Flege 2004
Flege 2004
DOI: 10+10170S0272263104261010
PERCEIVING VOWELS IN A
SECOND LANGUAGE
Ian R+ A+ MacKay
University of Ottawa
This study was supported by grant DC00257 from the National Institute of Deafness and Other Com-
municative Disorders+ The authors thank J+ Prosperine and M+ Pearse for help locating participants,
Fr+ M+ Brodeur of St+ Anthony’s Church in Ottawa, Ontario, and all the participants+ The authors are
grateful to D+ Meador and T+ Piske for help preparing the stimuli used in experiment 4+ Finally, thanks
are extended to K+ Aoyama, S+ Imai, K+ Tsukada, T+ Piske, and three anonymous SSLA reviewers for
comments on an earlier version of this article+
Address correspondence to: J+ E+ Flege, Division of Speech and Hearing Sciences, CH20, Room
119, 1530 Third Avenue South, Birmingham, AL 35294-2042; e-mail: jeflege@uab+edu+
tion+ The results suggested that some native Spanish late learners failed to
perceive the spectral difference between English 0i0 and 0I0 even though pre-
vious research had shown that native Spanish adults can auditorily detect
such differences ~Flege, 1991; Flege, Munro, & Fox, 1994!+ However, 4 of the 20
late learners who were examined showed a nativelike use of spectral differ-
ences in classifying the English vowels ~see also Morrison, 2002!+
Baker et al+ ~2002! examined the discrimination of English vowels by groups
of Koreans who were matched for years of residence in the United States ~M 5
9 years! but differed in age of arrival ~AOA, M 5 9 vs+ 19 years! and percent-
age Korean use ~M 5 31% vs+ 55%!+ The early learners discriminated English
vowels better than the late learners but did not differ significantly from native
English ~NE! speakers+ Similar results were obtained by Flege, MacKay, and
Meador ~1999!, who examined the discrimination of English vowels by native
speakers of Italian+ The native Italian ~NI! participants were selected based on
their AOA in Canada from Italy and percentage Italian use+ The participants in
groups designated “early high” and “late high” used Italian relatively often but
differed in AOA ~M 5 7 vs+ 19 years!, whereas participants in “early low” and
“early high” groups were matched for AOA but differed in Italian use ~M 5 8%
vs+ 32%!+ Both groups of early learners ~early low and early high! obtained
higher discrimination scores than the late bilinguals but did not differ signif-
icantly from either the NE group or one another+
Other studies have provided evidence that early learners differ from native
speakers of the target L2 ~or L2 native speakers, for short!, however+ Mack
~1989! reported that French-English bilinguals living in the United States iden-
tified significantly fewer members of a synthetic 0i0-0I0 continuum as 0i0 than
NE speakers+ Four studies tested for differences between native Spanish learn-
ers of Catalan and native speakers of Catalan+ The early learners in these stud-
ies were university students in Barcelona who had begun to learn Catalan by
school age, were highly proficient in both Spanish and Catalan, and were said
to use both languages frequently+ Each study used a different technique to
assess the perception of Catalan speech sounds+ Pallier, Bosch, and Sebastián-
Gallés ~1997! examined the identification and discrimination of vowels in a
synthetic continuum+ Pallier, Colomé, and Sebastián-Gallés ~2001! used the rep-
etition priming paradigm+ Sebastián-Gallés and Soto-Faraco ~1999! used a ver-
sion of the gating paradigm+ Bosch, Costa, and Sebastián-Gallés ~2000! employed
the “perceptual magnet” paradigm+ All four studies examined Catalan 0e0 and
0E0, and all four revealed differences between early learners and native speak-
ers in the perception of these vowels+1 For example, the grouped 0e0-0E0 iden-
tification function obtained by Pallier et al+ ~1997! for native speakers of Catalan
but not for early learners revealed a clear crossover from 0e0 to 0E0+
The results obtained for early learners in Barcelona suggested that an accu-
rate perception of L2 vowels might be impossible following establishment of
the L1 sound system+ Sebastián-Gallés and Soto-Faraco ~1999, p+ 120! inter-
preted their findings to indicate a “lack of plasticity” in early learners and
suggested that the malleability of the speech perception system might be lim-
4 James Emil Flege and Ian R. A. MacKay
ited “severely” by school age because exposure to the L1 exerts a “very strong
constraint” on the “organization and acquisition of phonemic categories+” Pal-
lier et al+ ~1997, p+ B14! concluded that even early and frequent exposure to
an L2 might be insufficient to permit the learning of “two new phonetic cat-
egories which overlap” a single L1 category+ Bosch et al+ ~2000, pp+ 215–216!
