Age Estimation
Age Estimation
OF THE
HUMAN SKELETON
 AGE ESTIMATION OF
THE HUMAN SKELETON
                  Edited by
With a Foreword by
Age estimation of the human skeleton / edited by Krista E. Latham, Ph.D. &
Michael Finnegan, Ph.D., D-ABFA, with a foreword by Jane E. Buikstra,
Ph.D., D-ABFA and Stanley J. Thine, Ph.D., D-ABFA.
   p. cm.
   Includes biographical references and index.
ISBN 978-0-398-07949-9 (hard)—ISBN 978-0-398-07950-5 (pbk.)
1. Human skeleton—Analysis. 2. Human skeleton—Growth. 3. Human body—
Composition—Age factors. 4. Forensic athropology. 5. Forensic osteology. 6.
Dental anthropology. I. Latham, Krista E. II. Finnegan, J. Michael. III.
Buikstra, Jane E. IV. Rhine, Stanley, V. Title.
GN70.A34 2010
614’17—dc22                                                                  2010016116
       To the memory of:
  Alice M. Brues (1913–2007)
              and
Sheilagh T. Brooks (1923–2008)
                      CONTRIBUTORS
                                   vii
viii                       Age Estimation of the Human Skeleton
   n ascertaining that a set of remains are both human and of medicolegal signifi-
I  cance, the forensic anthropologist absorbs many impressions. These form an
instant conclusion, a skeletal gestalt. However, most practitioners agree that creation
of a biological profile should be undertaken in a very compartmentalized fashion,
independently assessing sex, age, ancestry and stature. Later, one can more fully
evaluate other attributes; ante-, peri- and postmortem trauma, state of health and
other idiosyncratic features that might be useful in narrowing down the search for
identity, and for attributes that would illuminate time since death, cause of death and
other matters of medicolegal interest.
   Aging younger individuals has traditionally depended upon an assessment of the
maturation of the skeleton; the appearance of centers of ossification, epiphyseal
fusion, development and eruption of the teeth, and in the very young, direct meas-
urement of the bony elements. In older individuals the age estimation process has
focused on degeneration of the skeleton as reflected in various joints of the body,
such as the pubic symphysis, auricular surface and cranial sutures. Each of these con-
tinues to be the focus of ever-closer analytical scrutiny.
   In the past few decades there has been a growing interest in assessing age by an
analysis of the fine structure of bones and teeth. It may seem that this continued finer
focus provides an alternate, more exotic, hardware-dependent and time-demanding
analysis. Yet, not all of these methods will be used on a single case. Instead, we have
an ever-expanding galaxy of potential approaches that can be selectively applied to
any case.
   Clearly, no single criterion is adequate for estimating age. Any estimate of age (or
any other quality) is made more reliable and accurate by employing multiple
approaches with multiple bones. While age may be estimated from the state of the
pubic symphysis (for example), it is dangerous to place all of one’s eggs in that—or
any other—single basket. Evaluation of multiple bones through a combination of
anthropometric, anthroposcopic and histological means offers convergent conclu-
sions from methodologically independent sources, and thus the most robust results.
                                           xi
xii                     Age Estimation of the Human Skeleton
This volume effectively illustrates that the study of human osteology in a forensic
context continues to become both wider and deeper.
                                                               STANLEY RHINE
                              INTRODUCTION
   This volume arose from various symposia at recent Mountain, Desert and Coastal
Forensic Anthropologists meetings, focusing on methods of age estimation from the
human skeleton. The symposia were organized by the editors, who noticed a great
deal of research being conducted on this topic. The editors also recognized a need
for an up-to-date book on aging human skeletal remains, as the last text available for
this purpose was compiled in 1989, and significant scientific advances have been
made since that time. There are several books available that have one or two chap-
ters devoted to skeletal aging techniques. However, the full spectrum of techniques
cannot be covered in one or two chapters and an entire volume on this topic is need-
ed.
   The Mountain Desert & Coastal Forensic Anthropologists meeting (MD&C) cele-
brates its thirtieth anniversary in 2010. From the beginning, MD&C has served as a
forum to foster the presentation of new research and a continuing discussion of per-
tinent topics surrounding skeletal biology and forensic anthropology. This volume
celebrates that legacy.
