Exposicion Ocupacional A Cocaina
Exposicion Ocupacional A Cocaina
ForensicScienceInternational
Science
ELSEVIER 84 (1997) 87-111 Intern3iond
Tom Mieczkowski
Department of Criminology, Uniuersi~ of South Florida, Florida, USA
Abstract
Hair analysis has been used in probationary and parole populations to monitor for
cocaine use, but only in very limited settings or circumstances. Its wider adoption has been
limited by questions regarding the ability to distinguish environmental contamination of hair
via casual contact from actual ingestion. To evaluate this capability we sought to identify
persons routinely exposed to cocaine, who were not cocaine users. Undercover narcotics
officers engaged in cocaine-centered enforcement activities and evidence room clerks who
have no history of cocaine use were identified as an appropriate example population.
Thirty-six active undercover officers and four evidence technicians were asked to voluntarily
submit hair samples for analysis. Additionally two cocaine contaminated (aqueous soaked),
three negative control samples, and hair from a self-reported crack smoker were also blindly
submitted to the testing laboratory. The hair samples were washed and after washing,
enzyme digested. The wash solutions and hair digest were each analyzed for the presence of
cocaine. The results indicate that nearly every person had trace amounts of cocaine
contamination in the wash fraction, and one person had cocaine present in their hair digest.
That person, when retested, was a negative. The laboratory correctly identified and charac-
terized the contaminated, negative, and positive controls. The study concludes that the
findings support the capability of hair analysis to distinguish cocaine use from exposure
under normal field conditions. The study results indicate that cocaine-abstinent persons who
are in chronic, casual environmental contact with cocaine are not likely to test hair positive
for cocaine using the analysis protocols followed in this project. The study also indicates that
passive microingestion of cocaine needs to be considered when examining persons who are
in cocaine intensive environments. 0 1997 Elsevier Science Ireland Ltd. All rights reserved
1. Introduction
Hair analysis is based upon the premise that many drugs become entrapped and
stabilized in the keratin matrix of hair. This trapping appears to be especially
effective for cocaine [13] and is well demonstrated even at low dosages,as shown by
the work of Henderson et al. [14]. Entrapped drugs appear to enter hair by several
routes; from the plasma, transcellular diffusion during keratinization, sweat and
sebum bathing, etc. These materials, acquired in the development of the hair,
appear to be firmly held in microstructural elements of the hair. Once bonded to
these elements the materials are not able to be removed by extensive washing. In
hair analysis these analytes are accessedby hair digestion or extraction procedures
whose aim is to liberate and identify the particular chemical entities under
scrutiny. It appears that with cocaine and several of its various metabolic products
this sequestering is extremely stable [151. As well, the amount of cocaine use in
T. Mieczkowski / Forensic ScienceInternational 84 (1997)87-111 89
The identification of cocaine and its metabolites in hair has, itself, not been
particularly controversial. Virtually all published research has shown that cocaine,
as well as its major metabolites, can be readily identified in hair by a wide variety of
analytic techniques, including the use of radioimmunoassay (RIA), high perfor-
90 T. Mieczkowski /Forensic ScienceInternational 84 (1997)87-111
The crux of the controversy is contained in the last statement, namely the
determination of the nature or cause of exposure. If the individual denies using the
drug, what is its source? This interpretative problem has intensely focused on the
issue of passive contamination and the ability to distinguish passive exposure from
active (i.e. willful, knowing) ingestion [31].
The term ‘passive contamination’ is generally used to describe cocaine which has
been environmentally deposited on the surface of the hair. A second, related issue
is passive ingestion. Passive ingestion generally is taken to mean the secondary
consumption of cocaine via inhalation of smoke, oral contact, or other similar acts
by which small traces of cocaine are actually consumed, but not consumed willfully
or knowingly by the person. This can result from known contact with persons who
use cocaine (e.g. kissing a person who has just smoked crack cocaine), or could
result from unknown contact with contaminated persons or objects. Passive and
active ingestion are not biochemically distinct, of course. However, as a practical
matter, under most clinical circumstances passive ingestion entails microscopic
(nanogram) quantities of a drug, while active ingestion usually involves taking
thousands of milligrams of the material.
