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               Large-area, thermally-sulfurized WS2 thin films:
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11             Control of growth direction and use as a substrate
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13             for GaN epitaxy
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16                           Emroj Hossain, A Azizur Rahman, Amit P Shah, Bhagyashree
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17                           A Chalke, Arnab Bhattacharya
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19                           Tata Institute of Fundamental Research, Homi Bhabha Road, Colaba, Mumbai
20                           400005, India
21                           E-mail: arnab@tifr.res.in
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                             3 December 2019
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                             Abstract. We present a detailed study of the influence of metal seed thickness,
                             amount of sulfur, sulfurization time and temperature on the morphology of large-area
                             WS2 thin films prepared by sulfurization of electron-beam evaporated tungsten layers.
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29                           We show how preferably horizontally or vertically oriented films can be achieved. The
30                           WS2 films with horizontal morphology were used as nearly lattice-matched substrates
31                           for the growth of GaN layers by MOVPE. While epitaxial films of GaN could be
32                           demonstrated, the thin-film WS2 layers show a enhanced propensity for degradation
33                           in the strongly reducing and high-temperature MOVPE growth environment.
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               1. Introduction
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40             The limited availability and high cost of bulk gallium nitride (GaN) has led to most GaN
41             layers being deposited on substrates like sapphire [1] or silicon [2] which have a large
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               lattice and thermal mismatch [3]. This results in epilayers with relatively high defect
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44             densities [4] which consequently impacts device performance [5, 6]. Recently it was
45             shown that several layered transition metal dichalcogenides (TMDCs) have in-plane
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               lattice parameters very close to that of GaN and were proposed as potential lattice-
               ce
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48             matched substrates for III-nitride growth [7]. Preliminary results on the growth of GaN
49             on exfoliated flakes of TMDCs such as MoS2 and WS2 were demonstrated [7, 8]. While
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               such exfoliated flakes of 2D materials have been extensively studied for their novel
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52             electronic properties [9, 10] their size (typically 5-10 µm) severely limits their utility
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53             for practical commercial applications. There have been several methods proposed for
54             the growth of large-area (cm size or larger) films of TMDCs such as CVD [10, 11]
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56             MOCVD [12, 13] etc, of which chalcogenization of the corresponding metal film [14] is
57             a relatively easy method. Very few results of the growth of III-nitrides on large-area
58             TMDCs have been reported. Low-temperature ALD of AlN on WS2 was attempted by
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                              AUTHOR SUBMITTED MANUSCRIPT - SST-106086.R2                         Page 2 of 10
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5    Chung et al. [15] and recently Yin et al. deposited crack-free AlN films by MOCVD ON
6    WS2 layers formed in-situ from WO3 [16].
7
          This work is motivated by the desire to explore the growth of GaN via metal-
8
9    organic vapour phase epitaxy (MOVPE) on large-area WS2 films. A pre-requisite for
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10   this is the synthesis of smooth, continuous, oriented WS2 films that could serve as
11   substrates. This process is however complicated by the fact that during the sulfurization
12
13   of a tungsten thin film the WS2 flakes can grow in a horizontal (basal plane parallel
14   to the substrate) or vertical direction or in certain cases even form nanotubes [17].
15   While vertically standing WS2 flakes are candidate materials for efficient and scalable
16
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17   hydrogen-evolving cathodes [18], for use as a growth substrate the horizontal morphology
18   is required. Previously it was shown that the growth direction of WS2 thin films could be
19   controlled only by metal sheet layer thickness [14]. We first show that direction control
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21   of the growth of WS2 films can also be independently achieved for different metal layer
22   thicknesses through the appropriate combination of various growth parameters such
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     as temperature, sulfurization time and amount of sulfur. Following this we examine
     the stability of WS2 layers in the typical MOVPE growth environment and develop a
     procedure for growing GaN on WS2 , and compare the structural and optical properties
     of GaN grown on exfoliated and thin-film WS2 . While epitaxial films of GaN could
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29   be demonstrated, the degradation of the underlying WS2 is a significant issue that will
30   need to be solved before such substrates can find widespread use.
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33   2. Experimental Details
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35   WS2 thin film samples were prepared by sulfurization of tungsten layers of different
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     thicknesses deposited by electron beam evaporation (vacuum ∼10-6 mbar, substrate
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38   temperature ∼150 o C, evaporation rate ∼ 6 nm/min) on cleaned (0001)-oriented
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39   sapphire substrates. The deposited tungsten samples along with sulfur (typically in
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     excess of the stoichometrically required amount) were sealed in a HF-cleaned quartz tube
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42   evacuated to a pressure of ∼ 10-5 mbar. An extensive pump-purge sequence and argon
43   flush were used to remove background impurities prior to sealing. The sulfurization of
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     the tungsten layers was carried out in a single zone furnace. In a series of experiments,
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46   the tungsten thickness, sulfurization temperature and time, and the amount of sulfur
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47   were varied from 6-20 nm, 650-950 o C, 1 min - 2 hr, and 12-54 mg, respectively. After the
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     formation of WS2 , the films were structurally characterized using electron microscopy,
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50   x-ray diffraction (XRD), Raman and optical absorption spectroscopy.
