Gabrynowicz
Gabrynowicz
Space Law: Its Cold War Origins and Challenges in the Era of
Globalization*
I. ABSTRACT
Space law is a complex mixture of international and domestic laws that
govern a wide spectrum of activities. Such activities can range from the exotic,
like creating the institutional framework for an international lunar mining
consortium, to the more routine, like drafting telecommunications agreements.
The fields of law these activities can involve include administrative law,
intellectual property law, arms control law, insurance law, environmental law,
criminal law, and commercial law, as well as international treaties and
domestic legislation written specifically for space. This paper outlines the
origin and scope of space law and addresses the emerging challenges that this
body of law faces in the 21st Century.
A. International Law
Starting with international space law, there are five major treaties drafted in
the United Nations Committee on the Peaceful Uses of Outer Space (COPUOS)
that are currently in force: the Treaty on Principles Governing the Activities of
States in the Exploration and Use of Outer Space, including the Moon and
Other Celestial Bodies1 (Outer Space Treaty); the Convention on International
* This Article is based on a speech that Ms. Gabrynowicz delivered on November 13, 2003, as part of
the Donahue Lecture Series. The Donahue Lecture Series is a program instituted by the Suffolk University Law
Review to commemorate the Honorable Frank J. Donahue, former faculty member, trustee, and treasurer of
Suffolk University. The Lecture Series serves as a tribute to Judge Donahue’s accomplishments in encouraging
academic excellence at Suffolk University Law School. Each lecture in the series is designed to address
contemporary legal issues and expose the Suffolk University community to outstanding authorities in various
fields of law.
† Editor-in-Chief of the JOURNAL OF SPACE LAW; Professor of Space Law and Remote Sensing Law
and Director of the National Remote Sensing and Space Law Center, University of Mississippi School of Law.
Professor Gabrynowicz was the recipient of the 2001 Women in Aerospace Outstanding International Award
and is a member of the International Institute of Space Law and the American Bar Association Forum on Air
and Space Law. She may be reached at: www.spacelaw.olemiss.edu. This article was adapted from Professor
Gabrynowicz’s Donahue Lecture on Space Law.
1. Jan. 27, 1967, 18 U.S.T. 2410, 610 U.N.T.S. 205 [hereinafter Outer Space Treaty].
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2. Mar. 29, 1972, 24 U.S.T. 2389, 961 U.N.T.S. 187 [hereinafter Liability Convention].
3. Apr. 22, 1968, 19 U.S.T. 7570, 672 U.N.T.S. 119 [hereinafter Rescue and Return Agreement].
4. Jan. 14, 1975, 28 U.S.T. 695, 1023 U.N.T.S. 15 [hereinafter, Registration Convention].
5. Dec. 18, 1972, 1362 U.N.T.S. 3, 18 I.L.M. 1434 [hereinafter Moon Treaty].
6. See GEORGE S. ROBINSON & HAL M. WHITE, JR., ENVOYS OF MANKIND-A DECLARATION OF FIRST
PRINCIPLES FOR THE GOVERNANCE OF SPACE SOCIETIES 187 (1987) (discussing Outer Space Treaty’s
constitutional nature).
7. Outer Space Treaty, supra note 1.
8. United Nations Treaties and Principles of Space Law, at http://www.oosa.unvienna.org/SpaceLaw/
treaties.html (last visited March 8, 2004).
9. Outer Space Treaty, supra note 1, at 5.
10. European Space Agency, Convention for the Establishment of a European Space Agency (5th ed. Mar.
2003) [hereinafter ESA Convention], at http://esamultimedia.esa.int/docs/SP1271En_final.pdf (last visited
March 8, 2004).
11. International Telecommunications Satellite Organization, Agreement Relating to the International
Telecommunications Satellite Organization, Aug. 20, 1971, at http://www.itso.int/php_docs/tpl1_itso.php?dc=
agreement (last visited Mar. 8, 2004).
12. Convention for the Establishment of a European Organisation [sic] for the Exploitation of
Meteorological Satellites, Jan. 1981, at http://www.eumetsat.de/en/area1/pdf/Convention.pdf (last visited Mar.
27, 2004).
13. Agreement Among the Government of Canada, Governments of Member States of the European
Space Agency, the Government of Japan, the Government of the Russian Federation, and the Government of
the United States of America Concerning Cooperation on the Civil International Space Station, Jan. 29, 1998,
at http://www.hq.nasa.gov/ogc/iss/01agreement.html (last visited Mar. 27, 2004).
