Linhard T 2016
Linhard T 2016
1
 Center for Biotechnology and Interdisciplinary Studies, Rensselaer Polytechnic Institute, 110 8th St, Troy,
NY 12180 USA
TABLE OF CONTENTS
1. Abstract
2. Introduction
3. Detailed description of coagulation pathway
        3.1. Primary hemostasis – platelets
        3.2. Secondary hemostasis – biochemical cascade reactions
        3.3. Endothelium
4. Diseases requiring anticoagulants
        4.1. Venous thromboembolism
        4.2. Venous thromboembolism treatments
        4.3. Extracorporeal circuit
        4.4. Disseminated intravascular coagulation
5. Anticoagulants
        5.1. Classes of anticoagulants
        5.2. Heparins
        5.3. Vitamin K antagonists
        5.4. Direct inhibitors
        5.5. Others
        5.6. Comparison of anticoagulants
        5.7. Recent topics
6. Classes of heparin
        6.1. Heparin
        6.2. Heparan sulfate
        6.3. Low molecular weight heparin
        6.4. Ultra low molecular weight heparin
7. Heparin’s biological roles
        7.1. Inflammation and angiogenesis
        7.2. Growth factor signaling
        7.3. Developmental process
        7.4. Various disease processes
8. Heparin’s therapeutic application
        8.1. Heparin’s anti-thrombic and anti-embolitic therapeutic applications
        8.2. Heparin’s anti-inflammatory therapeutic applications
9. Adverse effects of heparin
        9.1. Hemorrhage
        9.2. Heparin-induced-thrombocytopenia
        9.3. Osteoporosis
        9.4. Others
10. Future prospects
        10.1. Risks associated with porcine and bovine derived heparins
        10.2. Comparison of porcine and bovine derived heparins
        10.3. Bioengineered heparin
        10.4. Synthetic heparin oligosaccharides
11. Conclusions
12. Acknowledgements
13. References
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Figure 1. Coagulation pathway. A) Molecular mechanism of a platelet adhesion and aggregation involving von Willibrand factor (vWF) and glycoproteins
(GPs), releasing adenosine diphosphate (ADP) and thromboxane A2 (TXA2). B) Endothelial heparan sulfate proteoglycan (HSPG) interaction with
antithrombin (AT) resulting in the inactivation of thrombin and factor Xa (FXa) to control coagulation. C) Main reactions of the coagulation cascade after
activation through vascular injury or by tissue factor (TF) and major clinical anticoagulants including direct factor Xa inhibitor (DXI), direct thrombin
inhibitor (DTI) and vitamin K antagonists (VKAs).
(phospholipids exposed at a vascular injury site), it                          of factor IXa, factor VIIIa, calcium and phospholipids,
causes a local increase in its concentration, which then                       generates. This tenase complex activates factor X. After
autoactivates to factor XIIa. Factor XIIa then catalyzes                       the formation of the tenase complex, the prothrombinase
the conversion of prekallekerin to kininogen and factor XI                     complex, which consists of factor Xa, factor Va, calcium
to XIa (9, 10). Consequently, these activations lead to the                    and phospholipids generates. Although factor Xa alone
formation of factor IXa.                                                       can catalyze prothrombin (factor II) into thrombin
                                                                               (factor IIa), this activation is greatly accelerated by factor
          The extrinsic pathway, which is also called                          Va and the complex. Thrombin, the final serine protease
tissue factor pathway, is the initial step in plasma-                          formed in the coagulation cascade has various roles in
mediated hemostasis. The contact of the membrane-                              clotting (9). Thrombin activates various components of
bound protein tissue factor (TF) with plasma containing                        coagulation pathway, such as platelets, factors V, VIII and
factor VII triggers the extrinsic pathway, forming TF-VIIa                     IX, protein C and thrombin-activatable fibrinolysis inhibitor
complex. Alternatively the extrinsic pathway can also                          to amplify the coagulation cascade. Most importantly,
be initiated if monocytes and smooth muscle cells are                          thrombin converts fibrinogen to fibrin, ultimately forming
exposed to cytokines or other inflammatory mediators.                          a clot.
This also causes the release of tissue factor (9, 10).
Once the TF-VIIa complex forms, it converts factor IX and                                The conversion from soluble fibrinogen to
factor X to factor IXa and factor Xa, respectively.                            insoluble fibrin is the final step of the coagulation process.
                                                                               Factor XIIIa leads fibrin-monomer cross-linking to form
         Once factor IXa is formed either by the intrinsic                     a stabilized fibrin clot. In parallel, fibrinolytic system is
or extrinsic pathway, the ‘tenase’ complex, consisting                         activated to control the size of fibrin clots. Fibrinolysis
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cleaves insoluble fibrin into fibrin degradation products,      pulmonary embolism (13). Deep vein thrombosis results
and rapidly clears it out to maintain hemostatic balance.       from clot formation in a major vein, normally one in the
Plasmin, which circulates as an inactive zymogen                lower extremities. Unlike clots in superficial veins that
plasminogen, is the enzyme responsible for fibrinolysis.        stay in place, these clots can dislodge and, thus, are very
                                                                dangerous. Clots that dislodge from the vein can travel into
          Antithrombin (AT), previously known as                the lungs or other organs causing permanent damage by
antithrombin III, is a serine protease inhibitor that           way of tissue death or loss of oxygen. There are several
inactivates various activated coagulation serine proteases,     types of embolism that include a venous and arterial
including factors IXa, Xa, TF-VIIa complex and thrombin.        embolism and these can be anterograde and retrograde,
AT covalently binds to serine residue of serine proteases       depending on whether the embolus travels with or
causing their inactivation. However, in the presence of         against the blood flow. There are several environmental
heparin or heparan sulfate (HS), the ability of AT to inhibit   and hereditary causes of deep vein thrombosis including
serine proteases is markedly enhanced and in the case of        factor deficiencies, hormone treatments, stress, diabetes,
thrombin forming heparin-AT-thrombin ternary complex.           chronic inflammatory disorder, vein damage during
                                                                surgery, broken bones, physical trauma, slow blood flow
          The intrinsic pathway and the extrinsic pathway       from lack of movement, pregnancy, venous catheters, old
were previously considered as independent pathways of           age, obesity and smoking (13-15). These clots can block
factor X activation. However, it is now thought that the        blood flow leading to swelling, pain and death. Venous
extrinsic pathway initiates thrombin generation (initiation     thromboembolism affects up to 5% of the population
phase) and the intrinsic pathway augments thrombin              during their lifetime and approximately 20% of patients
generation (propagation phase) (9, 10).                         with pulmonary embolism die before diagnosis or within a
                                                                day after diagnosis. Patients who survive past that period
3.3. Endothelium                                                face an 11% mortality rate in the first 3 months, even with
           Thrombin promotes coagulation by catalyzing          adequate therapy (14).
