1 s2.0 S0143816625002453 Main
1 s2.0 S0143816625002453 Main
A R T I C L E I N F O A B S T R A C T
Keywords: In this study, we propose a novel ultra-compact, tunable electro-optical (EO) modulator based on dielectric-
3D-FDTD loaded graphene-plasmonic waveguides (DLGPW). By leveraging the exceptional optical and electrical proper
Electro-optic modulator ties of graphene, the modulator achieves high modulation depth (MD) and extinction ratio (ER) for operation in
Dielectric-loaded graphene-plasmonic wave
the mid-infrared (MIR) region. The device utilizes surface plasmon polaritons (SPPs) excited at the graphene-
guide (DLGPW)
High modulation depth and extinction ratio
dielectric interface, enabling strong light confinement and low propagation losses. By adjusting the chemical
Surface plasmon polariton (SPP) potential of graphene through an external voltage, the refractive index of graphene is tuned, allowing for precise
Chemical potential tuning control over the resonant wavelength and modulation characteristics. Through detailed numerical simulations
using the three-dimensional finite-difference time-domain (3D-FDTD) method, we demonstrate that the proposed
modulator achieves an MD of 98.69%, an ER of 18.835 dB, and IL of 2.5 dB, with a modulation bandwidth of 1.13
THz. The ultra-compact design and compatibility with CMOS technology make the proposed modulator a
promising candidate for next-generation photonic systems, particularly in applications requiring high-speed and
efficient modulation in MIR spectral ranges.
* Corresponding author.
E-mail address: m.h.rezaei@shirazu.ac.ir (M.H. Rezaei).
https://doi.org/10.1016/j.optlaseng.2025.109059
Received 9 March 2025; Received in revised form 15 April 2025; Accepted 3 May 2025
Available online 9 May 2025
0143-8166/© 2025 Elsevier Ltd. All rights are reserved, including those for text and data mining, AI training, and similar technologies.
S. Kanwal et al. Optics and Lasers in Engineering 193 (2025) 109059
Table 1
Drude-Lorentz coefficients of Au metal.
k 0 1 2 3 4 5
Fig. 1. (a) 3D schematic of the DLGPW. (b) Cross-sectional view (z-y plane) of
the DLGPW. The geometrical parameters along with the electric field distri Fig. 2. Real and imaginary parts of the Au permittivity in the wavelength range
bution of the fundamental mode have been presented. of 7–10 μm.
graphene structures, and double-layer graphene designs, each offering regions, research involving these spectra has been relatively limited in
distinct advantages in terms of modulation efficiency, speed, and foot recent years. Consequently, there is a significant need to develop effi
print. Waveguide-integrated graphene modulators have demonstrated cient and compact silicon-based photonic devices that function effec
remarkable performance by combining plasmonic or dielectric wave tively in these domains. To address this gap, we propose a
guides with graphene’s tunable conductivity. For instance, Liu et al. [17] dielectric-loaded graphene-plasmonic waveguide (DLGPW) EO modu
developed a hybrid graphene-silicon waveguide modulator achieving lator that combines the benefits of graphene’s tunability with strong
broadband operation with a 30 GHz bandwidth, where light-graphene plasmonic confinement in the MIR range (7–10 µm). Unlike graphene
interaction was enhanced via evanescent field coupling. Similarly, Pan nanoribbon-based designs, our modulator employs a continuous gra
et al. [23] utilized a one-dimensional photonic crystal cavity coupled to phene sheet, eliminating sensitivity to edge defects. Additionally,
a graphene-loaded bus waveguide, achieving a modulation depth (MD) compared to suspended graphene structures, our approach simplifies
of ~12.5 dB at telecommunication wavelengths. These designs benefit fabrication by utilizing a dielectric substrate, ensuring mechanical sta
from strong light confinement but often face challenges in balancing bility while maintaining high performance.
insertion loss (IL) and modulation depth. Single-layer graphene modu The remainder of the paper is structured as follows: Section 2 delves
lators capitalize on the material’s gate-dependent absorption to achieve into the fundamental characteristics of DLGPWs. In Section 3, we
high-speed modulation. Ansell et al. [18] demonstrated a compact introduce the proposed modulator and analyze how geometric param
plasmonic modulator where a single graphene layer was coupled to a eters and variations in graphene’s chemical potential influence the
metallic waveguide, enabling an extinction ratio (ER) of >15 dB with transmission spectrum. This section also outlines modulation features,
low power consumption. However, such structures typically suffer from including modulation depth and extinction ratio. Lastly, Section 4 pre
limited modulation depth due to graphene’s weak single-pass absorption sents the conclusion.