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these provisions reflect the fact that the only two spacefaring nations at the time
were deadly adversaries. For example, the Liability Convention embodies a
strong pro-victim philosophy by establishing absolute liability for any damage
caused by a space object on Earth or to an aircraft in flight.31 This principle
was activated in 1978 when the Soviet Cosmos 954 crashed in Canada’s
Northwest Territories, spewing radioactive debris over a five-hundred mile
swath. The Soviets negotiated a $3 million settlement after the Canadians
presented them with a bill for $6 million. This case highlighted the different
expectations for state behavior in satellite accidents and addressed four
governing norms: the duty to forewarn, to provide information, to clean up,
and to compensate for injuries.32 Although the treaties were not formally
invoked in the diplomatic negotiations surrounding the Cosmos 954 accident,
the negotiations involved provisions of both the Liability Convention and the
Rescue and Return Agreement33 that greatly influenced the diplomatic process
at the time and continued to influence later events.
Space-age legal entities, international intergovernmental organizations, are
recognized under the treaties,34 affording organizations like the European Space
Agency some rights and obligations once reserved only to nation-states. For
example, international intergovernmental organizations may declare that they
accept the rights and obligations of the treaties.35 Further, State parties to the
treaties who are members of such an organization are obliged to ensure that the
organization makes this declaration.36 References to States in the treaties are
deemed applicable to international intergovernmental organizations that make
the required declaration.37 Regarding questions of liability, an international
intergovernmental organization must be presented with a claim before it is
presented to the State parties to the Liability Convention that are also members
of the organization.38 Only if the organization itself does not pay the
compensation due can the claimant State “invoke the liability” of the
organization’s member nations.39 Innovations like these add to the overall
debate about the legal status of emerging supranational entities that was a
hallmark of international law in the last decades of the 20th Century. However,
specific limitations on an organization’s legal capacity also exist. For example,
claims for damage caused to the organization must be presented by a member
of the organization who is also a State party to the convention.40 Moreover,
international intergovernmental organizations may not ratify,41 amend,42
review,43 or withdraw44 from the treaties. Adding to the ambiguity of the legal
status of these organizations is the language of the Outer Space Treaty, which
states that “practical questions arising in connection with activities carried on
by international intergovernmental organizations . . . shall be resolved by . . .
States Parties . . . either with the appropriate international organization or with
one or more States members of that international organization, which are
Parties to this Treaty.”45 The debate regarding the status of international
intergovernmental organizations is further complicated by the apparent
devolution of certain space international intergovernmental organizations, like
Intelsat, in the post-Cold War era.
While the first four treaties were drafted, ratified, and entered into force with
considerable speed from 1967 to 1974,46 the last one, the Moon Treaty, adopted
in 1979,47 has met with minimal support and maximum controversy.48 The
debate surrounding its provisions for obtaining, using, and governing lunar
resources incorporates the Earthbound conflict regarding wealth accumulation
and distribution between the world’s rich, technologically advanced nations and
its poor, technologically disadvantaged nations. The east-west adversarialism
of the Cold War has given way to north-south resource disparity as the
centerpiece of space law dialectic. Moon Treaty issues will continue to evolve
as events between the developed and developing nations unfold. These issues,
and the principles that implement their resolution, will likely have influence on
the Moon Treaty’s future. In developed nations from the 1970s through the
1990s, the likelihood of a near-term return to the Moon diminished along with
the political will needed to support such a mission. Recently, however, the
Chinese became the third nation to place a human in space.49 More successful
Chinese missions could ignite the kind of rivalry and race for national prestige
that has driven national missions since Sputnik. President George W. Bush has
announced his Administration’s plans for a United States return to the Moon,50
although as of this writing, it is too soon to tell if these plans will succeed.
Overall, international space law has completed its first phase. Important
general principles—some of them, historic—were articulated and agreed upon
by a majority of nations. The next generation of space law involves agreeing
on specific norms. Is sovereignty necessary to establish property rights? Are
space resources, as well as space itself, the province of all humankind? If so,
how are they to be allocated? If not, why? How can non-spacefaring nations
be assured use of outer space? How will the investments of spacefaring nations
be honored? What is the appropriate relationship between the public and
private sectors in space? How will private space activities be regulated? These
questions, and more, are yet to be answered.
50. Frank Sietzen Jr. & Keith L. Cowing, Bush OKs New Moon Missions, UNITED PRESS INT’L, Jan. 8,
2004, at http://www.spaceref.com/news/viewnews.html?id=913 (last visited January 20, 2004).
51. See Hamilton DeSaussure, Remote Sensing Satellite Regulation by National and International Law,
15 RUTGERS COMPUTER & TECH. L.J. 352, 375 (1989) (recognizing technology’s pace requires more rapid
space law development than centuries used for maritime law).
52. See U.S. CONST. art. VI.
53. National Aeronautics and Space Act of 1958, 42 U.S.C. § 2451 (2003) [hereinafter NAS Act].
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54. Exec. Order No. 10,783, 23 Fed. Reg. 7,643 (Oct. 1, 1958); Exec. Order 10,793, 23 Fed. Reg. 9,405
(Dec. 3, 1958).