the conversion of fibrinogen to fibrin. In the healthy intact
vessel, AT bound to the endothelial HSPG can inactivate         4.2. Venous thromboembolism treatments
thrombin (Figure 1B). AT-HSPG complex can also                              The initial treatment venous thromboembolism
inactivate factor Xa through formation of AT-Xa complex.        relies on is heparin and LMWH anticoagulants. These
Since the healthy endothelium of an undamaged vessel            acute treatments lower risk and costs associated and
wall is non-thrombogenic, clotting on healthy vessels is        reduce risk of recurrence. Anticoagulant treatment is
prevented. In contrast, endothelial damage in a wounded         effective in thinning the blood preventing clot growth. While
vessel, results in the loss of AT-HSPG, allowing thrombin       heparin does not remove the clot, it is slowly dissolved
to promote clot formation and coagulation (11). The             over the course of about 3 months. LMWH can only be at
endothelium is also responsible for the active transport        reduced doses with careful observation on patients with
and regulation of extravasation of fluid, solutes,              renal failure since LMWH is cleared through the kidney as
hormones, macromolecules platelets and blood cells.             described in Chapter 6.3. Vitamin K antagonists (VKAs),
This is accomplished through the use of smooth                  such as warfarin, used alone are not recommended for
muscle cells, interendothelial junctions, vasodilation,         the initial treatment since a randomized trial demonstrated
and vasoconstriction. Dysfunction in the endothelium,           more recurrent symptomatic and asymptomatic events
i.e., failure to maintain blood fluidity, the appropriate       in patients treated with VKAs alone. However, after the
concentration of factors, or inflammation, can result in        initial use of heparin or LMWH, VKAs can be used to
catastrophic changes in coagulation (12).                       continue treatment. This improves its prospects as a long
                                                                term treatment since VKAs are inexpensive. Conversely,
          Blood coagulation should occur rapidly but            rivaroxaban a direct oral factor Xa inhibitor (DXI) is
only if necessary. Otherwise, bleeding or thrombosis will       easily administered but costly. Rivaroxaban treatment,
occur. To achieve expediency the successive activation          like LMWH treatment, cannot be used in patients with
of pro-enzymes to enzymes, known as cascade reaction,           renal failure. Thrombolytics, such as tissue plasminogen
triggers procoagulant activity explosively by producing         activator (t-PA), are used to dissolve the clot directly,
an exponential increase in the number of these enzyme           however, due to the high bleeding risks, such agents
molecules. In contrast, under normal physiological              are generally only used in emergency situations. Vena
conditions, inhibitors of coagulation (such as AT) limit the    cava filters are another form of treatment primarily used
clot formation to avoid the thrombus formation.                 to prevent the dislodging clots from migrating to vital
                                                                organs by physically removing them. This treatment is
4. DISEASES AND ABNORMALITIES                                   preferred if the patient cannot take anticoagulants or in
                                                                addition to thrombolytic treatment. Vena cava filters have
4.1. Venous thromboembolism                                     the drawback of potentially causing thrombi formation at
        Venous thromboembolism is a coagulation                 the insertion site but if the patient can take anticoagulants
disease that involves deep vein thrombosis and                  then this drawback can be remedied (13, 14).
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4.3. Extracorporeal circuit                                      related marker, are conducted. DIC treatment should be
          Clotting abnormalities can also be caused by           based on the proper remedy of the underlying disorder.
non-biological processes. Many medical procedures                But sometimes, supportive treatment by anticoagulants is
require the separation, purification, or oxygenation of          also required. UFH and LMWH are used for the treatment
blood and the instruments used in this process need to           and prophylaxis of thrombosis and embolic complications
be used in tandem with anticoagulants to prevent clot            associated with DIC. Concentrated platelets or fresh
formation. An extracorporeal circuit or extracorporeal           frozen plasma are transfused to replenish consumed
membrane oxygenator takes the patient’s blood outside            platelets or clotting factors.
his or her body using plastic tubing, a hemodialysis
machine, a dialyzer, or an oxygenator (16). There are two                  Recently, a recombinant thrombomodulin
different types of extracorporeal membrane oxygenators           was approved for DIC. The International Society on
(ECMOs), Veno-arterial and veno-venous oxygenerator.             Thrombosis and Haemostasis harmonized the guideline
Veno-arterial ECMO is used for heart failure providing           for diagnosis and treatment of DIC in 2013 (19). An
both gas exchange and hemodynamic support for a failing          observational study conducted in 2014 showed the gradual
cardiopulmonary system. This means deoxygenated                  improved in-hospital mortality of DIC patients associated
venous blood is drained into an oxygenator, oxygenated,          with infectious diseases and this study assumed that
and is returned into circulation. Veno-venous ECMO               recombinant thrombomodulin and the new practice
involves only gas exchange without the use of                    clinical guideline contributed this improvement (18).
hemodynamic support and is used for refractory hypoxic
respiratory failure with preserved cardiac function.             5. ANTICOAGULANTS
Deoxygenated venous blood is drained into an oxygenator
and hyperoxygenated arterial blood is returned to venous         5.1. Classes of anticoagulants
circulation. The blood interacts with the nonendothelial                    Anticoagulant drugs are categorized into four
surfaces of the ECMO causing widespread inflammatory             broad types: heparins, direct inhibitors, VKAs, and others.
and prothrombotic response. Within minutes of initiation         Heparins include UFH, LMWH and ultra-low-molecular
there is a widespread activation of the clotting cascade         weight heparin (ULMWH). UFH acts with AT and
and also a dilution of coagulation factors in the blood.         inactivates both FXa and thrombin. LMWH acts with AT to
Platelets adhere to surface fibrinogen, causing platelet         inactivate FXa and to a lesser degree thrombin (FIIa) and
activation and platelet aggregation, resulting in platelet       ULMWH acts with AT to exclusively inactivate thrombin.
