terms and Conditions (For non-custodial settled trading accounts)

1. Your trading account has a “Unique Client Code” (UCC), different from your demat account number.
Do not allow anyone (including your own stock broker, their representatives and dealers) to trade in
your trading account on their own without taking specific instruction from you for your trades. Do not
share your internet/ mobile trading login credentials with anyone else.

2. You are required to place collaterals as margins with the stock broker before you trade. The
collateral can either be in the form of funds transfer into specified stock broker bank accounts or margin
pledge of securities from your demat account. The bank accounts are listed on the stock broker website.
Please do not transfer funds into any other account. The stock broker is not permitted to accept any
cash from you.

3. The stock broker’s Risk Management Policy provides details about how the trading limits will be
given to you, and the tariff sheet provides the charges that the stock broker will levy on you.

4. All securities purchased by you will be transferred to your demat account within one working day of
the payout. In case of securities purchased but not fully paid by you, the transfer of the same may be
subject to limited period pledge i.e. seven trading days after the pay-out (CUSPA pledge) created in
favor of the stock broker. You can view your demat account balances directly at the website of the
Depositories after creating a login.

5. The stock broker is obligated to deposit all funds received from you with any of the Clearing
Corporations duly allocated in your name. The stock broker is further mandated to return excess funds
as per applicable norms to you at the time of quarterly/ monthly settlement. You can view the amounts
allocated to you directly at the website of the Clearing Corporation(s).

6. You will get a contract note from the stock broker within 24 hours of the trade.

7. You may give a one-time Demat Debit and Pledge Instruction (DDPI) authority to your stock broker
for limited access to your demat account, including transferring securities, which are sold in your
account for pay-in.

Ver: 3.7 10
 Classified as Internal
8. The stock broker is expected to know your financial status and monitor your accounts accordingly.
Do share all financial information (e.g. income, networth, etc.) with the stock broker as and when
requested for. Kindly also keep your email Id and mobile phone details with the stock broker always
updated.

9. In case of disputes with the stock broker, you can raise a grievance on the dedicated investor
grievance ID of the stock broker. You can also approach the stock exchanges and/or SEBI directly.

10. Any assured/guaranteed/fixed returns schemes or any other schemes of similar nature are
prohibited by law. You will not have any protection/recourse from SEBI/stock exchanges for participation
in such schemes.

FH SH TH

(First/Sole Holder Signature) (Second Holder Signature) (Third Holder

Signature)
Date: DD / MM / YYYY
Place: ___________________________

Ver: 3.7 11
 Classified as Internal
Policy on Handling of Good Till Cancelled Orders of Client.

The GTT feature allows you to place a limit order, at the limit price selected by you (the order price) and a
trigger price (the trigger price), only when the trigger price is met, your GTT order will be sent to the
Exchange for execution at the order price. In case the order is triggered on any day and the order price is
not exactly met, all such orders will be automatically cancelled and removed from the GTT queue at Angel
One Limited at the end of trading session on the same day. All GTT orders triggered and sent to the
Exchange, if not executed for any other reasons on the same day, will also be automatically cancelled.
You will need to place the same GTT orders again.

• All GTT orders that do not meet the trigger price in 365 days shall be cancelled. 365 days shall be
counted as consecutive calendar days from the date of placing the orders

• In case there is a change in exchange series or any corporate actions, such as; splits, bonuses,
dividends, merger, reverse mergers, amalgamations, takeover, delisting, rights issue, etc. where
there is a significant impact/change in the scrip price, the GTT will be cancelled at the sole
discretion of Angel, one day prior to the Ex-date of such corporate action effect taking place on
the stock price

• We shall also provide an intimation to the clients about the upcoming corporate actions at least 5
days prior to the Ex- date of corporate action.

FH SH TH

(First/Sole Holder Signature) (Second Holder Signature) (Third Holder

Signature)

Place: ___________________________ Date: DD / MM / YYYY

Ver: 3.7 9

VOLUNTARY TERMS AND CONDITIONS (EQUITY & COMMODITY)

Whereas the client intends to open securities / commodities trading any other party disseminating any market data, message
or accounts with Angel One Ltd., (hereinafter referred as Angel) for the information through the Website of Angel or in any other
media shall purpose of trading in Capital Market Segment, Futures & Options and be liable for: (a) Any inaccuracy, error,
omission or delay in the Currency Derivative Segments and Commodities Futures & Options of transmission or delivery of any
such data, information or message, or the National Stock Exchange of India Ltd., the Bombay Stock Exchange (b) Any loss
or damage arising from or occasioned by (i) Any such Ltd., the Metropolitan Stock Exchange of India Limited, Multi inaccuracy,
error, delay or omission, (ii) Nonperformance, or (iii)
Commodity Exchange, National Commodity & Derivatives Exchange Interruption in making available any such data, information
or
Limited and Mutual Fund transactions Facilities offered by Stock message, due to either any act or omission by Angel or
any Exchange and whereas for the purpose of more fully and conveniently disseminating party or to any "force majeure"
(e.g. flood, availing of the services agreed to be provided by Angel and also the extraordinary weather condition, earthquake or
other act of nature, additional services that may be made available by Angel from time to fire, war, insurrection, riot,
labour dispute/unrest, accident, action of time, the Client, on its own free will and volition, agrees to accept and be government,
communications or power failure, equipment or bound by the following terms and conditions. The Client understands
software malfunction) or any other cause beyond the reasonable that these terms and conditions are voluntary i.e, non-
mandatory in control of Angel or any disseminating party. nature but on their acceptance, these shall constitute the contract
between the parties and bind them fully and be enforceable by each 6. Manner/Mode of placing orders/instructions &
Nonexecution/
party against the other. delay/cancellation of Orders: The Client may communicate orders
and other instructions to Angel or the subbroker/ authorised person
1. Authorization to debit additional charges with regard to Trading and as the case may be over phone at the designated contact
telephone Demat Account: Without prejudice to the other rights and obligations number, or in writing, or through
designated email, or by personally of the parties, the client understands and agrees that Angel may levy visiting the
designated office. The client hereby agrees that Angel or additional charges including Annual Maintenance Charges and all the
Exchanges shall not be liable for non execution or partial transaction charges with respect to Clients Demat account / Counter
execution of any orders caused due to suspension, interruption, or Demat account for any service rendered by Angel
and as may be malfunctioning of the online as well as offline trading services, required by the Client, and recover from the
Client all reasonable disruptions or congestion of communication net works, hardware or costs, as may be incidental or
consequential for rendering the said software problems, or failure of the electronic trading beyond the services. The said
charges will be debited to the clients ledger control of Angel or the Exchange.
 Classified as Internal
account with AngelOne.
7. Client not to act on representations of agents, employees:
Client is 2. Lien: All securities, commodities funds and/or properties (Any assets aware that Angel has not authorized any
agents, representatives, available with Angel) of the Client as may be permitted by the employees or other persons to make
any representation, or to give Exchange(s) from time to time to be placed with Angel shall be subject any promise,
assurance, warranty, undertaking or commitment as to to a lien for the payments or fulfillment of all undischarged liabilities
return on investment of the Client whether in writing or otherwise on and obligations of the Client in relation to its
transactions or owing to behalf of Angel. any of the group companies of Angel. Angel shall be entitled to
withhold such securities, commodities, funds and/or property of the 8. Recording of Conversation: The client is aware and
agrees that Angel Client as security towards any such un-discharged liabilities or may tape record the conversation
between the client/client's obligation of the Client and to sell and/or appropriate to itself all such representative and Angel,
whether over the telephone or in person, as securities, commodities, funds or properties at its sole discretion & at per
applicable laws, rules and regulations of SEBI / Exchanges. Angel any point of time, without notice to client.may produce before
competent authorities, voluntarily or on such production being required by such authorities, recorded conversation 3.
Authorization for delivering / pledging shares: The client understands or transcript thereof or both as valid evidence of the
content of the and agrees that Angel may deliver to the Exchange any securities held conversation so recorded. by it on
behalf of the client to discharge settlement obligations in
respect of securities sold by the client or pledge the same with the 9. Confidentiality of Client Details: Angel may disclose the
client clearing house of the recognized stock exchange in any segment information to any person /entity as required
under the law or to any where the Client is registered for trading for the purpose of providing broker's Association or
organisations in case of dispute in order to margin for the trading positions contracted or to be contracted by the take
informed decision. The Client hereby agrees and give its
Client or with any scheduled commercial bank, Non-Banking Financial consents for the disclosure by Angel to any
person or entity including Institution or other financial institution for raising funds to the extent but not limited to any
independent third parties or any entities of account of the client carries debit balance but without any obligation Angel Group,
whether within or outside India, or credit bureau of any on its part to so raise funds by pledging the securities and without
information and data relating to Client or relating to Client's trading prejudice to the right of Angel to enforce, at its
option, the collateral account with Angel for the purposes of or in connection with, any security in the securities to recover
the debit balance at any time. present or proposed initiatives, including but not limited to any marketing or cross sell
initiatives, business proposals, activities,
4. Authorization for Inter segment fund balance transfer and stock facilities or services availed of or to be availed, by Client
in future. transfers: The client hereby authorizes Angel to transfer its
debit/credit balances in the ledger account arising during the course 10.The client agrees that Angel may appoint
agents, credit bureau of trades in any segment including commodities segment to its ledger for carrying out the
acts mentioned in or in relation to rendering account in any other segment including commodities segment or to
its services and hereby consent to share his account related transfer any stock purchased/lying in its account in any
segment information, reports issued by such credit bureau to any such including commodities segment to its
account in any other segment parties for various Regulatory and other purposes. as often as may be required.
The transfers may be completed by
passing journal entries in the books of Angel.
11. Disclosure as to Proprietary Trades by Angel: Angel
may carry out proprietary trades in addition to trades on
behalf of its Clients.
5. Disclaimer: The Client understands and agrees that neither Angel nor
Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature

