WITNESSES
Objectives
By the end of this unit, you should be able to:
1. Explain competence and compellability of witnesses.
2. Explain the special classes of witnesses’ testimonies which require some
condition precedent before admission of their testimony or which witnesses’
testimony must be taken with caution.
3. Explain authentication of testimonies and explain the importance and the value
of oaths and affirmations.
4. Explain the process of examining of witnesses in court.
Introduction
Under this topic, you learn about witnesses as a source of evidence known as a
testimony. Witnesses are the major media by which evidence is brought to court. A
testimony is an assertion of a witness in court offered as evidence of the truth of that
which is asserted. A discussion on witnesses helps you understand the weight that the
court will attach to evidence adduced by witnesses as well as identify and prioritise the
witnesses that you want to present to court and in what order. Some of the important
considerations you will learn in this unit include: competence and compellability of
witnesses, the nature and importance of oaths and affirmations, credibility and reliability
of witnesses as well as the instances when the court must decide whether or not
corroboration of evidence will be necessary by law or practice.
Choice and Order of Calling Witnesses
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In an adversarial legal system, parties generally have the autonomy to decide which
witnesses to call and in what order, particularly in civil cases. However, this principle
does not fully apply in criminal cases. Here, the court may limit the prosecutor’s
discretion, as the prosecutor’s primary duty is to ensure justice. This obligation may
require the prosecutor to present any evidence they encounter that supports the
accused’s innocence. The court also has the authority to dictate which witnesses must be
called.
In Fraser v The People (1968) ZR 93 (H.C), the court held that while the prosecution has the
discretion to call witnesses, it must do so in a manner that serves the interests of justice
and is fair to the defense. If this discretion is misused, the court may call the witnesses
itself.
This was reinforced by Lord Denning M.R. in Dallison v Caffery [1964] 2 All ER 610,
where he stated that a prosecuting counsel must either call credible witnesses or make
their statements available to the defense if such evidence supports the accused’s
innocence. Concealing such evidence is considered highly improper. If a witness is
deemed non-credible, the prosecutor should still inform the defense.
Similarly, the Supreme Court of Zambia in Abel Banda v The People (1986) ZR 105,
emphasized that although prosecutors are not required to present all known evidence,
they must inform the defense about credible witnesses who may support the accused’s
innocence.
Competence, Compellability, and Privilege of Witnesses
Once a party has selected witnesses and determined their order of testimony, it is crucial
to assess their competence. Some witnesses may be disqualified from testifying, while
others may hold privilege, making them exempt from compulsory testimony. In general,
most individuals are both competent and compellable, subject to specific exceptions.
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Competence
Competence refers to a witness's legal qualification to give evidence. Most individuals
are considered competent, but there are restrictions based on factors such as interest,
prejudice, or capacity. Judges may raise objections to a witness’s competence either
before or during the testimony, and incompetent testimony may be excluded from the
record.
Competence Due to Capacity
Mental Impairment: A person deemed of unsound mind or intoxicated may not
be competent to testify if their condition prevents them from understanding the
nature of an oath or giving rational evidence. However, a person with a mental
disorder may still be competent if their condition does not impair their ability to
tell the truth at the time of testimony.
Children: The competence of children as witnesses depends on their intellectual
ability to understand the oath and the consequences of lying. Courts conduct a
voire dire—a preliminary examination—to assess a child’s competence. In Zambia,
Section 122 of the Juveniles Act mandates that children under 14 must possess
sufficient intelligence to testify under oath.
Witnesses with Interest in the Case Outcome
Accused Persons: The accused in criminal proceedings is not a competent witness
for the prosecution but may testify for their defense (Section 157 of the Criminal
Procedure Code).
Spouses: Historically, spouses were deemed incompetent to testify against each
other, except in cases of personal violence or treason. While the Criminal
Procedure Code makes a spouse a competent defense witness, they are not
compellable concerning matrimonial communications. The Juveniles Act also
allows spouses to testify in certain offenses involving children.
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Accomplices: An accomplice may testify for either the prosecution or the defense.
However, the court requires corroboration of accomplice testimony presented by
the prosecution.
Compellability
Compellability refers to the court’s power to force a witness to testify. Generally, all
competent witnesses are compellable, with certain exceptions due to privilege or public
policy. Courts may issue subpoenas or arrest warrants to compel testimony. Failure to
comply may result in penalties such as fines or imprisonment.
Privilege
Some witnesses may refuse to testify due to privilege, which protects them from being
compelled to disclose certain information. Privilege can apply to the witness or the
evidence itself. For instance:
Sovereign Immunity: Foreign states and their agents are immune from being
compelled to testify.
Public Policy: Certain evidence may be excluded if its disclosure would harm
national interests. However, courts must weigh the public interest against the
need for full disclosure to ensure justice. Privilege may be waived, but public
interest immunity is absolute and owed to the state.
The courts must carefully balance these considerations when deciding whether to admit
or exclude privileged or public policy-based evidence. The decision often requires a
thorough examination of the document in question before it is admitted. For example, in
Heuff v Mbewe (1965) Z.R. 111 (S.C.), the court ruled that state documents could be
withheld if their disclosure was contrary to public policy.
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Bankers
Bankers are typically not considered compellable witnesses when it comes to disclosing
account information if the bank is not a party to the legal proceedings. However, an
exception exists: bankers can be required to reveal account details under a court order.
This is governed by the Evidence (Bankers Books) Act, Cap 44 of the Laws of Zambia,
particularly Sections 6 and 7.
