

EDGAR
ELECTRONIC DATA GATHERING, ANALYSIS, AND RETRIEVAL


EDGAR
Public Dissemination
Service (PDS) Technical
Specification

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 Table of Contents
Summary of Changes ................................................................................................................................ 3
1. PDS OVERVIEW ............................................................................................................................. 4
2. SUBMISSION INTERFACE FILE FORMAT .................................................................................... 5
2.1 Control Block ..................................................................................................................................................... 9
2.2 Submission Header Format ............................................................................................................................ 10
2.3 Supported Document Formats ....................................................................................................................... 10
2.3.1 ASCII/SGML (*.txt or *.fil) ...................................................................................................................... 10
2.3.2 HTML or Inline XBRL (*.htm).................................................................................................................. 10
2.3.3 JPEG/GIF (*.jpg or *.gif) ......................................................................................................................... 11
2.3.4 XML (*.xml) ............................................................................................................................................ 11
2.3.5 XBRL (*.xml and *.xsd) ........................................................................................................................... 11
2.3.6 PDF (*.pdf) .............................................................................................................................................. 11
2.3.7 PROCESSED XBRL (*.xml,*.htm,*.xlsx,*.css,*.js,*.json,*.png,*.zip) .................................................... 11
3. EDGAR PUBLIC SUBMISSION TYPES ........................................................................................ 13
3.1 EDGAR Public Document Types .................................................................................................................... 13
3.2 EDGAR Header and Document SGML Tag Identification ............................................................................ 14
3.2.1 Symbology ..................................................................................................................................................... 14
3.2.2 Submission Header Tag Elements ................................................................................................................ 14
3.2.3 Document Header Tag Elements .................................................................................................................. 36
3.2.4 Document Text Tag Elements ....................................................................................................................... 36
3.3 EDGAR Header and Document Tag Definitions ........................................................................................... 37
3.3.1 Submission Header Tags ........................................................................................................................ 37
3.3.2 Document Header and Text Tags........................................................................................................... 63
3.4 EDGAR SGML Document Type Definition..................................................................................................... 67
3.5 EDGAR Dissemination Notices ...................................................................................................................... 76
4. ACRONYMS .................................................................................................................................. 77

Table of Tables
Table 1 - Publicly Disseminated Submissions ................................................................................................................... 7
Table 2 - Publicly Disseminated Paper Submissions ......................................................................................................... 8
Table 3 - Public-Ready Disseminations ............................................................................................................................. 8
Table 4 - Post-Acceptance Corrections ............................................................................................................................. 9
Table 5 - Daily Audit File ................................................................................................................................................... 9
Table 6 - Control Block Field Definitions ......................................................................................................................... 10
Table 7 - Symbology ........................................................................................................................................................ 14
Table 8 - Submission Header Tag Elements .................................................................................................................... 35
Table 9 - Document Header Tag Elements ..................................................................................................................... 36
Table 10 - Document Text Tag Elements ........................................................................................................................ 37
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Summary of Changes
The following changes have been implemented:

• Updated sections 3.2.2 and 3.3.1 to add data element “ORGANIZATION-NAME”.

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1. PDS OVERVIEW
The United States Securities and Exchange Commission (SEC) has designed the Electronic Data
Gathering, Analysis, and Retrieval (EDGAR) System to support the assembly, transmission, validation,
acceptance, and dissemination of public documents as filed by public companies, management firms, and
individuals pursuant to SEC securities regulations. Once received and accepted by EDGAR, public
submissions are disseminated to all interested parties (subscribers) external to the SEC EDGAR network.
The EDGAR Public Dissemination Service (PDS) receives a direct feed from the EDGAR Host and
initiates the data -dissemination to Subscribers as soon as reasonably feasible. All PDS Subscribers are
managed through this remote site.

This document describes the format for various files disseminated to the Subscribers. It also provides the
definitions for each element in the file.

Attain, LLC is the primary contractor in support of the development of the SEC's PDS System. The
original PDS was developed in 1992. Attain, LLC assumed full responsibility for support of PDS on
July 1, 2014.

EDGAR accepts and disseminates approximately 2,000-4,000 live public submissions per day during
non-peak periods and 4,000-15,000 live submissions per day during peak periods1. During these "high-
activity" periods, EDGAR may receive up to 500-1500 MB of live, public data in one hour or up to 12
GB of data in a single business day. Disseminated submissions may be as small as 1 KB or as large as
400 MB, depending on their purpose, and contain only public documents2. The average submission size is
approximately 800 KB. Submissions, which are composed of a header and concatenated documents, are
disseminated in ASCII text (no binary is disseminated without being UUencoded first). Concatenated
documents can have ASCII/SGML, HTML, XML, XBRL, or UUencoded PDF, JPG, or GIF formats.
Rendered XBRL documents may also be concatenated, which may be of the following types: HTML,
XML, CSS, JS, UUencoded PNG, UUencoded XLSX or UUencoded ZIP.
ASCII/SGML documents are no wider than 80 characters per line, except in specifically designated
sections of document text, identified as tables (<TABLE>), where a 132-character width limit is

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There are several peak submission periods throughout the calendar year, including the following:
• Four 10-Q peaks (40-45 days after the 1st – 4th calendar quarter: May, August, November, and February, respectively, with each
quarterly peak having an accelerated filing period 30-35 days after the quarter end).
• One 10-K/24F-2NT peak (from March 26-31, usually consisting of very large 10-K submissions, with an associated accelerated filing
period from March 15-16).
• Two N-SAR peaks (February 25-28 and August 28-31).
• One SC 13G William's Act peak (February 10-14, usually the highest volume of submissions, but they are very small).
• Four Ownership peaks (Two business days following the end of each calendar quarter).
• One N-PX peak (at the end of August).
See the SEC Public Website, www.sec.gov, for more information on peak submission periods.
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Private documents that are part of Filer submissions are not disseminated with the original submission (*.dissem file). They are stored internally
at the SEC for a period of time, and then upon SEC discretion, some are released as a separate dissemination file (*.pr file).

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supported. HTML, XML, and XBRL document text has no inherent width limits. UUencoded document
text is 64 characters wide.

After receiving a submission via the internet or SSH, EDGAR assigns an Accession Number (ex:
000035001-05-00100) to the submission, then parses it to extract key information from the header and
document. This information is then loaded into the EDGAR database and subsequently run through a
rigorous series of syntactic and semantic validation rules before being accepted by EDGAR. After
acceptance, the submission is then reassembled with informative header tags and the original public
documents before being disseminated to the PDS and the SEC.gov site.

EDGAR transmits the dissemination stream to the PDS server, and PDS disseminates EDGAR files to the
Subscribers.

2. SUBMISSION INTERFACE FILE FORMAT

There are four (4) types of public disseminations from EDGAR and one (1) daily audit file that are
disseminated to the Subscribers by the PDS:
1. Live, accepted submissions and amendments, named [ACCESSION-NUMBER].dissem3
2.
Live, accepted paper submissions and amendments, named [ACCESSION-NUMBER].paper
3.
“Public-ready” disseminations, named [ACCESSION-NUMBER]DDHHMMSS.pr
(DD: Date; HH: Hour; MM: Minute; SS: Second)
A. Disseminated Correspondence and Cover Letters (Filer Submitted)
B. Disseminated SEC-Uploads (Acc# always begins with 0000000000-*)
4. Post-acceptance corrections (PACs), named [ACCESSION-NUMBER]DDHHMMSS.pc (DD: Date;
HH: Hour; MM: Minute; SS: Second)
A. Disseminated submission deletions
B. Disseminated submission modifications
5. Daily Audit file, named dissem2_MM-DD-YYYY.EOD
(MM: Month; DD: Date; YYYY: Year)
An electronically transmitted4 live, accepted submission or a live, accepted submission amendment (i.e.,
0000350001-05-001234.dissem) that is publicly disseminated consists of a 256-byte control block, a

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[ACCESSION-NUMBER] has the following format: ##########-YY-SSSSSS, where ########## is the unique 10-digit Central Index Key
(CIK) of the entity (the Filer or a filing agent – not necessarily related to the CIKs within the filing) that has submitted the filing and is
composed of the digits 0-9, YY is the last two digits of the year the submission was filed, and SSSSSS is the sequence number (up to 6
digits, left-padded by zeros) of the submission within the year it was filed.
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Electronically-transmitted by the Filer to EDGAR over the internet or Leased Line.

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submission header, and a set of one (1) or more public document(s). There are 421electronic form types
supported by the SEC, each of which contains a mandatory primary document (i.e., a 10-Q submission
must contain a 10-Q document) and various supplemental documents (e.g., an attached exhibit (EX-*)
document). See Section 3.0 EDGAR Public Submission Types for a complete listing of all active form
types accepted by EDGAR. See Section 3.1 EDGAR Public Document Types for a complete listing of all
active public document types that may accompany these form types. For a comprehensive update and
definition of all active form types and document types, see the SEC website, https://www.sec.gov/, and go
to the EDGAR information page ( https://www.sec.gov/info/edgar.shtml).

Submissions received in paper are entered into EDGAR by the SEC. After acceptance, EDGAR will
generate and disseminate an official abbreviated version of the paper submission (i.e., 0000350001-05-
001234.paper). These submissions will have a control-block and header that is similar to their electronic
submission counterparts, but will not contain the actual documents received. Only one “stub” document
will represent the actual documents attached. Paper submissions are disseminated (or made available) via
another SEC service5. Subscribers will need to use the enclosed film-number (Document Control Number
(DCN) when contacting the SEC’s paper-dissemination service to properly reference all associated
documents for that paper submission.

Public-Ready Dissemination files (i.e., 0000350001-05-00123406102010.pr or 0000000000-05-

00012306101515.pr) represent actions taken by the SEC to disseminate specific private documents via the
EDGAR public dissemination feed. The private documents, which may consist of Correspondence
documents, Cover letters, and SEC Uploads, will consist of documents that are generated at the SEC and
documents that were filed with the SEC. EDGAR will attach a public dissemination control block and
header to each disseminated document in order to standardize the private-to-public dissemination effort
for the Subscribers and the www.sec.gov website. Please see https://www.sec.gov/news/press/2004-89.htm
for more information on this SEC initiative. *.pr files are structured similarly to Post-Acceptance
corrections but contain specific CIK and Accession-Number information for which this “private”
information is associated.
Post-Acceptance Corrections (PAC) (i.e., 0000350001-01-00123501091243.pc) are structured similarly to
the live, accepted submissions described above, but only consist of header tag changes to previously-filed
submissions, deletion notices for previously-filed submissions, or form/document type changes for
previously-filed submissions. No document text is updated in a PAC.
The audit file (i.e., dissem2_04-10-2003.EOD) is the last transmission from EDGAR for each day and its
presence indicates the end of the EDGAR business day. It contains an ASCII listing of all disseminated
submissions (*.dissem, *.pr, *.paper & *.pc submissions) since 6:00 a.m. that day. Each filename listed in
the audit file is delimited by a Carriage-Return and Line Feed.
Live, accepted electronic submission filenames (*.dissem) are 27 characters long, live, accepted paper
submission filenames (*.paper) are 26 characters long, while PAC and “Public-Ready filenames (*.pc and

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Subscribers will need to contact the SEC for more information about obtaining hard copies of accepted paper submissions.

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*.pr, respectively) are 31 characters long. Daily audit filenames (dissem*.EOD) are 21 characters long.
The Subscriber's server must be able to support 31-character filenames.

All EDGAR transmissions, except for the daily audit file, use a Standard Generalized Markup Language
(SGML) tagging scheme to deliver company and submission information to the SEC and all Subscribers.
See Section 4.3.1 for a complete listing and description of all active SGML tags used in EDGAR
submissions. EDGAR disseminates submission information in the following format to all PDS
Subscribers.