Some confusion exists regarding the concept of contamination and the deposi-
tion of cocaine into hair from sweat or sebum. The sweat of a cocaine user contains
cocaine, and this source of cocaine is often reflexively treated as ‘environmental
contamination.’ Cocaine deposited into hair via the sweat of the individual cannot
be considered as an environmental contaminant, since the cocaine arises from an
endogenous source, namely the various somatic pools of drug in plasma, cellular
fluids, etc. Thus while sweat may make some contribution to the total quantity of
drug found in the hair of the drug user, its role does not represent a problematic
one from the point of view of identification of drug users. Contamination via sweat
between persons, which would be true environmental contamination, may occur
with chronic and prolonged skin-to-skin contact, or the sharing of wet clothing,
applied to hair, and heavily laden with sweat. However, no study has shown that
such contamination would be confused with cocaine arising from endogenous
sources, although specific studies examining this issue should continue to be
pursued. The circumstances under which this type of inter-person sweat transfer
might occur would be rather specialized, and do not appear to be frequently
encountered in clinical populations studied. Problems of this sort are normally
resolvable by extensive washing of samples with water or methanol.
T. Mieczkoiwki /Forensic Science International 81(1997) 87-111 91
‘Those using hair analysis seek a definitive yes/no answer to the question: Did this individual ingest
drugs? An individual’s mere contact with drugs is seldom at issue.’
This statement is not accurate. While it may be true in some circumstances that
critical decisions are made on the basis of a single assay outcome, this is not true
for most other uses of drug analysis. In criminal justice and treatment monitoring,
as well as employee assistance programs, actions taken in response to apparent
drug use arise out of long-term relationships and assessmentperiods, and consider-
ation of multiple measures of drug involvement.
Furthermore, the term ‘mere contact,’ as Kidwell labels the phenomenon,
obscures the clinical significance of the difference between trivial, microscopic
levels of contamination and massive, overwhelming levels of contamination. The
determination of massive exposure to an illicit drug is indeed relevant to criminal
justice monitoring, treatment program monitoring, and a variety of security-based
drug monitoring contexts. For example, what is called ‘mere contact’ may be a
critical issue in a court-supervised diversion program where a condition of partici-
pation is to avoid contact with drugs, places where drugs are bought and sold, and
social associations with drug users. A person showing high degrees of cocaine
contamination on their clothing, etc. would be a situation of clinical and legal
concern. Likewise the massive contamination of an infant by cocaine would be of
importance. Kidwell’s statement implies that those who utilize hair analysis are (or
perhaps ought to be) unconcerned about cocaine exposure, but are (or can
legitimately be) concerned with cocaine use. It would be more accurate to state
that those using hair analysis for cocaine detection seek an answer to the question
‘did the individual experience trivial, incidental, or meaningless exposure that can
be plausibly explained by background effects, or is this exposure of a magnitude
that calls into question the person’s denial of cocaine use or involvement?’
In clinical use, the outcome of a single hair assay is rarely treated as a definitive
informational item. Rather, it is treated as one of a series of informational items,
all gleaned from various sources available to the clinician. The gathering of
information regarding a final decision on the interpretation of an assaydepends on
both available concomitant data (e.g. urine testing, saliva testing, interviewing, etc.)
as well as historic data (e.g. how does this assayvalue rank relative to other assays
taken in the past?). A little-mentioned but important aspect of clinic experiences
with both hair and urine testing in criminal justice and clinical treatment contexts
is that challenges are very rare and self-admissions are the norm [7,17]. A
simplified flow diagram illustrating this process is shown in Fig. 1.
92 T. Mieczkowski /Forensic Science International 84 (1997) 87-111
ContaminationArises From
Exposure
I Passive,
Innocent
c:-sI
Hair, being on the exterior of the body, is subject to environmental contact and
hence contamination. Drugs can be readily deposited on hair from environmental
sources, such as dust, smoke, or aqueous sprays. Critics of hair assayscontend that
hair analysis cannot adequately distinguish between active use and inadvertent
environmental contamination because environmentally deposited cocaine tightly
bonds to hair, and cannot be removed [31]. This effectively obliterates the differ-
ence between surface-contamination and cocaine which may enter the hair from
the consumption of cocaine. Alternately, others have argued that wash procedures,
properly done, can remove all or nearly all of any normally acquired environmental
contaminants [32,33].
