A Randomized Trial Comparing Part-Time Patching With Observation For Intermittent Exotropia in Children 12 To 35 Months of Age
A Randomized Trial Comparing Part-Time Patching With Observation For Intermittent Exotropia in Children 12 To 35 Months of Age
Purpose: To determine the effectiveness of part-time patching for treating intermittent exotropia (IXT) in
young children.
Design: Multicenter, randomized clinical trial.
Participants: Two hundred one children 12 to 35 months of age with untreated IXT meeting the following
criteria: (1) IXT at distance OR constant exotropia at distance and either IXT or exophoria at near, and (2) 15-prism
diopter (D) or more exodeviation at distance or near by prism and alternate cover test (PACT) but at least 10 D
exodeviation at distance by PACT.
Methods: Participants were assigned randomly to either observation (no treatment for 6 months) or patching
prescribed for 3 hours daily for 5 months, followed by 1 month of no patching.
Main Outcome Measures: The primary outcome was deterioration, defined as constant exotropia
measuring at least 10 D at distance and near or receipt of nonprotocol treatment for IXT.
Results: Of the 177 participants (88%) completing the 6-month primary outcome examination, deterioration
occurred in 4.6% (4 of 87) of the participants in the observation group and in 2.2% (2 of 90) of the participants in
the patching group (difference, 2.4%; P ¼ 0.27; 95% confidence interval, 3.8% to þ9.4%). Motor deterioration
occurred in 2.3% (2 of 87) of the observation group and in 2.2% (2 of 90) of the patching group (difference, 0.08%;
P ¼ 0.55; 95% confidence interval, 5.8% to þ6.1%). For the observation and patching groups, respectively,
6-month mean PACT measurements were 27.9 D versus 24.9 D at distance (P ¼ 0.02) and 19.3 D versus 17.0 D at
near (P ¼ 0.10); 6-month mean exotropia control scores were 2.8 versus 2.3 points at distance (P ¼ 0.02) and 1.4
versus 1.1 points at near (P ¼ 0.26).
Conclusions: Among children 12 to 35 months of age with previously untreated IXT, deterioration over
6 months was uncommon, with or without patching treatment. There was insufficient evidence to recommend
part-time patching for the treatment of IXT in children in this age group. Ophthalmology 2015;-:1e8 ª 2015 by
the American Academy of Ophthalmology.
Intermittent exotropia (IXT), one of the most prevalent forms use of patching for very young children with IXT, we con-
of childhood strabismus,1e4 is characterized by an intermit- ducted a randomized trial of children 12 to 35 months of age
tent outward deviation of one or both eyes, often exacerbated to assess the effectiveness of part-time patching compared
by fatigue, inattention, or illness. Although a common con- with simple observation for reducing the risk of deterioration
dition, the best treatment and optimal timing for this disorder of IXT over a 6-month period.
remain unclear,5,6 particularly for young children who often
are unable to cooperate for a sensorimotor eye examination or
for some nonsurgical treatments such as orthoptic exercises. Methods
Given these challenges, part-time patching commonly is
The study was supported through a cooperative agreement with the
prescribed in young children as a temporizing measure7e10 to
National Eye Institute of the National Institutes of Health and was
delay potential surgery or until other forms of nonsurgical conducted by the Pediatric Eye Disease Investigator Group at 60
treatment become feasible. The reported potential benefits of clinical sites according to the tenets of the Declaration of Helsinki.
patching include the preservation of binocularity and a The protocol and Health Insurance Portability and Accountability
reduction in the frequency and/or magnitude of the Actecompliant informed consent forms were approved by insti-
exodeviation.11e19 Given the paucity of data regarding the tutional review boards, and a parent or guardian of each study
D ¼ diopter; IXT ¼ intermittent exotropia; PACT ¼ prism and alternate cover test; PEDIG ¼ Pediatric Eye Disease Investigator Group; SE ¼ spherical
equivalent; D ¼ prism diopter.