inferred that the early learners continued to represent Catalan vowels as “for-
eign” speech sounds for which “stable representations in long-term memory”
were not established+
The basis for vowel perception differences between the early learners in Bar-
celona and L2 native speakers is uncertain+ The differences were probably
not due to the passing of a critical period, at least not one ending at the age
of 12 years ~Scovel, 1988, 2000! or 15 years ~Patkowski, 1989!+ It seems unlikely
that a critical period for L2 speech perception, should one exist, would occur
prior to the completion of L1 speech perception development ~see, e+g+, Eisen-
berg, Shannon, Martinez, Wygonski, & Boothroyd, 2000; Johnson, 2000; Walley
& Flege, 2000!+
An explanation for the results obtained for early learners in Barcelona might
be drawn from the native language magnet model, or NLM ~e+g+, Kuhl, 2000!+
The primary aim of the NLM is to account for the transition from auditory to
language-specific perceptual processing+ The NLM proposes that perception
of the acoustic properties of speech sounds is defined by early experience+
Infants perceptually sort segment-sized units into categories based on the
recurrence of features they have detected in speech input+ This results in a
language-specific mapping between the categories developed for L1 speech
sounds and phonetic input+ In support of this, Kuhl, Williams, Lacerda,
Stevens, and Lindblom ~1992! observed differences in the perception of vow-
els by 6-month-old infants in the United States and Sweden+
Kuhl ~2000, p+ 11854! proposed that infants’ perceptual mapping of ambi-
ent language speech sounds creates a “complex network, or filter, through
which language is perceived+” Perceptual attunement to L1 categories may later
shape the perception of L2 speech sounds+ Interference effects might arise
because of the difficulty inherent in functionally separating L1 and L2 map-
pings ~i+e+, categories! or because a neural commitment to L1 category map-
pings will later influence the processing of L2 speech sounds+
Support for this was provided by Iverson et al+ ~2003!, who examined the
perception of English 0ò0 and 0l0 by NE adults and native Japanese adults in
Tokyo+ Participants rated the acoustic similarity of a grid of 0òa0 and 0la0 stimuli
differing in the frequency of F2 and F3 transitions into the vowel+ Multi-
dimensional scaling analyses suggested that the perception of acoustic-
phonetic dimensions was shaped by attunement to the L1 phonetic system in
a way that might be conceptualized as a “warping” of the phonetic space+
L2 Vowel Perception 5
Unlike NE participants, the native Japanese participants did not show a height-
ened discrimination of stimuli straddling the English 0ò0-0l0 boundary, nor did
they show evidence of a stretching or shrinking of the F3 dimension+ The
authors suggested that native speakers of Japanese develop perceptual maps
that, although well suited for Japanese, may impede acquisition of the English
0ò0-0l0 contrast+ They also suggested that Japanese adults who do manage to
establish new categories for English liquids might develop erroneous long-
term memory representations in which variation in F3 frequency is given too
little prominence+
Importantly, the NLM proposes that constraints on the perception of L2
speech sounds arise from prior experience, not a loss of neural plasticity+
Iverson et al+ ~2003! suggested that L1 interference effects might be “self-
reinforcing” for Japanese adults if, as the result of a warping of the phonetic
space, they fail to experience the same auditory distribution of F3 differences
in English 0ò0 and 0l0 tokens as do children who are learning English as an L1+
However, perceptual learning by adults remains possible, according to the NLM+
Kuhl ~2000, p+ 11855! suggested that the influence of prior experience might
be minimal for children who learn two languages simultaneously in early child-
hood if “two different mappings” are acquired for L1 and L2 speech sounds+
Adult L2 learners might circumvent L1 interference effects if they can recapit-
ulate infants’ experience of L1 speech—that is, if they manage to receive
“exaggerated acoustic cues, multiple instances by many talkers, and massed
listening experience” ~see also McCandliss, Fiez, Protopapas, Conway, &
McClelland, 2002; McClelland, Thomas, McCandliss, & Fiez, 1999!+
Although the findings for early learners in Barcelona are straightforward,
there is reason for caution in accepting the conclusion that an accurate per-
ception of L2 vowels is impossible following establishment of the L1 sound
system+ First, it is widely believed that children learn an L2 rapidly and well
~see Snow, 1987, for review!+ Second, it has been established that early bilin-
guals generally succeed better in producing and perceiving an L2 than late
bilinguals do ~see Flege, 1999, for review!+ If early bilinguals’ capacity for per-
ceptual learning were severely limited, one would expect to observe little if
any perceptual learning by late learners and, by extension, little improvement
in production+ However, the research previously reviewed indicated that adult
L2 learners do make progress in learning to produce L2 vowels+ Finally, con-
clusions drawn from the Barcelona research run counter to models of speech
acquisition such as the NLM and the speech learning model, or SLM+
The SLM ~Flege, 1988, 1992a, 1995, 1999, 2002, 2003a! proposes that even
adults retain the capacities used by infants and children to acquire their L1,
including the ability, in time, to perceive the properties of L2 speech sounds
accurately and to establish new phonetic categories+ However, the SLM
hypothesizes that the likelihood of category formation for L2 speech sounds
depends on perceived cross-language phonetic distance and the state of devel-
opment of L1 phonetic categories+ More specifically, it predicts that the like-
lihood of category formation for L2 speech sounds increases as a function of
6 James Emil Flege and Ian R. A. MacKay
their perceived distance from the closest L1 speech sound+ The SLM also pre-
dicts that, as L1 phonetic categories develop through childhood and into ado-
lescence, they will become more powerful attractors of L2 speech sounds and
thus become more likely to block the formation of new categories for L2 speech
sounds+ In support of this, Baker et al+ ~2002! obtained evidence that the per-
ceptual assimilation of English vowels by Korean vowels was stronger for
Korean adults than children+
One possibility evaluated in this study is that the observed difference
between early learners and native speakers in Barcelona may not be gen-