12. Severance: In case any one or more of the terms and statements, documents or intimation including, but not
conditions contained in this document become limited to, Margin Statement, Statements of Funds and
invalid, illegal or unenforceable in any respect under Securities, margin and maintenance calls & other notices
any applicable law, the validity, legality and /communications document mandated by SEBI/Stock
enforceability of the remaining provisions contained Exchange/Depository in electronic mode either at the e-
herein shall not in any way be affected or impaired mail ID designated for delivery of ECN or to the mobile
thereby. number of the Client or both and, in case of non receipt
of bounced mail/non delivery of SMS notification, Angel
13. No Waiver: No forbearance, relaxation or inaction by shall be deemed to have fulfilled his obligation to deliver
any party to require from the other erformance or to the Client such documents. Discrepancies if any in
discharge of any obligation to be performed or documents should be brought to the notice of Angel
discharged by the other under this document shall in any within reasonable time from issuance failing which the
way affect, diminish, or prejudice the right of such party documents shall be deemed to be true and correct
to require of the other party at any time such record of transactions stated therein.
performance or discharge, or performance or discharge
of any other obligations under this document or be 17. Electronic Payment Gateway for Net Banking
considered to be a waiver of any rights, unless the Services: Angel may provide on its internet trading
waiver is specifically agreed in writing. website, without additional cost to the Client, access to
Electronic Payment Gateways provided by various banks
14. Notices: All notices or communications issued by for facilitating transfer of funds from Client's bank
Angel shall be served on the Client in any one or more or account to the account of the Client with Angel. Client
all of the following ways at the ordinary business address understands that Angel is only providing access to the

Ver: 3.7 13
 Classified as Internal

and/or ordinary place of residence and/or last known electronic fund transfer facility provided by the banker of
address of the client: the Client through Angel's website by means of an
interface and is not liable or responsible for the proper
14.1 (a) By ordinary post or (b) By registered post or (c) functioning or otherwise of the Gateway or for any
By express delivery post or (d) by SMS on registered transaction errors, losses, malfunctioning or hacking of
mobile or by telephonic call or (e) By affixing it on the the system by unscrupulous elements, frauds, and/or
door at the last known business or residential address or any incidental or consequential claims arising thereout.
(f) By oral communication to the party or on the last Client undertakes not to make Angel a party to any
known telephone number or on the recording machine of litigation, claim, dispute, difference or complaint that the
such number or (g) By advertising it in at least one Client may initiate in respect of, arising out of or in
rominent daily newspaper having circulation in the area connection with any transactions on the Gateway and
where the last known business or residential address of agrees that Angel’s liability shall at all time be limited to
the client is situated or (h) By publishing it on the website the amount actually received in its account by electronic
of Angel wherein secured log-id and password to Client is transfer from Client's account with the Bank.
provided or (i) By a notice posted on the notice board of
the Exchange if no address be known or (j) By electronic 18. Internet / Wireless Technology based Trading
mail or fax or (k) By hand delivery or By Courier or any facility:
other approved mode as may be allowed for
communication. 18.1. Angel offers Internet and mobile Trading facility for
transaction in securities on the concerned Exchanges
14.2 Notwithstanding anything stated above, including facilities for online application of IPO / FPO /
communication relating to orders, margins, maintenance NFO / Bond issues or any other issues of securities or
calls and other similar matters in the ordinary course of services to apply/purchase/redeem/ sale/buyback or
dealings between Angel and the Client may be made otherwise deal in the units of Mutual Funds (hereinafter
orally. referred to as "the Internet/wireless Trading system")
through Exchange approved software. The Client can
15. Electronic Contract Note (ECN): route its orders to Angel over the internet/mobile/laptop
with data card or any other devices which use internet
15.1 Client agree to receive contract notes in protocol for purchasing, selling and dealing in securities.
Electronic/Digital Form (ECN) authenticated by means of The Client may avail of such Trading facility provided by
a digital signature in lieu of Physical Contract notes Angel by complying with the formalities prescribed
through e-mail by authorizing Angel in this connection therefore.
and providing the e-mail address(es) at which the Client
wishes the ECN to be sent. 18.2. Non-usage of Internet/Wireless Trading Facility: If
the Client does not use the Internet/Wireless Trading
15.2 The Client shall access and verify the ECN and all Facility for a continuous period of 3 months or such
information contained therein, In case of discrepancy the other period as Angel may notify, the facility may be
Client, shall inform Angel either in writing or via E-mail deactivated without notice and the Client shall comply
within reasonable time of the receipt of the same. Angel with the prescribed formalities for reactivating the
shall also publish the Contract Note on the Web site facility. Trades can, however, be executed at all time by
www.angelone.in or on any other designated location placing orders off-line with the concerned branch of
specified by Angel from time to time. The Client will be Angel.
issued a login and password by which the Client can login
in to his account and view/save/print the ECN. Should the 18.3. The client understands and agrees that Angel has
Client experience any difficulty in opening the ECN, Angel different product of the Internet Trading /Wireless
may, on advice by the Client, make the Contract Note Trading softwares which have been approved by the
available by any other means (e-mail, electronic mail Exchanges and the client shall be allotted such product
attachment, or in the form of an available download from as may be chosen by him. The client also understands
the back office web site or by delivery of a hard copy). and agrees that depending on the trading activity of
Client's failure to advice Angel of such a difficulty shall
amount to valid delivery and viewing of the document by
the Client.