Publicly disseminated submissions (*.dissem):

Section Length
Control Block 266 Bytes

<SUBMISSION>… Various lengths

Submission SGML header information

<DOCUMENT> Various lengths

<TYPE> ……
Document #1 text
</DOCUMENT>
<DOCUMENT>
<TYPE> ……
Document #2 text
</DOCUMENT>
…Repeated for all documents attached to submission

</SUBMISSION> 13 chars + EOF

Table 1 - Publicly Disseminated Submissions

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Publicly disseminated paper submissions (*.paper):

Section Length
Control Block 266 Bytes

<SUBMISSION>… Various lengths

Submission SGML header information

<DOCUMENT> Various lengths

<TYPE> ……
1 Document stub (containing DCN only)
</DOCUMENT>

</SUBMISSION> 13 chars + EOF

Table 2 - Publicly Disseminated Paper Submissions

Public-Ready Disseminations (*.pr):

Section Length
Control Block 266 Bytes

<SUBMISSION> Various lengths

<TIMESTAMP>…
<PRIVATE-TO-PUBLIC>…
…
Correction to SGML header info
<FILED-FOR>
<PUBLIC-REFERENCE-ACC> {Required
o n l y f o r UPLOAD}

<DOCUMENT> {Optional, used to transfer Document Various lengths

types}

</SUBMISSION> 13 chars + EOF

Table 3 - Public-Ready Disseminations

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Post-Acceptance corrections (*.pc):

Section Length
Control Block 266 Bytes

<SUBMISSION> Various lengths

<CORRECTION>
<TIMESTAMP>…
SGML header info
…
<DELETION> {Optional, if original submission is being
deleted by the SEC}

<DOCUMENT> {Optional, used to transfer Document Various lengths

types}

</SUBMISSION> 13 chars + EOF

Table 4 - Post-Acceptance Corrections

Daily audit file (dissem_*.EOD):

Section Length
Submission name (*.dissem or *.pc); repeated for each Up to 31 characters +CR/LF for each submission
disseminated submission for that day
Table 5 - Daily Audit File

2.1 Control Block

The control block is a 266-byte block that identifies the associated submission and provides key
information about the submission. There are fourteen (14) fields contained within the control block,
each of which is blank-padded. The fields are described in the following table in their exact order:

Size
Field Description
(bytes)
Accession Number 20 EDGAR accession number

Submission Type 20 Form type of the submission

Submission Company Name 60 Conformed submission company name
Subject Company Name 60 Conformed subject company name
Receipt Date 8 Date the submission was received by EDGAR. Format is
YYYYMMDD.
Acceptance Date 8 Date the submission was accepted by EDGAR. Format is
YYYYMMDD.
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Acceptance Time 6 Time (EST) at which the submission was accepted by EDGAR.
Format is HHMMSS.
Build Time 6 Time (EST) at which the submission was built on EDGAR.
Format is HHMMSS.
Reserved 6 Blank-filled or a repeat of BuildTime (Unused)

Priority 1 The submission priority; format is binary. Values are:

3- Post-acceptance correction
4- Low
8- Medium
12- High
16- High priority company

Public/Private Flag 1 A flag indicating whether the submission is public or private; format is
binary. Values are:
Public
Private
Transaction Type 1 An indicator describing the transaction type; format is binary. Values
are:
Submission
Retransmission
Correction
Deletion
Submission Form Type Transfer
Document Type Transfer
SRO Distribution List 4 [OBE, Unused]
Reserved 65 Unused, Blank-filled

Table 6 - Control Block Field Definitions

2.2 Submission Header Format

Each submission or PAC header consists of SGML tags and their values (if necessary). All EDGAR
SGML header tags are identified and defined in Sections 4.2 EDGAR Header and Document SGML Tag
Identification and 4.3 EDGAR Header and Document Tag Definitions.

2.3 Supported Document Formats

2.3.1 ASCII/SGML (*.txt or *.fil)

Each ASCII/SGML document consists of free-formatted text (i.e., 10-Q, 10-K, S-1, etc.), SGML-
formatted text (i.e., EX-27 documents), or columnar formatted text (i.e., N-SAR documents). All
document text is 80-characters wide except when between <TABLE> tags, where the width is set to 132
characters. All EDGAR SGML document tags are identified and defined in Sections 4.2 EDGAR Header
and Document SGML Tag Identification and 4.3 EDGAR Header and Document Tag Definitions.

2.3.2 HTML or Inline XBRL (*.htm)

See the EDGAR Filer Manual Volume II chapter entitled “Constructing Attached Documents and
Document Types” for information regarding the preparation of submissions formatted in HTML and
Inline XBRL. The EDGAR Filer Manual can be downloaded from the SEC’s Public Website at
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https://www.sec.gov/info/edgar.shtml. An Inline XBRL document with suffix ".htm" can be distinguished
from an HTML document because its header will have an XBRL Indicator (see “Table 9 - Document
Header Tag Elements").

2.3.3 JPEG/GIF (*.jpg or *.gif)

EDGAR supports the JPEG/GIF graphic file formats within HTML documents. Upon attachment to the
submission, these documents are UUencoded. See the EDGAR Filer Manual Volume II for more
information.

2.3.4 XML (*.xml)

An XML reporting format, based on an approved XML schema, is mandated by SEC/EDGAR for
selected primary documents. With every XML-formatted document mandated by the SEC, there is a
supporting set of schema files (*.xsd) and, optionally, a set of style sheets (*.xsl), that are available from
Attain, LLC. XML Technical Specifications can be downloaded from the SEC’s Public Website at
https://www.sec.gov/info/edgar.shtml.

2.3.5 XBRL (*.xml and *.xsd)

These filer-provided documents, with <TYPE> matching EX-101.*, EX-99.K SDR.*, EX-99.L SDR.*, are
marked by an <XBRL> indicator tag (Table 9 - Document Header Tag Elements).

2.3.6 PDF (*.pdf)

EDGAR supports fillings with attached unofficial Portable Document Format (pdf) documents. See the
EDGAR Filer Manual Volume II chapter entitled “Constructing Attached Documents and Document
Types” for information regarding the preparation of submissions with attached unofficial PDF
documents. The EDGAR Filer Manual can be downloaded from the SEC’s Public Website at
https://www.sec.gov/info/edgar.shtml.

2.3.7 PROCESSED XBRL (*.xml,*.htm,*.xlsx,*.css,*.js,*.json,*.png,*.zip)

EDGAR processes all valid XBRL documents provided by filers, and includes various output documents
in the dissemination file. The eight document types listed are all possible outputs of the XBRL
processing. The rendered documents are used to display the filer provided XBRL attachments in
interactive views. All processed XBRL documents have a “<DESCRIPTION>IDEA: XBRL
DOCUMENT” tag. The table below shows the various types of rendered documents that may be
included in the dissemination file, along with when they are applicable and their <TYPE> tag value in
the dissemination file.

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 Included in a .dissem File
File Names with XBRL documents <TYPE>
FilingSummary.xml Always XML
R1.htm,R2.htm,…,R9999.htm Always XML
Report.css Always XML
Show.js Always XML
Financial_Report.xlsx Always, except for 485BPOS and 497 EXCEL
submissions
BarChart1.png, BarChart2.png, Only for 485BPOS and 497 submissions GRAPHIC
BarChart3.png, etc …
{accession_number}-xbrl.zip Always ZIP
MetaLinks.json Only when there is an Inline XBRL .htm XML
document.
{...}_htm.xml Only when there is an Inline XBRL .htm XML
document

Note: {accession_number}-xbrl.zip contains all filer-submitted XBRL, all Inline XBRL formatted documents, and
all .jpg and .gif files referenced from XBRL text blocks, footnotes, and Inline XBRL elements. It does not contain
any processing outputs.

Note: When the primary document with name xyz.htm or any attached exhibit is an Inline XBRL file,
then: (a) there are no input attachments named "EX-*.INS", and a file xyz_htm.xml is part of the
processing output.

Note: *.pdf, *.gif, *.jpg, *.png,*.xlsx and *.zip files are uuencoded.

Here is an example of what a rendered XBRL document may look in the .dissem file:

<DOCUMENT>
<TYPE>XML
<SEQUENCE>12
<FILENAME>R2.htm
<DESCRIPTION>IDEA: XBRL DOCUMENT
<TEXT>

…content of the R2.htm file goes here

</TEXT>
</DOCUMENT>

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 3. EDGAR PUBLIC SUBMISSION TYPES
All live, accepted public submissions (electronic and paper) are disseminated to Subscribers through PDS.
For a complete definition of these form types, see the SEC website,
https://www.sec.gov/info/edgar/forms/edgform.pdf

3.1 EDGAR Public Document Types

All live, accepted public documents are disseminated as part of a total submission and are
disseminated to Subscribers through PDS. The following is a list of all active public documents that
are accepted and disseminated by the EDGAR system.
A. Official Document Types Supported by EDGAR are *.txt or *.htm attachments to a submission:

[For electronic submissions (*.dissem), primary documents are the same type as the submission
type.].

[For paper submissions (*.paper), the single document type supported will be the same as their
respective paper submission type. These documents are only stub representations of the actual
documents that were submitted to the SEC in paper format. The actual paper documents must be
retrieved from an SEC paper dissemination service].

The following exhibit document types are considered supplemental/optional to the submission.
These document types can include an optional suffix consisting of a "." and free text up to a total
document type length of 20 characters:
EX-1 EX-2 EX-3 EX-4 EX-5 EX-6 EX-7 EX-8 EX-9 EX-10 EX-11 EX-12 EX-13 EX-14 EX-15
EX-16 EX-17 EX-18 EX-19 EX-20 EX-21 EX-22 EX-23 EX-24 EX-25 EX-25/AEX-26 EX-28
EX-29 EX-31 EX-32 EX-33 EX-34 EX-35 EX-36 EX-95 EX-99 EX-101 EX-102 EX-103 EX-
106
B. Official GRAPHIC Document Types Supported as *.jpg or *.gif attachments to a submission:
GRAPHIC [May only be attached if there is a reference to the GRAPHIC document from within
an HTML document].
C. Official Private Document Types such as COVER, CORRESP etc may be disseminated in a *.pr
file upon SEC approval.
D. Unofficial Public Document Types Disseminated in a *.dissem file:

[All *.pdf attachments, which may be unofficial versions of any document type referenced in
section 1 above].

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 3.2 EDGAR Header and Document SGML Tag Identification

The following is a list of all SGML tags used within EDGAR submission headers and ASCII/SGML
documents. For a complete definition of these tags, see Section 4.3 EDGAR Header and Document
Tag Definitions.

3.2.1 Symbology

Symbol Definition
Blank Required
? Optional
+ Tag and element are required and repeatable.
*. Tag and element are optional and repeatable.
1 Each of these fields/tags, which include FILER, FILED-BY, SUBJECT-COMPANY,
REPORTING-OWNER, ISSUER, SERIAL-COMPANY, FILED-FOR, and SERIES-AND-
CLASSES-CONTRACTS-DATA elements may be exclusive with respect to one or more of the
others depending on the submission type.
2 Selection and placement of tag and tag value is at the discretion of author of filing
text.
Table 7 - Symbology

3.2.2 Submission Header Tag Elements

Symbol Field SGML Tag

? CORRECTION <SUBMISSION>
<CORRECTION>

? TIME STAMP <TIMESTAMP>

? PAPER <PAPER>

? PRIVATE-TO-PUBLIC <PRIVATE-TO-PUBLIC>

ACCESSION NUMBER <ACCESSION-NUMBER>

? DELETION <DELETION>

CONFORMED SUBMISSION TYPE <TYPE>

? CATEGORY <CATEGORY>

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? CONFIRMING COPY <CONFIRMING COPY>