loss, thrombocytopenia. These complications require              In contrast, direct inhibitors work independently of AT and
the use of anticoagulants. Heparin is used in the coating        inhibit either FXa or thrombin (Figure 2). Warfarin is the
of these circuits to free tissue factor pathway inhibitor,       most commonly used of the VKAs. Other anticoagulants
and augment AT-dependent inhibition, freeing factors             include several peptide and small molecules with a
Xa, XIa, and VIIa/TF. AT has been shown to decrease              variety of mechanisms of actions.
with the initiation of the extracorporeal circuit leading to a
procoagulative statedecreased heparin responsiveness.            5.2. Heparins
This means that AT should also be monitored and kept                        Heparin is a highly sulfated glycosaminoglycan.
above 60% to prevent venous thrombosis. Understanding            UFH is extracted and purified from animal tissues
of the extracorporeal circuit and what coagulation factors       including porcine intestine and bovine lung and
need to be monitored when blood is pumped outside                intestine. LMWH is produced through the controlled
the body is important when performing cardiopulmonary            depolymerization of UFH. ULMWH is a synthetic specific
bypass, hemofilitration, dialysis, and surgery.                  pentasaccharide, which is similar to a pentasaccharide
                                                                 sequence found within UFH and LWMH. Heparin was
4.4. Disseminated intravascular coagulation                      discovered in 1916 by medical student Jay McLean (20).
         Disseminated intravascular coagulation (DIC) is         The clinical use of UFH started in 1930s. LWMHs have
an acquired syndrome characterized by an unregulated             been clinically used since 1980s. ULMWH is the most
systemic activation of coagulation, leading to excessive         recent subtype of heparin, which was approved by US
formation of microthrombi, microcirculation obstruction,         Food and Drug Administration (FDA) in 2000s. Heparins
resulting in organ dysfunction and death (17, 18). In            work by primarily inhibiting thrombin (FIIa) and/or FXa.
addition, the extravagant consumption of platelets               The ratios of anti-Xa activity to anti-IIa activity of different
and coagulation factors cause serious hemorrhagic                heparins differ. Shorter heparin chains having a low
complications, which is called consumption coagulopathy.         averaged-molecular weight display higher anti-Xa/anti-
Therefore, a DIC patient can present thrombotic and              IIa ratios.
bleeding symptoms concomitantly. DIC is commonly
caused by sepsis, malignancy, pregnancy complications            5.3. Vitamin K antagonists
and massive inflammation. Regarding DIC diagnosis, a                     Coumarins work as VKAs acting as
combination of laboratory tests such as prothrombin time,        anticoagulants by inhibiting the biosynthesis of several
activated partial thromboplastin time, platelet count, fibrin    vitamin K-dependent clotting factors, including Factor
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Figure 2. Schematic representation of direct inhibitors, including direct             Heparins and warfarin are much less expensive
thrombin (FIIa) inhibitors (DTIs), Direct factor Xa inhibitors (DXIs) and
indirect inhibitors, antithrombin (AT) with unfractionated heparin (UFH),   than direct inhibitors. Protamine neutralizes heparins,
low molecular weight heparin (LMWH) and ultra low molecular weight          and vitamin K is an antidote for VKAs, but there is
heparin (ULMWH), of factor IIa and factor Xa. The heparin sequence          currently no antidote for direct inhibitors. While warfarin
displayed in this figure corresponds to the pentasaccharide binding
site (containing N-acetylglucosamine, glucuronic acid, glucosamine,         and the direct inhibitors are oral drugs, heparins are
idouronic acid, and glucosamine residues, respectively) and repeating       used intravenously (UFH) or subcutaneously (LMWH
idouronic acid, and glucosamine residues. Sulfo groups are not shown for    and ULMWH). Direct inhibitors do not have yet sufficient
simplicity. The symbols used are defined in Figure 5.
                                                                            safety and efficacy data for long-term use, patients
                                                                            during pregnancy, patients with mechanical heart valves,
VIIa, IXa, Xa and thrombin. Warfarin, a specific                            etc. Thus, heparins and warfarin remain the agents of
member of the coumarin family, has been widely used                         choice. The period of administration is another important
as a clinical anticoagulant for more than half a century.                   factor to consider when selecting an anticoagulant. In the
However, its major shortcomings are the drug-food                           treatment of venous thromboembolism there are three
interactions and need for regular monitoring of the blood                   phases of treatment: acute, long-term and extended.
drug concentration. In addition, a drug interaction is                      Heparins are generally used in acute phase treatment
another issue because warfarin is mainly metabolized                        while VKAs are used for both the long-term and the
by CYP2C9. Until recently, warfarin had been the only                       extended phase. A number of phase III studies are
clinically used oral anticoagulant.                                         ongoing to evaluate direct inhibitors for the treatment of
                                                                            venous thromboembolism (22).
5.4. Direct inhibitors
          Direct inhibitors are the newest class of oral                    5.7. Recent topics
anticoagulants. FDA-approved DXIs include rivaroxaban,                                As of 2013, the annual sales worldwide of
apixaban and edoxaban. FDA-approved direct thrombin                         LMWH, VKAs, and direct inhibitors were, US$ 6.5 billion,
inhibitors (DTIs) include dabigatran (21). These new                        0.6 billion, 4.7 billion, respectively (Figure 3). It is
direct inhibitors provide wider therapeutic options than                    estimated that the sales of LMWH and VKAs in 2018
before. At the same time, their high cost, lack of antidotes                will decrease by 27% and 18% from 2013, respectively.
and limited information on their long-term use represent                    The sales of direct inhibitors are expected to increase by
serious drawbacks.                                                          181% during this period (23).
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Figure 4. Structure of unfractionated heparin (UFH), low molecular weight heparin (LMWH) and ultra low molecular weight heparin (ULMWH). The
brackets shown indicate multiple copies of the domains. A) Major domains in UFH are labeled. There are typically a combined number of 20 to 50 copies
of both trisulfated and disulfated domains in UFH. B) LMWHs synthesized using different methods. Three major methods and typical structures with
reducing and non-reducing ends are shown. Approximately 7-10 of the domains, shown in brackets, are present in each LMWH. C) AT binding domain of
the ULMWH, fondaparinux. The symbols used are defined in Figure 5.