The argument that any environmental contamination, no matter how small,
renders hair assaysunreliable is not accurate. Hair assay interpretation does not
need to assume that the hair is absolutely free of any trace of contamination. The
simple value of the drug extracted from hair is not used by itself to determine the
outcome of the assay.The procedure compares the outcome from specific sequen-
tial washes applied to the hair with drug recovered from the hair. Interpretation of
a hair assay, relative to passive environmental contamination, relies on several
pieces of information; how much drug, if any, is discovered in the various wash
series (which are done to cleanse the hair and identity any contaminants), and
second, how much residual drug remains in the hair after the wash procedure is
completed. Thus hair assay values/wash assay values must attain a series of
specific ratios to be properly interpreted. Baumgartner and Hill [34] have devel-
oped the most specific of these criteria. They are presented below in Table 1.
Positive specimens must pass all three criteria to be considered a cocaine
positive. Additionally, one can also utilize assaysto detect the presence of cocaine
metabolites, typically benzoylecgonine (BE), ecgonine methyl ester (EME), norco-
Caine (NE) and cocaethylene (CE). The presence or absence of these metabolic
products adds further information in interpreting a particular assay outcome. The
use of metabolites is premised on the observation that these arise largely or
exclusively from internal metabolic processeswhich occur in the body, or they are
Table 1
Wash kinetic criteria of Baumgartner and Hill
In clinical practice there is no need to require a universal cutoff value for all
monitoring circumstances. Indeed, in current practice there are a wide variety of
thresholds employed in urinalysis testing for cocaine, dependent on the perceived
needs of the testing program and its goals. For example, over the last 2 decades the
thresholds for cannabinoids has been consistently edged downwards in response to
epidemiological reports that initial values were so high as to produce substantial
numbers of diagnostic false negative urinalyses. Quite unlike other illicit drugs,
marijuana has been shown to be often over-reported; that is, more people report
marijuana use than are identified by either hair or urine assays[37]. The lowering
of cannabinoid cutoff values was not based on any theoretical model, but solely on
clinical experience.
The selection of thresholds varies considerable in clinical practice. Commercial
test kits are readily available to test urine for cocaine at a threshold of 25 ng/mg,
even though in the US the federal government employs a threshold in its work-
place testing more than ten times this value. Some clinical programs have utilized a
‘zone’ approach to interpretation of assaysvalues [6]. In this setting - criminal
justice-based treatment program - persons testing positive for cocaine in hair at
values between 0.5 and 3.5 ng/mg are monitored with increased scrutiny but are
not presumed to be using the drug. Those who test positive at values greater than
3.5 ng/mg are treated as users, unless some compelling alternative explanation is
apparent. Over the history of this program these particular cutoffs, based on actual
clinical conditions and experiences of the treatment staff, have proven to be very
useful. The clients are also randomly urine tested, consistently interviewed and
counseled, and subject to surface contamination analysis. Program clients also have
long-term clinical histories and a baseline hair assayvalue determined at program
intake. Thus hair assay value changes for an individual are tracked over time. All
this data is weighed and evaluated as potentially corroborating or clarifying
information available to lend support to a particular case analysis. The effective-
ness and utility of hair analysis in this context serves as an example of the prudent
and careful use of hair assay technology. It contradicts the assertions that hair
assaysare inevitably used as simple binary indicators of cocaine ingestion.
Laboratory studies have shown that hair can be contaminated by cocaine. These
studies have been criticized, however, because they have generally used ‘extreme
contamination scenarios’ in order to simulate contamination [38]. Laboratory
studies have typically depended on prolonged aqueous soaks of hair in concen-
trated cocaine solutions, or suspensions of hair samples over a pyrolized cocaine
base [13]. There are problems in linking these in vitro studies to the hypothesis that
casual contact, such as inadvertent touching of cocaine contaminated objects, could
contaminate the hair of a non-user by subsequent touch. While clearly a contami-
nation event is likely to occur, the issue is whether this contamination is so severe
as to obliterate the distinction between use and non-use. It has been suggested, for
example, that simple and transitory touching of contaminated objects could result
96 T. Mieczkowski /Forensic Science International 84 (1997) 87-111
in a positive hair assay and might lead to the labeling of an innocent person as a
cocaine user [14]. On a practical level, for example, could a barber who cut the hair
of a crack smoker then transfer sufficient cocaine to other customers by physical
contact to the degree that wash procedures and cutoff values could not distinguish
such persons from the crack smoker?
Such an event has never been demonstrated in any field setting and studies
which have reported on field-based samples do not support the argument that such
a phenomenon represents an impediment to the use of hair analysis. Contamina-
tion by physical touch appears to require rather specific or peculiar conditions to
be significant enough to confound a properly executed assay.Avolio et al. [39] have
shown, for example, that dry hair samples placed in physical contact with cocaine-
impregnated silica, removed periodically, and washed with methanol, did not begin
to acquire methanol-resistant cocaine contamination even at the picogram level
until after approximately 7 days of continuous contact.