PUBLIC DOCUMENT COUNT <PUBLIC-DOCUMENT-COUNT>

CALENDAR-YEAR-ENDING <CALENDAR-YEAR-ENDING>

? REFERENCE 462B <REFERENCE-462B>

* REFERENCES 429 <REFERENCES-429>

? PERIOD OF REPORT <PERIOD>

? DEPOSITOR CIK <DEPOSITOR-CIK>

? SPONSOR CIK <SPONSOR-CIK>

* ITEM INFORMATION <ITEMS>

? MA-I INDIVIDUAL <MA-I_INDIVIDUAL>

l FILED AS OF DATE <FILING-DATE>

? DATE AS OF CHANGE <DATE-OF-FILING-DATE-CHANGE>

? ACTION DATE <ACTION-DATE>

? RECEIVED DATE <RECEIVED-DATE>

? EFFECTIVENESS DATE <EFFECTIVENESS-DATE>

* GROUP MEMBERS <GROUP-MEMBERS>

? ABS RULE <ABS-RULE>

? PERIOD START <PERIOD-START>

? NO INITIAL PERIOD ACTIVITY <NO-INITIAL-PERIOD-ACTIVITY>

? NO ANNUAL ACTIVITY <NO-ANNUAL-ACTIVITY>

? NO QUARTERLY ACTIVITY <NO-QUARTERLY-ACTIVITY>

? REGISTERED ENTITY <REGISTERED-ENTITY>

? ABS ASSET CLASS <ABS-ASSET-CLASS>

? ISSUING ENTITY NAME <ISSUING-ENTITY-NAME>

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1+ FILER <FILER>

? DELETION <DELETION>

COMPANY DATA <COMPANY-DATA>

COMPANY CONFORMED NAME <CONFORMED-NAME>

CIK <CIK>

SIC <ASSIGNED-SIC

ORGANIZATION NAME <ORGANIZATION-NAME>

RELATIONSHIP <RELATIONSHIP>

? IRS NUMBER <IRS-NUMBER>

? STATE OF INCORPORATION <STATE-OF-INCORPORATION>

? FISCAL YEAR END <FISCAL-YEAR-END>

END COMPANY DATA </COMPANY-DATA>

FILING VALUES <FILING-VALUES>

? DELETION <DELETION>

FORM TYPE <FORM-TYPE>

SEC ACT <ACT>

SEC FILE NUMBER <FILE-NUMBER>

FILM NUMBER <FILM-NUMBER>

END FILING VALUES </FILING-VALUES>

? BUSINESS ADDRESS <BUSINESS-ADDRESS>

? STREET1 <STREET1>

? STREET2 <STREET2>

? CITY <CITY>

? STATE <STATE>

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? ZIP <ZIP>

? PHONE <PHONE>

? END BUSINESS ADDRESS </BUSINESS-ADDRESS>

? MAIL ADDRESS <MAIL-ADDRESS>

? STREET1 <STREET1>

? STREET2 <STREET2>

? CITY <CITY>

? STATE <STATE>

? ZIP <ZIP>

? END MAIL ADDRESS </MAIL-ADDRESS>

* FORMER COMPANY <FORMER-COMPANY>

FORMER CONFORMED NAME <FORMER-CONFORMED-NAME>

DATE OF NAME CHANGE <DATE-CHANGED>

END FORMER COMPANY </FORMER-COMPANY>

END FILER </FILER>

1 DEPOSITOR <DEPOSITOR>

COMPANY DATA <COMPANY-DATA>

COMPANY CONFORMED NAME <CONFORMED-NAME>

CIK <CIK>

SIC <ASSIGNED-SIC>

ORGANIZATION NAME <ORGANIZATION_NAME>

? IRS NUMBER <IRS-NUMBER>

? STATE OF INCORPORATION <STATE-OF-INCORPORATION>

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? FISCAL YEAR END <FISCAL-YEAR-END>

END COMPANY DATA </COMPANY-DATA>

FILING VALUES <FILING-VALUES>

FORM TYPE <FORM-TYPE>

SEC ACT <ACT>

? FILE NUMBER <FILE-NUMBER>

END FILING VALUES </FILING-VALUES>

? BUSINESS ADDRESS <BUSINESS-ADDRESS>

? STREET1 <STREET1>

? STREET2 <STREET2>

? CITY <CITY>

? STATE <STATE>

? ZIP <ZIP>

? PHONE <PHONE>

? END BUSINESS ADDRESS </BUSINESS-ADDRESS>

? MAIL ADDRESS <MAIL-ADDRESS>

? STREET1 <STREET1>

? STREET2 <STREET2>

? CITY <CITY>

? STATE <STATE>

? ZIP <ZIP>

? END MAIL ADDRESS </MAIL-ADDRESS>

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* FORMER COMPANY <FORMER-COMPANY>