participant gave written informed consent. An independent data applicable). For study eligibility, the IXT had to meet the following
and safety monitoring committee provided oversight. The study is criteria: (1) IXT at distance OR constant exotropia at distance and
listed on www.clinicaltrials.gov (identifier, NCT01032330; either IXT or exophoria at near, and (2) 15 prism diopters (D) or
accessed February 12, 2015), and the full protocol is available at more of exodeviation (tropia or phoria) at distance or near by prism
www.pedig.net (accessed February 12, 2015). and alternate cover test (PACT), but at least 10 D exodeviation at
This 6-month randomized trial evaluated the short-term effect distance by PACT. Table 1 lists all eligibility criteria.
of part-time patching treatment compared with observation in
children 12 to 35 months of age. This report represents the first Treatment Regimens
phase of an ongoing 3-year study that also includes children from
3 to younger than 11 years20 and also aims to assess the long-term Data were entered on the Pediatric Eye Disease Investigator Group
natural history of IXT in the observation group. Relevant portions website and participants were assigned randomly (using a permu-
of the protocol are summarized below. tated block design stratified by site) with equal probability to either
observation or 3 hours of daily patching. Participants randomly
Eligibility Criteria assigned to observation received no treatment (other than refractive
correction, if needed) for 6 months. Participants randomly assigned
The study included children 12 to 35 months of age who had no to patching were prescribed patching (choice of eye or whether
prior treatment for IXT other than refractive correction (if alternating, at investigator discretion) for 3 hours daily for 5 months
2
Mohney et al
Patching vs. Observation for Exotropia
(in addition to refractive correction, if needed), followed by a 1- The primary analysis was a treatment group comparison of the
month washout period of no patching to help eliminate treatment proportion of participants with deterioration occurring within
effects maintained only during patching. Parents recorded the 6 months of randomization using a 1-sided Barnard’s test.22 The
number of patching hours completed per day on calendar logs that treatment group difference in the proportion with deterioration
were brought to the 6-month visit for review. Investigators were was estimated, along with a 2-sided exact 95% confidence inter-
discouraged from prescribing nonstudy treatment for IXT (treatment val to provide both an upper and lower limit on the potential
other than patching in the patching group or any treatment in the magnitude of difference. The primary analysis was limited to
observation group) before a participant met formal protocol- participants who completed cover-and-uncover and SPCT testing
specified motor deterioration criteria; however, exceptions were at the 6-month outcome examination. The primary analysis
permitted in cases of overwhelming parental concern. included 3 participants later found to be ineligible (all 3 in the
observation group). An alternative analysis used baseline data (age,
Testing Procedures and Follow-up Visits constant exotropia at distance, and distance SPCT magnitude) to
impute 6-month data by multiple imputation with the logistic
Follow-up consisted of a visit 3 months (2 weeks) after regression method23 for the 11 participants who missed the 6-
randomization and a primary outcome examination 6 months month outcome examination. Additional analyses adjusting the
(1 month) after randomization. At each follow-up visit, a study- primary outcome for potential confounding were performed using
certified examiner (pediatric ophthalmologist, pediatric optome- binomial regression or logistic regression when the binomial
trist, or certified orthoptist) masked to the participant’s treatment models did not converge.
group always assessed exotropia control first, followed later by An additional analysis was conducted using a post hoc alter-
ocular alignment at distance (6 m) and near (30 cm). Exotropia native definition of deterioration that counted the IXT as deterio-
control was measured using the Office Control Score,21 which rated only if the motor deterioration criteria were met (i.e.,
ranges from 0 (phoria, best control) to 5 (constant exotropia, regardless of whether nonstudy treatment was started without
worst control). Control levels 3 to 5 were assigned based on the meeting motor deterioration criteria). Secondary 6-month out-
proportion of time that an exotropia was present during a comes of exotropia control and deviation magnitude by PACT
30-second observation period before any dissociation. If no exo- were evaluated using analysis of covariance models adjusting for
tropia was observed, control levels 2 to 0 were assigned based on the baseline level of the outcome. Additional analyses adjusting
the longest time taken for re-establishment of fusion after 3 secondary outcomes for potential confounding were performed
consecutive 10-second periods of dissociation. After control using adjusted analysis of covariance models. All analyses
testing, ocular alignment was assessed at distance and near using followed the intention-to-treat principle. Analyses were conducted
the cover-and-uncover test, simultaneous prism and cover test using SAS software version 9.3 (SAS Inc, Cary, NC).