16. Electronic Transmission of other Documents: The

Client who have opted for ECN agrees that Angel may
transmit to the Client any
Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature

Ver: 3.7 14
 Classified as Internal

the client, Angel shall have the exclusive right and liberty to shall be submitted to arbitration for resolution in
change the product version allotted to the client and allot a accordance with the provisions of the Arbitration and
different product version of the Internet Trading/Wireless Conciliation Act, 1996 and the Byelaws and Regulations of
Trading facility. the concerned Exchange. Provided, however, that recourse
shall not be had to the arbitration, the grievance redressal
17.4. Orders of Client subject to review by Angel: The Client mechanisms or to the investor protection schemes of the of
agrees that the Angel may, on being suspicious of any of the Exchanges or SEBI where the claims, differences or
the transactions, review any order placed by a Client, disputes exclusively arise out of or relate to any contracts
which may cause delays in the processing of the Client's entered into; transactions carried out; schemes, leagues or
order or may result in rejection of such order.” competition joined; other arrangements or understandings
reached or relations established by the client with a group
18. Extra Ordinary Events and termination/suspension of concern or associate of the Stock Broker or any third parties
trading facility: Angel will not be liable for losses caused and to which the Byelaws, Rules and Regulations of the
directly or indirectly by government restriction, Exchange Exchange are not attracted and the Client understands and
rulings, suspension of trading, computer, communication, agrees that any application for invoking the
telephone or system failure, war, earthquakes, flood, arbitration/grievance redressal mechanisms or investor
accident, power failure, equipment or software malfunction, protection schemes of the Exchange in relation to any such
lack of connectivity, congestion or disruption of dispute, claims or differences shall be liable to be
communication net-work or links, software glitches or dismissed.
corruption, low processing speed, strikes or any other
conditions beyond Angel's control resulting in nonexecution, 22. Setting up of Exposure Limits:
partial or incomplete execution of orders and the resulting
financial loss, if any Angel may at any time terminate, 22.1. Angel may sanction trading limits to the Client based
discontinue or temporarily suspend trading facility provided on the margin lying to the credit of the Client in the form
to the Client in the event of any such extraordinary event of found / securities / bank guarantees / fixed deposit
occurring without giving prior notice to the Client. receipts. Angel at its sole direction may refused to accept
ant securities as collateral / margin. Angel shall from time
19. Amendments to the terms and conditions : Angel to time publish a list of securities which would be
reserves the right to amend the terms and conditions herein acceptable as collateral / margin. In setting exposure limits
contained by adding, deleting, modifying, or varying the for the Client, Angel shall be entitled to consider such
provisions thereof by giving 15 days’ notice to the Client factors as it may deem fit, including without limitation, the
( other than in respect of Stamp Duty, GST, Education Cess client’s risk profile, risk appetite, loss bearing capacity,
& Statutory Levies for which Angel shall provide a 30 (thirty) payment history, market volatility, risk management
days’ prior notice or such other period permitted under policy of Angel and such other purpose. Angel reserves
applicable law as detailed in this form). In the event where liberty to vary the trading / exposure limits of the Client
the client has not objected to revised terms and conditions depending upon its risk assessment from time to time
within 15 days of receiving such notification, the same shall having regard to the changes in any of the factors or
be binding on the client. The terms and conditions and market conditions bearing on the risk profile of the Client.
amendments made by Angel from time to time is available 22.2. Neither Angel, nor any affiliate of Angle nor their
on companies’ website https://www.angelone.in/ respective directors, officers, employees, agent shall any
circumstances be liable for any direct or indirect loss, cost,
20. Mutual Fund Service System Facility / BSE Star MF: liability, expense or damage (including without limitation
Client is registered with AngelOne and has executed Know all legal fees & expenses) arising from any variation or
Your Form and certain other documents for the purpose of reduction of exposure or turnover limits by Angel.
trading in securities market on the recognized Stock
Exchange (herein after referred as “Exchange”). Incase 23. Client to have a Mobile connection: Client agrees to have
client opts for the purpose of dealing in the units of Mutual a mobile connection as a pre-condition to opening &
Funds Schemes permitted to be dealt with on the SEBI maintaining the a/c with Angel & undertakes to notify
recognized Angel promptly whenever he/she/it obtains a new mobile
Stock Exchanges (Mutual Fund Transaction Facilities). Know connection in replacement of a mobile previously notified
Your Client details as submitted by the client for the stock to Angel.
broking shall be considered for the purpose of Mutual fund
transaction facilities and abide by the terms and conditions 24. Aggregation of open market positions of the Client by the
as mentioned in the circulars as may be specified by the exchange: Client agrees that if the Exchange directs /
Exchanges from time to time in this regard. Client shall also advise Angel to reduce the exposure of the Client in any
ensure compliance with the requirements as may be outstanding open interest in any contract, because the
specified from time to time by Securities and Exchange market exposure of the client in the contact, individually,
Board of India and Association of Mutual Funds of India or taken together with that of related parties, exceeds the
(AMFI). Client shall read & understand the contents of the maximum allowable open position prescribed by the
Scheme Information Document and Key Information Exchange for an individual client or for all clients of Angel
Memorandum, addendum issued regarding each Mutual in the contract, Angel May square off the open market
Fund Schemes with respect to which client choose to positions of the client in the contract as directed by the
subscribe / redeem. Client further agree to abide by the Exchange. client also agrees that, though Angel may on a
terms and conditions, rules and regulations of the Mutual best effort basis inform the client of the direction given by
Fund Schemes. Client confirm to have read & understood the Exchange, it is under no obligation to inform the client
the terms & conditions for using Mutual Fund transaction and/or obtain client’s consent prior to squaring of the
facility as stated in KYC handout (customer copy). Client is positions under this clause and all losses, if any, arising
aware that he/she can transact directly with the AMC from such squaring off shall be to the account of the client.
without recourse to Distributor's name at any time under
the folio(s) tagged with the Distributor's name /broker code. 25. Payment of Full Contract Value: Client agrees to pay Angel
The Client agrees and authorizes Angel as distributor of for all open buy positions, excepting both side option
mutual funds to communicate on his/her behalf with the contract positions, full contract value less the free surplus

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.7 15
 Classified as Internal