FORMER CONFORMED NAME <FORMER-CONFORMED-NAME>

DATE OF NAME CHANGE <DATE-CHANGED>

END FORMER COMPANY </FORMER-COMPANY>

END DEPOSITOR </DEPOSITOR>

1 SECURITIZER < SECURITIZER>

COMPANY DATA <COMPANY-DATA>

COMPANY CONFORMED NAME <CONFORMED-NAME>

CIK <CIK>

SIC <ASSIGNED-SIC>

ORGANIZATION NAME <ORGANIZATION_NAME>

? IRS NUMBER <IRS-NUMBER>

? STATE OF INCORPORATION <STATE-OF-INCORPORATION>

? FISCAL YEAR END <FISCAL-YEAR-END>

END COMPANY DATA </COMPANY-DATA>

FILING VALUES <FILING-VALUES>

FORM TYPE <FORM-TYPE>

SEC ACT <ACT>

? FILE NUMBER <FILE-NUMBER>

END FILING VALUES </FILING-VALUES>

? BUSINESS ADDRESS <BUSINESS-ADDRESS>

? STREET1 <STREET1>

19
? STREET2 <STREET2>

? CITY <CITY>

? STATE <STATE>

? ZIP <ZIP>

? PHONE <PHONE>

? END BUSINESS ADDRESS </BUSINESS-ADDRESS>

? MAIL ADDRESS <MAIL-ADDRESS>

? STREET1 <STREET1>

? STREET2 <STREET2>

? CITY <CITY>

? STATE <STATE>

? ZIP <ZIP>

? END MAIL ADDRESS </MAIL-ADDRESS>

* FORMER COMPANY <FORMER-COMPANY>

FORMER CONFORMED NAME <FORMER-CONFORMED-NAME>

DATE OF NAME CHANGE <DATE-CHANGED>

END FORMER COMPANY </FORMER-COMPANY>

END SECURITIZER </ SECURITIZER>

1 ISSUING ENTITY <ISSUING_ENTITY>

COMPANY DATA <COMPANY-DATA>

COMPANY CONFORMED NAME <CONFORMED-NAME>

CIK <CIK>

20
 SIC <ASSIGNED-SIC>

ORGANIZATION NAME <ORGANIZATION_NAME>

? IRS NUMBER <IRS-NUMBER>

? STATE OF INCORPORATION <STATE-OF-INCORPORATION>

? FISCAL YEAR END <FISCAL-YEAR-END>

END COMPANY DATA </COMPANY-DATA>

FILING VALUES <FILING-VALUES>

FORM TYPE <FORM-TYPE>

SEC ACT <ACT>

? FILE NUMBER <FILE-NUMBER>

END FILING VALUES </FILING-VALUES>

? BUSINESS ADDRESS <BUSINESS-ADDRESS>

? STREET1 <STREET1>

? STREET2 <STREET2>

? CITY <CITY>

? STATE <STATE>

? ZIP <ZIP>

? PHONE <PHONE>

? END BUSINESS ADDRESS </BUSINESS-ADDRESS>

? MAIL ADDRESS <MAIL-ADDRESS>

? STREET1 <STREET1>

? STREET2 <STREET2>

21
? CITY <CITY>

? STATE <STATE>

? ZIP <ZIP>

? END MAIL ADDRESS </MAIL-ADDRESS>

* FORMER COMPANY <FORMER-COMPANY>

FORMER CONFORMED NAME <FORMER-CONFORMED-NAME>

DATE OF NAME CHANGE <DATE-CHANGED>

END FORMER COMPANY </FORMER-COMPANY>

END ISSUING ENTITY </ISSUING_ENTITY >

1 UNDERWRITER <UNDERWRITER>

COMPANY DATA <COMPANY-DATA>

COMPANY CONFORMED NAME <CONFORMED-NAME>

CIK <CIK>

SIC <ASSIGNED-SIC>

ORGANIZATION NAME <ORGANIZATION_NAME>

? IRS NUMBER <IRS-NUMBER>

? STATE OF INCORPORATION <STATE-OF-INCORPORATION>

? FISCAL YEAR END <FISCAL-YEAR-END>

END COMPANY DATA </COMPANY-DATA>

FILING VALUES <FILING-VALUES>

FORM TYPE <FORM-TYPE>

SEC ACT <ACT>

22
 END FILING VALUES </FILING-VALUES>

? BUSINESS ADDRESS <BUSINESS-ADDRESS>

? STREET1 <STREET1>

? STREET2 <STREET2>

? CITY <CITY>

? STATE <STATE>

? ZIP <ZIP>

? PHONE <PHONE>

? END BUSINESS ADDRESS </BUSINESS-ADDRESS>

? MAIL ADDRESS <MAIL-ADDRESS>

? STREET1 <STREET1>

? STREET2 <STREET2>

? CITY <CITY>

? STATE <STATE>

? ZIP <ZIP>

? END MAIL ADDRESS </MAIL-ADDRESS>

* FORMER COMPANY <FORMER-COMPANY>

FORMER CONFORMED NAME <FORMER-CONFORMED-NAME>

DATE OF NAME CHANGE <DATE-CHANGED>

END FORMER COMPANY </FORMER-COMPANY>

END UNDERWRITER </UNDERWRITER>

1 FILED BY <FILED-BY>

23
? DELETION <DELETION>

COMPANY DATA <COMPANY-DATA>

COMPANY CONFORMED NAME <CONFORMED-NAME>

CIK <CIK>

SIC <SIC>

? IRS NUMBER <IRS-NUMBER>

? STATE OF INCORPORATION <STATE-OF-INCORPORATION>

? FISCAL YEAR END <FISCAL-YEAR-END>

END COMPANY DATA </COMPANY-DATA>

FILING VALUES <FILING-VALUES>

? DELETION <DELETION>

FORM TYPE <FORM-TYPE>

END FILING VALUES </FILING-VALUES>

? BUSINESS ADDRESS <BUSINESS-ADDRESS>

? STREET1 <STREET1>

? STREET2 <STREET2>

? CITY <CITY>

? STATE <STATE>

? ZIP <ZIP>

? PHONE <PHONE>

? END BUSINESS ADDRESS </BUSINESS-ADDRESS>

? MAIL ADDRESS <MAIL-ADDRESS>

? STREET1 <STREET1>

? STREET2 <STREET2>

24
? CITY <CITY>

? STATE <STATE>

? ZIP <ZIP>

? END MAIL ADDRESS </MAIL-ADDRESS>

* FORMER COMPANY <FORMER-COMPANY>

FORMER CONFORMED NAME <FORMER-CONFORMED-NAME>

DATE OF NAME CHANGE <DATE-CHANGED>

END FORMER COMPANY </FORMER-COMPANY>

END FILED BY </FILED-BY>

1* SERIAL COMPANY <SERIAL-COMPANY>

? DELETION <DELETION>

COMPANY DATA <COMPANY-DATA>

COMPANY CONFORMED NAME <CONFORMED-NAME>

CIK <CIK>

SIC <ASSIGNED-SIC>

ORGANIZATION NAME <ORGANIZATION_NAME>

? IRS NUMBER <IRS-NUMBER>

? STATE OF INCORPORATION <STATE-OF-INCORPORATION>

? FISCAL YEAR END <FISCAL-YEAR-END>

END COMPANY DATA </COMPANY-DATA>

FILING VALUES <FILING-VALUES>

? DELETION <DELETION>

FORM TYPE <FORM-TYPE>

SEC ACT <ACT>

25
 SEC FILE NUMBER <FILE-NUMBER>

l FILM NUMBER <FILM-NUMBER>

END FILING VALUES </FILING-VALUES>

? BUSINESS ADDRESS <BUSINESS-ADDRESS>

? STREET1 <STREET1>

? STREET2 <STREET2>

? CITY <CITY>

? STATE <STATE>

? ZIP <ZIP>

? PHONE <PHONE>

? END BUSINESS ADDRESS </BUSINESS-ADDRESS>

? MAIL ADDRESS <MAIL-ADDRESS>

? STREET1 <STREET1>

? STREET2 <STREET2>

? CITY <CITY>

? STATE <STATE>

? ZIP <ZIP>

? END MAIL ADDRESS </MAIL-ADDRESS>

* FORMER COMPANY <FORMER-COMPANY>

FORMER CONFORMED NAME <FORMER-CONFORMED-NAME>

DATE OF NAME CHANGE <DATE-CHANGED>

END FORMER COMPANY </FORMER-COMPANY>

END SERIAL COMPANY </SERIAL-COMPANY>

1* SUBJECT COMPANY <SUBJECT-COMPANY>

26
? DELETION <DELETION>

COMPANY DATA <COMPANY-DATA>

COMPANY CONFORMED NAME <CONFORMED-NAME>

CIK <CIK>

SIC <ASSIGNED-SIC>

ORGANIZATION NAME <ORGANIZATION_NAME>

? IRS NUMBER <IRS-NUMBER>

? STATE OF INCORPORATION <STATE-OF-INCORPORATION>

? FISCAL YEAR END <FISCAL-YEAR-END>

END COMPANY DATA </COMPANY-DATA>

FILING VALUES <FILING-VALUES>

? DELETION <DELETION>

FORM TYPE <FORM-TYPE>

SEC ACT <ACT>

SEC FILE NUMBER <FILE-NUMBER>

FILM NUMBER <FILM-NUMBER>

END FILING VALUES </FILING-VALUES>

? BUSINESS ADDRESS <BUSINESS-ADDRESS>

? STREET1 <STREET1>

? STREET2 <STREET2>

? CITY <CITY>

? STATE <STATE>

? ZIP <ZIP>

? PHONE <PHONE>

27
? END BUSINESS ADDRESS </BUSINESS-ADDRESS>

? MAIL ADDRESS <MAIL-ADDRESS>

? STREET1 <STREET1>

? STREET2 <STREET2>

? CITY <CITY>

? STATE <STATE>

? ZIP <ZIP>

? END MAIL ADDRESS </MAIL-ADDRESS>

* FORMER COMPANY <FORMER-COMPANY>

FORMER CONFORMED NAME <FORMER-CONFORMED-NAME>

DATE OF NAME CHANGE <DATE-CHANGED>

END FORMER COMPANY </FORMER-COMPANY>

END SUBJECT COMPANY </SUBJECT-COMPANY>

1* REPORTING OWNER <REPORTING-OWNER>

? DELETION <DELETION>

OWNER DATA <OWNER-DATA>

CONFORMED NAME <CONFORMED-NAME>

CIK <CIK>

? SIC <ASSIGNED-SIC>

ORGANIZATION NAME <ORGANIZATION_NAME>

? STATE OF INCORPORATION <STATE-OF-INCORPORATION>

? FISCAL YEAR END <FISCAL-YEAR-END>

END OWNER DATA </OWNER-DATA>

FILING VALUES <FILING-VALUES>

28
? DELETION <DELETION>

FORM TYPE <FORM-TYPE>

SEC ACT <ACT>

SEC FILE NUMBER <FILE-NUMBER>

FILM NUMBER <FILM-NUMBER>

END FILING VALUES </FILING-VALUES>

? BUSINESS ADDRESS <BUSINESS-ADDRESS>

? STREET1 <STREET1>

? STREET2 <STREET2>

? CITY <CITY>

? STATE <STATE>

? ZIP <ZIP>

? PHONE <PHONE>

? END BUSINESS ADDRESS </BUSINESS-ADDRESS>

? MAIL ADDRESS <MAIL-ADDRESS>

? STREET1 <STREET1>

? STREET2 <STREET2>

? CITY <CITY>

? STATE <STATE>

? ZIP <ZIP>

? END MAIL ADDRESS </MAIL-ADDRESS>

* FORMER NAME <FORMER-NAME>

FORMER CONFORMED NAME <FORMER-CONFORMED-NAME>

DATE OF NAME CHANGE <DATE-CHANGED>

29
 END FORMER NAME </FORMER-NAME>

END REPORTING-OWNER </REPORTING-OWNER>

1 ISSUER <ISSUER>

? DELETION <DELETION>

COMPANY DATA <COMPANY-DATA>

COMPANY CONFORMED NAME <CONFORMED-NAME>

CIK <CIK>

SIC <ASSIGNED-SIC>

ORGANIZATION NAME <ORGANIZATION_NAME>

? IRS NUMBER <IRS-NUMBER>

? STATE OF INCORPORATION <STATE-OF-INCORPORATION>

? FISCAL YEAR END <FISCAL-YEAR-END>

END COMPANY DATA </COMPANY-DATA>

? BUSINESS ADDRESS <BUSINESS-ADDRESS>

? STREET1 <STREET1>

? STREET2 <STREET2>

? CITY <CITY>

? STATE <STATE>

? ZIP <ZIP>

? PHONE <PHONE>

? END BUSINESS ADDRESS </BUSINESS-ADDRESS>

? MAIL ADDRESS <MAIL-ADDRESS>

? STREET1 <STREET1>

? STREET2 <STREET2>

30
? CITY <CITY>

? STATE <STATE>

? ZIP <ZIP>

? END MAIL ADDRESS </MAIL-ADDRESS>

* FORMER COMPANY <FORMER-COMPANY>

FORMER CONFORMED NAME <FORMER-CONFORMED-NAME>

DATE OF NAME CHANGE <DATE-CHANGED>

END FORMER COMPANY </FORMER-COMPANY>

END ISSUER </ISSUER>

1* FILED-FOR (SEC-UPLOADS) <FILED-FOR>

COMPANY DATA <COMPANY-DATA>

COMPANY CONFORMED NAME <CONFORMED-NAME>

CIK <CIK>

SIC <ASSIGNED-SIC>

ORGANIZATION NAME <ORGANIZATION_NAME>

? IRS NUMBER <IRS-NUMBER>

? STATE OF INCORPORATION <STATE-OF-INCORPORATION>

? FISCAL YEAR END <FISCAL-YEAR-END>

END COMPANY DATA </COMPANY-DATA>

FILING VALUES <FILING-VALUES>

? DELETION <DELETION>

FORM TYPE <FORM-TYPE>

SEC ACT <ACT>

SEC FILE NUMBER <FILE-NUMBER>

31
 FILM NUMBER <FILM-NUMBER>

END FILING VALUES </FILING-VALUES>

? BUSINESS ADDRESS <BUSINESS-ADDRESS>

? STREET1 <STREET1>

? STREET2 <STREET2>

? CITY <CITY>

? STATE <STATE>

? ZIP <ZIP>

? PHONE <PHONE>

? END BUSINESS ADDRESS </BUSINESS-ADDRESS>

? MAIL ADDRESS <MAIL-ADDRESS>

? STREET1 <STREET1>

? STREET2 <STREET2>

? CITY <CITY>

? STATE <STATE>

? ZIP <ZIP>

? END MAIL ADDRESS </MAIL-ADDRESS

* FORMER COMPANY <FORMER-COMPANY>

FORMER CONFORMED NAME <FORMER-CONFORMED-NAME>

DATE OF NAME CHANGE <DATE-CHANGED>

END FORMER COMPANY </FORMER-COMPANY>

END FILED-FOR </FILED-FOR>

? PUBLIC-REFERENCE-ACC# <PUBLIC-REFERENCE-ACC>

1 SERIES AND CLASSES CONTRACTS DATA <SERIES-AND-CLASSES-CONTRACTS-

DATA>

32
? NEW SERIES AND CLASSES CONTRACTS <NEW-SERIES-AND-CLASSES-
CONTRACTS>

OWNER CIK <OWNER-CIK>

* NEW SERIES <NEW-SERIES>

SERIES ID <SERIES-ID>

* CLASS CONTRACT <CLASS-CONTRACT>

CLASS CONTRACT ID <CLASS-CONTRACT-ID>

CLASS CONTRACT NAME <CLASS-CONTRACT-NAME>

END CLASS CONTRACT </CLASS-CONTRACT>

l END NEW SERIES </NEW-SERIES>

* NEW CLASSES CONTRACTS <NEW-CLASSES-CONTRACTS>

l SERIES ID <SERIES-ID>

SERIES NAME <SERIES-NAME>

* CLASS CONTRACT <CLASS-CONTRACT>

CLASS CONTRACT ID <CLASS-CONTRACT-ID>

CLASS CONTRACT NAME <CLASS-CONTRACT-NAME>

END CLASS CONTRACT </CLASS-CONTRACT>

END NEW CLASSES CONTRACTS </NEW-CLASSES-CONTRACTS>

END NEW SERIES AND CLASSES </NEW-SERIES-AND-CLASSES-

CONTRACTS CONTRACTS>

? EXISTING SERIES AND CLASSES <EXISTING-SERIES-AND-CLASSES-

CONTRACTS CONTRACTS>

+ SERIES <SERIES>

OWNER CIK <OWNER-CIK>

SERIES ID <SERIES-ID>

SERIES NAME <SERIES-NAME>

33
+ CLASS CONTRACT <CLASS-CONTRACT>

CLASS CONTRACT ID <CLASS-CONTRACT-ID>

CLASS CONTRACT NAME <CLASS-CONTRACT-NAME>

? CLASS CONTRACT TICKER SYMBOL <CLASS-CONTRACT-TICKER-SYMBOL>

END CLASS CONTRACT </CLASS-CONTRACT>

END SERIES </SERIES>

END EXISTING SERIES AND </EXISTING-SERIES-AND-CLASSES-

CLASSES CONTRACTS CONTRACTS>

? MERGER SERIES AND CLASSES <MERGER-SERIES-AND-CLASSES-

CONTRACTS CONTRACTS>

+ MERGER <MERGER>

ACQUIRING DATA <ACQUIRING-DATA>

CIK <CIK>

SERIES <SERIES>

SERIES ID <SERIES-ID>

SERIES NAME <SERIES-NAME>

CLASS CONTRACT <CLASS-CONTRACT>

CLASS CONTRACT ID <CLASS-CONTRACT-ID>

CLASS CONTRACT NAME <CLASS-CONTRACT-NAME>

? CLASS CONTRACT TICKER SYMBOL <CLASS-CONTRACT-TICKER-SYMBOL>

END CLASS CONTRACT </CLASS-CONTRACT>

END SERIES </SERIES>

END ACQUIRING DATA </ACQUIRING-DATA>

+ TARGET DATA <TARGET-DATA>

CIK <CIK>

34
+ SERIES <SERIES>

SERIES ID <SERIES-ID>

SERIES NAME <SERIES-NAME>

+ CLASS CONTRACT <CLASS-CONTRACT>

CLASS CONTRACT ID <CLASS-CONTRACT-ID>

CLASS CONTRACT NAME <CLASS-CONTRACT-NAME>

? CLASS CONTRACT TICKER SYMBOL <CLASS-CONTRACT-TICKER-SYMBOL>

END CLASS CONTRACT </CLASS-CONTRACT>

END SERIES </SERIES>

END TARGET DATA </TARGET-DATA>

END MERGER </MERGER>

END MERGER SERIES AND </MERGER-SERIES-AND-CLASSES-

CLASSES CONTRACTS CONTRACTS>

END SERIES AND CLASSES </SERIES-AND-CLASSES-CONTRACTS-

CONTRACTS DATA DATA>

? MULTI ACCESSION NUMBERS <MULTI-ACCESSION-NUMBERS>

*. ACCESSION_NUMBER <ACCESSION-NUMBER>

END MULTI ACCESSION NUMBERS </MULTI-ACCESSION-NUMBERS>

? WITHDRAWN ACCESSION NUMBER <WITHDRAWN-ACCESSION-NUMBER>

? PREVIOUS-ACCESSION-NUMBER <PREVIOUS-ACCESSION-NUMBER>

? FILER WELL-KNOWN SEASONED <IS-FILER-A-WELL-KNOWN-SEASONED-

ISSUER ISSUER>

? FILER NEW REGISTRANT <IS-FILER-A-NEW-REGISTRANT>

? FILER PURSUANT TO GENERAL <FILED-PURSUANT-TO-GENERAL-

INSTRUCTIONS INSTRUCTION-A2>

? FILER FUND 24F-2 ELIGIBLE <IS-FUND-24F2-ELIGIBLE>

Table 8 - Submission Header Tag Elements

35
 3.2.3 Document Header Tag Elements

Symbol Field SGML Tag

+ DOCUMENT <DOCUMENT>

CONFORMED DOCUMENT TYPE <TYPE>

DOCUMENT SEQUENCE <SEQUENCE>

DOCUMENT FILENAME <FILENAME>

? DESCRIPTION <DESCRIPTION>

? RENDERED XBRL DOCUMENT <DESCRIPTION>IDEA:XBRL DOCUMENT

DOCUMENT TEXT <TEXT>

? PDF INDICATOR <PDF>

? END PDF </PDF>

? XML INDICATOR <XML>
? END XML </XML>
? XBRL INDICATOR <XBRL>
? END XBRL </XBRL>
END DOCUMENT TEXT </TEXT>
END DOCUMENT </DOCUMENT>

END SUBMISSION </SUBMISSION>

Table 9 - Document Header Tag Elements

3.2.4 Document Text Tag Elements

Unlike submission and document headers, the ordering of legal document text tags depends almost
entirely on the needs or preferences of the author of the filing text. The ordering presented below is
arbitrary. Certain restrictions do apply to ordering within table sections, as specified in the Document
Type Definition (DTD) (see 4.4 EDGAR SGML Document Type Definition). However, <PAGE> and
footnote (<FN>) tags are permitted virtually anywhere within the document text irrespective of table
sections.

