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Concavity and Inflection

Chapter 3 discusses concavity and inflection points, focusing on the relationship between the first and second derivatives of a function to determine its increasing or decreasing behavior. It introduces definitions for increasing and decreasing functions, along with the Monotone Function Theorem, which states conditions under which a function is strictly increasing or decreasing. The chapter also covers the first derivative test for identifying relative extrema and explores the concepts of concavity and how the second derivative indicates the behavior of the graph.

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0% found this document useful (0 votes)
8 views25 pages

Concavity and Inflection

Chapter 3 discusses concavity and inflection points, focusing on the relationship between the first and second derivatives of a function to determine its increasing or decreasing behavior. It introduces definitions for increasing and decreasing functions, along with the Monotone Function Theorem, which states conditions under which a function is strictly increasing or decreasing. The chapter also covers the first derivative test for identifying relative extrema and explores the concepts of concavity and how the second derivative indicates the behavior of the graph.

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paxixi3389
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© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
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C ha pt er - 3

CO NC AV IT Y A N D
IN FL EC TI O N PO IN TS
3.1 : Introduction •

In our earlier class es, we have used the sign of the seco

nd deriv ative at a criti cal poin t to disc over
er the func tion /has a max imum or mini mum at that point. For draw ing the nece ssary conc lusio n,
wheth
appl ied the first deriv ative test. We shal l now
we rega rded /" as the deriv ative of the func tion /' and then
conclusion, which would give us an idea abou t
use the monotonicity cons idera tions off ' to draw another
the shape of the graph of the function f
mine the type ·of grap h, the given func tion
In this chapter, we shal l use the seco nd derivative to deter
rentiable in its domain.
f has. We shall assume that the func tion / is twic e diffe
whether the grap h offis risin g or falling.
We begin first by show ing how the sign of/ ' is relat ed to
tion
3.1.1 : Increasing func tion and Dec reas ing func
eas for a decr easin g function the grap h
For an increasing function, the grap h ofy = f{x) rises, wher
ofY =.f{x) falls.
Thus, we have the following definition:
Definition:
Let a func tion /be defined on an interval I and let xi' x 2
EI.
Then f is said to be
(i) increasing on I if x I < x 2 ⇒ f{x) ~f{x2) (ii) decreasing on I if x 1 < x2 ⇒ J(x) ""2::.j(x 2)
I
... ) x_
(
~n strictly increasing on I if/(x 1) <j(x2 ) whenever x 1 < 2
x < x2_
(iv) strictly decreasing on I if/(x 1) > j(x2 ) whenever 1
y y
f (xi) i---- --- f(x1) 1--............_
f (x1)i-------"
I (x2) 1 - - - - + - -___,,.

--0 ~-- ---L ---J ~-~ X


i
X1 Xi
F' 3 Fig.-3.1 (b) [f strictly decreasing]
tg.- .1 (a) [/ strictly increasing]
Example -1 : . . tl increasing, bec aus e x1' x2 E R with
x === 2x + 5, xER 1s stn c Y
• The function f defined by/ { )
X < X ⇒ 2.x + 5 < 2.x2 + S
i 2 ⇒
u;) <f{ x)
2 . t . tly decreasing on R, bec aus e xl' x2e
The function f defined by /{x) _ 2x + 5 1s s nc R with
J\: 1 ===

X 1 < X 2 ⇒ - 2x + 5 > - 2x2 + 5
l

⇒ N1 ) > f{x } d
· off ' for eter nun·1·ng the gra ph of f to be rising or
Now let us see the role of the sign falling
·

Fig. 3.2(a)
In fig. 3.2 (a), wh enf is increasing on (xl' x
Fig . 3.2 (b)
) the gra ph of/ wil l be incl
2 ined upw ard and the graph
has tang ent lines with pos itive slope on
(xl' xi) i.e., tan 0 > 0 i.e., f' (a) > 0
Similarly, wh enf is decreasing [see fig. 3.2
(b)], the incl inat ion of the tan gen t toy =
poin t Pis an obtuse angle and tan 0 < 0 i.e., ./{x) at any
f' (a) < 0.
Thu s, it is reas ona ble to exp ect f to be incr
easi ng on I if J' (x) > O and dec reas ing on I if
f' (x) < 0, for allx EI.
Hence, we hav e the following theorem:
Theorem - 1 : [Monotone Function Theorem
]
Let /be differentiable on the interval I= (a,
The n b).

(i) f' (x) > 0 on I ⇒ f is strictly increasing on I.


(ii) f' (x) < 0 on I ⇒ f is strictly decreasing
Pro of: on I.
(i) Let x 1, x 2 be two distinct points in (a b) and
Sin ce/ is differentiable on (x x) th,er ti
x! < x2.
we can get a number c in (a, b) " 2 e ore f 1s co f
such that x < c < n inuo us on [xl' x2]. By
and 1 X
Me an Val ue TheoreJl1'
2
/'(c )= /(x 2)- f(x1 )
X2-X 1
⇒ f{x2) - j{x1) = f'(c ) (x -x )
2 1
... (1)
eoncavity and Inflection Points
3.3
Since/'(x) > 0 for allx E (a, b), therefore f' (c) > o
Also, x2 -x1 > 0
From ( 1), we have
.f{x2) - ./{x 1) > 0
⇒ .f{x1) <.f{x2) i.e., if xi' x2 E (a, b) such that x 1 < x , then.f{x ) </{x ).
2 1 2
Hence f is strictly increasing on (a, b)
Proof of (ii) is similar.
Note :If/' (x) = 0 in (a, b), then/is constant in (a, b).
In view of Theorem 1, we have the following conclusion:
To determine, whether a function/ is increasing or decreasing, we have to find the numbers where
f' is zero or does not exist. These numbers divides x-axis into intervals and we have to test the sign
off' in each of these intervals. If
( 1) f' (c) > 0 in an interval, then f is increasing in that interval and
(2) f' (c) < 0 in other inerval, then/ is decreasing in that interval.
Hence c is called critical number, where /' (c) = 0 or /' (c) does not exist.
Problem - 1 : Find the intervals in which the following functions are (i) increasing (ii) decreasing.
X
(a) .f{x) = x 2 + l (b) fix)= et+ e-x

, - (x2 +1)-2x2 l-x2 (l+x)(l-x)


Solution: (a)/ (x) - (x2 + 1)2 - (x2 + 1)2 (x2·+ 1)2

f' (x) = 0 ⇒ 1 -x2 = 0


⇒ x = -1, 1 are the critical numbers.