55. NAS Act, supra note 53, § 2451(e).
56. When NASA’s current General Counsel, Mr. Paul G. Pastorek, was appointed, one of the first projects
instituted by his office was a review of the NAS Act as a whole.
57. 47 U.S.C. § 701 (1998).
58. 49 U.S.C. § 70104 (2003).
59. 15 U.S.C. § 5601 (2003).
60. President John F. Kennedy, Special Message to the Congress on Urgent National Needs (May 25,
1961) (delivered in person before a joint session), reprinted in PUBLIC PAPERS OF THE PRESIDENTS 396-406
(1961).
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61. See 1984 Commercial Space Launch Act, 49 U.S.C. 70101-70305 (1988) (incorporating Act and its
amendments into transportation law).
62. 763 F. Supp. 1327 (D. Md. 1991).
63. See id. at 1329-30.
64. See id.
65. See Martin Marietta v. Int’l Telecomm. Satellite Org., 978 F.2d 140, 146 (4th Cir. 1992).
66. 42 U.S.C. § 14701 (2003).
67. 49 U.S.C. §§ 5601-5602 (2003).
68. See H.R. 3752, 108th Cong. (2d Sess. 2004).
69. H.R. 3752, 108th Cong. (2d Sess. 2004); S. 1260, 108th Cong. (2d Sess. 2004).
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1992 (1992 Act).70 This action was prompted by what many consider a failed
attempt at commercialization and the 1984 Act’s inability to meet the
compelling needs of scientific research and the environment. The 1992 Act
attempts to address these failures and, in many respects, is successful.
Nonetheless, the 1992 Act still embodies some of the problems associated with
the earlier law.
A central issue addressed in both laws is nondiscriminatory access to
satellite data. Originally foreign policy, nondiscriminatory access applied to
the government funded and operated Landsat system. The policy was intended
to assuage nonspacefaring nations’ fears of economic and military espionage.
The 1984 Act attempted to commercialize the Landsat system, but provided
inadequate subsidies to do so and subjected the private operator to the
nondiscriminatory access policy. In practice, equal access under the Landsat
operator resulted in equally high prices charged to all users. This consequence
placed raw data beyond the means of many small companies, academics,
developing nations, and scientific researchers. The old law also required all
private, nonsubsidized, commercial remote sensing data providers to abide by
the nondiscriminatory access policy. Unable to control their own pricing
mechanisms, no other data providers applied for operating licenses under the
old law.
The 1992 Act’s most important advance for private system operators—and
the reason why three private companies applied for licenses almost
immediately after its passage—is that they now have more control over
building a clientele. In order to reconcile United States domestic law with the
U.N. Principles on Remote Sensing71 (U.N. Principles), the 1992 Act requires
private companies to make unenhanced data available only to the governments
of sensed states.72 In contrast, the 1984 Act required private companies to
make raw data available to all potential users on the same terms.73 The 1992
Act, however, does continue to place tax-funded government remote sensing
systems under the nondiscriminatory access policy.74 The 1998 Commercial
Space Act,75 the NOAA private systems licensing regulations,76 and the NASA
Authorization Act of 2000 amended and augmented the 1992 Act.77 Together,
they further define and regulate public and private remote sensing activities.
The United States’ body of domestic space law reflects the maturity of
United States’ space activities and addresses general national interests and
specific space technologies and applications. Some other spacefaring nations
have also promulgated domestic space law. For example, reflecting the
economic and strategic importance of Soviet space assets, among the first
actions taken by the newly-independent C.I.S republics after the legal
dissolution of the former Soviet Union was the drafting and ratifying of space
laws.78 A number of other nations, however, have only just begun to address
the need for domestic legislation to administer national interests and to
implement the treaty regime to which they are parties.79 This has raised the
first of a number of challenges space law currently faces. Others include
determining the durability of the international space law regime, recognizing
the increasingly hybrid public-private environment; integrating military and
civil missions; and accommodating emerging global systems that require
national action and global operation.
78. See Elena Kamenetskaya, Space Activities of Russia and Member States of the Commonwealth of
Independent States: Features of the post-Soviet Legal Regime, BULLETIN OF THE EUROPEAN CENTRE FOR
SPACE LAW, at 2 (on file with author)
79. See UNITED NATIONS, OFFICE FOR OUTER SPACE AFFAIRS, REPORT ON THE UNITED
NATIONS/INTERNATIONAL INSTITUTE OF AIR AND SPACE LAW WORKSHOP ON CAPACITY-BUILDING IN SPACE
LAW, U.N. Doc. ST/SPACE/14 (2003) (urging such states to ratify outer space treaties).
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80
on the presence of suitable professionals.