Symbol Field SGML Tag

2 TABLE <TABLE>
2 CAPTION <CAPTION>
2 S <S>
2 C <C>
2 FN <FN>
2 END TABLE </TABLE>

36
 2 FOOTNOTES <F1> - <F99>
2 PAGE <PAGE
Table 10 - Document Text Tag Elements

3.3 EDGAR Header and Document Tag Definitions

The following is a list of tag definitions for all SGML tags used within EDGAR submission headers and
documents. These tag definitions are specific to the EDGAR Dissemination Output.
The information for each tag includes:

DATA ELEMENT: Name of the element

TAG: SGML Tag
DESCRIPTION: Brief description of the type of data in the field.
LENGTH: Maximum length of the field
END TAG: Associated end tag if applicable. Not all tags require end tags.
CHARACTERISTIC: Special characteristics of the data, i.e. alphanumeric, numeric etc.
LIMITS: Specifies any limits associated with the data.
FORMAT: Illustrates, if applicable, a standardized format for the data.

3.3.1 Submission Header Tags

DATA ELEMENT: SUBMISSION

TAG: <SUBMISSION>
DESCRIPTION: Initial dissemination tag. Required.
LENGTH: Tag only
END TAG: </SUBMISSION>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: CORRECTION

TAG: <CORRECTION>
DESCRIPTION: Identifies post acceptance correction transaction. This tag is only
present for a correction to a filing. Optional.
LENGTH: Tag only
END TAG: NA
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: TIMESTAMP

37
TAG: <TIMESTAMP>
DESCRIPTION: Edgar Dissemination date-time, used for Post Acceptance Corrections only.
Defines the time which the correction is disseminated by EDGAR, supplied by
the R/A Subsystem. Optional.
LENGTH: 15
END TAG: NA
CHARACTERISTIC: Date
LIMITS: NA
FORMAT: YYYYMMDD:HHMMSS

DATA ELEMENT: PAPER

TAG: <PAPER>
DESCRIPTION: Identifies the submission as a Paper submission. Optional.
LENGTH: Tag only
END TAG: NA
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: PRIVATE-TO-PUBLIC

TAG: <PRIVATE-TO-PUBLIC>
DESCRIPTION: Identifies an SEC-approved private-to-public document dissemination. This tag
is only present in a *.pr dissemination (a private-to-public dissemination).
Optional.
LENGTH: Tag only
END TAG: NA
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: ACCESSION NUMBER

TAG: <ACCESSION-NUMBER>
DESCRIPTION: EDGAR assigned identifier unique to each submission. Required.
LENGTH: 20
END TAG: NA
CHARACTERISTIC: Alpha-
Numeric LIMITS: NA
FORMAT: (10-Char CIK)+"-"+YY+"-"+(6-Char sequence #)

DATA ELEMENT: DELETION

TAG: <DELETION>

38
DESCRIPTION: Identifies post acceptance correction filing deletion. This tag is present
after accession number only when the filing is being deleted. Optional.
LENGTH: Tag only
END TAG: NA
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: CONFORMED SUBMISSION TYPE

TAG: <TYPE>
DESCRIPTION: Conformed type of submission being disseminated. Required.
LENGTH: 20
END TAG: NA
CHARACTERISTIC: Alpha-Numeric, spaces and hyphens allowed.
LIMITS: Refer to EDGAR Filer Manual Volume II chapter entitled “Index To Forms”.
FORMAT: NA

DATA ELEMENT: CATEGORY

TAG: <CATEGORY>
DESCRIPTION: Category of submission being disseminated. Optional.
LENGTH: 20
END TAG: NA
CHARACTERISTIC: Alphanumeric, spaces and hyphens allowed.
LIMITS: NA
FORMAT: NA

DATA ELEMENT: CONFIRMING COPY

TAG: <CONFIRMING-COPY>
DESCRIPTION: This tag defines this submission as being a confirming copy to a
paper submission.
LENGTH: Tag only
END TAG: NA
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: PUBLIC DOCUMENT COUNT

TAG: <PUBLIC-DOCUMENT-COUNT>
DESCRIPTION: Number of PUBLIC documents in the submission, including rendered
XBRL documents; if any.
LENGTH: 3
39
END TAG: NA
CHARACTERISTIC: Numeric
LIMITS: 001-999
FORMAT: NA

DATA ELEMENT: CALENDAR YEAR ENDING

TAG: <CALENDAR-YEAR-ENDING>
DESCRIPTION: Calendar Year End. Optional.
LENGTH: 4
END TAG: NA
CHARACTERISTIC: Date
LIMITS: NA
FORMAT: YYYY

DATA ELEMENT: REFERENCE 462B

TAG: <REFERENCE-462B>
DESCRIPTION: Refers to a prospectus relating to a registration statement updated pursuant
to Rule 462B. The value represents the file number of the prior registration
statement. Optional.
LENGTH: 15
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: NA
FORMAT: ###-#####[#][-XX[X][X]] where # is a number, [] is optional, and X
is alphanumeric.

DATA ELEMENT: REFERENCES 429

TAG: <REFERENCES-429>
DESCRIPTION: Refers to a prospectus relating to two or more registration statements
updated pursuant to Rule 429. The value represents the file numbers of the
prior registration statements. Optional & Repeatable.
LENGTH: 15
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: NA
FORMAT: ###-#####[#][-XX[X][X]] where # is a number, [] is optional, and X
is alphanumeric.

DATA ELEMENT: CONFORMED PERIOD OF REPORT

TAG: <PERIOD>
DESCRIPTION: End date of reporting period of filing. Optional.

40
LENGTH: 8
END TAG: NA
CHARACTERISTIC: Date
LIMITS: NA
FORMAT: YYYYMMDD

DATA ELEMENT: DEPOSITOR CIK

TAG: <DEPOSITOR-CIK>
DESCRIPTION: The Central Index Key of the Depositor of an asset-backed securities
offering. Optional
LENGTH: 10
END TAG: NA
CHARACTERISTIC: Numeric
LIMITS: 0000000001-9999999999
FORMAT: NA

DATA ELEMENT: SPONSOR CIK

TAG: <SPONSOR-CIK>
DESCRIPTION: The Central Index Key of the Sponsor of an asset-backed securities
offering. Optional
LENGTH: 10
END TAG: NA
CHARACTERISTIC: Numeric
LIMITS: 0000000001-9999999999
FORMAT: NA

DATA ELEMENT: ITEM

INFORMATION TAG: <ITEMS>
DESCRIPTION: Identifies 1 or more items declared in the filings. Optional & Repeatable.
Applies to forms: 1-U, 1-U/A, 8-K, 8-K/A, 8-K12B, 8-K12B/A, 8-K12G3, 8-
K12G3/A, 8-K15D5, 8-K15D5/A, ABS-15G, ABS-15G/A, D, D/A, REGDEX,
REGDEX/A, SD, SD/A
LENGTH: 4
END TAG: NA
CHARACTERISTIC: Alpha-
Numeric LIMITS: NA
FORMAT: #.##

DATA ELEMENT: MA-I INDIVIDUAL

TAG: <MA-I_INDIVIDUAL>
DESCRIPTION: This element specifies the filer supplied name of the individual for whom an
MA-I or MA-I/A submission was submitted. Optional.
LENGTH: 8
41
END TAG: NA
CHARACTERISTIC: Date
LIMITS: NA
FORMAT: YYYYMMDD

DATA ELEMENT: FILED AS OF DATE

TAG: <FILING-DATE>
DESCRIPTION: EDGAR assigned official filing date, or post acceptance new filing date
(Post Acceptance Correction). Required.
LENGTH: 8
END TAG: NA
CHARACTERISTIC: Date
LIMITS: NA
FORMAT: YYYYMMDD

DATA ELEMENT: DATE AS OF CHANGE

TAG: <DATE-OF-FILING-DATE-CHANGE>
DESCRIPTION: Date when the last Post Acceptance occurred. Optional.
LENGTH: 8
END TAG: NA
CHARACTERISTIC: Date
LIMITS: NA
FORMAT: YYYYMMDD

DATA ELEMENT: EFFECTIVENESS DATE

TAG: <EFFECTIVENESS-DATE>
DESCRIPTION: The effective date of the submission. Optional.
LENGTH: 8
END TAG: NA
CHARACTERISTIC: Date
LIMITS: NA
FORMAT: YYYYMMDD

DATA ELEMENT: ACTION DATE

TAG: <ACTION-DATE>
DESCRIPTION: The grant or issue date for Orders or Notices. Optional.
LENGTH: 8
END TAG: NA
CHARACTERISTIC: Date
LIMITS: NA
FORMAT: YYYYMMDD

42
DATA ELEMENT: RECEIVED DATE
TAG: <RECEIVED-DATE>
DESCRIPTION: The received date for Orders or Notices. Optional.
LENGTH: 8
END TAG: NA
CHARACTERISTIC: Date
LIMITS: NA
FORMAT: YYYYMMDD

DATA ELEMENT: GROUP MEMBERS

TAG: <GROUP-MEMBERS>
DESCRIPTION: This identifies group members in this submission.
Optional and repeatable.
LENGTH: 60
END TAG: NA
CHARACTERISTIC: Alphanumeric
LIMITS: NA
FORMAT: NA

DATA ELEMENT: ABS RULE

TAG: <ABS-RULE>
DESCRIPTION: This element identifies the ABS rule selected for the submission. Optional.
LENGTH: 10
END TAG: </ABS-RULE>
CHARACTERISTIC: Alphanumeric
LIMITS: The valid values for this element are RULE-15GA1 or RULE-
15GA2. FORMAT: NA

DATA ELEMENT: PERIOD START

TAG: <PERIOD-START>
DESCRIPTION: This identifies start date of reporting for the submission. Optional.
LENGTH: 8
END TAG: NA
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: YYYYMMDD

DATA ELEMENT: NO INITIAL PERIOD ACTIVITY

TAG: <NO-INITIAL-PERIOD-ACTIVITY>
DESCRIPTION: Identifies if the Securitizer has any activity to report for the initial
period pursuant to Rule 15Ga-1(c)(1). Optional.
LENGTH: 1

43
END TAG: NA
CHARACTERISTIC: Alphanumeric
LIMITS: The valid values for this element are “Y” or “N”.
FORMAT: NA

DATA ELEMENT: NO QUARTERLY ACTIVITY

TAG: <NO-QUARTERLY-ACTIVITY>
DESCRIPTION: Identifies if the Securitizer has any activity to report for the quarterly
period pursuant to Rule 15Ga-1(c)(2)(i). Optional.
LENGTH: 1
END TAG: NA
CHARACTERISTIC: Alphanumeric
LIMITS: The valid values for this element are “Y” or “N”.
FORMAT: NA

DATA ELEMENT: NO ANNUAL ACTIVITY

TAG: <NO-ANNUAL-ACTIVITY>
DESCRIPTION: Identifies if the Securitizer has any activity to report for the annual
period pursuant to Rule 15Ga-1(c)(2)(ii). Optional.
LENGTH: 1
END TAG: NA
CHARACTERISTIC: Alphanumeric
LIMITS: The valid values for this element are “Y” or “N”.
FORMAT: NA

DATA ELEMENT: REGISTERED ENTITY

TAG: <REGISTERED-ENTITY>
DESCRIPTION: This element identifies if the ABS-15Ga-2 submission is for a registered or
unregistered entity. Optional.
LENGTH: 1
END TAG: NA
CHARACTERISTIC: Alphanumeric
LIMITS: The valid values for this element are “Y” or “N”.
FORMAT: NA

DATA ELEMENT: ABS ASSET CLASS

TAG: <ABS-ASSET-CLASS>
DESCRIPTION: This element specifies the ABS Asset Class for the submission. Optional.
LENGTH: 50
END TAG: </ABS-ASSET-CLASS>
44
CHARACTERISTIC: Alphanumeric
LIMITS: NA
FORMAT: NA

DATA ELEMENT: ISSUING ENTITY NAME

TAG: <ISSUING-ENTITY-NAME>
DESCRIPTION: This element specifies the filer supplied name of the Issuing Entity
associated with the submission. Optional.
LENGTH: 150
END TAG: NA
CHARACTERISTIC: Alphanumeric
LIMITS: NA
FORMAT: NA