(SPCT), and PACT. If motor deterioration criteria appeared to be
met, the masked examiner retested ocular alignment after a
10-minute break to confirm motor deterioration.
At each follow-up visit, investigators judged patching compli- Results
ance based on parental discussion and review of study calendars.
Compliance was classified based on percentage of prescribed Baseline Characteristics
treatment completed (did not specify whether applied to percentage Between January 2010 and September 2012, 201 children were
of hours or percentage of days) as excellent (>75%), good (51%e enrolled at 60 sites, with 97 participants assigned to observation
75%), fair (26%e50%), or poor (25%). and 104 to patching (Fig 1). Average age was 24.66.6 months,
124 participants (62%) were female, and 125 participants (62%)
Primary Outcome were white. Intermittent exotropia was classified as basic type
(i.e., distance and near exodeviations within 10 D by PACT) in
The primary outcome measure was deterioration of the IXT within 132 participants (66%). At baseline, the observation group had
6 months after randomization. Motor deterioration was defined as a slightly worse control scores at distance (2.5 vs. 2.3 points) and
constant exotropia of 10 D or more at distance and near by SPCT, near (1.2 vs. 1.0 points) than the patching group and was more
confirmed by a retest, at either the 3- or 6-month visit. A constant likely to have constant exotropia at distance (9% vs. 3%); other
tropia was defined as a manifest tropia present 100% of the time baseline characteristics seemed similar (Tables 2 and 3).
during the examination, determined by cover-and-uncover tests
performed at least 3 different times during the examination,
including one before any dissociation. A participant’s IXT also was Visit Completion
classified as deteriorated for the primary analysis if nonstudy
treatment for IXT (i.e., any treatment in the observation group; any The 3-month visit was completed by 85% (82 of 97) and 87% (90 of
treatment other than patching in the patching group) was prescribed 104) of the observation and patching groups, respectively. The
without motor deterioration criteria being met. 6-month primary outcome visit was completed by 90% (87 of 97) and
by 87% (90 of 104) of participants, respectively. A masked examiner
Statistical Methods assessed the primary outcome in all but 3 cases. Comparing the
baseline data between the 177 participants who completed the
The original sample size of 336 subjects was chosen for the long- 6-month masked examination and the 24 participants who did not
term primary analysis 3 years after randomization. For the current complete the examination (10 in the observation group, 14 in the
6-month treatment group comparison, this sample size had 92% patching group) showed that age was 2.1 versus 1.8 years, white non-
power with a 1-sided type I error rate of 5% to detect a difference, Hispanic or Latino ethnicity was 64% versus 50%, mean distance
given expected rates of deterioration of 15% in the observation control score was 2.4 versus 2.1 points, mean near control score was
group versus 5% in the patching group. Recruitment ended when 1.1 versus 1.1 points, mean distance PACT results were 27.1 D
the study’s primary cohort (children 3 to younger than 11 years) versus 29.0 D, and mean near PACT results were 17.8 D versus 26.0
met its recruitment goal, at which time 201 children 12 to 35 D. The reasons for not completing the 6-month primary outcome
months of age had been recruited. were similar for both treatment groups (Fig 1).