                                          xiii
xiv                      Age Estimation of the Human Skeleton
                                  Looking Back
   MD&C officially met for the first time in 1981 with nine attendees at the Southern
Utah State College’s mountain cabin. The first three meetings focused on regional
variation of human skeletal remains, and resulted in the first MD&C inspired publi-
cation: Skeletal Attribution of Race (Gill and Rhine, 1990). These early accommoda-
tions were very rustic and remote, a combination that kept attendee numbers small
and meetings very informal.
   The MD&C meeting location changed to the Lake Mead Lodge in Boulder City,
Nevada in 1986. With the change of venue came more attendees and the need for
more organization. By 1988 the number of attendees rose to 41 and by 1989 MD&C
had its first official schedule of presentations and first annual t-shirt. In 1991, The
Connective Tissue became the official journal of the Mountain, Desert and Coastal
Forensic Anthropologists.
   The silver anniversary of MD&C was celebrated in 2005 with 37 attendees. By
this time the atmosphere had shifted to a more balanced group of forensic anthro-
pologists and eager students. The number of individuals wanting to present new or
refined research grew to the point that a moderator was required to keep track of
time. The Lake Mead Lodge closed its doors in 2008, and MD&C had to move to
yet another location in Boulder City. Younger attendees try to maintain the original
intent of the MD&C founders, while adapting to changing times. As attendee num-
bers rise and fall from year-to-year, one thing remains the same: MD&C is a favorite
meeting for many anthropologists (historical information summarized from various
volumes of The Connective Tissue).
                                 Looking Ahead
    MD&C was created as a way to gather forensic anthropologists and their
advanced graduate students from the mountain, desert and coastal western part of
the United States together in a friendly informal atmosphere to discuss the field of
forensic anthropology. As attendee numbers have grown and demographics have
changed, so has the face of the meeting. However, MD&C remains consistent in
bringing out the best in its attendees. MD&C is distinct from other meetings with its
informal attire and no titles attitude. This creates an environment where old and
young, experienced and naive, debate and share ideas. A glance at regular attendees
of the past and present reveal a long list of able-bodied forensic anthropologists. The
first 30 years of MD&C have inspired numerous researchers and two volumes, and
it is expected that there is still much to come.
                                                                            K.E.L.
                                       Introduction                                       xv
REFERENCES
Gill, G. W., & Rhine, S. (Eds.). (1990). Skeletal attribution of race. Albuquerque, New
   Mexico: Maxwell Museum of Anthropology Anthropological Papers No 4.
Finnegan, M. (Ed.). (2000). The connective tissue 16(1). Manhattan, Kansas.
Finnegan, M. (Ed.). (2001). The connective tissue 17(4). Manhattan, Kansas.
Finnegan, M. (Ed.). (2002). The connective tissue 18(4). Manhattan, Kansas.
Finnegan, M. (Ed.). (2005). The connective tissue 21(2). Manhattan, Kansas.
                A HISTORY OF METHODOLOGY
                IN THE ESTIMATION OF AGE AT
                 DEATH FROM THE SKELETON
D OUGLAS H. U BELAKER
     he history of the methodology of estimating age at death from the human skele-
T    ton is complex and incorporates a large and diverse literature. Given the limit-
ed space available for this section, I have chosen to focus only on key thematic
developments as presented in landmark synthetic works. Special attention is devot-
ed to the development of approaches based on newly recognized anatomical areas
and perspective, which continued to influence research in later times. This approach,
by necessity, limits literature coverage and indicates that some key individual stud-
ies are not examined exhaustively.
   The work of Thomas Dwight (1843–1911) represents a useful entry point into the
history of age at death estimation. T. D. Stewart (1901–1997) considered him to be
the “father of forensic anthropology in the United States (Stewart, 1979, xii) since he
became involved in forensic cases and made significant early contributions to the
field. Working in Boston, Dwight conducted research and taught anatomy for
decades, holding the Parkman Professorship of Anatomy at Harvard. Although he
made significant research contributions to methods of age estimation (Dwight, 1881,
1890a,b) his reputation in forensic anthropology became established through his key
prize-winning publication in 1878 The Identification of the Human Skeleton, A Medico-
Legal Study. Given its historical prominence, this essay presents a useful platform to
launch this examination of the history of age estimation.