(~2.3% per layer). To mitigate this, resonant structures, such as ring
resonators and Fabry-Perot cavities, have been employed to enhance 2. Characteristics of DLGPWs
light-graphene interaction [20]. Double-layer graphene configurations,
separated by a thin dielectric spacer, have been proposed to enhance The schematic of the DLGPW is illustrated in Fig. 1. A one-atom-thick
modulation efficiency via capacitive tuning. Phare et al. [19] demon graphene sheet is placed on a dielectric substrate with a thickness of h2.
strated a double-layer graphene modulator integrated with a silicon A dielectric strip with a width of w and a height of h1 μm is deposited on
nitride waveguide, achieving a 30 GHz bandwidth and improved MD top of the graphene sheet. Additionally, a metallic layer beneath the
through enhanced electrostatic control. These designs benefit from substrate functions as an electrode for voltage application. The charac
stronger light absorption due to dual graphene layers but require precise teristics of stimulated SPPs in a DLGPW are not affected by the edge
alignment and suffer from increased fabrication complexity. Other shapes of the graphene. Furthermore, the fabrication of this type of
graphene-based modulators have also been designed. For instance, plasmonic waveguide is compatible with CMOS technology and is
Rezaei and Shiri [24] numerically investigate a low-loss resonant EO relatively easy to produce. The graphene sheet used in this waveguide
modulator based on a suspended graphene plasmonic waveguide. They can be fabricated simply through standard lithography processes [26].
achieved an IL of 1.3 dB, an ER of 22 dB, and a modulation bandwidth of For the sake of simplicity, the refractive index of both the substrate
71 GHz in a structure with a footprint of less than 3 μm2. Kim et al. [25] and the dielectric strip is set to nd = 2. Moreover, gold (Au) is selected as
reported an optical modulator consisting of a PhC structure and a the metallic layer. The permittivity of Au is calculated using the well-
waveguide with graphene, using the electromagnetically induced known Drude-Lorentz model, as follows [27]:
transparency-like (EIT-like) transmission with an MD of 98% at around 1
THz. Despite the numerous attractive applications in the MIR to THz
2
S. Kanwal et al. Optics and Lasers in Engineering 193 (2025) 109059
Fig. 3. (a) Real and (b) imaginary components of the graphene surface conductivity for different μc values in the wavelength range of 7–10 μm.
K
∑ fk ω2p
ε(ω) = εr,∞ + (1)
k=0
ω − ω2 + jωΓk
2
k
3
S. Kanwal et al. Optics and Lasers in Engineering 193 (2025) 109059
Fig. 5. (a) Distribution of the electric field |E| for the first six lowest-order
modes of the DLGPW with w = 300 nm, h1 = h2 = 100, μc = 0.7 eV, and λ =
8.5 μm. (b) Real part of Neff versus the width of the DLGPW for μc = 1 eV at λ =
8.5 μm. Fig. 6. (a) 3D schematic of the proposed EO modulator. (b) Top view (y-x
plane) of the dielectric strips and the metal resonators with the geometrical
parameters. (c) Cross-sectional view (z-y plane) of the modulator along with
This representation is fundamental for elucidating the influence of
how to apply external voltage to the device.
graphene’s chemical potential on the spatial distribution of the electric
field. From a visual perspective, it is clear that at μc = 0.4 eV, the electric
the real part of Neff as a function of the waveguide width at a wavelength
field distribution is strongly confined within the waveguide. At μc = 0.7
λ = 8.5 μm for μc = 1 eV and with the same aforementioned geometrical
eV, the electric field distribution becomes less confined compared to the
parameters. It is seen that the waveguide acts as a single-mode wave
μc = 0.4 eV case, and at μc = 1 eV, the electric field distribution is even
guide for widths up to w = 160 nm, and for higher widths, it is a multi-
more weakly confined. This indicates that at lower chemical potentials,
mode waveguide. It is worth noting that the number of stimulated
the plasmonic effects are stronger, resulting in a more confined SPP
modes decreases with an increase in the graphene’s chemical potential.