Figure 5. Biosynthetic pathway of heparin and heparan sulfate proteoglycan (HSPG). The glycosaminoglycan-protein linkage region is assembled
by several glycosyltransferases. Repeating disaccharide unit is then elongated by GlcA and GlcN transferases. Next, various modifications, such as
N-deacetylation and N-sulfonation of glucosamine, conversion of GlcA to IdoA, and O-sulfonations, take place through the actions of the specific enzymes
shown.
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Table 1. Some of heparin’s biological roles and                             neutralize UFH, does not completely neutralize LMWHs
related heparin binding proteins                                            heparins, so bleeding effects are much more likely. While
                                                                            the shorter sized LMWH chains pose a problem for using
  Biological               Binding protein               References         protamine as an antidote, they offer an advantage by
      role                                                                  reducing LMWH binding to platelet factor 4 reducing the
Coagulation    Factors IIa (thrombin), IXa, and Xa       (45, 46, 49)       risk of the HIT side effect (39).
pathway
               Antithrombin (AT)
                                                                            6.4. Ultra low molecular weight heparin
               Protein C inhibitor                                                   ULMWHs, such as fondaparinux (Figure 4C), are
Inflammation   Platelet growth factor 4                                     even smaller heparin chains, many being homogenous
and                                                                         compounds, ranging in size from 1.5.-3.5. kDa (40, 41).
               Interleukin 8
angiogenesis                                                                The advantages of ULMHs include a higher degree of
               Stromal‑derived factor 1a                                    bioavailability, longer plasma half-lives, lower bleeding
               Neutrophil elastase
                                                                            risk, lower risk of osteoporosis, and penetration of the
                                                                            blood brain barrier (40, 42).
Growth factor Fibroblast growth factors (FGFs)
signaling
               Fibroblast growth factor receptors                                     ULMWHs are pure Factro Xa inhibitors, having
               (FGFRs)                                                      high anti-Xa activity but no anti-IIa activity. A phase I
                                                                            study implied that larger safety margins with respect to
               Endothelial growth factors (EGFs)
                                                                            bleeding risk (43). Although these ULMWHs have some
               Platelet derived growth factors (PDGFs)                      significant benefits such as no substantial binding to
Pathogen       Human immunodeficiency virus (HIV)‑1
                                                                            PF4, their drawbacks include high cost and inability to be
proteins       envelop protein
                                                                            removed by other means than renal clearance.
               Hepatitis viruses (B, C and E)                                        Heparin’s major biological role is the regulation
                                                                            of coagulation system. Moreover, heparin and HS have
                                                                            a wide range of biological roles related to inflammation,
required to form a ternary complex with AT and thrombin.                    angiogenesis, growth factors, developmental process,
Despite this limitation, LMWHs still inactivate factor Xa as                and various disease processes (44-46) (Table 1).
well as heparin, since factor Xa inactivation only requires                 Heparin is found in the intracellular vesicles in mast cells
a pentasaccharide. LMWHs also show low non-specific                         while the less sulfated HS, is ubiquitously distributed on
binding to macrophages, endothelial cells, platelets,                       various cell surfaces and in the extracellular matrix of
osteoblasts, platelet factor 4 (PF4), and nonspecific                       most animal tissues. Heparin-protein interactions have
binding to plasma proteins ((1, 29, 34-36) reducing many                    been energetically investigated over the past 25 years.
of the problems associated with heparin like shorter                        More than 400 of heparin/HS-binding-proteins are known
plasma half-lives, heparin induced thrombocytopenia                         and this accumulated knowledge and computational
(HIT), and osteoporosis ((1, 29, 37).                                       technology opened up systematic investigations into the
                                                                            HS-protein interactome (47, 48).
           Since LMWHs contains chains smaller than
UFHs and larger than ULMWHs it shows intermediate                           7.1. Inflammation and angiogenesis
activities. The longer chains in a LMWH can capitalize                                Heparin and HS can bind to chemokines,
on UFH characteristics, binding to stabilin-2 a scavenger                   which are a group of cytokine-like proteins involved with
receptor on liver endothelial cells is responsible for                      inflammation and angiogenesis (44). Chemokines have
internalizing UFHs, or shorter chains can capitalize on                     various functions including leucocyte degranulation
ULMWHs characteristics, having excellent subcutaneous                       and migration, selective recruitment and activation of
bioavailability. In the case of kidney failure, renal clearance             cells, and angiogenesis promotion. On the surface of
is blocked or greatly reduced so the alternative routes for                 endothelial cells, HS enhances the local accumulation of
heparin clearance become more important. The liver plays                    chemokines and chemokine binding to G-protein-coupled
a critical role in heparin clearance (7, 38). Liver clearance               receptors (44). In inflammation, PF4 is also associated
is believed to involve the stabilin-2-receptor (7). This                    with heparin and HS. One of the most serious adverse
receptor requires GAG chains larger than decasaccharides                    effects of clinically administered heparin is a rapid loss of
in length for binding and clearance. In UFH, most of the                    platelets, resulting in HIT.
chains satisfy this chain size requirement In LMWH many
of chains are of insufficient size for liver clearance and in               7.2. Growth factor signaling
ULMWH none of the chains are sufficient in size for liver                            Heparin binds to multiple families of growth
clearance. Protamine, an FDA-approved drug used to                          factors, including fibroblast growth factors (FGFs),
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endothelial growth factors (EGFs), and platelet                          Heparin and HS also function as pathogen
derived growth factors (PDGFs). The 23 members                 receptors (49). Since HS is found on the external surface
of the FGF family are involved in developmental and            of the cells, a viral coat protein may bind HS and help the
physiological processes, including cellular proliferation      virus invade. The interaction of heparin or HS with human
and differentiation, morphogenesis, and angiogenesis.          immunodeficiency virus (HIV) and herpes simplex virus
Heparin and HS activate signal transduction. HS                (HSV) have been attracted much attention.
