Administrative Law Unit 2
Administrative Law Unit 2
UNIT-2
❖ What is Delegated Legislation?
➢ It is very difficult to give any precise definition of the expression delegated legislation. However,
we can say that Delegated legislation is a legislation made by a body or person other than the
sovereign in Parliament by virtue of powers conferred by such sovereign under the statute. When
the function of legislation is entrusted to organs other than the legislature by the legislature itself,
the legislation made by such organs is called delegated legislation.
➢ For example,
• The Income Tax Act, 1961 empowers Board to make rules for carrying out purpose of Act &
for ascertainment & determination of any class of income.
• The essential Commodities Act, 1955 enumerates certain commodities essential commodities
under Act. But the list in statute is not exhaustive and the Central govt. is empowered to
declare any other commodity as essential and apply provisions of Act.
• Other Form of rulemaking power may be conferred by Constitution itself: for example, A.77
gives the powers to President to makes rules regarding the transaction of business of Govt. or
A. 123 & A. 213 gives the ordinance making power to President & Governor not D.L but it
is also legislative Power.
➢ The statute enacted by the legislature conferring the legislative power upon the executive is
known as the "parent Act" or "primary law", and the rules, regulations, bye-laws, orders, etc.
made by the executive in pursuance of the legislative powers conferred by the legislature are
known as subordinate laws or subsidiary laws or the "child legislation".
Act of Legislature proceeds from Supreme Framed by executive & its continuance,
power of the State. existence validity depends upon the supreme
auth. i.e. Legislature.
Doesn’t derive its auth. from any other organ of An Exe. Can make Subordinate legis. Only
the State if such power is given to it by competent
auth. & not otherwise.
➢ Pressure upon parliamentary time- As a result of the expanding horizons of State activity, the
bulk of legislation is so great that it is not possible for the legislature to devote sufficient time to
discuss all the matters in detail. Therefore, legislature formulates the general policy-the skeleton-
and empowers the executive to fill in the details-"thus giving flesh and blood to the skeleton so
that it may live 23-by issuing necessary rules, regulations, bye-laws, etc.
➢ Flexibility- At the time of passing a legislative enactment, it is impossible to foresee all the
contingencies, and some provision is required to be made for these unforeseen situations
demanding exigent action. A legislative amendment is a slow and cumbersome process, but by
the device of delegated legislation, the executive can meet the situation expeditiously, e.g. bank-
rate, police regulations, export and import, foreign exchange, etc. For that purpose, in many
statutes, a "removal of difficulty" clause is found empowering the administration to overcome
difficulties by exercising delegated power. This Henry VIII clause confers very wide powers on
the government.
➢ Experiment- In times of emergency, quick action is required. The legislative process is not
equipped to provide for urgent solution to meet the situation. Delegated legislation is the only
convenient-indeed the only possible remedy. Therefore, in times of war and other national
emergencies, such as aggression, breakdown of law and order, strike, bandh, etc., the executive
is vested with special and extremely wide powers to deal with the situation. There was substantial
growth of delegated legislation during the two World Wars. Similarly, in the event of epidemics,
floods, economic depression, inflation, etc., immediate remedial actions are necessary that may
not be possible by lengthy legislative process. In such situations, delegated legislation is the only
convenient way to enact laws.
➢ Emergency- The complexity of modern administration and the expansion of the functions of the
State to the economic and social sphere have rendered it necessary to resort to new forms of
legislation and to give wide powers to various authorities on suitable occasions. By resorting to
traditional legislative process, the entire object may be frustrated by vested interests and the goal
of control and regulation over private trade and business may not be achieved at all.
➢ Though, in theory, it was not possible for the Congress to delegate its legislative power to the
executive, strict adherence thereto was not practicable. Governmental functions had increased
and it was impossible for the Congress to enact all the statutes with all particulars.
➢ In the United States, delegated legislation, also known as administrative law or regulatory law,
refers to rules, regulations, and directives issued by administrative agencies under the authority
granted to them by Congress. This delegation of authority allows administrative agencies to
create detailed regulations necessary for implementing and enforcing the laws passed by
Congress. Administrative agencies, such as the Environmental Protection Agency (EPA) or the
Food and Drug Administration (FDA), are tasked with carrying out specific statutory mandates
in areas like environmental protection, public health, transportation, and more.