In 2001, the American Astronautical Society (AAS) concluded that,
The accessibility to and integration into our daily lives of numerous
commercial applications in space, including satellite telephony, direct-to-home
television, high-speed Internet connectivity, telemedicine, distance learning,
remote sensing of the Earth, global positioning and navigation and materials
processing, are a testament to that fact. Yet for private entities and investors to
expand their business models and to reach for the next new application, they
will need to see predictable, transparent and flexible international and domestic
legal frameworks within which they may operate their businesses and protect
81
their investments.
Nigeria typifies the situation recognized by the United Nations and the AAS.
With its placement of a small, remote sensing satellite into space, Nigeria
decided the time had come to ratify the Outer Space Treaty and the Liability
Convention. Prior to ratification, however, it requires further clarification
regarding its obligations under the treaties.82 Domestically, the Nigerian
government has just begun to grapple with concomitant legal issue of data
access, national security, intellectual property, and others. Among the first
measures it has taken is to seek external space law expertise in order to support
and develop an internal domestic capability.
A review of interests among nations that have not yet ratified the space
treaties,83 and the large number of developing nations that attended two space
law capacity-building workshops sponsored by the United Nations Office of
Outer Space Affairs indicates that Nigeria is just one of many states that are
similarly situated.84 Integrating the “needs of developing nations”85 into the
80. United Nations Treaties on Outer Space: Actions at the National Level, United Nations/Republic of
Korea Workshop on Space Law (2003) (on file with author), available at http://www.oosa.unvienna.org/SAP/
act2003/repkorea/index.html (last visited Jan. 10, 2004).
81. Final Report, American Astronautical Society International Programs Committee Workshop on
International Legal Regimes Governing Space Activities, American Astronautical Society, at 1 (2001)
[hereinafter AASI Report] (on file with author).
82. See U.N. COPUOS, 40th Sess., 641st mtg., at 10, U.N. Doc. COPUOS/LEGAL/T.641 (2001)
[hereinafter COPUOS 641], available at http://www.oosa.unvienna.org/COPUOS/Legal/transcripts/index.html
(last visited Mar. 11, 2004).
83. See Report of the Committee on the Peaceful Uses of Outer Space, U.N. GAOR 55th Sess., Supp. No.
20, ¶ 143, U.N. Doc. A/55/20 (2000) (indicating nations yet to ratify treaties), available at http://www.oosa.
unvienna.org/Reports/gadocs/pdf/A_55_20E.pdf (last visited Jan. 10, 2004).
84. See United Nations/Int’l Inst. of Air and Space Law, The Hague, Netherlands, 19-21 (2002), available
at http://www.oosa.unvienna.org/SpaceLaw/workshops/index.html (last visited Jan. 10, 2004).
85. G.A. Res. 51/122, U.N. GAOR, 51st Sess., Supp. No. 20, U.N. Doc. A/RES/51/122 (1996), available
at http://www.oosa.unvienna.org/SpaceLaw/gares/pdf/ARES_51_122E.pdf (last visited Mar. 10, 2004).
“Taking into particular account the needs of developing countries” is a space law term of art that has evolved in
the language of the five space treaties and approximately 72 space related resolutions. Id. It is an attempt to
acknowledge and address the economic and technological disparity between developed and developing nations
which is distinctively evident in space activities. Id. The most extensive attempt at clarification was made in
The Declaration on International Cooperation in the Exploration and Use of Outer Space for the Benefit and in
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existing body of space law will affirm and expand relevant existing legal
principles, as well create new ones in the 21st century.
the Interest of All States, Taking into Particular Account the Needs of Developing Countries, adopted on 13
December 1996 (resolution 51/122). Id.
86. See Report of the Legal Subcommittee, U.N. COPUOS, 40th Sess., ¶ 3, U.N. Doc. AC105/763 (2001),
available at http://www.oosa.unvienna.org/Reports/AC105_763E.pdf (last visited Mar. 10, 2004).
87. See generally U.N. COPUOS, 40th Sess., 640th mtg., U.N. Doc. COPUOS/LEGAL/T.640 (2001)
[hereinafter COPUOS 640], available at http://www.oosa.unvienna.org/Reports/transcripts/lsc/2001/LEGALT_
640E.pdf (last visited Mar. 10, 2004).
88. See Report of the Legal Subcommittee, U.N. COPUOS, 42nd Sess., ¶ 50, U.N. Doc. AC105/805
(2003), available at http://www.oosa.unvienna.org/Reports/AC105_805E.pdf (last visited on Mar. 10, 2004).
89. See Report of the Legal Subcommittee, U.N. COPUOS, 40th Sess., ¶ 33, U.N. Doc AC105/763 (2001)
[hereinafter COPUOS Legal 40], available at http://www.oosa.unvienna.org/Reports/AC105_763E.pdf (last
visited Mar. 10, 2004).
