Rule 116
Rule 116
(a) The accused must be arraigned before the The private oftended party shall be required to
where the complaint or information was court appear at the arraignment for
purposes of plea
assigned for trial. The arraignment shall be
filed or bargaining, determination of civil
liability, and
open court by the judge or clerk by
made in matters requiring his presence. In case of failureotherof
accused with a copy of the complaint or furnishingthe the offended party to appear despite due notice, the
reading the same in the language or dialect information, court may allow the accused to enter a plea of guilty
him, and asking him whether he pleads guiltyknown Or not
to to alesser offense which is necessarily included in the
guilty. The prosecution may call at the trial offense charged with the conformity of the trial
other than those named in the complaint or witnesses prosecutor alone. (cir. 1-89)
information. lo) Unless a shorter period is provided by special law
(b) THhe accused must be present at the arraignment
and must personally enter his plea. Both or Supreme Court circular, the arraignment shall be
arraignment
and plea shall be made of record, but failure to d held within thirty (30) days from the date the court
shallnot affect the validity of the proceedings. acquires jurisdiction over the person of the accused.
The time of the pendency of a motion to quash or for
(c) When the accused refuses to plead or makes a 9 bill of particulars or other causes justifying
conditional plea, a plea of not guilty shall be entered suspension of the arraignment shall be excluded in
for him. (1a) computing the period. (sec. 2, cir. 38-98)
(d) When the accused pleads guilty but presents WHAT IS ARRAIGNMENT?
exculpatory evidence, his plea shall be deemed
withdrawn and a plea of not guilty shall be entered Araignment is the fomal mode and manner of implementing
for him. (n) the constitutional right of an accused to be informed of the
(e) When the accused is under preventive detention, nature and cause of the accusation against him 8
his case shall be raffled and its records transmitted to It is the initial step in a criminal prosecution whereby the
the judge to whom the case was raffled within three defendant is brought before the court to hear the charges and
(3) days from the filing of the information or complaint. to enter a plea 399
266 Taglay vs. Daray, 678 SCRA 640, G.R. No. l64258 August 22, 2012.
D Black's Law Dictionary, 10" Edition.
PR0CEDURE RULE 116
RULES ON CRIMINAL 269
268 ANNOTATED
Arraignment and Plea
BASIS OF THE IMPORTANCE OF ARRAIGNMENT The prosecution may call at the trial witnesses other than
right of the
accused to be informed. Procedural due WHO ARE REQUIRED TO BE PRESENT DURING
requires that the
accused be arraigned so that he process
indictment, the specific may be
ARRAIGNMENT?
40
Kummer vs People, 705 SCRA 490, G.R. No. 174461 September 11,2013.
Taglay vs. Duray, Ibid
PROCEDURE RULE 116
RULES ON CRIMINAL 271
270 ANNOTATED Arraignment and Plea
WAIVER OF READING OF THE INFORMATION:02 a bill of particulars or other causes justifying suspension
of the arraignment shall be excluded in computing
waiver of the
The court may allow a read1ng ofthe the period.
information if:
SCHEDULE
OF ARRAIGNMENT AND PRE-TRIAL
1. there are multiple cases,
2. there is personal examination of the: accused bythe court, Once thecourt has acquired jurisdiction over the person
of the accused, the arraignment of the accused and the pre-
full understanding and express consent of the accused trial shal! be set within ten (10) calendar days from date of the
and his counsel, court's receipt of the case for a detained accused, and within
4. Such consent is cxpressly stated in both the minutes thirty (30) calendar days from the date the court acquires
(either by arrest or voluntary surrender) over a
certificate of arraignment and order of arraignment,
jurisdiction
BARGAINING!3
2. That the plea of guilt should be to a lesser
A Plea Bargaining Except in Drug Cases. - If
the
accused desires t0 enter a plea of guilty to a lesser
which is necessarily included in the offense . offense
The rules however use word may in the second charged. offense, plea bargaining shall immediately proceed.
nrovided the private offended party
sentence
of Section 2, denoting an exercise of
the trial court on whether to allow the
disscretion
upon Or
in private crimes,
the arresting officer in victimless crimes,
is
make such plea.10 accused to to give his/her
present
consent with the conformity
of the public prosecutor to the plea
TAKE NOTE: Thereafter, judgment shall be immediatelybargaining.
rendered
in the same proceedings.
