Argument and Argumentation
Argument and Argumentation
• 1. Terminological Clarifications
• 2. Types of Arguments
o 2.1 Deduction
o 2.2 Induction
o 2.3 Abduction
o 2.4 Analogy
o 2.5 Fallacies
• 3. Types of Argumentation
o 3.1 Adversarial and cooperative argumentation
o 3.2 Argumentation as an epistemic practice
o 3.3 Consensus-oriented argumentation
o 3.4 Argumentation and conflict management
o 3.5 Conclusion
• 4. Argumentation Across Fields of Inquiry and Social Practices
o 4.1 Argumentation theory
o 4.2 Artificial intelligence and computer science
o 4.3 Cognitive science and psychology
o 4.4 Language and communication
o 4.5 Argumentation in specific social practices
• 5. Further Topics
o 5.1 Argumentative injustice and virtuous argumentation
o 5.2 Emotions and argumentation
o 5.3 Cross-cultural perspectives on argumentation
o 5.4 Argumentation and the Internet
• 6. Conclusion
• Bibliography
o References for the Main Text
o References for the Historical Supplement
• Academic Tools
• Other Internet Resources
• Related Entries
1. Terminological Clarifications
An argument can be defined as a complex symbolic structure where some parts,
known as the premises, offer support to another part, the conclusion. Alternatively,
an argument can be viewed as a complex speech act consisting of one or more acts
of premising (which assert propositions in favor of the conclusion), an act of
concluding, and a stated or implicit marker (“hence”, “therefore”) that indicates that
the conclusion follows from the premises (Hitchcock 2007).[1] The relation of
support between premises and conclusion can be cashed out in different ways: the
premises may guarantee the truth of the conclusion, or make its truth more probable;
the premises may imply the conclusion; the premises may make the conclusion more
acceptable (or assertible).
For theoretical purposes, arguments may be considered as freestanding entities,
abstracted from their contexts of use in actual human activities. But depending on
one’s explanatory goals, there is also much to be gained from considering arguments
as they in fact occur in human communicative practices. The term generally used for
instances of exchange of arguments is argumentation. In what follows, the
convention of using “argument” to refer to structures of premises and conclusion,
and “argumentation” to refer to human practices and activities where arguments
occur as communicative actions will be adopted.
Argumentation can be defined as the communicative activity of producing and
exchanging reasons in order to support claims or defend/challenge positions,
especially in situations of doubt or disagreement (Lewiński & Mohammed 2016). It
is arguably best conceived as a kind of dialogue, even if one can also “argue” with
oneself, in long speeches or in writing (in articles or books) for an intended but
silent audience, or in groups rather than in dyads (Lewiński & Aakhus 2014). But
argumentation is a special kind of dialogue: indeed, most of the dialogues we
engage in are not instances of argumentation, for example when asking someone if
they know what time it is, or when someone shares details about their vacation.
Argumentation only occurs when, upon making a claim, someone receives a request
for further support for the claim in the form of reasons, or estimates herself that
further justification is required (Jackson & Jacobs 1980; Jackson, 2019). In such
cases, dialogues of “giving and asking for reasons” ensue (Brandom, 1994; Bermejo
Luque 2011). Since most of what we know we learn from others, argumentation
seems to be an important mechanism to filter the information we receive, instead of
accepting what others tell us uncritically (Sperber, Clément, et al. 2010).
The study of arguments and argumentation is also closely connected to the study
of reasoning, understood as the process of reaching conclusions on the basis of
careful, reflective consideration of the available information, i.e., by an examination
of reasons. According to a widespread view, reasoning and argumentation are
related (as both concern reasons) but fundamentally different phenomena: reasoning
would belong to the mental realm of thinking—an individual inferring new
information from the available information by means of careful consideration of
reasons—whereas argumentation would belong to the public realm of
the exchange of reasons, expressed in language or other symbolic media and
intended for an audience. However, a number of authors have argued for a different
view, namely that reasoning and argumentation are in fact two sides of the same
coin, and that what is known as reasoning is by and large the internalization of
practices of argumentation (MacKenzie 1989; Mercier & Sperber 2017; Mercier
2018). For the purposes of this entry, we can assume a close connection between
reasoning and argumentation so that relevant research on reasoning can be suitably
included in the discussions to come.