I
-------~~------?
· -1\ Jl
x-axis
I'-..___../
The critical numbers divides x - axis into three parts. i.e., (-oo, -1), (- 1, 1) and (1, 00)

Ifx <-1 i.e., x E(-oo, -1), then/' (x) < 0.

[For x = -2 f' (x) = (-2 + l)(l + 2) < 0]


' 5
If x > 1 i.e., xE (1, oo), then /' (x) < 0

[For x = 3, f' (x) = (1 + 3 ig- 3) < 0]

If-1 <x < 1 i.e., x E(-1, 1) then/' (x) > 0


[For x = 0, f' (x) = 1.1 = 1 > 0]
C r
J3~
.4~_ __ ; _ ~ _ : _ - - - - - - - - - - - - - - - : : : ~ f
Hence
(i) /is increasing on (-1, 1)
(ii) f is decreasing on (-00, - l)u(l, oo) f'>O
Remark:
Drawing the graph off and/', we can see that f' <O
( i) The critical numbers off are x = - l and x = 1 a nd they
are the x-intercepts of the graph off' · . x < - 1 and x > 1.
(ii) The graph of/is rising when -1 < x < 1 and falhng when
The graph off' is below x-axis. -1 1
(b) ./{x) = e + e-x

f' (x) = 0 ⇒fi1-x = 1 ⇒ X = 0


x < 0 ⇒ f' (x) < 0 andx > 0 ⇒ f' (x) > 0
f is increasing on (0, oo ) and decreasing on (--oo, 0)
Now we study the behaviour off' near a criticial number, which is called the first derivative test
for relative extrema.
3.1.2: First derivative test for an extremum
Step -1 :
Find the critical numbers c for the continuous function f, such that f (c) is defined and either
f' (c) = 0 or f '(c) does not exist.
Step - 2:
(i) The point (c,./{c)) is a relative maximum if/ '(x) > 0 for all xE(c - h, c), h > O
andf'(x) < 0 for all xE(c, c + h), h > 0.
(ii) The point (c,./{c)) is a relative minimum if f'(x) < O for all xE (c _ h, c), h > O
andf'(x) > 0 for all xE(c, c + h), h > 0.
(iii) The point (c,./{c)) is not an extremum if f'(x) has same sign for all x E(c _ h c)
and (c, c + h) on each side of c. '
Problem-2:
Using first derivative test, find the relative maximum and 1 -
re a11ve nnrumum 1 any, at e given
.. . • . 'f th
. cntlcal numbers, of the function/ defmed by /{x) = (x2 _ 4)4 (x2- l)3 at x = x = _
Solution : We have · 1' 2
j{x) = (x2 - 4)4 (x2 - 1)3 = (x + 2)4 (x - 2)4 (x + 1)3 (x _ 1) 3
3
f'(x) = 2x (x + 2) (x - 2)3 (x + 1)2 (x - 1)2 [3 (x + 2) (x - 2) + (
= 2x (x2- 4)3 (x2 - 1)2 (7x2 - 16) 4 x + 1) (x - l)]

In this case, if xE(l- h, 1) i.e., for all x in the interval to the ft


1e of 1 or XE(l, 1+h) 1.e., for a x in
. 11
the interval to the right of 1.
case -I:
f'(I - h) > 0 and/ '(l + h) > O
side of I.
:. f' has same sign for all x in (I - h, I) and (I, I + h) on each
:. (IJ{ l)) i.e., (I, 0) is not an extremum.
case -II:
/'(2 -h) < 0 and/ '(2 + h) > O
:. The point (2,/ (2)) i.e., (2, 0) is a relative minimum.
3.2 : Concavity and inflection points
derivative changes sign.
We have seen that a local extremum is a point where the first
derivative changes sign;
. In this section, we shall discuss points, where the second
al. In other words, as x increases,
If/" > 0 in some interval [a, b], then /' increases in this interv
the tangent turns counter clockwise. This
the slope of the tangent to the graph at (x,J{x)) increases, so that
results in the graph bending upward or bending downward.
s on graph which corresponds to
Such graphs lie below their chord (line segment joining the point
x = a and x = b) and above their tangents. The graph of/,
in this case, is concave upward on a< x < b, if
/'>0 on this interval. [See fig. 3.3(a)].
slope decreases, the tangents turns
Similarly if/" < 0 in [a, b], so that f 'decreases and hence
and above the chord. [see fig. 3.3 (b)]
clockwise. The graph off, in this case lies below the tangents

y
y

-4
0
-- -- -- -- ~x
. - 3•3 (a) Fig. - 3.3 (b)
Fig.
Definition - 1:
If/ is differentiable on the interval (a, b), then the graph of/ is
al
(a) concave upward on (a, b) if/'i s increasing on the interv
(b) concave downward on (a, b) if/'i s decreasing on (a, b).
Definition - 2:
graph of the function f is above the
A function f is said to be concave up on an interval if the
. .
tangent at each point of the interval. graph of the funct10n below the
/ 1s
A function/ is said to be concave down on an interval if the
tangent at each point ~f the interval.
(b)]
Consider two increasing functions [see fig. 3.4 (a) and fig. 3.4
y y

- .i-- - - - --~ x
0
Fig.-3.4 (a) Fig.-~.4 (b)
In case of the two functions above, their concavity relates to the r~te of ~~rease .
Since both are increasing, the first derivative of both functions ts pos.ittve. The first function
[fig. 3.4(a)] increases at an increasing rate, because the slope of the tangent line becomes steeper and
steeper as the values of x increases.
So the first derivative of the first function is increasing. Thus, the derivativ e of the first derivative
'
i.e., the second derivative is positive. This function is concave up. '
The second function [fig. 3.4(b)] increases at an decreasing rate, so that the first derivative of the
second function is decreasing, because the slope of the tangent line becomes less and less steeper as x
increases. So the derivative of the first derivative i.e., second derivative is negative. This function is
concave down.
Similarly, let us consider two decr~asing functions [see fig. 3.5(a) and fig. 3.5 (b)]

y y

Fig.~3.~ (a) . Fig.-3.5 (b)