In general, the literature reveals that studies have distinguished quite readily
between known cocaine users and known cocaine abstainers when those studies
have been done under controlled conditions (e.g. see the work of Cone et al. [40]).
Koren et al. [33] reported on both laboratory based hair sample manipulation as
well as the exposure of human volunteers to cocaine contamination. In one study
they had human volunteers exposed to 100 mg of vaporized cocaine in a confined
space, and reported an average concentration for cocaine of 27 ng/mg of hair, and
no detection of BE. Subsequent washing of the volunteers’ hair resulted in removal
of both cocaine and BE below the LOD. Wang and Cone [ 131exposed hair samples
in vitro and also exposed human volunteers to similar amounts of vaporized
cocaine under conditions similar to Koren et al. They reported comparable values
for initial contamination concentrations. They reported that hair samples - vapor
contaminated by 100 mg of vaporized cocaine, and soaked for 24 h in a small
volume of mild commercial shampoo - showed substantial loss of the contamina-
tion. The contaminated hair had initial values of 19.6 ng/mg in the wash fragment
and 7.3 ng/mg in the extract. After one shampoo wash cycle, no cocaine could be
detected in the wash fragment, and 0.7 ng/mg were detected in the hair extract.
After the third shampoo wash cycle the cocaine values in the extract reduced to 0.4
ng/mg. A very similar pattern was reported for the cocaine pyrolysis metabolite
anhydroecgonine methyl ester (AHE).
The two cocaine vapor-exposed human volunteers examined by Wang and Cone
attained a mean value for cocaine of 29.5 ng/mg in the wash fraction and 7.1
ng/mg in the extract. They had concentrations of 6.2 ng/mg and 1.8 ng/mg for
AME. After 8 days of routine hair hygiene the wash values for cocaine had reached
0.0 for one volunteer and 0.5 ng/mg for the second. The extract values were 0.6
and 0.5. The AME values were zero in both wash and extract fractions for both
volunteers after 8 days. Wang and Cone [13] found that aqueous contamination, as
opposed to vapor, resulted in elevated values for initial contamination readings in
hair samples. However, under mild and moderate soaking conditions repeated
shampooing (up to ten cycles) removed substantial amounts of the cocaine con-
taminants. In the mildest soaking scenario (0.01 mg/ml HCl solution), cocaine
T. Meczkowski /Forensic ScienceIntemational84 (1997)87-111 91
recoverable from washing was zero and the concentration reduction in the extract
fraction was 94.3% after the second wash cycle. By the tenth wash cycle the
cocaine reduction was slightly greater than 99.5%. As the soaking solutions
concentration were increased, the washing was less effective in removing the
cocaine. Some hair samples were subject to a fivefold and a hundredfold increase
in soaking concentrations (0.05 and 0.1 mg/ml). In each case, after ten shampoo
washing cycles, the percentage of original contaminate removed exceeded 99% of
the original contaminate concentration. Also notable in Wang and Cone’s report is
that in the cocaine hydrochloride aqueous soaks BE was either absent or quickly
removed by a single shampoo cycle. And in a contamination scenario in which the
hair was contaminated with cocaine and added BE, the BE values dropped rapidly
after shampooing, and approached or attained zero values.
Ulvick et al. [42] and Demirgian et al. [43] have also evaluated cocaine contami-
nation, including the transference of cocaine from currency to persons. They
concluded that while the total percentage of American currency in circulation
contaminated with cocaine is ‘very high’, currency with high levels of cocaine near
the surface are ‘much rarer.’ By examining contaminated currency with scanning
electron microscopy, they determined that currency can be contaminated by direct
contact with cocaine, but ‘soon after initial contact most of the cocaine falls off.’
Some remnant cocaine penetrates the subsurface, but this cocaine, which is
trapped in the currency’s fiber matrix, does not contaminate the hands unless the
surface is abraded by ‘hard rubbing’. These findings explain why Maloney et al. [41]
were unable to detect any contamination on the, hands of bank tellers, even after
many hours of handling currency which was cocaine contaminated. Demirgian et
al. [43] also found that ‘contamination did not occur by normal handling of highly
contaminated bills’ and Ulvick et al. [42] also concluded that their data ‘indicate
that transmission of cocaine from currency to a person is unlikely.’ As well,
Demirgian et al. also examined the potential for cocaine contamination by placing
highly contaminated experimental subjects into a motor vehicle with negative
control subjects. These people spent several hours driving around together, includ-
ing periodically stopping and switching seating positions. They found that ‘con-
tamination did not occur from riding in vehicles with contaminated people.’