2. Types of Arguments
Arguments come in many kinds. In some of them, the truth of the premises is
supposed to guarantee the truth of the conclusion, and these are known
as deductive arguments. In others, the truth of the premises should make the truth of
the conclusion more likely while not ensuring complete certainty; two well-known
classes of such arguments are inductive and abductive arguments (a distinction
introduced by Peirce, see entry on C.S. Peirce). Unlike deduction, induction and
abduction are thought to be ampliative: the conclusion goes beyond what is
(logically) contained in the premises. Moreover, a type of argument that features
prominently across different philosophical traditions, and yet does not fit neatly into
any of the categories so far discussed, are analogical arguments. In this section,
these four kinds of arguments are presented. The section closes with a discussion of
fallacious arguments, that is, arguments that seem legitimate and “good”, but in fact
are not.[2]
2.1 Deduction
Valid deductive arguments are those where the truth of the premises necessitates the
truth of the conclusion: the conclusion cannot but be true if the premises are true.
Arguments having this property are said to be deductively valid. A valid argument
whose premises are also true is said to be sound. Examples of valid deductive
arguments are the familiar syllogisms, such as:
All humans are living beings. All living beings are mortal. Therefore, all humans are
mortal.
In a deductively valid argument, the conclusion will be true in all situations where
the premises are true, with no exceptions. A slightly more technical gloss of this idea
goes as follows: in all possible worlds where the premises hold, the conclusion will
also hold. This means that, if I know the premises of a deductively valid argument to
be true of a given situation, then I can conclude with absolute certainty that the
conclusion is also true of that situation. An important property typically associated
with deductive arguments (but with exceptions, such as in relevant logic), and which
differentiates them from inductive and abductive arguments, is the property
of monotonicity: if premises A and B deductively imply conclusion C, then the
addition of any arbitrary premise D will not invalidate the argument. In other words,
if the argument “A and B; therefore C” is deductively valid, then the argument
“A, B and D; therefore C” is equally deductively valid.
Deductive arguments are the objects of study of familiar logical systems such as
(classical) propositional and predicate logic, as well as of subclassical systems such
as intuitionistic and relevant logics (although in relevant logic the property of
monotonicity does not hold, as it may lead to violations of criteria of relevance
between premises and conclusion—see entry on relevance logic). In each of these
systems, the relation of logical consequence in question satisfies the property of
necessary truth-preservation (see entry on logical consequence). This is not
surprising, as these systems were originally designed to capture arguments of a very
specific kind, namely mathematical arguments (proofs), in the pioneering work of
Frege, Russell, Hilbert, Gentzen, and others. Following a paradigm established in
ancient Greek mathematics and famously captured in Euclid’s Elements,
argumentative steps in mathematical proofs (in this tradition at least) must have the
property of necessary truth preservation (Netz 1999). This paradigm remained
influential for millennia, and still codifies what can be described as the “classical”
conception of mathematical proof (Dutilh Novaes 2020a), even if practices of proof
are ultimately also quite diverse. (In fact, there is much more to argumentation in
mathematics than just deductive argumentation [Aberdein & Dove 2013].)
However, a number of philosophers have argued that deductive validity and
necessary truth preservation in fact come apart. Some have reached this conclusion
motivated by the familiar logical paradoxes such as the Liar or Curry’s paradox
(Beall 2009; Field 2008; see entries on the Liar paradox and on Curry’s paradox).
Others have defended the idea that there are such things as contingent logical
truths (Kaplan 1989; Nelson & Zalta 2012), which thus challenge the idea of
necessary truth preservation. It has also been suggested that what is preserved in the
transition from premises to conclusions in deductive arguments is in fact warrant or
assertibility rather than truth (Restall 2004). Yet others, such as proponents of
preservationist approaches to paraconsistent logic, posit that what is preserved by
the deductive consequence relation is the coherence, or incoherence, of a set of
premises (Schotch, Brown, & Jennings 2009; see entry on paraconsistent logic).
Nevertheless, it is fair to say that the view that deductive validity is to be understood
primarily in terms of necessary truth preservation is still the received view.
Relatedly, there are a number of pressing philosophical issues pertaining to the
justification of deduction, such as the exact nature of the necessity involved in
deduction (metaphysical, logical, linguistic, epistemic; Shapiro 2005), and the
possibility of offering a non-circular foundation for deduction (Dummett 1978).
Furthermore, it is often remarked that the fact that a deductive argument is not
ampliative may entail that it cannot be informative, which in turn would mean that
its usefulness is quite limited; this problem has been described as “the scandal of
deduction” (Sequoiah-Grayson 2008).