The first decreasmg function [3.5(a)] decreases at an increasing rate. In this case the slopes of
tangent lines becomes less and less negative as x increases.
So, the first derivative of the first function is increasing. Thus the deri t·
. . . .. h'
i.e., the second denvatI~e 1s p~s1tive. T .ts function is concave up. , va IVe o fth e firrs t derivative
T~e second function [Ftg. 3.5(b)] ?ecreas~s at an decreasing rate. In this case, the slope of the
tangent lme becomes more and more negative as x increases So the firrst d · t·
. . . · ,
is decreasing. Thus, the denvative of the first denvative i e second deri· enva 1ve o f t he second function
· ·, vat·1ve 1s
. negative . . This function
is concave down.
Hence, the concavity corresponds to the rate of change of the first d • t· . .
. . . . .
the sign of the second denvative by mcreasmg/decreasmg test applied t enva 1ve 1.e., 1t corresponds to
th d . .
o e envative. ·
concavity-itnc{ lnftedion 'Points
s of concavity
_2.1: second derivative test for determining interval
3
Step-I: a
the values of x for whi ch[" (x) = 0 or f" (x) does not exist, and mark these numbers on
Find
ber of open intervals.
number line. These numbers divides the line into a num
Step- 2:
step 1 and evalaute f" .
Choose a number c from each interval determining in
Then,
a< x < b.
(i) if f" (c) > 0, the graph off is concave upward on
on a< x < b.
(ii) if f" (c) < 0, the graph of/i s concave downward
. . 1 f · for the function f defmed by j{x) = -l x 3 - 9x + 2
avity
Problem - 3 : Detenmne mterva s o conc 3
Solution : We have
1
2
./{x) =
3x3- 9x+
f' (x) =x2 - 9 and f" (x) = 2x
f" (x) = 0 ⇒x = 0
Take the points -1 and 2.
We find f" (-1) =-2 < 0 and f" (2) = 4 > 0
Thus f" (x) > 0 if x > 0 and f" (x) < 0 if x < 0
ave down on (- oo, 0).
So, the graph off is concave up on (0, + oo) and conc
: In the interval (a, oo),
Thus, for concavity test, look at the following example
Concave down Concave up

a
L.J.~ b
Fig. - 3.6
and concave down on (b, oo).
the function shown in Fig. 3.6 is concave up on (a, b) b))
The point at which a function is changing concavity is called the inflection point. Hencce (b,./{
is the inflection point.
Definition - 3 :
of/, where the concavity changes i.e., the
~ inflection point is a point P(c, /{c)) on the graph
n on another side of P.
graph Is concave up on one side of p and concave dow
.
At such a point, either f" (c) = O or f" (c) does not exist
point c is such that, f" (c) is either zero or undefmed , then c is the critical point off ' . We call
If a
that f' and f" exist, then we have the following
such c as a second order critical number. So iff is such
three cases:
Case-I·
• . • · e This function is concave down befi
The sign off" is changing from negative to pos ittv · ore c
· t t x = c [see fig. 3.7 (a)].
1
. .
concave up after c and has an mflect10n pom a
-1-
f"

I C
Concave up
Concave down
Inflection at c
Fig. - 3. 7(a)
Case-II:
The sign off" is changing from positive to negative. This function is concave up before c, concave
down after c and has an inflection point at x = c. [see Fig. 3.7 (b)]
f" +

/ Concave up c Concave down


Inflection at c
Fig. - 3. 7(b)
Case-ill:
If the sign off" is not changing at x = c, then/ does not have an inflection point at x = c.
[see Fig. 3.7 (c) & Fig. 3.7 (d)]
+ +
f" f"

I Concave up
C
Concave up f Concave down c Concave down
no inflection at c no inflection at c
Fig. - 3.7(c) Fig. - 3. 7(d)
Example- 2:
• Let.f{x) = x4
f'(x) = 4x3 and f" (x) = 12x2
Now f"(x)=0 ⇒ x=0

So, 0 is a critical point off'.


f" (x) > O for all x '# 0, hence the sign off" does not change in passing through o.
Hence, there is no inflection point at x = O.
Looking at the graph ofj(x) = x4, we see that it is concave up in (-<X) ,<X> ). [See Fig. 3.8]
~
, concavity and Inflection Point s 3.9
y

4
0 f (x) = x :/has inflection at (0, 0)

Fig. - 3.8
of J' .
Note : A function does not necess arily have an inflection point at a critical point
Exam ple-3:
I
• Letj{x) = - ,x E R - {O}
X

I 2
f'(x) = -z, f" (x) =-3
X
X
Clearly
(i) f" (x) > 0 if X > 0
(ii) f" (x) * 0 for any xER- {O} and
(iii) f" (x) < 0 if X < 0
exists for all
(i) implies the graph of/ is concav e upwar d in (0, oo ). From (ii) and the fact that/"
x in the domai n of/, we conclu de that the graph has no points of inflecti
on. (iii) implies that
the graph of/ is concav e downw ard in (-oo, 0). [see fig. 3.9]
y

x' ~- --- --+0--- --- ~ x

Y'
Fig. - 3.9
- CQl rJ
3.10 ~I
3.2.2 : Procedure for finding inflection points
Step - 1:
Compute/' (x) and find all points in the domat·n off, w here e1t· her /" (c) = 0 or
/' (c) ~ n~
exist.
Step- 2: . .
For each number c obtained in step I, deternune the sign off " to the left of x = c and to the .
of x = c. If/' (x) > 0 on one side and/ ' (x) < 0 on the other side, then the point
(c, J{c)) ::&In

Remark:
inflection point off
~
If f' does not change sign at c, then f does not have an inflection point at (
c, j(c)).
Problem - 4 : Determine the concavity and the inflection points of the functi
on f defined by
j{x) = 3x4- 4x2 + 1
Solution : ./{x) = 3x4 - 4x2 + 1
:. f'(x) = 12.x3 - 8x and f" (x) = 36x2 - 8
To find inflection points, we have to find second order critical numbers wher
e/" (x) = 0
Now, f'(x)= O ⇒ 9.x'-2=0 Is
2 12.
⇒x2 =- ⇒x =+-"-L
9 - 3
Concave
Concave up I down Concave up
E I I · I I 1. I )
2 -l -0.47 0 0.47 1 2
Fig. - 3.10

Let us select a convenient number less than - .fi, ~


Jiand greater
3 (~ -0.47 ), between - - and- ✓2
~ 3 3
than3- .