eralizable to all vowels encountered in an L2+ It is generally agreed that the
perception of L2 vowels will depend, at least initially, on their perceived rela-
tionship to vowels in the L1 inventory ~Best, 1995; Kuhl, 2000!+ For example,
research has shown that L2 vowels tend to be discriminated well if they map
onto ~i+e+, are perceptually assimilated by! two different L1 vowels+ A pair of
L2 vowels will be discriminated less accurately, however, if they are judged to
be instances of a single L1 vowel ~Best, Faber, & Levitt, 1996; Flege, Guion,
Akahane-Yamada, & Downs-Pruitt, 1998!+
Catalan 0e0 and 0E0 may pose an especially difficult perceptual learning task
for native speakers of Spanish+ These vowels occur in a portion of vowel space
that is occupied by a single Spanish vowel, 0e0+ Bosch et al+ ~2000! described
Spanish 0e0 as having @e# and @E# allophones and as occurring near the percep-
tual boundary between Catalan 0e0 and 0E0+ The perceived relationship between
Catalan 0e0 and 0E0 and Spanish 0e0 was not assessed+ However, if Spanish
speakers judge Catalan 0e0 and 0E0 tokens to be equally good instances of Span-
ish 0e0, then the perceptual assimilation model, or PAM ~e+g+, Best, 1995; Best,
McRoberts, & Goodell, 2001! would predict poor discrimination of Catalan 0e0
and 0E0 by Spanish learners of Catalan, regardless of their age of first expo-
sure to Catalan+
Another possibility is that the results obtained for early learners in Barce-
lona will not generalize to all early learners of an L2+ Language-use patterns
are known to influence performance in an L2 ~e+g+, Bahrick, Hall, Goggin,
Bahrick, & Berger, 1994!+ Recent studies have shown that, compared to NI learn-
ers of English who continue to use their L1 often, those who seldom use it
have a better overall pronunciation of English ~Flege, Frieda, & Nozawa, 1997;
Piske, MacKay, & Flege, 2001!, identify English consonants better ~MacKay, Mea-
dor, & Flege, 2001!, and recognize more English words in noise ~Meador, Flege,
& MacKay, 2000!+ The early bilinguals in Barcelona were said to use their L1
frequently ~Pallier et al+, 1997, p+ B11!+ It is therefore possible that early learn-
ers who used Spanish infrequently might not have differed from native speak-
ers of Catalan+
English ~Agard & DiPietro, 1964!+ If Italian children who learn English cannot
establish new categories for English vowels, one would expect them ~and a
fortiori Italian adults! to have difficulty discriminating certain pairs of English
vowels+ For example, if NI speakers identify English 0I0 and 0i0 tokens as
instances of Italian 0i0, they should discriminate these English vowels less accu-
rately than NE speakers ~Best, 1995; Best et al+, 1996; Polka, 1995!+
No previous study has examined the perceived relation between English
and Italian vowels+ The aim of the first two experiments, therefore, was to
assess the perceptual assimilation of English vowels by Italian vowels and to
determine which of nine English vowel contrasts would prove difficult for NI
speakers to discriminate+ The participants in experiments 1 and 2 were Italian
university students who had resided in Canada for just 3 months+ These exper-
iments revealed that both members of the 0i0-0I0, 0Á0-0ö0, and 0E0-0æ0 con-
trasts tended to be identified as instances of a single Italian vowel+ These
contrasts may, therefore, have posed the same kind of learning problem for
NI learners of English that Catalan 0e0 and 0E0 pose for native Spanish learn-
ers of Catalan+
Experiments 3 and 4 examined native speakers of Italian who were long-
time residents of Canada+ Half were early learners with an AOA ranging from 2
to 13 years, and half were late learners with an AOA ranging from 15 to 26
years+ Experiment 3 focused on the categorial discrimination of 0i0-0I0, 0Á0-0ö0,
and 0E0-0æ0, and experiment 4 examined the perception of 0i0 and 0I0 using an
error detection task+ As expected ~Flege, 1992a; Flege et al+, 1999; Yamada, 1995!,
the late learners discriminated English vowels less accurately than the early
learners+ The primary question, however, was whether the early learners would
differ from NE speakers+ The early and late learners were subdivided accord-
ing to percentage Italian use ~low L1 use, 1–15%; high L1 use, 25–100%!+ Flege
et al+ did not observe a difference in English vowel discrimination for early
learners differing in percentage Italian use+ However, the difference between
the early-low and early-high groups approached significance ~ p 5 +08!+ Obtain-
ing a significant L1 use effect was considered more likely in this study because
the L1 use difference between the early-low and early-high groups was larger
than in the previous study+ If the early-high but not the early-low group were
found to discriminate English vowels less accurately than the NE group,
it would challenge the view that an accurate perception of L2 vowels is impos-
sible following establishment of the L1 sound system+ Another question
addressed by experiment 3 was whether, as predicted by the SLM, some late
learners would establish new categories for English vowels and discriminate
English vowels as accurately as NE speakers+
EXPERIMENT 1
The purpose of this experiment was to examine the perception of English vow-
els by NI university students who had recently arrived in Canada+ Vowel per-
ception was evaluated using an oddity discrimination test that has been used
8 James Emil Flege and Ian R. A. MacKay
in recent L2 research ~Flege, 2003b; Flege et al+, 1998, 1999; Guion, Flege,
Akahane-Yamada, & Pruitt, 2000!+ The test was categorial in that each vowel
category was represented by multiple natural tokens+
Method
The three CVC stimuli presented on each trial were always produced by
three different talkers+ A total of 20 trials tested each of the nine contrasts+
Half the trials, called change trials ~e+g+, 0bit0 0bIt0 0bit0!, contained an odd
item out that occurred with near-equal frequency in all three possible serial
positions+ The remaining trials, called no-change trials ~e+g+, 0be It0 0be It0 0be It0!,
contained three physically different instances of a single vowel category+ The
interstimulus interval between the three stimuli in all trials was 1+2 s+
The decision to include both change and no-change trials was motivated
by the widely held view ~e+g+, Francis & Nusbaum, 2002; Guenther, Husain,
Cohen, & Shinn-Cunningham, 1999; Kuhl, 1980! that the formation of a pho-
netic category will increase sensitivity to differences between members of the
new category and other categories but lead to a decrease in sensitivity to
differences among members of the new category+ The change trials tested the