➢ Delegated legislation plays a crucial role in the US legal system by allowing for the effective
implementation of broad legislative goals while providing agencies with the flexibility to address
complex and evolving issues. However, there are important constitutional and procedural
safeguards in place to ensure that delegated legislation remains within the bounds of democratic
accountability and the rule of law.
➢ One key aspect of delegated legislation in the US is the requirement of statutory authorization.
Agencies can only promulgate regulations within the scope of authority delegated to them by
Congress through enabling legislation. This means that agencies cannot create regulations
arbitrarily but must operate within the confines of the statutes passed by Congress.
➢ Pre-Constitution Period
Before the enactment of the Indian Constitution in 1950, India was under British colonial rule,
and its legal system was heavily influenced by British law. During the pre-constitutional period,
delegated legislation in India primarily emerged through the exercise of legislative powers by
the British Crown and the Governor-General of India in Council. The Government of India Act,
1935, served as a significant legal framework during this time, conferring substantial legislative
authority to the British administration in India. Under this Act, the Governor-General and
provincial governors were empowered to issue ordinances, regulations, and rules to govern
various aspects of administration and public policy. Delegated legislation was extensively used
to supplement primary legislation passed by the British Parliament, especially in areas such as
taxation, land revenue, administration, and governance. Administrative agencies and authorities
were also granted discretionary powers to formulate rules and regulations for the effective
implementation of laws. However, the exercise of delegated legislation during this period was
largely centralized and subject to minimal democratic accountability, as legislative authority
rested predominantly with the colonial administration rather than elected representatives.
Despite its shortcomings in terms of democratic governance, delegated legislation in the pre-
constitutional era played a significant role in the administration and regulation of British India,
laying the groundwork for the subsequent development of legislative processes and legal
institutions in independent India post-1950.
➢ Post-Constitution Period
In the post-constitutional period in India, following the adoption of the Indian Constitution in
1950, delegated legislation continued to be an essential aspect of the legal and administrative
framework. The Constitution of India provided for a federal system of government with a
division of legislative powers between the central government and the state governments. While
the Constitution delineated the powers and functions of the legislature, executive, and judiciary,
it also recognized the need for delegated legislation to facilitate the effective implementation of
laws. The Parliament and state legislatures were empowered to delegate certain legislative
powers to executive authorities and administrative bodies through enabling provisions in
primary legislation. Delegated legislation took the form of rules, regulations, notifications, and
orders issued by various government departments and agencies at both the central and state
levels. The Parliament enacted the Essential Commodities Act, 1955, and the Industrial Disputes
Act, 1947, among others, granting regulatory powers to the executive for specific purposes.
Similarly, state legislatures delegated powers to state governments through statutes like the Land
Revenue Code and Municipal Acts. However, the exercise of delegated legislation in India's
post-constitutional period has been subject to constitutional limitations and judicial review,
ensuring that regulations issued by administrative authorities are consistent with the Constitution
and statutory provisions. The Supreme Court and High Courts have played a crucial role in
interpreting and scrutinizing delegated legislation, ensuring its conformity with constitutional
principles, including the separation of powers, fundamental rights, and the rule of law. Despite
occasional controversies and challenges, delegated legislation in post-constitutional India
remains an indispensable tool for governance, enabling flexibility, efficiency, and responsiveness
in the administration of laws and public policies.
❖ Excessive Delegation
• One widely used test is the "intelligible principle" test, which requires that the legislative
body provide clear and specific guidelines or standards to govern the exercise of delegated
authority. Under this test, the courts assess whether the enabling legislation establishes
adequate parameters or criteria for administrative action, ensuring that the delegated authority
is not exercised arbitrarily or unreasonably.
• Additionally, courts may examine whether the delegation is within the scope of the
legislature's authority and whether it respects the constitutional separation of powers.
Delegated legislation must not unduly encroach upon the core functions of the legislative or
judicial branches of government.
• Furthermore, courts may consider whether the delegation is necessary and appropriate to
achieve a legitimate legislative purpose. If the delegation is deemed overly broad or
unnecessary given the circumstances, it may be invalidated as excessive.
• Overall, the test for excessive delegation involves scrutinizing the delegation of legislative
power to ensure that it meets certain constitutional and legal standards, including clarity,
necessity, proportionality, and adherence to the separation of powers principle. If a court
determines that the delegation fails to satisfy these criteria, it may declare the delegated
legislation unconstitutional or interpret it narrowly to bring it into compliance with legal
requirements.