1. Trial courts are exhorted to keep in mind that
lighter offense a B. Plea of Guilty to the Crime Charged in the
plea of guilty for a than that
actually
charged is not supposed to be allowed Information. If the accused pleads guilty to
as a matter
crime charged in the information, judgment shall the
of bargaining or, compromise for the convenience be
of the accused. It may also be made immediately rendered, except in those cases involving
trial proper and even after the prosecution hasduring the
finished
capital punishment.
presenting its evidence and rested its case. Thus, GWhere No Plea Bargaining or Plea of
the Supreme Court has held that it is immaterial Takes Place. - lf the accused does not enter Guiltya plea
that plea bargaining was not made during the pre. of guilty, whether to a lesser offense or to the offense
trial stage or that it was made only after the charged in the infomation, the court shall immediately
prosecution already presented several witnesses. proceed with the arraignment and the pre-trial, in
2. Further, there is nothing in the law which expressty accordance with the succeeding provisions on pre-trial.
or impliedly prohibits the trial court from allowing GUIDELINES FOR PLEA BARGAINING IN DRUGS
an accused to change his plea, on a plea bargain, CASES14
immediately after aprevious plea of not guilty Ih
approving the plea-bargaining agreement, the trial 1. Offers for plea bargaining must be initiated in
court undoubtedly took into consideration the writing by way of a formal written motion filed by
timeliness of the plea bargaining and its compliance the accused in court.
with the requirements of the law.12
2. The lesser offense which the accused proposes to
plead guilty to must necessarily be included in the
offense charged.
410
411
Daan vs. Sandiganbayan, G.R. Nos. 163972-77, [March 28, 2008]. Revised Guidelines for Continuous Trial of Criminal Cases, A. M No. 15-06-10-SC
Ibid
4)2 (Resolution), [April 25, 2017]).
Bug-atan vs People, 630 SCRA 537, G.R. No. 175195 September 15, 2010 People vs. Montierro y Ventoc1lla, supra.
CRIMINAL PROCEDURE RULE 116
RULES ON A NNOTATED
277
276 Arraignment and Plea
proposal for plea rehabilitation but had a relapse, or has been charged
3. Upon receipt of the
is compliant with the
bargaining that
provisions of the Plea many times; or (b) when the evidence of guilt is strong
Framework in Drugs Cases, the judge shall
assessment be
Barordergaintihnatg Plea bargaining in drugs cases shall not be allowed
a drug dependency
the accused admits drug use,
administered.
or denies but
is
If when the proposed plea bargain does not conform
then found to the Court-issued Plea Bargaining Framework
positive after a drug dependency test, he/she shall in Drugs Cases.
undergo treatment and rehabilitation for perioda of
not less than six (6) months. Said period shall be 7 Judges may overrule the objection of the prosecution if
credited to his/her penalty and the period of hisher it is based solely on the ground that the accused's
after-care and follow-up program if the penalty plea-bargaining proposal is inconsistent with the
unserved. If the accused is found
is
still negative acceptable plea bargain under any internal rules
drug use dependency, then he/she will be released foron or guidelines of the DOJ, though in accordance
time served, otherwise,
he/she will serve with the plea-bargaining framework issued by the
his/her
sentence in jail minus the counselling period at
Court, if any
rehabilitation center.
8 If the prosecution objects to the accused's plea
4. As a rule, plea bargaining requires the mutyol bargaining proposal due to the circumstances enumerated
agreement of the parties and remains subject to in item no. 5, the trial court is mandated to hear
the approval of the court. Regardless of the muhuol the prosecution's objection and rule on the merits
agreement of the parties, the acceptance of the offer thereof. If the trial court finds the objection meritorious, it
to plead guilty to a lesser offense is not demandable shall order the continuation of the criminal proceedings.
by the accused as a matter of r1ght but is a matter
9. If an accused applies for probation in offenses
addressed entirely to the sound discretion of the court. punishable under RA No. 9165, other than for illegal
a. Though the prosecution and the defense may drug trafficking or pushing under Section 5 in relation
agree to enter into a plea bargain, it does not to Section 24 thereof, then the law on probation
follow that the courts will automatically approve shall apply.
the proposal. Judges must still exercise sound
discretion in granting or denying plea bargaining, Section 3. Plea of guilty to capital otense; reception of
taking into account the relevant circumstances. evidence. When the accused pleads guilty to a capital
including the character of the accused. offense, the court shall conduct a searching inquiry into
the voluntariness and full comprehension of the consequences
5. The court shall not allow plea bargaining if the of his plea and require the prosecution to prove his guilt
objection to the plea bargaining is valid and supported and the precise degree of culpability. The accused may
by evidence to the effect that: (a) the offender is a present evidence in his behalf. (3a)
recidivist, habitual offender, known in the community
as a drug addict and a troublemaker, has undergone
RULES ON CRIMINAL PROCEDURE
278 ANNOTATED RULE 116
Arraignment and Plea 279
INQUIRY?