participants’ ability to distinguish vowels drawn from two different catego-
ries+ The vowels in no-change trials differed audibly but not in a phonetically
relevant manner+ The no-change trials therefore tested the participants’ abil-
ity to ignore audible but phonetically irrelevant within-category variation+
The stimuli were presented via headphones at a self-selected comfortable
volume level+2 Feedback was provided during a 20-item practice session using
nontest stimuli ~0bUt0 and 0bot0 tokens! before the experiment began+ Feed-
back was not provided during the experiment+ However, five extra trials were
presented for practice at the beginning of the experiment+ The participants
were told to focus their attention on the vowels in the three CVC words pre-
sented on each trial+ They were instructed to click a button marked “1,” “2,”
or “3” to indicate the serial position of the odd item out, if they heard one+
They were told to click a fourth button marked “same” if they heard three
different instances of one vowel+ A trial could be replayed, but responses could
not be changed once given+
An A' score was calculated for each contrast to reduce the possible effect
of response bias+ The A' scores were based on the proportion of hits and false
alarms+ Hits were defined as the correct selection of the odd item out in change
trials ~maximum 5 10 per contrast!+ False alarms were defined as the incor-
rect selection of an odd item out in no-change trials ~maximum 5 10 per con-
trast!+3 An A' score of 1+000 indicated perfect sensitivity to a vowel contrast
~i+e+, correct responses to all 10 change and all 10 no-change trials!+ A score
of +500 represented a theoretically defined chance level of response ~see
Snodgrass, Levy-Berger, & Haydon, 1985!, that is, a lack of sensitivity+
The NE students’ scores were higher ~M 5 +996, SD 5 +006! than the NI stu-
dents’ scores ~M 5 +780, SD 5 +061!+ However, as shown in Figure 1, the size of
differences between the two groups varied as a function of vowel contrast+
The NE students obtained perfect scores for 020-0ö0 and near-perfect scores
10 James Emil Flege and Ian R. A. MacKay
for the remaining eight English vowel contrasts+ Accordingly, the 020-0ö0 scores
were excluded from the group ~NI vs+ NE! by contrast ~eight levels! ANOVA
examining the discrimination scores+ This analysis yielded significant main
effects of group, F~1, 22! 5 151+0, p , +01, and contrast, F~7, 154! 5 10+3, p ,
+01, and a significant two-way interaction, F~7, 154! 5 10+2, p , +01+
The two-way interaction was explored by a series of independent t-tests
~each with df 5 22! testing the simple effect of group for each contrast+ These
tests revealed that the Italian students obtained significantly lower scores than
the NE students for each of the eight contrasts examined in the ANOVA ~Bon-
ferroni adjusted p , +01!+ A one-sample t-test was conducted to evaluate the
NI students’ discrimination of the ninth contrast examined, 020-0ö0+ Their scores
for 020-0ö0 were significantly lower than the mean score of 1+000 obtained for
the NE students, t 5 2+54, p 5 +019+
The Italian students discriminated all nine English contrasts more poorly
than the NE students+ A series of one-sample t-tests was carried out to deter-
mine how many contrasts were discriminated at a significantly above-chance
rate+ The Italian students’ scores were compared to +500, the value indicating
a theoretical lack of sensitivity ~Snodgrass et al+, 1985!+ The students’ scores
significantly exceeded +500 ~Bonferroni adjusted p , +05! for all contrasts except
the two receiving the lowest discrimination scores ~0E0-0æ0, t 5 1+84;
0Á0-0ö0, t 5 1+88!+ This suggested that the Italian students were at least par-
tially aware of differences between certain pairs of English vowels+ The rela-
L2 Vowel Perception 11
tive difficulty of the nine English contrasts was explored further in a one-way
ANOVA, which yielded a significant effect of contrast, F~8, 88! 5 13+7, p , +01+
Tukey’s HSD procedure indicated that the Italian students obtained signifi-
cantly lower scores for both 0E0-0æ0 and 0Á0-0ö0 than for six other contrasts
~0i0-0I0, 0e I0-0i0, 0e I0-0I0, 0æ0-0ö0, 0e I0-0E0, 020-0ö0!, for 0I0-0E0 than for three other
contrasts ~0æ0-0ö0, 0e I0-0E0, 020-0ö0!, and for 0i0-0I0 than 020-0ö0 ~ p , +05!+
In summary, Italian students who lived in Canada for 3 months discrimi-
nated nine pairs of English vowels less accurately than age-matched NE stu-
dents+ However, the English vowel contrasts varied considerably in difficulty+
The Italian students discriminated seven of the nine contrasts that were exam-
ined at significantly above-chance rates+ They obtained significantly lower
scores for 0E0-0æ0, 0Á0-0ö0, 0I0-0E0, and 0i0-0I0 than for one or more of the other
contrasts examined+ The aim of the next experiment was to help account for
differences between the nine contrasts+
EXPERIMENT 2
The aim of this experiment was to assess the perceived relation between the
English vowel stimuli used in experiment 1 and Italian vowels+ Research within
the framework of the PAM ~Best, 1995! suggests that contrastive L2 vowels
that are identified as instances of two different L1 vowel categories will be
relatively easy for L2 learners to discriminate+ Conversely, the PAM predicts
less accurate discrimination of contrastive L2 vowels that are identified as
instances of a single L1 vowel category+
Procedure
Table 1 shows the percentage of times that the English vowel stimuli were
identified as instances of each Italian vowel category+ The percentages in ital-
ics indicate the modal classification of each English vowel+ Both vowels in
three contrasts received the same modal classification: English 0E0 and 0æ0 as
Italian 0E0; 0Á0 and 0ö0 as Italian 0a0; and 0i0 and 0I0 as Italian 0i0+ However,
different modal classifications were obtained for the English vowels compris-
ing the remaining six English vowel contrasts+ Table 1 also shows, in paren-
theses, the average ratings assigned to the stimuli that were classified in terms
of each Italian vowel category+ The most notable aspect of these data is that
the English 020 stimuli received much lower goodness-of-fit ratings than the
other English vowel stimuli, especially 0i0 and 0u0+
A question of interest was whether the perceptual assimilation data could
provide an explanation as to why certain English vowels were more difficult
than others for the Italian students to discriminate in experiment 1+ To address
this question, classification overlap scores were computed for each contrast+
The computation can be illustrated as follows+ The Italian students classified