AMCs for financial and /or non-financial transactions fund of the client, if any, already with Angel, one day prior
including for receiving investment details from the AMC. to the commencement of the tender period for the
21. Parties agree that all claims, differences or disputes respective contract, and If that day is a bank holiday, on
between them, arising out of or in relation to this the
mandatory and voluntary client / registration document, any
dealings and transactions made subject to the Bye laws,
Rules and Regulations of the Exchanges

day immediately preceding that day which is bank working day. If the time. Client makes a default in making payment as
above, Angel at its discretion may square off all or part of the open positions of the In case the Authorised person is Mutual
Funds certified, hereinafter Client and all and any losses arising thereout shall be to the account referred to as Independent
Financial Provider
of the client. for Mutual Fund (“IFPMF”), I/We hereby authorize Angel One Limited to grant access and/or permit the IFPMF to
view all trades and
26. Execute / Self / Wash / Match trades: Orders of buy and sell placed at transactions carried out through my/our account and
share details of such rates and which such time intervals / frequencies, and such trades and transactions to enable the IFPMF
to track my/our particularly in contracts considered illiquid, may be rejected or investments and provide necessary assistance
accordingly. cancelled by Angel without prejudice to its other rights to impose penalty on the client and/or deregister the
client. Angel may also 28. The Client hereby agrees and provides Angel and its group companies report such instances to the
Exchange or the Regulator for its unconditional and express consent to use, access, disclose to, appropriate action at their
end. store and share with any third parties the information (whether sensitive, personal, proprietary or otherwise) provided by
the Client
27. Use of services of Authorised Person : whether for processing, storage or any other purposes as deemed fit by Angel and its
group companies, including, for the purposes of
I/We hereby authorize Angel One Limited to disclose details of providing services by Angel Group. In the event, the Client wishes
to my/our account as mentioned in the account opening form, revoke the consent to use/store/process the said information, in
supporting documents submitted therewith and/or any other part or in full, it shall provide a prior written notice for such
withdrawal information pertaining to my/our account including the of consent to support@angelone.in pursuant to which Angel
and / or
trades/transactions carried out through my/our account to the its group companies, as the case maybe, shall stop Authorised
Person or such agents by whatever name they are called using/processing/retaining such information within prescribed by
affiliated to Angel One Limited. timelines as per applicable laws. Notwithstanding anything to the contrary contained here in
above, Angel and / or its group companies
For the purpose of the aforesaid Clause Authorised Person shall shall however retain the right to store such information or provide
the mean any Company/Person and/or its employees appointed by Angel information to any
regulatory/statutory/judicial/government
One Limited in this regard; body/exchange as the case maybe, as per the applicable laws.

In case the Authorised Person registered with the Exchange,

I/We hereby authorize Angel One Limited to grant access
and/or permit the Authorised Person all the rights as
governed by the existing regulatory provisions including
any changes issued from time to

I/We hereby state & confirm that I have read & understood the terms & conditions as mentioned above & agree to abide
by the same.

RIGHTS AND OBLIGATIONS RELATING TO MARGIN TRADING FACILITY

PROVIDED
TO CLIENTS (VOLUNTARY)

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.7 16
 Classified as Internal

1. Angel is permitted to extend MTF to the clients on such terms and website from time to time.
conditions as specified by the Stock Exchanges / SEBI from time to time and as mutually agreed by and between Angel
and the Clients. 3. Initial margin, increased margin, margin shortage, margin calls, This Rights and Obligation
comprises the terms and conditions maximum allowable exposure, maximum stock specific exposure, applicable to
MTF and Angel and clients shall abide by the same and trade confirmation, square off intimation and such other any
other requirements of the margin trading framework, including information in relation to MTF shall be communicated to
the Clients other rights and obligations, if any, prescribed by the Stock electronically through one or many or all of the
following modes, viz Exchange/ SEBI/ Angel form time to time. Angel reserves the right email, SMS, WhatsApp, mobile
notifications, and additionally to amend the terms and conditions herein contained by adding, through telephone calls.
deleting, modifying, or varying the provisions thereof by giving 15 days’ notice to the Client ( other than in respect of
Stamp Duty, GST, 4. In order to avail of margin facility, the minimum initial margin Education Cess & Statutory Levies
for which Angel shall provide a 30 required to be provided by the Clients, as prescribed by SEBI/Stock (thirty) days’
prior notice or such other period permitted under Exchanges, is as under: VaR + 3 times of applicable ELM in case of F
applicable law as detailed in this form). In the event where the client & O Stocks (i.e., stocks available for trading in the
F&O Segment. has not objected to revised terms and conditions within 15 days of VaR + 5 times of applicable ELM in
case of stocks other than F & O receiving such notification, the same shall be binding on the client. Stocks. VaR and
ELM shall mean VaR and ELM as applicable to The terms and conditions and amendments made by Angel from
respective stocks in the cash segment.
time to time is available on companies’ website www.angelone.in .
5. Client shall be required to provide the minimum initial margin as
2. Equity Shares that are classified as 'Group I Security” by SEBI only applicable for a particular stock to buy that stock
under MTF. The shall be eligible for MTF. Angel, at its discretion, may not provide margin shall never be lower than that
prescribed by the Stock funding under MTF to certain equity shares though classified to be Exchange/SEBI. However,
Angel shall have the right to demand a “Group I Security” by SEBI. Equity shares shortlisted by Angel for higher initial
margin than the margin prescribed by SEBI/Stock funding (Approved List) shall be as displayed on Angel's trading
Exchanges.

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.7 17
 Classified as Internal
6. Subject to the initial margin as aforesaid, Angel may, at 14. If a client is debarred by orders of lawful authority
its sole and absolute discretion, revise and increase from trading in the securities market, Angel shall
from time to time the margin required for any stock liquidate collateral and funded shares of the client to
permitted to be traded under MTF. Where client has recover its dues to the full extent forthwith.
exposure in the stock in respect of which margin has
been revised but does not already have sufficient credit 15. Stock broker make amendments in RMS policy at
in the account to meet increase in margin, Client shall any time but give effect to such policy after the
pay margin found short within the time prescribed for amendments are duly communicated to the clients
making margin payment. registered under the Margin Trading Facility.