51        In the next part, WS2 films with a horizontal growth morphology were used as
52   substrates for the epitaxy of GaN in a closed-coupled showerhead MOVPE system.
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54   Along with the large-area sulfurized tungsten WS2 films, bulk WS2 was exfoliated on
55   to SiO2 -coated silicon wafers to serve as a control substrate. Trimethylgallium and
56   ammonia were used as group III and group V precursors, respectively. The precursors
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58   were transported to the reactor using H2 and/or N2 carrier gas. The growth of III-
59   nitrides was monitored in-situ using optical interferometry. The observation of Fabry-
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5              Perot oscillations due to reflection from growth surface provided real-time information
6              on the growth rate and quality of growth. Several different experiments for the growth
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               of GaN on WS2 were carried out, varying the heat-up conditions, growth temperature,
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9              growth rate, NH3 flow etc. Various characterization techniques were used to understand
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10             the structural and optical properties of the GaN on WS2 .
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13             3. Results and Discussion
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16              W: 6 nm                                                     W: 20 nm
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                                          a   W: 14 nm                  b                            c
17              Time: 45 min                  Time: 5 min                   Time: 60 min
18              T: 950 oC                     T: 900 oC                     T: 800 oC
19              S: 0.03 g                     S: 0.03 g                     S: 0.03g
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                100 nm                   G1    100 nm
                                                            an         G2   100 nm                  G3
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                W: 16 nm                  d   W: 16 nm                  e   W: 16 nm                  f
29              Time: 30 min                  Time: 5 min                   Time: 5 min
30              T: 800 oC                     T: 950 oC                     T: 900 oC
31              S: 0.03 g                     S: 0.03 g                     S: 0.012 g
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49                  Figure 1 shows representative electron micrographs of WS2 films grown under
50             different conditions. As is evident, different choices of growth parameters and metal seed
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52             layer thickness lead to remarkably different morphologies of WS2 , with predominantly
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5                                                Table 1: Growth details of WS2 thin films
6    ID                                Tungsten               Sulfurization         Growth               Sulfur
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                                       thickness (nm)         time (min)            temp. (o C)          (mg)
9    G1                                6                      45                    950                  30
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10   G2                                14                     5                     900                  30
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12   G3                                20                     60                    800                  30
13   G4                                16                     30                    800                  30
14   G5                                16                     5                     950                  30
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16   G6                                16                     5                     900                  12
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18                                                                                        nm
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                                                                                                          e
20                                                             Sapphire          a
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                                                                                 an
         Intensity (a.u)
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                                                      dM
                           WS2(002)
29                                         WS2(004)        WS2(006)   WS2(008)
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31                                                                                             500 nm
32                          10        20     30       40       50     60    70       80
33                                                    2q (degree)
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     Figure 2: XRD data of (a) sapphire substrate (b) W/sapphire (c) WS2 /sapphire Tg =900
     o
36    C, sulfur 0.012 g (sample ID: G6), (d) WS2 /sapphire Tg=950 o C, sulfur 0.03 g (sample
37   ID: G5), (e) AFM image of horizontal WS2 thin film (sample ID: G6)
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     of vertically-oriented flakes. However, for a given tungsten thickness, a careful control
42   of the sulfurization time and the amount of sulfur provided can be used to change the
43   morphology, as shown in the SEM images in Fig. 1(d-f). A significant reduction of
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     vertical growth can be achieved by reducing the sulfurization time and amount of excess
46   sulfur used in the process. As seen in Fig. 1(f) reducing the growth time to 5 min. and
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47   amount of sulfur to 0.012 g allows one to obtain fully horizontal WS2 thin films for a
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     metal seed layer thickness of 16 nm. The transition in morphology from mostly vertical
50   to almost fully horizontal for the same metal seed layer thickness at different growth
51   conditions, as shown in sequence of Figs. 1(d-f), shows that not only the metal seed layer
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     thickness but the sulfurization parameters also play an important role in determining
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54   the growth direction of WS2 thin films.