Smith et al. [44,45] have reported on a field study of the cocaine contamination
of the hair of children of cocaine smokers. Several of these children, presumably
residing primarily in the parental household, were characterized as having hair
assayvalues indistinguishable from their cocaine-using parents. The study reported
on 20 adult, cocaine-using parents and 29 associated children. Sixteen of the 20
adults and 29 of the children were reported as cocaine positive by hair analysis.
The authors concluded that:
‘These results show that cocaine-related compounds were deposited in the hair of children when
cocaine was present in the environment. ChildEn living with a cocaine-dependent adult exhibited
both cocaine and cocaine metabolite in their hair - if one assumes that young children are not
intentional cocaine users and are not intentionally given cocaine by adults, these results show that
their hair can become cocaine positive through unknowing exposure when they live with a cocaine
user. Saliva and shin swabs suggest that external contamination, not ingestion (emphasis original), was
the source of cocaine-related substances in the children’s hair. Neither wash-out kinetics, metabolites,
cut-off concentrations, nor re-test would exclude many of the children, presumed to be innocent
non-users of cocaine, from being identified as cocaine users.’
Fig. 2 reproduces the outcomes for the 29 children and infants. Smith et al.
reported these 29 cases as cocaine positive, including 5 cases at levels below
quantification (which they refer to as ‘trace’ positives). These trace positive cases
are indicated by the five bars which have no vertical dimension in Fig. 2.
Smith et al. conclude that ‘cut-off concentrations’ would not exclude ‘many of
the children’ but this statement is not consistent with the data. In Fig. 2 there are
T. Mieczkowski /Forensic Science International 84 (1997) 87-111 99
ng cocalne/mg hair
8
7.5
7
6.5 a
6
5.5
5
4.5
4
3.5
3
2.5
2
1.5
1
0.5
I I
I , Y
30 9 P 1213 Ad15
two cutoff criteria superimposed on the graph, indicated by the lines marked
‘Mangin and Kintz (1.0 ng)’ and ‘Baumgartner (0.5 ng).’ These represent two
cut-off values for cocaine suggested in the literature. As each criterion line
indicates, few of the children would be positive by either threshold criteria.
Applying the 0.5-ng cutoff suggested by Baumgartner and Hill, only 7 of these 29
children would be classified as cocaine positive. Using the Kintz and Mangin
‘stand-alone’ criteria of 1.0 ng, only five children would be positive.
The authors further state that the wash-out kinetics as developed by Baumgart-
ner and Hill would not identify these children as ‘contaminated’. Unfortunately,
they do not provide the complete wash data. However, based on their description
the Baumgartner and Hill criteria are not applied appropriately in this study. There
were major modifications to the wash method as described by Baumgartner and
Hill and there is only a single criterion used. The wash kinetic procedure alluded to
in the study requires all three criteria to be met simultaneously. Furthermore, they
do not utilize a digestion method on the post-wash hair. The Baumgartner and Hill
protocol specifically states that:
‘It is also important to realize that the presently defined kinetic criteria (particularly the numerical
values) are only valid if the residual drug in the hair fiber is measured by a method that guarantees
the complete release of the entrapped drug, e.g. a digestion procedure.’ [34]
Smith et al. also make direct comparisons between the assayvalues of the adults
and children, noting that ‘in some cases the child’s hair contained quantities
100 T. Mieczkowski /Forensic Science International 84 (1997) 87-111
greater than the adult user’s hair.’ Without providing concentrations relative to
body weight, these comparisons are difficult to assess,since they could result from
the children chronically consuming very small dosages, given their much lower
body mass. The pattern in Fig. 2, indicating that the smallest children have the
highest cocaine values, is a finding consistent with a hypothesized passive ingestion
of small quantities of drugs, likely to be most pronounced in infants who are very
orally active and who have very low body weights compared to other youths and
adults in the sample. The data in Fig. 2 is also consistent with the risk and quantity
of ingestion lessening as a child ages and matures. Aging would result in a decrease
of the constant oral exploration and crawling activity of infancy. As well it would
increase time spent outside the home, and increase the likelihood of eating food
prepared out of the home environment (e.g. school cafeteria lunches). Fig. 2 may
also be demonstrating another aging effect, that the impact of passive ingestion
would also be lessened, given a constant rate of exposure, by increasing body
weight due to growth.