3. Elicit information about the personality profile of the
accused, such as his age, socio-economic status, and
SEARCHING
WHAT IS
Searching inquiry is the duty of the trial court educational background, which may serve as a
conduct the requisite searching inquiry in such a way as trustworthy index of his capacity to give a free and
would indubitably show that appellant had made not only a informed plea of guilty.
clear, definite and unconditional plea, but that he did So with a
4 Informthe accused the exact length of imprisonment
well-infomed understanding and full realization of the or nature of the penalty under the law and the certainty
consequences thereof- 417 he faces a jail term but also, the
he will serve such sentence. Not
exact length of imprisonment under the law and the certainty that
infrequently
indeed an accused pleads guilty in the hope of a
that he will serve time at the national penitentiary or a penal
colony. The searching inquiry of the trial COurt must be lenient treatment or upon bad advice or because of
focused on: (1) the voluntariness of the plea, and (2) the full promises of the authorities or parties of a lighter
of the plea.
418 penalty should he admit guilt or express remorse. It
comprehension of the consequences is the duty of the judge to see to it that the accused
INQUIRY419 does not labor under these mistaken impressions.
GUIDELINES IN SEARCHING
While there is no cast-iron rule as to how a judge may 5. Require the accused to fully narrate the incident that
conduct a searching inquiry," the Supreme Court outlined the spawned the charges against him or make him reenact
the manner in which he perpetrated the crime, or
following guidelines in a throng of cases:
cause him to supply missing details of significance.
1. Ascertain from the accused himself (a) how he wa
brought into the custody of the law; (b) whether he 6. All questions posed to the accused should be in a
had the assistance of a competent counsel during the language known and understood by the latter.
custodial and preliminary investigations; and (c) under 7. The trial judge must satisfy himself that the accused.
what conditions he was detained and interrogated inpleading guilty, is truly guilty. The accused must
during the investigations. These the court shall do in be required to narrate the tragedy or reenact the
order to rule out the possibility that the accused has crime or furnish its missing details.
been coerced or placed under a state of duress by
actual threats of physical harm coming from malevolent Section 4. Plea of guilty to non-capital ofense; recepion of
or avenging quarters. evidence, diseretionary. When the accused pleads guilty
2. Ask the defense counsel a series of questions as to to a non-capital offense, the court may receive evidence
whether he had conferred with, and completely explained from the parties to determine the penalty to be imposed. (4)
to, the accused the meaning and consequences of a
plea of guilty. PLEA OF GUILTY TOA NON-CAPITAL OFFENSE
41
People vs Estomaca, 256 SCRA 421, G.R. Nos. I17485-86 April 22, 1996. When the accused pleads guilty to a NON-CAPITAL
419
People vs. Pagal, supra. OFFENSE, the court may receive evidence from the parties
People vs. Aguilar, 548 SCRA 663. G.R. No, 172868, March 14, 2008.
PROCEDURE
RULES ON CRIMINAL RULE I16
282 ANNOTATED
Arraignment and Plea 283
423
People vs. Pagal, supra.
IbËd A)5 bid
424 426
lbid
People vs. Baharan, 639 SCRA IS7, G.R. No. I88314, January 10, 2011.
CRIMINAL PROCEDURE RULE 116
RULES ON A N N O T A T E D Arraignment and Plea 285
284
When adefendant appears at the arraignment without oficio only such members of the bar in good standing who,
duties to comply with:27 an of their experience and ability, can competently
court has four important by
reason
TAKE NOTE:
competently defend the accused. But in localities where such
members of the bar are not available, the court may appoint
1.Compliance with these four duties is mandatory 428 person, resident of the province and of good repute for
any defend the accused.
probity and ability,
to
2. The only instance when the court can arraign an
accused without the benefit of counsel is if the Section 8. Time for counsel de oficio to prepare for
accused waives such right and the court, finding arraignment. Whenever a counsel de oficio is appointed
the accused capable, allows him to represent hy the court to defend the accused at the arraignment, he
himself in person. However, to be a valid waiver. hallbe given a reasonable time to consult with the accused
the accused must make the waiver voluntarily,. as to his plea before proceeding with the arraignment. (8)
knowingly, and intelligently. In determining whether
the accused can make a valid waiver, the court PREPARATION FOR ARRAIGNMENT
must take into account all the relevant circumstances.
including the educational attainment of the accused. 1. Whenever a counsel de oficio is appointed by the court
In the present case, however, respondent judge contends to defend the accused at the arraignment, he shall be
that complainants waived their right to counsel given a reasonable time to consult with the accused
429
and insisted on their immediate arraignment. as to his plea before proceeding with the araignment.