proteoglycans on the cell’s surface are required for
the high affinity binding of FGFs to their family of           8. HEPARIN’S THERAPEUTIC APPLICATIONS
seven fibroblast growth factor receptors (FGFRs). HS
mediates the activity of FGF by inducing the dimerization                Heparin is a complicated drug to use
FGF·FGFR, resulting in a signal transduction (50). The         therapeutically. Its primary use is as an essential
crystal structure revealed how heparin intimately binds        component of extracorporeal therapy to maintain blood
to both FGF and FGFR (51, 52). Recent study showed             flow in kidney dialysis and heart-lung oxygenation. It has
that HS proteoglycan is responsible for accumulation of        its uses as a drug that can be used to treat and/or prevent
Factor XIIa, which acts as a growth factor by expressing       deep vein thrombosis, pulmonary embolism, ischemic
pro-mitogenic activities (53).                                 complications of unstable angina and other diseases
                                                               related to anticoagulation. It is also used in general
7.3. Developmental process                                     medical procedures like surgery and implantation.
           HS participates in developmental processes.         Furthermore, heparins’ anti-inflammatory effect has been
Studies in Drosophila indicated that HS proteoglycan is        investigated to treat allergic asthma, allergic rhinitis and
absolutely necessary in morphogen signaling pathway            similar diseases.
involving Wnt and Hedgehog (54-57). In mice, several
studies demonstrated the importance of heparin/HS                       UFH is mainly administrated intravenously
biosynthetic enzymes in development. A mutation in             while LMWH and ULMWH are mainly administrated
the sulfotransferase, 2-O-sulfotransferase (OST), leads        subcutaneously. Other routes of heparin administration
to multiple abnormalities (58), while a deficiency in the      that have been explored include oral, intranasal,
glycosyltransferases Ext1 or Ext2 show embryonic               inhalation and even transdermal but its low bioavailability
lethality or exostoses, respectively (59, 60). Deficiencies    by these routes generally precludes these routes.
in the secreted 6-O-endosulfatases, Sulf1 and Sulf2,
display that these enzymes, while redundant, are               8.1. Heparin’s anti-thrombotic and anti-
essential for the survival of neonatal mice (61).              embolytic therapeutic applications
                                                                          With deep vein thrombosis and pulmonary
7.4. Various disease processes                                 embolism there are various dosing requirements
          Heparin and HS are related to a variety of           depending on the severity of illness, the heparin being
disease processes. Thrombin, the key factor in the             administered, and other preexisting medical problems.
coagulation pathway, plays a role in cancer progression.       For the initial treatment of if there is intermediate risk of
Thus, the antitumor effects of anticoagulants have             pulmonary embolism, intravenous or subcutaneous UFH,
been investigated (62). A meta-analysis of clinical trials     or subcutaneous LMWH heparin is administered over the
of heparin’s antitumor activity has shown that among           first 5 to 10 days (14, 65, 66). The dosing is generally
anticoagulants, LMWH in particular, improved the               170-200 IU/kg subcutaneously for LMWH and 230-
survival period of cancer patients, but increased the risks    300 IU/kg for UFH (14, 66, 67). These can be given as
for bleeding complications (63). The remaining important       one dose or split into two smaller doses twice daily. After
questions for exploiting heparin as a cancer therapeutic       this initial period the patient can be transitioned to VKAs
includes the optimal types of cancer for its use, the use of   or a newer oral anticoagulant. This treatment normally
non-anticoagulant heparin, the safety of heparin’s long-       continues for three months or longer to ensure that the
term use, the influence of cancer stage, and duration          risk has been reduced (14, 65). Risk is determined based
of heparin treatment. In addition, the complicated             on an individual patient’s chance of recurrence and their
mechanism of heparin’s antitumor activity remains to be        bleeding risk. In high-risk situations where pulmonary
elucidated.                                                    embolism has been triggered by shock or hypertension
                                                               the treatment parameters can be different. The initial
          Heparin and HS have also been proposed               treatment is an immediate intravenous bolus of UFH,
as therapeutic agents for the treatment of                     then with thrombolytic therapy, surgical or catheter
Alzheimer’s disease. The precise pathological role             pulmonary embolectomy, followed by the same three-
of HS-proteoglycans in Alzheimer’s disease remains             month treatment used in lower risk patients (66).
elusive, however, possible protective mechanisms
include reduction of amyloid β-peptide (Aβ) generation,                Special cases of thrombolic pulmonary
prevention of Aβ aggregation and deposition, attenuation       embolism, such as in patients with cancer or pregnant,
of Aβ’s toxic effects and acceleration of Aβ removal (64).     have to be treated differently (14, 65, 66). LMWHs are
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highly recommended in pregnant patients as they can be               the clotting parameters were unchanged (76), reducing
subcutaneously administered twice a day, forgoing the                the risk of adverse side effects like bleeding. Similarly
use of VKAs. The twice-daily administration of LMWHs                 heparin is much milder than steroids potentially making
balances the peaks and dips in the plasma levels of                  it a viable alternative to current asthma treatment (74).
LMWH (14). The use of VKAs are contraindicated by
pregnancy as there are side effects including teratogenic            9. ADVERSE REACTIONS
effects in the first trimester, and fetal or neonatal intracranial
bleeding in the third trimester since VKAs can cross the                      Heparin’s most well-known adverse reactions are
blood brain barrier (14, 66). VKAs can be used after                 hemorrhage, HIT, osteoporosis, general hypersensitivity
pregnancy even to breast feeding mothers (66). In cancer             reactions, and elevations of aminotransferase
patients the initial treatment time is extended 3-6 months           levels (78-80).
with LMWH or VKAs but can continue indefinitely if the
cancer is not cured since venous thromboembolism is                  9.1. Hemorrhage
4-times more likely in cancer patients. If the cancer is                       Since heparins work as anticoagulants, bleeding
cured or is in remission treatment is normally continued             or hemorrhage complication is expected. Bleeding, or
for 6 months. Heparin has also been shown to exhibit                 hemorrhage is one of the major adverse reactions (>2%)
anti-neoplastic properties (68). This is largely due to              of heparins. Hemorrhage site includes adrenal gland,
heparins anti-angiogenic properties, which help to inhibit           ovary, retroperitoneal area, but hemorrhage can occur
tumor formation, since tumor growth beyond a size of                 virtually anywhere in the patient. The highest risk of
1 mm3 is dependent on angiogenesis (68).                             bleeding reported for UFH is in women over 60 years of
                                                                     age (78) and for patients with cardiovascular, hematologic
            Ischemic complications of acute coronary                 and gastrointestinal diseases and those with a hereditary
syndrome, which includes myocardial infarction and                   AT deficiency.