Be that as it may, deductive arguments have occupied a special place in philosophy
and the sciences, ever since Aristotle presented the first fully-fledged theory of
deductive argumentation and reasoning in the Prior Analytics (and the
corresponding theory of scientific demonstration in the Posterior Analytics;
see Historical Supplement). The fascination for deductive arguments is
understandable, given their allure of certainty and indubitability. The more
geometrico (a phrase introduced by Spinoza to describe the argumentative structure
of his Ethics as following “a geometrical style”—see entry on Spinoza) has been
influential in many fields other than mathematics. However, the focus on deductive
arguments at the expense of other types of arguments has arguably skewed
investigations on argument and argumentation too much in one specific direction
(see (Bermejo-Luque 2020) for a critique of deductivism in the study of
argumentation).
In recent decades, the view that everyday reasoning and argumentation by and large
do not follow the canons of deductive argumentation has been gaining traction. In
psychology of reasoning, Oaksford and Chater were the first to argue already in the
1980s that human reasoning “in the wild” is essentially probabilistic, following the
basic canons of Bayesian probabilities (Oaksford & Chater 2018; Elqayam 2018;
see section 5.3 below). Computer scientists and artificial intelligence researchers
have also developed a strong interest in non-monotonic reasoning and argumentation
(Reiter 1980), recognizing that, outside specific scientific contexts, human reasoning
tends to be deeply defeasible (Pollock 1987; see entries on non-monotonic
logic and defeasible reasoning). Thus seen, deductive argumentation might be
considered as the exception rather than the rule in human argumentative practices
taken as a whole (Dutilh Novaes 2020a). But there are others, especially
philosophers, who still maintain that the use of deductive reasoning and
argumentation is widespread and extends beyond niches of specialists (Shapiro
2014; Williamson 2018).
2.2 Induction
Inductive arguments are arguments where observations about past instances and
regularities lead to conclusions about future instances and general principles. For
example, the observation that the sun has risen in the east every single day until now
leads to the conclusion that it will rise in the east tomorrow, and to the general
principle “the sun always rises in the east”. Generally speaking, inductive arguments
are based on statistical frequencies, which then lead to generalizations beyond the
sample of cases initially under consideration: from the observed to the unobserved.
In a good, i.e., cogent, inductive argument, the truth of the premises provides some
degree of support for the truth of the conclusion. In contrast with a deductively valid
argument, in an inductive argument the degree of support will never be maximal, as
there is always the possibility of the conclusion being false given the truth of the
premises. A gloss in terms of possible worlds might be that, while in a deductively
valid argument the conclusion will hold in all possible worlds where the premises
hold, in a good inductive argument the conclusion will hold in a significant
proportion of the possible worlds where the premises hold. The proportion of such
worlds may give a measure of the strength of support of the premises for the
conclusion (see entry on inductive logic).
Inductive arguments have been recognized and used in science and elsewhere for
millennia. The concept of induction (epagoge in Greek) was understood by Aristotle
as a progression from particulars to a universal, and figured prominently both in his
conception of the scientific method and in dialectical practices (see entry
on Aristotle’s logic, section 3.1). However, a deductivist conception of the scientific
method remained overall more influential in Aristotelian traditions, inspired by the
theory of scientific demonstration of the Posterior Analytics. It is only with the so-
called “scientific revolution” of the early modern period that experiments and
observation of individual cases became one of the pillars of scientific methodology,
a transition that is strongly associated with the figure of Francis Bacon (1561–1626;
see entry on Francis Bacon).
Inductive inferences/arguments are ubiquitous both in science and in everyday life,
and for the most part quite reliable. The functioning of the world around us seems to
display a fair amount of statistical regularity, and this is referred to as the
“Uniformity Principle” in the literature on the problem of induction (to be discussed
shortly). Moreover, it has been argued that generalizing from previously observed
frequencies is the most basic principle of human cognition (Clark 2016).
However, it has long been recognized that inductive inferences/arguments are not
unproblematic. Hume famously offered the first influential formulation of what
became known as “the problem of induction” in his Treatise of Human Nature (see
entries on David Hume and on the problem of induction; Howson 2000). Hume
raises the question of what grounds the correctness of inductive
inferences/arguments, and posits that there must be an argument establishing the
validity of the Uniformity Principle for inductive inferences to be truly justified. He
goes on to argue that this argument cannot be deductive, as it is not inconceivable
that the course of nature may change. But it cannot be probable either, as probable
arguments already presuppose the validity of the Uniformity Principle; circularity
would ensue. Since these are the only two options, he concludes that the Uniformity
Principle cannot be established by rational argument, and hence that induction
cannot be justified.