Smith et al., however, reject passive ingestion as a potential basis for explaining
their findings, stating that ‘there is no evidence to support the hypothesis that
ingestion was the primary route of cocaine entering hair.’ They base this statement
on the results of saliva analysis for cocaine, which was negative for most of the
children and many of the adults, and skin swabs, which were positive for every
subject in the study. This, they argue, indicates that all subjects had been passively
exposed to cocaine.
It does not appear that the ruling out of passive ingestion can be made on the
basis of this data. Skin swab data, while it may indicate passive contamination, is
also compatible with the sweat excretion of ingested cocaine. The method by which
the authors differentiate cocaine found on the skin (from passive deposition) versus
cocaine found on the skin as a result of sweat (or sebum excretion) is not
elaborated. It is a plausible explanation that these children continuously ingested
small amounts of cocaine over a long period of time via actions such as the placing
of their hands or contaminated objects in their mouths, and continuously living in
an environment in which their foodstuffs, eating utensils, play items, clothing, etc.
are grossly contaminated by cocaine vapor. Certainly if the subjects themselves are
contaminated, as the authors emphasize, it must also be true that their physical
environment is contaminated as well. Two children, for example, are reported as
having positive saliva assays, indicating possible recent ingestion of cocaine, or
placement cocaine-contaminated objects into their mouths. Adult crack users, who
constitute the parent group, typically ‘cook up’ or ‘rock up’ cocaine in microwave
ovens, often using ordinary household utensils [46]. The assessmentof the degree
of potential passive ingestion versus contamination would be strengthened by an
evaluation of the degree of environmental contamination of the households and
the clothing, eating utensils, foodstuffs, and play items of the children.
The interpretation of Smith et al.3 hair assay data is further complicated
because hair samples collected for this study were taken in the course of a cosmetic
styling of the hair. Such a collection process would presumably involve only the
most distal ends of the hair shaft. During the course of the trim, the subject’s hair
T. Mieczkowski / Forensic Science In temational84 (1997) 87-1 I I 101
was allowed to fall into a collection bag, producing a random mix of hair lengths,
loci, and hair shaft orientations. Such a procedure would randomly mix hairs of
varying lengths, and would fail to preserve root-to-distal end shaft orientation,
make any longitudinal analysis or comparison of hair assay data to other drug use
indicators impossible. Thus long-term interpretations of the outcomes of the hair
assaysrelative to either saliva or urine assays- short-term measures - cannot be
made. Also, this sample collection method is, unfortunately, not comparable to any
other reported field studies, which have collected hair samples specifically cut from
the scalp, and preserved them in proper orientation for the purposes of sectioning
and comparison to urine tests and self-reports of drug use (see, for example,
Marques et al. [211X
This study presents data based on the analysis of hair samples and responses to
survey questions of 40 persons, 36 narcotics officers drawn from a number of police
departments situated in a major metropolitan area of the southeastern United
States, and 4 evidence room clerks who handle cocaine on a routine basis. Six
challenge samples were also sent to the testing laboratory, which was unaware of
their use in the study. Four officers were sampled twice, separated by approxi-
mately a 4-month interval.’ One officer (case 19) did not complete a questionnaire.
Thus there was a total of 50 samples analyzed for this project including six
challenge samples. Thirty-nine questionnaires out of a possible 40 were completed.
The participating officers and evidence clerks are employed as part of a county-wide,
multi-departmental narcotics enforcement task force. These officers volunteered to
provide a scalp hair specimen and answer a 24-item questionnaire on their
undercover experience, their perceived exposure to cocaine, and their hair hygiene
habits. The hair samples were gathered by two narcotics officers, who also adminis-
tered the survey. All specimens and survey instruments were anonymous. Samples
and surveys were common-coded to allow comparison of responses to values
determined by assay of the hair specimen.
The hair was analyzed for cocaine by the Psychemedics Corporation, of Culver
City, CA, using radioimmunoassay and the preparatory method described by
Baumgartner and Hill [34]. All positive cases were confirmed with GC/MS. The
hair samples ranged from 1 to 4 cm in length, and consisted of 20-40 strands of
hair, cut at the scalp by surgical scissors. The hair was preserved with the root to
distal orientation maintained. The hair was subject to an initial anhydrous isopro-
panol wash, and three subsequent phosphate buffer washes. After the third
washing in buffer, the hair was digested by a proteinase enzyme at a neutral pH.