7. Applicable minimum initial margin, increased margin, 16. Any transaction to be considered for exposure to
margin shortfall, if any, can be paid in the form of cash, MTF shall be determined as per the policy of the broker
cash equivalent, or Group I equity shares with provided that such determination shall happen not later
appropriate hair cut as s p e c i f i e d i n S E B I M a s t e than T + 1 day.
r C i r c u l a r N o . SEBI/HO/MRD/DP/CIR/P/2016/135,
DTD. 6/12/2016. Client shall have the right to change 17. Angel reserves the right to withdraw MTF with
collateral securities provided under the MTF with other respect to any Client without assigning any reason after
collateral securities provided that such other collateral giving a reasonable notice to the Client in which case
securities are approved and sufficient to meet the dues if any outstanding in the account of the Client shall
margin required. become payable immediately. Failure to make payment
of the outstanding dues shall result in liquidation of
8. Margin requirement on shares purchased under MTF collateral and/or funded shares held in Client's account.
shall be computed by grossing applicable margin
i.e.,minimum initial margin plus increased margin, if 18. Client may terminate the MTF account after paying
any, on each stock and shortage all dues in the MTF account.
computed accordingly by deducting available margin from
gross margin. Collateral shares and shares purchased 19. Amendments to the terms and conditions : Angel
under MTF (Funded reserves the right to amend the terms and conditions
Shares) shall be marked to market daily for the purpose herein contained by adding, deleting, modifying, or
of computing the margin/shortage of margin. varying the provisions thereof by giving 15 days’ notice
to the Client ( other than in respect of Stamp Duty, GST,
9. Applicable minimum initial margin and increased Education Cess & Statutory Levies for which Angel shall
margin, if any, shall be kept supplied at all times by the provide a 30 (thirty) days’ prior notice or such other
clients in respect of the stocks purchased under the MTF. period permitted under applicable law as detailed in this
Client shall pay any shortage in the required margin form). In the event where the client has not objected to
immediately on receiving demand (margin call) and in revised terms and conditions within 15 days of receiving
any case not exceeding 5 working days from the day of such notification, the same shall be binding on the
making margin call failing which Angel shall be at liberty client. The terms and conditions and amendments made
to liquidate the funded shares and/or collateral shares to by Angel from time to time is available on companies’
recover the dues outstanding in the account of the website www.angelone.in
Clients. Priority of shares to be liquidated shall depend
on the parameters set forth in the Risk Management 20. The stocks deposited as margin collateral and
policy of the company as applicable from time to time. funded stock shall be identifiable separately and no
In case of extreme volatility in the market, Angel may comingling shall be permitted for the purpose of
demand payment of margin forthwith and prescribed computing funding amount.
time for making margin payment shall be construed
accordingly. Decision of Angel in relation to market 21. The MTF facility may be withdrawn by the broker,
volatility shall be final and binding without Angel having in the event of client committing any breach of any
to provide any reason for the decision to the Client. terms or conditions therein or at anytime after due
intimation to client allowing such time to liquidate the
10. Client in margin default shall continue to be in MTF position as per the agreed liquidation terms without
margin default, until the required margin is furnished in assigning any reason. Similarly, client may opt to
full to eliminate the shortage. Partial payment of margin terminate the margin trading facility in the event of
or a change in the required margin shall not extend the broker committing any breach of any terms or
time stipulated for making margin payment which will conditions therein or for any other reason.
run from the time of making margin call to the Client.
22. In the event of termination of this arrangement,
11. In case margin is reduced by an amount equal to the client shall forthwith settle the dues of the Stock
applicable ELM component of the total margin due to Broker. The Stock Broker shall be entitled to immediately
market volatility within a trading day (i.e., available adjust the Margin Amount against the dues of the client,
margin becomes equal to or less than applicable VAR and the client hereby authorizes the Stock Broker to
margin), Angel reserves the right to liquidate the make such adjustment.
collaterals and/or funded shares forthwith without prior
notice to the client. 23. Angel shall restrict the maximum gross exposure
as well as individual stock-wise exposure of a client
12. MTF Clients purchasing shares not specified in Angel under the MTF at any point in time according to its
Approved List of Group 1 securities shall be required to internal policies and market views
100% margin upfront for such purchases. without assigning any reasons to the client. Furnishing
applicable margin shall not by itself entitle the client to
13. Client shall inform the broker of its intent to shift the

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.7 18
 Classified as Internal
seek exposure beyond the limit restricted by Angel.
identified transaction under Margin Trading Facility
within the time lines specified by the broker failing 24. Admitting clients for MTF shall be at the discretion
which the transaction will be treated under the normal of the Stock Broker/Trading Member. Clients request for
trading facility. admission to MTF may be disallowed without assigning
any reason.

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.7 19
 Classified as Internal

32. The Rights and Obligations prescribed here in a bove shall be read in
25. By agreeing to avail of MTF, the client shall be deemed to have conjunction with the rights and obligations as
prescribed under authorized Angel to retain and/or pledge the shares purchased SEBI circular No. CIR/ MIRSD/ 16/ 2011
d a t e d A u g u s t 2 2 , 2 0 11 , S E under MTF (funded shares) and collateral shares provided as margin B I C i r c u l a
r N o . CIR/MRD/DP/54/2017 Dtd. June 13, 2017, the till the amount due in respect of the purchase and all other dues
are Circulars relating to MTF issued by the respective Stock Exchanges, paid in full by the Client. any modifications
thereto from time to time and the Policies and
Procedures prescribed by Angel and the terms and conditions of
26. All outstanding dues under MTF shall carry interest upto @14.99% client's agreement with Angel. In case of any
inconsistencies p.a, compounded at fortnightly rest. between the Rights and Obligations herein and the provisions in
the aforesaid SEBI and/or Stock Exchange Circulars, the later shall
27. Client shall be free to take the delivery of the securities at any time prevail to the extent of such
inconsistencies.
by repaying the amounts that was paid by the Stock Broker to the
Exchange towards securities after paying all dues. 33. MTF account where there is no transaction under MTF for more than
90 days shall be settled immediately on expiry of said 90 days
28. Until full payment of the outstanding dues in the MTF A/c is made by provided there are no dues outstanding in
the MTF account. Dues if the Client, collateral shares and funded shares, as far as may be any outstanding in the
normal trading account shall be first adjusted required, shall be retained in the Demat A/c of Angel, separately against
the settlement amount and the remainder shall be paid to identified as collateral shares and funded shares. the Client.

29. Daily margin statement sent to the MTF clients shall identify 34.The Client hereby agrees, acknowledges and
undertakes that it shall margin/collateral for MTF transaction separately. comply with the guidelines issued by SEBI/
Depository for BSDA facility from time to time. The Client agrees that in the event the
30. Angel shall declare and communicate to the Client risk management demat account opened under BSDA facility
does not or fails to meet policies that it will follow with respect to MTF transactions. Angel the eligibility criteria for
BSDA facility as per the guidelines issued may amend the policies from time to time by SEBI/Exchanges or any such
authority at any point of time, the according to its risk perceptions and inform the Clients of the BSDA account under
these terms and conditions will be converted amendments made. to a regular demat account without further
references to the Client and such account shall be levied charges as applicable to regular
31. Any disputes arising between the client and Angel in connection with accounts as informed by the Depository
Participant. The Client shall the margin trading facility shall be resolved through the investor have no claims against
Angel for such action due to Client’s failure to grievance redressal mechanism and/or arbitration mechanism of meet
such eligibility criteria for availing BSDA facility. the stock exchanges as in the case of normal trades.