3
Ophthalmology Volume -, Number -, Month 2015
Observation Patching
(n [ 97) (n [ 104)
Characteristics No. % No. %
Female gender 58 60 66 63%
Race or ethnicity
White 65 67 60 58
Black 13 13 14 13
Hispanic or Latino 13 13 21 20
Other 6 6 9 9
Age at randomization (mos)
12e<18 22 23 23 22
18e<24 28 29 19 18
24e<30 24 25 34 33
30e<36 23 24 28 27
Mean (SD) 24.2 (6.5) 24.9 (6.8)
Range 12.4e35.7 12.2e35.7
Spectacle wear 5 5 9 9
Exotropia type*
Basic 61 63 71 68
Convergence insufficiency 2 2 1 1
High AC/A 2 2 0 0
Pseudodivergence excess 26 27 24 23
Figure 1. Diagram showing the flow of participants through study. True divergence excess 5 5 8 8
a
Due to poor cooperation, masked alignment testing could not be
completed for 5 participants at the 3-month visit (3 in observation and 2 in
AC/A ¼ accommodative convergence/accommodation; SD ¼ standard
patching) and 2 participants at the 6-month visit (1 in each group). deviation.
b
The observation group includes 1 participant who was lost to follow-up *One observation group participant is missing exotropia type.
and 2 participants who are continuing in the longer-term study follow-up
but did not complete the 6-month visit, and therefore are excluded from
the analysis. The patching group includes 4 participants who were lost to
follow-up and 3 participants who are continuing in the longer-term study interval, 3.8% to 9.4%; Table 4). Two of the 4 cases of
follow-up but did not complete the 6-month visit, and therefore are deterioration in the observation group did not meet the motor
excluded from the analysis. deterioration criteria (i.e., constant exotropia of at least 10 D by
c
In the observation group, 2 participants were withdrawn from the study for SPCT at distance and near), but were considered deteriorations
outcome-related reasons. One child’s mother and the pediatrician felt the for the primary analysis because patching was prescribed at the
IXT had resolved. The other child’s parents felt their child’s eyes were 3-month visit in response to parental concerns. Additional clin-
getting worse and wanted surgery. ical data for participants who experienced deterioration can be
d
In the patching group, parents withdrew 1 child because they were found in Table 5 (available at www.aaojournal.org). Adjusting the
transferring care to another ophthalmologist. primary outcome analysis for potential confounders including
presence of distance constant exotropia at baseline did not
produce meaningful differences (data not shown). An analysis
Treatment Compliance in Patching Group using multiple imputation with baseline data to impute the
6-month outcome for the 24 participants who did not complete
At the 3-month visit, patching compliance was judged as excellent the 6-month examination also yielded results similar to the primary
in 55 participants (60%), good in 11 participants (12%), fair in analysis (data not shown).
8 participants (9%), and poor in 16 participants (17%); 2 partici- A secondary outcome based solely on meeting motor deterio-
pants (2%) did not complete any patching. Patching compliance ration criteria regardless of whether nonstudy treatment had been
between 3 to 5 months after randomization was similar (data not started without meeting the criteria occurred in 2 (2.3%) of the 87
shown). Forty-eight participants (53%) stopped patching per pro- participants in the observation group and in 2 (2.2%) of the 90
tocol 3 to 5 weeks before the 6-month visit, 32 participants (35%) participants in the patching group (difference, 0.08%; P ¼ 0.55,
stopped earlier, and 11 participants (12%) stopped later. In- 1-sided hypothesis test; 2-sided exact 95% confidence
vestigators prescribed unilateral patching for 25 participants (24%), interval, 5.8% to 6.1%).
alternate patching for 57 participants (55%), and both unilateral For observation and patching groups, respectively, secondary
and alternate eye patching at different times for 10 participants 6-month outcomes showed that mean distance control scores were
(10%); the eye prescribed patching was not specified for 12 par- 2.8 versus 2.3 points (P ¼ 0.02), mean near control scores were 1.4
ticipants (12%). versus 1.1 points (P ¼ 0.26), mean distance PACT measurements
were 27.9 D versus 24.9 D (P ¼ 0.02), and mean near PACT
Outcome Analyses measurements were 19.3 D versus 17.0 D (P ¼ 0.10; Table 6).