DATA ELEMENT: FILER

TAG: <FILER>
DESCRIPTION: Initial tag for nested Filer information. Related data will be grouped
together depending on submission type. The relevant tag will be reported
for each grouping of company data. The tag is required and repeatable as
a filing is being made on behalf of more than one Filer (person or entity).
LENGTH: Tag only
END TAG: </FILER>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: DEPOSITOR

TAG: <DEPOSITOR>
DESCRIPTION: Initial tag for nested Depositor information. Related data will be grouped
together depending on submission type. The tag is optional.
LENGTH: Tag only
END TAG: </DEPOSITOR>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: SECURITIZER

TAG: <SECURITIZER>
DESCRIPTION: Initial tag for nested Securitizer information. Related data will be grouped
together depending on submission type. The tag is optional.
LENGTH: Tag only
END TAG: </SECURITIZER>
CHARACTERISTIC: NA

45
LIMITS: NA
FORMAT: NA

DATA ELEMENT: ISSUING_ENTITY

TAG: <ISSUING_ENTITY>
DESCRIPTION: Initial tag for nested Issuing Entity information. Related data will be
grouped together depending on submission type. The tag is optional.
LENGTH: Tag only
END TAG: </ISSUING_ENTITY>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: UNDERWRITER

TAG: <UNDERWRITER>
DESCRIPTION: Initial tag for nested Underwriter information. Related data will be grouped
together depending on submission type. The tag is optional.
LENGTH: Tag only
END TAG: </UNDERWRITER>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: FILED BY

TAG: <FILED-BY>
DESCRIPTION: Initial tag for nested company information that filed the submission. The
relevant tag is required as a filing is being made on behalf of more than
one Filer (person or entity).
LENGTH: Tag only
END TAG: </FILED-BY>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: SUBJECT COMPANY

TAG: <SUBJECT-COMPANY>
DESCRIPTION: Initial tag for nested company information. Related data will be grouped
together depending on submission type. The relevant tag is optional
and repeatable as a filing is being made on behalf of more than one
Filer (person or entity).
LENGTH: Tag only
END TAG: </SUBJECT-COMPANY>
CHARACTERISTIC: NA
LIMITS: NA
46
FORMAT: NA

DATA ELEMENT: REPORTING OWNER

TAG: <REPORTING-OWNER>
DESCRIPTION: Initial tag for nested owner information. Related data will be grouped
together depending on submission type. The relevant tag will be reported
for each grouping of company data. The relevant tag is optional and
repeatable as a filing is being made on behalf of more than one Filer (person
or entity).
LENGTH: Tag only
END TAG: </REPORTING-OWNER>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: ISSUER

TAG: <ISSUER>
DESCRIPTION: Initial tag for nested company information. Related data will be grouped
together depending on submission type. The relevant tag is required as a filing
is being made on behalf of more than one Filer (person or entity).
LENGTH: Tag only
END TAG: </ISSUER>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: SERIAL COMPANY

TAG: <SERIAL-COMPANY>
DESCRIPTION: Initial tag for nested company information. Related data will be grouped
together depending on submission type. The relevant tag will be reported for
each grouping of company data. The relevant tag is optional and repeatable
as a filing is being made on behalf of more than one Filer (person or entity).
LENGTH: Tag only
END TAG: </SERIAL-COMPANY>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: FILED FOR

TAG: <FILED-FOR>
DESCRIPTION: Initial tag for nested company information. Related data will be grouped
together depending on submission type. The relevant tag will be reported for
each grouping of company data. The relevant tag is optional and repeatable
as a filing is being made on behalf of more than one Filer (person or entity).
47
 This tag nest is used only in dissem headers for SEC Uploads
(<CONFORMED- SUBMISSION-TYPE>UPLOAD).
LENGTH: Tag only
END TAG: </FILED-FOR>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: COMPANY DATA

TAG: <COMPANY-DATA>
DESCRIPTION: Initial tag for nested company information, related data will be grouped
together. The information enclosed in this grouping represent the latest
company conformed data submitted to the SEC. Required in each Filer
nest.
LENGTH: Tag only
END TAG: </COMPANY-DATA>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: OWNER DATA

TAG: <OWNER-DATA>
DESCRIPTION: Initial tag for nested owner information, related data will be grouped
together. The information enclosed in this grouping represents the
latest owner conformed data submitted to the SEC. Required in each
reporting- owner nest.
LENGTH: Tag only
END TAG: </OWNER-DATA>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: COMPANY/OWNER CONFORMED

NAME TAG: <CONFORMED-NAME>
DESCRIPTION: Filer/Registrant/Owner conformed name as it appears in the SEC's database.
Required in each company data nest.
LENGTH: 150
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: NA
48
FORMAT: NA

DATA ELEMENT: CIK

TAG: <CIK>
DESCRIPTION: Filer/Registrant Central Index Key, which was supplied by the SEC following
receipt of the Form ID. Required in each company data nest and Merger
series and classes (contracts) information.
LENGTH: 10
END TAG: NA
CHARACTERISTIC: Numeric
LIMITS: 0000000001-9999999999
FORMAT: NA

DATA ELEMENT: SIC

TAG: <ASSIGNED-SIC>
DESCRIPTION: Company's Standard Industrial Classification code. Required in
each company data nest.
LENGTH: 4
END TAG: NA
CHARACTERISTIC: Numeric
LIMITS: Values taken from the SIC code file/table on
EDGAR. FORMAT: NA

DATA ELEMENT: ORGANIZATION NAME

TAG: <ORGANIZATION-NAME>
DESCRIPTION: The EDGAR CIK Owner Organization Name when it is associated
with the CF branch.
LENGTH: 60
END TAG: NA
CHARACTERISTIC: Alpha Numeric plus special characters.
LIMITS: Values taken from EDGAR database. If the
company is not associated with the CF branch,
then this value will be empty.
FORMAT: NA

DATA ELEMENT: RELATIONSHIP

TAG: <RELATIONSHIP>
DESCRIPTION: Identifies the filer’s relationship with the company, e.g., Director, Officer
etc.
LENGTH: 10
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
49
LIMITS: NA
FORMAT: NA

DATA ELEMENT: IRS NUMBER

TAG: <IRS-NUMBER>
DESCRIPTION: Filer/Registrant/Subject Company/Issuer IRS number.
Required in each subject company tag nest. Serial
Company IRS Number is not disseminated.
LENGTH: 10
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: NA
FORMAT: 99-9999999

DATA ELEMENT: STATE OF INCORPORATION

TAG: <STATE-OF-INCORPORATION>
DESCRIPTION: Company State of Incorporation. Optional.
LENGTH: 2
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: Values from the State and Country Codes held in EDGAR.
FORMAT: NA

DATA ELEMENT: FISCAL YEAR END

TAG: <FISCAL-YEAR-END>
DESCRIPTION: Company Fiscal Year End. Optional.
LENGTH: 4
END TAG: NA
CHARACTERISTIC: Date
LIMITS: NA
FORMAT: MMDD

DATA ELEMENT: FILING-VALUES

TAG: <FILING-VALUES>
DESCRIPTION: Initial tag for nested filing values. A form may be filed under more than 1
act. Required and Repeatable within each filer nest, except filed by LENGTH: Tag only
END TAG: </FILING-VALUES>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

50
DATA ELEMENT: DELETION
TAG: <DELETION>
DESCRIPTION: Identifies post acceptance correction file number deletion. This tag is
present after filing values to specify the file number deleted.
Optional.
LENGTH: Tag only
END TAG: NA
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: FORM TYPE

TAG: <FORM-TYPE>
DESCRIPTION: Used to identify the form type filed for each filer. Required by Filer.
LENGTH: 10
END TAG: NA
CHARACTERISTIC: Alpha-Numeric, spaces and hyphens allowed. Required in each filing
values tag nest.
LIMITS: Refer to EDGAR Filer Manual Volume II chapter entitled “Index To Forms”.
FORMAT: NA

DATA ELEMENT: SEC ACT

TAG: <ACT>
DESCRIPTION: Identification of the act(s) under which certain IM filings are made. The form
type may be filed under more than one act. Required in each filing values
tag nest.
LENGTH: 2
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: Refer to FTTD published by SEC.
FORMAT: NA

DATA ELEMENT: SEC FILE NUMBER

TAG: <FILE-NUMBER>
DESCRIPTION: SEC Conformed File Number. Required in each filing values tag nest.
LENGTH: 15
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: NA
FORMAT: ###-#####[#][-XX[X][X]] where # is a number, [] is optional, and X is
alphanumeric.

51
DATA ELEMENT: FILM NUMBER
TAG: <FILM-NUMBER>
DESCRIPTION: Also known as the Document Control Number (DCN) Microfilm number
assigned to submission. Required for each Subject
Company or Registrant, or Owner, not for Filed By or Issuer.
LENGTH: 10
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: NA
FORMAT: YY######

DATA ELEMENT: BUSINESS ADDRESS

TAG: <BUSINESS-ADDRESS>
DESCRIPTION: Company Business Address. Optional.
LENGTH: Tag Only
END TAG: </BUSINESS-ADDRESS>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: BUSINESS STREET 1

TAG: <STREET1>
DESCRIPTION: Company Business Street 1. Optional.
LENGTH: 40
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: NA
FORMAT: NA

DATA ELEMENT: BUSINESS STREET 2

TAG: <STREET2>
DESCRIPTION: Company Business Street 2. Optional.
LENGTH: 40
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: NA
FORMAT: NA

DATA ELEMENT: BUSINESS CITY

TAG: <CITY>
DESCRIPTION: Company Business City. Optional.
52
LENGTH: 30
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: NA
FORMAT: NA

DATA ELEMENT: BUSINESS STATE

TAG: <STATE>
DESCRIPTION: Company Business State. Optional.
LENGTH: 2
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: Values from the State and Country Codes table held in EDGAR.
FORMAT: NA

DATA ELEMENT: BUSINESS ZIP

TAG: <ZIP>
DESCRIPTION: Company Business Zip. Optional.
LENGTH: 10
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: NA
FORMAT: NA

DATA ELEMENT: BUSINESS PHONE

TAG: <PHONE>
DESCRIPTION: Company Business Phone. Optional.
LENGTH: 12
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: NA
FORMAT: NA

DATA ELEMENT: MAIL ADDRESS

TAG: <MAIL-ADDRESS>
DESCRIPTION: Company Mail Address. Optional.
LENGTH: Tag Only
END TAG: </MAIL-ADDRESS>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

53
DATA ELEMENT: MAIL STREET 1
TAG: <STREET1>
DESCRIPTION: Company Mail Street 1. Optional.
LENGTH: 40
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: NA
FORMAT: NA

DATA ELEMENT: MAIL STREET 2

TAG: <STREET2>
DESCRIPTION: Company Mail Street 2. Optional.
LENGTH: 40
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: NA
FORMAT: NA

DATA ELEMENT: MAIL CITY

TAG: <CITY>
DESCRIPTION: Company Mail City. Optional.
LENGTH: 30
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: NA
FORMAT: NA

DATA ELEMENT: MAIL STATE

TAG: <STATE>
DESCRIPTION: Company Mail State. Optional.
LENGTH: 2
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: Values from the State and Country Codes file from OADPS.
FORMAT: NA

DATA ELEMENT: MAIL ZIP

TAG: <ZIP>
DESCRIPTION: Company Mail Zip. Optional.
LENGTH: 10
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
54
LIMITS: NA
FORMAT: NA

DATA ELEMENT: FORMER COMPANY

TAG: <FORMER-COMPANY>
DESCRIPTION: Former company name. Optional and repeatable up to three times.
LENGTH: Tag only
END TAG: </FORMER-COMPANY>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: FORMER OWNER NAME

TAG: <FORMER-NAME>
DESCRIPTION: Former reporting owner name. Optional and repeatable up to three times.
LENGTH: Tag only
END TAG: </FORMER-NAME>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: FORMER CONFORMED NAME

TAG: <FORMER-CONFORMED-NAME>
DESCRIPTION: Former Company name. Required in each former company tag nest.
LENGTH: 150
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: NA
FORMAT: NA

DATA ELEMENT: DATE OF NAME CHANGE

TAG: <DATE-CHANGED>
DESCRIPTION: Date when company name was changed. Required in each former company
tag nest.
LENGTH: 8
END TAG: NA
CHARACTERISTIC: Date
LIMITS: NA
FORMAT: YYYYMMDD