I would like to avail of Margin Trading Facility and agree to the above Rights & Obligation

FH
Client Signature

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.7 20
 Classified as Internal

BSE RIGHTS AND OBLIGATIONS RELATING TO MARGIN TRADING FACILITY

PROVIDED
BY STOCK BROKER/ TRADING MEMBER TO CLIENTS
1.Stock Broker/ Trading Member is eligible to provide Margin Trading 6.Stock Broker/ Trading Member shall provide
MTF only in respect of Facility (MTF) in accordance with SEBI & Exchange Guidelines as such shares, as may be
permitted by Stock Exchange/ SEBI. specified from time to time.
7.Stock Broker/ Trading Member shall liquidate the securities and
2.Stock Broker/ Trading Member desirous of extending MTF to their other collateral, if the client fails to meet the margin
call to comply clients is required to obtain prior permission of BSE. Stock with the margin requirement as specified by
Stock Exchange/ Broker/ Trading Member may note that BSE has the right to SEBI/ Stock Broker/ Trading Member.
In this regard, Stock withdraw the permission at anytime. Broker/ Trading Member shall also list down situations/
conditions
in the which the securities may be liquidated (Stock Broker/
3.Stock Broker/ Trading Member shall extend the MTF to the client, Trading Member to list down situations/ conditions):
on such terms and conditions as specified by the Stock Exchange
/ SEBI from time to time. Stock Broker/ Trading Member and the 8.Stock Broker/ Trading Member shall not use the
funds of one client client shall abide by the requirements of the margin trading to provide MTF to another client,
even if the same is authorized by framework, including rights and obligations, as prescribed by the first client. Stock
Exchange/ SEBI/ Stock Broker/ Trading Member.
9.The stocks deposited as collateral with the Stock Broker/
Trading 4.Stock Broker/ Trading Member shall intimate all the terms and Member for availing margin trading facility
(Collaterals) and the conditions, including maximum allowable exposure, specific stock stocks purchased under the
margin trading facility (Funded
exposures etc., as well as the rights and obligations to the client stocks) shall be identifiable separately and no comingling
shall be
desirous of availing MTF. permitted for the purpose of computing funding amount

5.Stock Broker/ Trading Member may, at its sole and absolute 10.IPF shall not be available for transactions done
on the Stock discretion, increase the limit of initial and/or maintenance margin, Exchange, through MTF, in case of
any losses suffered in from time to time. The Client shall abide by such revision, and connection with the MTF
availed by the client. where there is an upward revision of such margin amount, he agrees to make up the shortfall
within such time as the Stock The rights and obligations prescribed hereinabove shall be read in Broker/ Trading
Member may permit. It may however, be noted conjunction with the rights and obligations as prescribed
under that the initial/ maintenance margins shall never be lower than SEBI circular no. CIR/ MIRSD/ 16/ 2011
dated August 22, 2011. that prescribed by Stock Exchange/ SEBI.
NSE RIGHTS AND OBLIGATIONS RELATING TO MARGIN TRADING FACILITY
PROVIDED
BY STOCK BROKER/ TRADING MEMBER TO CLIENTS

Ver: 3.7 21
 Classified as Internal

CLIENT RIGHTS 2. Client shall inform the broker of its intent to shift the identified
transaction under Margin Trading Facility within the
time lines 1. Client shall receive all communications in a mode mutually agreed specified by the broker failing
which the transaction will be between the broker and the client regarding confirmation of treated under the normal
trading facility orders/trades, margin calls, decision to liquidate the position /
security. 3. Client shall place the margin amounts as the Stock Broker may
specify to the client from time to time. 2. Client
shall be free to take the delivery of the securities at any time by repaying the amounts that was paid by the Stock
Broker to the 4. On receipt of ‘margin call’, the client shall make good such
Exchange towards securities after paying all dues. deficiency in the amount of margin placed with the Stock
Broker within such time as the Stock Broker may specify.
3.Client has a right to change the securities collateral offered for
Margin Trading Facility at any time so long as the securities so 5. By agreeing to avail Margin Trading Facility with the
broker, client offered are approved for margin trading facility. is deemed to have authorized the broker to retain
and/or pledge the securities provided as collateral or purchased under the
4.Client may close / terminate the Margin Trading Account at any Margin Trading Facility till the amount due in respect of
the said time after paying the dues. transaction including the dues to the broker is paid in full by the client.
CLIENT OBLIGATIONS
6. Client shall lodge protest or disagreement with any
transaction 1. Client shall, in writing in his own hand or in any irrefutable done under the margin trading facility
within the timelines as electronic method, agree to avail of Margin Trading Facility in may be agreed between
the client and broker. accordance with the terms and conditions of Margin Trading
Facility offered by the broker, method of communication for STOCK BROKER RIGHTS
confirmation of orders/trades, margin calls and calls for
liquidation of collateral/security/position. 1. Stock Broker and client may agree between themselves the terms
and condition including commercial terms if any before

Ver: 3.7 22
 Classified as Internal

commencement of MTF. place such margin; any such call shall clearly indicate the
additional/deficient margin to be made good. 2.
Stock broker may set up its own risk management policy that will be applicable to the transactions done under
the Margin Trading 9. Time period for liquidation of position/security shall be in
Facility. Stock broker may make amendments there to at any time accordance declared policy of the broker as
applicable to all MTF but give effect to such policy after the amendments are duly clients consistently.
However, the same should not be later than communicated to the clients registered under the Margin Trading 5
working (trading) days from the day of ‘margin call’. If securities
Facility. are liquidated, the contract note issued for such margin call
related transactions shall carry an asterisk or identifier that the
3. The broker has a right to retain and/or pledge the securities transaction has arisen out of margin call.
provided as collateral or the securities bought by the client under
the Margin Trading Facility. 10. The daily margin statements sent by broker to the client shall
identify the margin/collateral for Margin Trading
separately. 4. The broker may liquidate the securities if the client fails to meet the margin call made by the broker as
mutually agreed of 11. Margin Trading Accounts where there was no transactions for 90 liquidation terms but not
exceeding 5 working days from the day days shall be settled immediately.
of margin call.
12. The stocks deposited as collateral with the stock broker for
STOCK BROKER OBLIGATIONS availing margin trading facility (Collaterals) and the stocks
purchased under the margin trading facility (Funded
stocks) shall 1. Stock broker shall agree with the client the terms and condition be identifiable separately and there
shall not be any comingling before extending Margin Trading Facility to such client. However, for the purpose of
computing funding amount; for clients who already have existing trading relationship and want to avail of Margin Trading
Facility, stock broker may take consent 13. Stock Broker shall close/terminate the account of the client in writing in his
own hand or in any irrefutable electronic method forthwith upon receipt of such request from the client subject to after
stock broker has communicated the terms and conditions of the condition that the client has paid dues under
Margin Trading Margin Trading Facility to such existing clients. Facility.

2. The terms and conditions of Margin Trading Facility shall be TERMINATION OF

RELATIONSHIP identified separately, in a distinct section if given as a part of
account opening agreement. 1. The margin trading arrangement between the stock broker and
the client shall be terminated; if the Stock Exchange,
for any 3. The mode of communication of order confirmation, margin calls or reason, withdraws the margin
trading facility provided to the liquidation of position/security shall be as agreed between the Stock Broker or the
Stock Broker surrenders the facility or the broker and the client and shall be in writing in his own hand or in Stock
Broker ceases to be a member of the stock exchange. any irrefutable electronic method. Stock broker shall prescribe
and communicate its margin policies on haircuts/ VAR margins 2. The MTF facility may be withdrawn by the broker,
in the event of subject to minimum requirements specified by SEBI and client committing any breach of any terms
or conditions therein exchanges from time to time. or at anytime after due intimation to client allowing such
time to
liquidate the MTF position as per the agreed
liquidation terms 4. The Stock Broker shall monitor and review on a continuous basis without assigning any
reason. Similarly, client may opt to the client’s positions with regard to MTF. It is desirable that terminate the
margin trading facility in the event of broker appropriate alert mechanism is set up through which clients are
committing any breach of any terms or conditions therein or for alerted on possible breach of margin
requirements. any other reason.