A more recent influential critique of inductive arguments is the one offered in
(Harman 1965). Harman argues that either enumerative induction is not always
warranted, or it is always warranted but constitutes an uninteresting special case of
the more general category of inference to the best explanation (see next section).
The upshot is that, for Harman, induction should not be considered a warranted form
of inference in its own right.
Given the centrality of induction for scientific practice, there have been numerous
attempts to respond to the critics of induction, with various degrees of success.
Among those, an influential recent response to the problem of induction is Norton’s
material theory of induction (Norton 2003). But the problem has not prevented
scientists and laypeople alike from continuing to use induction widely. More
recently, the use of statistical frequencies for social categories to draw conclusions
about specific individuals has become a matter of contention, both at the individual
level (see entry on implicit bias) and at the institutional level (e.g., the use of
predictive algorithms for law enforcement [Jorgensen Bolinger 2021]). These
debates can be seen as reoccurrences of Hume’s problem of induction, now in the
domain of social rather than of natural phenomena.
2.3 Abduction
An abductive argument is one where, from the observation of a few relevant facts, a
conclusion is drawn as to what could possibly explain the occurrence of these facts
(see entry on abduction). Abduction is widely thought to be ubiquitous both in
science and in everyday life, as well as in other specific domains such as the law,
medical diagnosis, and explainable artificial intelligence (Josephson & Josephson
1994). Indeed, a good example of abduction is the closing argument by a prosecutor
in a court of law who, after summarizing the available evidence, concludes that the
most plausible explanation for it is that the defendant must have committed the
crime they are accused of.
Like induction, and unlike deduction, abduction is not necessarily truth-preserving:
in the example above, it is still possible that the defendant is not guilty after all, and
that some other, unexpected phenomena caused the evidence to emerge. But
abduction is significantly different from induction in that it does not only concern
the generalization of prior observation for prediction (though it may also involve
statistical data): rather, abduction is often backward-looking in that it seeks to
explain something that has already happened. The key notion is that of bringing
together apparently independent phenomena or events as explanatorily and/or
causally connected to each other, something that is absent from a purely inductive
argument that only appeals to observed frequencies. Cognitively, abduction taps into
the well-known human tendency to seek (causal) explanations for phenomena (Keil
2006).
As noted, deduction and induction have been recognized as important classes of
arguments for millennia; the concept of abduction is by comparison a latecomer. It is
important to notice though that explanatory arguments as such are not latecomers;
indeed, Aristotle’s very conception of scientific demonstration is based on the
concept of explaining causes (see entry on Aristotle). What is recent is the
conceptualization of abduction as a special class of arguments, and the term itself.
The term was introduced by Peirce as a third class of inferences distinct from
deduction and induction: for Peirce, abduction is understood as the process of
forming explanatory hypotheses, thus leading to new ideas and concepts (whereas
for him deduction and induction could not lead to new ideas or theories; see the
entry on Peirce). Thus seen, abduction pertains to contexts of discovery, in which
case it is not clear that it corresponds to instances of arguments, properly speaking.
In its modern meaning, however, abduction pertains to contexts of justification, and
thus to speak of abductive arguments becomes appropriate. An abductive argument
is now typically understood as an inference to the best explanation (Lipton 1971
[2003]), although some authors contend that there are good reasons to distinguish
the two concepts (Campos 2011).
While the main ideas behind abduction may seem simple enough, cashing out more
precisely how exactly abduction works is a complex matter (see entry on abduction).
Moreover, it is not clear that abductive arguments are always or even generally
reliable and cogent. Humans seem to have a tendency to overshoot in their quest for
causal explanations, and often look for simplicity where there is none to be found
(Lombrozo 2007; but see Sober 2015 on the significance of parsimony in scientific
reasoning). There are also a number of philosophical worries pertaining to the
justification of abduction, especially in scientific contexts; one influential critique of
abduction/inference to the best explanation is the one articulated by van Fraassen
(Fraassen 1989). A frequent concern pertains to the connection between explanatory
superiority and truth: are we entitled to conclude that the conclusion of an abductive
argument is true solely on the basis of it being a good (or even the best) explanation
for the phenomena in question? It seems that no amount of philosophical a priori
theorizing will provide justification for the leap from explanatory superiority to
truth. Instead, defenders of abduction tend to offer empirical arguments showing that
abduction tends to be a reliable rule of inference. In this sense, abduction and
induction are comparable: they are widely used, grounded in very basic human
cognitive tendencies, but they give rise to a number of difficult philosophical
problems.