❖ Permissible Delegation
➢ Permissible delegation refers to the legitimate transfer of legislative authority from a legislative
body to administrative agencies or executive authorities within a constitutional framework.
Unlike excessive delegation, which raises concerns about the separation of powers and
democratic accountability, permissible delegation involves the delegation of authority that is
accompanied by clear and specific guidelines, standards, or principles established by the
legislature.
➢ To be considered permissible, the delegation must meet certain criteria. First and foremost, the
enabling legislation must provide clear and specific guidance to administrative agencies
regarding the scope and limits of their authority. This typically involves establishing intelligible
principles or standards to govern the exercise of delegated powers. These principles serve as
guardrails, preventing administrative agencies from acting arbitrarily or beyond the boundaries
set by the legislature.
➢ Moreover, permissible delegation must respect constitutional principles, including the separation
of powers. Delegated authority should not unduly encroach upon the core functions of the
legislative or judicial branches of government. Instead, it should strike a balance between
legislative efficiency and administrative flexibility, ensuring that administrative agencies have
the necessary discretion to implement laws effectively while maintaining democratic
accountability and the rule of law.
➢ Courts play a crucial role in determining the permissibility of delegation by scrutinizing the
enabling legislation to ensure that it meets constitutional standards. Courts assess whether the
delegation is within the legislature's authority, whether it respects the separation of powers, and
whether it provides adequate safeguards against arbitrary exercises of delegated authority.
➢ Overall, permissible delegation is a fundamental aspect of modern governance, allowing for the
efficient and effective administration of laws while upholding democratic principles and
constitutional values. It recognizes the need for administrative flexibility while ensuring that
delegated authority is exercised within the bounds of law and subject to appropriate checks and
balances. By striking this balance, permissible delegation promotes good governance and
facilitates the achievement of legislative objectives in complex and evolving regulatory
environments.
➢ The "Henry VIII clause" is a term used in the United Kingdom to describe a provision in
legislation that allows for the amendment or repeal of primary legislation (acts of Parliament)
by subordinate legislation (delegated legislation) without the need for further parliamentary
approval. This clause is named after King Henry VIII, who famously used proclamations and
ordinances to bypass Parliament and consolidate his power during his reign in the 16th century.
➢ The Henry VIII clause is directly related to the concept of permissible delegation because it
involves the delegation of significant legislative powers to the executive branch or administrative
authorities. However, its use raises concerns about democratic accountability and the balance of
powers between the legislative and executive branches of government.
➢ From a legal perspective, the Henry VIII clause allows Parliament to delegate authority to
government ministers or other administrative bodies to make changes to primary legislation
through secondary legislation. This can include amending or repealing existing laws, even if
those laws were enacted by Parliament itself. While this mechanism can provide flexibility in
responding to changing circumstances or technical details, it also raises concerns about the
potential for executive overreach and the erosion of parliamentary sovereignty.
➢ Critics argue that the Henry VIII clause undermines democratic principles by allowing unelected
officials to amend or repeal laws without adequate parliamentary scrutiny. They raise concerns
about the lack of transparency, accountability, and public debate in the legislative process when
significant changes to laws can be made through delegated legislation.
➢ In summary, while the Henry VIII clause is a mechanism for permissible delegation, its use
highlights the tension between efficiency and accountability in the legislative process. Balancing
the need for administrative flexibility with democratic principles is essential to ensure that
delegated legislation respects constitutional safeguards and upholds the rule of law.
❖ Sub-Delegation
➢ Definition
When a statute confers some legislative powers on an executive authority and the latter further
delegates those powers to another subordinate authority or agency, it is called "sub-delegation".
➢ Illustration
An important illustration of sub-delegation is found in the Essential Commodities Act, 1955.
Section 3 of the Act empowers the Central Government to make rules. This can be said to be the
first stage or "parent" delegation. Under Section 5, the Central Government is empowered to
delegate powers to its officers, the State Governments and their officers. Usually under this
provision, powers are delegated to the State Governments. This can be said to be the second-
stage or "descendant" delegation (sub-delegation). When the power is further delegated by the
State Governments to their officers, it can be said to be the third-stage delegation (sub-sub-
delegation), Thus, under Section 3 of the Essential Commodities Act, 1955, the Sugar Control
Order, 1955 was made by the Central Government (first-stage delegation). Under the Order,
certain functions and powers were conferred on the Textile Commissioner (second-stage
delegation). Clause 10 empowered the Textile Commissioner to authorise an officer to exercise
on his behalf all or any of his functions and powers under the Order (third-stage delegation).