5.Any transaction to be considered for exposure to MTF shall be 3. In the event of termination of this arrangement,
the client shall determined as per the policy of the broker provided that such forthwith settle the dues of the Stock
Broker. The Stock Broker
determination shall happen not later than T + 1 day. shall be entitled to immediately adjust the Margin Amount
against the dues of the client, and the client hereby authorizes
6.If the transaction is entered under margin trading account, there the Stock Broker to make such adjustment.
will not be any further confirmation that it is margin trading
transaction other than contract note. 4. After such adjustment, if any further amount is due from the
client to the Stock Broker, the client shall settle the same
7.In case the determination happens after the issuance of contract, forthwith. Upon full settlement of all the dues
of the client to the the broker shall issue appropriate records to communicate to Stock Broker, the Stock Broker shall
release the balance amount Client the change in status of transaction from Normal to Margin to the client.
trading and should include information like the original contract
number and the margin statement and the changed data. 5. If the client opts to terminate the margin trading
facility, broker shall forthwith return to the client all the
collaterals provided and
8.The Stock Broker shall make a ‘margin call’ requiring the client to funded securities retained on payment of all
the dues by clients.

Ver: 3.7 23
 Classified as Internal

I confirm that I have read and understood the Rights and Obligations related to Margin Trading Facility (MTF)
issued by Exchanges and will adhere to the same

FH
Client Signature

Ver: 3.7 24
Classified as Internal

Ver: 3.7 25
 Classified as Internal
Dat
e
Plac
* Signature of witness,h along
e name and address are the account holder affixes
mpression, instead of
wit
Nam required, if thumb i signature
e
Addres
s
Signatur
e
Residual securities: in case of multiple nominees, remaining after distribution of securities as per percentage of
shall be transferred to the first
allocation
nominee OFFICE USE
(To be filled by Depository) ONLY
Participant
DP 12033200, 12033201, 12033202, 12033203 &
Client
ID 12033204 ID
Nomination formed and registered vide Registration No.: __________________________________________
accept _____________________
I / We have received
read the Rights and Obligations document ns andandterms
agree
& to abide by and be bound
and
same and by theconditio
sBye by thegiven
as are in force from time to time. I / We declare
ulars that by me/us above are true and
Law
best of my/our e the
aspartic
on the date of making this application. to theagree
ertake
I/We to intimate the DP any change(s)
knowledg and
details / Particulars und
ioned by me / us in this form. I/We further in the that information given by me /
agree
misleading
ment
suppression of any anyinformation
rial false / dus
will render my account liable or
suitable
for
mate termination an action.

Seal/Stamp oftermediar
the
Signature of the sed In y
Authori Signatory

ACKNOWLEDGMENT
RECIEPT
APPLICATION Dat DD MM
NO e YY
We hereby acknowledge the receipt of the Account Opening and Nomination
Application
This nominationForm:shall supersede any prior nomination made by the account holder
(s), if any. -

Ver: 3.7 26
 Classified as Internal

DECLARATION FORM FOR OPTING OUT OF NOMINATION

Ver: 3.7 27
 Classified as Internal

To Date D D M M Y Y Y Y

Angel One Limited

601, 6th Floor, Ackruti Star, Central
Road, MIDC, Andheri East, Mumbai -
400093.

UCC/DP ID

Client ID (only for Demat

account)
Sole/First Holder Name

Second Holder Name

Third Holder Name

I / We hereby confirm that I / We do not wish to appoint any nominee(s) in my / our MF Folio/
demat account/ Trading account and understand the issues involved in non-appointment of
nominee(s) and further are aware that in case of death of all the account holder(s), my / our legal
heirs would need to submit all the requisite documents / information for claiming of assets held in
my / our MF Folio / Trading account / demat account, which may also include documents issued by
Court or other such competent authority, based on the value of assets held in the MF
Folio / demat account

Name and Signature of Holder(s)*

FH SH TH

(First/Sole Holder Signature

) (Second Holder Signature
) (Third Holder Signature
)

* Signature of witness, along with name and address are required, if the account
holder affixes thumb impression, instead of signature

Name

Address

Signature

Ver: 3.7 28
 Classified as Internal
POWER OF ATTORNEY - POA (VOLUNTARY) AS PER EQUITY
DULY STAMPED
TO ALL WHOM THESE PRESENTS SHALL COME I/we __________________________________, (name of the BO, with full address), Indian
inhabitant / Nonresident SEND GREETINGS.
Whereas I/we hold a Beneficiary account no. _____________________(BO-ID) with Central Depository Service (India) Limited, with Angel
One Ltd. (a Depository Participant registered with CDSL bearing DP-ID 12033201, 12033202, 12033203 & 12033204.
And Whereas I/we are registered as a client with Angel One Ltd. (trading member of Bombay Stock Exchange Ltd., National Stock
Exchange of India Ltd., Metropolitan Stock Exchange of India Ltd., National Commodity & Derivatives Exchange Ltd., and Multi
Commodity Exchange of India Ltd For dealing in the securities market)
NOW KNOW WE ALL AND THESE PRESENTS WITNESSTHAT I/We THE ABOVE NAMED DO HEREBY NOMINATE, CONSTUTE / AND
APPOINT M/s Angel One Ltd. As my/our true and lawful attorney (here in after referred to as the Attorney) for me/us and on my/our
behalf and in my/our name to do the following:
1. To apply for and subscribe, to on my/our instructions, to various products like Initial Public Offerings, Public Issues (shares as well
as debentures), Rights etc., including redemption where applicable, through online / offline platform and to perform, do,
undertake, discharge all incidental and ancillary, deeds, matters, things, functions and obligations in connection therewith.
2. I/we authorize my/our said Attorney to send me/us consolidated summary of scrip wise buy and sell positions, subscriptions to
IPOs, Mutual Funds and other products by way of short messaging services or e-mails whenever such transactions are carried out
on my/our behalf.
3. The said Attorney shall return to me/us the Securities that may have been received by it erroneously or that it was not entitled to
receive.
4. I/we do hereby ratify and confirm and agree to ratify and confirm whatsoever my/our said Attorney shall have lawfully done or
may lawfully do or cause to be done by virtue of or in exercise of any power hereby granted, given authorised or implied or
intended to be so granted, given or authorised and also all lawful acts, deeds, matters and things done by the said Attorney of the
nature mentioned above or incidental or relating thereto or arising there-from or deemed by my/our Attorney to be requisite or
expedient to be done or performed in exercise if any power herein.
5. I/we further agree and confirm that the powers and authorities conferred by this Power of Attorney shall continue to be good, valid
and effective until revoked by me/us in writing given to my Attorney and that the Power of Attorney shall not be affected by lapse
of time. This Power shall continue in full force and effect until my/our Attorney shall received written notice of revocation thereof,
signed by me/us; in the event of termination thereof my/our death, until my/our Attorney shall have received actual notice thereof,
and such revocation or termination shall in no way affect the validity of this Power of Attorney with reference to any transactions
initiated by my/our Attorney, prior to the actual receipt by the Attorney of the notice of such revocation or termination, as above.
Further, without prejudice to the generality of the aforesaid, such revocation of this Power of Attorney, in so far as any
transactions, settlement of which is pending on the date of receipt of notice of revocation by my/our Attorney is concerned, shall
become effective only after all pending obligations in respect of such transactions are settled on the respective settlement dates
and all dues owing by me/us in connection therewith have been fully paid by me/us to the Attorney. Further, such revocation of the
power and authority given to my/our Attorney hereby shall in no way affect the validity of any acts, deeds or things done or action
taken by my/our Attorney for discharging any of my/our settlement obligations in respect of any transactions settlement of which
is pending on the date of receipt of the notice of revocation by the Attorney.