55        Since our interest was in using the WS2 films as a substrate for GaN growth,
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     we mostly focus on the characterization of the layers with a predominantly horizontal
58   morphology in the rest of this work. Figure 2(a-d) shows the powder XRD pattern of
59   the underlying sapphire substrate, the evaporated tungsten layer, and WS2 grown under
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                                    9x103
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                                                                                                                        a
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                                                                     2LA(M)
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8 50
                                                                                                                                  Tansmission (%)
                                    6x103
                                                                                                                                                                             B
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                  Intensity (a.u)
A1g(M)+LA(M)
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                                    5x103            A1g(M)-LA(M)                                                                                   40
                                                                                A1g(G)
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                                             LA(M)
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                                       100      200                 300       400        500      600          700          800                      0.5   1.0   1.5   2.0   2.5       3.0   3.5   4.0       4.5
17                                                                                         -1                                                                            Energy (nm)
                                                                    Raman shift (cm )
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19             Figure 3: (a) Room temperature Raman spectrum of the horizontal WS2 sample with
20             532 nm excitation showing LA(M), E2g I , A1g I vibrational modes at 176 cm-1 , 356 cm-1 ,
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22             418 cm-1 respectively (b) Room temperature optical transmission spectrum of WS2
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               deposited on double-side-polished sapphire, showing the A, B, C excitons at 2.03, 2.4,
               2.75 eV respectively (sample ID: G6)
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29             two different conditions. For the perfectly horizontal WS2 sample, the intensity of the
30             (002) reflection is quite low (Fig. 2(c)) while, for a mixture of horizontal or vertical
31             growth shows (Fig. 2(d)) the intensity of XRD peaks for the (002) reflection and its
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33             multiples is much higher. This may be just because of the volume of material interacting
34             with the x-ray beam is much lower in the horizontal case as the film is extremely thin.
35             AFM measurements were done on a WS2 thin film with mostly horizontal morphology
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37             using a Park XE AFM over 2×2 µm2 area in tapping mode to evaluate the surface
38             roughness and morphology of the sample. From the AFM image (Fig. 2(e)) the rms
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               characterization of the layers suggests that the WS2 films are of high crystal quality.
54                  GaN was grown using MOVPE on the horizontal WS2 large-area films (sample
55             ID: G6) along with exfoliated WS2 flakes on SiO2 -coated Si as control substrates. A
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               summary of the conditions used in different attempts is shown in the Table 1 in the
58             supporting information. Initially, the GaN growth was carried out using the conditions
59             proposed by Gupta et al. [7] in their first demonstration of GaN growth on several
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5    transition metal dichalcogenides. A two step growth process was used, with heat up
6    under N2 to prevent reduction of the WS2 layer, an initial GaN layer grown at 900
7    o
       C for 40 s followed by a second layer grown at 1040 o C for 300 s, which is the usual
8
9    temperature for ”high-temperature” GaN grown on sapphire. (All temperature values
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10   mentioned are thermocouple set-point temperatures, as the WS2 sample is kept on a
11   sapphire carrier in the wafer pocket, the actual surface temperature of the sample is
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13   likely to be ∼40o C lower than the set-point).
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                                     a
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18                             4                       GaN
       Raman intensity (a.u)
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                               2
                                                                                                       800     900
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                                     b
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       Raman intensity (a.u)
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                               5                                     4 mm             4 mm              4 mm
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39                             3                                                             GaN
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                               2
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43                             300        400         500           600               700              800     900
44                                                           Raman shift (cm-1)
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46   Figure 4: Raman spectra of GaN on (a) thin film WS2 (b) flakes of bulk WS2 exfoliated
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53         The Raman spectra of GaN on thin film WS2 and exfoliated WS2 are shown in
54   Fig. 4A and B. In both cases two intense peaks at 568 cm-1 , 742 cm-1 corresponding
55   to the E2 and E1 (LO) phonon modes of GaN can be clearly seen. However, the two
56
57   characteristic Raman peaks of WS2 at 355 and 420 cm-1 corresponding to the E2g I and
58   A1g I modes are seen only for the sample grown on the exfoliated WS2 . This sample also
59   shows a peak at 520 cm-1 arising from the underlying silicon substrate. Two weaker
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                                                                                                              5x10 4
5                                      WS2(002)              Sapphire(006)                                                                                  g
                                                                                      a
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7                                                                                                             4x10 4
                                                                                      b
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               Intensity (a.u.)
                                                                                               Intensity (a.u.)
9                                                                                                             3x10 4    Tg=800 oC
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                                                                                      d                       2x10 4
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13                                           GaN(002)
                                                                           GaN(004)
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                                                                                                              1x10 4
                                                                                                                                          Tg=700 oC
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                                                                                                                  0
17                                10    20       30     40       50   60       70         80                      300    400        500    600        700       800
18                                                    2q (deg)                                                                  Wavelength (nm)
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20             Figure 5: XRD of (a) thin film WS2 ; GaN on WS2 grown at (b) 550 o C temperature in
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               N2 ambient (c) 700 o C temperature in N2 ambient (d) 800 o C temperature in N2 ambient
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               in H2 ambient                                                          an
               (e) 700 o C temperature in H2 ambient (f) 800 o C temperature in H2 ambient., (g) PL
               spectra of GaN grown on thin film WS2 at temperature 700 o C and 800 o C respectively
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29             peaks (Fig. 4(a)) at 535 and 560 cm-1 corresponding to A1 (TO) and E1 (TO) are also
30             observed. These peaks are present in the GaN on exfoliated WS2 samples but were
31
               not clearly visible due to the high-intensity of adjacent peaks at 520 and 560 cm-1 .