the English 0E0 and 0æ0 tokens as Italian 0e0 in 47% and 10% of instances,
respectively+ This gave a 10% overlap in use of the Italian 0e0 category+ The
0E0 and 0æ0 tokens were classified as Italian 0E0 in 53% and 75% of instances,
giving a 53% overlap in use of the 0E0 category+ The two partial overlap scores
yielded a score of 63% for the 0E0-0æ0 contrast+
There was a high degree of overlap for three of the four English vowel
contrasts that were most difficult for the Italian students to discriminate in
experiment 1 ~viz+, 0E0-0æ0, 0Á0-0ö0, 0i0-0I0!+ A single Italian vowel was used in
63% of instances to classify both the English 0E0 and 0æ0 tokens, in 74% of
instances to classify both the English 0Á0 and 0ö0 tokens, and in 72% of
instances to classify both the English 0i0 and 0I0 tokens+ Conversely, there was
little classification overlap for two of the three contrasts that were discrimi-
nated most accurately by the Italian students ~viz+, 0ö0-0æ0 and 020-0ö0!+ Spe-
cifically, a single Italian vowel was used in only 15% of instances to classify
both 0ö0 and 0æ0, and the same Italian vowel was never used to classify both
020 and 0ö0+
These results are consistent with predictions generated by the PAM ~Best,
1995!+ However, the results for two other contrasts diverged from the general
pattern just described+ The high classification overlap score computed for
0e I0-0E0 ~viz+, 87%! led to the expectation of poor discrimination+ However, the
Italian students discriminated 0e I0-0E0 much better than the three other con-
trasts receiving high classification overlap scores ~viz+, 0E0-0æ0, 0Á0-0ö0, and
0i0-0I0!+ An inspection of the classifications given by individual students pro-
vided some insight into this anomaly+ When considered on an individual basis,
the overlap of Italian vowel categories used to classify 0e I0-0E0 averaged only
40%+
The results for 0I0-0E0 also diverged from the general pattern+ The rela-
tively low classification overlap score computed for 0I0-0E0 ~viz+, 35%! led to
the expectation of relatively good discrimination+ However, 0I0-0E0 received
lower discrimination scores than all but two other contrasts ~viz+, 0E0-0æ0 and
0Á0-0ö0!+ The difficulty of 0I0-0E0 might be explained in part by considering the
acoustic specification of these vowels+ Most vowels that are adjacent to one
another in the English vowel space differ in terms of midpoint formant fre-
quency values, duration, and formant movement patterns+ However, English
0I0 and 0E0 differ relatively little in terms of their midpoint formant frequen-
cies and duration and do not show a differing pattern of formant movement
~Hillenbrand, Clark, & Nearey, 2001!+ This might explain why NE-speaking lis-
teners sometimes misidentify English 0I0 and 0E0 tokens that have been pro-
duced by other NE speakers ~see Flege, 1988, for review!+ The results obtained
here for 0I0-0E0 suggest indirectly, therefore, that nonnative discrimination of
L2 vowels may depend on more than just cross-language patterns of percep-
tual assimilation+
14 James Emil Flege and Ian R. A. MacKay
EXPERIMENT 3
Method
NE 9m, 9f 50~4! — — — — —
39–57
Early low 8m, 10f 50~4! 7~3! 7%~4! 42~4! 2+8~1+4! 14~3!
42–58 2–13 1–13 36–50 1–7 10–18
Early high 8m, 10f 49~6! 8~4! 43%~15! 40~4! 5+0~1+7! 11~6!
35–61 2–13 25–80 33–49 2–10 2–24
Late low 10m, 8f 51~7! 20~3! 10%~5! 31~8! 2+6~1+0! 2~2!
29–62 15–25 2–15 4–42 0–5 0–6
Late high 8m, 10f 49~8! 20~3! 53%~13! 29~9! 4+4~1+6! 2~2!
29–57 15–26 30–75 8–39 2–7 0–8
M 49~6! 14~7! 28%~23! 36~9! 3+7~1+8! 7~6!
Note+ CA 5 chronological age in years; AOA 5 age of arrival in Canada in years; % use 5 self-reported percentage use
of Italian; LOR 5 length of residence in Canada in years; NII 5 number of interlocutors with whom Italian was used;
Educ 5 years of education in Canada in years+ The values in parentheses are standard deviations+
were averaged in Table 2 because they were highly correlated ~ p , +001!+ Par-
ticipants in the early-low and late-low groups reported using Italian 8% of the
time on the average, whereas those in the early-high and late-high groups
reported using Italian 48% of the time+ The AOA of the early and late learners
averaged 8 and 20 years, respectively+ An ANOVA revealed that the low-L1-use
and high-L1-use participants did not differ significantly according to AOA,
F~1, 68! 5 0+7, p . +10+ Another ANOVA revealed that the late learners used
Italian more than the early learners, F~1, 68! 5 7+3, p , +01+ However, AOA and
L1 use did not interact significantly in an ANOVA examining percentage Italian
use, F~1, 68! 5 2+45, p . +10+
The NI participants’ L1 use estimates appear to have been valid and reli-
able+ They were asked to name the persons with whom they spoke Italian+
The number of named interlocutors was examined in a two-way ANOVA+ Par-
ticipants assigned to the high-L1-use groups named significantly more per-
sons than those assigned to the low-L1-use groups, F~1, 68! 5 34+1, p , +01+
However, the number of persons named by participants in the early and late
groups did not differ significantly, F~1, 68! 5 0+3, p . +10, nor did the AOA 3
L1 Use interaction reach significance, F~1, 68! 5 0+27, p . +10+
In addition to providing global percentage Italian use estimates, the NI par-
ticipants were also asked to indicate their percentage Italian use in a variety
of contexts ~at work, while shopping, on the telephone, at home, in social sit-
uations, with friends, and with family members!+ The average contextualized
estimates given by the four NI groups are shown in Figure 2+ These findings
suggest that participants in the early-low and late-low groups used Italian
almost exclusively with family members+ An average of the contextualized esti-
mates was computed for each NI participant+ These average estimates were
16 James Emil Flege and Ian R. A. MacKay
Figure 2. Mean percentage use of Italian reported by the four groups of par-
ticipants in experiment 3 at work ~WO!, while shopping ~SH!, on the telephone
~TE!, at home ~HO!, at social events ~SO!, with friends ~FR!, and with family
members ~FA!+
correlated with the global Italian use estimates reported in Table 2, r~70! 5
+91, p , +01+
The discrimination scores for the five groups are shown in Figure 3+ The NE
and early-low groups obtained similar mean scores for the nine contrasts ~M 5
+988 vs+ +985!, whereas participants in the other three groups obtained lower
average scores ~early high 5 +957, late low 5 +927, and late high 5 +869!+
Figure 4 shows the scores for 0E0-0æ0, 0Á0-0ö0, and 0i0-0I0 in greater detail+ A
series of AOA 3 L1 use ANOVAs revealed that the early learners discrimi-