Each wash and final hair digest was assayed by RIA. Complete technical descrip-
tion of the Psychemedics sample preparation and assessment, and confirmation
procedure has been published elsewhere [47]. The criteria required to consider a
sample cocaine positive are discussed in detail in Baumgartner and Hill [34,361.
The laboratory values are reported in units of ng/mg. The data reported here
‘The duplicate samples were as follows: cases 4 and 10, 1 and 14, 6 and 15, 2 and 18.
T. Mieczkowski /Forensic Science International 84 (1997) 87-111 103
Table 2
Narcotics officer, descriptive data (N = 39)
Gender
Male 33
Female 6
Ethnicity
White 31
Black 4
Hispanic 4
Experience (mean)
Years in narcotics 4.64
Years in undercover 4.56
included values for three phosphate buffer (PO,) washes as well as the RIA values
for the final hair digest.
As part of a laboratory challenge component, the field samples sent to the
laboratory also contained two positive contamination samples, which were fortified
by aqueous soaks in cocaine (24 h in 0.01 mg/ml cocaine HCI) per the method of
Wang and Cone [13], three negative blanks, and one hair sample from a self-ad-
mitted, chronic crack cocaine smoker. The laboratory identified all challenge
samples correctly.
There were 39 completed survey questionnaires. Table 2 presents basic descrip-
tive information on the officers and their level of experience.
7. Reports of exposure
The officers reported relatively frequent handling of cocaine. Almost all (97.3%)
reported handling cocaine during purchases and arrests, and every officer (100%)
reported handling contaminated objects when making purchases and arrests. Fifty-
six percent handled cocaine several times weekly or more frequently. Table 3
reports frequencies for handling.
The majority of the cases handled by these officers were cocaine cases (mean
Table 3
Frequency of handling cocaine
value 65.9%; range from 2 to 100%). And the majority of the cocaine caseswere
crack cases as opposed to powder cocaine cases (mean value 60.1%: range from 0
to 100%). Nearly all officers (97.3%) reported consistent and ongoing activities
relative to cocaine, which included handling, purchasing, seizing, field testing, and
transporting cocaine. The handling of crack cocaine by many of these officers
included intense, unprotected contact. Examples of this kind of contact included
‘tongue tasting’ (the touching of one finger to cocaine and the subsequent touching
of the tongue) and ‘bumping.’ Bumping is a form of tipping. When one purchases
cocaine via an introduction through an intermediary, it is customary to smoke some
of the crack with the intermediary as a gratuity. Since these officers cannot smoke
crack, they alternatively give a ‘bump’ as a gratuity. This is usually done by the
officer crumbling or breaking of a piece of the ‘rock’ with their fingernail, and
giving the fragment to the intermediary.
As Table 3 indicates, these officers have frequent contact with cocaine. Many
also spend significant time in social settings with persons who use cocaine, who use
cocaine in their presence, and periodically attempt to induce them to use cocaine.
Table 4 reports the counts of contact type as reported by the officers.
The officers were also requested to self-estimate their own level of exposure. In
Table 5 the officers’ views on their degree of exposure are presented. More than
half of these officers estimate their exposure to be from moderate to extreme.
Although 64% report that they use some form of precautions (typically wearing
rubber gloves) when handling cocaine, these measures are only employed in two
circumstances. One is during the execution of some search warrants, and second
during the transferring of cocaine within the department after it has been seized
and taken into custody. More than l/3 of the officers report that they do not use
precautions under any circumstances. None of the officers, of course, use gloves or
masks when making covert buys in the field.
Table 4
Number of officers reporting types of cocaine contacts
Daily 4 1 1
Several times weekly 8 3 6
Weekly 2 2 2
Several times monthly 7 4 9
Monthly 4 4 5
Less than monthly 12 19 10
Never 2 6 6
Table 5
Officers’ self-estimates of exposure to cocaine
Non-existent 4 (10.3)
Slight 13 (33.3)
Moderate 14 (35.9)
Heavy 6 (15.4)
Extreme 2 (5.1)
Table 6
Frequency of hair washing
Table 7
Shampooing and cosmetic treatment of hair
Table 8 displays the data outcome for the hair assaysfor cocaine for all subjects
in the study. Samples for these casesrepresent approximately 90 days of retrospec-
tion - roughly 3.9 cm in length. Examination of the table reveals that every officer
had some measurable amount of detectable cocaine on their hair, with the
exception of two caseswhich had a zero value for every wash and the digest.