mode. Physically, the change in the distribution of the electric field is
attributed to the alteration in the effective refractive index (Neff) of the
3. Proposed DLGPW-based EO modulator
waveguide, which results from variations in the μc of graphene. As μc
changes, the surface conductivity and, consequently, the permittivity of
Fig. 6 shows the proposed EO modulator, which comprises four
graphene are affected, leading to a change in the Neff of the waveguide.
dielectric strips and two metal resonators positioned on a graphene
The values of the real and imaginary components of Neff, shown in the
sheet. Apart from the input and output strips, two of the strips serve as
boxes above the electric field distributions, both decrease as μc increases.
coupling waveguides, where the stimulated mode resonates within this
The decline in the real part of Neff leads to reduced confinement of light
region alongside the metal resonators. The geometrical parameters of
within the waveguide. Meanwhile, the decrease in the imaginary part
the modulator are the width of the strip waveguides (w), the length of
results in lower waveguide losses, increasing the propagation length of
the coupling waveguides and the resonators (L2), the coupling region
SPPs O. spps within the waveguide.
between the input/output waveguides and the coupling waveguides
As previously mentioned, increasing the λ and the μc have a similar
(L1), the gap between the input/output waveguides and the coupling
effect, leading to increases in the real and imaginary components of the
waveguides (g1), the gap between the coupling waveguides and the
σ g. Fig. 4 confirms this subject, showing that the confinement of the
resonators (g2), the height of the dielectric strips and the resonators (h1),
electric field within the waveguide decreases as the λ and the μc are
and the height of the dielectric substrate (h2). An external voltage is used
increased.
between the metal resonator and the metallic layer beneath the dielec
Apart from the wavelength and chemical potential of graphene, the
tric substrate to adjust the chemical potential of the graphene sheet.
width of the dielectric strip significantly affects the number of excited
The effects of geometrical parameters, including L1, g1, g2, and L2, on
modes in the waveguide. In Fig. 5(a), the electric field distribution of the
the transmission spectrum of the modulator in the wavelength range of
fundamental mode and higher-order modes of the waveguide at λ = 8.5
7–10 μm are illustrated in Fig. 7. The initial values of the parameters are
μm for w = 300 nm is shown. The other parameters of the waveguide are
as follows: w = h1 = h2 = 100 nm, L1 = 1 μm, g1 = 20 nm, g2 = 0, L2 = 3
h1 = h2 = 100 nm and μc = 0.7 eV. It is observed that from the fourth
mode and above, electromagnetic energy leaks out of the waveguide
μm, and μc = 0.7 eV. In all subsequent simulations, the values of the
parameters w, h1, and h2 remain fixed. Fig. 7(a) demonstrates how
region, and a large portion of the optical power is transmitted at the
transmission varies with different values of the geometrical parameter
junction boundary of the graphene sheet and air. Fig. 5(b) demonstrates
L1, which is adjusted to three distinct levels: 0.6 μm, 0.8 μm, and 1 μm.
4
S. Kanwal et al. Optics and Lasers in Engineering 193 (2025) 109059
Fig. 7. Transmission spectrum of the proposed modulator for different values of geometrical parameters, including (a) L1, (b) g1, (c) g2, and (d) L2.
Changes in L1 can result in shifts in the resonant wavelengths or alter Here, P0 and P1 represent the optical power in the logical "0″ state
ations in the bandwidth of the transmission dips. For instance, the (OFF) and logical "1" state (ON), respectively. When the transmission
modulator exhibits a transmission of − 18.15 dB at the resonant wave value decreases from − 2.5 dB to − 19.91 dB, the ER becomes 17.41 dB,
length of λ = 8.36 μm for L1 = 0.6 μm. and the MD reaches 98.18%.