55
DATA ELEMENT: PUBLIC REFERENCE ACCESSION NUMBER
TAG: <PUBLIC-REFERENCE-ACC>
DESCRIPTION: Present only in SEC UPLOADS. Reference to a specific submission (via
Accession number). Optional.
END TAG: NA
LENGTH: 20
CHARACTERISTIC: Alpha-Numeric
LIMITS: NA
FORMAT: (10-Char CIK)+"-"+YY+"-"+(6-Char sequence #)

DATA ELEMENT: SERIES AND CLASSES CONTRACTS DATA

TAG: <SERIES-AND-CLASSES-CONTRACTS-DATA>
DESCRIPTION: Initial tag for nested series and classes (contracts) information. Related data
will be grouped together. The tag is required per relevant form type and
investment company type.
LENGTH: Tag only
END TAG: </SERIES-AND-CLASSES-CONTRACTS-DATA>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: NEW SERIES AND CLASSES CONTRACTS

TAG: <NEW-SERIES-AND-CLASSES-CONTRACTS>
DESCRIPTION: Initial tag for identifying new series and classes (contracts) information.
Related data will be grouped together. The tag is optional per relevant form
type.
LENGTH: Tag only
END TAG: </NEW-SERIES-AND-CLASSES-CONTRACTS>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: EXISTING SERIES AND CLASSES CONTRACTS

TAG: <EXISTING-SERIES-AND-CLASSES-CONTRACTS>
DESCRIPTION: Initial tag for identifying existing series and classes (contracts) information.
Related data will be grouped together. The tag is optional per relevant form
type.
LENGTH: Tag only
END TAG: </EXISTING-SERIES-AND-CLASSES-CONTRACTS>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

56
DATA ELEMENT: MERGER SERIES AND CLASSES CONTRACTS
TAG: <MERGER-SERIES-AND-CLASSES-CONTRACTS>
DESCRIPTION: Initial tag for identifying merger series and classes (contracts) information.
Related data will be grouped together. The tag is optional per relevant
form type.
LENGTH: Tag only
END TAG: </MERGER-SERIES-AND-CLASSES-CONTRACTS>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: OWNER CIK

TAG: <OWNER-CIK>
DESCRIPTION: Series and Classes (Contracts) Owner Central Index Key, which was supplied
by the SEC following receipt of the Form ID. Required for identifying new
and existing series and classes (contracts).
LENGTH: 10
END TAG: NA
CHARACTERISTIC: Numeric
LIMITS: 0000000001-9999999999
FORMAT: NA

DATA ELEMENT: NEW SERIES

TAG: <NEW-SERIES>
DESCRIPTION: Initial tag for identifying new series information. Required and repeatable
for New Series and Classes Contracts.
LENGTH: Tag only
END TAG: </NEW-SERIES>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: SERIES ID

TAG: <SERIES-ID>
DESCRIPTION: Series ID number, which was supplied by the SEC following receipt of new
series information. Required for all scenarios (new, existing, merger) for
series and classes (contracts).
LENGTH: 10
END TAG: NA
CHARACTERISTIC: AlphaNumeric
LIMITS: S000000001-S999999999
FORMAT: S#########

57
DATA ELEMENT: SERIES NAME
TAG: <SERIES-NAME>
DESCRIPTION: Series name, which was supplied by the filer during receipt new series
information. Required for all scenarios (new, existing, merger) for series
and classes (contracts).
LENGTH: 150
END TAG: NA
CHARACTERISTIC: AlphaNumeric
LIMITS: NA
FORMAT: NA

DATA ELEMENT: NEW CLASSES CONTRACTS

TAG: <NEW-CLASSES-CONTRACTS>
DESCRIPTION: Initial tag for identifying new classes (contracts) information. Required
and repeatable for New Series and Classes Contracts.
LENGTH: Tag only
END TAG: </NEW-CLASSES-CONTRACTS>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: CLASS CONTRACT

TAG: <CLASS-CONTRACT>
DESCRIPTION: Initial tag for identifying new, existing, or merger class (contract) information.
Required and repeatable.
LENGTH: Tag only
END TAG: </CLASS-CONTRACT>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: CLASS CONTRACT ID

TAG: <CLASS-CONTRACT-ID>
DESCRIPTION: Class (contract) ID number, which was supplied by the SEC following receipt
of new class (contract) information. Required for all scenarios (new,
existing, merger) for series and classes (contracts).
LENGTH: 10
END TAG: NA
CHARACTERISTIC: AlphaNumeric
LIMITS: C000000001-C999999999
FORMAT: C#########

58
DATA ELEMENT: CLASS CONTRACT NAME
TAG: <CLASS-CONTRACT-NAME>
DESCRIPTION: Class (contract) name, which was supplied by the filer during receipt of new
class (contract) information. Required for all scenarios (new, existing,
merger) for series and classes (contracts).
LENGTH: 150
END TAG: NA
CHARACTERISTIC: AlphaNumeric
LIMITS: NA
FORMAT: NA

DATA ELEMENT: SERIES

TAG: <SERIES>
DESCRIPTION: Initial tag for identifying existing and merger series information. Required
and repeatable for Existing and Merger Series and Classes Contracts.
LENGTH: Tag only
END TAG: </SERIES>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: CLASS CONTRACT TICKER SYMBOL

TAG: <CLASS-CONTRACT-TICKER-SYMBOL>
DESCRIPTION: Class (contract) ticker symbol, which was supplied by the filer during receipt
of existing class (contract) information. Optional for all existing and merger
scenarios for series and classes (contracts).
LENGTH: 10
END TAG: NA
CHARACTERISTIC: AlphaNumeric
LIMITS: NA
FORMAT: NA

DATA ELEMENT: MERGER

TAG: <MERGER>
DESCRIPTION: Initial tag for identifying merger series and classes (contracts) information.
Required and repeatable for Merger Series and Classes Contracts.
LENGTH: Tag only
END TAG: </MERGER>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: ACQUIRING DATA

59
 TAG: <ACQUIRING-DATA>
DESCRIPTION: Initial tag for identifying the acquiring series and class (contract) information
as part of reporting merger information. Required for Merger Series and
Classes Contracts.
LENGTH: Tag only
END TAG: </ACQUIRING-DATA>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: TARGET DATA

TAG: <TARGET-DATA>
DESCRIPTION: Initial tag for identifying the target series and class (contract) information as
part of reporting merger information. Required and repeatable for Merger
Series and Classes Contracts.
LENGTH: Tag only
END TAG: </TARGET-DATA>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: MULTI ACCESSION NUMBERS

TAG: <MULTI-ACCESSION-NUMBERS>
DESCRIPTION: Tag to hold multiple accession numbers for the form types NPORT-EX and NPORT-EX/A
LENGTH: Tag only
END TAG: </MULTI-ACCESSION-NUMBERS>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: WITHDRAWN ACCESSION NUMBER

TAG: <WITHDRAWN -ACCESSION-NUMBER>
DESCRIPTION: Tag to hold the withdrawn accession number for the form type ATS-N-W
LENGTH: 20
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: NA
FORMAT: (10-Char CIK)+"-"+YY+"-"+(6-Char sequence #)

DATA ELEMENT: PREVIOUS ACCESSION NUMBER

TAG: <PREVIOUS-ACCESSION-NUMBER>
DESCRIPTION: Tag to hold the accession number being amended for the form types ATS-N/MA,
ATS-N/UA, ATS-N/CA, and ATS-N/OFA.
60
LENGTH: 20
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: NA
FORMAT: (10-Char CIK)+"-"+YY+"-"+(6-Char sequence #)

DATA ELEMENT: FILER WELL-KNOWN SEASONED ISSUER

TAG: <IS-FILER-A-WELL-KNOWN-SEASONED-ISSUER>
DESCRIPTION: Identifies if the primary registrant meets the well-known seasoned issuer criteria noted
in Rule 405 of Regulation C under the Securities Act of 1933 [17 CFR 230.405]. Optional.
LENGTH: 1
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: The valid values for this element are “Y” or “N”.
FORMAT: NA

DATA ELEMENT: FILER NEW REGISTRANT

TAG: <IS-FILER-A-NEW-REGISTRANT>
DESCRIPTION: Identifies if the primary registrant has been registered or regulated under the
Investment Company Act for less than 12 calendar months preceding the filing.
Optional.
LENGTH: 1
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: The valid values for this element are “Y” or “N”.
FORMAT: NA

DATA ELEMENT: FILER PURSUANT TO GENERAL INSTRUCTIONS

TAG: <FILED-PURSUANT-TO-GENERAL-INSTRUCTION-A2>
DESCRIPTION: Identifies if the filing is pursuant to General Instruction A.2. Optional.
LENGTH: 1
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: The valid values for this element are “Y” or “N”.
FORMAT: NA

DATA ELEMENT: FILER FUND 24F-2 ELIGIBLE

TAG: <IS-FUND-24F2-ELIGIBLE>
DESCRIPTION: Identifies if the fund is 24F-2 eligible. Optional.
LENGTH: 1
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: The valid values for this element are “Y” or “N”.
61
FORMAT: NA

62
 3.3.2 Document Header and Text Tags
The following is a list of each tag and associated tag value information for the document portion of the
current disseminated output DTD. This includes the data element, tag, description and other information
associated with the tag value.

DATA ELEMENT: DOCUMENT

TAG: <DOCUMENT>
DESCRIPTION: Initial tag for nested document information. Required and repeatable.
LENGTH: Tag only
END TAG: </DOCUMENT>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: CONFORMED DOCUMENT TYPE

TAG: <TYPE>
DESCRIPTION: EDGAR conformed document type. Required in each document tag nest.
LENGTH: 20
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: Refer to EDGAR Filer Manual Volume II chapter entitled “Index To Forms”.
FORMAT: NA

DATA ELEMENT: DOCUMENT SEQUENCE

TAG: <SEQUENCE>
DESCRIPTION: Document sequence number. Required in each document tag nest.
LENGTH: 3
END TAG: NA
CHARACTERISTIC: Numeric
LIMITS: 001-999
FORMAT: NA

DATA ELEMENT: FILENAME

TAG: <FILENAME>
DESCRIPTION: Document File name. Required in each document tag nest.
LENGTH: 32
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: NA

63
FORMAT: NA

DATA ELEMENT: DOCUMENT DESCRIPTION

TAG: <DESCRIPTION>
DESCRIPTION: Describes what is contained in the document. Optional.
LENGTH: 255
END TAG: NA
CHARACTERISTIC: Alpha-Numeric
LIMITS: NA
FORMAT: NA

DATA ELEMENT: RENDERED XBRL DOCUMENT

TAG: <DESCRIPTION>IDEA: XBRL DOCUMENT
DESCRIPTION: Identifies a Rendered XBRL Document. Required for all Rendered XBRL
documents.
LENGTH: Tag only
END TAG: NA
CHARACTERISTICS: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: DOCUMENT TEXT

TAG: <TEXT>
DESCRIPTION: Identifies beginning of document text. Required in each document tag nest.
LENGTH: Tag only
END TAG: </TEXT>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: PDF

TAG: <PDF>
DESCRIPTION: Identifies beginning of UUencoded PDF document. Optional under Document
text.
LENGTH: Tag only
END TAG: </PDF>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

64
DATA ELEMENT: XML
TAG: <XML>
DESCRIPTION: Identifies beginning of XML document and XML tagging elements. Optional
under Document text.
LENGTH: Tag only
END TAG: </XML>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: XBRL

TAG: <XBRL>
DESCRIPTION: Identifies beginning of XBRL document and XBRL tagging elements. Optional
under Document text.
LENGTH: Tag only
END TAG: </XBRL>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: TABLE

TAG: <TABLE>
DESCRIPTION: Identifies beginning of table in text document. Optional and repeatable in
Document text.
LENGTH: Tag only
END TAG: </TABLE>
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: CAPTION

TAG: </CAPTION>
DESCRIPTION: Identifies a table caption. Optional and repeatable in document text.
LENGTH: Tag Only
END TAG: NA
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

65
DATA ELEMENT: STUB
TAG: <S>
DESCRIPTION: Identifies a stub header. Optional and repeatable in document text.
LENGTH: Tag only
END TAG: NA
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: COLUMN

TAG: <C>
DESCRIPTION: Identifies a column header. Optional and repeatable in document text.
LENGTH: Tag only
END TAG: NA
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: TABLE FOOTNOTES SECTION

TAG: <FN>
DESCRIPTION: Footnotes Section in a table. Optional and repeatable in document text.
LENGTH: Tag only
END TAG: NA
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: FOOTNOTES

TAG: <F1>-<F99>
DESCRIPTION: Footnotes in document text. Optional and repeatable in document text.
LENGTH: Tag only
END TAG: NA
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

DATA ELEMENT: PAGE

TAG: <PAGE>
DESCRIPTION: Identifies Filer-indicated page break. Optional and repeatable in document
text.