Take the numbers -1 ' 0, 1 respectively


.
/"(-1 )=36 -8>0 .
/"(0) =-8 < 0
f" ( 1) = 36 - 8 > O

f" (x) > 0 if x < _ ✓


3
2 and
x>✓2-
3
and /" (x) < Oif - ✓32 < <✓
X -
2
3
concavi.ty an d Inflection Points 3.11

The gra ph of/ is con cav e up for values


of x less than - ../2 and greater than✓2- and concave down
3 3
.fi .fi
between -
3 and
3 .
t. l . fl . · t at - - and - ../2 ../2
e the concavt·ty changes.
Thus, th e fun c ion 1as m · ectton pom , si·nc
3 3
inal fun ctio n/{ x), we have
Putting the se two val ues into the orig

+f]=3(- 4
f J- (- f J +I =~ ~- : +I=::= ;1
an d{ f]=3( f J - 4( fJ +I = ;
So, ( - f' ;7] f' 2~]
and ( are inflection points.
of the cur ve y = (x + 1) tan-Ix
Prohlem - 5 : Fin d the poi nts of inflection
Solution ; We hav e
y = (x + 1) tan - x =j{ x) (say )
1

1 x+ l
+ tan-Ix = + tan-Ix
f' (x) = (x + 1). 2
l+x
2
l+ x
(1- x ~
2 2
"_ ( 1 + x ) - ( x + 1) 2x 1 _
f (x) - 2 + 2 - (x 2 + 1)
(x2 + 1 ) l+x

To find critical poi nts off ' .


So put f" (x) = 0 ⇒ x = 1
ber line. Take -1 and
1 on the num ber line and to test bot h intervals to which it divides the num
Put
2 as the test points.
I
ll
pos itiv e neg ativ e

1
Fig. - 3.11
We fmd
2
f'(- 1) = (1 + I) =I > 0 and /" (2) = ;~ < 0 ,
4
f" (x) > 0 if x < 1 and /" (x) < 0 if x >
1
00 )
d/ is concave down on (1,
He nce / is con cav e up on (-oo, 1) an

(I ,f(I)) is the inflection point i.e., ( I, ;


) is the inflection point.
-¾&7: $.,

':eilcti:g
3.12 ~
h O f.ft )- ax3 + bx2 + c has an inflection po·
Problem - 6 : Determine a, b and c such that the grap x - lllt and
slope 1 at (-1, 2)
Solution : We have
j{x) = ax3 + b.x2 + c
:. f' (x) = 3a.x2 + 2bx and /" (x) = 6ax + 2b
The graph of/has slope 1 at (-1, 2)
i.e. , f' (-1) = 1
... (1)
⇒ 3a-2b= 1
The graph of/has an inflection point at (-1, 2),
So/" (-1) = 0
⇒ - 6a+2b=0
... (2)
⇒ -3a+b=0
1
Solving (1) and (2), we get, a = -
3, b = - 1
Since an inflection point must be on the graph, therefore
/{- 1) must be defined and
j{-1)=2 ⇒ -a+b+c=2 ...(3)
8
Substituting the values of a and b in equation (3 ), we get c =
3
1 8
Hence a= -- b = - 1 c = -
' 3' ' 3
Problem - 7 : Find the points of inflection for the function f defined by
j{x) = x 4 + 4.x3 - 18.x2 + 9x- 3.
Solution: We have/'(x) = 4.x3 + 12.x2- 36x + 9 (1

f "(x) =12x2 + 24x -36


At the points of inflection, f "(x) =0

2
12x + 24x-36 =0
⇒ x=-3, 1
If x=-3, f(x)=-319
If X = 1, f (X) = - 7
:. Points of inflection are (- 3, - 319) and (1, _ 7).
Here/" (x) changes sign from negative to positive sigll
from positive to negative as x crosses through_ ~s x crosses through 1 and/" (x) changes
3
Problem - 8 : Examine each of the following functions fi . . foO·
1
a) f(x) = x3 or concavity, convexity and points of inflec
( (b) f (x) == x113
(~) f(x) = X 4 -2x3 -12x2 + I (d) f(x)==:~
(e) f(x)=fnx, x>O ' x-3
concavity and,n]lection'points ·
-
Solution :
(a) fi.x) = x3
f' (x) = 3x2
f' (x) = 0 ⇒ x = 0 and J" (x) = 6x
f" (0) = 0 .
fm(x) =6,fm(o) = 6 -:t= 0
.·. x = 0 is a point of inflection.
If x > O,f" (x) > 0
⇒f is concave upward
:. /is concave upward in (0, oo)
If x < 0 i.e., x E (- oo , 0), then/"(x) < o
:. /is concave downward in (- oo, 0).
I
(b) f(x) =x3
2
.
.. f' ( X ) -- .!.. X -3 -
- 1- -
1
213
3 3· x
.·. x = 0 is a point of inflection
"( X )- 1 -2 -¾
--X-X
_
----
2 1.
/ 3 3 9. XS / 3
/" (x) > 0 if X E (-oo, 0)
.·. /is concave upward in (-oo, 0)
f" (x) < 0 if x E (0, oo)
.·. /is concave downward in (0, oo)
(c) f(x) = x4-2x3 - 12x2 +7
f' (x) = 4x3 - 6x2 - 24x
f"(x)= 12x2 - 12x-24= 12(x2 -x-2)= 12(x2 -2x+x-2)= 12(x-2)(x+ 1)
f"(x)=O ⇒ x=-1,2

f"'(x) = 24x-12
/"'(-1) -:t= 0 &f"'(2) -:t= 0
.·. -1 and 2 are points of inflection.
f" (x) > 0 if x E (-oo, -1) u (2, oo)
.·. f is concave upward in (-00 , -1) u (2, oo)
/" (x) < 0 if -1 < X < 2
.·. f is concave downward in (-1, 2)

(d) / ( X) = X- 2
x-3
, (x-3)-(x-2) _ -1
f(x)= (x-3}2 -(x-3}2
_13~.1!_4_ _ _ _ __:__ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _~1~ ~

f '(x) * O for any vlaue of x. There IS• no Point of inflection. "-


2
f" (x) = (-1) (-2) (x-3)-3 = 3
(x-3)
f" (x) > 0 if X > 3
⇒ f is concave upward in (3, oo)
f" (x) < 0 if X < 3
⇒ f is concave downward in (-oo, 3)
(e) .f{x) = In x, x > 0

:. f'(x)=..!.... f' (x)-:t:-Oforanyrealx.