unstable angina, can be prevented with heparin. Heparin
is not the primary source of treatment and is normally                        Neurological impairment resulted from spinal or
used in conjunction with aspirin to inhibit platelet activation      epidural hematomas may occur. Indeed, one ULMWH
and prevent the growth of plaques or a vasodialator, like            medical drug label states that “Epidural or spinal
nitroglycerine, to widen the blood vessels. Both heparin             hematomas may occur in patients who are anticoagulated
and LMWH have been shown to reduce the recurrence                    with LMWH, heparinoids, or fondaparinux sodium and
rate of angina and myocardial infarction (69, 70). Despite           are receiving neuraxial anesthesia or undergoing spinal
the minor advantages in reduced angina recurrence                    puncture. These hematomas may result in long-term or
with UFH, compared to LMWH, UFH results in a greater                 permanent paralysis” (80).
increase in the risk of HIT (71). Heparin also dampens
the coagulation reactions to levels similar to patients                        Clinical trials of the LMWH Lovenox®
with stable coronary artery disease (70). Similarly the              (enoxaparin sodium) showed that both Lovenox and
thromboembolic complications associated with atrial                  UFH have the similar rate of major bleeding events (79).
fibrillation can also be treated and prevented with heparin,         In addition, another set of clinical trials of the ULMWH,
reducing the risk of stroke (72, 73).                                Arixtra® (fondaparinux sodium), reported that the rates
                                                                     of major and minor bleeding between the ULMWH Arixtra
8.2. Heparin’s anti-inflammatory therapeutic                         and LMWHs (enoxaparin sodium or dalteparin sodium)
applications                                                         are similar (80).
          In addition to the intravenous and subcutaneous
routes of heparin administration, heparin has also been              9.2. Heparin-induced thrombocytopenia
used intranasaly. The intranasal effects of heparin, while                     HIT is a serious antibody-associated reaction
not related to anticoagulation, are still important. Heparin         resulting in abnormal and irreversible aggregation
administered intranasaly has been shown to reduce                    of platelets, leading to thromboembolic events and
inflammation (74-77). Heparin inhibits changes in nasal              potential death. HIT can occur several weeks after the
airway pressure, leukocyte infiltration, eosinophil cell             discontinuation of heparin treatment. The antibody that
migration and eosinophil cationic proteins (75, 77). These           triggers HIT reacts with a complex formed between
properties along with inhibition of mast cell-endothelial            UFH (or LMWH) and a partially unfolded conformation
cell interaction and the reduction of methacholine                   of the chemokine PF4 (39). Interaction with the platelet
hypersensitivity also show potential for heparin to treat            monocyte Fc receptors leads to pro-coagulant factor
diseases related to allergic responses like asthma,                  release and thrombin generation (81). However, the
allergic rhinitis and many more (75, 77). The dose for               precise mechanistic details of developing the heparin-PF4
this type of anti-inflammatory response can be as much               immune response and subsequent HIT remain elusive.
as 1000 IU/kg with lower doses 300 IU/kg not exhibiting
the same airway response for asthma patients (74, 75).                       Platelet count and pre-test clinical scoring
Despite the uses of large doses and repeated doses                   systems are used in the diagnosis of HIT. Recently, the
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Heparin and anticoagulation
HIT expert probability score was developed (82). This           9.4. Others
score focuses on 8 clinical features and each feature                     Both UFH and LMWH can cause an increase
has a point range from -3 to +3. Laboratory tests can           in aspartate (AST (SGOT)) and alanine (ALT (SGPT))
then be used to confirm the presence of PF4/heparin             aminotransferase levels, but to levels expected to be
antibodies.                                                     asymptomatic. The rates of these elevations are reported
                                                                that 5.9.% or 6.1. % of patients with UFH or Lovenox,
          According to a meta-analysis, LMWH had                respectively (79). Other adverse reactions of heparin
statistically significant lower risk of HIT over UFH            include local irritation, hypersensitivity and delayed
(P <.001), and the absolute risk for HIT with UFH and           transient alopecia.
LMWH, determined by inverse variance weighted
average, are 2.6.% and 0.2.%, respectively (83). In             10. FUTURE PROSPECTS
this meta-analysis, HIT was defined as a “decrease in
platelets greater than 50% or to less than 100 x 109/L                   For the foreseeable future heparins will continue
and positive laboratory HIT assay”. It is noteworthy            to serve crucial roles in anticoagulant therapy needed in
that while patients treated with heparin frequently             modern medicine and remain largely unthreatened from
demonstrated thrombocytopenia, HIT accounts for only            competition from other types of anticoagulants. Thus,
a small fraction of these cases. The same meta-analysis         the future of heparins relies less on the improvement of
showed that the total events of HIT for UFH and LMWH            their properties and competition than on the heparin’s
are 31/1255 patients and 1/1255 patients, respectively,         continued availability in sufficient quantities in high
while the total events of thrombocytopenia for UFH and          quality at reasonable costs. Currently, most of the
LMWH are 238/3758 and 152/3758, respectively (83).              heparin approved for use in the U.S. and worldwide is
                                                                prepared from the intestinal mucosa of Chinese pigs.
          UFH and LMWH exhibit the similar risk                 Most of the pigs raised worldwide are already used in the
of thrombocytopenia. In clinical trials, moderate               production of heparin. As modern medical procedures
thrombocytopenia (platelet counts between 50,000 to             (i.e., hemodialysis, open-heart surgery, etc.,) become
100,000/mm3) occurred at 1.2. % in UFH, at 1.3. % in            increasingly needed and increasingly available in
LMWH and at 0.7.% in placebo. Severe thrombocytopenia           second-world and third-world countries the demand for
(platelet counts less than 50,000/mm3) occurred at 0.2. %       heparin-based products will outstrip their supply.
in UFH, at 0.1. % in LMWH and at 0.4.% in placebo (79).