nated all three of these contrasts significantly better than the late learners:
0E0-0æ0, F~1, 68! 5 19+2, p , +01; 0Á0-0ö0, F~1, 68! 5 29+1, p , +01; 0i0-0I0,
F~1, 68! 5 6+0, p , +05+ Also, the low-L1-use participants discriminated all three
contrasts better than the high-L1-use participants: 0E0-0æ0, F~1, 68! 5 5+8,
L2 Vowel Perception 17
p , +05; 0Á0-0ö0, F~1, 68! 5 13+1, p , +01; 0i0-0I0, F~1, 68! 5 5+1, p , +05+ No
significant AOA 3 L1 Use interactions were obtained: 0E0-0æ0, F~1, 68! 5 1+8,
p . +10; 0Á0-0ö0, F~1, 68! 5 0+1, p . +10; 0i0-0I0, F~1, 68! 5 0+3, p . +10+
Differences between the NE group and the four NI groups were evaluated
in a series of one-way ANOVAs+ The effect of group was significant for all three
contrasts: 0E0-0æ0, F~4, 85! 5 10+2, p , +01; 0Á0-0ö0, F~4, 85! 5 17+5, p , +01;
0i0-0I0, F~4, 85! 5 5+5, p , +01+ The four NI groups were compared to the NE
group in a series of t-tests ~df 5 34! to evaluate native versus nonnative differ-
ences+ Participants in the late-low, late-high, and early-high groups, but not
those in the early-low group, obtained lower scores than the NE group for
0Á0-0ö0 ~Bonferroni adjusted p , +05!+ Participants in the late-low and late-high
groups obtained lower scores than the NE group for 0E0-0æ0 ~ p , +05!+ The
difference between the early-high and NE groups for 0E0-0æ0 was marginally
significant ~ p 5 +06!, but the difference between the early-low and NE groups
was nonsignificant ~ p . +10!+ Only the late-low and late-high groups differed
significantly from the NE group for 0i0-0I0 ~ p , +05!+
The scores obtained for each of the 72 NI participants for 0E0-0æ0, 0Á0-0ö0,
and 0i0-0I0 were evaluated to determine if they fell within 62+0 SDs of the NE
groups’ mean scores+ The late learners met the 2-SD criterion in 32% of 216
~3 contrasts 3 72! possible instances+ The early learners met the 2-SD cri-
terion in 81% of instances+5 Chi-square tests revealed that more early than
late learners met the criterion for each contrast: 0Á0-0ö0, x 2 ~1! 5 10+9, p , +05;
18 James Emil Flege and Ian R. A. MacKay
Figure 4. Mean discrimination of ~a! 0E0-0æ0, ~b! 0Á0-0ö0, and ~c! 0i0-0I0 by four
native Italian ~NI! groups in experiment 3+ The error bars bracket 61+0 SE+
The reference lines show the mean scores obtained by the native English ~NE!
and NI students tested in experiment 1+
0E0-0æ0, x 2 ~1! 5 11+0, p , +05; 0i0-0I0, x 2 ~1! 5 3+8, p , +05+ To obtain a high
discrimination score, participants had to correctly choose the odd item out
in change trials and also ignore phonetically irrelevant but auditorily accessi-
ble within-category differences ~e+g+, the gender of the talker! in no-change
trials+ These findings therefore support the SLM hypothesis that, although indi-
viduals of all ages retain the capacity for category formation, early L2 learn-
ers are more likely than late L2 learners to establish new categories for L2
speech sounds+
Flege, 1998; Yeni-Komshian, Flege, & Liu, 2000!, the participant variables were
intercorrelated+
As summarized in Table 3, there was a strong correlation between the bilin-
guals’ AOA in Canada and how many years of education they had received in
English-medium schools in Canada+ All participants who arrived in Canada as
children were soon enrolled in school, whereas many later-arriving partici-
pants received no education in Canada+6 The years-of-education variable, in
turn, was correlated significantly with other variables+ A relatively large amount
of education was associated with a relatively long LOR in Canada, a relatively
young chronological age at the time of testing, and a relatively low self-
estimated percentage use of Italian+ Not surprisingly, the higher the self-
estimates of percentage Italian use, the more specific individuals the bilingual
participants tended to name as persons with whom they spoke Italian+ Finally,
a relatively lengthy residence in Canada was associated with a relatively early
arrival in Canada and a relatively old age at the time of testing+
Two forward, step-wise multiple regression analyses examined the relation
between the six participant variables ~in Table 2! and vowel discrimination+
The criterion variables were the average discrimination scores obtained for
all nine English vowels contrasts and the average score for just the three con-
trasts of special interest+ As summarized in Table 4, years of education in Can-
ada accounted for 37% of the variance in the overall discrimination scores at
step 1, and percentage Italian use accounted for an additional 16% of the vari-
ance at step 2+ Years of education accounted for 37% of the variance in the
scores obtained for 0Á0-0ö0, 0E0-0æ0, and 0i0-0I0, and percentage Italian use
accounted for an additional 12% of the variance+
The failure of AOA to emerge as a significant predictor of vowel discrimi-
nation in either analysis might seem surprising, given the focus on the age of
L2 learning in so much second language acquisition research+ The results
obtained by Flege, Yeni-Komshian, and Liu ~1999! suggest the possibility that
R-square
Criterion variable Predictor variable Step R-square change F p
learners with a short versus long LOR in Canada may have been underesti-
mated+ However, an anonymous reviewer speculated that the Italian students
may have received more Italian-accented English input than the late learners
had because much of their early English input was from NI teachers in Italy+
Additional research will therefore be needed to quantify the effect of differing
amounts of native speaker input on the perception of L2 vowels+
EXPERIMENT 4
Method
surprisingly, the mean characteristics of the five groups were very similar to
those presented in Table 2 for the experiment 3 participants+ The NI partici-
pants had a mean age of 50 years ~range 5 30–63 years! and had lived in Can-
ada for an average of 36 years ~range 5 9–51!+ The early learners arrived in
Canada at an earlier age ~M 5 8 years, range 5 3–13! than the late bilinguals
had ~M 5 19 years, range 5 15–28!+ The low-L1-use participants reported using
Italian less ~M 5 8%, range 5 2–15%! than the high-L1-use bilinguals ~M 5 46%,
range 5 29–75%!+
Stimuli. The perceptual stimuli used here consisted of phrases drawn from
an unpublished study in which NI late learners responded extemporaneously
in English to questions about immigration+ The speech samples were digi-
tized, and phrases containing various target vowels were edited out+ The
phrases were then presented to six NE adults with phonetic training+ The lis-
teners’ classifications of the target vowels were used to select one to three
phrases produced by 13 NE speakers and 24 NI late learners+ The selected