X
.·. There is no point of inflection.
1
f"(x) = - - & f" (x) < 0
x2
⇒ f is concave everywhere i.e., concave downward.
Problem - 9 : Find the points of inflection on the curve y = ax3 + bx2 + ex + d. Also state the conditi~
that the co-efficients a, b, c satisfy for the given curve to have points of inflection.
dy d2
Solution : We have - = 3ax 2 + 2bx + c and - { = 6ax + 2b = 2(3ax + b) .
dx dx

⇒ 3ax + b = O
2
The given curve has points of inflection if and only if d -; = 0
dx
d 2y -b d 3y
--
2 =O ⇒ x=-,a-:t:-Oand dx 3 =6a
dx 3a
d3
-{=6a -:t:-0
dx
The curve has points of inflection if a * 0 E R and b, c can have any real value.
If x=-~, then y =a(-~)+a(-~)+a(-!?_)+d
3a 27a 9a 2 3a
b3 b2 b 2b3 b
=----+---+d
3 2 =---+d
27 a 9a 3a 27 a 2 3a
3
b 2b b )
: . Point of inflection is ( - a, a2 - a + d
3 27 3
Problem - 10 : Find the points of inflection of the curve x =at t _ .
an , Y - a smt cost.
dx 2
Solution : We have dt = a sec t

dy [. ( . )
dt = a smt -smt +cost.cost)]== a(cos 2 t- sin2 t)
concavity an d lnfleef[on Points
2
~~.:___ _ _ _ _ _ __ ~ - -- -- _ :__;3!,.,!_15~
__::.---~-~d;~~~dy;/~dx;_~c~o:s2~t~s:in 1 == 4 .
dx dt dt cos t - sm2t . cos2t
2
sec t
-

2
- cos t (cos2t - sin2t)
-

- cos 2 t(2cos 2t _ 1)
-

-- 2 co st4
- cos2t
d 2y d
d (2 4 d
2 = dx (2cos4 t-c os 2t) == dt cos t - cos 2t)_,_ t
dx
dx
== -8 co s3tsi nt+ 2c os tsi nt
asec 2t
1
== a [2cos3 tsi nt- 8c os s tsint]

1 3
== a 2cos tsi nt( l-4 co s t)
2

2
For points of inflection' -d=y
O
dx 2
2t =I
⇒ sin t = 0 or cost = 0 or 4 cos

:. t = 0 and co st = ± ..!_
2

,x=atant=a ✓sec t-I =± ✓3a


2
Fo rt= ±~

_. RI
Y- as mt .co st= ±a l- -.
4 2
-= ± --
4 .
✓3a

Fo rt = 0, we have x = 0, y = 0

. .
The pomts of inflection are (0,
( r:;
0) and ±v3a,± 4
.fia)
d 2y . points.
that dx changes sign as x passes through each of the
It can be seen 2

3·2·3 : The se co nd derivative test


not, at a
be used also to det erm ine if there is an extreme value or

:Ic~I
. . Concacity of the functi on can Similarly a
wi th relati ve mi nim um is con cave up on an interval around it.
po~t of f A function und it.
h a relative ma xim um is concave down on an interval aro n is concave
ction wit
al po int and the sec on d der iva tive at c is positive, i.e., the functio
Thus, if c is a critic the second
is a relative mi nim um at c. Co nversely, if c is a critical point and
up _around c, then there
n is con cav e dow n aroun d c, then there is a relative maximum
functio
derivative at c is negative i.e., the
at c If f" ( )· 0, the test 1s . onc1us1.ve.
. mc
· c =
~!_::_~
~-16 :,, --~
2 - _ ~ _ : _ . : _ _ - - - - - - -.-. - - -i./. :~-:..-..:.-~', Cqz I~~~,Al~ti:
. open interval contatrung x = c and/' ( .d/
Let/be a function such that/" (x) exiSt S on an _ c) :::: o. ~Je'"
If/" (c) > O, then/has a relative minimum at x = c. t , j'(
1

If/" (c) < O, then/has a relative maximum at x = c. . . ~/f


1 JP
If/"(c) = 0 or f"(c) does not exist, the test fails i.e., mconclus1ve and/may have a re!a ·
· · · .• 1 t've extremum at all at x = c. tive
maxl.lllum a relative nunnnum or no re a i
' · Concave down
maximum at c
~o?cave up
V c

j,f
ar
a b C
1,1
Fig.-3.12
Problem - 11; Determine the extreme values of the following functions using the second derivative test :
s
(a) f (x) = (x2 - 3x + l)e-x F
1 1t 1t 2
(b) f(x )=sinx+ cos2.x,at x= ,x=
2 6 2
Solution : (a) f(x) = (x2- 3x + l)e-x
2
:. f' (x )=-(x2-3x + l)e-x + (2.x-3)e-x = e-x (2.x- 3 -x2 + 3x- l)= e-x (5x-4-x ) =- e-x (.x2-5x+4)
f" (x) = e-x (x 2 - 5x + 4)-(2.x- 5) e-x= e-x (x2 - 5x + 4 - 2x + 5) = e-x (x - 7x + 9)
2 )
Prob~m- '
Solving /' (x) = 0, we find critical numbers.
:. f' (x) = 0 Solution:
⇒ x 2 - 5x + 4 = 0 ( ·: e-x * 0)
⇒ x= 1, 4

To apply second derivative test, we evaluate/ " (x) at each critical number
f" (I) = 3£: 1 > Q
f " (4) = -3e-4 < 0
.·. /has a relati_ve minimum at x = 1 and f has a relative maximum at x = 4
Hence the maiimum value off is/(4) = 5e--4 and minimum value of/ is/(1) = - e-
1

(b) f{x) = sinx + cos 2x


2
: . f' (x) = cos x - sin 2x and /" (x) = _ sin x _ 2 cos 2x
Now,

/" (n)2 = - 1 + 2 = 1 > 0 and /" ( n) = _ _!_2-1--2


6
_ 3
<0

:. /has a relative minimum at x = n and 1 t· . n


.. 2 re a ive maximum at x = 6 .