The insertion loss (IL) parameter can be calculated using the The parameter g2 specifies the resonance intensity, where a lower g2
following equation [33]: value leads to stronger resonances, as demonstrated in Fig. 7(c). With
parameters set as L1 = 0.6 μm, g1 = 10 nm, L2 = 3 μm, and μc = 0.7 eV,
Pin
IL(dB) = 10log (4) changing g2 from 0 to 10 nm results in a resonance wavelength shift of
Pout
20 nm, yielding ER and MD values of 16.94 dB and 97.97%, respectively.
where Pin and Pout represent the optical power at the input and output These changes, although measurable, are relatively minor. However, for
ports, respectively. The IL can be determined from the transmission larger variations in g2, the modulator’s performance is significantly
spectrum, where the difference between unity transmission and the affected. For example, setting g2 to 20 nm leads to two dips in the
transmission at the output port indicates the IL. Consequently, an IL of transmission spectrum at wavelengths of λ = 7.37 μm and λ = 8.39 μm.
about 2.5 dB is obtained for the proposed modulator. At λ = 8.39 μm, the ER and MD values are 14.3 dB and 96.28%,
The parameter g1 indicates the optical power exchanged between the respectively.
input/output waveguides and the coupling waveguides. Fig. 7(b) ex The impact of changes in L2 on the modulation characteristics of the
plores how the value of g1 affects the transmission spectrum for L1 = 0.6 proposed modulator is discussed. Fig. 7(d) illustrates the transmission
µm, g2 = 0, L2 = 3 µm, and μc = 0.7 eV. It is noted that lower values of g1 spectrum of the modulator for L2 values ranging from 2.6 μm to 3.4 μm
result in more significant dips in the transmission spectrum. For in increments of 200 nm. In this scenario, the length of the coupling
instance, when g1 is set to 10 nm, a notable dip is observed, with a region (L1) remains constant at 1 μm, while other parameters are set to g1
transmittance of − 19.91 dB at a wavelength of λ = 8.06 µm. If g1 is = g2 = 10 nm and μc = 0.7 eV. The optimal modulation behavior occurs
increased to 20 nm, two dips are recorded with transmission values of when L2 is equal to 2.6 μm, resulting in an ER of 18.835 dB and an MD of
− 17.2 dB and − 17.36 dB at wavelengths of λ = 7.6 µm and λ = 8.48 µm, 98.69% at a wavelength of λ = 7.92 μm. While high ER and MD values
respectively. Thus, changing g1 from 10 to 20 nm decreases resonance are achieved for L2 = 2.8 μm, the wider bandwidth associated with this
intensity by 2.55 dB. Furthermore, a lower transmission value at the setting is less desirable for modulation applications.
resonant wavelength corresponds to higher ER [34] and MD [35] values. As an EO modulator, the resonant wavelength can be adjusted by
changing the chemical potential of the graphene sheet. The design of the
P1 modulator features a tunable capacitor formed between the graphene
ER(dB) = 10log (5)
P0 sheet and the metallic layer located beneath the substrate. By applying
an external voltage to the metal resonator on the graphene sheet and the
P1 − P0
MD(%) = × 100 (6) underlying metallic layer, we can alter the carrier concentrations within
P1
this capacitor. The relationship between the chemical potential of gra
5
S. Kanwal et al. Optics and Lasers in Engineering 193 (2025) 109059
Fig. 9. Distribution of the magnitude of the electric field (|E|) at the (a) resonant wavelength of λres = 7.92 μm and (b) non-resonant wavelength of λnon-res = 8.25 μm.
Distribution of the x-component of the electric field (Ex) at the (c) resonant wavelength of λres = 7.92 μm and (d) non-resonant wavelength of λnon-res = 8.25 μm.
6
S. Kanwal et al. Optics and Lasers in Engineering 193 (2025) 109059
Table 2
Comparison between the results of the proposed modulator with those of other graphene-based plasmonic waveguides.
Ref. Modulator structure λ (μm) ER (dB) IL (dB) Bandwidth (GHz) L (μm)
[40] Hybrid plasmonic modulator with graphene and Al2O3 3.3–3.7 – 0.53 156.49 (GHz) 40
[41] Graphene-HfO2-ITO stack embedded in silicon 1.55 14.6 2.98 256.9 1
[42] Electro-absorption modulator based on graphene-on-silicon slot 1.55 28 1.28 117 120
[43] Dual-slot hybrid plasmonic electro-absorption modulator 1.55 – 1.89 – 10
[44] Plasmon-enhanced graphene all-optical modulator 1.55 3.5 6.2 100 GHz 12
[45] Graphene-insulator-graphene plasmonic modulator 5 3 0.1 – 0.8
[24] Suspended graphene plasmonic waveguides 7–11 22 13 71 3
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