   Although Dwight’s essay was general in nature, it addressed key points in age esti-
mation that continue in importance today. Much of the most relevant discussion is
presented in Chapter IV (Dwight’s volume) entitled “The Age.” In his introduction
                                         xvii
xviii                    Age Estimation of the Human Skeleton
to this chapter, Dwight noted that age can “rarely be given with any great accuracy”
(Dwight, 1878:36). He highlighted the importance of sex difference in aging and that
different methods apply to different general stages of life. Dwight recognized an
immature stage up to age 25 in males and 22 in females, a young adult stage extend-
ing to about age 30, a mature stage from 30 to 60 and the “senile” stage “which may
begin at a very variable period” (Dwight, 1878:37). For the immature stage, he
stressed bone size and epiphyseal union, noting differences between beginning and
final fusion and recognizing considerable variation in the timing of development.
Dwight was so impressed with the likely variation that he refused to put these data
in tabular form noting “The fact is, that the careful observations of some hundreds
of skeletons of known ages, needed to settle this point, are yet to be made” (Dwight,
1878:37–38). This attitude contrasts with views presented in various anatomy texts of
the time and such a cautious approach likely contributed to the honor Stewart later
bestowed upon him.
   Dwight also called attention to age changes in his young adult, mature, and senile
stages, but was similarly concerned that variation was extensive and solid research
needed to be completed. In a cautionary statement regarding cranial suture closure,
which was later overlooked by others, he noted “the closure of the sutures which usu-
ally begins in the mature stage is another of those signs that are too variable to be
depended on” (Dwight, 1878:38). He also cautioned of the variability in third molar
eruption “they are like the trains of some railroads, due when they arrive” (Dwight,
1878:39).
   In summary, Dwight’s essay departed from texts of the time and likely won the
award and Stewart’s praise not because of the wealth of dogma, but because he
called attention to how little was really known about variation in age progression and
the need for research.
H. H. WILDER (1890–1971)
person under twenty-five may be quite definitely calculated from the skeleton, or
even, occasionally, from a single bone” (1918:85). The Wilder and Wentworth pub-
lication (1918:87) provides a chart listing the fusion of the coracoid process of the
scapula with the “main bone” at puberty, fusion of the basilar synchondrosis at the
16th year, fusion of the “three parts of the os innominatum” by the 18th–20th year
and fusion of the iliac crest by the 25th–28th year. Dental eruption is discussed but
not dental formation. Criteria for estimating age in the adult years focuses on oblit-
eration of the cranial sutures, shifts in the mandibular angle and “the reduction of the
angle between the neck, and shaft of the femur” (Wilder and Wentworth, 1918:88).
Wilder does not discuss the database that such opinions are based upon and fails to
echo Dwight’s cautionary appeals for additional research.
   Although Aleš Hrdlička (1869–1943) was known primarily for his contributions to
other areas of anthropology (Stewart, 1940), he also made significant and pioneering
efforts in forensic applications (Ubelaker, 1999). In an early synthetic work, which
became a standard reference work for practicing physical anthropologists, Hrdlička
(1920) addressed age estimation from skeletal remains. In this work, Hrdlička sum-
marized basic age changes discussed by others above but stressed factors which in
his considerable experience were especially useful. For the early adult years he
emphasized the regularity of fusion of the basilar synchondrosis and reported age
ranges of one to five years for complete fusion at various bone sites. He called atten-
tion to population variation in the timing of tooth eruption and dental wear. Hrdlička
noted the age changes in cranial suture closure and suggested that considering suture
closure and dental wear together, “we may correctly estimate the age of the adult
subject to within, perhaps, ten years” (1920:99).
   Hrdlička also noted “the pubic articulation shows important changes with age”
(1920:98). Although no detail is provided, he cited a recently published study by T.
Wingate Todd (1885–1938) “Age changes in the Pubic Bone” (1920) in the American
Journal of Physical Anthropology. Since Hrdlička was editor of that journal at the time,
he likely had an early exposure and positive impression of the content in that key
article. This seminal article by Todd resulted from the then recent assemblage of
anatomical collections of known age at death at the Anatomical Laboratory of
Western Reserve University in Cleveland, Ohio, and set the stage for later develop-
ments in age estimation from the pubic symphysis.