. ly
The maximum and minimum value of/are respective
.
i(n)
-6 and i(nJ. e , -43 ando.
-2 i..
, • I'-

· .. 3.'f f
. . - -· ·
bleJJl-12: Fmd_constants a, ban d c suc h that the
of.l{x) ==x + ax +bx + c will have a relative
3 2

pro maximum at (-3 , 18) and a relativ ~~p h


. f' (x) = 3x2 + 2ax + b e tnmimum at (1, -14 ). Also find.l{x).
.
sotunon.
/ha s extr emu m at x = - 3, 1
:. f' (-3 ) = 0 and /' (1) = o
⇒ 27 - 6a + b = 0 ... (1)
and 3 + 2a + b = 0 ... (2)
Also.l{-3) = 18 and /{l) = - 14
⇒ -27+9a-3b+c= 18
i.e., 9a - 3b + c = 45 ... (3)
and 1 + a + b + c = - 14
i.e., a+ b + c = - 15 ... (4).
Solving (1) and (2), we get a= 3, b = - 9
From (3), we hav e
27+ 27 + c=4 5
⇒ c=-9
The values of a, b, c satisfies (4)
:. a = 3, b = - 9 and c = - 9
.f{x) = x 3 + 3x2 - 9x - 9 e relative
h that the function/{x) = Ax + Bx + C will hav
3 2
Problem - 13: Fin d con stan ts A, B and C, suc
at (1, 5).
extremum at (2, 11) and an inflection point
Solution : f' (x) = 3Ax2 + 2Bx
f"(x ) = 6Ax + 2B
[ha s extremum at (2, 11)
⇒ ['(2 )=0
⇒ 12A + 4B = O ⇒ 3A + B = 0 ⇒ B = - 3A
.. · (1)
[ha s an inflection poin t at ( 1, 5)
⇒ f"( l) =0
⇒ 6A+2B=O .. .(2)
⇒ 3A+B=O ·
• fy · n.
From (1) and (2) B = - 3A curv e their coo rdin ates must satls its equatio
· ' h · t the ,
Smce (2, 11) and (1, 5) are t e pom son
Thu s,/ (2) = 8A + 4B + C
= 8A -12 A+ C ... (3)
=-4 A+ C= 11
and f(l) =A + B + C
=A -3A +C ... (4)
=-2 A+ C= 5
3.18

Solving (3) and (4) we get,


A=-3, C=-1 .
:. B=9
:. .f(x) = -3.x3 + 9x2 - 1
Problem -14: Find the critical numbers for the function.f(x) = tan-' (: )-tan·' (:) a> b.
Classify each as corresponding to fia relatived maximum,
. . 1 a relative minimumorn .
~,~
.
o ution: By critical number, we always mean a rrst - or er cnttca number.
S I

Given/(x) = tan·'(: )- tan- 1


(:), a> b.
b
: . f, (x) = 1 •_!_ _ 1 2 1 _ 2a 2 x2 +b2
x2 a x ·b - x + a
1+-
a2
1+-
b2
f' (x) ==0
⇒ ax2 + ab 2 - bx2 - ba2 == O
⇒ x2 (a - b) = ab (a - b)
⇒ x2=ab [·:a-b=t=O]

⇒ x =±..Jab
f" (x) = -2xa + 2xb
. (x2 +a2)' (x2 +b2)'
f" (..Jab) (-2a..Jab 2
+ 2-.Jab 2b
2
ab+ a ) (ab+ b )2 Problen

= -2a..Jab + 2b..Jab -2l + 2~


a2 (a+ b )2 b2 (a+ b )2 - y b >0 since a > b
(a+b)2 '
Solutio
Hence/has a relative minimum at x = .j;;b·
/" (-..Jab) < 0
⇒ f~s a relative maximum at x = -.j;;b.
Problem - 15 : Fmd the extreme va1ues of.f{x) •
Solution : .f{O) = 2 implies that the fu . , given that .f{O) = 2, /' (0) = 0 /" (x) > 0 for all t•
, . . ncttonf passes thr . '
f (0) = 0 implies that O is a . . ough the pomt (0, 2).
,, . . cntical number and
f (x) > 0, for all x, implies that f' tangent at (0, 2) is horizontal.
So, f" (0) > o. is always concave up.
1 eon.cavity dnd Injledtion POints
.
3.19

Hence by sec onI d de riv ati ve tes t ' th e fu nc tto n/h as a mu..umum at O.
.
. . llumva ue 1s .f{O) = 2.
:. m.t1lll
ic function Y = 2 *
rr ob lem -16 : Fo r the qu ad rat ax + bx + c (a O) ' a, b and c are constants, show that the
b
ver tex (re lat ive ex tre mu m) oc cur s at x =- _2 .
a
Q~ . Solution : We ha ve
\ y= ax 2+ bx +c

y' = 2ax + b = 0 if x =_ ~
2a ·
As sum e a> 0
b
y' < 0 for x < - -2a ⇒ y de
cre ase s

b
y' > 0 for x > - - ⇒ y inc rea ses
2a
b
oc cu rs
:. At x = - -2a , mi nim um va lue
Fu rth er ass um e a < ()
b
y' > 0 for x < - - ⇒ y inc rea ses
2a
b
y' < 0 for x > - - ⇒ y de cre ase s
2a
urs at x = - _.!:._
, xim um va lue oc cu rs. Th us, relative ext rem um occ 2a
:. At x = - 2 b ma
a
d
b) = nR T, wh ere P, V, T are the pressure, volume an
(P +; 2) (V -
Problem - 17 : Fo r the eq ua tio n nts, find T = Tc• the
of a ga s res pe cti ve ly an d a, b, n, R are positive consta
tem pe rat ure ssu rePc=P(Vc) in terms of a, b, n
po int wh ere P" (V ) =0 an d als o find the critical pre
an dR .
a
. : P(V ) = nR Tc _ _
Solution 2
V -b V
nRTc 2a
P'( V) = (V-b)z - yi

nRTc 2a ... (1)