2.4 Analogy
Arguments by analogy are based on the idea that, if two things are similar, what is
true of one of them is likely to be true of the other as well (see entry on analogy and
analogical reasoning). Analogical arguments are widely used across different
domains of human activity, for example in legal contexts (see entry on precedent
and analogy in legal reasoning). As an example, take an argument for the wrongness
of farming non-human animals for food consumption: if an alien species farmed
humans for food, that would be wrong; so, by analogy, it is wrong for us humans to
farm non-human animals for food. The general idea is captured in the following
schema (adapted from the entry on analogy and analogical reasoning; S is the source
domain and T the target domain of the analogy):
2.5 Fallacies
One of the most extensively studied types of arguments throughout the centuries are,
perhaps surprisingly, arguments that appear legitimate but are not, known
as fallacious arguments. From early on, the investigation of such arguments
occupied a prominent position in Aristotelian logical traditions, inspired in particular
by his book Sophistical Refutations (see Historical Supplement). The thought is that,
to argue well, it is not sufficient to be able to produce and recognize good
arguments; it is equally (or perhaps even more) important to be able to recognize
bad arguments by others, and to avoid producing bad arguments oneself. This is
particularly true of the tricky cases, namely arguments that appear legitimate but are
not, i.e., fallacies.
Some well-know types of fallacies include (see entry on fallacies for a more
extensive discussion):
• The fallacy of equivocation, which occurs when an arguer exploits the
ambiguity of a term or phrase which has occurred at least twice in an
argument to draw an unwarranted conclusion.
• The fallacy of begging the question, when one of the premises and the
conclusion of an argument are the same proposition, but differently
formulated.
• The fallacy of appeal to authority, when a claim is supported by reference to
an authority instead of offering reasons to support it.
• The ad hominem fallacy, which involves bringing negative aspects of an
arguer, or their situation, to argue against the view they are advancing.
• The fallacy of faulty analogy, when an analogy is used as an argument but
there is not sufficient relevant similarity between the source domain and the
target domain (as discussed above).
Beyond their (presumed?) usefulness in teaching argumentative skills, the literature
on fallacies raises a number of important philosophical discussions, such as: What
determines when an argument is fallacious or rather a legitimate argument?
(See section 4.3 below on Bayesian accounts of fallacies) What causes certain
arguments to be fallacious? Is the focus on fallacies a useful approach to arguments
at all? (Massey 1981) Despite the occasional criticism, the concept of fallacies
remains central in the study of arguments and argumentation.
3. Types of Argumentation
Just as there are different types of arguments, there are different types of
argumentative situations, depending on the communicative goals of the persons
involved and background conditions. Argumentation may occur when people are
trying to reach consensus in a situation of dissent, but it may also occur when
scientists discuss their findings with each other (to name but two examples).
Specific rules of argumentative engagement may vary depending on these different
types of argumentation.
A related point extensively discussed in the recent literature pertains to the
function(s) of argumentation.[3] What’s the point of arguing? While it is often
recognized that argumentation may have multiple functions, different authors tend to
emphasize specific functions for argumentation at the expense of others. This
section offers an overview of discussions on types of argumentation and its
functions, demonstrating that argumentation is a multifaceted phenomenon that has
different applications in different circumstances.
3.5 Conclusion
From these observations on different types of argumentation, a pluralistic picture
emerges: argumentation, understood as the exchange of reasons to justify claims,
seems to have different applications in different situations. However, it is not clear
that some of the goals often attributed to argumentation such as epistemic
improvement and reaching consensus can in fact be reliably achieved in many real
life situations. Does this mean that argumentation is useless and futile? Not
necessarily, but it may mean that engaging in argumentation will not always be the
optimal response in a number of contexts.
5. Further Topics
Argumentation is a multi-faceted phenomenon, and the literature on arguments and
argumentation is massive and varied. This entry can only scratch the surface of the
richness of this material, and many interesting, relevant topics must be left out for
reasons of space. In this final section, a selection of topics that are likely to attract
considerable interest in future research are discussed.
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Acknowledgments
Thanks to Merel Talbi, Elias Anttila, César dos Santos, Hein Duijf, Silvia Ivani,
Caglar Dede, Colin Rittberg, Marcin Lewiński, Andrew Aberdein, Malcolm
Keating, Maksymillian Del Mar, and an anonymous referee for suggestions and/or
comments on earlier drafts. This research was supported by H2020 European
Research Council [771074-SEA].