90. See U.N. COPUOS, 57th Sess., Supp. No. 20, at 23, U.N. Doc. A/57/20 (2002), available at http://
www.oosa.unvienna.org/Reports/gadocs/pdf/A_57_20E.pdf (last visited Mar. 10, 2004).
91. See Report of the Legal Subcommittee, U.N. COPUOS, 40th Sess., ¶ 34, U.N. Doc. AC105/763
(2001), available at http://www.oosa.unvienna.org/Reports/AC105_763E.pdf (last visited Mar. 10, 2004).
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92. See generally COPUOS 641, supra note 82; U.N. COPUOS, 40th Sess., 643rd mtg., U.N. Doc.
COPUOS/LEGAL/T.643 (2001) [hereinafter COPUOS 643], available at http://www.oosa.unvienna.org/
Reports/transcripts/lsc/2001/LEGALT_643E.pdf (last visited Mar. 11, 2004).
93. See generally U.N. COPUOS, 40th Sess. 642nd mtg., U.N. Doc. COPUOS/LEGAL/T.642 (2001)
[hereinafter COPUOS 642], available at http://www.oosa.unvienna.org/Reports/transcripts/lsc/2001/LEGALT_
642E.pdf (last visited Mar. 11, 2004).
94. See generally COPUOS 641, supra note 82.
95. See generally U.N. COPUOS, 41st Sess., 657th mtg., U.N. Doc. COPUOS/LEGAL/T.657 (2002)
[hereinafter COPOUS 657], available at http://www.oosa.unvienna.org/Reports/transcripts/lsc/2002/LEGALT_
657E.pdf (last visited Mar. 11, 2004).
96. See generally COPUOS 641, supra note 82.
97. See generally COPUOS 657, supra note 95.
98. See generally COPUOS 641, supra note 82.
99. See generally COPUOS 657, supra note 95.
100. A/AC.105/C.2/L.213 and A/AC.105/L.225 (on file with author).
101. U.N. COPUOS, 41st Sess., 657th mtg., at 2, U.N. Doc. COPUOS/LEGAL/T.660 (2002), available at
http://www.oosa.unvienna.org/Reports/transcripts/lsc/2002/LEGALT_660E.pdf (last visited Mar. 11, 2004).
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Russia’s space activities have deep Cold War roots, and it continues to be a
leader in space activities worldwide. Ukraine only participates in newer,
commercial space activities more consistent with the era of globalization.
Along with counterparts in Moscow and Seattle, Ukraine manufactures the
Zenit-3SL rocket components that are the mainstay of the Sea Launch Limited
Liability Corporation, of which it is the partner with the smallest holdings.
One outcome of the comprehensive treaty debate was a compromise. While
one group of nations wanted an ad hoc, open-ended working group to consider
a comprehensive treaty, another group questioned whether the forum was
competent to do so. A working group was eventually convened, but it was
limited to investigating the status of the existing treaties. The purpose of
formulating a new treaty was beyond its assigned task.102
The comprehensive treaty debate has extended beyond the COPUOS and its
Legal Subcommittee to the space law community at large. A number of
meetings have been held to address the adequacy of the international space law
regime as it relates to specific activities, including numerous commercial
applications103 and multilateral environmental agreements.104 Participants in
these meetings have generally found that the legal regime is “adequate and
appropriate”105 and provides a “strong foundation in law”106 for the specific
space activities under consideration. In one workshop, the first finding of the
Working Group on the Contribution of Space Systems to the Development and
Implementation of Multilateral Environmental Agreements was that
[t]here is a strong foundation in law supporting the use of data and information
from [Earth Observations] systems in [Multilateral Environmental
Agreements]. The basis for this international legal status includes international
space law as well as national laws, customary law, and the application of equity
principles. This body of law permits and encourages the peaceful uses of outer
space by governments, intergovernmental organizations, and nongovernmental
107
entities.
Despite lack of agreement on an approach to space law development, all of
the groups engaged in the current debate acknowledge that there is, in fact, a
need for “elaborat[ion of] common legal rules or standards.”108 There is also
considerable agreement on the reasons why further development is necessary,
chiefly technological change and the increased commercialization of space.109
110. See MICHAEL HARR & RAJIV KOHLI, COMMERCIAL UTILIZATION OF SPACE—AN INTERNATIONAL
COMPARISON OF FRAMEWORK CONDITIONS 69-71 (1990) (summarizing framework conditions of United States
and five other nations).
111. See Commercial Space Act of 1998, Pub. L. No. 105-303, § 102, 112 Stat. 2843, 2846-2851 (1998).
Programs include Earth Observations Commercial Applications Program and the data buy program at NASA
Stennis Space Center. See id.
112. See NASA Considers Forming Government Corporation, SPACE NEWS, Apr. 5, 1999, at 1.
113. See Jeremy Singer, NIMA Contract Will Help Keep Space Imaging On Track, SPACE NEWS, Oct. 28,
2003, at http://dev.space.com/spacenews/satellitecomm/nima_102803.html (last visited Mar. 15, 2004). “[U.S.
