Account Application
IBKR PRO
Personal Information
Salutation Mr.
First Name Hammad
Middle name Left Blank
Last name Randhawa
Suffix Left Blank
Date of Birth 08/03/2006
Email Address hammadrandhawa369@gmail.com
Marital Status Single
Number of Dependents 0
Address
Country Pakistan
Address Norani Mohallah Street No.4
Apt, Suite, Floor, etc. Left Blank
City Chowk Munda
State/Province Punjab
Postal Code 34030
YES NO Do you have a different mailing address?
YES NO Do you have a different Country of Citizenship other than Pakistan?
YES NO I was born outside of Pakistan?
Contact Information
Type MOBILE
Number +923706249009
Country Pakistan
Tax Residency
Country Pakistan
Tax ID N.A.
Tax Reason TINs are issued, however, account holder is exempt from this requirement under the laws of the specified
country.
Identity Documents
Document Type National ID
Identity Number 1 3230365470601
U18840051 • Interactive Brokers Application • Apr 2, 2025 Page 1 of 7
Account Application
IBKR PRO
Identity Number 2 Left Blank
Expiration Date 2034-09-02
Country Pakistan
Employment
Employment Status At-Home Trader (No Other Occupation)
YES NO Do you have any additional sources of wealth?
Account Information
Account Type CASH
Currency USD
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Account Application
IBKR PRO
Customer Questionnaire
What is the name of the person providing the allowance/ spousal income (ie.: spouse)?
(Note: Allowance from parents is not a source of income.)
Father
In case of spousal income what is your spouse's job title or occupation, what is the name of employer and what is the employer' nature
of business?
Business Man
In case of allowance what is the reason for the allowance?
He is my Father and supports me in securing my Future
How much do you anticipate allocating to trade in a year?
Less than $10,000
Please indicate the anticipated number of trades.
Less than 100 per year
Please indicate the anticipated value of deposits and withdrawals per year.
Less than $10,000
YES NO Will there be any assets/funds in the account(s) for individuals other than yourself (or designated individuals in your joint
account(s))?
How many deposits do you anticipate making on an annual basis?
6-10
How many withdrawals do you anticipate making on an annual basis?
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Account Application
IBKR PRO
6-10
YES NO Do you plan to trade or transfer-in U.S. Microcap Stocks through your account?
Regulatory Information
YES NO Is the account holder or any immediate family member who resides in the same household, registered as a broker-dealer or
an employee, director or owner of a securities or commodities brokerage firm, employee of a bank, hedge fund, exchange, or other
financial services company?
Affiliate Designation
YES NO Are the owners of, or other non-owners listed on, the account Employees of a publicly traded company?
YES NO Do the owners of, or other non-owners listed on, the account Control a publicly traded company?
• “Control” means the possession, direct or indirect, of the power to direct the management and policies of a company, whether
through ownership of voting securities, by contract, or otherwise.
• Any person that is an officer, director, or at least a 10% shareholder of a company is considered to Control the company.
Assets & Income
The financial information below will be used by our Compliance Department to determine whether you are eligible to trade the
investment products you select now or in the future. We never sell your information to any third parties, nor will we call you and suggest
investments for you.
Net Worth 50,000 - 75,000 USD
Liquid Net Worth 5,000 - 20,000 USD
Net Income < 40,000 USD
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Account Application
IBKR PRO
Investment Objectives
Your choices below determine the investment products that you can be approved to trade.
Growth To increase the principal value of your investments over time rather than seek current income. Investor
assumes higher degree of risk.
Hedging To take positions in a product to hedge or offset the risk in another product.
Preservation of Capital To seek maximum safety and stability for your principal by focusing on securities and investments that carry
and Income Generation a low degree of risk and/or To generate dividend, interest or other income instead of or in addition to long-
term capital appreciation.
Profits from Active To increase the principal value of your investments by assuming substantially higher risk to your investment
Trading and Speculation capital and/or To substantially increase the principal value of your investments by assuming substantially
higher risk to your investment capital.
Growth Profits from Active Trading and Speculation
Preservation of Capital and Income Generation Hedging
I Want to Trade...
Your choices below determine the investment products that you can be approved to trade. Check all that apply.
Stocks
Years Trading 0
Knowledge Level None
Trades Per Year 0-0
Exchanges United States-Stocks United States-Trade in Fractions
Currency Conversion
Exchanges IB-Currency IB-Currency - IDEALPRO
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Account Application
IBKR PRO
Substitute W-8BEN
Department of the Treasury Internal Revenue Service
1. Name of Beneficial Owner Mr. Hammad Randhawa
2. Country of Citizenship Pakistan
3. Address Norani Mohallah Street No.4, Chowk Munda, PK-PB, Pakistan,
34030
4. Mailing Address
5. Date of Birth 2006-08-03
6. US tax identification number (SSN or ITIN)
7. Foreign tax identification number
I certify that the beneficial owner is a resident of the following country within the meaning of the income tax treaty between the
United States and that country.
Pakistan
CONTINUED NEXT PAGE
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Account Application
IBKR PRO
Substitute W-8BEN
Certification
Under penalties of perjury, I declare that I have examined the information on this form and to the best of my knowledge and belief it
is true, correct, and complete. I further certify under penalties of perjury that:
• I am the individual that is the beneficial owner (or am authorized to sign for the individual that is the beneficial owner) of all
the income or proceeds to which this form relates or am using this form to document myself for chapter 4 purposes;
• The person named on line 1 of this form is not a U.S. person;
• This form relates to:
◦ income not effectively connected with the conduct of a trade or business in the United States;
◦ income effectively connected with the conduct of a trade or business in the United States but is not subject to tax
under an applicable income tax treaty;
◦ the partner’s share of a partnership’s effectively connected taxable income; or
◦ the partner’s amount realized from the transfer of a partnership interest subject to withholding under section 1446(f);
• The person named on line 1 of this form is a resident of the treaty country listed on line 9 of the form (if any) within the
meaning of the income tax treaty between the United States and that country; and
• For broker transactions or barter exchanges, the beneficial owner is an exempt foreign person as defined in the instructions
to IRS Form W-8BEN.
• I agree that I will submit a new form within 30 days if any certification made on this form becomes incorrect.
YES NO I agree under penalty of perjury that each certification above is true and correct and confirm I have reviewed the
information on this form W-8BEN (including any prepopulation) and it is true and correct.
YES NO I consent to the collection and distribution of tax forms in an electronic format in lieu of paper, including through the
account management portal.
Contact customer service if you cannot make either representation.
Furthermore, I authorize this form to be provided to any withholding agent that has control, receipt, or custody of the income of
which I am the beneficial owner or any withholding agent that can disburse or make payments of the income of which I am the
beneficial owner.
The Internal Revenue Service does not require your consent to any provisions of this document other than the
certifications required to establish your status as a non-U.S. person and, if applicable, obtain a reduced rate of
withholding.
General Agreements & Disclosures
Documents are available for review in the downloadable Agreements & Disclosures package.
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