FH SH TH

(First/Sole Holder Signature) (Second Holder Signature) (Third Holder Signature)

I/We accept (For Angel One Ltd.)

Signature of Witness: FW

Authorised Signature: _______________________

Name: _____________________________________________
Address: ___________________________________________ Date: _______________________

ANGEL ONE LIMITED 1203320006951435 NSE CDSL - NSE POOL ACCOUNT Payin & Payout Account

ANGEL ONE LIMITED 1203320008188083 NSESLB CDSL - SLBM POOL ACCOUNT Payin & Payout Account

ANGEL ONE LIMITED 1100001100017670 NSE NSE EARLY PAY IN Early Payin Account

ANGEL ONE LIMITED 1100002300001190 NSESLB SLBM EARLY PAY IN Early Payin Account

ANGEL ONE LIMITED 1203320186015090 NSE CDSL Client Unpaid Securities Pledge Account TM/CM CUSPA

ICICI BANK LIMITED IN30134820306643 NSE NSDL Client Unpaid Securities Pledge Account TM/CM CUSPA

ANGEL ONE LIMITED 1203320030135829 NSE CLIENT SECURITIES MARGIN FUNDING ACCOUNTMFT Pledge Account

ANGEL ONE LIMITED 1203320030135814 NSE CLIENT SECURITIES MARGIN PLEDGE ACCOUNTMargin Pledge Account

ILFS IN30009510184021 NSE NSDL - NSE POOL ACCOUNT Payin & Payout Account
IN556929

Ver: 3.7 29
 Classified as Internal
HDFC BANK IN30012610003588 BSE NSDL BSE POOL ACCOUNT Payout Account In606125

ANGEL ONE LIMITED 1203320000006564 BSE CDSL BSE POOL ACCOUNT Payout Account

ANGEL ONE LIMITED 1203320000006579 BSE CDSL BSE PRINCIPAL ACCOUNT Payin Account

ANGEL ONE LIMITED 1100001000014641 BSE BSE EARLY PAY IN Early Payin Account

Ver: 3.7 30
 Classified as Internal
DECLARATION FOR USING COMMON EMAIL ID & MOBILE NO. FOR TRADING & DEMAT A/C

Date:___________
To,
Angel One Ltd.
601, 6th Floor, Ackruti Star,
Central Road, MIDC, Andheri
East, Mumbai - 400093.

Client Code: ______________ Demat Account number: ____________________________________

Client Name: _______________________________________________________________________

I hereby declare following details:

Mobile No: _______________ ________________ _the number belongs to

______________________________________

Self Spouse Dependent Children Dependent Parents Authorised Signatory (non-individual

category)

Email Id: _______________ ___________________ the email Id belongs to_____________________________

_______

Self Spouse Dependent Children Dependent Parents Authorised Signatory (non-individual

category)

Signature of related person: ___________________________________________

Note:

1. As per SEBI Circular No. CIR/MIRSD/15/2011 dated August 02, 2011 investor will receive SMS &
Email alerts on the given Mobile No. & Email Id.
2. As per the regulatory guidelines, use of common email id and mobile number is permissible for
Family members which includes Self, Spouse, Dependent Parents and Dependent Children. For
Non - individual client category the permissible relationship can be of Authorised
signatory. Family Flag is required to be updated as ‘Y’ in all such Demat Accounts.
3. Client may please note that Mobile No.and/or email ID of Trading Member (TM) / Employees of
TM/Authorised Person are not permitted to receive the SMS / Email Communication from
Exchanges on behalf of client.
4. Valid Email Id & Mobile Number is mandatory for all New as well as Existing Clients. In case
of repetitive bounce observation, member reserves right to suspend the account for want of
valid KYC details.

FH SH TH

(1st Authorized Signatory) (2nd Authorized Signatory) (3rd Authorized Signatory)

Ver: 3.7 31
 Classifiedas Internal

Registered / Corporate Office: 601, 6th Floor, Ackruti Star, Central Road, MIDC, Andheri East, Mumbai - 400093.
Tel.: 18001020 Website: www.angelone.in CIN:
L67120MH1996PLC101709
Member: Bombay Stock Exchange Ltd. / National Stock Exchange of India Ltd./ Metropolitan Stock Exchange of India Ltd. /
Multi Commodity Exchange of India Ltd. / National Commodity & Derivatives Exchange Ltd. / CDSL-Depository Participant

SEBI Registration No.: INZ000161534

BSE & NSE Cash Segment

TM Code - BSE 612 TM Code - NSE
12798
BSE & NSE Commodities Derivative Segment
TM Code - BSE 612 TM Code - NSE
12798
BSE & NSE F&O Segment (Trading Cum Clearing Member)
TM Code - BSE 612 TM Code - NSE
12798
NSE Currency Derivatives Segment (Trading cum Clearing Member)
TM - NSE 1279
Code Currency 8
BSE Currency Derivatives Segment (Trading Cum Clearing Member)
TM -
Code 612
Multi Commodity Exchange of India Ltd. (Trading cum Clearing Member)
TM -
Code 12685
National Commodity & Derivatives Exchange Ltd. (Trading cum Clearing Member)
TM -
Code 00220
NSE SLBM segment ( Trading Cum Clearing Member)
TM 1279
Code 8
CDSL-Depository Participant - SEBI RegistrationIN-DP-CDSL-234-2004
No.: Date:12/5/2004
CDSL DP ID:
12033200, 12033201, 12033202, 12033203 & 12033204
For any grievance/dispute please contact Angel One Limited at the above address or email id: support@angelone.in and
PhoneNo.:18001020. In case not satisfied with the response, please contact the concerned exchange (s):
BSE Email: is@bseindia.com & Tel.: (022) 2272 8097 | NSE Email: ignse@nse.co.in & Tel.: (022) 2659 8190 | MCX Email:
customersupport@mcxindia.com & Tel No: (022) 6731 8888 | NCDEX Email: askus@ncdex.com & Tel No: (022) 6640 6899

Compliance Officer Name: Mr. Bineet Jha. Tel.: 18001020. Email ID: compliance@angelbroking.com
CMD Name: Mr. Dinesh Thakkar - 08657864229 . Email ID: support@angelone.in
Also refer our website: www.angelone.in for updated details, if any.

For details: Please contact your nearest branch or call

Centralized Helpdesk at:
18001020
or write to support@angelone.in