National Imagery and Mapping Agency] Director James Clapper . . . said . . . that the near-term contract is
‘essentially designed to keep [Space Imaging] in the game’ following the agency’s Sept. 30 $500 million award
to Digital Globe to build and operate its next generation satellite.” Id.
114. DoD Needs To Back Commercial Imagery Efforts, DEFENSE INFORMATION & ELECTRONICS REPORT,
May 7, 1999, at 1.
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public-private operations.115
Finally, the particular remote sensing activities recognized in the corpus of
space law—”improving natural resources management, land use and the
protection of the environment”116—are increasingly identified among the
potential markets for private and government space-based systems117 and have
become the economic rationale for aggressive, commercial-like cost recovery
policies for some public systems. Indeed, the commercialization of the
European Meteorological Operational (METOP) system and the adoption by
the World Meteorological Organization (WMO) of a precedent-shattering
tiered-data access practice118 to protect the commercial value of certain weather
data, dramatically demonstrate how commercial and environmental issues are
merging. The intertwining of public and private functions in space activities is
a space law subject that will continue to require further development.
115. See 15 U.S.C. § 5641(a)(4) (1992) (requesting assessment potential hybrid public-private operation of
land remote sensing system).
116. U.N. Principles, supra note 71, at princ. I(a).
117. See Amnon Barzilai, Outer Space—Clean Up Your Act, HA’ARETZ, July 28, 1998, at B3 (discussing
marketability of Israeli government-built satellite technology). “Today, the talk is of a ‘niche’ for commercial
photography satellites for mapping, supplying weather information, preserving the environment and monitoring
forests against fires. In fact, two huge companies, in the United States and Europe, are showing great interest
in the small satellites that [Israeli Aircraft Industries] has developed.” Id.
118. WMO Policy and Practice for the Exchange of Meteorological and Related Data and Products
Including Guidelines on Relationships in Commercial Meteorological Activities, W.M.O. Res. 40, World
Meteorological Congress, 12th mtg. (1995) [hereinafter W.M.O. 40] (addressing data exchange between
national weather services and data provision to third parties), available at http://www.nws.noaa.gov/im/
wmor40.htm (last visited Mar. 15, 2004).
119. See NAS Act, supra note 53, § 2451(b) (establishing NASA to provide civilian oversight of United
States space program); ESA Convention, supra note 10, at art. II (establishing agency for European civilian
space activity). The national laws of many European nations lack a specific delineation between “military” and
“civil” in a manner analogous to U.S law. However, the purpose of the European Space Agency is legally
limited to “exclusively peaceful purposes” by the convention, which has generally been interpreted to prohibit
military activity. Compare Japan: 1969 Diet Resolutions (on file with author), with NAS Act, supra note 53,
§ 2451(b), and ESA Convention, supra note 10, at art. II.
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The data denial provisions raise the need to define the IJPS in legal terms.132
Under the World Meteorological Organization’s Resolution 40, certain data
from various IJPS instruments will fall under the “fundamental principle” of
“broadening and enhancing the free and unrestricted exchange of
meteorological and related data and products.”133 The U.N. Principles define
“remote sensing” as “the sensing of the Earth’s surface,” placing the IJPS
outside of their scope.134 However, the IJPS Agreement recognizes “the
essential role [of] environmental satellite data . . . [for] . . . other sectors of the
global Earth observation and science user communities,”135 and states that the
parties are cooperating “to continue and improve the operational
meteorological and environmental forecasting and global climate monitoring
services.”136 To the extent the U.N. Principles require remote sensing to
“promote the protection of the Earth’s natural environment,” the use of IJPS
data under certain circumstances, such as those requiring an interdisciplinary
scientific approach, could conceivably place the data within some limited
application of the U.N. Principles.137 However, if and when the IJPS is
operated for military purposes, then it arguably becomes a military system,
removing IJPS data from the scope of the U.N. Principles and presumably
enabling data denial to occur. The question then becomes, as a matter of law,
what must happen for the system to transition from a civil
environmental/meteorological monitoring system to one used for military
purposes? The IJPS Agreement begins to answer this question by stating that
instances of “crisis or war” trigger such a transition.138
The broad definition of “crisis or war” used in the IJPS Agreement covers
activities “which could range across the spectrum of military operations,”
including regional conflicts, peacemaking or peacekeeping, humanitarian
operations, and shows of force “to reflect international disapproval.”139 Wars
are threats to a nation’s supreme interests and ultimately every State that
participates in merged systems, either directly or through intergovernmental
organizations, has a national legal definition of “war.” Furthermore, although
the data denial provisions only apply to some United States instruments, the
definitions of “data denial” and “crisis or war” may or may not be compatible
132. See IJPS Agreement, supra note 121, at art. 3 (containing “General System Description” describing
spacecraft, instrumentation, and ground segment). “The IJP System consists of the following major elements:
EUMETSAT and NOAA spacecraft, instrumentation, and ground segments. The spacecraft and
instrumentation together are referred to as the satellite.” Id.