Analyses that adjusted for potential confounders (in addition to
By the 6-month primary outcome examination, deterioration the baseline value of the outcome) did not produce meaningful
occurred in 4 (4.6%) of the 87 participants assigned to observation differences (data not shown). The distributions of change in
and in 2 (2.2%) of the 90 assigned to patching (difference, 2.4%; control scores and PACT magnitudes between baseline and
P ¼ 0.27, 1-sided hypothesis test; 2-sided exact 95% confidence 6 months are shown in Table 6.
4
Mohney et al
Patching vs. Observation for Exotropia
PACT ¼ prism and alternate cover test; SD ¼ standard deviation; SPCT ¼ simultaneous prism and cover test; XT ¼ exotropia; D ¼ prism diopter; d ¼ not
applicable.
*One participant was missing SPCT at near.
y
Includes participants who did not have a tropia during the examination; had exotropia not detectable by the cover-and-uncover test; and had exotropia that
was not measurable because it was too brief, too small, or the participant was not cooperative enough to allow an SPCT.
z
PACT at distance was required to be at least 10 D for eligibility.
D ¼ prism diopter.
Data are no. (%).
*The 6-month primary outcome is based on deterioration at either the 3-month or 6-month visit.
y
Measured by simultaneous prism and cover test.
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Table 6. Six-Month Exotropia Control and Prism and Alternate Cover Test Results According to Treatment Group
PACT ¼ prism and alternate cover test; SD ¼ standard deviation; D ¼ prism diopter.
Data are no. (%) unless otherwise indicated.
*From analysis of covariance models adjusting for the baseline level of the outcome.
y
One observation group participant was missing control (distance and near) and PACT (distance and near) at the 6-month visit.
z
Change was calculated as control at baseline minus control at 6-month examination measures. Therefore, positive change was improvement (decreasing
control score) and negative change was worsening (increasing control score).
x
Change was calculated based on baseline PACT minus 6-month examination PACT. Therefore, positive change was improvement (decreasing angle) and
negative change was worsening (increasing angle). Change in PACT at distance and near was classified using thresholds of 8 D and 13 D, respectively,
because these amounts exceed the repeatability coefficients of 7.2 D and 12.8 D for PACT angles larger than 20 D at distance and near.24
6
Mohney et al
Patching vs. Observation for Exotropia
treatment crossover), making it unlikely that part-time effects of observation or patching on sensory outcomes. In
patching provides a meaningful short-term benefit for contrast to the study’s limitations, the strengths are that it
young children with IXT. was a multicenter randomized trial, enrolled a fairly large
We are unaware of any randomized trial with which to cohort of children younger than 3 years of age with pre-
compare our results on the effectiveness of part-time viously untreated IXT, and had primary outcome assess-
patching in children younger than 3 years with IXT. We ments conducted by a masked examiner and confirmed by
have reported findings in children 3 to 10 years of age with a retest.
IXT as a parallel cohort in the same randomized trial.20 In this study of children 12 to 35 months of age with
Because those children were old enough to measure previously untreated IXT, motor deterioration over a
stereoacuity, deterioration was defined as either motor 6-month period was uncommon with or without part-time
deterioration, loss of stereoacuity (2 octaves), or receipt patching. This finding may assuage the concerns of some
of nonprotocol treatment.20 In the older cohort, motor and clinicians who believe that immediate surgical intervention
sensory deterioration occurred slightly less often in the is necessary to prevent IXT from becoming constant. We
patching group (0.6%; n ¼ 1 of 159) than in the found insufficient evidence to support the use of part-time
observation group (6.1%; n ¼ 10 of 165; P ¼ 0.004); patching for the treatment of IXT in children 12 to 35
however, there were no cases of motor deterioration months of age.
(0.0%; n ¼ 0 of 159) in the patching group and only a
single case in the observation group (0.6%; n ¼ 1 of
165).20 Both age cohorts and treatment groups taken References
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