66
 LENGTH: Tag Only
END TAG: NA
CHARACTERISTIC: NA
LIMITS: NA
FORMAT: NA

3.4 EDGAR SGML Document Type Definition

Standard Generalized Markup Language (SGML) provides standardized, generic coding and generalized
markup concepts for a wide variety of data. It provides syntax for describing various elements within a
document.

A Document Type Definition (DTD) provides the rules that apply SGML to the markup of particular
document types. A DTD should include a formal specification in the form of a document type declaration
of elements types, element relationships and attributes, and references that can be represented by the
markup. The DTD defines the vocabulary of the markup for which SGML defines the syntax.
<!SGML "ISO 8879-1986"
--
!============================================================
!
! EDGAR DISSEMINATION
!
! SGML DECLARATION AND DOCUMENT TYPE DEFINITION
!
! PUBLIC
!
!!============================================================!
--
CHARSET BASESET "ISO 646-1983//CHARSET International
Reference Version (IRV)//ESC 2/5 4/0"
DESCSET 0 9 UNUSED
9 2 9
11 2 UNUSED
13 1 13
14 18 UNUSED
32 95 32
127 1 UNUSED
CAPACITY PUBLIC "ISO 8879-1986//CAPACITY Reference//EN"
SCOPE DOCUMENT
C-1
SYNTAX
SHUNCHAR CONTROLS 0 1 2 3 4 5 6 7 8 9 10 11 12 13

67
 14 15 16 17 18 19 20 21 22 23 2425 26
27 28 29 30 31 127 255
BASESET "ISO 646-1983//CHARSET International
Reference Version (IRV)//ESC 2/5 4/0"
DESCSET 0 128 0
FUNCTION RE 13
RS 10
SPACE 32
TAB SEPCHAR 9
NAMING LCNMSTRT ""
UCNMSTRT ""
LCNMCHAR "-.&"
UCNMCHAR "-.&" NAMECASE
GENERAL YES
ENTITY NO
DELIM GENERAL
SGMLREF SHORTREF
SGMLREF
NAMES SGMLREF
QUANTITY SGMLREF NAMELEN 40 LITLEN 9000
ATTCNT 40 GRPCNT 350
GRPGTCNT 350
FEATURES -- only OMITTAG --
MINIMIZE DATATAG NO OMITTAG YES RANK NO
SHORTTAG NO

LINK SIMPLE NO IMPLICIT NO EXPLICIT NO

OTHER CONCUR NO SUBDOCNO FORMAL NO
APPINFO NONE
>
<!DOCTYPE submission [

<!--
! ================ ENTITES ================
Entity references are provided for the '<' and '&' symbols to enable their use when a markup declaration
open code or an entity reference open code respectively is not intended.

Caution: These reference mechanisms are provided and recommended for use as needed in the
preparation of filing text. In the event that filing text presents a valid, yet unintended, entity reference
which is not previously declared and no default entity has been defined, the SGML standard requires that

68
the reference be raised as an error. However, use of these entities to avoid unintended references is not
strictly enforced as a condition for acceptance of EDGAR filings.

The text of disseminated filings may include literal sequences of characters containing ampersands. Such
sequences could possibly present (unintended) valid entity references per the SGML standard. Any
receiver of C-2 EDGAR dissemination data should be prepared to deal with possible exceptions raised as
a result of unintended entity references stemming from character sequences with ampersands.
-->

C-2

<!ENTITY lt "<" >

<!ENTITY amp "&" >

<!--
!=============================================================
===!
! PARAMETER ENTITIES
!=============================================================
===!
-->

<!ENTITY % pac-id "correction, timestamp" >

<!ENTITY % subm-front "(%pac-id;)?,

paper?,
private-to-public?,
accession-number,
deletion?,
type,
confirming-copy?,
public-document-count,
reference-462B?,
references-429*,
period?,
items*, filing-
date,
date-of-filing-date-change?,
effectiveness-date?,
action-date?,
received-date?,

69
 group-members*, abs-
rule?,
securitizer-file-number?,
registered-entity?,
abs-asset-class?" >

<!ENTITY % registrants "filer* &

filed-by* &
serial-company* &
subject-company* &
reporting-owner* &
issuer* &
filed-for*" >

<!ENTITY % regist-data "deletion?,

company-data | owner-data, filing-
values?,
business-address?,
mail-address?,
former-company*,
former-name*" >

C-3

<!ENTITY % cmpy-data "conformed-name,

cik,
assigned-sic?,
relationship?,
irs-number?,
state-of-incorporation?,
fiscal-year-end?" >

<!ENTITY % filing-id "file-number,

film-number" >

<!ENTITY % filing-vals "deletion?,

form-type,
act,
(%filing-id;)?" >

70
<!ENTITY % address "street1?,
street2?,
city?,
state?,
zip?",
phone? >

<!ENTITY % former-data "former-conformed-name, date-

changed" >

<!ENTITY % pub-acc-ref "public-reference-acc" >

<!ENTITY % document-hdr "type,
sequence,
filename,
description?" >

<!ENTITY % footnotes " f1| f2| f3| f4| f5| f6| f7| f8|
f9|f10|f11|f12|f13|f14|f15|f16|f17|f18|f19|f20|f21|f22|f23|f24|f25|f26|f27|f28|f29|f30|f31|f32|f33
|f34|f35|f36|f37|f38|f39|f40|f41|f42|f43|f44|f45|f46|f47|f48|f49|f50|f51|f52|f53|f54|f55|f56|f57|f
58|f59|f60|f61|f62|f63|f64|f65|f66|f67|f68|f69|f70|f71|f72|f73|f74|f75|f76|f77|f78|f79|f80|f81|f8
2|f83|f84|f85|f86|f87|f88|f89|f90|f91|f92|f93|f94|f95|f96|f97|f98|f99 " >
<!ENTITY % hilites " table | page | %footnotes; ">
<!ENTITY % text "#PCDATA | %hilites; " >
<!--
!=============================================================!
! ELEMENT DECLARATIONS
!=============================================================!
-->
<!-- NOTE: The "deletion" element is defined for use within the following three tag nests:
1) "submission",
2) "filer,filed-by, subject-company, reporting-owner, issuer, or serial-company" and
3) "filing-values", to accommodate all possible dissemination stream (files).
However, within any SGML document instance, "deletion" will be used in no more than 1 of these
three tags nests.
-->
C-4

<!-- Elem. NAME(S) MIN CONTENT (EXCEPTIONS)

Attr. ELEMENT(S) NAME VALUE DEFAULT -->

71
<!ELEMENT submission - - (%subm-front;,
(%registrants;),
is-filer-a-new-registrant?,
is-filer-a-well-known-seasoned-issuer?,
filed-pursuant-to-general-instruction-a2?,
is-fund-24f2-eligible?,
document+ ) >

<!-- Submission front matter definitions -->

<!ELEMENT correction - o EMPTY >

<!ELEMENT timestamp - o (#PCDATA) >
<!ELEMENT paper - o EMPTY >
<!ELEMENT private-to-public - o EMPTY >
<!ELEMENT accession-number - o (#PCDATA) >
<!ELEMENT deletion - o EMPTY >
<!ELEMENT type - o (#PCDATA) >
<!ELEMENT confirming-copy - o EMPTY >
<!ELEMENT public-document-count - o (#PCDATA) >
<!ELEMENT (references-429,
reference-462B,
period,
items, filing-
date,
date-of-filing-date-change,
action-date,
received-date,
effectiveness-date,
group-members, abs-
rule,
securitizer-file-number,
registered-entity,
abs-asset-class) - o (#PCDATA) >

<!-- Submission definitions -->

<!ELEMENT is-filer-a-new-registrant - o (#PCDATA) >
<!ELEMENT is-filer-a-well-known-seasoned-issuer - o (#PCDATA) >
<!ELEMENT filed-pursuant-to-general-instruction-a2 - o (#PCDATA) >
<!ELEMENT is-fund-24f2-eligible - o (#PCDATA) >

<!-- Registrants definitions -->

<!ELEMENT (filer,
filed-by,
72
serial-company,
subject-company,
reporting-owner,
issuer,
filed-for) - - (%regist-data;) >

73
<!-- Registrant data definitions -->

<!ELEMENT company-data | owner-data - - (%cmpy-data;) >

<!ELEMENT filing-values - - (%filing-vals;) >
<!ELEMENT business-address - - (%address;, phone?) >

C-5

<!ELEMENT mail-address - - (%address;) >

<!ELEMENT former-company | former-name - - (%former-data;) >

<!-- Company data (cmpy-data) definitions -->

<!ELEMENT (conformed-name,
cik,
assigned-sic,
relationship,
irs-number,
state-of-incorporation,
fiscal-year-end) - o (#PCDATA) >

<!-- Filing values (filing-vals) definitions -->

<!ELEMENT (form-type,
act,
file-number,
film-number) - o (#PCDATA) >

<!-- Address information definitions -->

<!ELEMENT (street1,
street2,
city,
state,
zip,
phone) - o (#PCDATA) >

<!-- Former company definitions -->

74
<!ELEMENT (former-conformed-name,
date-changed) - o (#PCDATA) >

<!ELEMENT public-reference-acc - o (#PCDATA) >

<!—Series and Classes (Contracts) definitions -->

<!ELEMENT series-and-classes-contracts-data - - (new-series-and-classes-contracts?;, existing-

series-and-classes-contracts?;,merger-series-and-classes-contracts?;) >
<!ELEMENT new-series-and-classes-contracts - - (owner-cik, new-series*;, new-classes-
contracts*;) >
<!ELEMENT existing-series-and-classes-contracts - - (owner-cik, series*;) >
<!ELEMENT merger-series-and classes-contracts - - (merger*;) >
<!ELEMENT new-series - - (series-id, series-name, class-contract*;) >
<!ELEMENT new-classes-contracts - - (series-id, series-name, class-contract*;) >
<!ELEMENT class-contract - - (class-contract-id, class-contract-name, class-contract-ticker-
symbol?) >
<!ELEMENT series - - (series-id, series-name, class-contract*;) >
<!ELEMENT merger - - (acquiring-data;, target-data*;) >
<!ELEMENT acquiring-data - - (cik, series;) >
<!ELEMENT target-data - - (cik, series*;) >

<!ELEMENT (owner-cik,
series-id,
series-name, class-
contract-id,
class-contract-name,
class-contract-ticker-symbol) - o (#PCDATA) >

<!-- Document header definitions -->

<!ELEMENT document - - (%document-hdr; , text)>

<!ELEMENT ( sequence, description) - o (#PCDATA) >

<!-- Document body (text) definitions -->

<!ELEMENT text - - (%text;)+ >

<!ELEMENT (pdf, xml, xbrl) - o EMPTY >

75
 C-6

<!ELEMENT table - - ( (#PCDATA |

page |
caption |
s |
c |
%footnotes;|
fn )+ )
-(table) >

<!ELEMENT (caption,
s,
c,
fn) - o (#PCDATA) >
<!ELEMENT (%footnotes;) - o EMPTY >
<!ELEMENT page - o EMPTY >
]>

3.5 EDGAR Dissemination Notices

The Subscribers may contact Attain LLC to receive a copy of the Dissemination feed updates.

76
4. ACRONYMS

Acronym Definition
ADC Alternate Data Center
BOB Beginning of Business
COB Close of Business
COTS Commercial Off-the-Shelf
CSU Channel Service Unit
DCN Document Control Number
DR Disaster Recovery
DRS Dissemination Receipt Server
DSU Date Service Unit
DTD Document Type Definition
EDGAR Electronic Data Gathering, Analysis, and Retrieval
EOD End-Of-Day
ET Eastern Time
JS JavaScript
HTML HyerText Markup Language
HTTPS Hyper Text Transfer Protocol Secure
GIF Graphical Interface Format
IP Internet Protocol
N-SAR Investment Company’s Semi-Annual Report
OS Operating System
PAC Post-Acceptance Corrections
PDF Portable Document Format
PDS Public Dissemination Service
PNG Portable Network Graphics
POC Point of Contact
SEC Securities and Exchange Commission
SGML Standard Generalized Markup Language
TCP Transmission Control Protocol
XBRL eXtensible Business Reporting Language
XML Extensible Markup Language

77