P'( V) = 0 ⇒ (V-b)2 = y3
JI 6a
or p 2nRTc
P" (V ) = (V -b / y4

nRTc 3a ... (2)


P" (V ) = 0 ⇒ (v -b / =y4
From (1) and (2), ·we get

·v-b= -V ==> 3V - 2V== 3b ⇒ V=== 3b


"'-,; . 2
3 . h lume that satisfies P'(Vc) = 0 and P"(Vc) == 0
The critical volume V c is t e vo
:. Ve= 3b . .-
nRT a nRTc · a
:. P(Vc)= 3b-~ - 9b2 = 2b 9b2
nRTc . _ 3a
. P" (Vc) = 0 ⇒ (V - b )3 - y4
nRTc 3a
⇒ SlT= 8lb4
⇒ 8a = 27 nb RTc
8a
⇒ Tc= 27nbR
Problem - 18 : Fm: the function/,

. -·x2 - 7x + 6
given / '(i}= - - - , f (x)
,, x2 +6x- 27 .
( )2 andj(- 3) 1s not defined.
" x+3 x+ 3
Determine the intervals on which / increases / decreases, concave up/concave down aoo
the values of x for which / has maximum, minimum and inflection.
x2 -7x+ 6 (x-l)( x-6)
Solution : f '(x) = - - - = ----
x+3 x+3
f'(x)=O ⇒ x= 1,6

Hence critical points off are 1, 6, -3.


-3 1 6
f '(x) > 0 if x > 6 and -3 < x < 1
⇒ fis increasing on (6, oo) and (-3, 1)
Fig.-3.13 (a)
f'(x)< 0ifx< -3 and 1 <x<6
⇒ /is decreasing on(~ , - 3) and (1, 6)

. at .x = 1, there is maximum and at x == 6 , there 1s


Thus · nunnnu
· · m.
Smee / 1s not defined at x = - 3 so there is no extr
, eme va1ue at x = -3.
-I +
I+
-3 1
/ l .1 l
6

decreasing
mcreasing decreasing 1
increasing
Fig.-3.13 (b)
ctioTJ, Points
. concavity'0:nq. lnfle_
--:.: ..::- -~-- ----- ~--- =--- ----- ~~~ ----- ~3~. 2!:1,
Further,
(x+9)(x -3)
f" (x) = 0 ⇒ (x + 3)2 =0
⇒ x=-9, 3
So, the critical points off' are 3, -9, -3
f" +
-9
I I+
-3 3
f~
Concave
\u
\ fConcave
fConcave Concave
up down down up
Fig.-3.13 (c)
f" (x) > 0 if x > 3 and x < -9
⇒ /is concave up on (3, oo) and (--oo, -9) ·

f" (x) < 0 if -9 < x < -3 and -3 < x < 3


⇒ fis concave down on (-9, -3) and (-3, 3)
Thus, there are inflection points at x = 3 and x = -9 and no inflection at x = -3.
Problem - 19 : Given the properti es of a function / given below. Determine the minimum and maximum
values ofj(x), inflection points, intervals in which/ is concave up/down.
1(3) = 1,j(-3) = -1,j(0) = 0
/'(3) = 0, f'(-3) = 0, f" (x) > 0 on (- oo, 0) and f" (x) < 0 on (0, oo)
Sketch the graph of any one possible function with these properties.
Solution :/(3) = 1,j(-3) = -1,j(0) = 0
⇒/ passes through the points (3, 1), (-3, -1) and (0, 0)
Further,
/'(3) = 0 and/'(-3 ) = 0
⇒ (3, 1) and (-3, -1) are critical points.
00)
Also, f" (x) > Oon (- oo, 0) and f" (x) < 0 on (0,
This shows that we have to use second derivative test to maximum
determine if the~e points are points of minimum, maximum or neither.
f" (x) > 0 on (- oo, 0)
Since-3 e(- oo, 0), therefor e f" (-3) > 0
= -3 ( 0 , 0 )
⇒ /has minimum at x
inflection
Further, f" (x) < 0 on (0, oo)
Since 3 e(O, oo), therefor e f" (3) < 0 minimum
Fig.-3.14
⇒ /has maximu m at x =3
Hence, f" changes sign at x =0
3.22

So, (0, ff\ is an inflection point. (0 oo)


,
f is concave up on (- oo, 0) and f ts
. ncave down on '
co 3
.h h
Problem - 20 : Find the value( s) of a for whic veftx) == x4 + ax + -x2 + 1 is
3 . concave
1
· t e cur 2 a 0ng the
number line.
3
Solution : .f{x) = .1A + ax3 +
2x2 + 1
/'(x) = 4x3 + 3ax2 + 3x
/" (x) = l 2x2 + 6ax + 3
The curve is concave if/" (x) ~ 0 for all x
⇒ 4x2 + 2ax + 1 ~ 0 for all x.
But ax2 + hx + c ~ 0 if b2 - 4ac ~ 0
Hence, 4x2 + 2ax + 1 ~ 0 if 4a2 - 4.4 ~ 0
⇒ 4a2 - 16~0
⇒ a2~4
⇒ lal~2
:. a E[-2, 2] .
Problem - 21: Find constants a, band cso that the graph offt x) = ax,2 + bx + c has a relative maximum
at (5, 12) and crosses y-c1.xis at (0, .3). Also find.f{x).
S@lution: Since./{x) = ax2 +bx+ c has a relative maximum at (5, 12),
therefore /'(5) = 0
f'(x) = 2ax + b
/'(5) = 0 ⇒ 2a(5) + b = 0
⇒ b = - 10 a ... ( 1)
Again./{x) = ax + bx+ c crosses y - axis at (0, 3).
2

So/(0) = 3
⇒ a.0 2 + b.O + c = 3
⇒ c= 3 ... (2)
Also (5, 12) is a point in the curve.
So,/{5) = 12
⇒ 25a + 5b + c = 12
⇒ 25a + 5 (- lOa) + 3 = 12, using (1) and (2)
⇒ 25a=-9

9
⇒ a=--
25

So b = - 10 (--2._J =~
' 25 5

Hence the required function is./(x)= (-J__J


25 X
2
+
(18]
5 x+ 3
eo,,.ca_vity and Inflection Points 3.23

• ( EXERCISE - 3 )