phrases contained the target vowels 0i0, 0I0, and 0æ0+ Some target vowels were
identified as intended by the majority of listeners, whereas others were mis-
identified by most listeners in a particular way+
Three sets of phrases containing the target vowel 0i0 were selected as stim-
uli+ The native English-correct ~NE-correct! set contained 0i0 tokens produced
by NE speakers that were transcribed as @i# by at least four of the six listen-
ers+ The native Italian-correct ~NI-correct! set also contained 0i0 tokens that
were transcribed as @i# by the majority of listeners+ However, the 0i0 tokens in
the native Italian-incorrect ~NI-incorrect! set were transcribed as @I# rather than
@i# by the majority of listeners+ The same procedures were used in selecting
three sets of phrases containing the target vowel 0I0+ ~Productions of 0I0 in
the NI-incorrect set were transcribed as @i# by the majority of listeners+! Also,
three sets of phrases containing the target vowel 0æ0 ~incorrect productions
of 0æ0 transcribed as @a# or @Á#! were selected as filler material+
Procedure. The stimulus sets containing the target 0I0 and 0i0 tokens were
presented in counterbalanced order, with the 0æ0 sets in between+ The phrases
were presented via loudspeakers at a comfortable level+ As the phrases were
presented auditorily, a written version of the phrases ~see Appendix B! was
presented on the screen of the notebook computer used for testing+ The tar-
get vowel in each written phrase was replaced by an asterisk+ This was done
to ensure that the participants knew which vowel in each ~auditory! phrase
was to be judged+ For example, the asterisk in very d*fficult indicated that the
target vowel to be judged was 0I0+ ~This assumes, of course, that participants
knew that the word difficult contains 0I0, not 0i0+! The participants were told
to indicate if the target vowel in each phrase had been produced correctly or
incorrectly+ They did so by clicking one of two buttons shown on the com-
puter screen+ A stimulus phrase could be replayed, but a response could not
24 James Emil Flege and Ian R. A. MacKay
be changed once given+ The interval between each response and the next stim-
ulus was 1 s+
The mean A' scores obtained for the five groups are shown in Figure 5+ The
scores obtained here were considerably lower than the scores obtained for
0i0-0I0 in experiment 3, probably because the target vowels under examina-
tion were not good instances of the 0i0 and 0I0 categories+ However, the pat-
Figure 5. Mean error detection scores obtained for four native Italian ~NI!
groups in experiment 4+ The reference line shows the mean score obtained
for native English ~NE! speakers+ The error bars bracket 61+0 SE+
L2 Vowel Perception 25
GENERAL DISCUSSION
2000; Pallier et al+, 1997, 2001; Sebastián-Gallés & Soto-Faraco, 1999!, which
suggests that an accurate perception of L2 vowels might be impossible follow-
ing establishment of the L1 sound system+ The hypothesis tested here—that
high-L1-use but not low-L1-use early learners would differ from NE speakers—
was largely confirmed+ The early-low group did not differ from the NE speak-
ers in discriminating 0Á0-0ö0, 0E0-0æ0, or 0i0-0I0 in experiment 3+ However, the
early-high group obtained scores that were significantly lower than the NE
groups’ scores for 0Á0-0ö0, and their scores for 0E0-0æ0 differed from the NE
speakers’ scores at the +06 level+ In experiment 4, the early-high group but not
the early-low group was found to differ significantly from the NE group in an
error detection task focusing on the English 0i0-0I0 distinction+
Two conclusions can be drawn from the results obtained here for early
learners+ Consistent with the results obtained in Barcelona, beginning to learn
an L2 in childhood does not guarantee a nativelike perception of L2 vowels+
On the other hand, establishment of the L1 phonetic system does not guar-
antee that measurable vowel-perception differences will exist between early
learners and L2 native speakers+ The L1 phonetic systems of the early-
high and early-low groups were probably similar when they began to learn
English, for participants in these groups arrived in Canada at the same age+
Therefore, if early learners are prevented from perceiving L2 vowels accu-
rately as the result of interference from L1 vowels ~e+g+, Kuhl et al+, 1992!,
one would have expected comparable results for the early-high and early-
low groups+
The tests administered in experiments 3 and 4 were sufficiently sensitive
to reveal differences between participants in the NE and early-high groups+
Thus, the results for these experiments suggest that the representations devel-
oped for English vowels by participants in the early-low group were function-
ally equivalent+ However, the lack of significant differences between the NE
and early-low groups does not necessarily indicate that the long-term mem-
ory representations developed for English vowels by participants in these
groups were identical+ It is unlikely that NE and early-low group participants
had received identical English input over the course of their lives+ Moreover,
the SLM predicts that when new phonetic categories are established for L2
vowels that are close in vowel space to preexisting L1 vowels, the L1 and L2
vowels will dissimilate ~see Flege, 2002; Flege, Schirru, & MacKay, 2003!+ This
might also lead to subtle perceptual differences between native speakers and
early learners+ It is also possible that residual differences in feature weighting
might distinguish successful early learners from L2 native speakers ~see, e+g+,
Crowther & Mann, 1994; Iverson et al+, 2003!+
Although the AOA and L1 use effects obtained here were straightforward,
their interpretation is not+ Age effects on L2 speech acquisition have been
attributed, among other things, to age-related differences in neural plasticity
~e+g+, Scovel, 1988, 2000! and differences in the state of development of L1 pho-
netic categories ~e+g+, Flege, 1999!+ Such effects might also be attributed to
L2 Vowel Perception 27
factors that are typically confounded with age ~e+g+, Flege, Yeni-Komshian, et al+,
1999!+ For example, there was a strong correlation between the NI partici-
pants’ AOA and how many years of education they had received in English-
speaking Canadian schools+ Years of education, in turn, showed a slightly
stronger correlation with vowel discrimination scores than AOA+ Perhaps the
early learners discriminated English vowels more accurately than the late learn-
ers because they had received more phonetic input from NE speakers during
early stages of L2 learning ~see Flege & Liu, 2001!+ Still another possibility is