As for ULMWH, another set of clinical trials reported that      10.1. Risks associated with porcine and bovine
the rate of moderate thrombocytopenia in patients given         derived heparins
Arixtra® occurred 0.5.% and severe thrombocytopenia                       Due to the pivotal role of heparin and LMWH
occurred at 0.0.4% (80).                                        in the anticoagulant market there are concerns about
                                                                sourcing, processing and the quality of heparin active
          The definition of HIT or thrombocytopenia             pharmaceutical ingredient (API). Porcine intestinal
varies in clinical studies, and sometimes is not clearly        heparin produced in China accounts for more than 50% of
delineated. Another limitation is that many studies             the heparin API worldwide (5). This single source raises
evaluate the risk of thrombocytopenia but not the risk of       major concerns (5, 30, 87). First, sourcing of heparin API
HIT. It is often difficult to compare the rates of adverse      from a single species could lead to shortages if a disease
reactions for different drugs since clinical trials are often   (i.e., porcine reproductive and respiratory disease
conducted under different conditions.                           syndrome (also called as pig blue ear disease) (88) or
                                                                porcine epidemic diarrhea virus (89), etc.,) decreases
9.3. Osteoporosis                                               the number of animals available from which to prepare
          Long-term use of heparin can cause                    heparin API (87). Second, without a domestic supply,
osteoporosis and increases fracture risk. This is because       there could be a severe shortage of heparin API in the
long-term use leads to reductions in bone-mineral               US since China controls a majority of the worldwide
density. The reason of UFH-induced osteoporosis is that         market. Moreover, low regulatory control in China’s
UFH inhibits osteoblast differentiation and its function,       food and drug industry is, although the heparin supply
which prevents bone formation (84). In addition, UFH            chain has been safe over the years, believed to be partly
accelerates bone resorption by reducing osteoclast              responsible for the 2007 contamination crisis involving
differentiation controlling factor. The risk of osteoporosis    the adulteration of Chinese porcine intestinal heparin
associated with LMWH’s has not yet been evaluated well          with oversulfated chondroitin sulfate leading to deaths in
because there is a scarcity of long-term data. It is possible   the Americas, Europe, and Asia (2, 5, 30). Oversulfated
to speculate that ULMWH may be better than UFH and              chondroitin sulfate tightly binds to FXIIa enhancing the
show a reduced risk of osteoporosis, as fondaparinux            production of vasoactive bradykinin causing severe
does not inhibit human osteoblast cell proliferation            hypotensive effects (2). One solution to these problems
in vitro ((85, 86). However, appropriate clinical studies       is the introduction of new sources of heparin API. The
are needed to verify this hypothesis.                           FDA has shown interest in reintroducing bovine heparin
                                                            1383                                         © 1996-2016
Heparin and anticoagulation
to diversify the market but there would need to be a            current issues surrounding the supply and quality of
method of mitigating the risk of contamination (5). Thus,       heparin API. Bioengineered heparin is a synthetic
further investigation is required to determine differences      heparin, relying on chemoenzymatic synthesis, and
in structure, composition, activity and risks associated        designed to be equivalent (a generic version) to animal-
with cows or other animal sources.                              based heparin API (91, 92). Despite the clear advantages
                                                                of a bioengineered heparin API (i.e. elimination of virus/
10.2. Comparison of porcine and bovine                          prion impurities, better controlled process, independence
derived heparins                                                from sourcing from a single species or country) the
           The structure and activity of both bovine            challenges are numerous. These include: a complicated
intestinal and bovine lung heparins have been under             multi-step process to match heparin’s complex structure
intensive investigation and these bovine heparins               and heterogeneity in chain length and sulfation patterns;
exhibit different structure and activity than porcine           the large (multi-ton) quantities of heparin required;
intestinal heparin. Bovine intestinal heparin is generally      the relatively low cost of heparin API ($15-20/g); and
less sulfated and more heterogeneous than porcine               development costs and regulatory hurdles.
heparin (90). Furthermore bovine intestinal heparin has
a lower molecular weight and is more polydisperse than                   The scheme currently proposed for the
porcine heparin (90). These results show a larger inherent      preparation of bioengineered heparin can be divided
variability in the bovine intestinal heparin physically and     into three parts, up-stream, mid-stream and down-
chemically. Porcine intestinal heparin displays a lower         stream (91, 92). The upstream portion of the scheme
glucuronic acid content and higher GlcNS3S6S than               uses a fermentation of E. coli K5 strain to prepare the
bovine intestinal heparin suggesting that they undergo          heparin’s polysaccharide backbone, heparosan. The
different levels of biosynthetic modification (90). Porcine     midstream portion of the scheme involves the chemical
intestinal heparin also shows significantly higher activity     conversions of N-acetyl heparosan into an N-acetyl,
than bovine intestinal heparin (37, 90). Bovine intestinal      N-sulfo heparosan of the appropriate molecular weight
heparin requires twice the dose of porcine intestinal           and composition. The downstream portion of the
heparin to obtain the same antithrombotic effect, however,      scheme involves a group of enzymatic modifications,
the bleeding risks between the two are comparable at            C5-epimerization, 2-O-sulfation, 6-O-sulfation, and
similar doses (90). Bovine intestinal heparin also requires     3-O-sulfation to afford a heparin’s chemical structure
higher doses of the antidote, protamine, in order to be         (Figure 6). These reactions mimic heparin’s biosynthetic
neutralized (90). Bovine lung heparin is also distinctly        pathway occurring within the Golgi but without using any
different from porcine intestinal heparin, having higher        animal sourced materials.
levels of N-sulfo and O-sulfo groups, a lower average
molecular weight and reduced anticoagulant activity (30).                 Our laboratory is actively developing a process
While comparison studies on heparins derived from               to prepare bioengineered heparin. Improvements in
different animal species and tissues continue, it is becoming   the up-stream portion of the scheme include increase
clear that these are not equivalent drugs and will require      yields of crude heparosan of up to 17 g/L (93, 94).