32
33             This suggests while GaN can be grown on both exfoliated and thin-film WS2 , the thin
34             film WS2 degrades during the growth process. Energy-dispersive X-ray measurements
35
               in an SEM showed a much reduced sulfur signal post growth in the thin-film WS2
36
37             samples. The exfoliated flakes from naturally occurring bulk crystals can be expected to
38             be more stable against reduction under hydrogen at high temperature than the sulfurized
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               tungsten films. Compared to an essentially single crystal exfoliated flake that can be
40
41             attacked only from the edges, the thin film WS2 layers have a small grain size with
42             many edges and defects providing a large number of sites that allow for a much quicker
43
               reaction with H2 and consequent degradation.
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45                  Raman mapping of GaN on exfoliated WS2 (Fig. 4 c,d and e) of the GaN E2 and
46             WS2 E2g modes showed the spatial correspondence between the substrate and epilayer
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               and confirmed the presence of the WS2 flake in all regions below the GaN.
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49                  Since it was seen that the WS2 films degrade at the typical MOVPE growth
50             temperature for GaN on sapphire - 1040 o C, we next attempted a series of growth
51
               runs with the GaN layers grown at a lower temperature range and with different carrier
52
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7                                                                                  GaN/Al O
8                                                                                       2        3
                                                                                   GaN/W S
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11                     Intensity (a.u.)
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15                                        0.5
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                                          0.0
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                                                                 an
                                                                  (arcsec)
39   H2 carrier gas than with N2 . The XRD profiles show sharper peaks of higher intensity
40
41   for GaN on WS2 grown in H2 ambient. But even in an H2 ambient the WS2 underlayer
42   degrades completely at 800 o C after 250 s of GaN growth. The degradation results were
43   also corroborated with EDX and Raman measurement. Hence it seems difficult to be
44
45   able to grow high-quality GaN on thin-film WS2 keeping the substrate intact. To check
46   the quality of GaN layers at these unusually low growth temperatures, room temperature
     ce
47   PL measurements were performed, and are shown in Fig.5(g). The PL spectra for GaN
48
49   grown at temperatures of 700 o C and 800 o C in H2 ambient show remarkable differences.
50   The GaN grown at 700 o C has very weak band-edge luminescence, and predominantly
51   yellow-defect emission, whereas the sample grown at 800 o C temperature shows high
52
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53   band-edge and low defect luminescence (even though the underlying WS2 has degraded
54   at that temperature).
55        Clearly, the material quality is not as good as that for state-of-the-art GaN
56
57   on sapphire, which has been optimized over several decades. Fig. 6 compares the
58   (normalized) rocking curve for a standard 1µm-thick GaN layer grown on sapphire by
59   the standard two-step process with that for the GaN grown on WS2 . The FWHM
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5              of the rocking curve GaN on sapphire is ∼300” and GaN on WS2 is ∼550” with a
6              broad background. While we cannot perform a detailed analysis of the underlying
7
               microstructure, this may arise from a combination of local regions of good quality GaN
8
9              where the WS2 is relatively intact and other regions of poor crystallinity. However, this
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10             shows the GaN on WS2 is not yet comparable with state-of-the-art GaN on sapphire.
11                  In conclusion, we demonstrated that by suitable choice of growth parameters and
12
13             metal seed layer thickness one can control the growth direction of WS2 allowing one
14             to synthesize large-area films with a horizontal morphology. While GaN can be grown
15             by MOVPE on such WS2 films, the substrates are extremely sensitive to degradation
16
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17             during the GaN growth at high temperature due to hydrogen from decomposition of
18             ammonia, and are not as stable as exfoliated single-crystal WS2 flakes. However, even if
19             the WS2 layer eventually degrades it still seems to be able to allow the nucleation of GaN
20
21             on it allowing for the growth of epitaxial films. However, for potential applications of
22             WS2 /GaN heterostructures, where presence of the underlying layer would be essential,
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               Acknowlegements
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               these films would have limited utility, and further optimization of the growth process
               for single-crystal, large-area WS2 would be required.
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30             The authors thank the Prof. Sandip Ghosh for discussion in optical measurement,
31             TIFR glass blowing section for the help in quartz tube sealing, Nilesh Kulkarni and V
32
               M Chopde and Vilas Mhatre for XRD and R D Bapat for some SEM measurements.
33
34             The work was supported by internal grant 12P0165.
35
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37             References
38
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