that the early and late learners differed in motivation to learn English because
of perceived differences in the social or economic utility of English, or both
~Grenier, 1984; Stevens, 1999!+
Interpretation of the L1 use effect is also uncertain+ The L1 use effect may
have had a psycholinguistic origin+ For example, the Italian system of the high-
L1-use participants might have been activated more strongly than the low-L1-
use participants’ Italian system+ If so, it might have exerted a comparatively
stronger influence on their representations of English vowels, how they pro-
cessed English vowels, or both+ Alternatively, the L1 use effect may have been
due to differences in phonetic input+ For example, the high-L1-use partici-
pants might have been exposed to Italian-accented English more frequently
than the low-L1-use participants+ Another possible explanation is that more
early-low than early-high participants were dominant in English, and L2 dom-
inance contributes to an accurate perception of L2 vowels ~see Flege, MacKay,
& Piske, 2002!+
Still another possible explanation of the observed difference between the
early-low and early-high groups was offered by an anonymous reviewer: The
L1 use effect was actually an effect of differences in L2 use+ The NI partici-
pants were not asked to estimate their use of English ~see Appendix A! because
other research with participants drawn from the same community has shown
that English and Italian use estimates are inversely correlated+ For example,
196 native speakers of Italian living in the Ottawa region were recently asked
to estimate their percentage use of English, Italian, and French+ The estimates
averaged 51+1% for English, 48+0% for Italian, and 0+9% for French+ The corre-
lation between the English and Italian estimates was r~194! 5 –+995+ It is con-
ceivable, therefore, that the low-L1-use participants in this study perceived
English vowels more accurately than the high-L1-use participants because they
used English more and had thus heard English vowels more frequently than
the high-L1-use participants+
Finally, the results obtained here lend support to the SLM hypothesis ~e+g+,
Flege, 1995! that the capacity to establish new vowel categories remains intact
across the life span+ As previously mentioned, Italian students who had lived
in Canada for 3 months had difficulty discriminating English 0Á0-0ö0, 0E0-0æ0,
and 0i0-0I0+ None of the Italian students obtained discrimination scores that
fell within 2 SDs of the mean discrimination scores obtained for age-matched
NE students+ However, the late learners in experiment 3 obtained discrimina-
28 James Emil Flege and Ian R. A. MacKay
tion scores that fell within 2 SDs of the mean value for age-matched NE speak-
ers in 32% of instances+
In conclusion, early learners who continued to use Italian L1 often, but not
those who seldom used Italian, were found to differ significantly from native
speakers of English in perceiving English vowels+ This suggests that the estab-
lishment of the L1 vowel system does not by itself prevent an accurate per-
ception of L2 vowels+ The late learners who were examined in the present
study generally perceived English vowels less accurately than the early learn-
ers+ However, as predicted by the SLM, some late learners were found to per-
ceive English vowels accurately+
NOTES
1+ Sebastián-Gallés and Soto-Faraco ~1999! also examined Catalan 0o0-0O0, 0s0-0z0, and 0S0-0Z0, and
Pallier et al+ ~2001! also examined 0o0-0O0, 0s0-0z0, and 0m0-0n0+
2+ In some categorial discrimination tests ~e+g+, Best et al+, 2001!, the trials testing each contrast
of interest are presented in separate, counterbalanced blocks+ In this study, the trials testing all
nine contrasts were presented in a single, randomized block to increase task difficulty and thus
maximize the likelihood of observing significant between-group differences+
3+ If the proportion of hits ~H! equaled the proportion of false alarms ~FA!, then A' was set to
+500+ If H exceeded FA, then A' 5 +500 1 ~~H – FA! 3 ~1 1 H – FA!!0~~4 3 H! 3 ~1 – FA!!+ However, if FA
exceeded H, then A' 5 +500 – ~~FA – H! 3 ~1 1 FA – H!!0~~4 3 FA! 3 ~1 – H!!+
4+ To prevent possible confusions arising from a lack of familiarity with phonetic symbols, alter-
nate labels were also provided for the mid vowels ~e chiusa and e aperta for 0e0 and 0E0, o chiusa
and o aperta for 0o0 and 0O0!+ These terms are taught in Italian elementary schools+
5+ The NE group’s scores for 0Á0-0ö0 averaged +988 ~SD 5 +032!+ A total of 33 participants met the
2-SD criterion for 0Á0-0ö0 ~17 early low, 9 early high, 4 late low, and 3 late high!+ The NE speakers’
scores for 0E0-0æ0 averaged +990 ~SD 5 +015!, with 44 NI participants meeting the 2-SD criterion ~18
early low, 15 early high, 8 late low, and 3 late high!+ Finally, the NE speakers’ 0i0-0I0 scores averaged
+990 ~SD 5 +015!, with 45 NI participants meeting the 2-SD criterion ~17 early low, 12 early high, 10
late low, and 6 late high!+
6+ The 20 participants with an AOA less than 9 years attended Canadian schools for 14+4 years
on average, whereas the 27 participants with an AOA greater than 17 years attended school for just
1+3 years on average+
7+ The data for one participant in the late-high group was lost due to a technical error+
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32 James Emil Flege and Ian R. A. MacKay
APPENDIX A
The purpose of this questionnaire is to learn something about your language history+
We would like to find out what languages you know, when you first learned them, and
how much you use them+
0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%
While at home
Visiting family
members
At work ~including
volunteer work!
At church or
church functions
Visiting friends
On the telephone
While on vacation
While shopping
At parties and
social gathering
11+ Please estimate, using a percentage ~%!, how much you have spoken Italian in
the past 5 years _____; in the past 5 months _____; in the past 5 weeks _____+
L2 Vowel Perception 33
12+ Please tell me the people you typically speak Italian with, and their relation to
you+
13+ Please tell me the people you sometimes speak Italian with, and their relation to
you+
14+ Number of years of formal education in Italy ____ and in Canada ____
15+ Please estimate your ability to speak, understand, read, and write English and
Italian+ Use the number “1” if your ability is poor, “7” if your ability is good, and
numbers in between for ability levels that are in between+
English Italian
1 2 3 4 5 6 7 1 2 3 4 5 6 7
Speaking
Understanding
Reading
Writing
34 James Emil Flege and Ian R. A. MacKay
APPENDIX B