   Hrdlička’s Practical Anthropometry published in 1939 presents a revised version of
his 1920 publication and a glimpse at the minimal developments in age estimation
methodology in the intervening 19 years. This version differs little from the previous
volume, but provides a more specific guide to age changes in dental attrition. The
previously mentioned quote in regards to age estimation from cranial sutures and
xx                        Age Estimation of the Human Skeleton
dental observations was modified to suggest an accuracy of “within less than ten
years” (1939:47). For detail on recent research developments, Hrdlička refers read-
ers in a footnote to publications by Todd (1930) on the pelvis and Graves (1922) on
the scapula. Hrdlička also called attention to the importance of osteophytosis in age
evaluation but presented no detail.
   This classic text represents the first major synthesis of methodology in age esti-
mation. Although the volume covered many aspects of forensic anthropology, 93
pages were devoted to the estimation of age at death. In contrast to his 1939 publi-
cation, the 1962 volume is very well referenced, so much so that it is difficult to sep-
arate Krogman’s own data and opinions from the compilation from the literature.
Reflecting his career interest in growth and development, the section on “the earlier
years” is uniquely comprehensive for its time, presenting detailed information on
xxii                      Age Estimation of the Human Skeleton
bone formation and a summary of the already complex literature on epiphyseal for-
mation and closure. Absent from this section is information on dental development
and eruption, keeping with the emphasis on the “skeleton” implied in the title.
Although little totally new information is presented in the text, it presents for the first
time an exhaustive survey of the published literature with insightful commentary
from a very experienced practitioner.
   Krogman dedicated the book to T. Wingate Todd “with whom I studied and from
whom I learned.” Thus it is not surprising that Todd’s work is prominently present-
ed in the volume. He presented both the Todd, and McKern and Stewart systems of
assessment of the symphysis pubis, but commented “with the basic work of Todd and
the refinements introduced by Brooks and by McKern and Stewart, the pubic sym-
physis takes it place as the most reliable indicator of age in the human skeleton”
(1962:105). Although Krogman provides considerable discussion of variation of age
indicators, much of the data presented seem to be overly concise even by standards
of the time. He concludes the aging sections with the statement referring to the third
and fourth decades “using pubic symphysis plus other skeletal criteria, I’d venture
an accuracy of plus or minus two years” (1962:111).
   As with Krogman’s 1962 volume, a major segment (62 pages) of Stewart’s syn-
thetic volume focused on methodology relating to the estimation of age at death. In
contrast to the Krogman volume, Stewart included a carefully selected literature
review, which reflected his sense of the most appropriate techniques available. In
addition to the approaches to immature age estimation included in the Krogman vol-
ume, Stewart added a robust discussion of dental formation and eruption, noting the
importance of teeth in age estimation of the young.
   For adult estimation, Stewart included the then recent study of Gilbert and
McKern (1973), which extended the McKern and Stewart system of evaluating the
pubic symphysis to females. He also provided detail from the literature and his own
research on arthritic type change in joints, histological dental approaches, studies of
change in cancellous tissue, and bone microstructure including Ellis R. Kerley’s
(1924–1998) studies of age changes in histological features of compact bone (Kerley,
1965, 1969, 1970). The volume is distinctive from previous works in: (1) producing
methodology focusing on a broader range of anatomical structures, (2) increasing
awareness of variation in most age changes, and (3) the need to be selective in con-
sulting the supportive published literature.
                                A History of Methodology                           xxiii
SUMMARY
REFERENCES
Dwight, T. (1878). The identification of the human skeleton. A medico-legal study. Boston: David
   Clapp & Son, Printers.
Dwight, T. (1881). The sternum as an index of sex and age. Journal of Anatomy and Psysiology
   15:327–330.
Dwight, T. (1890a). The sternum as an index of sex, height and age. Journal of Anatomy and
   Psysiology 24:527– 535.
Dwight, T. (1890b). The closure of the cranial sutures as a sign of age. Boston Medical and
   Surgical Journal 122(17):389–392.