133. W.M.O. 40, supra note 118, at 2.
134. U.N. Principles, supra note 71, at princ. I.
135. IJPS Agreement, supra note 121, at pmbl.
136. IJPS Agreement, supra note 121, at art. 1.
137. See U.N. Principles, supra note 71, at princ. X (regarding “averting any phenomenon harmful to the
Earth’s natural environment”).
138. See IJPS Agreement, supra note 121, at annex 1.
139. IJPS Agreement, supra note 121, at annex 1.
GABRYNOWICZMACROFINAL.DOC 6/17/2004 5:49 PM
and could lead to political and legal differences when data denial is invoked for
military purposes. As with the evolving nature of warfare itself in the age of
global terrorism, these definitions will continue to evolve as the relevant
technologies change.140
140. See European Organization for the Exploitation of Meteorological Satellites Agreement on Joint
Transition Activities Regarding Polar-orbiting Operational Environmental Satellite Systems, June 24, 2003,
2003 U.S.T. LEXIS 49, at *1-5 (restating data denial related definitions). The Preamble of this follow-on
agreement to the IJPS Agreement also notes that future joint systems are intended and “additional agreements
are necessary” to ensure data continuity. Id. at *4.
141. Convention on International Interests in Mobile Equipment, International Institute for the Unification
of Private Law (UNIDROIT), Nov. 16, 2001 [hereinafter Convention], at http://www.unidroit.org/english/
conventions/mobile-equipment/mobile-equipment.pdf (last visited Mar. 16, 2004).
142. See generally Convention, supra note 141.
143. See generally UNIDROIT Committee of Governmental Experts for the Preparation of a Draft
Protocol to the Convention on International Interests in Mobile Equipment on Matters specific to Space
Property, 1st Sess., Dec. 15-19, 2003, at http://www.unidroit.org/english/internationalinterests/history.htm (last
visited Mar. 16, 2004).
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space law and the eventual final Space Protocol,144 the efficacy of available
remedies,145 and the nature of the creditor and debtor relationship.146
The emerging consensus appears to be that the Draft Space Protocol, when
adopted, will be an international law instrument regarding private law matters.
The question of whether or not a conflict exists between international space law
and the Draft Space Protocol was formally addressed twice by expert groups
and no conflict was found.147 However, discussion about the proper
relationship between the space treaties and the Draft Space Protocol
continues.148
With respect to the creditor-debtor relationship, the efficacy of available
remedies in the case of default is complicated by the fact that, generally, space
assets are not easily repossessed and most creditors will have to resort to
constructive repossession. With satellites, however, the right to use and control
is as important as taking physical control. To facilitate constructive
repossession, the computer codes that control the satellite can be placed in
escrow. The creditor then uses the codes to take over satellite operations.
Code escrow expedites repossession. Repossession is further complicated by
the fact that many satellites are high value assets that serve critical commercial
and/or public good functions. Time becomes of the essence when transfer of
use and control is necessary. For example, television and radio users have low
tolerance for failed reception. Moreover, many satellites have highly
sophisticated technical elements with sensitive national security implications.
The export of these elements is highly controlled as a matter of domestic law.
Finally, the code itself is software that is also subject to export controls. So
while code escrow facilitates financing, it also introduces sensitive national
interests into a private transaction, which may invite State action. A tension is
created between promoting debtor-creditor autonomy and State responsibility
for public health and safety. An emerging response appears to be identifying
an appropriate legal personality to serve as escrow agent with which data and
materials are placed subject to laws of the relevant State.149
As is expected with a protocol that deals with financing space assets, the
144. See Joanne I. Gabrynowicz, Notes on the UNIDROIT Committee of Governmental Experts for the
Preparation of a Draft Protocol to the Convention on International Interests in Mobile Equipment on Matters
Specific to Space Assets, 49 (December 15-19, 2003) (unpublished manuscript, on file with the author)
(examining whether conflict exists between UNIDROIT and treaties).
145. See id. at 1 (providing default remedies).
146. See id. at 52-53 (addressing competing interests in same asset).
147. See Draft Convention of the International Institute for the Unification of Private Law on International
Interests in Mobile Equipment and the Preliminary Draft Protocol Thereto on Matters Specific to Space
Property, U.N. COPUOS, 40th Sess., Agenda Item 8, at 7, U.N. Doc. A/AC.105/C.2/L.225 (2002), available at
http://www.oosa.unvienna.org/Reports/AC105_C2_L225E.pdf (last visited Mar. 28, 2004).