➢ Express Power
Where a statute itself authorises an administrative authority to sub delegate its powers, no
difficulty arises as to its validity since such sub-delegation is within the terms of statute itself.
➢ Implied Power
If there is no provision in the parent Act about sub-delegation of power by the delegate, the same
may be inferred by necessary implication. Griffith rightly states, "if the statute is so widely
phrased that two or more 'tiers' of sub-delegation are necessary to reduce it to specialised rules
on which action can be based, then it may be that the courts will imply the power to make the
necessary sub-delegated legislation”.
➢ Criticism
The practice of sub-delegation has been heavily criticised by jurists. It is well established that
the maxim delegatus non potest delegare (a delegate cannot further delegate) applies in the field
of delegated legislation also and sub-delegation of power is not permissible unless the said power
is conferred either expressly or by necessary implication.
Also, there are serious difficulties about publication of sub-delegated legislation. Such
legislation, not being an Act of legislature, there is no general statutory requirement of publicity.
"Though casually made by a minor official, sub-delegation creates a rule and sets up a standard
of a conduct for all to whom the rule applies. No individual can ignore the rule with impunity.
"But at the same time the general public must have access to the law and they should be given
an opportunity to know the law. Proper publication in case of such delegated and sub-delegated
legislation, is lacking.
❖ Judicial Control
➢ Delegated legislation does not fall beyond the scope of judicial review and in almost all
democratic countries, it is accepted that courts can decide the validity of delegated legislation.
For Sub-Delegation of Judicial Powers- In the words of Hidayatullah J,"it goes without saying
that judicial power cannot ordinarily be delegated unless the law expressly or by clear
implication permits it".
❖ Parliamentary Control
➢ It is of course open to parliament to confer legislative power upon anyone it likes, but if
Parliament delegates legislative powers to any other authority, e.g. to the executive, it must also
ensure that those powers are properly exercised by the executive. The underlying object of
parliamentary control is to keep watch over the rule-making authorities and also, to provide an
opportunity to criticise them if there is abuse of power on their part. This mechanism is de-
scribed as "legislative veto".
➢ Position in India
• Initial Stage - The first stage occurs when Parliament passes an enabling Act. This Act
delegates authority to the executive branch to make rules, regulations, or bylaws within a
specified scope and subject to certain conditions. The enabling Act sets out the framework,
objectives, and limitations within which the delegated legislation can be made. It defines the
extent of the powers granted to the executive and often includes provisions for parliamentary
scrutiny and control.
• Second Stage –
• Direct Control through laying- Direct control through laying refers to the parliamentary
mechanism by which delegated legislation is formally presented to Parliament for scrutiny
and approval. Once a government department or agency drafts delegated legislation within
the bounds set by an enabling Act, it is submitted or "laid" before Parliament.
Parliamentary committees, such as the Committee on Subordinate Legislation in the Lok
Sabha and the Committee on Subordinate Legislation in the Rajya Sabha in India, then
scrutinize the delegated instrument to ensure its compliance with the enabling Act,
alignment with parliamentary intent, and consideration of potential impacts. Following
committee review, the delegated legislation may undergo debate and discussion in
Parliament, allowing members to express views, propose amendments, and ultimately vote
for approval, amendment, or rejection. If Parliament finds the delegated legislation
inconsistent with the enabling Act or against the public interest, it retains the authority to
annul or disapprove it through a formal resolution. This process ensures transparency,
public participation, and parliamentary oversight, thereby upholding democratic principles
and the rule of law. It is of three types-
1) Simple Laying- Simple laying refers to the basic procedure of presenting delegated
legislation before Parliament for review and scrutiny. Under this process, the delegated
instrument is laid before Parliament without requiring explicit approval or disapproval.
Parliamentary committees may examine the legislation, but there is no formal requirement
for Parliament to take action. Simple laying provides a mechanism for transparency and
oversight, allowing Parliament to monitor delegated legislation without necessarily
intervening in its enactment.