Gilbert, B. M., & McKern, T. W. 1973). A method for aging the female os pubis. American
   Journal of Physical Anthropology 38(1):31–38.
Graves, W. W. (1922). Observations on age changes in the scapula. A preliminary note.
   American Journal of Physical Anthropology 5(1):21–33.
Greulich, W.W., & Pyle, S.I. (1950). Radiographic atlas of skeletal development of the hand and
   wrist. Stanford, CT: Stanford University Press.
Hrdlička, A. (1920). Anthropometry. Philadelphia: The Wistar Institute of Anatomy and
   Biology.
Hrdlička, A. (1939). Practical anthropometry. Philadelphia: The Wistar Institute of Anatomy
   and Biology.
Kerley, E. R. (1965). The microscopic determination of age in human bone. American Journal
   of Physical Anthropology 23(2):149–163.
Kerley E. R. (1969). Age determination of bone fragments. Journal of Forensic Sciences
   14(1):59–67.
Kerley, E. R. (1970). Estimation of skeletal age after about age 30. In: T. D. Stewart (Ed.),
   Personal identification in mass disasters. pp. 57–70. Washington (D.C.): National Museum
   of Natural History.
Krogman, W. M. (1939). A guide to the identification of human skeletal material. FBI Law
   Enforcement Bulletin 8(8):3–31.
Krogman, W. M. (1962). The human skeleton in forensic medicine. Springfield, IL: Charles C
   Thomas Publisher.
McKern, T. W., & Stewart, T. D. (1957). Skeletal Age Changes in Young American Males.
   Natick (MA): Headquarters Quartermaster Research & Development Command,
   Quartermaster Research & Development Center, Environmental Protection Research
   Division. Technical Report EP-45.
Sheldon, W. H. (1940). The varieties of human physique: An introduction to constitutional psycholo-
   gy. New York: Harper & Brothers Publishers.
Stewart, T. D. (1940). The life and writings of Dr. Aleš Hrdlička, 1869–1939. American Journal
   of Physical Anthropology 26:3–40.
Stewart, T. D. (1952). Hrdlička’s practical anthropometry. Philadelphia: The Wistar Institute of
   Anatomy and Biology.
Stewart, T. D. (1979). Essentials of forensic anthropology: especially as developed in the
   United States. Springfield, IL: Charles C Thomas.
Todd, T. W. (1920). Age changes in the pubic bone. I. The Male White Pubis. American Journal
   of Physical Anthropology 3(3):285–334.
                                   A History of Methodology                                 xxv
Todd, T. W. (1921). Age changes in the pubic bone. II. Pubis of Male Negro-White hybrid.
  American Journal of Physical Anthropology 4(1):1–70.
Todd, T. W. (1930). Age changes in the pubic bone: VIII Roentgenographic differentiation.
  American Journal of Physical Anthropology 14(2):255–271.
Wilder, H. H., & Wentworth, B. (1918). Personal identification: Methods for the identification of
  individuals, living or dead. Boston: Richard G. Badger, The Gorham Press.
Ubelaker, D. H. (1999). Human skeletal remains, excavation, analysis, interpretation (3rd ed.).
  Washington (D.C.): Taraxacum.
                        ACKNOWLEDGMENTS
     he editors would like to acknowledge all those who have participated in the
T    Mountain Desert and Coastal Forensic Anthropologists (MD&C) meetings over
the past thirty years. MD&C provides a forum for the presentation and discussion of
scholarly work in the field of forensic anthropology, and it was at MD&C that the
majority of these papers were originally presented and at which the inspiration for
this volume was realized.
   We would like to extend our gratitude to Drs. Bruce Anderson, Jerry Melbye and
P. Willey for reviewing the material and providing feedback regarding the papers in
this volume, and to Amandine Eriksen for designing the cover illustration. Our
thanks to those individuals who assisted with the preparation of the volume, espe-
cially Elizabeth DeVisser, Elena Madaj, Megan Madonna and Imran Musaji. We
also wish to acknowledge the patience and support of our friends and family during
the preparation of this volume.
   Finally, the editors would like to thank the contributors to this volume for their
hard work and efforts. It has been a pleasure working with you all over the past two
years. Our gratitude to Mr. Michael Thomas of Charles C Thomas Publisher, Ltd.
for his patience and assistance throughout this process.