different monographs, and will not be easily interchanged       Metabolic engineering is also being investigated to
by physicians administering these anticoagulants.               enhance heparosan biosynthesis (94, 95). The mid-
                                                                stream chemical process step parameters have been
          Different production issues also come into            statistically examined, using response surface method,
play for heparin API derived from different species and         to enhance the control of the reaction conditions to obtain
tissues (91). Since the processes used for isolation and        the N-acetyl, N-sulfo heparosan intermediate having the
purification are different, process impurities might be         desired structural characteristics (96). The down-stream
encountered. Moreover, cows are susceptible to “mad             portion of the scheme has been improved through the
cow disease” or bovine spongiform encephalopathy                high-cell density cultivation of the E. coli to express
(BSE) that can cause Creutzfeldt-Jakob disease (CJD)            larger amounts of the biosynthetic enzymes (97-99), the
in humans (5). Bovine lung heparin was once used in             removal of endotoxins, associated with E. coli produced
the U.S. but was voluntarily withdrawn from the U.S.            heparosan and biosynthetic enzymes have been
market following an outbreak BSE and CJD in Europe in           examined (100), as have the covalent immobilization
the 1990s (5). New requirements for the slaughtering of         of these enzymes (101), and the preliminary study of
cattle may be required if a bovine sourced heparin API          reduction of enzymatic process steps (102).
were to be reintroduced into the U.S. market. Other food
animal sources might also possible but each new source                   Future challenges of bioengineered heparin
will undoubtedly encounter similar problems.                    include successful synthesis of bioengineered heparin
                                                                which is physicochemically and biologically equivalent
10.3. Bioengineered heparin                                     to heparin API produced from porcine intestine, process
        Bioengineered heparin, made from non-animal             development to produce bioengineered heparin with a
source materials, has been proposed to address the              commercially feasible method and affordable cost, and
                                                            1384                                          © 1996-2016
Heparin and anticoagulation
Figure 6. Chemoenzymatic synthesis of heparin. A) Homogenous low molecular weight heparin. B) Enzymatic portion of the bioengineered heparin
scheme. C) Cofactor recycling where 3’-phosphoadenosine-5’-phosphosulfate (PAPS) is generated from 3’-phosphoadenosine-5’-phosphate (PAP)
using aryl sulfotransferase IV and p-nitrophennol sulfate (PNPS) as a sacrificial sulfo group donor affording p-nitrophennol (PNP). The symbols used are
defined in Figure 5.
a scale-up to more than kilogram batch with high quality                      dodecasaccharide, prepared in 22 steps in an overall
(e.g. purity > 99.5% and no unknown impurity exceeding                        yield of 10%, showed protamine reversible activity. In
0.1.% (103)). The regeneration of 3’-phosphoadenosine-                        addition, this compound has been metabolized in liver
5’-phosphosulfate (PAPS), which is an expensive sulfo                         in mouse model. In a final example, highly purified
donor for the enzymatic O-sulfation, is a typical approach                    heparin-oligosaccharides having up to 21 saccharide
to reduce the cost of material (Figure 6) (91).                               residues have been synthesized (106). Interestingly, this
                                                                              study suggests that the minimum length for a heparin
10.4. Synthetic heparin oligosaccharides                                      to possess anti-IIa activity is 19 saccharide residues
          Heparin oligosaccharide synthesis has also                          (molecular weight ~ 3850).
received significant attention. By using a chemoenzymatic
approach, more than 30 heparin/HS oligosaccharide                                       Purely chemical approaches have also been
with various chain lengths and sulfation patterns have                        demonstrated to synthesize heparin oligosaccharides.
been synthesized (104). Three recent examples are                             These long and elaborate chemical syntheses require
described here. In the first example, a homogenous                            highly specialized techniques, making the resulting
heptasaccharide was synthesized in 10 enzymatic                               products very expensive. It is possible to synthesize
steps starting from a simple disaccharide with 43%                            heparin oligosacchardies containing tailor-made unnatural
recovery yield (105). The heptasaccharide had a similar                       saccharide residues, which are difficult to synthesize with
in vitro anti-Xa activity and pharmacokinetic profiles in                     an enzymatic approach due to a high level of enzyme
rabbits to that of fondaparinux (ULMWH), a chemically                         substrate specificity. A recent study, for example, utilized
synthesized homogenous pentasaccharide, which is                              iterative combination of three tetrasaccharide modules
currently a clinically used drug. In the second study, a                      to chemically synthesize a dodecasaccharide heparin-
new LMWH, a homogenous dodecasaccharide, with                                 like molecule (107). Study of heparin oligosaccharide
better pharmaceutical profiles than current clinically                        synthesis providing the tools to develop new heparin-
used LMWH, was chemoenzymatically synthesized (7)                             based oligosaccharide therapeutics and improves our
(Figure 6). Current clinically used LMWHs have a                              understanding of the structure and function relationships
number of major drawbacks, as stated above. These are                         of heparin.
not completely neutralized with FDA-approved antidote,
protamine, while UFH can be completely neutralized and                        11. CONCLUSIONS
these LMWHs can only be at reduced doses in renal-
impaired patients, since LMWH is partially excreted                                  Heparin-based anticoagulants are an essential
through kidney. The chemoenzymatically synthesized                            component of modern medicine. Despite the longevity
                                                                        1385                                                       © 1996-2016
Heparin and anticoagulation
of heparin as a drug, the prospects for its future use        7.    Y. Xu, C. Cai, K. Chandarajoti, P. H. Hsieh,
are quite good. Some improvements of heparin-based                  L. Li, T. Q. Pham, E. M. Sparkenbaugh, J.
therapeutics are still needed and will undoubtedly                  Sheng, N. S. Key, R. Pawlinski, E. N. Harris,
transpire in the next decade. A more immediate concern              R. J. Linhardt and J. Liu: Homogeneous low-
is meeting the world’s needs for safe, high quality and
                                                                    molecular-weight heparins with reversible
relatively inexpensive sources of this critical life-saving
                                                                    anticoagulant activity. Nature Chemical
drug.
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12. ACKNOWLEDGEMENTS                                                DOI: 10.1038/nchembio.1459
                                                              8.    J. W. Heemskerk, E. M. Bevers and T.
         Akihiro Onishi, Kalib St. Ange equally                     Lindhout: Platelet activation and blood
contributed to this paper.The authors acknowledge the
                                                                    coagulation. Thrombosis and haemostasis
funding of their work on heparin in the form of grants
from the National Institutes of Health (grants HL125371,
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the Heparin Consortium.                                       9.    S. Palta, R. Saroa and A. Palta: Overview
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                                                       1390                                     © 1996-2016
Heparin and anticoagulation
                                                      1391                                        © 1996-2016
Heparin and anticoagulation
1392 © 1996-2016