148. See Gabrynowicz, supra note 144, at 50 (recommending consideration at future meeting).
149. See Gabrynowicz, supra note 144, at 21 (noting issue of whether supervisory body subject to national
authority).
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150. See Gabrynowicz, supra note 144, at 9 (observing distinction between project and asset financing).
151. See Gabrynowicz, supra note 144, at 9-10 (discussing contractual and related rights).
152. See Gabrynowicz, supra note 144, at 9, 33 (noting relative risk levels).
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153. SPACE STUDIES BOARD, NATIONAL RESEARCH COUNCIL, EARTH OBSERVATIONS FROM SPACE:
HISTORY, PROMISE AND REALITY 25 (1995).
154. Science and Technology for Sustainable Development: A G8 Action Plan, EARTH OBSERVATION
SUMMIT (June 2, 2003), at http://www.earthobservationsummit.gov/g8_action.html (last visited Mar. 16, 2004).
155. GEO Purpose and Functions, Group on Earth Observation, at http://earthobservations.org/
purpose.asp (last visited Mar. 27, 2004).
156. Charter On Cooperation To Achieve The Coordinated Use Of Space Facilities In The Event Of
Natural Or Technological Disasters, Rev.3 (25/4/2000).2 (2000) [hereinafter Charter], at http://www.
disasterscharter.org/charter_e.html (last visited Mar. 16, 2004).
157. The Charter in Action, Feb. 2, 2004 (listing specific events that activated Charter), at http://www.
disasterscharter.org/disasters_e.html (last visited Mar. 16, 2004).
158. See generally supra notes 1-5 and accompanying text.
159. See generally U.N. Principles, supra note 71.
160. Charter, supra note 156, at pmbl.
161. 15 U.S.C. §§ 5601-5602 (2003).
162. See generally Phillippe Clerc, The State of Remote Sensing Law: French Regulation and Practice, in
PROCEEDINGS, 1ST INTERNATIONAL CONFERENCE ON THE STATE OF REMOTE SENSING LAW (Joanne I.
Gabrynowicz ed., National Remote Sensing and Space Law Center 2002) [hereinafter PROCEEDINGS].
163. See generally Phillip J. Baines, Balancing Interests: Toward Further Progress in the development of
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policies.164
As with the IJPS, an integrated system will give rise to definitional
questions. In addition to the categories of data definitions found in the U.N.
Principles,165 the Charter adds the new term “space data,” which is defined as
“raw data gathered by a space system controlled by one of the parties, or to
which that party has access, and transmitted or conveyed to a ground receiving
station.”166 Unlike the data categories in the U.N. Principles, which are
characterized by the technological aspects of the data, as well as by the fact that
they are gathered by a “space object,” the Charter appears to have the effect of
emphasizing the location of the system, space, over data characteristics.
The intended longevity of a global monitoring system also raises the
question of whether or not the occupation of the same orbit for many years
constitutes an appropriation of space by a satellite’s operating nation, which is
banned by the Outer Space Treaty.167 When faced with a similar issue, the
government partners to the International Space Station chose to address it by
specifically stating that, even though the station’s purpose necessitates a long-
term mission, “[n]othing in this Agreement shall be interpreted as . . .
constituting a basis for asserting a claim to national appropriation over outer
space or over any portion of outer space.”168 This may serve as a precedent as
the emerging global monitoring systems continue to evolve.
IV. CONCLUSION
Autonomy, separation, and emphasis on individual national space programs
were the hallmarks of the activities that gave rise to the international and
domestic space law forged during the Cold War. However, competition did co-
exist with cooperation and the single-nation spectaculars like Apollo and Mir
gave way to post-Apollo multinational endeavors like the International Space
Station. In the present era of globalization, in-tandem cooperation is
transforming into intentional integration. Like so many other human activities
at the dawn of the twenty-first century, the space law will be challenged to
nurture and guide the transformation. The opportunities to do so will be many
and varied.
a Regulatory Regime for Commercial Remote Sensing Space Systems in Canada, in PROCEEDINGS, supra note
162.
164. See generally Mukund Rao, et al., Issues for a Remote Sensing Policy and Perspective of the Indian
Remote Sensing Data Programme, in PROCEEDINGS, supra note 162.
165. See U.N. Principles, supra note 71, at princ. I.
166. Charter, supra note 156, at art. 1.
167. Outer Space Treaty, supra note 1, at art. 2.
168. Agreement Among the Government of Canada, Governments of Member States of the European
Space Agency, the Government of Japan, the Government of the Russian Federation and the Government of the
United States of America Concerning Cooperation on the Civil International Space Station, Jan. 29, 1998, 1998
U.S.T. LEXIS 212, at art. 2(2)(c) (entered into force Mar. 27, 2001).