J. Determine the Concavity and inflection points of the following functions:

(a) _f(x) = y' + 3x2 - 9x - 8 (b) Rx) = x2 + 4


.I\ 2x

,J I X
(c) f(x) = 2
~ + x - 1Sx + 3 (d) /{x) = - +-
x 16

In x+ x
(e) f(x ) =xeh· (f) .f{x)= - -
x
1
(g) .f(x) = .r' - 6x + 12x
2. Find all inflection points of the graph of the following functions:
2
(a) .f(x) = J.A -6x + 8x+ 10 (b) .f{x)=x113 + 2

(c) f(x ) =
IO
- +- 2
X
10
X
(d) j(x) ~✓ x -x 4
(e) .f{x) =xex (f) .f{x) = x + tan- 1x

(g) f(x ) = sin2x - 2 cosx, xE[0, 21t] (h) .f{x) = x 113 (27 -x)

(i) .f(x) = x4 - 4x3 + 10 (j) .f{x) = sin x + cos x, x E [0, 21t]

3. Using first derivative test, classify the given critical numbers as relative minimum, relative maxnnu
m
or neither.
e-x2 1
(a) .f(x) - - , at x = 1, - (b) .f{x) =(x3 - 48x) 113 at x = 4
3-2x 2
(c) j(x) = x - 2 sinx, xE[0, 21t]
s
4. Using second derivative test, determine whether each critical number of the following function
corresponds to a relative maximum, a relative minimum or neither.

(b) .f{x) = x2 -x+5


(a) f(_x) = 3x5 - 5x 3 + 2 x+4
5· Determine the intervals of increase and decrease for the following functions:

X
(b) .f{x ) = x2 e-Jx (c) .f{x) = (lru)2
(a) .f{x) = -
x2 +I
of
6. Given the properties of a function f given below. Determine the minimum and maximum values
/{x), inflection points, intervals in which/ is concave up/down.
2
x 2 - 7x 8 x + 8x - 20
f'(x) _x_+__-_ and /" (x) = (x+ ) 2 ,f(-4) is not defined.
4
4
~ "' / ,, .,., , . .\:.,(~. :s' '.~"./, , 'y.; ' / .
', t: , ,. ,
.....,, . .. <•. 1i;,; ' . CQl
3.24 . . ~l~
.
. b 1 w Determine the rrummum and maxiJnu ~
7. Given the properties Of a function / given e o .
. hich/ is concave up/down. tn Valu
esof
j(x), inflection points , intervals I~ w == 0 /'(2) ==0,
.f{-2) = - 1,/(2) = - 1,/(0) == 1,/ (- 2) ' 1 <1
f '(0)= 0 f"(x)> Ofor x<-1 and x> 1, f"(x) <Of~ r- < x .
' · functions:
8. Determine the inflection points of the following

x +l (b) xll 3 (27 - x)


(a) j(x) = -
x 2 +I

x 2+2x- 3 (d) .f{x) = x3 + 3x2 - 9x + 2


(c) f(x) = x 2
-3x + 2
(e) f(x) = x-S13 (x2 - 4) (f) .f{x) = sin2x - cosx, x E [- n, 3n]

x4 1
(g) f(x) = 1 + x2 - - (h) .f{x) = -+ 4x2
2 X
(i) f(x) = x3e-4x (j) _f{x) = x 2 ln(x + 2)
9. Find all possible extreme values of each of the following functions by apply
ing the first derivative
test:
(a) .f{x) = x4- 8.x3 + 22.x2 - 24x + 12 for all x ER
(b) .f{x) = (x - 1)2 (x + I) for all x E R
10. Find the range of values of x for which y = .x4 - 6x3 + l 2x2 + 5x + 7
is concave upwards or
downwards. Find also the points of inflection, if any.
11. Find the intervals in which the curve y = (cos x + sin x ) et is concave
upwards or downwards,
when x lies in the interval (0, 2n).

ADDITIONAL EXERC:ISES ~~~~~~


'(C!i'-,,;,';f,Fi'.;E.k,:ih'\ . - - - - - - -
~' .:i';ii(.(i' }/if'Lii, ,,,,· ·, ..
1. ~se th~ first and s~ond derivative off, given by f (x) to determine the
mcreasmg, decreasmg, concave up and concave down. Also find the inflec
intervals on which/is l
3 2
tion point, if any :
(a) /(x)= x - 3x +I (b) /(x)= x +2sin x
(c) f(x)= x2 -3x+ 8 (d) f(x) =x4 - 5x3 +9x2
(e) f(x)= 3x 4 -4x 3
( f) / ( X) == ( 2x + 1 )3
f(x) x-2 2
(g) (X 2
+ X + 1)

2.
(i) /(x)= (x
2 3
' -Ir
Find the intervals on which the followin fi . . . creasing,
decreasing, concave up, concave down

A7
u~ctions f 0 _ver the specified interval is 1l1
( ) • 2
(1) f x =sm 2x,xE [0, n]
• so md the pomts of inflection.
(") ( )
u f x = 2x+c otx, x E (0, n)
eoncavity and Inflection Points 3.25

(iii) f ( x) =sin x - cos x, x E ( -1t, 1t) (iv) /(x) = l - tan( x/2) ,xE( -1t, n)

(v) J(x) =(sinx + cos x )' ,x E [-it, it] (vi) f (x) =secx tanx , x e (-; , ; J
3. Examine the validity of the following statements
g
(i) If/a nd g are concave upon an interval, then so if/+
is/g
(ii) If/and g are concave up on or interval, then so
and usin g/, determine whe re/ is concave
4. Find the inflection point of the following poly nom ials/
up and concave down
2 4 3
3
(i) f ( x) = x - 3x + 2x (ii) f(x) =x -4x +10
3 2
(iii) f ( x) =x -5x
5 4
- 240 (iv) f(x) =x -12 x

4 5 2
(v) f ( x ) =sx +16x -25
3 2 tly one inflection point
5. Show that f ( x) = ax + bx + ex + d ( a "# 0) has exac
curve
6. What can you say abou t the inflection points of the
(a) y =ar2 +bx + c, a ;c: 0
(b) y = x 3 + bx2 +ex + d

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