Section 7. Appointment of counsel de oficio. The court, 2. After a plea of not guilty is entered, the accused shall
considering the gravity of the offense and the difficulty of have at least fifteen (15) days to prepare for trial.
the questions that may arise, shall appoint as counsel de The trial shall commence within thirty (30) days
from receipt of the pre-trial order.0
2 Gamas vs. Oco, 425 SCRA S88, A. M. No. MTJ-99-1231, March 17, 2004.
$28 bid
429 Thid 0 Section 1, Rule 119.
PROCEDUR RULE I16
BULES ON CRIMINAL
ANNOTATED
Arraignnent and Plea 287
286
Its purpose
accused
said time limit if it was the enable an
excluded from
time accused who is to
Hence, in this case, the
instituted the same.
by the
during which 1. to know the theory of the government's case:
of venue filed private
the petition for transfer
is pending. cannot be excluded from the time limit of thirty complainant 2. to prepare his defense and to avoid surprise at the trial:
(30) days from receipt of the pre-trial order imposed in 3. to plead his acquittal or conviction in bar of another
Rules of Court 431
Section 1, Rule l19 of the prosecution for the same offense: and
Section 9. Bill of particulars. - The accused may, before 4 to compel the prosecution 434
to observe certain
arraignment, move for a bill of particulars to enable him limitations in offering evidence.
trial. The
properly to plead and to prepare for
shall specify the alleged defects of the complaintmotionor TAKE NOTE:
information and the details desired. (10a) It is not the function of the bill to furmish the
PARTICULARS?
accused with the evidence of the prosecution.
WHAT IS BILL OF Thus, the prosecutor shall not be required to
lt is aformal, detailed statement of the claims or charges include in the bill of particulars matters of evidence relating to
how the people intend to prove the elements of the offense
brought by aplaintiff or aprosecutor., Usually filed in response charged or how the people intend to prove any item of factual
to the defendant's request for a more specific complaint. 2 information included in the bill of particulars. 435
In criminal actions, the accused may, before arraignment.
move for a billof particulars to enable him properly to plead Section 10. Production or inspection of material evidence in
and to prepare for trial. The motion shall specify the (1) pOssession of prosecution. Upon motion of the accused
alleged defects of the complaint or information and (2) the showing good cause and with notice to the parties, the court,
details desired. in order to prevent surprise, suppression, or alteration,
may order the prosecution to produce and permit the
In general, a billof particulars is the further specification inspection and copying or photographing of any written
of the charges or claims in an action, which an accused may
avail of by motion before arraignment, to enable him to
statement given by the complainant and other witnesses in
properly plead and prepare for trial.433 any investigation of the ofense conducted by the prosecution
or other investigating officers, as well as any designated
Mari vs. Gonzales,657 SCRA 414, G.R No. 187728 September 12, 201I.
Black's Law Dictionary, 10" edition. 434 lbid.
Enrile vs. People, 766 SCRA I. GR. No. 21I 3455 August 11, 2015. 435
lbid.
RULE 116
ON CRIMINAL PROCEDURE
RULES
ANNOTATED Arrnignnent and Plea 289
288
books, accounts, letters, This right iss cchocd and further fleshed out in the Rules
documents, papers,
objects or tangible things
not otherwise
evidence material to
photographs,
privileged, which
ofCriminal
Proccdure. Rule |15, Section I (g)
that the accused has the right to have
thereof, which
constitute or
contain
which are in the
Any matter r o v i d e s
compulsory
process jssued to secure the attendance of witnesses
p
and
involved in the case and
the prosecution, police, or
possession of other cevidence in his behalf.
Thus, the
under the control of other lawor accused's
production
him
renders
unable to fully understand the charge against
witnesses in any investigation of the
investigating
conducted by
officers, as well as the him and to plead intelligently thereto. In such
prosecution or other any case, the court shall order his mental examination
designated documents, papers, books, accounts, letters,
photographs, and, if necessary, his confinement for such purpose;
objects or tangible things not otherwise privileged, which
constitute or contain evidence material to any matter involved ) There exists a prejudicial question; and
in the case and which are in the possessiOn or under the control (c) A petition for review of the resolution of the
the prosecution. police, or other law investigating agencies prosecutor is pending at either the Department of
RIGHT OF THE ACCUSED TO COMPULSORY PROCESS Justice, or the Office of the President; provided,
that the period of suspension shall not exceed
The right of the accused to have compulsory process to sixty (60) days counted from the filing of the
secure the production of evidence on their behalf is a right petition with the reviewing office. (12a)
enshrined in no less than our Constitution, particularly SUSPENSION OF ARRAIGNMENT
Article II, Section 14 stating that in all criminal prosecutions.
the accused shall be presumed innocent until the contrary is Upon motion by the proper party, the arraignment
proved, and shall enjoy the right to be heard by himself and shall be suspended in the following cases:
counsel, to be informed of the nature and cause of the
accusation against him, to have a speedy, impartial, and 1. The accused appears to be suffering from an
public trial, to meet the witnesses face to face, and to have unsound mental condition which effective renders
compulsory process to secure the attendance of witnesses and
the production of evidence in his behalf.
436
Lejano vs. People, G.R No. 176389,December 14, 2010.
RULES ON CRIMINAL
290
ANNOTATED PROCEDURE
437
Section 7, Rule 1]}