Legal Professional Privilege
A lawyer cannot be compelled, nor permitted, to disclose communications—whether
oral or written—made between themselves and a client in professional confidence
without the client’s express consent. This privilege is meant to protect the client and
encourage free communication between them and their lawyer. Only the client can
waive this privilege, not the lawyer. Moreover, the privilege applies even if no formal
retainer exists, as long as the client sought legal advice. It remains in effect indefinitely,
even after litigation has concluded.
This doctrine, grounded in common law, allows the client to maintain confidentiality
over:
1. Communications between the lawyer and client, including both oral and written
legal advice.
2. Any communication made during the course of the lawyer-client relationship or
with the intention of forming such a relationship.
3. Communications between the lawyer, client, potential witnesses, drafts, and
materials prepared in anticipation of litigation.
The privilege also covers: 4. Items enclosed or referenced within such communications.
However, the protection does not extend to:
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1. Facts observed by a lawyer during the course of their relationship, such as
handwriting, the client’s condition, or the identity of a convicted client in an
unrelated case.
2. Pre-existing documents not prepared specifically for litigation, even if legal advice
was sought on them.
3. Communications intended to facilitate a crime.
4. This privilege is continuous, even after the termination of the lawyer-client
relationship. It also applies to law firm staff such as secretaries and assistants.
However, the privilege does not cover individuals who overhear a conversation
or obtain a document unlawfully—they may be compelled to testify or produce
the document. Once waived by the client, the privilege cannot be reinstated.
Without Prejudice Communication
Communications between parties aimed at out-of-court settlements are exempt from
being presented in court if they are made "without prejudice," meaning the parties retain
the right to withdraw from the positions taken in these discussions. The term "without
prejudice" implies that these communications do not harm or affect the legal rights of the
parties involved.
The purpose is to encourage settlement negotiations, allowing parties to make
concessions without admitting liability. Such communications, marked "without
prejudice," cannot be forced into court during litigation. The rule of law enables parties
to negotiate freely, even when making concessions, without worrying that their
statements will be used against them if the settlement fails. These communications
remain privileged even after a settlement is reached unless the party waives the
privilege.
The Supreme Court of Zambia affirmed this principle in the case Lusaka West
Development Company Limited, B.S. K. Chiti (Receiver), Zambia State Insurance
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Corporation v Turnkey Properties Limited S.C.Z. Judgment No. 1 Of 1990, stating that
"without prejudice" communications are inadmissible in court based on public policy
considerations, as they protect genuine settlement negotiations. This rule also applies to
court-annexed mediation under Order 31 Rule 10 of the High Court Rules, Cap 27 of the
Laws of Zambia.
Matrimonial Communications
Spouses are not obligated to disclose communications exchanged during the marriage,
and this rule continues to apply even after the marriage is dissolved. This protection is
stipulated in Section 157(iv) of the Criminal Procedure Code, Cap 88 of the Laws of
Zambia.
Incriminating Information
A witness is protected from answering questions or producing documents that could
make them criminally liable. Exceptions arise if the statute of limitations has expired, a
penalty has been waived, or the witness has been convicted or acquitted. Section 157(vi)
of the Criminal Procedure Code, Cap 88 of the Laws of Zambia, prohibits asking a
person charged as a witness any questions that could reveal their involvement in other
offenses, unrelated to the current charge.
This provision is clearly applied in criminal cases to prevent abuse of power during
interrogations by authorities, reinforcing the Constitutional right to the presumption of
innocence until proven guilty, as outlined in Article 18 of the Constitution of Zambia,
Cap 1.
However, the issue becomes more complex in civil proceedings. During discovery,
parties may declare documents, and privilege claims can be asserted. Similarly, a witness
subpoenaed to testify or produce documents can claim privilege. In Blunt v Park Lane
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Hotel [1942] 2 KB 253, Goddard LJ stated that "no one is bound to answer any question if
the answer would, in the opinion of the court, have a tendency to expose them to any
criminal charge or forfeiture that the judge regards as reasonably likely."
Statutes
Criminal Procedure Code, Cap 88 of the Laws of Zambia, 143 – 148; 150; s.157 (vi)
High Court Act, Cap 27 of the Laws of Zambia, Part VII; Order 31 rule 10 High Court
Rules.
State Proceedings Act, Cap 70 of the laws of Zambia, Section 25(1) Subordinate Court
Act, Cap 28 of the Laws of Zambia, Part VIII
Case Law
Abel Banda v The People (1986) ZR 105
Asiatic Petroleum Co. Ltd v Anglo-Persian Oil Co. Ltd [1916] 1 KB 822 AT & T Istel v
Tully & Others [1992] 3 All ER 523
Attorney-General v Mwaba (1975) Z.R. 218 (S.C Blunt v Park Lane Hotel [1942] 2 KB 253
Dallison v Caffery [1964] 2 All ER 610
Daniel Chizoka Mbandangoma and The Attorney- General (1977) Z.R. 334 DPP v Hester
[1972] 3 All ER 1056 at p 1059
Heuff v Mbewe (1965) Z.R. 111 (S.C.) Fraser v The People (1968) ZR 93 (H.C) Katebe v
The People (1975) ZR 14
R v Goodway [1993] 4 All ER 894) R v Kemble [1990]3All ER 116
Shamwana & 7 others v The People (1985) ZR 41
The People v Mushaikwa (1973) ZR 161Manyepa v The People (1975) Z.R. 24 (S.C.)
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