                                       xxvii
                                               CONTENTS
                                                                                                                   Page
Foreword by Stanley Rhine . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xi
Introduction by Krista E. Latham . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xiii
A History of Methodology in the Estimation of Age at
   Death from the Skeleton by Douglas H. Ubelaker . . . . . . . . . . . . . . . . . . . . . . . . . . xvii
Chapter
                       SECTION 1: DENTAL AGING TECHNIQUES
                                                         xxix
xxx                               Age Estimation of the Human Skeleton
Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 273
AGE ESTIMATION
    OF THE
HUMAN SKELETON
        Section 1
INTRODUCTION
      etermining the age at death for skeletal remains has always been a pri-
D     mary concern of the biological anthropologist and dental remains, in
particular, can play a central role in assessing the age of an individual. Teeth
are usually available to the anthropologist for the construction of a biological
profile because they are durable and preserve very well, even when other
aspects of the skeleton have long since decomposed. Their ubiquity in arche-
ological and forensic contexts has led to a plethora of literature regarding
dental aging techniques. This chapter provides a summary of some of those
techniques in an effort to assist biological anthropologists in distilling the vast
literature that currently exists, but, by no means constitutes an exhaustive
reporting of all techniques, regardless of their efficacy. Instead, we have cho-
sen to highlight some of the more useful approaches to aging teeth, both past
and present as the intended audience includes biological anthropologists, pro-
fessional and student, as well as those in forensic odontology and forensic
dental anthropology (e.g., Schmidt, 2008).
   Usually, the first stage of any skeletal study is the determination of the bio-
logical profile, which minimally consists of the individual’s age, sex, and
ancestry. The indicators used to create the biological profile, of course,
depend on those anatomical landmarks that are present at the time of the
study. The fact that tooth enamel is nearly 100 percent mineral makes it an
extremely durable substance. The density of enamel also makes it quite
impervious to many taphonomic effects. As a result, tooth crowns are usual-
                                        5
6                      Age Estimation of the Human Skeleton
tion with these two teeth, then suspicion might be raised that more than one
individual is present because deciduous molars usually do not complete their
formation until after the age of two. Thus, the analyst determines an MNI or
minimum number of individuals represented in any assemblage simply by
inventorying the teeth. Should a particular tooth be present more than once,
or should teeth of disparate developmental age be found commingled, the
dental inventory will show that more than one person is present.
   The chronological development of dental hard tissues is not a uniform
process that is identical in all populations. Differences have been noted
between groups of different ethnic backgrounds (Harris and McKee, 1990;
Harris, 2007; Blankenship et al., 2007). In particular, Harris and McKee
(1990) noted that tooth mineralization of populations of African ancestry
from the American south maturated at a significantly faster rate than compa-
rable populations of European ancestry by about as much as 5 percent. This
is why it is so vitally important that the biological anthropologist be well
experienced and versed in how human variation is manifest in the human
skeleton and dentition. Improper application of dental aging techniques can
lead to inappropriate assessment of a biological profile.
   The Demirjian (1973, 1976, 1980) technique of scoring dental maturity has
been frequently applied for aging individuals of unknown age within the
realm of forensic science (TeMoananui et al., 2008; Tunc and Koyuturk, 2008;
Rózylo-Kalinowska et al., 2008; Martin-de las Heras et al., 2008). The tech-
nique was intended as a measure of maturity of the dentition of younger indi-
viduals. Each tooth in the dentition is scored on an ordinal scale and from
these values a composite score is computed that represents the overall devel-
opmental state of the individual. While this approach has been valuable in
those instances where the dentition is complete, as Hillson (1996) points out,
this methodology is not applicable when some teeth are missing, as is the case
in certain archeological populations where tooth loss due to cavities or
extreme wear is common. Moreover, when the Demirjian technique was
applied to populations other than those with which Demirjian developed his
standard, it was found that the methodology tended to overestimate age
(Moananui et al., 2008; Tunc and Koyuturk, 2008; Rózylo-Kalinowska et al.,
2008).
                              Dental Eruption
  Schour and Massler’s well-known 1941 and 1944 studies detail the eruption
sequences of the human dentition by establishing 22 eruption stages and their