One sample, 27A, attained sufficient value for cocaine (0.52 ng/mgl to be
considered a positive assay by the 0.5 ng/mg cutoff. A repeat sample (designated
27B in Table 8) was obtained from the subject. This sample was, on subsequent
analysis, negative. The second sample, however, was not comparable in time
sequence to the first, because a 4-month interval had elapsed. Given the circum-
stances of this case, it is quite possible that the first sample outcome represents
passive ingestion of cocaine, since this sample met all wash and metabolite criteria.
Only one other sample, 26 (which was obtained from an evidence technician of
approximately 60 years of age), had a measurable amount of cocaine in the digest,
0.072 ng/mg, a value well below the cutoff. All other samples had zero values for
the digest. The alcohol wash values are dominated by zero outcomes (35 samples),
with nine caseshaving values above zero. The mean value for the alcohol wash for
the group as a whole is 0.006 ng/mg. The mean value for the series of phosphate
buffer washes are as follows: first PO, wash, 0.0531 ng/mg; second PO, wash,
0.0049 ng/mg; third PO, wash, 0.0010 ng/mg. In each case the series of PO,
washes shows that in each subsequent wash step the concentration value was
lowered, or reduced to zero. While 42 of the 44 samples has a value greater than
zero in the first PO, wash, only 18 caseshad cocaine in the second PO, wash, and
only four cases had any cocaine remaining in the third wash.
Table 9, below, presents data for the three negative control samples, two ‘spiked’
or fortified samples, and a sample submitted collected from a self-reported crack
smoker.
9. Discussion
Based on the data presented here several observations may reasonably be made
in reference to the suggested hypotheses.
The first hypothesis is consistent with the findings reported here. These persons
are exposed to cocaine in the course of their work, and such exposure generally
results in the environmental contamination of their hair. This contamination is
detectable by RIA. The levels of the detected contamination are comparable to the
amount of contamination reported by other in vivo contamination experiments.
The values for the officers in this study are, for example, very close to the
background contamination values reported by Koren et al. [33] for persons never
reporting any cocaine use.
T. Mieczkowski /Forensic Science Inremational84 (1997) 87-111 107
Table 8
Wash and hair digest assay values: cocaine (ng/mg)
Table 9
Assay outcomes for negative and positive control samples (ng/mg)
Second, it appears that although these officers are chronically exposed to cocaine
through their work, their exposure as measured by hair analysis is slight. If they are
also micro-ingesting cocaine, it is at a level so low as to clearly distinguish them
from cocaine users. However, as described in this paper, contamination must
always be considered as an aspect of assay interpretation. The findings related to
case 27 serve as a reminder that intense exposure to cocaine may lead to
contamination via microingestion. Bear in mind some officers in this study reported
field practices which would lead directly and indirectly to oral contamination. Such
techniques as ‘tongue tasting’ or ‘bumping’ must be considered when interpreting a
low level positive, which is near the cutoff.
Third, it appears as a consequence of these findings that the alcohol and
phosphate buffer wash procedures are an adequate method for removing external
contamination from hair, at least for the type of exposure experienced by these
individuals. Thus our data supports the findings of Koren et al. [33], and others who
have argued that environmental contamination is not an insurmountable problem
to the interpretation of hair assays under most normal circumstances where
contamination is likely to occur.
This study also indicates that passive contamination of hair specimens as
practiced in laboratory scenarios, at least based on the in vitro contamination
processes reported to date, are not likely to be accurate reflections of ‘real world’
contamination for many groups of interest in criminal justice practice. Laboratory
studies exposing hair to aqueous cocaine soaks or pyrolized cocaine vapors have
reported contamination at concentrations many orders of magnitude greater than
what appear in this field study. More intensive study of field populations and
determining background levels of exposure for the purposes of developing interpre-
tive guidelines is probably a far more useful approach to the issue of cutoff
determination than synthetic laboratory contamination approaches.
The results of this study, especially when considered in light of the findings of
Koren et al. [33], Maloney et al. [41], Ulvick et al. [421 and Demirgian et al. 1431
encourage an approach to studying contamination problems in real-world environ-
ments. It is apparent that to accurately gauge the likelihood of misinterpretation of
T. Meczk~wski / Forensic ScienceInternational M (1997)87-111 109
Acknowledgements
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